Note on the Security Component of the 2004 CDI Michael O’Hanlon Adriana Lins de Albuquerque The Brookings Institution April 2004 1 Table of Contents Note on the Security Component of the 2004 CDI............................................................. 3 Security Component Ranking ............................................................................................. 7 Security Component Results -- Breakdown........................................................................ 8 5-year averages: Financial contributions to UN PKO 1998-2002 .................................... 11 5-year averages: Defense budgets 1998-2002 .................................................................. 12 5-year averages: GDP ($) 1998-2002 ............................................................................... 13 5-year averages: Active Forces 1998-2002....................................................................... 14 Calculations: Personnel (Direct and Indirect) and Financial Contributions to UN PKO 1998-2002 ......................................................................................................................... 15 Calculations: Personnel (Direct and Indirect) and Financial Contributions to non-UN missions 1998-2002 .......................................................................................................... 26 2 Note on the Security Component of the 2004 CDI A Word on Methodology The essence of these rankings for security-related contributions to development is as follows. Naturally, money paid to the United Nations for regular peacekeeping assessments is included. So are estimated costs for deploying troops to UN-conducted peacekeeping missions that exceed the reimbursements provided by the UN for such costs. So are similar costs incurred in missions authorized by the UN and serving a specific peacekeeping purpose. These are the marginal (that is, the additional) costs of deploying troops that have already been trained, equipped, and paid through normal national military budgets to specific overseas deployments. Finally, we include an estimate of these normal national costs for training, equipping, and paying troops to the extent that those troops might be used in peacekeeping, stabilization, or other humanitarian missions. No country to our knowledge maintains specific forces simply to have them available for such missions, without any other purpose. Thus it is difficult to compute costs in this category. The best way to determine how many troops in a country's armed forces are potentially available for such peacekeeping or stabilization missions is to examine what has actually happened in the recent past. By examining a sufficiently long period of time, one can begin to get a sense of how many of its own troops a country might consider in some general sense to be potentially available for peacekeeping, stabilization, or humanitarian purposes. The maximum number of troops deployed abroad over a given time frame gives a sense of the number that can said to be trained, equipped, paid, and otherwise maintained in a country's force structure partly for the possible purpose of carrying out such missions. For example, Australia and New Zealand deployed large forces to East Timor in 1999/2000. A number of NATO countries have deployed significant numbers of troops to Balkans peace operations since the mid-late 1990s. The United States deployed considerable numbers of forces for that latter purpose itself, but even moreso devoted a large number of personnel to the NATO air war to protect the Kosovar Albanian people from Serb aggression in 1999. This latter case is somewhat controversial, perhaps, since we are counting forces devoted to a wartime operation as a humanitarian-related security expenditure in a developmentrelated cost index. But NATO's purpose in Kosovo, while partly strategic, was principally focused on restoring Kosovar Albanians to their homes. Few viewed Serbia as a general threat to the continent's stability, so the purpose of this mission was not to check a threat that if left unaddressed could grow with time, but to prevent Slobodan Milosevic and his minions from slaughtering another small oppressed minority population of the former Yugoslavia. Hence we count efforts towards winning that war in this index. We do not count the role of the United States or any other country in post-Saddam Iraq (or for that matter postwar Korea). That mission is blessed by the UN and serves a humanitarian purpose in trying to help the Iraqi people achieve a stable government and prosperous economy. But few can doubt that the peacekeeping mission was an inevitable 3 consequence of the US-led invasion, given how the post-Saddam period has unfolded in Iraq, and that the invasion was itself undertaken principally for strategic purposes. This is not to criticize the invasion; some who have worked on this index supported it while others opposed it. But we are generally unified in the view that US-led action in Iraq, while aiming to achieving substantial humanitarian benefits for the Iraqi people, was not principally motivated by that consideration. Hence it is not considered germane to this exercise focused on development indicators, and the contributions of various countries to the mission, however worthy, are not included in the security index. Methods Used The direct cost of personnel contributions (total civilian police, observer and troops) to United Nations peacekeeping operations is measured as the average annual cost of deploying personnel to such missions during the time period 1998-2002. The number of personnel contributed per year is measured as the average monthly personnel contribution that each DAC country deploys to U.N. peacekeeping missions. The average number of personnel contributed yearly between 1998- 2002 is then multiplied by the estimated cost of deploying these personnel. For the purposes of this study all kinds of personnel is valued at $9,000/person/month. The indirect cost of personnel contributions (total civilian police, observer and troops) is measured as the average annual cost of having personnel ready to be deployed to U.N. peacekeeping operations during the time period 1998-2002. The number of personnel ready to be deployed per year is measured as the peak annual personnel contribution that each DAC country deployed to U.N. peacekeeping operations during the period 19982002. This is since the peak annual amount of personnel each country contributed to U.N. peacekeeping operations is assumed to be the number of personnel that the country has to train and provide for in peacetime in order to be able to deploy them to U.N. peacekeeping operations when needed. To estimate the cost of doing so, we measure how much of each DAC country’s active military forces the peak annual number of personnel contributions to U.N. peacekeeping operations constitute, and then multiply this fraction with the average defense budget of the country in question over the period 1998-2002. The average annual financial contribution to United Nations is measured as the average annual amount of financial contributions made to the United Nations for peacekeeping operations by each DAC country over the period 1998 and 2002. There is no equivalent manner of measuring financial contributions to non-United Nations peacekeeping and humanitarian missions, and hence no column for this category in this cumulative table of financial estimates of contributions to peacekeeping operations and humanitarian interventions. Annual