Containing the Opposition: 2 ~~2 ._=:~ -.~----_ ~' - '... ... Selective Representation in Jordan and Turkey MASSACHUSETTS INSTITUTE By Raffaela Lisette Wakeman JUL 16 2009 Submitted to the Department of Political Science LIBRARIES in partial fulfillment of the requirements for the degree of Master of Science and Bachelor of Science in Political Science at the Massachusetts Institute of Technology June 2009 © 2009 Raffaela Wakeman All rights reserved The author hereby grants to MIT permission to reproduce and distribute publicly paper and electronic copies of this thesis document in whole or in part in any medium now known or hereafter created. Author: ............................................ ....... ... Department of Political Science May 22, 2009 Certified by: ..................................... ................ ........... . ... Orit Kedar Associate Professor of Political Science Thesis Supervisor Certified by: ............................................... - arles H. Stewart, III Professor of Political Science Second Reader Accepted by: .................... ......... ................................. .............. ...... Roger D. Petersen Chairman, Graduate Program Committee Accepted by: ..................................... ............. Proiies H. Stewart, III Professor and Head, Department of Political Science ARCHIVES Abstract How does elite manipulation of election mechanisms affect the representation of political regime opponents? While the spread of elections has reached all the continents, the number of actual democracies has not increased at a comparable rate. If anything, observers have learned that the presence of elections in a country does not necessarily mean that it is also a democracy. This thesis addresses an underexplored topic in the study of electoral politics: the manipulation of election systems in order to achieve selective representation. I focus on the experience of opposition parties in two cases, Jordan and Turkey, an autocracy and a democracy, to analyze the impact of engineered election mechanisms on their representation. I contend that parties in power exploit the rules of the electoral game to contain their opposition. This is done by different mechanisms, depending on the makeup of the country and the options available to the manipulators. Mechanisms of electoral systems are used to reduce the representation of groups that are considered a threat, and to amplify the representation of those groups that the regime would like to strengthen. Analyzing the effect of malapportioned seats and the use of a single non-transferable voting system in Jordan on the Islamic Action Front Party (IAF), the main political rival to traditional tribal politicians, I expose the power of these targeted electoral mechanisms for control. Examining how the 10% national election threshold in Turkey affects representation of the Islamist political parties in the Grand National Assembly uncovers the distorting effect of this universal mechanism on representation. I analyze the election results for the 1993, 1997, and 2003 parliamentary elections in Jordan, measuring malapportionment and the variation in turnout. While the motivations for the Hashemite regime are to maintain stability and power in their country, I show that there are unintended consequences for this manipulation through an analysis of turnout and a policy study of honor crimes, the cause of the majority of Jordanian women's deaths every year. I examine Turkey's elections since 1961, calculating the difference between vote share and seat share, which uncovers an increase in the disparity between votes and seats since the installation of the election threshold. I conduct a counterfactual analysis, using a set of districts and reallocating the seats in each district using a 5% national election threshold instead of the current 10% threshold. Even by lowering the threshold this much, there is a much more equal representation of votes in the parliament. Electoral systems are engineered to suit the country in question. While the characteristics of states and election mechanisms used in each country are without a doubt different and specific to each case, the concept of representation is universal to all systems. In both Jordan and Turkey, the end goal of containing the opposition has not necessarily been reached: the Hashemite regime and its tribal loyalists don't see eye to eye on all issues, while in Turkey the AKP, a conservative Islamist political party, has overcome the obstacles to become the beneficiary of the threshold. Table of Contents Abstract 3 Figures 5 Tables 6 1. Engineering the Opposition Out 7 2. Universal and Targeted Mechanisms for Control 16 3. A Model for Authoritarians: Votes without Seats 42 4. Targeted Control of Islamists: Jordan and Malapportionment 58 5. Turkey's Struggle With Democracy 86 5. Universal Control in Turkey: The Election Threshold 109 7. The Implications of Manipulation 140 8. Containing the Opposition 152 Appendix A 158 Appendix B 161 Appendix C 164 Works Cited 166 Figures 3-1: Govemorates of Jordan 42 4-1: Malapportionment in Jordan 66 4-2: Population Size and Malapportionment 67 4-3: 1993 and 2003 Malapportionment and IAF Success 72 4-4: Aggregate IAF success as a function of Malapportionment 74 4-5: Population and IAF Success 76 4-6: 1993- 2003 Malapportionment and 2007 IAF results 80 4-7: Malapportionment and Turnout in Jordan's elections 81 4-8: Participation and proportion of Jordan's Population 82 4-9: Causal Relationship of Targeted Mechanisms 84 5-1: Turkey's Administrative Divisions 101 5-2: Evolution of Turkish Parties 104 6-1: Islamist Parties' Province-level Results 117 6-2: District-level seat-vote disproportionality for the Islamist party 120 6-3: From Votes to Seats: 1973-2007 124 6-4: Vote-Seat shares for winning parties 127 6-5: 1961-1977 Vote and Seat Share for Select Districts, T=O 132 6-6: 10% Threshold- 1983-2007 134 6-7: 1983-2007 Results with 5% Election Threshold 135 6-8: 5% Threshold with trimmed results 136 Tables 2-1: Fitting Characteristics of Democratic Systems to Jordan and Turkey 35 3-1: The Evolution of Jordan's Electoral System 52 3-2: Distribution of Seats by Governorate, 2003-present 53 4-1: Mean Vote Share for Winners 61 4-2: Vote Distribution for Winners: By Governorate 62 4-3: Governorate malapportionment and population distribution 65 4-4: Variables in Analysis for Jordan 68 4-5: Regression Analysis of Population and Malapportionment 69 4-6: Quotas and Minorities in Jordan 70 4-7: IAF Seats and Malapportionment 75 4-8: Population Regression Analysis 77 4-9: Multivariate regression analysis on IAF success 78 4-10: Explaining the Variation in Turnout 83 5-1: Constitutional Court Design across democracies 98 5-2: Turkey's Political Parties 103 5-3: Evolution of the Turkish Electoral System 106 5-4: Islamist Performance, 1973-2007 108 6-1: The Turkish Electoral System since 1961: Institutionalized Repression 113 6-2: Nationwide Disproportionality in Turkey's Elections 115 6-3: Islamist party election results in select provinces 119 6-4: Islamist Party Results Based on District Size 122 6-5: D'Hondt Method: Kayseri 1995 130 6-6: Representation in Select Districts in Turkey 138 7-1: Number of Parties in the Grand National Assembly 149 B-1: The 1993 House of Deputies Election- Turnout and Malapportionment 161 B-2: The 1997 House of Deputies Election- Turnout and Malapportionment 162 B-3: The 2003 House of Deputies Election- Turnout and Malapportionment 163 C-1: Turkey 1961-1977 Elections 164 B-2: Turkey 1983-2007 Elections 165 Chapter 1 Engineering the Opposition Out How does elite manipulation of election mechanisms affect the representation of political regime opponents? This thesis addresses an underexplored topic in the study of electoral politics: the manipulation of election systems in order to achieve selective representation. Although multitudes of questions about elections have been answered by equally numerous studies of electoral systems, a new set of issues has yet to be addressed due to the "third wave" of democratization and the resulting diffusion of elections across the globe; from elections in Iraq after the fall of Saddam Hussein to South Africans going to the ballot box, to the King of Morocco incorporating popularly elected legislatures into his government, voting has become almost as ubiquitous as Coca-Cola or McDonalds (Huntington 1991). While the spread of elections has reached all the continents, however, the number of actual democracies has not increased at a comparable rate. Some leaders new to elections have exploited the iconic image of "Election Day" to meet their particular needs (i.e. to stay in power), and others have simply ignored the process while simultaneously endorsing their elections as "free and fair." If anything, observers have learned from this "third wave" that the presence of does not necessarily mean that it is also a democracy. Indeed, several leaders have taken advantage of some electoral mechanisms to maintain their power or simply to prevent their opponents from ever gaining government representation. While these issues have arisen recently, few, if any of them, have been addressed. In addition, the typical measures by which to judge an electoral system do not necessarily fit these unconventional systems. Whereas many established democracies were popular movements for representative government, in many cases these newcomers are approaching the process from the top down. Over all, the world has welcomed the advent of elections to these countries. Justifying the means by the ends has been the general rule of thumb for the states providing economic aid, military support, and legitimacy to these governments. Individual cases, however, of malapportionment or vote buying, just two of the many methods available, have contaminated the pristine picture of elections we have in our minds. Another trend related to the onset of "third wave" elections is the rise of a different type of politics. Whether they are religious, cult-like, or separatist, these new political organizations pose unfamiliar threats to the governments in power. Some scholars point to these approaches to politics as the catalyst behind electoral engineering in the first place, while others contend that by including these groups in policymaking, their positions will moderate, essentially removing the necessity for electoral manipulation. Recently, Islamist political parties have been gaining public attention in both Jordan and Turkey: the AKP, or Justice and Development Party has controlled a super majority of seats in the 550-seat Turkish Grand National Assembly since 2002, reducing the other parties in Turkey to minority status, while the Jordanian Islamic Action Front Party has experienced a significant decline in its seat share in the House of Deputies. In Turkey, the AKP was brought to the Constitutional Court in the summer of 2008, and just barely escaped being banned from politics. In Jordan, the IAF attributes its recent losses to the electoral system: a single non transferable vote system (or SNTV), in which voters in multimember districts are only given one vote, combined with system-wide malapportionment caused their defeat in the 2007 elections. This study addresses the experience of opposition parties in these two cases, an autocracy and a democracy, to analyze the effect of engineered election mechanisms on their representation. How representative is Jordan's House of Deputies? Besides the absence of the "one person, one vote" principle (despite assurances from the monarchy that their system does fulfill this principle), does this mechanism have additional effects on elections? What about Turkey- how much is the abnormally high threshold influencing representation? Are these mechanisms deliberately built into the system to contain the regimes' rivals? Both Turkey and Jordan are dependent on their American and European allies for military support and economic support. For Jordan, its close relationship with the West has pressured the ruling Hashemite monarchy to reinstitute elections; while from the outside these elections appear to be "democratic," the mechanisms in place work to repress citizens' votes. In fact, the only election results that are ever made public are the winning candidates' vote shares and turnout. For Turkey, its relationship to the West has another dimension: Turkey is a member of the North Atlantic Treaty Organization (NATO), Organization for Economic Cooperation and Development (OECD), and is currently in negotiations to become a full member of the European Union (EU). Turkey's human rights record, conflict with the separatist Kurds, and repeated election interference by unelected government officials are all issues that must be resolved before its membership in the EU is finalized. Statements from the EU regarding a future Turkish membership cite the abnormally high election threshold as another source of controversy. Argument This study argues that parties in power exploit the rules of the electoral game to contain their opposition. This is done by exploiting different mechanisms, depending on the makeup of the country and the options available to the manipulators. Mechanisms of electoral systems are used to reduce the representation of groups that are considered a threat, and to amplify the representation of those groups that the regime would like to strengthen. In the Hashemite Kingdom of Jordan, for instance, while there have been both reapportionment and election law reform recently, critics claim that these changes are being made to maintain the status quo, not to enhance democracy. Jordan is not technically considered one of the "third wave" countries, but the recent return of elections provides a strong basis for questioning the merits of its electoral system. Widespread malapportionment in Jordan, especially the drastic underrepresentation of the most densely populated regions of the country, profoundly distorts the people's voice. The SNTV system also compromises the level of representation by limiting voters to one vote, despite their district being represented by several MPs. This misrepresentation has reverberating effects throughout the system. Focusing on Election Day effects, the underrepresented districts turn out to vote at much lower rates than in the overrepresented regions. Through the policy analysis of honor crimes, I also speculate on the relationship between malapportionment and the refusal of the House of Deputies to increase the penalty for committing an honor killing. In some more established democracies, elections have existed for quite some time, but with meddling by unelected officials. Turkey's experience with popularly elected legislatures is almost a century long, but the frequent intervention by non-elected officers (whether it be the military establishment through military coups or the Constitutional Court with political party bans) has also raised questions as to what "free and fair" actually means in Turkey. Turkey's long history with elections places it out of the category of "third wave" countries, but frequent interventions by unelected political elites and an exceptionally high national election threshold place large barriers to political parties seeking seats in the Grand National Assembly. By requiring parties to win the 10% of the votes, Turkey's system keeps smaller parties out of the government. I discuss the strength of these mechanisms in advancing the political agenda of the regime. Case Selection: Jordan and Turkey Turkey and Jordan were chosen as the case studies for this research for several reasons. In both countries, the regime has used strict definitions of nationalism to create a specific national identity for its citizens- while permitting all of its inhabitants, regardless of ethnicity or religion, to become citizens, even separatist ethnic groups (in Turkey the Kurds are in this position, while in Jordan it is the Palestinians), the regime represses expression of alternative identities. In addition, both countries are in the midst of a debate over the role of Islam in politics. In Turkey, the ruling AKP has roots in previous banned Islamic political parties, and was almost the target of another Constitutional Court banning in 2008. In Jordan, the Islamic Action Front has suffered declining seat shares in the House of Deputies since its formation. In both countries, however, there is little danger of domestic religious terrorism and internal threats, despite Muslim majority populations, proximity to other conflicts, and close relationships with Western countries and Israel. Turkey and Jordan are also unique in that religious-oriented political parties are permitted to take part in elections, unique to countries with electoral systems, as the separation of church and state frequently steers modern states' courses towards democracy. There are a number of differences between these two countries that should also be discussed. Jordan is a constitutional monarchy, with ultimate power vested in the King and the council of ministers (who are all appointed by the king). Jordan can best be characterized as an authoritarian regime transitioning to democracy. Turkey, on the other hand, is a constitutional republic, with strict separation of powers and a long history with democratically elected governments. Jordan is an Arab Muslim-majority country, while Turkey is a state without an Arab-majority (but the majority of Turks are Muslim). The electoral systems in Jordan and Turkey are also quite different: Turkey has a party-list proportional representation (PR) with multi-member electoral districts, while Jordan uses a single non transferable voting (SNTV) system, in which voters can vote for one candidate to represent them in multi member districts. Turkey has a history of political parties, and Jordanians do not generally affiliate with political parties; instead, Jordanians tend to vote for a tribal or familial candidate. The mechanisms for control are different as well, targeting specific stages in the election process, but ultimately end up affection the representation of votes. Plan This research will examine the effect of electoral mechanisms on representation in Jordan and Turkey. In Chapter 2, I discuss the theory and relevant literature regarding Jordan's liberalization path, Turkey's electoral politics, general democratization and election systems. I focus on features of electoral systems, including malapportionment (deliberately allocating government representation that are not distributed according to population) and election thresholds (a minimum vote requirement that political parties must reach in order to win any seats in the legislature). I probe the variation in electoral systems, and discuss majority-rule two party systems and proportional representation systems (PR). PR systems are organized in two forms: either voters choose their preferred party, and all party candidates are arranged in a list, or individual candidates run in each election (supported typically by a party), and voters select their preferred candidate. Single non-transferable voting systems fit fully under neither majoritarian nor consensual systems: voters can vote for one candidate despite the fact that the districts have multiple representatives. I examine the literature on regimes transitioning to democracy, the role of unelected officials in elections, and the effects of electoral reform on party systems. Are there visible consequences of installing these mechanisms into election systems? One of the motivations behind pursuing integrating electoral systems into governments, at least in the cases of Jordan and Turkey, is to continue receiving aid from their powerful Western allies. The domestic pressures on both governments, especially policies regarding the activity of ethnic minorities and religious political parties, seem to be pushing the regime toward manipulation. In Chapter 3 I provide historical sketches of Jordan. In Jordan, the concept of defensive democratization, best articulated by Robinson (1999), characterizes the method of governance exercised by the Hashemite regime. Much of Jordan's domestic policy is heavily influenced by the Arab-Israeli conflict and the status of Palestinians in the West Bank. Jordan's past experience with elections and its relationship with the Jordanian Muslim Brotherhood and its political arm, the Islamic Action Front, provide perspectives on reasoning behind the current electoral system. In Chapter 4, I analyze Jordan's electoral results from 1993, 1997, and 2003. Despite the severe data limitations, there are significant findings on the variation in turnout as well as evidence to explain the declining success of the Islamic Action Front, the main Islamist political party in Jordan. Jordan's malapportionment not only skews the balance of power in the House of Deputies from the most populous districts to the strongest traditional rural allies, but also impacts the rate at which citizens turn out on Election Day. Chapter 5 discusses the evolution of Turkey's electoral system and relevant history. Turkey's history with popularly elected governments reaches back almost to its independence in 1923, but this lengthy experience is slightly misleading: several interventions by the military as well as party bans by the Constitutional Court prevent Turkey from being a full-fledged democracy. Turkey's secular, centralized outlook on government and nationalism has resulted in repression of organized movements for ethnic or religious identity. In Chapter 6, I study Turkey's elections from 1961 to 2007. The large amount of data allow me to analyze the evolution of Turkey's electoral system, with a special focus on the effects of the 10% national election threshold used since 1983. The 10% election threshold poses a very high barrier to entrance into government. There is a great deal of variation on district magnitude (DM), with districts with as few as three representatives to as many as sixty. By aggregating results from 1961 to 2007, I show that the Grand National Assembly today is much less representative of voters' preferences than before the threshold was imposed. I study the results in several districts specifically to illustrate the impact of the threshold with a stronger lens. I also propose a counterfactual analysis in Turkey: by lowering the national threshold to 5%, how would representation in the Grand National Assembly been different? In Chapter 7, I discuss the effect of the electoral system mechanisms on both countries: in Jordan, the legal and social problems created by its incredibly high rate of honor crimes place both the regime and elected politicians in quite surprising positions. Honor crimes, or the killing of a family member (usually a woman) for bringing shame upon the family's name, are prevalent in Jordan. These crimes receive lesser punishments in many several countries (and are not limited to Muslim countries). In 2004, King Abdallah II and the upper house of parliament proposed changes to its laws, in an attempt to increase punishment of honor killings to be comparable to other forms of murder. When the law was brought to the House of Deputies, however, it was voted down. As the roll call vote for this and other legislation is unavailable, I review the arguments on either side of this debate, and speculate as to whom voted against the bills. In Turkey, the universality of the election threshold as a mechanism has resulted in the rise to power of military opponents. The AKP's popularity and success at the polls served to help the party overcome the barrier posed by the election threshold and win large pluralities in the last two elections. I conclude my research in Chapter 8 with a summary of my findings and discussion on the implication of my research. The approach taken in this project can be extended to other countries, and research on Turkey can now be focused on examining the effects of these mechanisms on legislation and law. The status of Jordan's 'democratization' can now be put into perspective. The experience of each country demonstrates that despite a regime's efforts to maintain the control over election results, with the proper support from the public, the opposition can overcome and in some cases, reap the rewards of these mechanisms to the detriment of the ruling regime. Chapter 2 Universal and Targeted Mechanisms for Control Politics in Turkey and Jordan have generated a great deal of research and discussion. A prominent approach is postulating on the impact of politics and elections on ethnic out-groups in each country- the Palestinians and Kurds. Because of the governments' refusal to report the ethnic makeup of their countries, however, it is difficult to make more than suppositions on this subject. A large focus in both countries is on the role of Islamist political parties and leaders in government and policymaking. In Jordan the power assigned to these leaders has been limited, so scholars have instead focused on the evolution and internal functions of Islamist political parties there. A frequent angle in discussions of Turkey's experience with Islamist parties is studying the reaction of the military and Constitutional Court to them. The role of the "clash of civilizations" has produced a new body of research focused on cultural "exceptionalism," the idea that certain groups are resistant to adopting democracy in their countries. While many state the problems of the Turkish and Jordanian electoral systems in passing, there is still a remaining question: how have the mechanisms in each system affected representation in each country's legislature? In this chapter, I discuss the literature related to Jordan's democratization and Turkey's electoral politics. Then I review electoral system design, electoral engineering and the systems in Jordan and Turkey. I discuss the concept of representation and propose hypotheses for each country on the effects of specific electoral mechanisms on representation of its citizens. The CurrentFocus: Ethnic Minorities andIslamists Scholars have approached the study of election reform in Jordan from several angles: examining the effect of malapportionment on the Palestinian population, conducting historical analyses of Islamic political parties, studying the role of political parties in the political system, and speculating on the motivation for electoral reform. A frequently discussed controversy regarding democratization in Jordan is that although Palestinians are offered full citizenship with voting rights, they are underrepresented in the Parliament as well as in the rest of the state machinery (Lust-Okar 2007). While the Hashemite government will not release the official population breakdown of Palestinians and Jordanians, many explain the underrepresentation of urban areas like Amman and Zarqa by pointing out the large concentration of Palestinians there. The history of elections in Turkey is plagued with interventions by the military and unelected Constitutional Courts. This interference with democracy poses a threat to Turkey's EU bid. The recent failure of the Constitutional Court to ban the ruling AKP and the persistence of Prime Minister Erdogan in standing up to military threats indicate at least a temporary change of course. In this section, I also discuss previous approaches to the study of Turkey's elections, and note the gaps in the literature on this topic. Elections and democracy in Turkey have been approached in several ways. Scholars have considered Turkey's Muslim heritage and the presence of democracy as a sign that it is an exception to the rule of the incompatibility of these two ideas. Another dimension of analysis has been to measure the effect of Turkey's elections on the Kurds; examining voting patterns has, however, been difficult, as Turkey does not collect ethnic or religious data in its censuses. Finally, academics have also studied the intersection of Muslim law and Turkish politics by examining Constitutional Court decisions and political debates related to religious practice. Muslim/Arab/CulturalExceptionalism Overshadowing a great deal of work on elections in developing and young democracies is the theory of "exceptionalism:" the idea that certain cultures and religions are especially resistant to democratic governance. Stepan and Robertson (2003) first examine electoral competition (using Polity IV, Freedom House scores and GDP) across Muslim-majority countries, finding that non-Arab Muslim states have been more electorally competitive that Arab Muslim states. While they are hesitant to equate electoral competitiveness with democracy, their evidence seems to revise the theory of Muslim exceptionalism to be include only Arab countries. One significant point that takes away from their conclusion is that many of these states are either developing countries (Jordan, Libya, Morocco), or significant allies of Western countries (Egypt, Saudi Arabia, Kuwait). Developing countries are, regardless of ethnic or religious composition, overall less "free" and electorally competitive than developed countries. The other classification of many of these countries, U.S. allies, may be at lower levels of freedom and democracy than others because U.S. support and aid is keeping the authoritarian regime in power. To provide further justification for the use of Arab exceptionalism over Muslim exceptionalism, Angrist (2004) examines the number of parties, the level of polarization, and the presence (or absence) of mobilization asymmetry across Muslim countries to explain the presence of competitive political institutions in Turkey. Although the newly independent Turkish state started out on its democratization path at the same time and under similar outer conditions as other Muslim countries, the establishment of a two party system instead of a single or multi party system and the lack of occupying power (after the Ottoman Empire collapsed) were the determining factors in explaining Turkey's successful path to democracy (Angrist 2004). Ultimately Turkey adopted a PR system, which resulted in the creation of a multi party system and depolarization of politics. Ghalioun (2004) and Lakoff (2004) debate the theory of Arab exceptionalism (and specifically the results from Stepan and Robertson (2003)), with Ghalioun turning the focus to the persistence of authoritarianism in Arab countries. Lakoff (2004) counters Stepan and Robertson's (2003) analyses: Lakoff (2004) finds that using GDP and electoral competitiveness ignores the abundance of cases of undemocratic non-Arab Muslim majority countries of Central Asia (the "stans," as he refers to them) and Iran. In a later paper, Stepan and Robertson (2004) discuss the lack of well-developed responses to those arguments. Harik (2006) counters the theory generated by Freedom House studies of Arab and Muslim countries finding that they are exceptionally resistant to democracy. Harik (2006) finds that the measurement scale has been improperly applied to developing countries, which include many Arab and Muslim countries, and that the finding of "exceptionalism" is based on misinterpretations of fact and misuse of the Freedom House scale. Inglehart and Norris (2003) examine public opinion data from Muslim countries, suggesting that the "cultural fault line that divides the West and the Muslim World" is related to sex, not democracy. While Muslims around the world support democracy as much as Westerners, they do not hold the same attitudes about marriage, women's rights, and sexual freedom as Americans (Inglehart and Norris 2003). While the disparity between Western and Muslim public opinion on these topics is quite large, I hesitate to say that Westerners hold remarkably different views about marriage, gender equality and sexuality from Muslims: abortion, for example, is a highly controversial topic in the Western world (only 48% believe that it can always be justified) as well as in the Muslim world (25% believe that abortion can always be justified). The presence of a large disparity in public opinion does not necessarily mean that there is a "clash of civilizations," as Inglehart and Norris (2003) contend. Mazrui (2004) traces the history of the relationship between the United States and Muslim countries, organizing them into four phases. The post-9/11 phase is characterized by the exploitation of fear by the Bush administration to wage the war on terrorism. He notes that despite the administration's contentions that the war is not on Islam, it has been Muslims who've paid the price for Al Qaeda's actions, which has strained U.S. relations with Muslim countries (Mazrui 2004). Volpi (2004) examines the institutional mechanisms in Muslim countries that are preventing full democratization. He shies away from the traditional binary classification of democracies and autocracies, and promotes a third middle ground of pseudo-democratic regimes using the struggle between liberalism, republicanism, and Islamism in these countries as a basis for his categorization. Volpi (2004) notes that Western conceptions of democracy coincide with liberal practices and norms, which conflict with the state of policies and opinions in the Muslim world, which tend to be more conservative and less progressive (at least with regards to civil liberties and women's rights). He criticizes the requirement that democracies must produce liberal policies. With regard to republicanism, Volpi (2004) criticizes the application of it to Muslim countries, suggesting that civil society and group dynamics in the Muslim world have a view of republicanism distinct from the Western model, combining the principles of republicanism with what he calls asabiyya, an organizational system centered around tribes and communities rather than political parties. Former asabiyya models were used as the bases for a monarchic system, whereas the new model aims to legitimate limited democratic rule because it supports nationalist and economic development agendas (Volpi 2004). A serious issue in the study of Jordan's politics is that it continuously refers to the lack of political parties as a reason for the faux democratization Robinson (1997), Schwedler (1998) and other point out. In addition, Lust-Okar (2007) and others treat the Islamic Action Front as a powerful player in Jordanian politics, simply because it is the only formal political organization (at least according to Western standards) to win seats in the House of Deputies. As appealing explanations as these may be, they do not accurately explain politics in Jordan. Jordanians vote for candidates based upon the candidates' mutual affiliation with a tribe or other social organization. Consistently, however, scholars point to the failure of the election of the "opposition" to be a prime reason why Jordan's liberalization path is inadequate (Ryan 1998). There have been numerous political parties competing in Jordan's elections, but few have succeeded in winning seats in the House of Deputies. The only political party to consistently win multiple seats in elections is the Islamic Action Front Party. What is often overlooked is that Jordanians themselves either do not know or are not concerned about the success of political parties (CSS Public Opinion Survey 2006). Indeed, polling data indicates that the most representative political party was the Islamic Action Front, which 4.2% of respondents chose as representative. When asked which of the current political parties in Jordan were qualified to form a government, 90.4% of the respondents said "none." The majority of respondents (65.8%) consider a political party to be "a political organization that seeks to participate in the political process without assuming power." If Jordanians do not even see political parties as central players in politics, how can they be expected to form them or join them? Jordanians largely do not recognize the names of political parties: 47.4% knew the name of the Islamic Action Front and 25.1% recognized the National Constitutional Party. Jordanian political parties clearly have failed to reach out to citizens to garner support. For this reason, Volpi's (2004) model fits the political space in Jordan much better than the political party system organization suggested by others. Volpi's (2004) modification of the democracy-authoritarianism spectrum to include a middle ground status provides space to consider democratizing Muslim countries separately, not quite at a state of established democracy like Turkey, and yet not truly in the "authoritarian" category either. While in Western democracies the concept of separation of church and state plays a major role in understanding the concept of representative government, it is not necessarily the case in Muslim countries. While Angrist's (2004) argument explains Turkey's early history, it virtually ignores the fact that the military has frequently intervened in the political process and frozen representative government for years at a time. An outstanding question on Turkey's seemingly unusual status is how the regime's emphasis since independence has been on the strict separation of religion and politics. Religion-oriented parties are banned, and religious expression is virtually banned in public. Perhaps Turkey's legacy as a secular government, with a Muslim identity that is secondary its national identity, plays a stronger role than the literature is willing to suggest. Islamistpoliticalparties Questions surrounding the recent participation in both countries by religion-oriented political organizations have resulted in research on the intersection between Islam and politics. In Turkey, the Constitutional Court has stepped in frequently to remove religious parties from politics until very recently, with the rise of the Justice and Development (AKP) Party, a conservative, Islamist political party. In Jordan, the decreasing popularity of the Islamic Action Front Party have raised questions as to the fairness of Jordan's apportionment and the goals of the IAF. In her study of the history of Jordanian political parties, Lust-Okar (2001) examines the political party system through two lenses: party strength and party-system strengths. She points to the Islamic Action Front as the "single strongest party in the kingdom." This statement, however, is misleading: political parties in Jordan garner very little power or popularity in the political system: the power rests in the regime-loyalists and ultimately the regime itself. Independent candidates win the majority of the seats in the House of Deputies (84.6% in the 2003 elections). Tribal constituencies usually support these independent candidates. Lust-Okar (2001) also postulates that candidates in Jordan do not fight for power, but instead for patronage of the Hashemites. In studying Islamists and/or political parties, scholars assume that the state and Islamist groups are not only two separate entities, but also that they have two choices in dealing with each other: cooperation or conflict. The relationship between political organizations and the state tends to be examined on a continuum; this is also the case for the study of Islamist parties. Langohr (2001) proposes a third option: that Islamists have, as well-educated citizens, been successful in placing themselves in government positions which then allow them to better pursue their agenda. This consideration helps understand why Islamist movements decide to pursue more moderate political agendas and stances when included in politics (Langohr 2001). Indeed, Schwedler (1998) finds that Islamist parties are not scheming to take over their governments, but instead as they are forced to work in a pluralist system, their positions actually moderate. "The real question is not whether Islamists pose a threat, but what political agendas are served by continuing to paint Islamists as a monolithic, antidemocratic mob" (Schwedler 1998). She also criticizes others for ignoring the regimes that are manipulating the outcomes of elections and instead focusing on the Islamists (Schwedler 1998). Robinson (1997) points out that the inclusion of Islamists in the political process in Jordan led to the "creation of an integrated, establishment-oriented and moderate Islamist movement. Jordan's Islamists have proved themselves to be capable democrats, obeying the rules of the political game while parlaying their strength in society into a parliamentary plurality." Lust-Okar (2001) sees international forces as a reason for the strengthening of Islamist parties in Jordan (and throughout the region). Ahmad (1988) discusses the Turkish regime's reactions to perceived Islamic threats after the 1980 military coup. He finds that the number of cases brought to court and persons implicated rose greatly between 1984 and 1987. He notes that 70% of these cases were dismissed, but warns that these trends are signs of the "reassertion of its Islamic identity" (Ahmad 1988). He traces Islamic politics throughout Turkey's history, finding it peaked in popularity in the 1970s, with parties across the political spectrum infusing their platforms with pro-Islamic rhetoric and the creation of explicitly Islamic political parties (although he points out that the Islamic MSP did not succeed in winning many seats in those elections) (Ahmad 1988). Ahmad (1988) presents his findings to predict the future of Islamic politics after the 1987 elections, finding that it was on the downturn, which turned out to be an inaccurate prediction. Ahmad's (1988) study provides indications of the perception of the Islamic threat to the military and centrist-wings of Turkish politics through the 1980s. His study, however, does not provide an understanding of the public's feelings towards these Islamic "threats;" if in future elections support for Islam-oriented parties improves, does the inclusion of fairly elected Islamic parties translate into a threat to Turkey's stability? Giilalp (1995) traces the history of the Islamic RP, the ruling party at the time. He discusses their views on politics and the economy, including policies with regard to the Kurdish population and Constitutional reform. He finds that since the Kurds are not allowed to organize politically, that the RP was the party they would most likely support (Giilalp 1995). His article outlines the success of the RP, and finds that the source of its success was public support for change, but does not delve into the influence of electoral mechanisms. Similarly, Yavuz (1997) also examines the 1995 election results, and the roots of the RP's successful campaign. He identifies the strict secularism inherent in Kemal's vision of the Turkish state and contends that originally, "secular" was intended to unite the diverse ethnic and religious groups in Turkey, but today "secularism" is interpreted to mean the absence of religion in politics. Neither Yavuz (1997) nor Giilalp (1995) study the electoral mechanisms that might have influenced the RP's results in 1995. Instead, they find that these results are indicative of a shift in the Turkish public's opinion regarding the intersection of religion and politics. Mecham (2004) examines the 2002 elections and the AKP's rise to power in a similar way. He determines the institutional factors that led to the rise of an Islamic political party to power in the secular Turkish state. He points to three changes: greater freedom in political organization, which has led to the introduction of greater diversity of political ideology, the imposition of constraints on civil life on the Islamist movement, more interaction between Islamist politicians, constituencies and the state leading to greater information sharing and greater appeal for Islamist politics (Mecham 2004). In discussing the election results for Islamist parties, Mecham's (2004) analysis notes the improvement in election returns between 1999 and 2002, but does not go further than a top-level analysis. Previous research on Turkey and Jordan has emphasized the evolution of Islamic politics, and governmental policies regarding Kurds and Palestinians. Some scholars have found that including Islamist political parties in government moderates their platforms, in addition to postulating on the effect of laws and various aspects of the electoral system on Islamist parties. In this light, examining approaches to the study of electoral reform could be a useful tool for studying how regimes themselves manipulate the law in their favor. Posusney also calls for a scholarly effort in examining the mechanisms of electoral manipulation by regimes like those in Jordan (Posusney 1998). Although Schwedler's work focuses on reactions to reforms in civil rights, inclusion of her work in the body of knowledge surrounding Islamist reactions to regime oppression is important. She looked at the reaction of Islamic political parties to government, specifically through public demonstrations and boycotts (Schwedler 2003). She points to the Hashemite regime's restrictions on publications and the press in 1997 as well as the 1993 elections law as the motivation for the IAF's boycott of elections that year. While the temporary law suspending these freedoms was found unconstitutional by the Higher Court of Justice in 1998, the absence of opposition members in the Parliament as a result of their boycott allowed amendments that were even more restrictive than those previously found unconstitutional. Studies like Schwedler's (2003) implicitly show that the inclusion of Islamists in the political process could force both the regime-loyalists and the radicals to moderate their positions. Other scholars afford the Hashemites a more mild treatment by focusing on the efforts of the regime to maintain a liberal atmosphere, and build an institutionalized democratic structure (Abu Jaber 2003). He also points out that the Hashemites emphasized steady change over a rapid switch from authoritarianism to liberal democracy, which allows the Islamists parties to participate in democracy (Abu Jaber 2003). Abu Jaber (2003) criticizes the Western criteria that are used on Muslim countries to determine the level of democratization, much like Harik (2006) and Tessler (2005). He claims that Jordan's democratization has stood out among Arab countries because of its non-violent, liberal style (Abu Jaber 2003). The Islamist movement has been permitted to exist continuously, even during the ban on political parties. He also points to opposition candidates' entrance into elections as a sign that Jordan is unique in its approach to democratization. According to Khoury (1981), there has been a history of Hashemite regime oppression of political opposition. The National Consultative Council, the predecessor to the Parliament, was a prime example of the regime's efforts to silence debate and prevent the opposition from acquiring power. As it was a council appointed by King Hussein, the only powers it held were the ability to debate and to recommend the regime certain actions (Khoury 1981). Lucas (2003), much like Khoury (1981) and Libdeh (2005), is pessimistic about the prospects for deliberalization in Jordan. He explains the change in tracks from deliberalization back to liberalization: when it is profitable for the regime to pursue democratization (i.e. when loyalists are in power in the legislature) and when it refers back to deliberalization (i.e., when the opposition is threatening the loyalists' hold on the legislature). By approaching the regime's strategies in this way, he tends to ignore the pace at which liberalization is pursued, which is considered to be an important factor in democratization in authoritarian countries. Because, as Taagepera and Shugart (1989) point out, exploiting electoral systems is the easiest way for a regime to manipulate policy, this disagreement about the regime's willingness to allow opposition politicians to take part in political discourse will be important. Yegim Arat (1998) examines the effect of women on Turkish politics between the late 1980s and the end of the twentieth century, finding greater emphasis on equal rights. She warns, however, that the inheritance of a patriarchal system from the Islamic tradition prevents Turkish feminists from making greater progress in their struggle (Arat 1998). She divides women in politics into two groups: those who organized against domestic violence (feminists) and those who joined the Islamist movement. The feminists fought for equal rights based on the Turkish constitution, while Muslim women fought against the secular foundation of the Turkish state to be permitted to identify themselves as Muslim (through the use of headscarves, for example). Both groups' successes were fairly limited, and Arat (1998) does not predict the future of women's rights in Turkey, but instead examines these groups from a historical point of view. Hussain Haqqani (2003) examines the impact of the current war in Iraq on Turkey, Pakistan, and Indonesia, three non-Arab Muslim-majority states. Turkish opposition to the war has two foundations: Islamic solidarity against the U.S. and fears of Turkish Kurds demands growing in response to a federal Iraq. He warns that U.S. failure could lead to pressure on Prime Minister Erdogan to pursue more Islamist policies (which could lead to another military intervention in Turkey's democracy) (Haqqani 2003). Several studies note Turkey's 10% threshold as a significant barrier to gaining representation in the Grand National Assembly (see Cosar and Ozman 2004, Yavus 1997, Bacik 2004), but do not take the next step in examining the effect of this threshold on representation levels. Esmer and Sayari calculate vote-seat disproportionality with a variety of different formulas, but only use the results for parties successful in winning seats to perform their calculations (Esmer and Sayari 2002). The study of political reform in Jordan focuses on several areas: the impact of reform and elections on the Palestinian population, the Hashemite motivations of democratization and electoral reform, and the role of political parties in Jordan. Oftentimes in these studies, scholars overstate the role of political parties in Jordanian politics- it is the tribes, not the political parties, who garner the strength and power in the system. In addition, it is difficult to speculate on the motivations of the Hashemite regime in pursuing political reform. Scholars spend much of their time predicting the motivations of political elites, which is difficult, while the study of the effect of electoral reform in Jordan is under explored. Indeed, an in-depth study on the effect of electoral reform, a truly measurable variable, would provide insight into not only the dynamics of electoral reform in Jordan specifically, but would also indicate trends in democratization in authoritarian regimes. In many established democracies, systematic studies of the transformation of votes into seats, whether by examining apportionment (the distribution of all seats) or proportionality (votes for parties translating into representation), have led to more in-depth research on median voter theory, the impact of citizen opinion on bills and legislators' votes, and general legislature functionality. In Jordan's case, however, a systematic analysis of malapportionment does not exist, and severe data limitations prevent these more specific studies. For example, there is no public record of the roll call vote of members of the House of Deputies, on any issue. For Turkey, on the other hand, individual studies on specific elections and issues, citizen vote choice, as well as the rise of Islamist parties, have dominated the study of Turkey's elections. By examining the individual experiences of electoral reform in Turkey and Jordan, this study provides important case studies on the effects of specific election mechanisms. A great deal of past work on electoral systems is multiple country studies to compare and contrast broad questions of electoral design. What is lacking is explaining how votes are mechanically converted into seats (or not), especially in cases where there is direct manipulation. With these two case studies specifically, the literature widely acknowledges the effect of mechanisms for control, but to my knowledge does not examine their effects on representation. Representation-The Missing Story The literature surrounding Jordan's electoral reform seems to be silent on two specific areas: explanation of the variation in turnout rates in the rural and urban areas and an analysis of representation. Lust-Okar (2007), Posusney (1998) and others claim that the Jordanian system does not produce a representative legislature, but their efforts have been limited to focusing on Jordan's shortcomings with respect to its Palestinian population. In addition, Lust-Okar (2007, 2001), Langohr (2001), Schwedler (1998), and Robinson (1997) discuss electoral reforms in a broader discussion of other issues (the Palestinian issue, Islamist political parties, the Hashemite regime's slow democratization). One of the reasons for this is the lack of reliable census, tribal, and religious data for electoral districts, as well as complete election returns. While all of the data is not readily available, there is enough to begin to study the impact of electoral mechanisms on representation. While Turkey has experimented with a variety of different electoral systems, and has undergone several military coups, one of which rewrote the Constitution and abolished the electoral system and its existing parties completely, several conditions have remained constant. The focus of the government on maintaining a strict secular treatment of policy and public life has successfully consumed virtually all political debate in the modem Turkish state. Military coups have served to realign the political system to preempt movements toward a new Turkish identity by those whose interests don't align with Mustafa Kemal's image of Turkey. The Constitutional Court has, since the 1980 military coup, decided the constitutionality of political parties and has banned many from elections. Authoritarianismand Democracy It is well understood that authoritarian regimes do usually not preemptively pursue political liberalization. Arab-majority countries, in particular, have begun to move toward democratization after being confronted with citizen protest due to poor economic conditions, government corruption, and human rights abuses (Tessler 2005). While Tessler's (2005) finding is focused on Arab countries, this democratization trend has not only occurred in these countries; states in Latin America, Africa, and Eastern Europe have also pursued liberalization measures. Those initial reforms were mainly used to appease the public and strengthen governmental legitimacy. A principle strategy of liberalization has been, in many cases, to institute elections for legislatures. While images of previously silent publics in places like Jordan and Morocco heading to the polls on Election Day conjures up the image of a "proper" representative government, specific mechanisms built into their systems repress the translation of votes into seats. Jordan, for instance, opted for a rare electoral system to replace its previous system (with first past the post rules but multi-member districts, without the proportionality), in addition to refraining from distributing seats according to population. At the same time, other states with well-established histories with free and fair elections have recently come under scrutiny for similarly questionable policies. Turkey, for example, has been cited in many studies of electoral mechanisms for its extraordinarily high election threshold and for the intrusion of unelected officials into the system. Within the literature regarding electoral systems, there are a multitude of topics that address the particularities in Jordan and Turkey. First and foremost is electoral engineering, the concept that by deliberately selecting specific mechanisms based on state characteristics like economic development, education, social cleavages, and colonial legacy, one can steer a state toward a certain system. In many cases, the "engineering" of systems is meant to give an impression of deliberate, overt molding of an electoral system to best approach the most salient issues facing a state. Typically the system is "engineered" by state builders, whether they are occupying powers or elected representatives. Recently, however, this term has come to have a more negative connotation, instead intimating that governing regimes manipulate their electoral systems to maintain their dominance in a state instead of suiting the nation's needs at large. In the cases of democratizing countries, the overt manipulation of electoral mechanisms by the regime has overshadowed the bright prospect to becoming full democracies. For Jordan, manipulation by the ruling regime has maintained overrepresentation of the rural, desert population, while compromising the large urban populations of Amman and Irbid. At the same time, however, Jordan is arguably the safest and most stable country in the Middle East: it maintains positive and strong relations with the United States, Israel, Saudi Arabia, and Egypt, while also being the only country to permit and encourage Palestinian refugees to become citizens. Jordan has no domestic terrorism problems, and with the exception of the 2005 suicide bombings, it has been free of terrorist attacks for many years. In contrast to states like Egypt, where Islamist politics is repressed, Jordan has a history of Islamist political parties, and the Hashemite monarchy has a productive and overall positive relationship with the Islamic Action Front, the only significant political party in Jordan. Since reestablishing elections in 1989, the monarchy has altered Jordan's electoral system to a rare single non-transferable voting system. While the concept of electoral engineering has not been directly applied to Turkey (most studies of electoral engineering cover state building or long-established democracies, and Turkey does not really fit in either of these categories), several preliminary findings imply that there is elite manipulation inherently through electoral mechanisms: the high election threshold, frequent interventions by the military, party banning by the Constitutional Court, and ongoing friction between "free and fair" elections and exclusion of certain policies from political discourse all provide significant evidence of manipulation. Electoral engineering Norris (2004) examines the consequences of electoral rules and modernization for political representation and voting. She studies patterns of party competition, social cleavages and party loyalty, turnout levels, and diversity of parliaments, and determines from her study that the formal rules of electoral institutions do matter when it comes to shaping social norms and human behavior. Her study can be extended to studying countries transitioning to democracy. When political elites or authoritarians engineer voting systems to work in their favor, they are forcing elections one way or another. Pippa Norris' study on electoral engineering presents and analyzes the arguments related to electoral system design. She focuses on the dynamics between political party systems and electoral systems, and notes that it is not just new democracies that are designing electoral systems to meet a specific need; established democracies like Italy, New Zealand, and Japan have reformed their electoral systems in the last 15 years (Norris 2004). She divides the effects of electoral system design into two categories: mechanical effects (the translation of votes into seats, for example) and psychological effects. Her analysis of electoral engineering is based on two different theories about electoral system design: rational choice and modernization theory; for the purposes of my study, her use of rational choice theory is most useful to me. Rational choice theory, as applied to electoral system design, assumes that formal electoral rules shape the incentives that political actors face, and that political actors seek to maximize their vote share by utilizing electoral incentives inherent in the electoral system (Norris 2004, pp. 7). Arend Lijphart's (1999) seminal work examines democratic institutions in 36 countries from 1940 to the present. Beginning with a simple definition of the term "democracy," which is "government by and for the people," he next raises the question of "who will do the governing, and to whose interests should the government be responsive when the people are in disagreement and have divergent preferences?" (Lijphart 1999 pp. 1). He focuses on measuring the level to which the institutions are majoritarian or consensual, a contrast that is consistently used to examine democracies. In majoritarian democracies, the answer to the question of "who governs" is simply the majority of the people, while in consensual democracies the response is "as many people as possible" (Lijphart 1999 pp. 2). Lijphart also breaks down the differences between majoritarian and consensual democracies into 10 characteristics along the executive-parties dimension and the federal-unity dimension; these characteristics are organized in Table 2-1. The first dimension, executiveparties, provides insight into how the political system is organized; characteristics like the type of party system, distribution of power among parties, electoral system, and type of system installed for interest groups. The second, federal-unity, explains how centralized the federal government is, and how consolidated individual branches of the government are; the number of houses in the legislature, the degree of constitutional flexibility, level of judicial review, and independence of the central bank. Table 2-1: Fitting Characteristics of Democratic Systems to Jordan and Turkey Description Executive-parties majorities v. Concentration of Single-party Single-party