average direct cost of personnel contributions to non-United Nations peacekeeping operations and humanitarian interventions is measured as the average annual cost of deploying personnel (total civilian police, observer and troops) to international but non-United Nations peacekeeping operations and humanitarian 4 interventions over the period 1998–2002. Peacekeeping missions and humanitarian interventions included are; • Peace Monitoring Group in Bougainville (Bougainville) • Multinational Force and Observers, (MFO), Egypt. • SFOR, Bosnia • KFOR, Kosovo • ISAF, Afghanistan • AFOR, Albania • Northern Watch, Iraq • INTERFET, East Timor • Kosovo air war • Deliberate Forge, NATO air operation in support of SFOR operations • Joint Guardian, NATO contingency operation in Kosovo • French intervention in Cote d’Ivoire • British intervention in Sierra Leone The average number of personnel contributed by each country to each mission yearly between 1998 and 2002 is multiplied by the estimated cost of deploying these personnel. For the purposes of this study all kinds of personnel is valued at $10,000/person/month. The reason this estimate differs from the direct cost of personnel contributions to United Nations peace keeping operations ($9,000/person/month) is because the U.N. reimburses each personnel with $1,000/month. Questions and Answers about the Security Component Q: How did you decide what missions to include? A: We have included all un conducted missions motivated principally by humanitarian goals, as well as un-blessed missions of similar type run by organizations such as NATO, and in the case of the Kosovo air campaign, a humanitarian-motivated mission blessed only by NATO (not the un, but the world's largest security organization of democracies). Q: By looking at only humanitarian missions you have chosen intent as a selection criterion. Why do you believe that is the right selection criteria? A: The main reason we focus on military missions primarily motivated by humanitarianism is that otherwise the index would be dominated by the costs of the iraq war and aftermath which, however worthy they may have been and however many humanitarian benefits they have undoubtedly produced, were not motivated principally by development concerns and would not have been conducted--especially not on the scale observed—for that purpose. Q: Why did you use $10,000 as the cost of deployed troop/month? A: Past U.S. military operations in the last decade have cost at least $10,000 per deployed troop per month, in marginal or additional costs (not counting pay, normal training and 5 equipment costs, etc.). We thus take this figure as a good estimate for all western countries for all operations, in the interest of simplicity, since most countries do not provide data of the quality or detail provided by the pentagon for theus role in various operations. Q: What is the difference between direct and indirect cost of contributing personnel to missions, and how do you avoid double counting? A: We assume that whatever (maximum) fraction of a country's total military personnel were deployed at some point for a humanitarian mission, that same fraction of the country's defense budget should be viewed as being spent each year to prepare for possible humanitarian missions. One could argue that such an estimate is too high, since the same forces could perform other missions. Similarly, one could argue it is too low, since to surge and sustain a force of a given size requires that one have backup forces to provide a rotation base. We find this approach therefore reasonable and simple. The marginal costs of a mission, in other words the costs we estimate at$10,000 per deployed troop per month, are the equivalent of a supplemental appropriation cost. The fraction of the peacetime budget devoted to manning and training and equipping forces that may be used in humanitarian missions is distinct from these supplemental costs. Thus there is no double counting. Q: What aspects where not included in your study? A: We do not include, at present at least, certain matters such as how much of a country's defense budget is devoted to protecting sea lanes that thus aid in the cause of global trade and development because we have not yet found a good way to estimate this contribution. No navies are maintained primarily for this purpose, and even when they defend sealanes it is principally for more strategic purposes, so it is difficult to determine a fair share of the defense budget to allocate for this purpose. 6 Security Component Ranking Rank 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. Country Australia UK New Zealand Norway Finland Netherlands US Portugal Greece Ireland France Italy Sweden Denmark Germany Belgium Austria Canada Spain Switzerland Japan Percentage of GDP 0.36% 0.29% 0.25% 0.23% 0.1992% 0.1989% 0.170% 0.167% 0.15% 0.147% 0.13% 0.126% 0.114% 0.113% 0.111% 0.1043% 0.1007% 0.09% 0.078% 0.075% 0.0113% 7 Security Component Results -- Breakdown Country Financial estimate of contributions to international peacekeeping and humanitarian intervention missions United Nations Peace Keeping Operations (PKO) Non United Nations PKO and humanitarian interventions Annual average Annual indirect direct cost of cost of personnel personnel contributionsiv contributionsv $276,312,000 $751,692,470 Average annual GDP % of GDP $1,393,284,500 $385bn. 0.362% Total Annual indirect cost of personnel contributionsii Annual average financial contributionsiii Australia Annual average direct cost of personnel contributionsi $101,304,000 $235,375,730 $28,600,344 Austria $70,092,000 $31,768,443 17,282,538 $59,568,000 $24,106,135 $202,817,120 $201.4bn 0.1007% Belgium $1,620,000 $ 1,175,239 $20,450,311 $136,771,000 $100,761,240 $260,777,790 $250bn. 0.1043% Canada $36,396,000 $49,470,629 $20,450,311 $221,527,000 $300,410,390 $628,254,330 $686.2bn 0.092% Denmark $13,176,000 $16,933,162 $13,253,589 $115,290,000 $132,760,000 $191,412,750 $169.6bn 0.1129% Finland $59,508,000 $40,408,178 $9,739,240 $76,080,000 $66,395,980 $252,131,400 $126.6bn 0.1992% France $56,808,000 $58,966,740 $147,191,670 $740,177,000 $828,925,410 $1,832,068,800 $1.3744tr. 0.133% Germany $41,904,000 $39,182,761 $180,440,070 $762,237,000 $1,139,704,000 $2,163,467,800 $1.9456tr. 0.111% Greece $3,132,000 $774,446 $8,081,628 $125,605,000 $41,443,303 $179,036,380 $118.08bn 0.152% Ireland $68,148,000 $49,983,548 $4,799,777 $13,488,000 $13,828,386 $150,247,710 $102.18bn 0.147% Italy $22,464,000 $21,541,957 $95,874,174 $709,151,000 $594,477,730 $1,443,508,900 $1.1468tr. 0.126% Japan $15,012,000 $98,232,494 $359,796,160 0 0 $473,040,650 $4.191tr. 0.0113% Netherlands $22,248,000 $42,999,955 $30,939,170 $276,733,000 $387,598,480 $760,518,610 $382.4bn. 0.1989% New Zealand $41,688,000 $57,381,211 $4,256,058 $11,880,000 $14,783,805 $129,989,070 $52.7bn 0.247% Norway $20,736,000 $77,463,410 $11,524,285 $122,802,000 $136,979,390 $369,505,090 $159.4bn 0.232% Portugal $70,416,000 $33,953,442 $7,912,011 $49,699,000 $20,426,536 $182,406,990 $109.4bn 0.167% Spain $14,796,000 $7,618,543 $46,697,966 $269,125,000 $117,741,110 $455,978,620 $587.4bn 0.078% Sweden $17,172,000 $20,668,372 $19,311,289 $81,912,000 $124,994,440 $264,058,100 $231.92bn. 0.114% Switzerland $3,348,000 $32,911,300 0 $11,340,000 $142,319,140 $189,918,440 $253.6bn. 0.075% UK $59,940,000 $117,916,080 $120,983,080 $830,870,000 $3,007,621,400 $4,137,330,600 $1.405tr. 0.294% US $73,872,000 $178,510,470 $544,806,580 $1,953,160,000 $13,726,415,000 $16,476,764,000 $9.7016tr. 0.1698% 8 i The direct cost of personnel contributions (total civilian police, observer and troops) to United Nations peacekeeping operations is measured as the average annual cost of deploying personnel to such missions during the time period 1998-2002. The number of personnel contributed per year is measured as the average monthly personnel contribution that each DAC country deploys to U.N. peacekeeping missions. The average number of personnel contributed yearly between 1998 to 2002 is then multiplied by the estimated cost of deploying these personnel. For the purposes of this study all kinds of personnel is valued at $9,000/person/month. ii The indirect cost of personnel contributions (total civilian police, observer and troops) is measured as the average annual cost of having personnel ready to be deployed to U.N. peacekeeping operations during the time period 1998-2002. The number of personnel ready to be deployed per year is measured as the peak annual personnel contribution that each DAC country deployed to U.N. peacekeeping operations during the period 1998-2002. This is since the peak annual amount of personnel each country contributed to U.N. peacekeeping operations is assumed to be the number of personnel that the country has to train and provide for in peacetime in order to be able to deploy them to U.N. peacekeeping operations when needed. To estimate the cost of doing so, we measure how much of each DAC country’s active military forces the peak annual number of personnel contributions to U.N. peacekeeping operations constitute, and then multiply this fraction with the average defense budget of the country in question over the period 1998-2002. iii The average annual financial contribution to United Nations is measured as the average annual amount of financial contributions made to the United Nations for peacekeeping operations by each DAC country over the period 1998 and 2002. There is no equivalent manner of measuring financial contributions to non-United Nations peacekeeping and humanitarian missions, and hence no column for this category in this cumulative table of financial estimates of contributions to peacekeeping operations and humanitarian interventions. iv Annual average direct cost of personnel contributions to non-United Nations peacekeeping operations and humanitarian interventions is measured as the average annual cost of deploying personnel (total civilian police, observer and troops) to international but non-United Nations peacekeeping operations and humanitarian interventions over the period 1998-2002. Peacekeeping missions and humanitarian interventions included are; • Peace Monitoring Group in Bougainville (Bougainville) • Multinational Force and Observers, (MFO), Egypt. • SFOR, Bosnia • KFOR, Kosovo • ISAF, Afghanistan • AFOR, Albania • Northern Watch, Iraq • INTERFET, East Timor • Kosovo air war • Deliberate Forge, NATO air operation in support of SFOR operations • Joint Guardian, NATO contingency operation in Kosovo • French intervention in Cote d’Ivoire • British intervention in Sierra Leone The average number of personnel contributed by each country to each mission yearly between 1998 and 2002 is multiplied by the estimated cost of deploying these personnel. For the purposes of this study all kinds of personnel is valued at $10,000/person/month. The reason this estimate differs from the direct cost of personnel contributions to United Nations peace keeping operations ($9,000/person/month) is because the U.N. reimburses each personnel with $1,000/month. Not all missions took place during all the 12 months of each year they are listed in the detailed year-by-year matrix for non-United Nations peacekeeping and humanitarian interventions. Personnel contributions to each mission are thus calculated separately depending on the duration of the mission. The duration of each 9 mission that did not take place on a year-long basis can be found in the detailed year-by-year matrix for non-United Nations peacekeeping and humanitarian interventions. The total cost of deployments for all missions during each year is then added in order to assess the overall cost of deployments during the period 1998-2002. This total is then divided by the number of years in the period studied (5) in order to get the average annual cost of personnel contributions to nonUnited Nations peacekeeping operation and humanitarian interventions. v The indirect cost of personnel contributions (total civilian police, observer and troops) to non-United Nations peacekeeping and humanitarian interventions is measured as the average annual cost of having personnel ready to be deployed to such missions during the time period 1998-2002. The number of personnel ready to be deployed per year is measured as the peak annual personnel contribution that each DAC country deployed to the specific non-United Nations peacekeeping and humanitarian interventions mentioned above (end note iv) during the period 1998-2002. This is since the peak annual amount of personnel each country contributed to these missions is assumed to be the number of personnel that the country has to train and provide for in peacetime in order to be able to deploy them to similar missions when needed. To estimate the cost of doing so, we measure how much of each DAC country’s active military forces the peak annual number of personnel contributions to of non-United Nations peacekeeping and humanitarian interventions constitute, and then multiply this fraction with the average defense budget of the country in question over the period 1998-2002. 10 5-year averages: Financial contributions to UN PKO 1998-2002 Country Australia Austria Belgium Canada Denmark Finland France 1998 13,202,391 8,371,495 9,810,350 25,313,027 6,172,234 4,849,717 71,086,083 1999 12,089,003 7,675,597 8,996,640 22,492,079 5,638,432 4,423,446 64,795,683 2000 31,633,217 20,092,509 23,548,329 58,333,162 14,759,458 11,580,963 169,158,046 2001 48,882,408 28,625,678 34,111,033 77,797,045 22,521,205 15,839,960 246,713,852 2002 37,194,702 21,647,409 25,785,204 58,845,808 17,176,618 12,002,116 184,204,656 Annual average $28,600,344 $17,282,538 $20,450,311 $48,556,22 $13,253,589 $9,739,240 $147,191,670 Germany Greece Ireland Italy Japan Netherlands New Zealand Norway Portugal Spain Sweden Switzerland 86,392,040 2,526,783 1,996,757 48,360,962 163,027,921 14,520,133 1,986,206 79,986,582 2,709,002 1,827,129 44,309,588 162,629,069 13,303,646 1,803,798 210,152,428 7,444,908 4,778,413 115,971,030 437,434,417 34,811,714 4,714,421 295,736,663 15,870,948 8,743,224 154,080,800 592,864,602 52,334,027 7,235,805 223,527,196 11,856,499 6,653,360 116,648,490 443,024,790 39,726,332 5,540,062 $180,440,070 $8,081,628 $4,799,777 $95,874,174 $359,796,160 $30,939,170 $4,256,058 5,417,447 2,900,919 23,017,855 9,868,414 0 4,974,249 3,359,906 21,116,154 8,850,657 0 13,012,631 9,159,847 55,266,873 23,029,623 0 19,470,566 13,915,218 76,386,044 31,191,431 0 14,746,530 10,224,165 57,702,906 23,616,321 0 $11,524,285 $7,912,011 $46,697,966 $19,311,289 0 UK 55,630,973 50,448,584 131,610,386 209,815,840 157,409,630 $120,983,080 US 284,500,530 257,612,890 667,322,130 875,429,830 639,167,510 $544,806,580 Source: United Nations Department of Peacekeeping Operations, New York. 11 5-year averages: Defense budgets 1998-2002 Country Australia Austria Belgium Canada Denmark Finland France Germany Greece Ireland Italy Japan Netherlands New Zealand Norway Portugal Spain Sweden Switzerland UK US 1998 7bn 1.835bn 2.879bn 6.448bn. 2.760bn 1.929bn. 31.942bn 27.052bn 4.037bn 0.811bn 18.201bn 37.6bn 7.248bn 0.860bn 