majorities v. power multiparty coalitions Balance of Dominant executive v. power equal power between executive and legislative Party system Two-party v. multiparty systems Majoritarian v. First past the post v. PR proportional representation Jordan Turkey Royal Family, tribal alliances Dominant Executives Multiparty coalitions No organized system Multiparty Multi member districts with 1st past the post rules PR with election threshold Interest group Tightly controlled civil Controlled civil society systems society free-for-all competition v. compromise Federal-unity I Centralization of Unitary centralized v. government federal decentralized systems Number of Unicameral v. multicameral houses in (division of power) legislature Constitution Amendments by simple flexibility majority v. super majority Judicial review Legislatures get the final word v. courts reviewing the constitutionality of laws Independence of Dependent on the executive central bank v. independent central banks Equal Power Centralized Centralized Multicameral Unicameral Super majority, or by king King has final word 2/3 majority, referendum (proposed by MPs) Independent Independent Constitutional Court It is unclear from this model whether Turkey's system is a majoritarian or consensual system. With respect to Jordan, it is not by any means a democracy, but the presence of an elected legislature does make this model applicable. Turkey has a proportional representation election system, which is assigned to consensual systems, but the presence of a unicameral legislature indicates that it is a majoritarian system. The balance of power in Jordan's government is heavily in favor of the monarch and the upper house of parliament (majoritarian), but multiple parties are permitted to participate in elections (consensual). In Jordan's case, the mere fact that it is a constitutional monarchy with a great deal of power vested in the king is enough to prevent it from being called a "democracy," but does the presence of elections and signs that the government is liberalizing the system present enough evidence that Jordan is "democratizing"? Lijphart (1999 pp. 6-8) criticizes those who have focused on identifying only majoritarian systems as democracies, which is the less common of the two types of electoral systems. He argues that consensual systems more closely fit the idea of a democracy than majoritarian systems, and that to exclude consensual democracies from the discussion would retract greatly from the study of representative governments (Lijphart 1999 pp. 31-33). Applying Lijphart's terminology to Turkey and Jordan provides helpful indications on how best to examine each system. Turkey falls best under the consensual democracy model with regard to its legislature, while Jordan falls somewhere in between for the purposes of my study. Electoral Systems A study of the relationship between colonial legacy and electoral system shows that most former British colonies and two-thirds of former French colonies now use majoritarian systems, while three-quarters of former Portuguese colonies, two-thirds of former Spanish colonies, and former Dutch colonies use proportional representation (Norris 2004 pp. 59). Former communist countries tend to choose majoritarian systems. There are a variety of different types of electoral systems, and most break these down into two types: consensual and adversarial (Norris 2004 pp. 69). The first type, consensual democracy, is identified by the presence of an elected legislature whose seats are assigned proportionally with regards to the population. The theory behind consensual democracy is to maximize electoral choice, fairly translate votes into seats, and to be socially inclusive (Norris 2004 pp. 69). PR systems are preferred in ethnically divided societies, although critiques of PR systems indicate that it may serve to reinforce ethnic cleavages. Majoritarian, or adversarial, systems are typically characterized by winner-take-all elections in single member districts. While in PR systems the goal is for both minorities and majorities to have representation, in majoritarian systems this does not tend to be the case. Lijphart (1999 pp. 143- 144) clearly has a preference for PR systems, as he points out that in majority or plurality systems the winning party is always overrepresented in comparison to the votes it received. Norris (2004 pp. 51) discusses PR systems, which are considered by most to be consensual systems. Turkey's PR system uses the D'Hondt method for allocating seats in the Grand National Assembly. Through a series of quotients, parties with the highest average vote share, are assigned seats. Since 1983, the 10% national election threshold has posed an additional barrier to parties- only those parties that win 10% of the nationwide votes in the legislative elections are eligible for seats. After those parties are determined, the seats are then allocated within each electoral district. Representation The essence of democratic governance is the concept that citizens choose representatives to act on their behalf. In a true democracy, all citizens are assigned equal power to choose their representatives. At the very least the right to vote must be universal in order for an electoral system to be "representative." Manin (1997 pp. 6) outlines four principles present in representative regimes since its creation: elections at regular intervals, decisions by governing body independent from electorate, political expression by electorate with fear of repercussion, and political debate before decisions are made. For the purposes of my study, I focus on the first principle: that of elections. Pitkin (1967) discusses two formal definitions of representation- authorization to act and accountability- and the concept of representation as standing for rather than acting for something, first with descriptive representation and then with symbolic representation. Another type of representation she looks at is that of acting for others, which includes the act itself, not just the formalistic ideas of action (Pitkin 1967). She poses it as a tension between ideal and achievement, in that the ideal of political representation can never be reached but should not be abandoned, while the reality of political representation is not sufficient but is the best possible system at the time (Pitkin 1967). Methods of political representation, according to Pitkin, should improve over time. In ethnically diverse societies, the use of ethnic quotas is often used to guarantee minority representation. In consociationalism, an extreme version of the quota system, all seats of the government are assigned to members of a specific ethnic or religious group. Lebanon, for example, follows this model. The use of ethnic quotas like those in Jordan, are more prevalent. Christians, Circassians and Chechens, and women are all guaranteed representation in the House of Deputies. Measuring how representative elected officials are in a given democracy can be done in several ways. At the most basic level, the vote of any one citizen must be given equal weight to the vote of any other citizen. Determining whether representatives are allocated according to population distribution the first step to determine the level of representation in a system. Calculating the number of votes in a system that is represented in the government is another angle to take. The only way to avoid malapportionment is to allocate seats on a single nationwide district. The transformation of votes into seats is never exactly proportional, so determining exactly how many votes did not win seats is an important indicator. In states with strong party systems, calculating the number of parties active in politics is another way to measure representation. By comparing the effective number of parties in a system with two different values, the proportion of votes and proportion of seats won by each party, the translation of votes into seats can be examined. For majoritarian systems, there are typically two effective parties, while in consensual democracies there are several (Duverger 1972). Before Turkey adopted a PR system, its majoritarian style democracy resulted in a twoparty system; after 1961, the number of parties increased to take advantage of the new consensual system. Representation in Jordan and Turkey The history of Jordan as a state and its experiences with elections provide important clues leading to the motivations for the Hashemites to malapportion its legislature: the status of Jordan as a monarchy with all government power vested in a King; its stance on the Palestinian issue, combined with its sizable Palestinian population; its history with the Muslim Brotherhood and other Islamist groups; the position of Jordan with respect to its neighbors and allies. All of these clues indicate that Jordan's electoral system may be out of the ordinary, but how can it be best analyzed? First, how representative is the Jordanian House of Deputies? Second, if the system is truly not representing its constituency, who is not being represented? Third, how does this malapportionment affect regime competitors like the Islamic Action Front? Finally, is there a measurable impact of malapportionment on turnout? Past studies of Turkey's electoral system have largely focused on the determinants of party for voters and examining the evolution of parties in Turkey. Scholars point to the high election threshold as a mechanism by which the regime controls the outcome of parliamentary elections, but to the best of my knowledge, there has been no research to determine how much representation is affected by the threshold. Several scholars (Ahmad 1988, Yavuz 1997, Mecham 2004) have examined the rise of Islamist parties in Turkey, with a specific focus on the late 1980s and 1990s, noting that they have received greater support both at the polls and in public opinion surveys recently. Haqqani (2003) warns of the impact of the Iraq war on Turkey, especially with relation to the AKP's leadership and the future of the Kurdish in southeastern Turkey. Arat (1998) focuses her study on the two faces of the women's rights movement in Turkey, the struggle for equality with men and the struggle for religious expression. In both countries, political debate and analysis has focused around the inclusion and exclusion of different groups, whether they are ethnic minorities or Islamist politicians. By dissecting the effect of election mechanisms on the excluded groups, this research provides insight into the power of manipulative electoral engineering to repress and control political opponents. In both cases, the Islamist political parties acting within the bounds of law in each country act as the excluded groups. Turkey's AKP has a direct link to the other Islamist-oriented active political parties throughout Turkey's modern history, and appears to have overcome the obstacles to gain representation in the Grand National Assembly. The Islamic Action Front in Jordan, on the other hand, has won fewer seats in every election since 1993. In Chapter 3, I provide a history of Jordan since World War I, and focus on the role of elections in forming its national identity. I also discuss the historical background of the Jordanian Muslim Brotherhood and its political arm, the Islamic Action Front Party. Chapter 3 A Model for Authoritarians: Votes without Seats In this chapter, I provide an overview of the relevant history of Jordan since the end of World War I. I then discuss the evolution of elections in Jordan, and examine the progression of Islamist politics in Jordan. With this knowledge, I review past 1: Ajlun 2: Jarash 3: Al Balqa' Madaba scholarship on politics in Jordan, and pose some crucial unanswered questions, especially with respect to mechanisms that may maintain regime control over competition in Jordan's elections. Figure 3-1: Governorates of Jordan Jordan's modem history is deeply intertwined with the Israeli/Palestinian conflict: a great deal of Jordan's national identity today is a result of the Hashemite monarchy's (and others) policies with regard to Palestinians since the end of World War I. The absence of an economic base has forced Jordan to be dependent on its British, American, and Gulf Arab allies. Abdallah I, King Hussein, and Abdallah II all have been required to juggle domestic pressures (the Palestinian issue as well as the threat of radical Islam) with political demands from their creditors (Boulby 1999). The Hashemite family has governed Jordan since its independence, steering Jordan through a tumultuous time in the Middle East. Brokering peace with Israel, welcoming Palestinians into their country, building strong alliances with Western powers, containing the threat of Islamist politics- in all these ways, Jordan has maintained stability in a region known more for the fragility of most regimes and its radical politics than steadiness. Robinson (1998) studies the "defensive democratization" path that Jordan has taken and asks whether Jordan can withstand the political volatility and Islamization of Palestinian politics in the region. He claims that the greatest threat to Jordan's security is peace, not conflict: a resolution of the Arab-Israeli conflict through the creation of an independent Palestinian state will pose a threat to the power of the Hashemite monarchy. With projections that between 40 and 60% of the Jordanian population are of Palestinian descent, the Kingdom is at risk if the conflict is resolved. The Jordanian-PalestinianConnection Until the end of World War I, Jordan was a part of the Ottoman Empire. European colonial powers redrew borders and divided up all of the Middle East between themselves. Both Jordan and mandatory Palestine were created out of the British mandate, while Syria became the French Mandate. British colonial powers had in the past been supportive of the creation of a Palestinian state along the West Bank of the Jordan River. However, in 1917 the Balfour Declaration surprised Palestinians by stating that the British viewed "with favor the establishment in Palestine of a National Home for the Jewish people" (Abu-Odeh 1999). Abdallah at this time was appointed the Emir of Transjordan, and he began to build a state. Jordan's first constitution, which was not written until February 1928, established a legislative assembly, but, due to British concern for loss of authority, it was essentially powerless (Boulby 1999). Elections were also held to select the 21-man Legislative Council, but were strictly controlled through the use of indirect balloting. A popular uprising against the agreement occurred despite a lack of political organization in July of 1928, called the National Congress. The movement's leaders, however, failed to follow up on their threat of an elections boycott, and so the legislature devolved into a "rubber stamp for British policies" (Boulby 1999 pp. 11). Abdallah I governed Transjordan under British supervision until 1946, when the United Nations approved an end to the British Mandate rule. The new Jordanian Parliament named him the first ruler of the new Hashemite Kingdom of Jordan. At this time, only the land east of the Jordan River was considered part of the Hashemite Kingdom. When Israel declared statehood in 1948, however, Jordan's boundaries were expanded to include the West Bank and its Palestinian population. There is a range of opinions on the motivation for the annexation. King Abdallah believed that annexing the West Bank was essential for two reasons: his control would extend to Palestine and Syria and compensate for losses suffered by the Hashemites when they were driven out of the Hijaz and Damascus in the 1920s; it also appealed to the Hashemite responsibility to act as guardians of East Jerusalem (Boulby 1999). For others, the West Bank had human and material resources that were otherwise unavailable in Jordan (Wilson 1987). Since the West Bank hadn't been claimed by other states, some believe it was rational for him to claim it for his own (Wilson 1987). There are competing reviews of King Abdallah I's leadership during this time: some consider him a hero (see Salibi 1998, Wilson 1987) while others brand him an exploiter (see Nevo 1996). The 1967 war between Israel and Egypt, Jordan, and Syria caused an influx of refugees into the surrounding Arab states, including Jordan. During the war, Jordan lost control over the West Bank and east Jerusalem to Israel. The tension between the Palestinian Liberation Organization (PLO) and Jordanians as a result of the war's outcome deepened the rift between East and West Bankers. Tensions between the PLO and the Jordanian state grew until they came to a head in September of 1970, an event that is now called "Black September." A series of two battles fought in Jordan between Yasser Arafat and his PLO and King Hussein and the Jordanian Army, Black September ended in the eviction of the PLO forces and caused the deaths of approximately 7,000 people (Massad 2001). Black September strengthened Palestinians' sense of nationalism, and renewed Palestinian resentment toward the Hashemite regime (Abu-Odeh 1999). In addition, the Jordanian elite began to push Palestinians out of the political and public sectors, with the majority of effort coming from the intelligence service. Up until this time, the Hashemites had dealt with the Palestinians in Jordan as a problem of integration: by including Palestinians in the workings of the state and society, King Hussein believed he could dispel Palestinian nationalism within the Palestinian-Jordanians (Abu-Odeh 1999). He also maintained a commitment to the idea that if a solution to the Palestinian problem were reached, it would mean the reattachment of the West Bank to the East Bank (Abu-Odeh 1999). However, following the events of Black September and the Treaty of Peace Jordan signed with Israel, some say that Hussein began to depart from this view. For them, Hussein now saw Jordan as one state and Palestine as another, which also lent itself easily to the idea that Palestinian-Jordanians were to be treated differently than the Transjordanians. King Hussein's reign successfully integrated Palestinian-Jordanians into the kingdom, and by the 1980s they held a large stake in the success of Jordan and Hashemite's agenda (Satloff 1986, Boulby 1999). This success is seen as an important step in "neutralizing the Palestinian threat" to the stability of the Jordanian state (Satloff 1986). This threat, however, is seen as secondary to other pressures, like the one posed by Islamic activism. As a rentier state, Jordan relied on international rents to cover a large share of its government revenue. Since many of the countries Jordan depended upon were Arab oil-rich countries, during the 1980 recession these rents were no longer available. In addition, the Jordanian currency, the dinar, lost half of its value during this time. As a result Jordan looked to the IMF for assistance and in turn cut public expenditures, leading toward public unrest and rioting in 1989. The elections of 1989 signaled the beginning of a liberalization process in Jordan; accompanying the return of elections was greater freedom of the press and political organizations. In 1991, the regime released the National Charter, which committed the state to the pursuit of a multiparty political system, greater freedom of the press, and a heavier focus on civil liberties (Boulby 1999). At the heart of the National Charter was an understanding that greater freedom for Jordanians, in their political as well as civil lives, would be tied to continued allegiance toward the monarchy. Robinson's classification of this policy, "defensive democratization," illustrates Hussein's view that regardless of the presence of elections, he would remain the ultimate authority in the political system. Other places where this opinion is visible are that members of the upper house continue to be appointed by the king, and that the king can overrule policies on which he disagrees with the parliament (Boulby 1999). Since the rise of Abdallah II, however, there has been an increasing restraint from the regime to overturn parliamentary policies. In 1994, Jordan and Israel signed a peace treaty, brokered by the United States and Russia. As a result of this, the United States increased its aid contributions to Jordan and created several policies in favor of Jordanian exports to the US. Shortly before his death in 1999, King Hussein changed the line of succession to allow his son, Abdallah II, to become king after his death. Hussein's brother Hassan had served as crown prince prior to this decision. Since his accession to the throne, Jordan's economy, education, and health care have flourished. Abdallah II has continued his father's policies of defensive democratization and economic opening. In 2008, a new political parties law imposed new requirements on Jordan's political parties, including requiring a minimum membership of 500 and obtaining a certificate of government support in order to be legal. The parties that cannot meet these new requirements are considered unconstitutional under the new law. Elections in Jordan:A short leash In this section, I discuss the history of elections in Jordan: Jordanians have had some experience in electing government representatives since its occupation during the British Mandate. Jordan is a constitutional monarchy, with executive power vested in the King. The King is responsible for signing and executing all laws. The National Assembly, Jordan's legislature, is divided into two houses: the Senate, whose members are appointed by the King, and the House of Deputies, who are elected by popular vote. Jordan is divided into twelve governorates, each with an appointed governor. Each governorate has the sole authority for any governmental development projects in its area. Jordan's experience with elections goes back to 1929, while still under British rule. Since the British were concerned about ceding power to the Jordanian people, the first legislature, with 21 members, held little actual power (Boulby 1999). Indirect ballots kept a reign on the people while also permitting elections to occur; this control resulted in an overrepresentation of minorities. Boulby (1999) describes the system as advancing a policy of "divide and rule, ensuring that council seats were awarded to regime loyalists with a variety of different interests." Abdallah's first moves after independence were to increase the size of the legislature by 20 men and the number of districts from four to nine. Although these reforms appeared to improve representation, they actually served to increase the power of the rural (and generally, pro-Hashemite) areas, and decrease the power of the more populous towns (Boulby 1999). Throughout the 1940s and 1950s, the towns grew tremendously in size, wealth, and political sophistication (Boulby 1999). After annexation of the West Bank, King Abdallah dissolved the parliament and held parliamentary elections in 1950. Both East Bankers and West Bankers were to be represented in the new parliament with twenty seats each in the Lower House; representation of both Banks was not equal, however, in the Upper House (which was appointed by the King)- there were twelve seats for East Bankers and eight for West Bankers in it. When the parliament first convened, it adopted a resolution officially naming the country the Hashemite Kingdom of Jordan. The combination of this declaration (devoid of the term "Palestine") and the leadership appointments the King made (the speaker and prime minister, the most powerful political appointees next to the King, were both East Bankers) solidified the notion that the King wanted to create a singular Jordanianidentity, which would include the West Bank and its inhabitants as part of this new state. According to Abu-Odeh (1999), there were twice as many Palestinian-Jordanians as Jordanians in the new state, and half of those West Bankers were refugees. In May 1951, one year after the parliament convened, King Abdallah dissolved the parliament again. Boulby (1999) points to several criticisms by the parliament that led to its dissolution: it questioned foreign control of the Arab Legion, high salaries for foreigners, and the special creation of the king's bodyguard service, known as the Royal Hashemite Regiment. Shortly after this, Palestinian nationalists assassinated Abdallah. Talal, Abdallah's son reigned for a short, but promising time. A new constitution was written in 1952, which outlined fundamental rights (including equality before the law, the right to property, religious ceremonies, opinion, and the right to hold public meetings and form political parties) and enhanced the role of the legislature. The Chamber of Deputies gained the right to hold the ministers responsible for their actions, and the chamber also was granted authority over financial matters, foreign affairs, and impeachment of ministers (Boulby 1999). In addition, future administrations were required to receive a vote of confidence from the Chamber, and a two-thirds majority of the members would remove an administration from power. While these powers were enhanced, the monarchy retained the right to impose martial law and to suspend the parliament. When King Hussein came to power in 1952, he faced significant political pressure from Palestinian and pan-Arab nationalist parties. Through intimidation, army voting, and general government interference, Hussein and his regime successfully silenced the opposition in the elections of 1954. Hussein could not maintain his policy of stifling opposition, and following riots in 1955 in response to his decision to join the Baghdad Pact, Hussein withdrew from the Pact and Jordan had free elections in 1956 that brought to power Arab nationalists and antimonarchists. The Prime Minister, Sulayman al Nabulsi, was a member of the National Socialist Party, and his first acts as the leader of the new government were to revoke the Anglo-Jordanian Treaty and to move towards entering diplomatic relations with the Soviet Union. Hussein vehemently opposed communism, and in doing so gained the support of the Muslim Brotherhood. Hussein ultimately dismissed the cabinet, and after uncovering a plot to overthrow the monarchy, he dismissed the legislature, dissolved political parties and instituted martial law in 1957. While Hussein did lift martial law between 1963 and 1967, the regime maintained a tight grip on elections. In 1963, the Chamber of Deputies returned a vote of no confidence, and King Hussein dissolved the legislature (Boulby 1999). After the elections of 1967, Jordan returned to martial law and did not have elections again until 1989; the parliament was also not reconvened until 1984. King Hussein, to appease the public, reconvened the legislature in 1984. The first act of this legislature was to permit elections only on the East Bank (Boulby 1999). Even though political parties were banned, two members of the Muslim Brotherhood (who were backed by the Muslim Brotherhood, not running on behalf of it) and one independent Islamist, all campaigning in support of Shari'alaw, were elected to seats (Boulby 1999) Since then there have been four more parliamentary elections, the most recent in November 2007. The regime has made several revisions to the electoral law since 1989: lifting the ban on political parties, changing the electoral system, reapportioning seats in the parliament, creating nationwide women's seats, and increasing the number of seats in Parliament. The elections in 1989 and previously were held under a Block voting system, in which voters were given as many votes as there were seats in their district. At that time there were eighty members of the House of Deputies (the Lower House of Parliament), divided into twenty constituencies. Each constituency had anywhere from two to nine representatives, but their seats were not distributed proportionally with the population in each district. In the 1989 election political parties were banned from elections. In 1993 King Hussein changed the system to a single non-transferable vote system (SNTV). In this system, constituencies with multiple MPs remained, but the voters were given only one vote. In announcing this reform, King Hussein invoked the term "one person, one vote," which is slightly misleading in Jordan's case. The principle is usually used to describe the universal right to vote, which includes both the right of each citizen to cast a vote in elections and the requirement that every vote is equivalent to each other. While each citizen is allowed one vote in Jordan, individual votes are not equally powerful in expressing preferences. This will be discussed in greater detail in Chapter 4. "The new temporary law entitles the electorate to cast one vote for one candidate in the new lower house of parliament. At this delicate stage, I have taken into consideration the necessity of limiting the amendment to the election law to this aspect, due to my belief that any other amendment that aims at equating the number of the electorate in a constituency with that of another would mean depriving larger parts of the country of the right to effective parliamentary representation, which is necessary to improve their conditions, and ensure equal distribution of Jordan's comprehensive development... I would like to emphasize that my government and I, as a father and a brother to each citizen, do not support one side over another. I call upon you all to realize that the Arab Hashemite Hussein, who has been honored by Almighty God to be a descendent of the Prophet Muhammad bin Abdallah, peace be upon him, is above all worldly titles and positions." -King Hussein ("Address on Election Law Amendments" August 17, 1993. Translated from Arabic) While Hussein maintained that the new system was more representative, it is shown later that this is hardly the case. In 2001 Jordan again experienced electoral change when King Abdallah II increased the number of constituencies from 21 to 45 and added 24 seats to the House of Deputies. The additional seats were distributed among almost all districts, but not to adjust for population changes. Then in 2003 a quota was added for women: the six highest votegetting female candidates (at the national level) would all receive seats in the House. Table 3-1 describes the electoral changes since 1989, highlighting the size of the House of Deputies, the number of constituencies, the electoral system used, additional conditions surrounding the reforms, and the overall success of the Islamic Action Front, the main Islamist political party. The "MPs" column provides the number of members required in the House of Deputies and "Districts" shows the number of districts into which Jordan was divided (if it is known). For example, in 2001, the House of Deputies was expanded to include 104 MPs and 45 electoral districts. The "Additional Stipulations" column includes important information related to the elections; for example