1999 7.2bn 1.664bn 2.457bn 6.996bn 2.552bn. 1.695bn. 29.497bn 25.423bn. 3.426bn 0.745bn 16.239bn 43.2bn 6.535bn 0.824bn 2000 7.1bn 1.497bn 2.402bn 7.456bn 2.283bn. 1.583bn. 26.538bn. 22.871bn. 3.195bn 0.711bn 15.704bn 45.6bn 6.047bn 0.804bn 2001 6.8bn 1.513bn 2.142bn 7.292bn 2.260bn 1.351bn 24.257bn 20.154bn 3.217bn 0.763bn 14.861bn 40.3bn 5.372bn 0.678bn 2002 7.6bn. 1.7bn. 2.7bn. 7.6bn. 2.4bn 1.7bn. 29.5bn. 24.9bn. 3.5bn. 0.724bn. 19.4bn. 42.6bn. 6.6bn. 0.697bn Yearly average 7.14bn. 1.6418bn. 2.516bn. 7.1584bn. 2.451bn. 1.6516bn. 28.3468bn. 24.08bn. 3.475bn. 0.7508bn. 16.881bn. 41.86bn. 6.3604bn. 0.7726bn. 3.422bn. 1.617bn. 6.123bn. 4.885bn. 3.7bn. 38.090bn 276.618bn 3.303bn. 1.332bn. 7.358bn. 4.525bn. 3.169bn 35.945bn 278.398bn 2.820bn. 1.267bn. 6.857bn. 4.405bn. 2.893bn. 33.890bn. 281.601bn. 2.854bn 1.6bn 6.621bn 3.997bn. 2.602bn. 32.608bn. 284.448bn. 3.8bn. 1.3bn. 8.4bn. 4.5bn. 3.3bn. 38.4bn. 347.9bn. 3.2398bn. 1.4232bn. 7.0718bn. 4.4624bn. 3.1328bn. 35.7866bn 293.793bn Source: The Military Balance, 1998/1999, 1999/2000, 2000/2001, 2002/2003, Institute for Strategic Studies, London 12 5-year averages: GDP ($) 1998-2002 Country Australia Austria Belgium Canada Denmark Finland France Germany Greece Ireland Italy Japan Netherlands New Zealand Norway Portugal Spain Sweden Switzerland UK US 1998 390bn. 212bn 250bn 604bn 174bn 124bn. 1.4tr 2.1tr 121bn. 78bn 1.2tr 3.8tr. 372bn 58bn. 1999 399bn. 198bn. 237bn 644bn 166bn. 123bn. 1.4tr 1.9tr. 107.4bn. 87bn. 1.1tr 4.3tr. 375bn. 51bn. 2000 380bn. 194bn. 238bn. 705bn. 162bn. 120bn. 1.3tr 1.8tr. 113bn. 97.9bn. 1.1tr. 4.7tr. 347bn. 53bn. 2001 358bn. 189bn. 227bn. 700bn. 161bn. 124bn. 1.3tr. 1.8tr. 114bn. 129bn 1.1tr. 4.1tr. 384bn. 47.5bn. 2002 398bn. 214bn. 298bn. 778bn. 185bn. 142bn. 1.472tr. 2.128tr.. 135bn. 119bn. 1.234tr. 4.055tr. $434* 54bn. Annual average 385bn. 201.4bn 250bn. 686.2bn 169.6bn 126.6bn 1.3744tr. 1.9456tr. 118.08bn 102.18bn 1.1468tr. 4.191tr. 382.4bn. 52.7bn 146bn 105bn. 553bn. 227bn 265bn 1.3tr 8.5tr 150bn. 104bn. 569bn. 230bn. 246bn. 1.4tr. 9.2tr. 162bn. 104bn. 568bn. 238.6bn 245bn. 1.4tr. 9.9tr. 164bn. 111bn. 588bn. 209bn. 247bn. 1.4tr. 10.2tr. 175bn. 123bn. 659bn. 255bn. 265bn. 1.525tr. 10.708tr. 159.4bn 109.4bn 587.4bn 231.92bn. 253.6bn. 1.405tr. 9.7016tr. Sources: The Military Balance, 1998/1999, 1999/2000, 2000/2001, 2002/2003, Institute for Strategic Studies, London, CIA World Fact Book << http://www.cia.gov/cia/publications/factbook/>> . 13 5-year averages: Active Forces 1998-2002 Country Australia Austria Belgium Canada Denmark Finland France Germany Greece Ireland Italy Japan Netherlands New Zealand Norway Portugal Spain Sweden Switzerland UK US 1998 57.400 45.500 43.700 60.600 32.100 31.700 358.800 333.500 168.500 11.500 298.400 242.600 57.180 9.550 1999 55.200 40.500 41.750 60.600 24.300 31.700 317.300 332.800 165.670 11.500 265.500 236.300 56.380 9.530 2000 50.600 35.500 39.250 59.100 21.810 31.700 294.430 321.000 159.170 11.460 250.600 236.700 51.940 9.230 2001 50.700 34.600 39.420 56.800 21.400 32.250 273.740 308.400 159.170 10.460 230.350 239.800 50.430 9.230 2002 50.920 34.600 39.260 52.300 22.700 31.850 260.400 296.000 177.600 10.460 216.800 239.900 49.580 8.710 Yearly average 52,964 38,140 40,676 57,880 24,462 31,840 300,934 318,340 166,022 11,076 252,330 239,060 53,102 9,250 28.900 53.600 193.950 53.100 3.300 210.940 1.401.600 31.000 49.700 186.500 53.100 3.740 212.400 1.371.500 26.700 44.650 166.050 52.700 3.470 212.450 1.365.800 26.700 43.600 143.450 33.900 3.600 211.430 1.367.700 26.600 43.600 177.950 33.900 3.500 210.450 1.414.000 27,980 47,030 173,580 45,340 3,522 211,534 1,384,120 Source: The Military Balance, 1998/1999, 1999/2000, 2000/2001, 2002/2003, Institute for Strategic Studies, London. 14 Calculations: Personnel (Direct and Indirect) and Financial Contributions to UN PKO 1998-2002 Country Australia 1998 Monthly average person. contrib’s: 32 1999 Monthly average person. contrib’s: 54 2000 Monthly average person. contrib’s: 1746 2001 Monthly average person. contrib’s: 1614 2002 Monthly average person. contrib’s: 1246 Fin. contrib’s: $13,202,391 Fin. contrib’s: $12,089,003 Fin. contrib’s: $31,633,217 Fin. contrib’s: $48,882,408 Fin. Contrib’s: $37,194,702 Numbers used Average annual personnel contribution/month: 938 Calculations Average annual direct cost: (938*$9,000*12)= $101,304,000 Peak annual personnel contribution/month: 1746 Average annual indirect cost: 1746/52,964 ) ($7.14bn) =$235,375,730 Average annual active forces: 52,964 Average annual financial contribution to UN PKOs: $28,600,344 Average annual defense budget: $7.14bn. Austria Monthly average person. contrib’s: 736 Monthly average person. contrib’s: 720 Monthly average person. contrib’s: 738 Monthly average person. contrib’s: 598 Monthly average person. contrib’s: 452 Fin. contrib’s: $8,371,495 Fin. contrib’s: $8,371,495 Fin. contrib’s: $20,092,509 Fin. contrib’s: $28,625,678 Fin. contrib’s: $21,647,409 Average annual personnel contribution /month: 649 Average annual direct cost: (649*$9,000*12)= $70,092,000 Peak annual personnel contribution/month: 738 Average annual indirect cost: 738/38,140 ($1.6418bn.) = $31,768,443 Average annual active forces: 38,140 Average annual defense budget $1.6418bn. Average annual financial contribution to UN PKOs: $17,421,717 15 Country Belgium 1998 Monthly average person. contrib’s: 11 1999 Monthly average person. contrib’s: 11 2000 Monthly average person. contrib’s: 16 2001 Monthly average person. contrib’s: 19 2002 Monthly average person. contrib’s: 17 Numbers used Average annual personnel contributions /month: 15 Calculations Average annual irect cost: (15*$9,000*12) =$1,620,000 Peak annual personnel contribution/month: 19 Fin. contrib’s: $9,810,350 Fin. contrib’s: $8,996,640 Fin. contrib’s: $23,548,329 Fin. contrib’s: $34,111,033 Fin. Contrib’s: $25,785,204 Average annual active forces: 40,676 Average annual indirect cost: 19/ 40,676) ($2.516bn) =$ 1,175,239 Average annual defense budget $2.516bn. Canada Monthly average person. contrib’s: 290 Fin. contrib’s: $25,313,027 Monthly average person. contrib’s 326 Fin. contrib’s: $22,492,079 Monthly average person. contrib’s: 400 Fin. contrib’s: $58,333,162 Monthly average person. contrib’s: 397 Fin. contrib’s: $77,797,045 Monthly average person. contrib’s: 274 Fin. Contrib’s: $58,845,808 Average annual personnel contributions/month: 337 Peak annual personnel contribution/month: 400 Average annual active forces: 57,880 Average annual defense budget: $7.1584bn. Average annual financial contributions to UN PKOs: $20,450,311 Average annual direct cost: (337*$9,000*12)= $36,396,000 Average annual indirect cost: 400/ 57,880 ($7.1584bn.) = $49,470,629 Average annual financial contribution to UN PKOs: $48,556,224 16 Country Denmark 1998 Monthly average person. contrib’s: 121 1999 Monthly average person. contrib’s 92 2000 Monthly average person. contrib’s: 133 2001 Monthly average person. contrib’s: 169 2002 Monthly average person. contrib’s: 93 Fin. contrib’s: $6,172,234 Fin. contrib’s: $5,638,432 Fin. contrib’s: $14,759,458 Fin. contrib’s: $22,521,205 Fin. Contrib’s: $17,176,618 Numbers used Average annual personnel contributions/month: 122 Calculations Average annual direct cost: (122*$9,000*12)= $13,176,000 Peak annual personnel contribution/month: 169 Average annual indirect cost: 169/ 24,462) ($2.451bn) = $16,933,162@ Average annual active forces: 24,462 Average annual defense budget $2.451bn. Finland Average annual financial contribution to UN PKOs: $13,253,589 Monthly average person. contrib’s: 779 Monthly