it notes that the 1989 elections were held during the nationwide ban on political parties. Table 3-1: The Evolution of Jordan's Electoral System Year 1929 Electoral System Bloc MPs Districts 21 4 Bloc Bloc 40 40 9 9 1946 1946 1950 Additional Stipulations Islamic Action Front Won : Fielded Candidates Independence 1951 1952 1957 1963 1967 20 for West, 20 for East ParliamentDissolved Parliamentreconvened MartialLaw ParliamentReconvened MartialLaw, ParliamentDissolved 1967 1984 1989 Bloc Bloc 80 20 1993 1997 2001 2003 2007 SNTV SNTV SNTV SNTV SNTV 80 80 104 110 110 21 21 45 45 45 40 ParliamentReconvened Political parties ban; ethnic quotas Ban lifted; ethnic quotas 12 Circassians and Christians 6 women quota 6 women, plus 1 elected in addition to quota 22:80 (MB, not IAF) 16:36 0 (Boycott) No election 16:30 6:22 Today, the Parliament in Jordan is divided into two houses: the Senate, whose members are appointed by the King, and the House of Deputies, which has 110 elected Ministers of Parliament. The 110 seats are divided into forty-five constituencies, with six seats reserved for women, nine for Christians, and three for Circassians; the rest of the seats are specifically assigned to Muslims. The Christian and Circassian seats are distributed throughout provinces where large portions of these minorities live. Table 3-2 provides an overview of the current makeup of the House of Deputies, organized by governorate. It includes the total number of seats allotted to that governorate, the breakdown of those seats by ethnic/religious group, and the number of districts assigned to that governorate. I have separated the Bedouin regions from their respective governorates because they have their own named districts and are created distinct from their governorates. Table 3-2: Distribution of Seats by Governorate, 2003-present Govemorate/ Region Amman Irbid Balqa Karak Zarqa Ma'an Mafraq Tafileh Madaba Jerash Ajloun Aqaba North Badia Central Badia South Badia Number of Districts 7 9 4 6 4 3 1 2 2 1 2 1 1 1 1 Women's Quota -- -- -- -- 6 Nationwide Total 45 92 3 9 110 Muslim 20 15 8 8 8 4 4 4 3 4 3 2 3 3 3 Breakdown of Seats Christian Circassian 2 1 0 1 0 2 0 2 1 1 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 Total 23 16 10 10 10 4 4 4 4 4 4 2 3 3 3 The turnout rate in 2003 was 58.87% across the country, but turnout varied among the districts themselves. For example, in Karak the turnout was 86% while in Amman it was 44.62%. Tables B-l, B-2 and B-3 in the Appendix outline the turnout rate, the percentage of eligible votes, and the proportion of the House of Deputies' seats that are distributed to each district. There is large variation in turnout, in addition to the proportion of the total population living in that electoral district. The Muslim Brotherhoodin Jordan: the Roots of the IAF A number of analyses on the role of Islam in politics have noted that the political relationship between the Jordanian regime and Islamic movements have resulted in the secularization of religion, giving it a special place in political debate (Moaddel 2002, Nevo 1996, Boulby 1999). The Muslim Brotherhood in Jordan has its roots in young Jordanians in Amman and other urban areas in the 1940s and 1950s. Despite the growth in political organization, with the creation of the Muslim Brotherhood and the National Socialist Party, there was no real threat or competitor to the authority of King Abdallah until the annexation of the West Bank in 1948. Boulby (1999) breaks the early life of the Muslim Brotherhood into three phases: its creation by a wealthy merchant and evolution into a close group of merchants focused on supporting the jihad in Palestine between 1946 and 1948; the growth of membership to include the young professional class and expansion of goals beyond Palestine to include the imposition of Shari'a,or Islamic, law in Jordan from 1948 to 1952; the formalization of ideology from 1954 to 1957 to defending Hashemite rule and advocating implementing Shari'alaw. This latter goal, however, was downplayed by the Brotherhood in its political platforms (Boulby 1999). Between 1954 and 1957, the Brotherhood took two significant steps to increase its political influence: it took part in the 1954 and 1956 elections, and formally resolved to defend the Hashemites against challengers (Boulby 1999). In return, Hussein permitted the Brotherhood to operate legally within Jordan; the Muslim Brotherhood, in fact, was the only political organization not banned in 1957 when Hussein introduced martial law. Three events contributed to the growth of support and legitimacy of the Muslim Brotherhood: its participation in elections in the 1950s, the Arab defeat in the 1967 war, and the weakening of the PLO from the 1970-71 war. Through the early 1980s, the Muslim Brotherhood in Jordan maintained a peaceful coexistence with the Jordanian government, but increased pressure to democratize and implement Shari'a law from the Brotherhood compromised this relationship in the mid 1980s. While relations between the two groups were positive enough for members of the Muslim Brotherhood to participate in the 1989 elections, the Muslim Brotherhood began to more proactively recruit, and strong public support for the movement bolstered this activity. In these elections, the Muslim Brotherhood did not run as a party (as political parties were still banned), but instead backed specific independent candidates. From 1989 to 1993, the Muslim Brotherhood in Jordan solidified its commitment to action and Islam as the solution to Jordan's socioeconomic issues, but did not make specific proposals beyond that. The Brotherhood did not have plans for its political agenda, aimed at either recruiting or campaigning. Boulby (1999) focuses on the Brotherhood's rejection of violence as a tool, and its engagement in the parliament to influence policymaking and reform. At the same time, however, the regime began a top-down containment policy towards the Brotherhood, especially since the Brotherhood was a member of the most powerful bloc in parliament (Boulby 1999). While in the past the Brotherhood's interests aligned well with those of the regime, they started to diverge with the return of elections in 1989. This containment consisted of permitting the Brotherhood to take part in the lower House of Deputies and simultaneously appointing traditional East Bank elites to the Senate and discouraging members of the Brotherhood from trying to join the cabinet (Boulby 1999). The Muslim Brotherhood capitalized especially on the PLO's absence from the East Bank by winning support from Palestinians in Jordan. The First Gulf War had a great deal of impact on Jordanian politics: initially, the Muslim Brotherhood strongly opposed the Iraqi invasion and occupation of Kuwait; when the United States began preparing to intervene, however, the Brotherhood's opinion changed. The Brotherhood organized quickly to galvanize public opinion and politicians in parliament against the King's support of the United States. As a result of the support the Brotherhood garnered during this time, Hussein offered the Muslim Brotherhood five prominent cabinet positions (education, religious affairs, health, social development, and justice). According to Boulby (1999), Jordan came out of the Gulf War stronger economically and strategically, at the expense of the Islamists, although this assertion is debatable. Hussein also became involved with the Arab-Israeli peace process, which set the Islamists further back in political influence. Hussein dismissed the cabinet in 1991, and recommended to the Brotherhood that they not seek seats in the new government. In addition, Hussein approved the National Charter, which placed limitations on party activities, especially fundraising outside the country (a practice the Brotherhood had relied on for its operations). Tensions between the regime and the Muslim Brotherhood remained high after 1991. In 1992, the Brotherhood founded the Islamic Action Front in response to the National Charter's ratification, which had prohibited parties that had ties outside the country. The Islamic Action Front's platform was almost identical to the Brotherhood's, and included stances on such issues as women's rights. In the run-up to the 1993 elections, Hussein sought to limit the success of the IAF in the elections: he banned organized rallies, transferred teachers with connections to the IAF to other parts of the country, dissolved the parliament, and changed the electoral law through royal decree, although these decisions were not all targeted at the IAF alone. Shortly before the electoral law revision, the PLO and Israel signed the Oslo Accords. Since the 1993 elections, IAF participation in elections has varied. It boycotted elections in 1997 and participated in most municipal elections, but when it campaigned in 2003 and 2007, it lost a significant number of seats. Today, the IAF holds six seats in the House of Deputies, the fewest since it began participating in elections. The IAF attributes its failures at the polls to the electoral system and malapportioned districts. Conclusion The history of elections in Jordan has provided perspective on the motivations of the ruling regime in pursuing limited democratization. Jordan's stability is threatened by a future peace between the Palestinians and Israel, and the tight control that the monarchy has held over its people has resulted in Jordan being one of the most stable and safe Arab state in the Middle East. Jordan has no domestic terrorism issues, and while it is most surely not a democracy, Jordanians have more voice in government than many of its neighbors' average citizens. Despite these positive results, there is still the issue of malapportionment. Despite the assertion that malapportionment is widespread and severe, measurement of it has not occurred. In Chapter 4, I examine the election results from the 1993, 1997, and 2003 elections, placing specific emphasis on several characteristics: the ratio of population to parliamentary seats, the location of successful IAF campaigns, and district level turnout. Chapter 4 Targeted Control of Islamists: Jordan and Malapportionment In Chapter 3, I provided an overview of the history of Jordan as a state and discussed the political climate that exists there. Scholars have tended to claim that Jordan's electoral system is not representative of its citizens, but data limitations have prevented them from conducting a thorough analysis. Jordan's position on the future of the Palestinians and the possibility that Palestinians make up half or more of its population and the longstanding threat of radical political Islam in Muslim countries and Jordan's individual history with Islamist politics- both of these reasons put the Hashemite regime in a precarious situation, especially when it is on a liberalization path. These reasons, however, are merely conjectures without compelling evidence of deliberate electoral mechanisms to reduce representation. By determining the level of malapportionment present at the district level in Jordan for each election, and tracking the winning Islamic Action Front candidates in these elections, I uncover these targeted mechanisms for control. I define malapportionment (M) as population share divided by seat share (S) in a give district. When M<1, the district is overrepresented; when M>1 the district is underrepresented (a score of one translates to perfect apportionment). I will use the log(M) to display regressions for ease of viewing. Many data limitations constrained the depth of analysis. Only winning MPs' vote shares are available for analysis, which prevents many calculations like vote-seat proportionality from being made. Even the names and affiliations of the losing candidates are not readily available, so examining the caliber and distribution of opponents is also impossible. In addition, these data gaps prevent a comparison between successful and unsuccessful IAF political campaigns. Despite these issues, there are several approaches that can be taken with the. First, how malapportioned are the electoral districts in Jordan and is there an identifiable pattern in this malapportionment? Second, does this malapportionment have an effect on political parties, especially the IAF? Finally, how do turnout rates vary across governorates and is there a relationship between malapportionment and turnout? Even with such limited data, the results are quite compelling. In an ethnically heterogeneous state like Jordan, ethnic quotas in the government are typical mechanisms to improve representation of ethnic groups. In these states, however, census results usually dictate the size of ethnic quotas. There is no census data available that includes either a religious or ethnic description of Jordan. While I cannot prove the misrepresentation of ethnic groups at the district or governorate level for ethnic/religious groups, I show that the national-level seat distribution and demographic statistics are in conflict by using CIA World Factbook data. In this chapter I examine the levels of malapportionment for the 1993, 1997, and 2003 elections to determine if there is a pattern of misrepresentation. I begin by using census data to measure how malapportioned the electoral districts are. I also look at ethnic and religious representation in the House of Deputies over time: as the number of MPs increased and distribution of seats changed due to redistricting, the number of seats reserved for minorities did not proportionally increase as well- does this indicate a trend toward more equal representation or less? I relate these mechanisms to the success of the Islamic Action Front. I examine the success of the IAF in relation to district levels of malapportionment over time and size of the districts in question. I also measure the IAF's performance in 2007 (winning a record low six seats in the House of Deputies), and look for links to previously established mechanisms for control. Finally, I look for evidence showing consequences for misrepresentation like those present in Jordan's system: turnout on election day suffers where there is malapportionment in the system. SNTV. Superproportional? The literature is divided on the properties of single non-transferable voting systems: do they belong as a subset of PR or majoritarian systems? Lijphart (1999 pp. 145) classifies SNTV as "semiproportional," while Norris (2004 pp. 48-49) considers it to be majoritarian. Indeed, in her consideration of SNTV, Norris (2004 Ibid.) points out that others have classified SNTV as semi-proportional or proportional, but she refrains from classifying it as so. Under Jordan's SNTV system, multimember districts undergo elections in which voters have one vote. While there are multiple candidates running for several seats, the voters themselves can only vote for one of the candidates. There are two competing theories regarding the effect of this system on the outcomes of elections: one view is that it tends to give small political parties seat bonuses larger in comparison to those for the bigger political parties; another argument is that governing parties receive the advantage since they have better access to particularistic benefits (Cox 1996). Cox (1996) tests these two hypotheses by examining elections to the lower house of the Japanese Diet. Specifically, he looks at election results for two large governing parties and shows that they are more efficient at securing a maximum number of seats than their oppositions. This result leads one to think that it will be the ruling parties or powers in an SNTV system that will be the most successful in securing seats. Although Jordan's political actors are not organized into political parties in the American sense of the term, the results of this study can definitely be applied to the Jordan case. It supports the claim that the electoral system in Jordan is maintaining the status quo, i.e., the power of the regime loyalists, and that it hurts the opposition (mainly, the Islamic Action Front, as the organized political party). Table 4-1 provides the mean vote percentages for winners among different groups in Jordan. The top of the table has the average votes for the IAF and Independents. IAF MPs won on average 11.28% of the vote in 1993 and 15.90% of the vote in 2003. The Independent MPs won 9.41% in 1993, 9.92% in 1997, and 13.32% in 2003. Among specific groups, the Bedouin MPs won on average much higher percentages of the vote in their districts, perhaps because there were fewer candidates running. Christians won very small vote shares, as did Circassians; Muslim MPs won on average a range of 10 to 16% of their districts' votes. Table 4-1: Mean Vote Share for Winners Mean Vote 1993 1997 2003 IAF 11.28 -- 15.90 Independents Bedouin Christian Circassian 9.41 22.45 3.05 4.53 9.92 16.09 4.42 8.89 13.32 11.56 6.90 4.24 Muslim 10.09 10.14 15.54 Women -- -- 6.67 Table 4-2 provides the mean DM and mean vote share for MPs in each governorate (and the Bedouin districts separately). As the DM increases, the size of the mean vote share should decrease, as more candidates and seats are in play. So larger mean DM should correspond with smaller mean vote shares. In 1993, the largest mean DM is in Karak, with nine seats: its corresponding mean vote share for winning MPs is 4.44% of the vote. The regions with the smallest mean DM are the Bedouins and Jerash in 1993 and 1997, and Ma'an, Aqaba, Irbid Madaba and Tafileh in 2003. Overall, the small DM districts do have the larger mean vote share. Lijphart (1994) calculates the effective threshold of an electoral system to be the average of the upper and lower bound of vote share that a party could win in order to win seats. This calculation is helpful in that it approximates the maximum vote share a candidate could receive and not win. Since the mean DM in Jordan varies so much by governorates, applying it at the governorate-level to the system in Jordan. Using this formula, I have calculated the effective threshold for each governorate in Jordan. 50% 50% +eff M+I 2M Effective Threshold T -- Table 4-2: Vote Distribution for Winners: By Governorate 1993 1997 Bedouin Jerash Ajloun Mafraq Tafileh Amman Irbid Ma'an Zarqa Balqa'a Karak Mean DM 2.0 2.0 3.0 3.0 3.0 3.5 5.0 5.0 6.0 8.0 9.0 29.2 29.2 20.8 20.8 20.8 18.3 13.3 13.3 11.3 8.7 7.8 Mean Vote 22.5 15.3 7.7 13.8 11.6 12.3 7.0 12.2 6.0 5.2 4.4 Aqaba -- -- -- 2.0 Madaba -- -- -- 3.0 Te,- Mean DM Teff 2.0 29.2 2.0 29.2 3.0 20.8 3.0 20.8 3.0 20.8 3.5 18.3 5.0 13.3 5.0 13.3 6.0 11.3 8.0 8.7 9.0 7.8 2003 Mean Vote 16.1 12.7 7.2 14.5 10.6 12.0 7.3 12.8 7.1 4.9 5.8 Mean DM 3.0 4.0 2.0 4.0 2.0 3.3 1.8 1.3 10.0 2.5 1.7 20.8 16.3 29.2 16.3 29.2 19.3 32.0 40.3 7.1 24.3 33.7 Mean Vote 11.6 7.4 14.0 11.8 11.4 12.5 14.8 23.2 12.1 12.3 18.3 29.2 25.9 2.0 29.2 26.5 20.8 10.4 2.0 29.2 12.2 Teff Malapportionment: 'One person, one vote' In studying the quality of representation in a country, one of the first questions asked is how are the seats distributed to the population? Jordan's political system is quite unique in that the seats in its popularly elected chamber, the House of Deputies, are not proportionally distributed to the population. In fact, there is severe malapportionment in almost every district. In addition, voters only get one vote in multi-member districts, a highly unusual system. While in the United States districts are carved out, or gerrymandered, to give preference to a specific voting group, in Jordan the districts vary widely in population, area, and district magnitude. The idea of proportional representation electoral systems is that the vote of any two citizens should be relatively equal. By dividing up the country's population, either into single member districts or multi member districts, the seats in the legislature can be apportioned accurately. In electoral systems with nationwide constituencies, like in Israel and the Netherlands, malapportionment is impossible, as the voters choose parliamentarians that represent the entire country, not regions. In the case of Jordan, however, the seats in the House of Deputies are not apportioned according to population. Malapportionment is typically calculated by finding the ratio of voters to seat share represented in each district. Samuels and Snyder (2001) examine the level and characteristics of malapportioned legislatures. Their comparative case study levels malapportionment across electoral systems, and determines the correlation between malapportionment and country size, type of system, and government structure (Samuels and Snyder 2001). They find that higher levels of malapportionment tend to be in systems with single-member districts, and there are also higher levels of malapportionment in African and Latin American countries. There is no single method of calculating malapportionment, although many authors discuss the effects of malapportionment in specific cases (see Norris 2004, Taagepera and Shugart 1989). A simple calculation that provides consistent visualization of the concept is the quotient of the proportion of the nationwide eligible voting population in the district and proportion of seats assigned to the district. P. Si Malapportionment: The ratio of the nationwide population to its allocated seats in a district (calculated with proportions) For example, in 2003 in Jordan, 13.5% of Jordanian voters lived in Zarqa, which was allocated 9.6% of the seats in the House of Deputies. In this case, malapportionment is calculated to be 1.406 meaning that the ratio of the population to its parliamentary seats is 1.4 to 1. In the Ma'an Bedouin district, 1.2% of the Jordanian population is represented by 2.9% of the parliament, giving Ma'an a malapportionment score of .432. This district is overrepresented since the ratio is below zero. Table 4-3 presents the percentage of seats and population at the governorate level, by election year in Jordan. The governorates with very high percentages of the population (namely, Amman, Irbid, and Zarqa) appear to be underrepresented, while governorates with small fractions of the national population are consistently overrepresented. Table 4-3: Governorate Malapportionment and Population Distribution Governorate Tafileh Ma'an P 1.60 2.27 1993 S 3.75 6.25 M 0.43 0.36 P 1.31 1.41 1997 S 3.75 3.75 M 0.35 0.38 P 1.51 1.50 2003 S 3.85 3.85 M 0.39 0.39 Aqaba -- -- -- 1.65 2.50 0.66 1.09 1.92 0.57 Ajloun Mafraq 2.22 2.40 3.75 3.75 0.59 0.64 2.30 2.35 3.75 3.75 0.61 0.63 2.61 2.70 3.85 3.85 0.68 0.70 Madaba -- -- -- 2.50 3.75 0.67 2.61 3.85 0.68 Jerash 2.99 2.50 1.20 Bedouin 4.64 7.50 0.62 Karak 4.20 11.25 0.37 6.18 10.00 0.62 Balqa 7.50 2.08 Zarqa 15.61 Irbid 19.42 17.50 1.11 Amman 38.49 26.25 1.47 P and S are calculated in percentages (e.g.: 2.50% of parliamentary seats). M is calculated by dividing P by S 3.00 2.50 1.20 3.78 7.50 0.50 3.98 11.25 0.35 0.68 6.81 10.00 15.46 7.50 2.06 18.07 17.50 1.03 37.39 22.50 1.66 1993 Jerash: 2.99% of the 2.61 3.85 4.05 8.66 4.39 9.62 7.26 9.62 13.49 9.62 18.58 15.39 37.61 22.12 voting population 0.68 0.47 0.46 0.75 1.40 1.21 1.70 and Figure 4-1 shows histograms, by year, of the logarithm of district-level malapportionment in Jordan. The level of malapportionment of each district is determined by the formula described above. If the percentage of seats is equal to the percentage of the eligible population that lives in that district, malapportionment is one. If a district receives more seats than its relative population size, it is overrepresented in the House and is assigned as less than zero; if it has fewer seats than the proportion of citizens, it is underrepresented and to the right of zero on the histogram. The ycoordinate is simply the number of districts that fall under that malapportionment score. Levels of malapportionment vary widely each year, with the most overrepresented district in Karak in 1997 and the most underrepresented district being Amman's Second District. Figure 4-1: Malapportionment in Jordan Note: Vertical line at log(M)=0 indicates perfect apportionment As is shown from these histograms, the districts in Jordan are not apportioned according to population. In fact, before the redistricting in 2001, very few districts were actually properly apportioned. When the redistricting occurred in 2001, the resulting electoral districts were either only slightly overrepresented (as the greatest number of districts are found just below the "0" on the scale) or very underrepresented. The large number of slightly overrepresented districts is enough to compensate for the few highly underrepresented districts in Jordan. Figure 4-2: Population Size and Malapportionment Note: Horizontal line at log(M)=0 indicates perfect apportionment, diagonal line is regression line The rural regions, specifically the Bedouin districts, Karak and Balqa are always overrepresented in the House of Deputies. It is clear that not only are the most populated governorates the most underrepresented, but also they have smaller land mass and generally correspond to urban centers. Amman, the most underrepresented governorate in the parliament, is the home of the nation's capital. Figure 4-2 displays the malapportionment in each district as a function of voting population. The x-axis is the proportion of the nationwide voting population that lives in the district, and the y-axis is the log of malapportionment. The log(M)=O line, which is horizontal in this figure, is highlighted, and a regression line is fitted to the data for each year. As the population goes up, malapportionment increases, for each election year. In 1993 and 1997 the districts have a much wider range proportions of population, going all the way to 15% of the nationwide population (a district in Amman is the largest one). After redistricting, the districts represent fewer people in the 2003 elections, but malapportionment is still present. Table 4-4 displays the variables taken into consideration in regression models in the rest of the analysis. I created a dummy variable for Year to use in analyses of IAF success (0 for 1993 and 1 for 2003). The other variables are log(M), P, IAF Seats, and a number of terms to measure the interaction effect of several variables. Table 4-4: Variables in Analysis for Jordan Variable log(M) PopulationShare Year Dummy IAF Seats log(M)*Y Interaction Pop.*Y Interaction log(M)*PInteraction Turnout Description The ratio of population share to seat share in a given electoral district The proportion of national population represented by one district 0 for 1993 election, 1 for 2003 election (used only in IAF regressions) The proportion of Muslim seats the IAF won in a single district The product of M and Y The product of P and Y The product of M and P The proportion of eligible voters who voted Table 4-5 displays the regression analysis that parallels Figure 4-2. This relationship holds when the data is combined in a single regression as well as when it is broken down by each election. As the population increases, malapportionment also increases. This relationship is strong and significant. In 2003, P has the strongest effect, which is not immediately visible in Figure 4-2. Table 4-5: Regression Analysis of Population and Malapportionment log(M) PopulationShare Constant 1993 9.967 (3.90)** 1997 11.569 (4.74)** 2003 20.135 (6.88)** -0.619 -0.730 -0.695 (3.82)** (4.81)** (7.66)** 21 0.54 45 0.52 Observations 20 R-squared 0.46 Absolute value oft statistics in parentheses * significant at 5%; ** significant at 1% Religious and Ethnic minority representation After determining that malapportionment in an electoral system exists, the next question is how is this misrepresentation distributed among the population? While it is not possible to determine the actual religious distribution in Jordan (the government does not collect this information in its censuses), one can look to the seats in the parliament allocated to specific minority groups to determine whether they are being disenfranchised systematically. The first place to look for distinct patterns is through the ethnic and religious minorities present in the country. The CIA World Factbook (2009) notes that Jordan's population is 98% Arab, 1% Circassian, and 1% Armenian. In addition, it states that 92% of the population is Sunni Muslim, 6% is Christian, and 2% is Shi'a Muslim and Druze. In a proportionally represented system the amount of seats that minorities receive should be relatively proportional to their portion of the population. Usually, these seats are distributed on a national level. In Jordan's system, each seat is assigned to a specific ethnicity or religion: Muslim, Christian, and Circassian/Chechen, and so minority groups must field individual candidates for each seat they seek. Every registered voter is allowed one vote- they can vote for whomever they prefer, and do not need to vote for a candidate in their ethnic or religious group. The top vote-getting candidates for each group then win those seats. The six women are chosen from a nationwide list of all of the female candidates, and the first six candidates are elected to office. For example, in Ajloun's First District there are two Muslim seats and one Christian seat. The two Muslim candidates who win the most votes in the First District are assigned the two Muslim seats, and the top vote-getting Christian candidate is assigned the Christian seat. Table 4-6 displays the number of seats allotted to each religious or ethnic group, both by absolute number and percentage of total seats, as compared to the "actual" percentages of each group nationwide. The proportion of Muslim seats (without the female MPs) has decreased slightly since the 2001 restructuring. The proportion of all groups has decreased as a result of the women's quota, and since all of the women MPs have been Muslim, the proportion of Muslim seats has gone up significantly. However, there is no guarantee that the female quota will be filled by Muslims in all future elections. In addition, in 2007 a female candidate was elected outside of the quota, a promising sign for Jordan and women's rights. At the national level, there is an overrepresentation of minority groups. The Christians, especially receive a much larger proportion of the seats in the House of Deputies than they would under a properly apportioned system. Table 4-6: Quotas and Minorities in Jordan Group Muslims Christians Circassians/Chechens Total Population Women P (%) 93.00 6.00 1.00 100.00 47.62 1993 Seats 85.00 11.25 3.75 1997 Seats 85.00 11.25 3.75 2003 Seats 83.63 8.18 2.72 - - 5.45 The Islamic Action Front andRepresentation The data thus far has shown that Jordan's electoral system misrepresents its electorate. Not only are the ethnic and religious minorities misrepresented on a national level, but also the value of a person's vote varies widely depending on his location. While there are indications that the urban areas are the most underrepresented in the parliament, is there more to this story than simply regional affiliations? There are other