average person. contrib’s: 579 Monthly average person. contrib’s: 660 Monthly average person. contrib’s: 660 Monthly average person. contrib’s: 76 Average annual personnel contribution/month: 551 Average annual direct cost: (551*$9,000*12)= $59,508,000 Peak annual personnel contribution/month: 779 Fin. contrib’s: $4,849,717 Fin. contrib’s: $4,423,446 Fin. contrib’s: $11,580,963 Fin. contrib’s: $15,839,960 Fin. Contrib’s: $12,002,116 Average annual active forces: 31,840 Average annual indirect cost: 779/31,840) ($1.6516bn) =$40,408,178@ Average annual defense budget $1.6516bn. Average annual financial contribution to UN PKOs: $9,739,240 17 Country France 1998 Monthly average person. contrib’s: 626 1999 Monthly average person. contrib’s: 496 2000 Monthly average person. contrib’s: 491 2001 Monthly average person. contrib’s: 566 2002 Monthly average person. contrib’s: 450 Fin. contrib’s: $71,086,083 Fin. contrib’s: $64,795,683 Fin. contrib’s: $169,158,050 Fin. contrib’s: $246,713,850 Fin. contrib’s: $184,204,660 Numbers used Average annual personnel contribution/month: 526 Calculations Average annual direct cost: (526*$9,000*12)= $56,808,000 Peak annual personnel contribution/month: 626 Average annual indirect cost: 626/300,934) ($28.3468bn) =$58,966,740@ Average annual active forces: 300,934 Average annual financial contributions to UN PKOs: $147,191,670 Average annual defense budget $28.3468bn. Germany Monthly average person. contrib’s: 190 Monthly average person. contrib’s: 253 Monthly average person. contrib’s: 470 Monthly average person. contrib’s: 507 Monthly average person. contrib’s: 518 Fin. contrib’s: $86,392,040 Fin. contrib’s: $86,392,040 Fin. contrib’s: $210,152,430 Fin. contrib’s: $295,736,660 Fin. contrib’s: $223,527,200 Average annual personnel contribution/month: 388 Average annual direct cost: (388*$9,000*12)= $41,904,000 Peak annual personnel contribution/month: 518 Average annual indirect cost: 518/318,340) ($24.08bn) = $39,182,761@ Average annual active forces: 318,340 Average annual defense budget $24.08bn. Average annual financial contributions to UN PKOs: $180,440,070 18 Country Greece 1998 Monthly average person. contrib’s: 23 1999 Monthly average person. contrib’s: 25 2000 Monthly average person. contrib’s: 29 2001 Monthly average person. contrib’s: 29 2002 Monthly average person. contrib’s: 37 Fin. contrib’s: $2,526,783 Fin. contrib’s: $2,709,002 Fin. contrib’s: $7,444,908 Fin. contrib’s: $15,870,948 Fin. Contrib’s: $11,856,499 Numbers used Average annual personnel contribution/month: 29 Calculations Average annual direct cost: (29*$9,000*12) =$3,132,000 Peak annual personnel contribution/month: 37 Average annual indirect cost: 37/166,022 ) ($3.475bn.) =$774,446@ Average annual active forces: 166,022 Average annual financial contribution to UN PKOs: $8,081,628 Average annual defense budget $3.475bn. Ireland Monthly average person. contrib’s: 740 Monthly average person. contrib’s: 717 Monthly average person. contrib’s: 764 Monthly average person. contrib’s: 599 Monthly average person. contrib’s: 337 Fin. contrib’s: $1,996,757 Fin. contrib’s: $1,827,129 Fin. contrib’s: $4,778,413 Fin. contrib’s: $8,743,224 Fin. contrib’s: $6,653,360 Average annual personnel contribution/month: 631 Average annual direct cost: (631*$9,000*12)= $68,148,000 Peak annual personnel contribution/month: 764 Average annual indirect cost: 764/ 11,476 ) ($0.7508bn.) =$49,983,548@ Average annual active forces: 11,476 Average annual defense budget $0.7508bn. Average annual financial contributions to UN PKOs: $4,799,777 19 Country Italy 1998 Monthly average person. contrib’s: 94 1999 Monthly average person. contrib’s: 114 2000 Monthly average person. contrib’s: 194 2001 Monthly average person. contrib’s: 322 2002 Monthly average person. contrib’s: 318 Fin. contrib’s: $48,360,962 Fin. contrib’s: $44,309,588 Fin. contrib’s: $115,971,030 Fin. contrib’s: $154,080,800 Fin. contrib’s: $116,648,490 Numbers Used Average annual personnel contribution/month: 208 Calculations Average annual direct cost: (208*$9,000*12)= $22,464,000 Peak annual personnel contribution/month: 322 Average annual indirect cost: 322/252,330 ) ($16.881bn) =$21,541,957@ Average annual active forces: 252,330 Average annual defense budget $16.881bn. Japan Monthly average person. contrib’s: 41 Monthly average person. contrib’s: 32 Monthly average person. contrib’s: 30 Monthly average person. contrib’s: 30 Monthly average person. contrib’s: 561 Fin. contrib’s: $163,027,920 Fin. contrib’s: $162,629,070 Fin. contrib’s: $437,434,420 Fin. contrib’s: $592,864,600 Fin. contrib’s: $443,024,790 Average annual financial contributions to UN PKOs: $95,874,174 Average annual personnel contribution/month: 139 Average annual direct cost: (139*$9,000*12)= $15,012,000 Peak annual personnel contribution/month: 561 Average annual indirect cost: 561/239,060 ) ($41.86bn.) = $98,232,494@ Average annual active forces: 239,060 Average annual defense budget $41.86bn. Average annual financial contributions to UN PKOs: $359,796,160 20 Country Netherlands 1998 Monthly average person. contrib’s: 128 1999 Monthly average person. contrib’s: 168 2000 Monthly average person. contrib’s: 313 2001 Monthly average person. contrib’s: 359 2002 Monthly average person. contrib’s: 64 Fin. contrib’s: $14,520,133 Fin. contrib’s: $13,303,646 Fin. contrib’s: $34,811,714 Fin. contrib’s: $52,334,027 Fin. Contrib’s: $39,726,332 Numbers used Average annual personnel contribution/month: 206 Calculations Average annual direct cost: (206*$9,000*12)= $22,248,000 Peak annual personnel contribution/month: 359 Average annual indirect cost: 359/53,102 ) ($6.3604bn) =$42,999,955@ Average annual active forces: 53,102 Average annual financial contributions to UN PKOs: $30,939,170 Average annual defense budget $6.3604bn. New Zealand Monthly average person. contrib’s: 12 Fin. contrib’s: $1,986,206 Monthly average person. contrib’s: 18 Fin. contrib’s: $1,803,798 Monthly average person. contrib’s: 650 Fin. contrib’s: $4,714,421 Monthly average person. contrib’s: 687 Fin. contrib’s: $7,235,805 Monthly average person. contrib’s: 564 Fin. contrib’s: $5,540,062 Average annual personnel contribution/month: 386 Peak annual personnel contribution/month: 687 Average annual direct cost: (386*$9,000*12) = $41,688,000 Average annual active army 9,250 Average annual indirect cost 687/ 9,250) ($0.7726bn) = $57,381,211@ Average annual defense budget $0.7726bn. Average annual financial contributions to UN PKOs: $4,256,058 21 Country Norway 1998 Monthly average person. contrib’s: 669 1999 Monthly average person. contrib’s: 69 2000 Monthly average person. contrib’s: 71 2001 Monthly average person. contrib’s: 77 2002 Monthly average person. contrib’s: 74 Fin. contrib’s: $5,417,447 Fin. contrib’s: $4,974,249 Fin. contrib’s: $13,012,631 Fin. contrib’s: $19,470,566 Fin. Contrib’s: $14,746,530 Numbers used Average annual personnel contribution/month: 192 Calculations Average annual direct cost: (192*$9,000*12)= $20,736,000 Peak annual personnel contribution/month: 669 Average annual indirect cost: 669/27,980) ($3.2398bn) =$77,463,410@ Average annual active forces: 27,980 Average annual defense budget $3.2398bn. Portugal Monthly average person. contrib’s: 239 Monthly average person. contrib’s: 66 Monthly average person. contrib’s: 967 Monthly average person. contrib’s: 1122 Monthly average person. contrib’s: 865 Fin. contrib’s: $2,900,919 Fin. contrib’s: $3,359,906 Fin. contrib’s: $9,159,847 Fin. contrib’s: $13,915,218 Fin. contrib’s: $10,224,165 Average annual financial contributions