groups that malapportionment could be negatively impacting: religious minorities, opponents to the Hashemites, or Palestinian-Jordanians. While I determined on a national level that there is misrepresentation of religious and ethnic minorities inherent in the House of Deputies structure, there is no district or governorate-level data available to test this hypothesis further. Furthermore, there is no reliable data regarding the distribution of PalestinianJordanians in the country, and so it is impossible to measure the effect of malapportionment on this group. It is also difficult to determine if it is the "opponents" of the Hashemites that are being targeted through malapportionment: most public opinion polls find that a majority of Jordanians are satisfied with Hashemite rule. These polls are nationwide and cannot be broken down to a governorate or district-level analysis. In addition, the results of these polls indicate that either Jordanians are satisfied with the current government, or that they cannot express feelings other than support for the monarchy. Since the polls are typically conducted by a government-funded research center, the latter conclusion may in fact be true. The structure of Jordan's political environment also makes it difficult to measure the impact of any one particular group: there are strict barriers to forming formal organizations, and few politicians are affiliated with a political party. As the only political organization that has been successfully winning seats in the lower house, the Islamic Action Front represents the most formidable challenge to the Hashemite loyalists in politics. Where has the IAF been successful in these three elections, and is there a discernable trend in the way in which malapportionment and redistricting are done? Is the IAF being systematically forced out of the political system? Members of the Muslim Brotherhood in Jordan formed the IAF in 1992. It has fielded candidates since the 1993 elections, but boycotted the parliamentary elections in 1997. Figure 4-3: 1993 and 2003 Malapportionment and IAF Success Note: Vertical line at log(M)=O indicates perfect apportionment, diagonal line is regression line. Figure 4-3 displays the malapportionment histograms from Figure 4-1 with the IAF's seat shares displayed as data points. The height of the bars represent the number of districts at that malapportionment level, while the x-axis represents the difference between the percentage of seats allotted to a district and the percentage of eligible voters in that same district. The points represent districts in which the IAF won seats in that election, and is represented as a percentage of the total seats in the district. In 1993, the IAF was successful in districts at many different levels of malapportionment, but in 2003 the IAF's successes are not as widespread. In fact, most of the IAF's seats were in districts that are very underrepresented in the House of Deputies. The three districts in which the IAF won 100% of the seats had only one seat in play and there were over ten candidates competing. Is there a relationship between malapportionment and the proportion of seats the IAF wins? The following figure plots the malapportionment of a district on the x-axis and the fraction of seats in the district awarded to members of the IAF for both elections. I have displayed the log(M)=O line (where the proportion of voters and seats are equivalent), and fitted a line to the graph. I have also excluded any districts in which the IAF won no seats. There is a clear relationship between the level of malapportionment and the success of the IAF: as a district becomes more overrepresented, the IAF has less success. The three outliers are, again, the districts in which there was one Muslim seat in play and the IAF won the single seat. eiate IAF success as a function of Malannortionment Note: Vertical line at log(M)=O indicates perfect apportionment, diagonal line is regression line. Table 4-7 corresponds with the figure above and contains three models of regression analysis: Model (1) tests the bivariate relationships between malapportionment and IAF seats, which is significant at the .01 level. As malapportionment increases, the IAF wins 21% more of the seats. Model (2) includes the Year dummy variable (0 for 1993, 1 for 2003). The effect of malapportionment maintains its significance and loses some of its magnitude, while the year dummy variable has a negative impact on IAF success- the IAF is more likely to win seats in 1993 than 2003 (since the IAF won more seats in 1993 than 2003, the results are accounted for). Finally, in Model (3), I introduce an interaction term that is created by multiplying malapportionment by the year dummy. In this model, the effect of malapportionment on IAF seats is stronger than in Model (1), but slightly less significant. The year dummy variable still has a negative impact on IAF seats, but is less strong, while the M-Y interaction term accounts for the loss of strength in the year dummy variable. Table 4-7: IAF Seats and Malapportionment IAF Seats (1) log(M) (2) (3) 0.207 0.203 0.218 (3.97)** (3.86)** (2.21)* -0.051 (0.75) -0.054 (0.77) -0.021 Year dummy log(M) *Year Constant 0.228 0.262 (6.93)** (4.64)** Observations 65 65 R-squared 0.20 0.21 Absolute value of t statistics in parentheses (0.18) 0.264 (4.57)** 65 0.21 * significant at 5%; ** significant at 1% As I have already demonstrated that the largest districts in terms of population are also the most underrepresented in the House of Deputies, and with this most recent result relating malapportionment and IAF success, is there also a relationship between how well the IAF does in an election and how large the district is? In Figure 4-5 I have plotted the proportion of eligible voters in the district against the percentage of seats that the IAF wins in the 1993 and 2003 elections. I have included those districts that the IAF represented in the House of Deputies in this plot to show what types of districts do not vote for the IAF. It is clear that the small districts do not choose the IAF while the largest districts do. It is not possible to compare the losing candidates' vote shares with those of the winners. However, even with this limited dataset, the relationship is quite clear: the most populated districts vote for, and are represented by, the IAF. The smallest districts, which are also the overrepresented districts in the House of Deputies, do not vote for the IAF. Figure 4-5: Population and IAF Success Note: Diagonal line is regression line. Table 4-8 displays the regression analysis to match Figure 4-5. I created three models to examine the interaction between population size and the IAF's proportion of seats. In all of the models, the population coefficient is large and significant. Model (1) is the univariate analysis with just the population proportion regressed against IAF seat proportion. Model (2) introduces the Year dummy variable, which results in a larger coefficient for P. For Model (3), I created a term to account for the interaction between population size and year dummy variable, which lowered the value of the population coefficient while maintaining significance and improving the overall fit to the data (the R-squared term increased from .24 to .25). Table 4-8: Population Regressi on Analysis PopulationShare Year dummy (1) 4.339 (4.42)** IAF Seats (z 4.665 (4.31) 0.053 (0.73) P*Year Constant 0.051 0.005 (1.20) (0.06) Observations 65 65 R-squared 0.24 0.24 Absolute value of t statistics in parentheses * significant at 5%; ** significant at 1% I (3) (3) 4.0 65 (2.87)** 0.0()3 (0.03) 1.466 (0.66) 0.035 (0.39) 65 0.25 In the regression analysis in Table 4-9, I designed five models to examine the combined effect of population size and malapportionment on IAF success. In Model (1) I simply examine the relative effect of malapportionment and population on the proportion of seats won by the IAF. Population has a much stronger, and more significant effect than malapportionment. In Model (2), I include the Year dummy variable, which reduces the strength of population, decreases the size of malapportionment's effect, and increases the size of the population coefficient. In both Models (3) and (4), there is less significance as well as smaller coefficients. In Model (5), I include only the M-P interaction term, which results in larger coefficients but not as strong significance as compared to Models (1) and (2). Table 4-9: Multivariate regression an alysis on IAF success --- IAF Seats log(M) PopulationShare Year dummy (1) 0.105 (1.59) 3.026 (2.38)* (2) 0.099 (1.45) 3.265 (2.26)* 0.026 (0.36) log(M) *Year (3) 0.058 (0.44) 3.487 (4) -0.064 (0.38) 2.544 (1.81)+ (1.21) 0.044 (0.31) 0.053 (0.33) 0.049 (0.34) 0.146 (0.82) -0.182 (0.06) 0.071 (0.58) 65 0.27 2.626 (1.11) -0.609 (0.19) 0.079 (0.65) 65 0.29 log(M)*P P*Year Constant 0.114 0.087 (0.91) (1.97)+ Observations 65 65 R-squared 0.27 0.27 Absolute value of t statistics in parentheses + significant at 10%; * significant at 5%; ** significant at 1% ~(5) 0.070 (0.89) 2.491 (1.40) 0.009 (0.12) 1.491 (0.75) 0.108 (1.09) 65 0.28 Both malapportionment and population size have substantial individual effects on the proportion of IAF seats. The IAF is most successful in the most underrepresented districts, which are also the districts with the largest populations. Unfortunately it is impossible to test this relationship with unsuccessful IAF candidates, as the data is not available. A next step is examining the effect of malapportionment on the 2007 IAF results. The 2007 Elections and the IAF: DeliberateManipulation or Bad Luck? While the turnout and population information for the November 2007 elections has not yet been published, the results for the winning candidates are available. Both the IAF and the rest of the politicians in Jordan were surprised when the IAF won record-low 6 seats in the House of Deputies in the November 2007 elections. Since the district malapportionment has changed over time and the IAF has been successful in the past, is there a relationship between those districts in which the IAF was successful in 2007 and the change in representation between 1993 and 2003? By using those districts in which the IAF was successful as focus points, I can follow the redistricting over time. The following figure is the malapportionment histograms from the past three elections reprinted. The data points on each histogram represent the percentage of seats the IAF won in 2007, by district. As is clear from Figure 4-6 the IAF won in 2007 in the districts that have been systematically underrepresented in the House of Deputies over time. In 1993 and 1997, three of these districts were overrepresented and three of these districts were underrepresented in the House of Deputies. The 2001 redistricting that resulted in the shifting of three of the IAF-winning districts to become among the few severely underrepresented districts in 2003. The other three districts are among the "slightly overrepresented" districts in 2003. These results provide evidence to support the hypothesis that malapportionment and the 2001 redistricting influenced the IAF's disappointing outcome in the 2007 elections. It could, of course, be a stronger case if the results from the losing candidates were available to include in this analysis. Figure 4-6: 1993- 2003 Malapportionment and 2007 IAF results Note: Vertical line at log(M)=0 indicates perfect apportionment, diagonal line is regression line. Malapportionmentand Participation There has been widespread malapportionment in Jordan's electoral system since 1993, although more recently fewer districts have been severely overrepresented in the House of Deputies. The extent to which some districts have been underrepresented has remained fairly constant. There is strong evidence that this malapportionment has affected the results of the Islamic Action Front, the only true political party in Jordan. In addition, the IAF has been the most successful in the districts with the largest populations and the most malapportioned, suggesting that the mechanisms were meant to control the growth of competitive parties like the Islamic Action Front. Have there been other consequences for representation? Because of the wide variation in turnout cited by many, I look to turnout in Jordan's parliamentary elections for evidence. Is there a relationship between malapportionment turnout rates across the country? Figure 4-7 is a plot of the level of malapportionment of a district on the x-axis and the turnout rate for that district on the y-axis. I have displayed the results for each year with a fitted line to match the results. There is a clear relationship between malapportionment and turnout: the more overrepresented a district is, the more likely that district will turn out at high rates; the same holds for the underrepresented districts: the more underrepresented a district is, the more likely its eligible citizens will not vote. Figure 4-7: Malapportionment and Turnout in Jordan's elections Note: Vertical line at log(M)=O indicates perfect apportionment, diagonal line is regression line. The relationship between representation and malapportionment becomes stronger after redistricting in 2001: while overrepresented districts are given only a slight advantage individually, the underrepresented districts remain very underrepresented and the turnout rate follows the same pattern as for other years. The more underrepresented a district is, the less likely its voters will participate in the parliamentary elections. The following figure plots the proportion of the national population in a district against that district's Election Day turnout. I have also fitted a line to each of these figures, and a powerful trend occurs. As the population grows, participation is likely to decrease. The smallest districts, which are also the most overrepresented districts, vote at the highest rates, while the largest districts (also the most underrepresented districts), vote at very low rates. and Drooortion of Jordan's Note: Diagonal line is regression line. Table 4-10 provides the regression analysis for the combined effect of M and P on turnout. The R-squared terms are large for all the models, and there is a great deal of significance for M in all years and P in 1997 and 2003. The regression model including both M and P fits the data than the individual regressions. Table 4-10: Explaining the Variation in Turnout Turnout 1993 log(M) PopulationShare -0.156 1997 -0.136 -0.075 (2.34)* (1.78)+ (2.18)* -1.043 -1.445 -3.801 (1.34) (1.45) -0.185 -0.084 (0.18) (0.07) Constant 0.538 0.563 (12.50)** (9.82)** Observations 20 21 R-squared 0.73 0.64 Absolute value of t statistics in parentheses log(M)*P 2003 (3.38)** -0.572 (0.40) 0.780 (27.16)** 45 0.72 + significant at 10%; * significant at 5%; ** significant at 1% Conclusions Even with just the winning candidates' information from three of Jordan's elections, there are several clear conclusions. First, there is widespread malapportionment in Jordan's system. While the 2001 redistricting did reduce the number and degree of overrepresentation present in the 1990s, it also maintained the standard of underrepresentation for the urban, densely populated districts. There is also clear evidence that malapportionment has played a significant role in inhibiting the ability of the IAF to secure its seats, even in districts it may have once considered "safe." The IAF has been the most successful in the larger, and thus severely malapportioned, districts. As a result of constant underrepresentation and with the help of the single non-transferable voting system, the IAF's seat share has decreased significantly over time. The results from this analysis also point to a byproduct of malapportionment: turnout suffers when malapportionment is high. Poor turnout rates in the largest districts may also be contributing to the failure of the IAF to win seats in its "safe" districts: When fewer IAF supporters go to the polls in the large districts, the IAF will not win seats. Figure 4-9 shows the variables that affect representation. Malapportionment influences turnout, representation, and IAF success. If the districts in which the IAF won seats were apportioned according to population, the IAF would have won more seats. A high level of malapportionment results in a great deal of disproportionality between the population size and the resulting seat share a district receives in the legislature; malapportionment also results in a low turnout in the underrepresented districts and high turnout in the overrepresented districts; finally, malapportionment affects the accuracy of representation in the House of Deputies: not only are ethnic and religious minorities not apportioned according to population, but also seats are not apportioned according to population size. Because of this, a significant number of Jordanians' voices are unheard. Figure 4-9: Causal Relationship of Targeted Mechanisms IAF success Malapportionment Turnout Representation The Islamic Action Front, the only organized political party in Jordan, is being driven out of the political system. The districts in which the IAF was successful in 1993 are so malapportioned today that the IAF can no longer be successful in legislative races. The 2003 election results show that the IAF was less successful in its 1993 strongholds, and that the places in which it did win seats also were those districts that are so underrepresented in parliament that the IAF's power was severely diminished. Indeed, the 2007 elections results show that the IAF is no longer the formidable opponent it once was. The data indicates that the IAF's failure is not necessarily due to the political climate or IAF strategies, but more than likely to the electoral system itself. Chapter 5 Turkey's Struggle with Democracy This chapter provides an account of Turkey's history since its independence in 1923. I examine the underlying ethnic and political divisions that Turkey has struggled with- the Turks and the Kurds and secular versus Islamic visions of the state. After discussing the history of Turkey and its current situation today, I provide background on the evolution of political parties in Turkey and the electoral system, and discuss the literature related to elections in Turkey. The majority of the literature focused on Turkey has emphasized the recent rise of the Islamist political movement and related this movement to Turkey's position in the world, its influence on Turkish feminists, and domestic relations with its ethnic minorities. While the abnormally high election threshold that was installed with Turkey's most recent military coup in 1980 (the third of its kind since 1960) provokes questions among scholars as to its effect on the transformation of votes into seats, scholarship on Turkey has not measured this disproportionality. The Ethnic and Religious Divides The Republic of Turkey is located in the Anatolian peninsula, and its landmass borders southeastern Europe, Asia, and Iraq and Syria in the south. A democratic state since 1923, Turkey also has a strong history of secular government. Since its independence, Turkey has become more integrated with the West, by joining NATO, OECD, and is in the process of becoming a full member of the European Union. Turkey has a great deal of ethnic diversity, but only three groups are officially recognized minorities: Armenians, Greeks, and Jews. The Kurds, according to CIA Factbook, are the largest ethnic minority, but precise proportions of all of these groups are not available. Several sources say Kurds make up between 12 and 20% of the total population of Turkey (Gurr and Hoff 2001 pp. 40; Esmer and Sayari 2002 pp. 139; CIA World Factbook). The focus of ethnic conflict in Turkey is on the situation of the ethnic Kurds who are citizens of Turkey. While at Turkey's independence, these ethnic groups were concentrated in specific regions of the country, today that segregation no longer exists, and the various groups live side-by-side both in urban and rural areas. The Kurds have significant populations in Turkey, Iran, and Iraq, and frequently a comparison of the Kurds' situation in each of these countries is used to elucidate the precarious position of the Kurdish Turks. Kurdish nationalism has a foundation based on several shared characteristics, including origin, location, culture, religion, and language. For many centuries the Kurds resisted attempts by outsiders (including Turks, Persians, and Arabs) to conquer their land and people. However, the Kurds ultimately failed to stop the Ottoman Empire from imposing outside rule on them for two reasons: traditional Kurdish leaders fought one-on-one against the Ottomans, instead of organizing politically, which could have enabled them to hold onto longterm support for autonomy; Ottoman and Persian rulers saw the tribal divisions among the Kurds, took advantage of these differences, and coordinated with each other to defeat the Kurds (Gurr and Hoff 2001 pp. 42). More recently, the socioeconomic interests of individual Kurds have diverged: until the 2 0th century all Kurds were mountain-dwelling pastoralists, whereas today Kurds are farmers, as well as professionals and merchants. In addition, the Turkish Kurds are much more physically dispersed today than they were through the 19th century: when Turkey declared independence, most Kurds lived in the southeastern provinces near Iran and Iraq, but today, the majority of Kurds are dispersed throughout the country (Esmer and Sayari 2002 pp. 139). With large populations in Iraq, Iran, and Armenia in addition to Turkey, the Kurds cannot organize as a single nationalist movement. Differing policies in each of these countries on the status of the Kurds also inhibits them from having a single movement. While the ethnic cleavages in Turkey are a looming political issue, especially with regard to the Kurds and their nationalistic tendencies, the battle between secularism and Islamist politics is played out in the political arena on a daily basis. Although almost all Turks are Muslim, there is a struggle in both the Turkish elite and general population over the role of religion in government (CIA World Factbook 2008). Turkey was founded as a secular state, and there are numerous citations throughout the Constitution that support this foundation (Constitution of the Republic of Turkey). It upholds the right to religious freedom and worship, but Turkey also has laws prohibiting religious practicing in public, women from wearing headscarves, and men from wearing religious clothing in government buildings (BBC Online 2008). From the Ottoman Empire to the Turkish State: a brief history The evolution of the Turkish state since independence can be summarized in the following way: experiments with democracy punctuated by military coups. The military coups in 1960 and 1980 served to realign the polity and redesign the electoral system. However, a few elements have been consistent throughout Turkey's experience: a strong party system, a strict separation of church and state, and a national policy of refusing to acknowledge Kurdish nationalism as a legitimate political movement. When it appeared as though Turkey's politics was straying from the centralized, secular state of Mustafa Kemal, the military stepped in to refocus the country on his vision. Since the 1970s, the Constitutional Court has supplemented the military's actions by determining which interests are represented in politics. The declaration of independence and creation of the Turkish state in 1923 were precipitated by the fall of the Ottoman Empire after World War I. In order to gain support from the Kurdish population living within the new state's borders, Mustafa Kemal used Sunni Islam to unite the Kurds with the Turks as one state. While in the early years of Turkish independence he took strides to offer the Kurds autonomy and protect their nationality, ultimately in 1919 Kemal reverted back to a policy of strict Turkish nationality and began arresting Kurds who tried to promote Kurdish nationalism (Natali 2005). When Kemal ultimately became president of Turkey, he worked toward unification of the country under a secular state based on a singular Turkish nationality. Immediately Kurds lost all claims to their Kurdish identity, and Kemal's talks regarding a federal state for Kurds ended (Natali 2005). The Turkish state used a "divide and rule" policy to ensure unification of the Kurds with the Turkish state, and its focus of national politics on secularism versus Islam further fractured the Kurdish people. The Kurds' response, instead of peacefully approaching Turkish politics as a political organization lobbying for rights, was violent and dispersed (Natali 2005). After World War II (in which Turkey fought on the side of the Allies), Turkey became a charter member of the United Nations. Since that time it has also maintained a close relationship with its Western European neighbors. Turkey has been lobbying to become a member of the European Union, and was an associate member of its predecessor, the Council of Europe. In 2005, it began accession negotiations with the EU; it is expected that this process take 15 years, due to the slow pace in which reforms are brought about. The United States, in its efforts to combat communism, declared the Truman Doctrine in 1947, which obligated the U.S. to provide large-scale military and economic support to both Turkey and Greece. Since that time, Turkey and the United States have been close allies. Turkey joined the North Atlantic Treaty Organization in 1952; in an attempt to halt the spread of communism into the Mediterranean region, it intervened in the 1974 Greek military coup and established the Turkish Republic of Northern Cyprus (TRNC). Turkey is the only country to recognize the TRNC. Turkey has another controversial policy regarding recognition: that of the Armenian Genocide, a period at the end of the Ottoman Empire's rule in which hundreds of thousands of Armenians were expelled and killed from the Empire. Turkey does not accept the use of the term "genocide," while many countries, including France, Italy, Switzerland, and Russia, and most genocide scholars do. Turkey has a troubled history with recognition: from the Kurdish identity to Cyprus to the Armenian genocide, there seems to be a tendency for the Turkish state to rely on its secular, unified conception of identity and ignore the pursuit of other groups' autonomy leave them with no choice but to resort to violence. The example of the Kurds in Turkey is an excellent example: Kurds have not been permitted to organize politically, practice their ethnic heritage, or speak Kurdish publicly. These policies may soon be changing- this be discussed in greater detail later. Elections in Turkey A one-party (the Republican People's Party, or CHP) authoritarian regime governed Turkey during the early years. After World War II, Turkey introduced a majority-rule, multiparty system; the CHP, however, and its offshoot, the Democrat Party (DP, formed from dissident parliamentarians when the CHP introduced political liberalization) remained in power. These two parties won almost 90% of the vote in the 1950, 1954, and 1957 elections, which translated into 98% of the seats (Esmer and Sayari 2002). Throughout this time, political debate was centered on the struggle between the supporters of a strong, centralized secular government and those who advocated for a decentralized government coupled with a privatized economy and a looser interpretation of secularism (Esmer and Sayari 2002). The DP held the majority of seats in the parliament during the 1950s, and its combined victory with the CHP prevented the opposition parties from winning significant portions of seats. As a result, there was no turnover, and the only debates between the DP and the CHP were not about ideology (as the two parties held very similar political stances) but about the practice of democracy in Turkey. These debates escalated, and in 1960, in response to student protests and the political crisis, the military staged a coup and removed the elected government (led by the Prime Minister Menderes and his DP) from power. After a year and a half of military rule, power was returned to the people. In the aftermath of the 1960 coup, the DP and its leadership were banned from politics. In addition, the electoral system was changed from a majority-rule system to proportional representation (PR). The introduction of a PR system to Turkey catalyzed the creation of new political parties that broke off from the original political parties, the CHP and DP. During the period between 1961 and 1970, political debate was focused on the class system, instead of the battle over secularism and centralized government (Esmer and Sayari 2002). The introduction of a PR system also brought Turkey first experiences with coalition governments. Political debates focused on secular Turkish nationalism continued through the 1960s. The new electoral system increased party fragmentation, which also led to the rise of Islamist political parties. While it permitted Islam to take a role in public life (through the construction of government-sponsored mosques and creation of active Islamist political parties), the government remained silent on the status of ethnic Kurds. Between 1961 and 1980, the CHP and the Adalet Partisi (AP) were the dominant forces in Turkish politics, with the CHP the strongest in the early 1960s and 1970s, and the AP in that position in the late 1960s. The increased fragmentation of the party system also brought a wider spectrum of political ideology to Turkish politics. Esmer and Sayari (2002 pp. 14) attributes this trend to both domestic and international factors: the 1961 constitution was more liberal than the previous constitution and Cold War politics fueled both anti-American and anti-Soviet feelings. These factors lead to the rise of new left-wing parties, and the shift of the AP to the right. The late 1970s also saw economic crisis in Turkey, which fueled political violence and a growing unwillingness between the AP and the CHP to coordinate a response toward radical parties (Esmer and Sayari 2002 pp. 15). The violence that ensued during this time was unprecedented: a death toll estimated at 5000, over 3000 fascist attacks in 1978 alone, and 10 assassinations every day. This growth in violence and economic problems caused the military to intervene again in 1980 and remove the elected officials from power. In addition to abolishing the Parliament, the military extended martial law across the entire country, suspended the Constitution, and banned all existing political parties and trade unions. In anticipation of the return of elections, the military choreographed the recreation of political parties. The military projected that the Milliyet9i Demokrasi Partisi (MDP, or Nationalist Democracy Party), organized by a retiring general, would become the governing party. The military also approved the Anavatan Partisi (ANAP, or Motherland Party), but did not expect it to be successful. Finally, the military permitted the Halkgi Parti (HaP, or Populist Party) to participate, with the expectation that it would act as the MDP's main opposition (Esmer and Sayari 2002 pp. 16). The military wrote a new Constitution, which outlined citizenship, freedoms, and the powers of the parliament, judiciary, and the president, and national security. The official language is Turkish, and the Constitution defines the Turkish identity as "everyone bound to the Turkish state through the bond of citizenship" (Article 66, Constitution of the Republic of Turkey). The Constitution also discusses the elections of the Turkish Grand National Assembly. Only the parliament has the power to enact laws and ratify treaties, while both the government and the parliament can propose laws. The Grand National Assembly has 550 members today, each elected to a four-year term (shortened in 2007 from five-year terms), divided among its 81 provinces. In addition to the PR party-list system that was reintroduced, a 10% national threshold as was installed. In order for a party to receive any seats, it would have to win 10% of the national vote as well as win enough support in individual districts. These constraints on political competition coupled with the Turkish government's longstanding ignorance to ethnicities other than Turkish served to further impede the ability of ethnic groups to organize as legal political parties or organizations. Several new parties entered politics in anticipation of the 1987 elections, causing further fragmentation of the political system. In an effort to prevent ANAP from winning a plurality of seats again, the military also instituted a district level threshold that parties were required to exceed in order to win seats (Esmer and Sayari 2002 pp. 61-63). If the district magnitude (DM) was 4, the party needed to win at least 25% of the votes in the district to be awarded a seat. This strategy ultimately failed, and ANAP increased its margin of victory; ANAP repealed this law in anticipation of the 1991 elections. Many of the "new" parties were formed from remnants of pre1980 parties: instead of the leadership of these parties retiring, they were dormant between 1980 and 1987 (Esmer and Sayari 2002 pp. 17). The 1980s were characterized by the rise of ANAP, which benefited in 1983 by the ban on pre-1980 parties and maintained this majority into the 1987 elections. The 1990s came with even greater fragmentation to the party system in Turkey. This fragmentation led to the first successful campaign for an Islamist party, the RP. In addition to the entrance of religious parties to political contests, a pro-Kurdish party entered elections. The Halkin Demokrasi Partisi (People's Democracy Party, or HADEP) was very successful in individual provinces, but did not garner enough nationwide votes to win seats in the parliament (it won 4.5% of the nationwide vote, missing the 10% threshold considerably). Party fragmentation also introduced Turkey to the practice of coalition governments. When in the 1995 and 1999 elections no party won a majority of the seats, the successful parties were forced to build coalitions (which weren't necessarily successful). In 1997, the Prime Minister (a member of the RP) of the coalition between the RP and DYP was asked to resign from power; the Constitutional Court banned the RP shortly after this. The coalition formed from the victorious parties in 1999 was more effective in creating human rights legislation and instituting economic reforms. In 2002, the Justice and Development Party (AKP), a reincarnation of previous Islamist parties, succeeded in capturing a majority of the seats in the parliament. Besides bringing to power an Islamist party, this election was also groundbreaking in that only one other political party, the CHP, reached the 10% national threshold. It signified the collapse of centrist politics in Turkey, which had dominated the political sphere prior to 2002 (Carkoglu and Kalaycioglu 2007 pp. 28). While the AKP maintained its majority control of the parliament in the 2007 elections, the CHP and the MHP also were able to surpass the threshold. Qarkoglu and Kalaycioglu (2007 pp. 43) note that there is a high correlation between electoral support for an incumbent party and economic performance, finding that strong economic performance leads to vote share improvements for the incumbent party. Another issue that is frequently discussed with regards to Turkey's elections is its bid to become a member of the European Union. Qarkoglu and Kalaycioglu (2007 pp. 50-51) point out that the abolition of the death penalty was approved by the parliament shortly before elections, but find that voters did not rank EU membership and foreign policy as a high priority in surveys. The economy proved to be a more popular answer in these surveys. In the 2002 elections, worries about a war in Iraq also topped voters' considerations. Governance In the following section, I discuss the separation of powers in Turkey's government. Historical evidence points to the blurring of lines between the military and elected officials, which typically have large barriers between them in democracies. The President of the Republic, who is elected to a five-year term through direct elections, heads the state of Turkey. Executive power, however, does not rest with the President, but with the Prime Minister and the Council of Ministers. The Grand National Assembly of Turkey holds the legislative power in the government, and the independent judicial power rests with the Constitutional Court. The Prime Minister is elected by the parliament, and usually results in the election of the head of the majority or plurality party. Universal suffrage is awarded to citizens 18 years or older. The military has demonstrated its willingness to respond to any perceived threats to the secular, nationalistic foundations of the Turkish state, domestic or otherwise. While the chief purpose of the military is to defend Turkey and her allies against foreign threats (through membership in NATO), it has also been engaged with the separatist terrorist organization Kurdistan Workers Party (PKK). The Turkish military has frequently extended its fighting with the PKK into northern Iraq. Bolstered by U.S. aid in the late 1980s, the military began undergoing modernization, which continues to this day. The Constitutional Court rules on the constitutionality of laws and the conformity of political parties to the concept of a unitary, secular state. Challenges to a law must be brought to the Court within 2 months of enactment. It was established in 1962 from provisions in the 1961 constitution. There are 11 regular members of the Constitutional Court and 4 substitute members. The President selects the members from the Council of State, the Military Court of Cassation, the High Military Administrative Court of Appeals, the Court of Accounts, and the Higher Education Council. The Court continued operating in the wake of the 1980 military coup, and its functions were included in the new 1982 constitution. It has been the deciding factor in many controversial policies, including examining the legality of many political parties and laws governing religious practice. Throughout Turkey's history with democratically elected governments, its Constitutional Court has been active in enforcing the strict political parties laws. It has banned many political parties, including a large number that it deemed religious-oriented (which violates the laws governing political parties) as well as pro-Kurdish parties like the Democratic People's Party (HADEP) (BBC News 2003). Most recently, the Constitutional Court reviewed the leading party in the government, the AKP (Justice and Development Party), to determine if it was in violation of the political parties law. In a surprising decision, the Court did not vote to ban the party (it was one vote shy of the seven vote requirement) (Economist 2008). Because of the Constitutional Court's role in determining which parties are permitted to rule, a review of studies on it is necessary as well. The prevalence of constitutional courts in European states increased dramatically after the end of World War II. Epstein, Knight and Shvetsova (2001) examine the role of these courts in democracies and propose a model to explain strategy behind Court decisions. Judicial power has been expanding in democracies all over the world, but this is especially true in Eastern Europe (Epstein, Knight and Shvetsova 2001). The United States Court system was the first of its kind to deal with issues of constitutionality, but many countries do not use it as the model when designing their own Constitutional Courts. I have replicated Epstein, Knight and Shvetsova's (2001) model below in Table 5-1 and added an additional column describing the Constitutional Court system in Turkey. There are four characteristics of Constitutional Courts: institutional structure, timing, type, and standing (Epstein, Knight and Shvetsova 2001). The individual properties of the courts in each country vary greatly and have a significant impact on the breadth and direction of power that Constitutional Courts can have. The structure in Turkey is highly centralized, establishing that issues of constitutionality can only be brought to a single court, and only government officials (the President or majority and main opposition party) can bring issues to the court. For cases of political party closure, only members of the party with the largest membership in the Grand National Assembly can request a case. While in the United States the right of review and source of cases is diffuse across all levels of U.S. courts, citizens, and government officials, the design in Turkey is quite different. The Court appears to effectively be an extension of power of the majority party, which for several decades was the party of the military regime. Table 5-1: Constitutional Court Design across democracies (Epstein, Knight and Shvetsova 2001, Constitution of Turkey) Characteristics American System European System Turkish System Institutional Structure (Who has the power to engage in judicial review?) Diffused. Ordinary courts can engage in judicial review; that is, they can declare an act unconstitutional. Centralized. Only a single court (usually called a "constitutional court") can exercise judicial review; other courts are typically barred from so doing, though they may refer constitutional questions to the constitutional court. Centralized Timing (When can judicial review occur?) A Posteriori (sometimes called Ex Post). Courts can only exercise judicial review after an act has occurred or taken effect. A Priori (sometimes called Ex Ante) and A Posteriori. Many constitutional courts have a priori review over treaties; some have a priori review over governmental acts; others have both a priori and a posteriori review, while still others have either but not both. Both A Priori and A Posteriori review. A challenge to a law must be brought within 2 months of its promulgation. Type (Can judicial review take place in the absence of a real case or controversy?) Concrete Review. Courts can resolve only real cases or controversies. Abstract and Concrete Review. Most constitutional courts can exercise review in the absence of a real case or controversy; many can exercise concrete review as well. Concrete review Standing (Who can initiate disputes?) Litigants, engaged in a real case or controversy that have a personal and real stake in the outcome can bring suit. The range can be broad, from governmental actors (including executives and members of the legislature) to individual citizens. President, members of majority or major opposition party in Grand National Assembly (minimum of 1/5 of Assembly). Party with the most members in the Assembly can apply for another party's closure. In 2008, the Constitutional Court banned the introduction of constitutional amendments that would have permitted women to wear headscarves in universities (Human Rights Watch 2008). The ruling AKP party made campaign promises during the 2007 elections to revise the Constitution to allow for improved human rights and to permit freedom of expression, especially with regards to religion. The CHP and the DSP responded to the amendments that the AKP proposed by applying to the Constitutional Court for their annulment, alleging that these amendments violated the principle of secularism. The Constitutional Court has banned several political parties throughout its 50-year history. This includes the Marxist Workers Party of Turkey (TIP), the secessionist People's Democracy Party (HDP), the right-wing Welfare Party (RP), and the right-wing Virtue Party (FP). Most banned parties were found to be pro-Islamist or pro-Kurdish. According to the Constitutional Court, in all of these cases the party's ideology was found to be in conflict with the secular foundation of the Turkish state. The last two parties, the RP and FP, were banned because of their religious ideology. The most recent case related to political parties that the Constitutional Court heard was in 2008. The AKP, which held a majority of the parliament's seats, was the first party with a majority of seats to be brought before the Court for closure. There were 4 different conclusions the Court could have reached: dismissal, imposition of a financial penalty, to ban the AKP but not the individual members, or to ban the AKP as well as its members (BBC News 2008). Ultimately, the ban did not garner enough votes (it needed seven votes) to come into effect, and instead the Court fined the AKP for anti-secularist activities (Telegraph 2008). The 2008 trial of the AKP brought concern among EU observers that Turkey's bid to become a full member was in jeopardy. If the Constitutional Court had voted to ban the AKP, it would have posed problems for Turkey to reach the EU standards of democratic governments. Since the Constitutional Court's bans of the RP and FP in 1998 and 2001, respectively, several constitutional amendments to increase the difficulty of banning political parties have been enacted. In addition, Prime Minister Erdogan's (the leader of the AKP) policies since he entered office in 2002 have tested the will of the historically proactive military: on several occasions Erdogan has withstood the pressure from the military establishment to back down on some of his politically conservative policies. Since entering office in 2002, Erdogan has pursued relations with Iran and Sudan, while increasing its criticism of Israel, both risky moves considering the nature of most of its alliances. Turkey has also made strides its conflict with the separatist Kurds since the rise of the AKP, launching its first Kurdish-language channel and also pursuing the installment of Kurdish literature departments in its public universities. At the same time, however, the AKP remains very popular among Turks. Political opponents, in fact, are so threatened by the AKP's popularity that they have begun turning their own political agenda on its head: the CHP has begun calling for the Kurdish new year to be declared a national holiday and reaching out to female politicians who wear headscarves (Economist 2009). 100 Figure 5-1: Turkey's Administrative Divisions The Evolution of the PartySystem Since 1960, dozens of parties have participated in elections, and many of them have succeeded in winning seats the Parliament. While the number of parties has fluctuated over time, several parties have been present in some form in Turkey's political system. At first glance, it appears as though these parties have no connection to each other; a closer examination shows, however, that a number of parties have roots in earlier parties, especially those that were banned at some point. Party leaders choose new names and new platforms, but the essential elements of these parties remain the same. 101 Political parties have a long history in Turkey; from independence in 1923 through 1946, the CHP (the Republican People's Party) was the incumbent in Turkey's one-party regime. After adopting a majority-rule multi-party system in 1946, the DP (Democrat Party) held control until 1960. In 1961, Turkey again changed its electoral system and adopted a proportional representation (PR) system: many new parties were created from the older CHP and DP. During the 1980 coup the military, in addition to restructuring the electoral system and constitution, banned all existing political parties and took responsibility for approving political parties to participate in the post-coup system. As a result, only three parties were permitted to participate in the 1983 elections. These three parties did not have roots in pre-coup parties, but many of the parties that participated in later elections did. Table 5-2 summarizes the major parties that have been active in Turkish politics since 1961. Only those parties that won seats in at least 2 consecutive elections or were banned by the Constitutional Court are included; there are many more parties that have been active in Turkish politics. I have included the Turkish name with the English translation, their affiliation (center, left, right, Islamist, Kurdish), connections to other parties or groups, and the years in which they were active. Throughout my analysis I use the acronyms. 102 Table 5-2: Turkey's Political Parties Party CKMP AP CHP MHP GP CGP DP MSP ANAP MDP HP DYP SHP DSP RP HADEP FP AKP Full Name (English) Cumhuriyet9i K6ylii Millet Partisi (Republican Peasant Nation Party) Adalay Partesi (Justice Party) Cumhuriyet Halk Partisi (Republican People's Party) Milliyet9i Hareket Partisi (Nationalist Action Party) Gilven Partisi (Reliance Party) Cumhuriyetgi Gilven Partisi (Republican Reliance Party) Demokrat Parti (Democrat Party) Milli Selamet Partisi (National Salvation Party) Anavatan Partisi (Motherland Party) Milliyetyi Demokrasi Partisi (Nationalist Democracy Party) Hiirriyet Partisi (Freedom Party) Dogru Yol Partisi (True Path Party) Sosyal Demokrat Halkgi Parti (Social Democratic Populist Party) Demokratik Sol Parti (Democratic Left Party) Refah Partisi (Welfare Party) Halkin Demokrasi Partisi (People's Democratic Party) Fazilet Partisi (Virtue Party) Adalet ve Kalkinma Partisi (Justice and Development Party) Affiliation Right Connections CMP & KP Years active 1957-1969 Center-right 1961-1980 (banned) Center-left, secularist Right 1923-1980 (banned); 1992-present CKMP 1969-1980 (banned) Center-right CHP dissidents 1967-1971 Center-right GP Center-right CHP dissidents 1946-1960 (banned) RightIslamist Center-right MNP founder post-ban 1972-1980 (banned) Center-right Center-left Outgoing military regime DP dissidents Center-right AP members Center-left merger of HaP & SODEP 1985-1995 (merged with CHP) 1985- MSP 1983-1998 (banned) Alleged links to the PKK RP 1997-2003 (banned) FP 2001- 1983- Center-left RightIslamist Kurdish RightIslamist RightIslamist 1983-1985 (merged with ANAP) 1955-1958 (merged with CHP) 1983- 1998-2001 (banned) These 18 parties can be collapsed into a smaller group based on their connection to earlier parties. Figure 5-2 provides an overview of the succession of parties since the 1961 elections. Each row corresponds to a unique party or related parties: for example, CHP, a relic of the single party system that dominated Turkish politics until 1961, kept its name until the 1980 103 coup (after it was denied entry into the 1983 election), and then renamed itself "SHP", used that name for the 1987 and 1991 elections, and then returned to its original name in time for the 1995 elections. Figure 5-2: Evolution of Turkish Parties 1960 Coup '61 '65 CKMP 1971 Coup '69 AP GP '73 MHP 1980 Coup '77 '83 '91 '95 '99 '02 MHP '07 DYP CGP DP CHP HP MNP '87 MHP MSP ANAP & MDP ('83 only) SHP CHP DSP RP FP HADEP AKP DEHAP Political parties are prohibited from organizing based on religion, and this law has been enforced multiple times by the Constitutional Court. The Constitutional Court banned the Welfare Party in 1998, and the Virtue Party in 2001 because they were deemed pro-Islamic and were violating the principle of secularism (they were also gaining significant political strength among the Turkish electorate) (Esmer and Sayari 2002). Yet regardless of the secular nature of the state and its laws, there is still a disagreement about whether Islam should play a role in government. This question has gained momentum, especially after the electoral success of the Justice and Development Party (AKP). AKP, the current ruling party, in fact, has roots in the now banned Welfare Party, and while it is seen as pro-Western, there are questions as to its true agenda. The political battle over the role of religion in Turkey has transcended the secular/Islamist divide and has treaded with the Kurdish question in recent years. 104 Table 5-3 provides an overview of the electoral system evolution in Turkey since its adoption of democratically elected government. The military coups refocused the political system several times, through suspension of elections, broad political party bans, and rewriting the Constitution. Until the 1960 coup, Turkey used a majority-rule electoral system. In 1961, however, the military rewrote the Constitution and adopted a proportional representation system without a national threshold. This system remained in place until 1980, despite another military coup in 1971. In 1980, the military again suspended elections, banned all existing political parties (and their members), and rewrote the constitution. They also altered the electoral system to include a 10% national threshold. The size of the parliament varied greatly between 1946 and 2007, from a low of 400 in 1983 to a high in 1957 of 610. The right-most column displays the seat share for the largest parties in the Grand National Assembly. After the PR system was introduced, Turkey went from a 2 party system to a multi party system. Following the 1980 military coup, there were still several parties who took part in elections, but the number of parties actually winning seats decreased. 105 Table 5-3: Evolution of the Turkish Electoral System Year 1946 1950 1954 1957 Electoral Law Plurality system Plurality system Plurality system Plurality system Size 465 539 541 610 1960 1961 1965 1969 Seat Share DP 13%, CHP 85% DP 87%, CHP 13% DP 93%, CHP 6% DP 60%, CHP 29% Military Coup DP banned PR PR PR 450 450 450 1971 CHP 38%, AP 35%, YTP 14%, CKMP 12% AP 53%, CHP 29%, MP 7%, YTP 4%, TIP 3%, CKMP 2% AP 57%, CHP 32%, GP 3%, MP 2%, YTP 1% 1973 1977 1980 PR PR 450 450 Military Coup MNP banned CHP 41%, AP 33%, MSP 11%, DP 10%, MHP 3% CHP 47%, AP 42%, MSP 5%, MHP 4% Military Coup All parties banned 1983 1987 PR with 10% threshold PR with 10% threshold, district threshold PR with 10% threshold PR with 10% threshold 399 450 ANAP 53%, HP 29%, MDP 18% ANAP 65%, SHP 22%, DYP 13% 450 550 DYP 40%, ANAP 25%, SHP 20%, RP 18% DSP 2% RP 29%, ANAP 24%, DYP 25%, DSP 14%, CHP 9% 1991 1995 1997 1998 1999 PM asked to resign by military, accepted RP banned PR with 10% threshold 550 PR with 10% threshold 550 PR with 10% threshold 550 2001 2002 FP banned 2003 2007 DSP 25%, MHP 23%, FP 20%, ANAP 16%, DYP 16% AKP 66%, CHP 32% HADEP banned 2008 AKP 62%, CHP 20%, MHP 13% AKPfined by ConstitutionalCourt Islamist parties:an uphill battle Due to the strict rules governing political party formation in Turkey, religious or ethnicbased parties are prohibited from participating in politics. There have been, however, several conservative Islam-oriented parties participating in Turkey's elections. The largest of these parties all competed consecutively beginning in 1973, when the MSP was formed. The founder of MSP (and almost all subsequent Islamist parties), Necmettin Erbakan is a mainstay of the Islamist political movement in Turkey. All of the Islamist parties are linked to the MSP, and each party formed from the remnants of its banned predecessor. The MSP formed in 1972, after its 106 predecessor, the MNP was banned in the military coup, and participated in elections leading up to the 1980 military coup. As all parties were banned in the aftermath, and the 1983 elections were regulated by the military, the leadership of the MSP did not form another party until after the 1983 election, when Erbakan formed the Refah Partisi (Welfare Party, or RP). The RP was quite successful during the 1990s, bringing Erbakan to the post of Prime Minister in 1996. Erbakan's policies of improving Turkey's relations with its Arab neighbors and opposing Zionism caused frustration among the military establishment. The military issued public warnings to Erbakan during his tenure as PM, until in 1997 the military forced him to step down. Instead of the position being filled by the FP's coalition member, the DYP, however, the President (an opponent of both the FP and DYP) instead assigned to the CHP the position of Prime Minister. The Constitutional Court banned the RP shortly after this "postmodern coup," along with Erbakan, from politics. Erbakan then formed the Fazilet Partisi (FP), which participated in the 1999 elections only to be banned in 2001. Following this Court ban, Erbakan's followers created the Saadet Partisi (SP), while other former FP members broke off to form the Adalet ve Kalkinma Partisi (AKP), led by Tayyip Erdogan. It was this AKP that won a majority of the seats in the Grand National Assembly in both the 2002 and 2007 elections. Table 5-4 displays the vote share and seat share for the Islamist parties. Before the 1990s these parties did not receive significant support at the polls, but beginning with the 1991 election, the RP, FP and AKP increased both their vote share and seat share each election, despite their allegedly anti-nationalist agenda. 107 Table 5-4: Islamist Performance, 1973-2007 Year 1973 1977 1987 1991 1995 1999 2002 2007 Party MSP MSP RP RP RP FP AKP AKP Vote Share 11.8% 8.6% 7.2% 16.9% 21.4% 15.4% 34.4% 46.6% Seat Share 10.7% 5.3% 0.0% 13.8% 28.7% 20.2% 56.2% 62.0% This chapter has discussed the impact of conservative, Islamist political parties on Turkey's electoral system. Islamist parties have competed in elections since the early 1970s, with little success until the 1990s. The initial evidence suggests that the regime (this includes members of the military, the Constitutional Court or centrist political opponents) feels threatened by the entrance of conservative, religious politics into national political debate. Turkey has a long history of a proactive military regime, ready (and willing) to dissolve the parliament, suspend elections, or alter the structure of political debate. Scholars cite the presence of a high election threshold as a difficult barrier for parties to overcome, but the effect of this threshold on representation has yet to be measured. In Chapter 6 I examine the impact of this mechanism on the transformation of votes into seats in Turkey. 108 Chapter 6 Universal Control in Turkey: The Election Threshold In Chapter 5, I provided an overview of the political history of Turkey. Turkey has been plagued by military coups, the most significant of which resulted in a brand new constitution and a reformed electoral system. While Turkey's elections have been widely considered "free and fair" for all those parties and individuals who have been able to participate them, there are still indications that the system might not be as open as it seems. The Constitutional Court's bans on specific political parties, the 10% national threshold, questionable policies regarding ethnicity and religion in public life- all of these features of the regime's policies point towards mechanisms for control inherent in Turkey's regime. Do the empirical data available on Turkey's elections support this hypothesis? More specifically, what has been the effect of the 1980 military coup reforms on political party performance in Turkey? While some of the mechanisms for control in Turkey's case (specifically, the Constitutional Court's and the military's ability to ban parties during a party's involvement with the government and military coups) are easy to identify by performing a case study, others are less obvious. National election thresholds are a feature of many PR systems (Germany and Poland both have 5%national thresholds and Israel's national threshold is 2%), but none is as high as Turkey's. There is no standardized way to determine the effective national threshold of a PR system, except when the district magnitude (DM) is the same in all districts (Taagepera 2002). This is not the case for Turkey. What is the effect of the 10% national threshold on representation in the Turkish parliament especially in the cases of the Islamist political parties that have recently won pluralities in the parliament? 109 To examine this, I collected the parliamentary election results for all of Turkey's parliamentary elections since 1960. Overall, there were 12 elections that spanned one significant electoral reform: a PR system without a national threshold through the 1977 election, and beginning in 1983 a PR system with a 10% national threshold and stricter rules regarding the formation of new parties. Arguably the most important characteristic of an party system is the number of parties that end up participating in the government. G. Bingham Powell's (2000) study of elections in twenty democracies examines the normative claim that democracies are governments in which the people participate in policy making by voting for their representatives. Powell uses the effective number of parties calculation created by Laakso and Taagepera (1979) to measure the number of competing parties in an electoral system. He finds the effective number of parties in majoritarian systems tends to be close to 2 (consistent with Duverger's Law), while consensual systems tend to have a larger effective number of parties (Duverger 1972, Powell 2000). Majoritarian systems are most likely two-party systems, while consensual democracies tend to have multiparty systems. Because parties do not all attract the same proportion of voters, it's necessary to take into consideration the size of a party's followers when calculating the number of parties in an electoral system. Laakso and Taagepera (1979) developed the effective number of parties calculation to count how many parties are active in the system. While Laakso and Taagepera use the seat share of each party in the calculation, it is also possible to substitute that for vote share (especially in the case of proportional representation systems, which might not always translate votes into seats in a 1:1 ratio). 