to UN PKOs: $11,524,285 Average annual personnel contribution/month: 652 Average annual direct cost: (652*$9,000*12)= $70,416,000 Peak annual personnel contribution/month: 1122 Average annual indirect cost: 1122/47,030) ($1.4232bn.) = $33,953,442@ Average annual active forces: 47,030 Average annual defense budget: $1.4232bn. Average annual financial contributions to UN PKOs: $7,912,011 22 Country Spain 1998 Monthly average person. contrib’s: 65 1999 Monthly average person. contrib’s: 77 2000 Monthly average person. contrib’s: 177 2001 Monthly average person. contrib’s: 187 2002 Monthly average person. contrib’s: 181 Fin. contrib’s: $23,017,855 Fin. contrib’s: $21,116,154 Fin. contrib’s: $55,266,873 Fin. contrib’s: $76,386,044 Fin. contrib’s: $57,702,906 Numbers used Average annual personnel contribution/month: 137 Calculations Average annual direct cost: (137*$9,000*12)= $14,796,000 Peak annual personnel contribution/month: 187 Average annual indirect cost: 187/173,580) ($7.0718bn) = $7,618,543@ Average annual active forces: 173,580 Average annual defense budget $7.0718bn. Sweden Monthly average person. contrib’s: 210 Monthly average person. contrib’s: 158 Monthly average person. contrib’s: 174 Monthly average person. contrib’s: 136 Monthly average person. contrib’s: 119 Fin. contrib’s: $9,868,414 Fin. contrib’s: $8,850,657 Fin. contrib’s: $23,029,623 Fin. contrib’s: $31,191,431 Fin. contrib’s: $23,616,321 Average annual financial contributions to UN PKOs: $46,697,966 Average annual personnel contribution/month: 159 Average annual direct cost: (159*$9,000*12)= $17,172,000 Peak annual personnel contribution/month: 210 Average annual indirect cost: 210/45,340) ($4.4624bn.) = $20,668,372@ Average annual active forces: 45,340 Average annual defense budget: $4.4624bn. Average annual financial contributions to UN PKOs: $19,311,289 23 Country Switzerland U.K 1998 Monthly average person. contrib’s: 27 1999 Monthly average person. contrib’s: 24 2000 Monthly average person. contrib’s: 30 2001 Monthly average person. contrib’s: 37 2002 Monthly average person. contrib’s: 36 Fin. contrib’s: 0 Fin. contrib’s: 0 Fin. contrib’s: 0 Fin. contrib’s: 0 Fin. Contrib’s: 0 Numbers used Average annual personnel contribution/month: 31 Calculations Average annual direct cost: (31*$9,000*12) =$3,348,000 Peak annual personnel contribution/month: 37 Average annual active forces: 3,522 Average annual indirect cost: 37/3,522) ($3.1328bn.) = $32,911,300@ Average annual defense budget $3.1328bn. Average annual financial contributions to UN PKOs: 0 Monthly average person. contrib’s: 428 Monthly average person. contrib’s: 434 Monthly average person. contrib’s: 552 Monthly average person. contrib’s: 666 Monthly average person. contrib’s: 697 Average annual personnel contribution/month: 555 Average annual direct cost: (555*$9,000*12)= $59,940,000 Peak annual personnel contribution/month: 697 Fin. contrib’s: $55,630,973 Fin. contrib’s: $50,448,584 Fin. contrib’s: $131,610,390 Fin. contrib’s: $209,815,840 Fin. Contrib’s: $157,409,630 Average annual active forces: 211,534 Average annual indirect cost: 697/211,534) ($35.7866bn) =117,916,080@ Average annual defense budget $35.7866bn Average annual financial contributions to UN PKOs: $120,983,080 24 Country USA 1998 Monthly average person. contrib’s: 610 1999 Monthly average person. contrib’s: 470 2000 Monthly average person. contrib’s: 841 2001 Monthly average person. contrib’s: 804 2002 Monthly average person. contrib’s: 697 Fin. contrib’s: $284,500,530 Fin. contrib’s: $257,612,890 Fin. contrib’s: $667,322,130 Fin. contrib’s: $875,429,830 Fin. contrib’s: $639,167,510 Countries used Average annual personnel contribution/month: 684 Calculations Average annual direct cost: (684*$9,000*12)= $73,872,000 Peak annual personnel contribution/month: 841 Average annual indirect cost: 841/1,384,120) ($293.793bn) = $178,510,470@ Average annual active forces: 1,384,120 Average annual defense budget: $293.793bn Average annual financial contributions to UN PKOs: $544,806,580 25 Calculations: Personnel (Direct and Indirect) and Financial Contributions to non-UN missions 1998-2002 Country Australia 1998 Person. contrib’s: 100(Bougainville (MFO) 1999 Person. contrib’s: 150(Bougainville) 26 (MFO) 5400(Interfet) 2000 Person. contrib’s: 150(Bougainville) 26 (MFO) 5400(Interfet) Total: 126 Direct cost: 126 (12*10,000) = 15,120,000 Total: 5576 Total: 5576 Direct cost: 5576 (12*10,000) = 669,120,000 Direct cost: 5576 (12*10,000) = 669,120,000 2001 Person. contrib’s: 149(Bougainville) 26 (MFO) 2002 Person. contrib’s: 35 (Bougainville) 25 (MFO) Total: 175 Total: 60 Direct cost: 175 (12*10,000) = 21,000,000 Direct cost: 60 (12*10,000) = 7,200,000 Numbers used Peak: 5576 Average annual active forces: 52,964 Average annual defense budget: 7.14bn. Calculations Annual average direct cost: 15,120,000+ 669,120,000+ 669,120,000+ 21,000,000+ 7,200,000+ = 1,381,560,000/5 = 276,312,000 Annual average indirect cost: (5576/52,964) (7.14bn.) = 751,692,470 Austria Person. contrib’s: 200 (SFOR) Person. contrib’s: 200 (SFOR) 216 (4z Kosovo) Person. contrib’s: 56 (SFOR) 480 (KFOR) Person. contrib’s: 56 (SFOR) 480 (KFOR) Total: 416 Total: 536 Total: 536 Direct cost: 200 (12*10,000)+ 216 (2,5*10,000) = 24,000,000+ 5,400,000 = 78,000,000 Direct cost: 536 (12*10,000) = 64,320,000 Direct cost: 536 (12*10,000) = 64,320,000 Total: 200 Person. contrib’s: 2 (SFOR) 498 (KFOR) 60 (ISAF) Total: 560 Direct cost: 200 (12*10,000) = 24,000,000 Direct cost: 560 (12*10,000) = 67,200,000 Peak: 560 Average annual active forces: 38,140 Average annual defense budget 1.6418bn. Annual average direct cost: 24,000,000+ 78,000,000+ 64,320,000+ 64,320,000+ 67,200,000 = 297,840,000/5 = 59,568,000 Annual average indirect cost: 560/38,140 (1.6418bn.) =24,106,135 26 Country Belgium 1998 Person. contrib’s: 550 (SFOR) Total=550 1999 Person. contrib’s: 550 (SFOR) 1,079 (20z Kosovo) Total =1,629 Direct cost: 550 (12*10,000) = 66,000,000 Canada Person. contrib’s: 960 (SFOR) 28 (MFO) Direct cost: 550 (12*10,000) 1,079 (2.5*10,000) = 66,000,000 26,975,000 = 92,975,000 2000 Person. contrib’s: 550 (SFOR) 900 (KFOR) 4 (Del.Forge) 2001 Person. contrib’s: 450 (SFOR) 1010 (KFOR) 2002 Person. contrib’s: 450 (SFOR) 1010 (KFOR) Total =1,460 Total =1,460 Average annual active forces: 40,676 Direct cost: 1,460 12*10,000) = 175,200,000 Direct cost: 1,460 (12*10,000) = 175,200,000 Average annual defense budget 2.516bn. Total =1,454 Direct cost: 1,454 (12*10,000) = 174,480,000 Calculations Annual average direct cost: 66,000,000+ 92,975,000+ 174,480,000+ 175,200,000+ 175,200,000 = 683,855,000/5 = 136,771,000 Annual average indirect cost: 1,629/40,676 (2.516bn.) = 100,761,240 Person. contrib’s: 1,380 (SFOR) 28 (MFOR), 971(18z Kosovo) Person. contrib’s: 1,350 (SFOR), 800 (KFOR), (MFO) Person. contrib’s: 1,200 (SFOR), 800 (KFOR) (MFO) Person. contrib’s: 1,600 (SFOR), 800 (KFOR), 29 (MFO) Total =2,379 Total =2,176 Total =2,027 Total =2,429 Direct cost: 1,408 (12*10,000)+ 971 (2,5 *10,000) = 168,960,000+ 24,275,000 = 193,235,000 Direct cost: 2,176@ (12*10,000) = 261,120,000@ Direct cost: 2,027 (12*10,000) = 243,240,000 Direct cost: 2,429 (12*10,000) = 291,480,000 Total =988 Direct cost: 988 (12*10,000) = 118,560,000 Numbers used Peak: 1,629 Peak: 2,429 Average annual active forces: 57,880 Average annual defense budget: 7.1584bn. Annual average direct cost: 118,560,000+ 193,235,000+ 261,120,000+ 243,240,000+ 291,480,000 = 1,107,635,000/5 = 221,527,000 Annual average indirect cost: 2,429/57,880 (7.1584bn.) = 300,410,390 27 Country Denmark 1998 Person. contrib’s: 600 (SFOR) 1999 Person. contrib’s: 630 (SFOR), 324 (6z Kosovo) 2000 Person. contrib’s: 425 (SFOR), 900 (KFOR) 2001 Person. contrib’s: 345 (SFOR), 900 (KFOR) Total =954 Total =1,325 Total =1,245 Direct cost: 630 (12*10,000)+ 234 (2,5*10,000) = 75,600,000+ 5,850,000 = 81,450,000 Direct cost: 1,325 (12*10,000) = 159,000,000 Direct cost: 1,245 (12*10,000) = 149,400,000 Person. contrib’s: 0 Person. contrib’s: 480 (SFOR), 800 (KFOR) Person. contrib’s: 120 (SFOR), 800 (KFOR) Total =1,280 Total =920 Total =600 Direct cost: 600 (12*10,000) = 72,000,000 Finland Person. contrib’s: 0 2002 Person. contrib’s: 365 (SFOR), 540 (KFOR), 50(ISAF) Total =955 Direct cost: 955 (12*10,000) = 114,600,000 Direct cost: 0 Average annual active forces: 24,462 Average annual defense budget: $2.451bn. Calculations Annual average direct cost: 72,000,000+ 81,450,000+ 159,000,000+ 149,400,000+ 114,600,000 = 576,450,000/5 = 115,290,000 Annual average indirect cost: 1,325/24,462 ($2.451bn.) = $132,760,000 Person. contrib’s: 20 (SFOR). 