110 N- 1 Effective Number of Parties p,= fractional share of votes or seats of the i-th party Taagepera and Shugart (1989) complete an in-depth study of electoral systems to explain how different rules relate to political systems. Their goal was to generalize the relationship between representation and votes. They focus a large portion of their study on empirical analysis, examining the effective number of parties, district magnitude (DM), and Duverger's Law. Using the effective number of parties (N) Taagepera and Shugart find that in almost all actual election results, N is within +/-1 of the number of parties that receive more than 10% of the votes. The data are summarized in Table 6-1. I have included the number of seats available, which varies from 450 to 550. From 1961 through 1977, there were 450 seats in the parliament; in 1983 the size of parliament was lowered to 400, but was returned to 450 through the 1991 elections. From 1995 on, the parliament has had 550 seats available. The number of electoral districts has increased over time, from 67 through the 1987 elections, to 74 in 1991; redistricting in 1995 increased the number of districts to 79, then 80 in 1999; in 2002, the number of districts was increased again to create 85 electoral districts (mostly by dividing large urban areas like Izmir and Istanbul into multiple districts). I calculated the mean DM for each election year, as well as the median DM (which has remained constant at 6 since 1961), and the standard deviation for the DM; the standard deviation has fluctuated over time, but has been at least 4.5 and has been as large as 8.5. The standard deviation indicates that while the mean DM has not changed greatly over time, the DM of any district can vary greatly. The smallest DM is 1 in Hakkari from 1961-1977 and Tunceli in 1999 and the largest is in 1999 in Istanbul with 71 seats 111 (after the 1999 elections Istanbul was divided into 3 districts). The level of party success is also listed, which I have defined as the number of parties who won seats over the number of parties who participated in the election; I have excluded the independent candidates from this calculation. While from 1961 to 1983 almost every party that competed in each election won seats, this trend changes dramatically beginning in 1987. The elections in the 1990s and 2000s were especially difficult for parties, with 2 out 18 competing parties winning seats in 2002 and 3 of 13 parties in 2007. Calculating the effective number of parties provides indications of the number of parties that win enough seats or votes to be considered significant players in the system. By summing the square of the vote or seat share for all of the parties in an election and then finding the inverse of that sum, this process will determine the number of parties that actually hold significant power. For example, in 1977 there were eight parties that competed in the elections for seats (the AP won 37% of the vote, the CHP won 41% of the vote, the MHP won 6.4%, the MSP won 8.6%, the CGP won 1.87%, the DP won 1.85%, the TBP 0.39%, and TIP 0.14%). Of these parties, only six were assigned seats. Since the AP, CHP, and MSP won a larger proportion of the votes relative to the other five, their strength is much greater. By calculating this relative strength using the effective number of parties, we can assign a numerical quantity to this result: 3.129. When using the proportion of seats as the variable, however, N changes significantly: it decreases to 2.472 (the proportion of seats assigned to each of the six parties is as follows: CHP 47%, AP 42%, MSP 5.3%, MHP 3.6%, CGP 0.67%, DP 0.22%). I calculated the effective number of parties in two ways: using the seat share won by each party and using the vote share won by each party. Through 1983 the difference between these 112 two calculations is not great, but just as the party success rate varies, it too changes significantly in 1987. The greatest disparity between these two calculations occurs in 1999 and 2002. Table 6-1: The Turkish Electoral System since 1961: Institutionalized Repression Year Total 1961 1965 1969 1973 1977 1983 1987 1991 1995 1999 2002 2007 450 450 450 450 450 400 450 450 550 550 550 550 Mean Standard 1 Deviation DM --6.716 4.680 6.716 4.687 6.716 5.016 6.716 5.507 6.716 6.270 5.970 4.922 6.716 6.093 6.081 6.313 6.962 7.639 6.875 8.570 6.471 4.816 6.471 4.838 Party Success Rate 4/4 6/6 8/8 7/8 6/8 3/3 3/7 5/6 5/12 5/20 2/18 3/13 Effective Number of Parties (S) 3.264 2.623 2.345 3.323 2.472 2.530 2.055 3.581 4.397 4.873 2.568 2.260 Effective Number of Parties (V) 3.396 2.711 3.335 4.313 3.129 2.852 4.115 4.676 6.154 10.185 15.023 3.504 The data in Table 6-1 show several characteristics of the Turkish electoral system: there is great deal of variation in DM, parties since 1987 have been much less successful in winning representation in the parliament, and there is great disparity between the proportion of votes won and seats received by parties at the national level. Are these trends maintained when analysis is performed at the party level? For all electoral systems, there is the question of how votes are translated into seats, and whether or not the transformation proportionally distributes the votes to the parties or candidates well. The Gallagher Index, developed in 1991, measures the total level of proportionality between votes and seats in an election. Gallagher (1991) compares several methods of 1The median DM is 6 for all years 113 computing disproportionality in PR systems, and demonstrates how the most common methods perform (among them the highest averages method, ratio of votes to seats). He settles on the method of least squares as the most descriptive, and finds that it is superior to other methods because it takes into account the level of disproportionality at the party level, rather than simply the system-wide disproportionality (Gallagher 1991). The Gallagher Index is measured on a scale of 0 to 100, with 0 being a perfect translation of votes into seats (e.g. 1% of the vote is awarded 1% of the seats exactly), while a score of 100 is assigned to the most disproportional system. Vi is the proportion of vote share a party wins, while Si is the proportion of seat share a party is assigned (in percentages, not fractions). LSq = (V i - Si) 2 (1/2) i= I The Gallagher Index I used the nationwide results, by party, to calculate the degree of disproportionality in each election. I calculated the Gallagher Index to measure the level of disproportionality for the entire result, and then calculated the difference between seat share and vote share for each of the major parties. Table 6-2 describes these results, using the parties outlined previously. The Gallagher Index for Turkey's Grand National Assembly becomes significantly higher after the 1983 reforms. Party-level disproportionality also is illustrative of the effect of the threshold on representation. It is only after the 1983 election (in which the regime restricted the parties that were permitted to participate) that parties are unsuccessful at winning seats in the parliament. In addition, after the 1980 reforms the magnitude of disproportionality at the party level is much larger than in the pre-1980 elections. This disproportionality is large for both parties that are overrepresented and those that are either underrepresented or not represented at 114 all. For many of these years, those parties not winning any seats have significant success (oftentimes more than 5% of the nationwide votes) in the election, but due to the 10% requirement, they receive no seats. Table 6-2: Nationwide Disproportionality in Turkey's Elections (S-V) AP/ DYP 0.31 0.46 10.34 3.29 5.11 GP/ CGP Year Lsq 1961 1.92 1965 1.00 1969 8.81 -3.25 1973 6.73 -2.37 1977 6.50 -1.20 1983 6.70 1987 22.29 -6.03 1991 11.29 12.53 1995 9.76 5.37 1999 9.46 3.44 2002 20.27 -9.54 2007 11.93 The Gallagher Index formula is CHP/ HP /SHP 1.70 1.03 4.41 7.82 5.94 -1.21 -2.74 -1.19 -1.80 -8.71 7.82 -0.52 Independent candidates were not included in the calculation of the Gallagher Index. (S-V) was calculated by subtracting the proportion of votes received by each party at the national level from the proportion of seats awarded to that party at the national level. CKMP/ MHP -1.96 0.20 -2.81 -2.71 -2.86 DP MSP/ RP/FP/ AKP -1.89 -1.63 -1.13 -3.24 ANAP/ MDP DSP HADEP 7.61, -5.52 -7.16 28.58 -8.53 -3.10 1.55 -9.19 -8.18 7.35 4.35 -0.82 -4.17 5.47 4.77 2.42 2.54 -4.75 -8.35 21.72 -5.11 -1.22 -6.14 -1.36 15.42 Bold indicates that the party did not win seats in that election Italics indicates that the party won > 40% of the votes Underline indicates that the party controlled the largest proportion of seats (not necessarily the majority) For seat share and vote share for each party, see Appendix B-1, B-2. -2.93 Even when examining nationwide election results at the party-level, the seat-vote disparity uncovered in the nationwide results remains. The disproportionality of the electoral system as a whole increases significantly after 1983, and for the first time parties are unable to win seats in the parliament, despite their success at the polls (even parties that won 7-9% of the nation-wide votes did not win any seats as a result of the 10% threshold). Barriers to party 115 participation despite electoral success and nationwide disproportionality increase since the 1983 elections- nationwide and party-level analysis suggests that electoral mechanisms create misrepresentation at the national level in Turkey's elections. How has this mechanism affected a single party over time, and where is the mechanism felt strongest? District-level Misrepresentation Analysis of Turkey's parliamentary elections has highlighted nationwide vote-seat disproportionality and low party success rate. Does this misrepresentation carry over to districtlevel party-level results? By focusing on a single party (or at least, parties that trace themselves back to a single party), we can assess the impact of Turkey's mechanisms (mainly, the national threshold) on it. How does one party perform in Turkey's elections? And more specifically, how does the 10% national threshold influence party success at the national level and variation in DM affect district-level results? The group of parties I analyze is all the parties that are traced to the MSP. There was one main Islamist group taking part in elections in 1973, 1977, and from 1987 to 2007. The MSP participated in 1973 and 1977; the RP was active from 1987-1995; the FP in 1999; and the AKP from 2002 to the present. Both the RP and the FP were banned because of their religious orientation, while the MSP was banned during the 1980 military coup. The AKP, meanwhile, is currently the majority government and in 2008 narrowly avoided being banned by the Constitutional Court as well. All of these parties are directly linked to the MSP. Figure 6-1 illustrates the disproportionality at the province level for the Islamist parties since 1973. Over time, the Islamist parties have become more successful at winning seats overall, but these results indicate that they have also been becoming overrepresented. 2002 is the 116 year in which the AKP achieved its highest level of overrepresentation throughout the system. Each histogram displays the difference between seat share and vote share for the Islamic party on the horizontal axis and the number of districts in which that disproportionality was present in one election. For all bars to the left of zero, the party received a smaller share of the seats than the votes it received in that district. For bars to the right of zero, the party received more seats than the votes it won in the district. Figure 6-1: Islamist Parties' Province-level Results Before the 1980 coup, the seat-vote difference for the MSP was evenly spread out among over and underrepresented districts, which corresponds to the nationwide results discussed 117 earlier. In 1987, the RP did not win any seats and therefore its results are all on the negative side of the horizontal axis. In 1991 and 1995, however, the RP was successful in winning seats; in 1991, the RP still was underrepresented in most districts, while in 1995 the RP actually was overrepresented overall (it was banned in advance of the 1999 elections). The FP was also able to win more seats than votes in the 1999 elections (and it was also banned before the 2002 elections). In 2002, the AKP proved to be extremely successful at the polls, winning more seats than votes in almost all of the districts. The 2007 elections were also successful for the AKP, but it did not get as large of a seat bonus as in 2002. What is the distribution of province-level seat-vote differences? Is there a noticeable trend in specific districts? Because of the large number of administrative divisions in Turkey, I selected four districts from among Turkey's 85, choosing ones that varied in location, population, and DM. Table 6-3 displays the distribution of seat-vote differences in those districts each year. Adyamin is in the southeast of the country, Bingol in the east, Kayseri in the center, and Konya in the southwest. In Bingol, the DM was two through 1977, and then from 1987 on was a DM of three. With such a small DM, the conversion of vote share to seat share generated large seat bonuses in terms of seat proportion. With such few seats in play, however, the absolute number of seats awarded to the party did not increase significantly, especially since there were between 400 and 550 seats in the entire Parliament. Adiyamin had a DM that varied between 4 and 6. The votes-to-seats transformation also resulted in increasingly generous bonuses through 2002. Again, with such few seats to divide among several parties, the seat distribution did not contribute greatly to the party's seat share. Kayseri's DM was between 7 and 9, with the majority of years staying at 8. With the exception of 1991 and 2002, the votes-toseats transformation did not result in as great seat bonuses proportionally. Konya had the largest 118 DM of the four districts I chose: proportionally, the difference between vote share and seat share was on a similar scale as Kayseri's. However, when DM is taken into consideration, the seat bonuses (in terms of absolute number of seats) for a district as large as Konya are significantly greater than in a district half its size. Table 6-3: Islamist party election results in select provinces Bingol Vote 1973 1977 1987 1991 1995 1999 2002 2007 Seat Share Share 25.5 50.0 25.4 0.0 22.2 0.0 35.0 66.7 51.6 100.0 24.4 66.7 31.6 100.0 71.5 100.0 Seats - District Vote Votes 24.5 -25.4 -22.2 31.7 48.4 42.3 68.4 28.5 Magnitude 2 2 3 3 3 3 3 3 Share 22.1 19.2 11.4 24.9 32.6 27.5 41.5 65.1 Adiyamin Seat Seats Share Votes 25.0 2.9 25.0 5.8 0.0 0.0 40.0 50.0 80.0 80.0 Kayseri 1973 1977 1987 1991 1995 1999 2002 2007 Vote Seat Share 16.5 9.0 9.3 31.6 33.1 23.2 54.1 65.6 Share 12.5 0.0 0.0 100.0 44.4 25.0 87.5 75.0 Seats - -11.4 -24.9 7.4 22.5 38.5 14.9 District Magnitude 4 4 4 4 5 6 5 5 Konya District Vote Votes Magnitude Share -4.0 8 16.5 -9.0 8 19.7 -9.3 8 15.0 68.4 7 33.0 11.3 9 41.7 1.8 8 30.2 33.4 8 54.9 9.4 8 64.8 Seat Share Seats Votes 18.8 18.8 0.0 2.3 -0.9 -15.0 46.2 13.2 56.3 14.6 37.5 87.5 7.3 32.6 81.3 16.5 District MaIagnitude 16 16 14 13 16 16 16 16 Another illustration of disproportionality is Figure 6-2. The horizontal axis is the election year, and the vertical axis represents the difference between seat share and vote share awarded to the Islamist parties. The 4 districts I discussed are labeled on this plot. Since 1987, Islamist parties have become more competitive in the electoral system in Turkey. It is important to note that the MSP participated in the 1973 and 1977 elections, the RP in 1987, 1991, and 1995, the FP is the party that competed in the 1999 elections and the AKP participated from the 2002 elections 119 to 2007. In 1987, the RP did not surpass the 10% threshold and so was not awarded any seats coup, the difference (which is why all of the points are below the S-V=O line). Before the 1980 After the between votes and seats at the district level was relatively small, never exceeding 0.2. much greater districtcoup, however, the elections in which the Islamist party participated show level seat-vote disproportionality, reaching -+0.70 in 1991 and 2002. The number of districts until in 2002 being underrepresented (that is, below the S-V=O line) drops gradually over time; and 2007 there are only 2 districts and 1 district, respectively, which received fewer seats than votes. Figure 6-2: District-level seat-vote disproportionality for the Islamist party Note: I jittered the resulting scatter plots to show the concentrations of disproportionality each year. 120 Notice that Bingol and Adiyamin, the smallest districts, are generally on the extremes of the vertical axis after the 1980 coup: in 1987 Bingol has one of the lowest vote-seat disproportionality scores, while in 1991 Adiyamin is in this same spot. In 1995, 1999, and 2002 Bingol was among the districts with the largest seat bonuses. Beginning in 1995, these four districts are always on the positive side of the votes-to-seats transformation; in each of them, the Islamist party always received seat bonuses. From 1995 to 2002, the Islamist party received seat bonuses in all four labeled districts, which indicates a more general trend that the Islamist party improved its performance across all districts. In 2007, the magnitude of seat bonuses overall decreases, but the AKP maintained its general positive seat-vote disproportionality. Does the district magnitude influence the level of disproportionality in a district? Despite Esmer and Sayari's (2002) examination of the evolution of parties, the determinants of voting, and election results at the national level in Turkey, their study also does not probe the effects of the election threshold on the translation of vote share to seat share. Carey and Hix (2009) examine the effect of DM on proportionality, and find that lowmagnitude districts are the highest achievers on a combined scale of proportionality, party system fragmentation, coalition-building, and government performance. They use the median DM of a system to reach this conclusion. This choice causes problems in countries with a large variation on DM, as it does not account for how seats are distributed at the district level. For example, in Turkey the median DM is 6 (placing it in Carey and Hix "small DM systems"), but the variation on the mean actually varies quite a bit (depending on the year, the standard 121 deviation is between 4.6 and 8.6). Because of this large variation, is it accurate to consider Turkey a true "small DM system"? Does varying the DM in Turkey's electoral districts affect proportionality? Table 6-4 provides an overview of the Islamist parties' performance among all districts, broken down by district size. I defined districts with a DM between 1 and 4 as "small," 5-8 as "medium" and 9 or greater as "large." This figure provides the number of districts in a given year that fall under that categorization, the mean magnitude of these districts, the percentage of votes Islamist parties received (in all those size districts), and the percentage of total seats received. For example, in 1995 there were 28 "medium" districts, with a mean magnitude of 6.29 seats. The RP received 22.95% of the total votes in these districts, and was awarded 32.95% of the total seats available. Table 6-4: Islamist Party Results Based on District Size Small (1-4) Medium (5-8) Mean Year 1973 1977 1987 1991 1995 1999 2002 2007 Mean DM V 3.2 3.2 3.3 3.0 3.1 3.0 3.0 3.0 12.1 9.5 6.5 16.8 20.8 12.9 30.5 45.2 S S-V 10.1 -2.0 5.9 -3.6 0.0 -6.5 33.3 16.5 28.6 7.8 18.6 5.7 70.1 39.6 65.2 20.0 I DM 25 27 25 36 34 39 39 39 6.4 6.5 6.3 6.1 6.3 6.2 6.3 6.3 V 12.8 12.7 8.8 19.1 23.0 16.0 37.8 51.2 S S-V 10.4 -2.5 5.7 -7.1 0.0 -8.8 23.0 3.9 33.0 10.0 21.5 5.4 74.1 36.3 69.6 18.4 Z 30 30 31 27 28 24 27 27 Large (9+) Mean Year DM V S S-V X 1973 1977 1987 1991 1995 1999 2002 14.8 17.1 15.8 16.0 15.9 16.6 13.8 10.7 6.7 6.0 15.1 20.7 15.8 33.5 11.2 4.7 0.0 6.8 25.9 19.1 60.1 0.5 -2.0 -6.0 -8.3 5.2 3.3 26.6 12 10 11 11 17 17 19 2007 13.9 44.7 55.7 11.0 19 122 The number of districts in the small and large categories increased significantly from 1973-2007. In addition, the mean DM of small districts decreased slightly, while the mean DM increased and then decreased after 1999 in large districts. The number and mean DM of medium districts remained relatively constant throughout this time period. The largest disproportionality occurred in the small and medium-sized districts- since these districts have few seats to divide up among the competing parties, it follows that these districts would be particularly disproportional. For a visual representation of this disproportionality, the following figure provides the vote and seat returns, by DM, for Islamist parties from 1973-2007. I have graphed the small, medium, and large DM districts separately, to relate the relationships from Table 6-4 to seat-vote proportionality (for reference, DM<5 circles, DM>4 &<9 triangles, DM>8 squares). The x-axis represents the vote share received by the Islamist party, while the y-axis represents the seat share awarded to the same party. I also included the line V=S (shown as a diagonal line) in the graphs to represent perfect proportionality. In the 1970s, the MSP was underrepresented in the small districts (circles), as many of the districts in which they won a significant amount of votes were not awarded to the MSP. Before the 1980 coup, Islamist parties received more seats than votes in the small DM districts, and fewer seats than votes in the large DM districts. In 1973, the MSP was slightly underrepresented in the medium districts (triangles), but the graph indicates that the districts in which the MSP was awarded seats were overrepresented. 123 Figure 6-3: From Votes to Seats: 1973-2007 Note: DM<5 circles, DM>4 &<9 triangles, DM>8 squares, and the line in each graph is the V=S line or perfect proportionality line, not a regression line; the dashed line is the fitted line to the data The overall underrepresentation in 1973 is due to the MSP not being awarded seats in several districts in which they won many votes. Overall, the MSP was represented roughly proportional to its vote share in large districts (squares), but the graph indicates that in the districts in which the MSP was awarded seats, they won slightly more seats than votes. The MSP was underrepresented across all DM sizes in 1977, which the graph shows is a result of the MSP not receiving any seats in many districts, despite solid performances at the polls in those districts. Again, in the districts in which the MSP was successful at winning seats, their seat share is greater than their vote share. 124 In the 1990s, the RP and the FP were the Islamist parties competing for representation in the parliament. The graphs for these elections indicate that there were many districts in which the party failed to gain representation, and in 1991 the RP was refused seats in districts of all sizes. When the RP was successful, however, it gained slightly more seats than votes overall, but was awarded significant seat bonuses in the small (circles) and medium (triangles) districts, while receiving only small bonuses in the few large districts it won seats. In 1995, the RP was much more successful at the elections overall. It only failed to win seats in small and medium districts, but in fewer districts overall. The RP received greater seat shares than vote shares in virtually all districts, but the DM affected the size of the seat bonus. In 1991, the RP received the largest seat bonuses in medium districts (squares), and in 1995 and 1999 the RP received the greatest seat bonuses in small districts (circles); this can be explained by the simple fact that there are fewer seats to divide among the successful parties, and so the most successful parties (even if they win 30-50% of the district vote) can win the majority of the seats. The RP received the smallest seat bonuses in large districts (squares): as DM goes up, there are more seats to be divided among the competing parties, and so the seat bonuses are not as generous. After referring back to Table 6-2 a clearer pictures forms. In the 1973 and 1977 elections, the MSP gained representation in many districts, and its nationwide V-S scores for these elections was -1.13 and -3.24, respectively (indicating that they were awarded 1.13 and 3.24% fewer seats than they won in votes). The RP failed to exceed the threshold in 1987, and so it was not seated in the Grand National Assembly (it won 7.16% of the nationwide votes). In 1991, the RP succeeded in exceeding the 10% threshold, but were awarded a smaller seat share than vote share. In 1995, the RP exceeds V=S line in more districts, resulting in a greater seat share than vote share (generating V-S=+7.35). In 1999, S-V is still positive, but slightly smaller 125 (+4.77), indicating that the disproportionality, at least with regards to the FP, was smaller. In 2002 all but one district, the AKP held a significantly greater seat share than vote share, which explains why all but one districts is placed far above the V=S line. The AKP's S- V is +21.72, meaning that it received 22% more seats in the Grand National Assembly than its vote share would have indicated. In 2007, the AKP still captures a larger seat share than vote share, but the difference between these two (S-V) is not as large (+15.42). Note these V-S calculations are done from the nation-wide seat share and vote share, not on an individual district basis. I also note that this disproportionality is not unique to the Islamist parties; all parties since 1983 have experienced greater seat-vote disparities than in elections prior. The AKP has been by far the most successful Islamist political party in Turkish politics. In 2007 and 2007 the AKP won seats in all but one district. As a result, the AKP was overrepresented in all district magnitude levels, but the size of the DM does influence the seat bonuses regardless. The largest seat bonuses were in the smallest (circles) districts, followed by the medium (circles) districts, and then the large districts (squares). In the 2002 elections, the AKP also increased its seat bonus as its district-level success grew in the small and medium districts in relation to the large districts. The regression lines in the 2002 elections indicate that, in the small and large districts, as the AKP's success grew, it received greater seat shares. If the regression lines were parallel, the seat:vote ratio (the slope of the line) would be the same across all DMs; this is not the case in 2002. Winner Take More? After examining the results for Islamist parties in Turkey's Grand National Assembly Elections, especially the 2002 and 2007 district-level vote-seat disproportionality, another 126 possibility arises: the party that is the most successful that receives the most generous seat bonuses? Figure 6-4 displays the vote-seat scatter plots for the top vote getting party in each of Turkey's elections since 1961. Before the 1980 military coup, the top vote getter did not stray far from district-level proportional vote share-seat share- the few instances of districts far from the V=S line have the smallest DM, and thus the fewest seats to give out. As a result, the V-S for that district may be large and positive or small and negative, but in reality there were 4 or fewer seats to be awarded (parties received a significant seat proportion bonus, but this bonus did not result in a great deal more seats in total). The results after 1983 are much less proportional. ANAP's win in 1987 translated into a seat bonus in almost every district (just like the AKP in 2002 and 2007). Note: DM<5 circles, DM>4 &<9 triangles, DM>8 squares, and the line in each graph is the V=S line or perfect proportionality line, not a regression line; the dashed line is the fitted line to the data 127 The analyses of Turkey's elections indicate that there is a great deal of disproportionality on a national as well as province level. By focusing on the Islamist parties' performance since 1973, it is clear that the system put into place after the 1980 coup is sacrificing representation. While the regime may have installed this system to prevent opposition parties from gaining power, it is clear that the Islamist parties have overcome the obstacles put in place to gain power. Since 1983, parties have become less successful at gaining seats in the national legislature. In addition, the effective number of parties' calculations using vote share and seat share indicates a great deal of disproportionality at the national level since 1983. Indeed, 18 parties competed in the 2002 election, with two winning seats. Using vote share with the effective number of parties calculation, there were 15 parties; with seat share this calculation was 2.6 parties. The 10% threshold is clearly at work in this example: seven of the 18 parties won more than 5% of the national vote, which would have awarded them each approximately 27 seats if there was no minimum vote share requirement. The Gallagher Index of proportionality analysis indicates that disproportionality increased significantly after the 1983 elections. Combining this result with the party success rate and effective number of parties analysis provides further evidence that the 10% national threshold is contributing greatly to misrepresentation in the Turkish parliament. The difference between seat share and vote share for parties at the national level also increased significantly after the 1983 elections, providing party-level evidence for the effect of the threshold on the transformation of votes into seats. By focusing analysis on a single party throughout this time period, I uncovered district-level effects of the threshold and DM variation on the conversion of votes into seats. The results for the Islamist party over time, with a special focus on elections after the 1980 military coup, indicates that these barriers to representation have recently been overcome. Once it met the 10% threshold 128 in the 1991 elections, the Islamist party gradually improved upon its success to culminate in the 2002 and 2007 elections in which they gained large majorities at both the national level and at the district level. In examining the effect of DM on party success, it has become ever more clear that when a party can reach the 10% threshold nationally, its success at the polls will generate significant seat bonuses, with the largest effect on small and medium-sized (less than 9 seats) districts. In the next section, I provide a counterfactual analysis: with a 5% national threshold, instead of the 10% threshold, what would Turkey's parliament have looked like since 1983 (assuming the same vote shares for the parties). Election Thresholds and Representation To reallocate seats under a new election threshold poses several challenges: the D'Hondt method requires focusing on a single district at a time, which in Turkey's case means a total of 85 seat allocations, in districts with as many as 25 seats (in a few cases even 60). Instead of reallocating all 550 seats, I have focused on the 4 districts I discussed in detail in Chapter 6. I reallocated all of the