800 (KFOR), 50 (ISAF) Total =870 Direct cost: 0 Numbers used Peak: 1,325 Direct cost: 1,280 (12*10,000) = 153,600,000 Direct cost: 920 (12*10,000) = 110.400,000 Direct cost: 870 (12*10,000) =104,400,000 Peak: 1280 Average annual active forces: 31,840 Average annual defense budget 1.6516bn. Annual average direct cost: 153,600,000+ 110.400,000+ 104,400,000 =368,400,000/5 = 73,680,000 Annual average indirect cost: 1,280/31,840 (1.6516bn.) =66,395,980 28 Country France 1998 Person. contrib’s: 3,300 (SFOR), 17 (MFO) Total =3,317 1999 Person. Contrib’s: 3,000 (SFOR), 17 (MFO), 4045 (75z Kosovo) 2000 Person. contrib’s: 3,200 (SFOR), 5,080 (KFOR), 17 (MFO) 2001 Person. contrib’s: 2,200 (SFOR), 5,100 (KFOR), 17 (MFO) Total =8,297 Total =7,317 Direct cost: 8,297 (12*10,000) = 995,640,000 Direct cost: 7,317 (12*10,000) = 878,040,000 2002 Person. contrib’s: 2,200 (SFOR), 5,200 (KFOR) 400 (ISAF) 1,000 (Cote d’Ivoire) Numbers used Peak: 8,800 Average annual active army: 300,934 Total =7,062 Direct cost: 3,317 (12*10,000) = 398,040,000 Germany Person. contrib’s: 2,600 (SFOR), 81 (MF0) Total =2,681 Direct cost: 3,017 (12*10,000)+ 4045 (2.5*10,000) = 362,040,000+ 101,125,000 = 463,165,000 Person. contrib’s: 2,738 (SFOR), 4,400 (J Guardian) 7,929 (147z Kosovo) Person. contrib’s: 2369 (SFOR), 5300 (KFOR) Person. contrib’s: 2100 (SFOR), 5100 (KFOR) Total =7,669 Total =7,200 Total =15,067 Direct cost: 7,669 (12*10,000) = 920,280,000 Direct cost: 7,200 (12*10,000) = 864,000,000 Total =8,800 Direct cost: 7,800 (12*10,000)+ 1000 (3*10,000) = 936,000,000+ 30,000,000 = 966,000,000 Person. contrib’s: 1900 (SFOR), 4600 (KFOR), 1120 (ISAF) Total =7,620 Direct cost: 2,681 (12*10,000) = 321,720,000 Direct cost: 2,738 (12*10,000)+ 4,400 (6*10,000)+ 7,929 (2,5 *10,000)= 328,560,000+ 264,000,000+ 198,225,000 = 790,785,000 Direct cost: 7,620 (12*10,000) = 914,400,000 Average annual defense budget 28.3468bn. Calculations Annual average direct cost: 398,040,000+ 463,165,000+ 995,640,000+ 878,040,000+ 966,000,000+ = 3,700,885,000/5 = 740,177,000 Annual average indirect cost: 8,800/300,934 (28.3468bn.) = 828,925,410 Peak: 15,067 Average annual active forces: 31,8340 Average annual defense budget 24.08bn. Annual average direct cost: 321,720,000+ 790,785,000+ 920,280,000+ 864,000,000+ 914,400,000+ = 3,811,185,000/5 = 762,237,000 Annual average indirect cost: 15,067/31,8340 (24.08bn.) = 1,139,704,000 29 Country Greece 1998 Person. contrib’s: 250 (SFOR) 1999 Person. contrib’s: 250 (SFOR) 593 (11z Kosovo) 2000 Person. contrib’s: 250 (SFOR), 430 (KFOR) 2001 Person. contrib’s: 250 (SFOR), 1,700 (KFOR) Total =843 Total =680 Total =1,950 Direct cost: 250 (12 *10,000)+ 593 (2.5*10,000) = 30,000,000+ 14,825,000 = 44,825,000 Direct cost: 680 (12 *10,000) = 81,600,000 Person. Contrib.’s: 50 (SFOR) Person. contrib’s: 50 (SFOR), 104 (KFOR) Person. contrib’s: 50 (SFOR), 104 (KFOR) Total =154 Total =154 Direct cost: 154 (12 *10,000) = 18,480,000 Direct cost: 154 (12 *10,000) = 18,480,000 Total: 250 Direct cost 250 (12*10,000) = 30,000,000 Ireland Person. contrib’s: 0 2002 Person. contrib’s: 250 (SFOR), 1,700 (KFOR), (ISAF) Total =1,980 Direct cost: 1,950 (12 *10,000) = 234,000,000 Direct cost: 1,980 (12 *10,000) = 237,600,000 Numbers used Peak: 1,980 Average annual active forces: 166,022 Average annual defense budget 3.475bn. Annual average indirect cost: 1,980/166,022 (3.475bn.) = 41,443,303 Person. contrib’s: 50 (SFOR), 104 (KFOR), 50 (ISAF) Peak: 204 Average annual active forces: 11,076 Total =204 Direct cost: 0 Direct cost: 50 (12 *10,000) = 6,000,000 Calculations Annual average direct cost: 30,000,000+ 44,825,000+ 81,600,000+ 234,000,000+ 237,600,000 = 628,025,000/5 = 125,605,000 Direct cost: 204 (12 *10,000) = 24,480,000 Average annual defense budget 0.7508bn. Annual average direct cost: 6,000,000+ 18,480,000+ 18,480,000+ 24,480,000 = 67,440,000/5 = 13,488,000 Annual average indirect cost: 204/11,076 (0.7508bn.) = $13,828,386 30 Country Italy 1998 Person. contrib’s: 2,500 (SFOR) Direct cost: 2,500 (12 *10,000) = 300,000,000 Japan Person. contrib’s: 0 1999 Person. contrib’s: 2,531 (AFOR) 2,313 (SFOR), 77 (MFO), 1,160 (JGuardian), 2,805 (52z Kosovo) Total =8,886 Direct cost: 2,531 (5 *10,000)+ 2,390 (12 *10,000)+ 1,160 (6 *10,000)+ 2,805 (2.5 *10,000) = 126,550,000+ 286,800,000+ 69,600,000+ 70,125,000 = 553,075,000 Person. contrib’s: 0 2000 Person. contrib’s: 1,640 (SFOR), 6,400 (KFOR), 77 (MFO) 2001 Person. contrib’s: 1,500 (SFOR), 5,360 (KFOR), 77 (MFO) Total =8,117 Total =6,937 Direct cost: 8,117 (12 *10,000) = 974,040,000 Direct cost: 6,937 (12 *10,000) = 832,440,000 2002 Person. contrib’s: 1,600 (SFOR), 5,360 (KFOR) 350 (ISAF), 75 (MFO) Numbers used Peak: 8,886 Average annual active forces: 252,330 Total =7,385 Direct cost: 7,385 (12 *10,000) = 886,200,000 Average annual defense budget 16.881bn. Calculations Annual average direct cost: 300,000,000+ 553,075,000+ 974,040,000+ 832,440,000+ 886,200,000 = 3,545,755,000/5 = 709,151,00 Annual average indirect cost: 8,886/252,330 (16.881bn.) = 594,477,730 Person. contrib’s: 0 Person. contrib’s: 0 Person. contrib’s: 0 Peak: Direct cost: 0 Average annual active forces: 239,060 Direct cost: 0 Direct cost: 0 Direct cost: 0 Direct cost: 0 Direct cost: 0 Average annual defense budget 41.86bn. Indirect cost: 0 31 Country Netherlands 1998 Person. contrib’s: 1,375 (SFOR) Direct cost: 1,375 (12 *10,000) = 165,000,000 New Zealand 1999 Person. contrib’s: 375 (SFOR) 1,220 (KFOR), 400 (JGuardian), 1,241 (23z Kosovo) 2000 Person. contrib’s: 1,267 (SFOR), 1,450 (KFOR), 155 (DelForge) 2001 Person. contrib’s: 1,100 (SFOR), 1,450 (KFOR), 80 (DelForge) 2002 Person. contrib’s: 1,000 (SFOR), 1,450 (KFOR), 150 (ISAF) Total =2,872 Total =2,630 Total =2,600 Total =3,236 Direct cost: 2,872 (12 *10,000) = 344,640,000 Direct cost: 2,630 (12 *10,000) = 315,600,000 Direct cost: 2,600 (12 *10,000) = 312,000,000 Person. contrib’s: 22 (SFOR) 25 (MFO) 130(Bougainville Direct cost: 1,595 (12 *10,000)+ 400 (6 *10,000)+ 1241 (2.5 *10,000) = 191,400,000+ 24,000,000+ 31,025,000 = 246,425,000 Person. contrib’s: 27(SFOR) 26 (MFO) 30(Bougainville) Total =177 Total=83 Numbers used Peak: 3,236 Average annual active forces: 53,102 Average annual defense budget 6.3604bn. Annual average indirect cost: 3,236/53,102 (6.3604bn.) = 387,598,480 Person. contrib’s: 27(SFOR) 26 (MFO) 31(Bougainville) Person. contrib’s: 27(SFOR) 26 (MFO) 9 (Bougainville) Total=84 Total=72 Person. contrib’s: 15(Bougainville) 12 (ISAF) 26 (SFOR) 26 (MFO) Peak: 177 Average annual active army 9,250 Total=79 Direct cost 177 (12 *10,000) = 21,240,000 Direct cost: 83 (12 *10,000) = 9,960,000 Calculations Annual average direct cost: 165,000,000+ 246,425,000+ 344,640,000+ 315,600,000+ 312,000,000+ = 1,383,665,000/5 = 276,733,000 Direct cost: 84 (12 *10,000) = 10,080,000 Direct cost: 72 (12 *10,000) = 8,640,000 Direct cost: 79 (12 *10,000) = 9,480,000 Average annual defense budget 0.7726bn. Annual average direct cost: 21,240,000+ 9,960,000+ 10,080,000+ 8,640,000+ 9,480,000 = 59,400,000/5 = 11,880,000 Annual average indirect cost: 177/9,250 (0.7726bn.) = 14,783,805 32 Country Norway 1998 Person. contrib’s: 700 (SFOR), 4 (MFO) Total =704 1999 Person. contrib’s: 700 (SFOR), 5 (MFO), 100 (JGuardian), 378 (7z Kosovo) 2000 Person. contrib’s: 125 (SFOR), 1200 (KFOR), 5 (MFO) 2001 Person. contrib’s: 125 (SFOR), 980 (KFOR), 5 (MFO) Total =1,330 Total =1,110 Direct cost: 1,330 (12 *10,000) = 159,600,000 Direct cost: 1,110 (12 *10,000) = 133,200,000 Total =1,183 Direct cost: 704 (12 *10,000) = 84,480,000 Portugal Direct cost: 705 (12 *10,000) 100 (6 *10,000) 378 (2.5 *10,000) = 84,600,000+ 6,000,000+ 9,450,000 = 100,050,000 Person. contrib’s: 0 Person. contrib’s: 431 (8z Kosovo) Direct cost: 0 Direct cost: 431 (2.5*10,000) = 10,775,000 2002 Person. contrib’s: 125 (SFOR), 980 (KFOR), (ISAF), 4 (MFO) Numbers used Peak: 1,330 Average annual active forces: 27,980 Total =1,139 Direct cost: 1,139 (12 *10,000) = 136,680,000 Average annual defense budget 3.2398bn. Calculations Annual average direct cost: 84,480,000+ 100,050,000+ 159,600,000+ 133,200,000+ 136,680,000 = 614,010,000/5 = 122,802,000 Annual average indirect cost: 1,183/27,980 (3.2398bn.) = 136,979,390 Person. contrib’s: 335 (SFOR), 340 (KFOR) Person. contrib’s: 330 (SFOR), 313 (KFOR) Total =675 Total =643 Direct cost: 675 (12 *10,000) = 81,000,000 Direct cost: 643 (12 *10,000) = 77,160,000 Person. contrib’s: 330 (SFOR) 313 (KFOR), 20 (ISAF) Total =663 Direct cost: 663 (12 *10,000) = 79,560,000 Peak: 675 Average annual active forces: 47,030 Average annual defense budget: 1.4232bn. Annual average direct cost: 10,775,000+ 81,000,000+ 77,160,000+ 79,560,000 = 248,495,000/5 = 49,699,000 Annual average indirect cost: 675/47,030 (1.4232bn.) 20,426,536 33 Country Spain 1998 Person. contrib’s: 1,600 (SFOR) Direct cost: 1,600 (12 *10,000) = 192,000,000 Sweden Person. contrib’s: 1 Direct cost: 1 (12 *10,000) = 120,000 1999 Person. contrib’s: 1,600 (SFOR), 593(11z Kosovo) 2000 Person. contrib’s: 1600 (SFOR), 900 (KFOR) 2001 Person. contrib’s: 1200 (SFOR) 1300(KFOR) Total =2,193 Total =2,500 Total =2,500 Direct cost: 1,600 (12 *10,000)+ 593 (2,5*10,000) = 192,000,000+ 14,825,000 = 206,825,000 Direct cost: 2,500 (12 *10,000) = 300,000,000 Direct cost: 2,500 (12 *10,000) = 300,000,000 Person. contrib’s: 511 (SFOR) Person. contrib’s: 510 (SFOR), 760 (KFOR) Person. contrib’s: 42 (SFOR), 751 (KFOR) Total =1,270 Total =793 2002 Person. contrib’s: 1200 (SFOR) 1340 (KFOR) 350 (ISAF) Total =2,890 Direct cost: 511 (12 *10,000) = 61,320,000 Direct cost: 2,890 (12 *10,000) = 346,800,000 Numbers used Peak: 2,890 Average annual active forces: 173,580 Average annual defense budget 7.0718bn. Calculations Annual average direct cost: 192,000,000+ 206,825,000+ 300,000,000+ 300,000,000+ 346,800,000 = 1,345,625,000/5 = 269,125,000 Annual average indirect cost: 2,890/173,580 (7.0718bn.) = 117,741,110 Person. contrib’s: 42 (SFOR), 751 (KFOR), 45 (ISAF) Total =838 Direct cost: 1,270 (12 *10,000) = 152,400,000 Direct cost: 793 (12 *10,000) = 95,160,000 Direct cost: 838 (12 *10,000) = 100,560,000 Peak: 1,270 Average annual active forces: 45,340 Average annual defense budget: 4.4624bn. Annual average direct cost: 120,000+ 61,320,000+ 152,400,000+ 95,160,000+ 100,560,000 = 409,560,000/5 = 81,912,000 Annual average indirect cost: 1,270/45,340 (4.4624bn.) = 124,994,440 34 Country Switzerland 1998 Person. contrib’s: 0 1999 Person. contrib’s: 108 (2z Kosovo) 2000 Person. contrib’s: 130 (KFOR) 2001 Person. contrib’s: 160 (KFOR) 2002 Person. contrib’s: 160 (KFOR) Numbers used Peak: 160 Average annual active forces: 3,522 Direct cost: 0 U.K Person. contrib’s: 5,250 (SFOR), 160 (NWatch) Total =5,410 Direct cost: 5,410 (12 *10,000) = 649,200,000 Direct cost: 108 (2.5*10,000) =2,700,000 Direct cost: 130 (12 *10,000) = 15,600,000 Direct cost: 160 (12 *10,000) = 19,200,000 Person. contrib’s: 130 (AFOR), 4,500 (SFOR), 9,600 (JGuardian), 160 (N.Watch), 3,398 (63z Kosovo) Person. contrib’s: 2,700 (SFOR), 3,500 (KFOR), 350 (DelForge), 160 (NWatch) 4,500 (Sierra Leone) Person. contrib’s: 2,600 (SFOR), 3,900 (KFOR), 350 (DelForge), 185(NWatch) Total =17,778@ Direct cost: 130@ (5*10,000)+ 4,500@ (12 *10,000)+ 9,600@ (6*10,000)+ 3398@ (2.5*10,000)= 6,500,000@+ 540,000,000@+ 576,000,000@+ 84,950,000@ = 1,207,450,000@ Total =11,210 Direct cost: 7,035 (12 *10,000) = 844,200,000 Direct cost: 6,710 (12 *10,000)+ +4,500 (1.5*10,000)+ = 805,200,000+ 67,500,000 = 872,700,000 Direct cost: 160 (12 *10,000) = 19,200,000 Average annual defense budget 3.1328bn. Person. contrib’s: 1,700 (SFOR), 2,200 (KFOR), 400 (ISAF), 350 (DelForge), 190 (NWatch) Peak: 17,778 Total =4,840 Average annual defense budget 35.7866bn Average annual active forces: 211,534 Total =7,035 Direct cost: 4,840 (12 *10,000) = 580,800,000 Calculations Annual average direct cost: 2,700,000+ 15,600,000+ 19,200,000+ 19,200,000 = 56,700,000/5 = 11,340,000 Annual average indirect cost: 160/3,522 (3.1328bn.) = 142,319,140 Annual average direct cost: 649,200,000+ 1,207,450,000+ 872,700,000+ 844,200,000+ 580,800,000 = 4,154,350,000/5 = 830,870,000 Annual average indirect cost: 17,778/211,534 (35.7866bn) = 3,007,621,400 35 Country USA 1998 Person. contrib’s: 12,810 (SFOR), 917 (MFO), 1,422 (NWatch) 1999 Person. contrib’s: 12,350 (SFOR) 918 (MFO) 1,400 (NWatch), 50,000(Kosovo) 2000 Person. contrib’s: 8,590 (SFOR), 5,950 (KFOR), 918 (MFO), 1,400 (NWatch) 2001 Person. contrib’s: 7,180 (SFOR), 5,740 (KFOR), 860 (MFO), 1,400 (NWatch) Total =64,668 Total =16,858 Total =15,180 Direct cost: 14,668 (12 *10,000)+ 50,000 (2,5*10,000) = 1,760,160,000+ 1,250,000,000 = 3,010,160,000 Direct cost: 16,858 (12 *10,000) = 2,022,960,000 Direct cost: 15,180 (12 *10,000) = 1,821,600,000 Total =15,149 Direct cost: 15,149 (12 *10,000) = 1,817,880,000 2002 Person. contrib’s: 2,350 (SFOR), 5,360 (KFOR), 1,400 (NWatch) Total =9,110 Direct cost: 9,110 (12 *10,000) = 1,093,200,000 Numbers used Peak: 64,668 Average annual active forces: 1,384,120 Average annual defense budget: 293.793bn Calculations Annual average direct cost: 1,817,880,000+ 3,010,160,000+ 2,022,960,000+ 1,821,600,000+ 1,093,200,000 = 9,765,800,000/5 = 1,953,160,000 Annual average indirect cost: 64,668/1,384,120 (293.793bn) = 13,726,415,000 Source: All personnel contribution numbers are from The Military Balance, 1998/1999, 1999/2000, 2000/2001, 2002/2003, Institute for Strategic Studies, London. Note 1: Duration for all missions during one year is assumed to be 12 months, with the exception of the following missions: Kosovo air war: 2.5 months AFOR: 5 months Joint Guardian: 6 months British intervention in Sierra Leone: 1.5 months French intervention in Cote d’Ivoire: 3 months Note 2: Assumed that the ratio of personnel to airplanes ready to be deployed during the Kosovo air war is 50,000/927. This ratio is based on how many personnel was represented by the 927 airplanes the United States had ready to be deployed, which is the most reliable ratio of personnel to airplanes among the states involved in this NATO operation. The constant z will be used in calculations to illustrate this ratio. 36