seats in these districts using a 5% national election threshold, assuming the vote shares for the parties is unchanged. The D'Hondt method of seat allocation is used in many countries with PR electoral systems. After the votes are counted in each district, the parties (if it is a closed list) or candidates (if it is an open list system) are arranged in descending order. For each district, a separate calculation must be taken. Successive quotients are taken using the total number of votes for each party. The formula for the D'Hondt method is V s+1 129 Where V represents the total number of votes received by the party or candidate, and s is the total number of seats allocated already. The first seat automatically is allocated to the party with the largest vote share, since the solution for all parties is simply the total number of votes divided by 1. Table 7-1 is the seat allocation for Kayseri (DM=9) in 1995 (under the 5% threshold). The total number of votes received by each party is listed in the marked row. Bolded numbers show which party won the seat in question. For example, looking at the quotients displayed in Row 3, those were used to determine the allocation of the third seat. In this case, the RP, with a quotient equal to 74,800 was the largest. Whenever a party receives a seat, its quotient is recalculated, using the new s; the RP's quotient is then recalculated with s=2 (it already had one seat to begin with), giving it a quotient of 49,867. The process is then repeated, comparing all the quotients all over again, until every seat is allocated. In this case, the CHP did not win enough votes to receive any seats. Table 6-5: D'Hondt Method: Kayseri 1995 Total Votes 1 2 3 4 5 6 7 8 9 Total Seats RP 149600 149600 74800 74800 49867 49867 49867 37400 37400 37400 29920 4 Kayseri 1995 Party MHP DYP 80522 65927 80522 65927 80522 65927 40261 65927 40261 65927 40261 32963.5 40261 32963.5 40261 32963.5 40261 32963.5 26841 32963.5 26841 32963.5 2 1 ANAP 64757 64757 64757 64757 64757 64757 32378.5 32378.5 32378.5 32378.5 32378.5 1 DSP 47776 47776 47776 47776 47776 47776 47776 47776 23888 23888 23888 1 CHP 30502 30502 30502 30502 30502 30502 30502 30502 30502 30502 30502 0 130 This method of seat allocation is very tedious, especially when it is completed without an automatic program to perform the successive quotients. For this reason, only the four districts examined in this chapter are treated in the 5% threshold analysis. Figure 6-5 displays vote and seat share in the four districts (Adiyamin, Bingol, Kayseri, and Konya) from 1961-1977. Each data point represents the results for one party in a single district. The horizontal axis displays the vote share the party won, while the vertical axis shows the seat share the party received. The solid line represents perfect proportionality between vote and seat shares, i.e. that a party received exactly the same amount of seats it won as votes. When a data point is positioned above the solid line, it means the party received more seats than votes; when the data point is below the solid line, it means the opposite- that the party received fewer seats than it won in votes. The dashed line displays the regression line to these results. These show the election results without any nationwide threshold. Even though the line deviates from perfect proportionality, the small DM districts drive much of the deviation (because parties either received seat bonuses greater than their vote share or received no seats at all due to the few number of seats in play). While there are a number of parties that do not receive any seats, the vast majority of them are small DM districts (circles), or they received less than 10% of the district's votes. The medium and large DM districts align much closer to perfect proportionality than the small DM districts, as they have more seats to divide among all the competing parties. There is only one district in which a party wins all of the seats, Bingol in 1961. The district magnitude of Bingol is 2, and so this disproportionality is expected in such a small DM. 131 Figure 6-5: 1961-1977 Vote and Seat Share for Select Districts, T=0 Note: DM<5 circles, DM>4 &<9 triangles, DM>8 squares, and the line in each graph is the V=S line or perfect proportionality line, not a regression line; the dashed line is the fitted line to the data The election results from 1983-2007 are used for the next two analyses. First, I show the actual vote and seat share under the 10% threshold. Then I examine the vote share with a hypothetical 5% national threshold instead. For the purposes of this analysis, I only include the results from parties that have reached the 5% threshold. There are a number of parties that are excluded from this analysis, but all of their data points would lie on the horizontal line at Seat Share=0. Figure 6-6 displays the election results for Adiyamin, Bingol, Kayseri and Konya for 1983-2007. The 10% threshold is in place, and so greater disproportionality is expected. Again, the solid line represents perfect proportionality, while the dashed line shows the trend line for the 132 data. The first observation is that there are many more parties that do not receive any seats in these districts. The majority of points in which the party received no seats were in small DM Whereas before 1980 the parties that were left out appeared mostly in small DM districts, the DM is not as powerful a predictor when there is a large threshold in place. In both large DM and medium DM, in addition to small DM districts, parties that win up to 30% of the district vote are barred from entry. The trend line lies far from the perfect proportionality line, and is driven by parties that receive either all of the seats (which occurs even when the party wins as little as 30% of the district vote, and happens in large DM districts more frequently than previously and in small DM districts as well) or none. Indeed few parties received seat shares equivalent to their vote shares. The situations in which this did occur (where V=S) are when the DM is larger than four and the party receives between 5% and 25% of the district vote. Although the trend line does "fit" the data in the sense that the endpoints of the line match the general relationship in the results, very few of the data points actually lie on the line. The only cases in which the results aligned perfectly with the trend line are within either small or large DM districts when the party won between 10% and 40% of the vote. 133 Figure 6-6: 10% Threshold- 1983-2007 Note: DM<5 circles, DM>4 &<9 triangles, DM>8 squares, and the line in each graph is the V=S line or perfect proportionality line, not a regression line; the dashed line is the fitted line to the data Figure 6-7 displays the results from the counterfactual analysis. How does the translation of votes into seats change when the threshold is lowered to 5% of the nationwide votes? While there are still parties that receive no seats, these data points represent the parties that won fewer than 20% of the vote share, and are either from small DM districts (and receive up to 20% of the votes in those districts) or from large DM districts, in which they receive less than 10% of the district vote. The data fit the trend line (again, the dashed line, while the solid line is the perfect proportionality line) much better than the results with the 10% threshold. 134 Figure 6-7: 1983-2007 Results with 5% Election Threshold Note: DM<5 circles, DM>4 &<9 triangles, DM>8 squares, and the line in each graph is the V=S line or perfect proportionality line, not a regression line; the dashed line is the fitted line to the data The districts that fall far from the trend line are all small DM districts (and all have DM=3), in which the seats cannot be parsed out to many parties, and so have higher levels of disproportionality. The small DM districts are driving the trend farther away from perfect proportionality. Dropping these four data points from the analysis results in a much clearer picture and is displayed in Figure 6-8. 135 Figure 6-8: 5% Threshold with trimmed results /I7aL / .- / // / A /xe00 711 ./ U~ S A 0% a Note: DM<5 circles, DM>4 &<9 triangles, DM>8 squares, and the line in each graph is the V=S line or perfect proportionality line, not a regression line; the dashed line is the fitted line to the data Thus far, the election threshold has proved to be a mechanism by which vote shares are transformed into seats very poorly. Not only does the overall trend vary greatly from the principle of proportionality, but also at the district level very few parties receive seat shares proportional to their vote shares. Even by decreasing the threshold to 5%, I have demonstrated that a much higher level of proportionality is reached, without removing the threshold completely. In this way, the number of parties entering government in Turkey will still be limited, but the parties who do receive seats will be more equally distributed according to their relative popularity. 136 To illustrate the change in vote representation in the Grand National Assembly, I define a value, R, representation, which is the sum of the proportion of votes for each party that wins seats in the parliament, at the district level. P=i Representation formula where i corresponds to each party p to party n (the parties whose vote shares result in seats) and V, is the percentage of votes for each party that meet the above criteria. It was not possible to complete the full calculation of vote representation at the national level, but the levels of representation for the four districts illustrated above are presented in Table 6-6 below. Under "Actual R," R is displayed for the true seat distribution (the 1961-1987 elections are shown in the top half of the column, while the 1983-2007 elections are displayed in the bottom half). The bottom half of the table is broken into two different thresholds- 10% and 5%, and the columns are labeled as such. Note that R for 1983 does not change depending on the threshold- since the regime limited the number of parties that were allowed to participate, and all of them exceeded the 10% threshold, all of the parties who won seats are the same in both situations and R does not vary. R from 1961 and 1977 is the lowest in the districts with the smallest DM, with corresponding increases as DM increases. The districts with the highest R have the largest DM as well, especially before 1983. In 1983, R remains high, but beginning in 1987, R lowers significantly across all four districts. R in all districts drops as low as 27.2% (in 1991 in Adiyamin), meaning that only 27% of the votes cast in Adiyamin actually resulted in seats in the Grand National Assembly. 137 Table 6-6: Representation in Select Districts Bingol Adiyamin Kayseri Konya Bingol Adiyamin Kayseri Konya RIT=10 RIT=5 AR DM RIT=10 RIT=5 AR DM RIT=10 RIT=5 AR DM RIT=10 RIT=5 AR DM RIT=0 DM=2 RIT=0 DM=4 RIT=0 DM=8 RIT=0 DM=16 1983 44.2 44.2 0.0 2 99.9 99.9 0.0 4 97.2 97.2 0.0 6 97.7 97.7 0.0 13 1961 1965 1969 1973 1977 54.6 66.6 64.6 48.8 55.0 86.4 80.5 80.9 83.5 89.8 86.3 94.8 92.4 85.1 89.3 100.0 90.8 92.8 94.4 95.7 1987 -73.1 80.2 7.1 3 32.9 80.3 47.4 4 44.7 85.6 40.9 8 55.5 94.1 38.6 14 1991 -62.6 80.5 17.9 3 27.2 97.3 70.1 4 31.6 92.1 60.5 7 79.0 99.5 20.5 13 1995 51.6 51.6 0.0 3 76.9 76.9 0.0 5 72.6 90.4 17.8 9 83.7 95.7 12.0 16 1999 38.9 38.9 0.0 3 65.6 77.7 12.1 6 81.8 72.2 -9.5 8 87.9 93.2 5.3 16 2002 31.6 53.7 22.1 3 54.9 66.9 12.0 5 65.4 76.8 11.4 8 63.5 80.2 16.7 16 2007 71.5 71.5 0.0 3 79.2 79.2 0.0 5 90.9 90.9 0.0 8 86.4 92.3 5.9 16 Comparing R for the post-1983 elections across the two different threshold levels displays large improvements by lowering the threshold to 5%. The only district in which pre and post threshold levels do not have large disparities is Bingol- from 1961-1983, the DM is 2 and beginning in 1987 it is 3; when the DM increases the representation levels also increases as well. A number of the election results in Bingol do not have varying R for the different thresholds; the small DM prevents seats from being distributed to more than a few parties, and so representation can't be improved significantly by altering the national threshold. 138 The greatest improvement in R occurs in the medium DM districts; R in Kayseri varies from [31.60, 97.20] under the 10% threshold, while the range in R changes to [72.22, 97.20] with a 5% threshold. For small DM districts, R varies from [27.20, 99.90] under the 10% threshold and from [38.89, 99.90] with a 5% threshold. Note the improvement in Adiyamin: from a range of [27.20, 79.20] (excluding the 1983 elections) following the enforced 10% threshold, to a range of [66.90, 97.30] under a 5% threshold. The large DM district, Konya, doesn't show as significant improvement on variation on R as in smaller districts, but there is noticeable increase. Conclusion By examining the individual election results for the Islamist party since 1973, an important pattern emerges. The Constitutional Court banned the RP in 1998, the FP in 2001, and brought the AKP to a vote on its legality in 2008. By aligning these Court decisions with the election outcomes, there appears to be a connection between increasing success and Court bans. There are other factors at work besides election results, but the persistent secular-nationalist agenda pursued by the Turkish regime since its independence combined with the threat of religious parties dominating the legislature provides sufficient evidence as to the political ramifications of Islamist success. The data from Turkey suggests that a universal mechanism like its national threshold has a great deal of power when it is used to counteract the growing strength of a competitor. When, however, the competitor becomes popular enough with the people, it can take advantage of the mechanism to reap the rewards inherent in the election threshold. The universality of the threshold as a mechanism means that the regime that installed it does not necessarily have direct control over who receives the benefits or punishments of it. 139 Chapter 7 The Implications of Manipulation Analysis of election returns in Jordan and Turkey has revealed electoral mechanisms that severely affect representation. In Jordan, the degree of malapportionment in any given district is directly related to both turnout and IAF representation. In addition, the proportion of nationwide voters in a given district is closely related to both turnout and IAF representation. The results from Turkey reveal a great deal of misrepresentation as a direct result of the large national election threshold. Installed to prevent opposition to the ruling regime from gaining power, both of these mechanisms have their limits. In this chapter I evaluate the consequences of malapportionment in Jordan and the election threshold in Turkey. I examine a policy case study in Jordan that is of great significance: laws regarding honor crimes. I discuss the limitations of Turkey's election threshold on containing the opposition in light of the fact that the AKP, clearly a regime opponent, has overcome the election threshold to prosper in the past decade. In the next section, I review the effect of malapportionment on policy, using the case of honor crimes as an example. In both countries, the regime has recently learned that building controlling mechanisms into an election system will not necessary result in support for its agenda. Jordanand Honor Crimes While the top-level results from Jordan support the hypothesis that the Hashemite regime maintains total control over the legislature, recent policy debates have suggested otherwise. 140 Despite the regime's efforts to gain support for its agenda, there are areas of public policy on which the interests of regime loyalists differ greatly from the regime's plans. Through a discussion of the controversy surrounding honor crimes legislation in Jordan, I examine the influence of electoral mechanisms in Jordan on policy reform. Since the Hashemite court itself is responsible for allocating the House of Deputies seats, it is expected that the policies that the King supports would be accepted, actually favored by those who benefit the most from the districting. However, in this case, those who are considered "regime loyalists," "traditionalists," "tribalists," the most stalwart supporters of the Hashemites, are actually the very same MPs who voted against the King's proposed changes to this law. Fadia Faqir, a leading scholar on women's rights issues, focuses on the Arab and/or Muslim world's reaction to women's rights movements. A major issue dividing Jordan's political elites is the subject of honor crimes, which are murders of women by their family members because it is believed they have brought dishonor to the family name (by sexual promiscuity, rape, or even rumors). These crimes are unique from "crimes of passion" that are prevalent in many legal systems, although they do result in lesser punishment for the guilty parties. The crime is understood as "the social harm and loss of honor caused by the women's behavior," in the words of Warrick (2005). These crimes are not just found in Arab/Muslim countries, but have also been found in several U.S. states until the 1970s, India and Brazil. In Jordan, honor crimes are not just found in conservative Islam but also Christian communities as well as those governed overwhelmingly by tribal law rather than religious law. In 90% of known cases of honor killings in Jordan, the murdered woman was found to still be a virgin (Ghattas 1999). 141 The story behind honor crimes in Jordan serves as an example where authoritarians, despite the lengths they go to in order to retain ultimate control over the legislative agenda, cannot predict the course which policymaking goes. The election mechanism intended to make the regime's priorities sail past the legislature's seemingly "rubber stamp" votes turned against the Hashemites in this example. MalapportionmentandRegime Loyalists Analysis of malapportionment in Jordan has revealed that the rural, desert areas of Jordan (essentially the entire country outside of Amman, Irbid, and Zarqa) are the primary beneficiaries of malapportionment. This part of the country is significantly overrepresented in the House of Deputies: in 2003, 38% of the nationwide population were represented by 65% of the Ministers of Parliament, while 61% of Jordanians were represented by 35% of the members of the House of Deputies. The motivation behind this misrepresentation is that the overrepresented regions are the home of regime loyalists, while the urban areas hold the more extreme politicians. While the urban political elites aren't necessarily opponents of the Hashemites (most Jordanians support the royal family), they are formidable competitors to the traditional tribal elite outside the cities. As a result, the urbanites don't hold power equal to their population share, relatively to the rest of the country. The distribution of seats leads one to believe that these tribal elites strongly support King Abdallah II's political agenda, and work in concert with the appointed Upper House to ratify the Royal Court's legislation. In the case of honor crimes, one of the foremost policy debates in the country today, this is not the case. In fact, while the King wants to reform laws regarding 142 perpetrators of honor crimes, the tribal elite votes against these proposed changes every time it reaches the Lower House. The Legal Background Honor crimes are a looming issue in many places including Jordan (and other Arab and/or Muslim countries), as the state of discussion about women's rights and domestic violence has yet to reach the point where action can be taken to ameliorate the situation. In many of the countries where honor crimes are a significant problem, laws governing these crimes are a combination of Islamic Shari'alaw and laws passed down from colonial powers. Article 6 in the Jordanian Constitution guarantees the rights of all Jordanian citizens regardless of their gender, but Article 340 in the Penal Code contradicts this by saying: 'he who discovers his wife or one of his female relatives committing adultery with another, and he kills, wounds or injures one or both of them, is exempt from any penalty,' and later on states 'he who discovers his wife, or one of his female ascendants or descendants or sisters with another in an unlawful bed, and he kills, wounds or injures one or both of them, benefits from a reduction in penalty' (Jordanian Penal Code, Number 16, 1960). In the reverse situation, if a woman finds her husband with another woman, she does not have the same rights. While these laws are usually linked back to Shari'a law by commentators and critics of Muslim countries, they actually trace back to the 1810 French Penal Code. Most of these type of laws stemming from the French Mandate in Lebanon have been changed since the end of colonialism in the region, except several related to family and public conduct, including the one described above in Jordan. These laws are present in many Arab and/or Muslim countries; before signing on to the Convention on the Elimination of All Forms of Discrimination Against 143 Women, Bangladesh, Egypt, Iraq, Jordan, Morocco, Tunisia and Kuwait all entered reservations on one of the articles (which affirms equal rights for women in marriage and familial relations) (CEDAW 2003). In Islamic law, adultery is forbidden, but in order for punishment to be given (which is, according to the Koran, 100 'medium' lashes in public for unmarried women and men and stoning for married women and men), it must be established that the act took place by repeated confessions, testimony by 4 eyewitnesses, or pregnancy. These, standards, however, are not met in Jordan or other countries because the facts are not established; honor crimes in Jordan occur without a trial (i.e., the woman is punished without any legal or court procedure). While Article 340 was amended in 2001 to give women the right to benefit from mitigating circumstances, many believe this has not had any real effect on the number of honor crimes in Jordan. Since the level of punishment for committing an honor crime has not changed, it is not surprising that the proliferation of honor crimes continues. Warrick (2005) finds that while the majority of discussion of honor crimes in Jordan stems from Article 340, most perpetrators of the crime use Article 98, which is actually similar to the "crimes of passion" legislation in many countries today. To invoke Article 98, murderers do not need to satisfy the requirement of catching the woman in the act of adultery in order to prevent punishment; they merely need to be suspected of a bad act (Warrick 2005). The two sides: Royals and Secularists v. Islamists and Conservatives Somewhat surprisingly, the royal family is among the strongest supporters of revision of honor crimes law to equate punishment with other murders. In 1998, the Jordanian National Committee for Women, headed by Princess Basma (sister to the late King Hussein) appealed to 144 the government to change the law, while women activists in Jordan collected 15,000 signatures to cancel Article 340. Rana Husseini, a prominent columnist for the Jordan Times, an English language daily newspaper in Jordan, lead the petitioners, and continues to report honor crimes in her newspaper (while Arabic-language newspapers either minimize coverage or fail to report these events at all). There are also a number of prominent Islamic scholars in Jordan and elsewhere that oppose the lack of punishment for honor crimes on the basis that any form of murder violates the law of God. The main opponents of punishment for perpetrators of honor crimes are found in two groups: the Islamic Action Front Party and conservative sections of society. The IAF supports honor crimes legislation, but actually prefers a more strict interpretation of Shari'alaw, which requires that the crime be established by one or more of three types of evidence (from above, confessions, four eyewitnesses, or pregnancy). IAF support is also based on the establishment of the crime by a judge with at least one form of evidence, not in the way that it is currently practiced in Jordan (or other countries, for that matter). So while this support for honor crimes results in opposing increasing penalties for perpetrators, it does not mean that the IAF would select the current process as their ideal. The other group of opponents, coming mainly from the conservative tribal sectors of society, maintains that repealing the law would permit sexual immorality and either that the law actually does come from Shari'alaw or is simply legitimate because it serves the ultimate end of public morality (Warrick 2005). It is these tribal conservatives who are also the greatest beneficiaries of malapportionment. Because their districts are overrepresented in the House of Deputies, they ultimately render the deciding votes. While in most questions of legislation, especially funding, economic development, and general domestic policy, these loyalists would 145 have similar interests and considerations in mind as the Hashemite Court, honor crimes legislation is one on which they differ. Because of their dedication to "traditional" patriarchal society, where the male family members always hold the upper hand, and women have no power or independence and are to be protected by the men, these loyalists have no interest in providing the government with the power to prosecute an action that they don't perceive as a crime. The belief that dishonor to the family name must be removed at all costs guides their thought process. In their minds, the murder of a sister, aunt, or daughter because she is believed to have acted "shamefully" (which is a very subjective accusation in the first place, regardless of what type of proof, if any, exists) is justified by the necessity to keep the family name free of scandal. It is not murder so much as it is a "house cleaning" of sorts. Campaignsfor Change The regime has tried repeatedly to increase the punishment of honor crimes to the standard of other forms of murder, once in 1999, then in 2001, then in 2003, all to no avail. In each instance, the King (either Hussein or Abdallah II) proposed the changes, supported by the upper House of Parliament, sent it on to the House of Deputies, which then voted down the law. Unfortunately, greater detail than the overall result is impossible to find: there exists no public record of the vote results in any of these cases. While it is safe to assume that every member of the Islamic Action Front voted against repealing Article 340, it is difficult to speculate beyond that. However, many of the regions that are overrepresented in the House of Deputies are home to the "conservative" sectors of society that Warrick (2005) alludes to in her analysis. It is quite surprising that despite the support that the royal family, political elite, and prominent Islamist and secular scholars have for amending Article 340, little has been done. 146 Although the king retains the last word on matters of policy and law (officially), both King Hussein and King Abdallah II have demonstrated restraint in overruling parliamentary decisions. Despite the mechanisms for control highlighted earlier, and the perceived threats by Islamists and Palestinians, and in spite of pressure by the United States and other allies to liberalize, the Hashemites have chosen the "people's choice" over improved human rights and policy liberalization (although accepting the House of Deputies decisions is an improvement in the liberalization path, even if it is not in the direction of liberal policies). If anything, the movement for change on this issue has generated greater public discourse on the issue. Whereas at one time only one journalist, in one newspaper, was writing about these cases, they are now covered much more equally among the Jordanian press as well as many prominent Jordanian blogs. International awareness of honor crimes in Jordan has also increased since the grassroots movement. At the same time, however, overrepresentation of the traditionalist sectors of Jordanian society has contributed to the failure of proposals like honor crimes legislation. By inflating the voting power of these constituencies, the Royal Court is working against itself, despite its efforts to get this legislation passed. Were the seats to be distributed with greater attention to population distribution, it is possible that revisions to Article 340 and 98 would be law by now. In regions that have three times the population share than seat share, like Amman, proper apportionment would result in policy making that is more representative of both average Jordanian citizens and the Royal Court. Some would argue that since the regime in Jordan is not interested in proportionally representing its people in the legislature to begin, it should just have districts with the same number of seats, like in the United States Senate. In this scenario, urban areas would still be 147 underrepresented according to a consensual model of democracy, but representatives of each district or governorate would hold equal power in relation to other districts. The ultimate goal of the regime (increased representation of its loyalists) would be met, and the appropriate model of democracy would also be satisfied. Thresholds and Representation The analysis provided in Chapter 6 demonstrated that the 10% election threshold in Turkey has significant effects on representation. While this analysis did not examine the policy implications or government effectiveness as a result of Turkey's electoral system design, the results provide compelling evidence that Turkey's system is not representative of its citizens' preferences, despite its PR, multi-party electoral design. Even though this analysis did not reallocate all of Turkey's 550 seats using the 5% threshold, the patterns found in the selected districts carry over to all other districts. Lowering the national threshold to 5% increases the number of parties that participate in the government. For the most part, Turkey follows the consensual model of democracy. By using a proportional representation electoral system, and concentrating the majority of power in its legislature, as opposed to an executive, Turkey's governmental structure appears to subscribing to an inclusive political structure. Constitutional Court party bans and the high election threshold, however, weaken the ability of political parties to appeal to a diverse agenda, and decrease the level of representation in the Grand National Assembly. Table 7-1 displays the actual and hypothetical number of parties participating in the Parliament with the two election thresholds. Under the 10% threshold, there are never more than 5 parties present in the Assembly; the 5% threshold increases the number of parties for almost 148 every election, with a maximum of 7 parties participating in the 2002-2007 Assembly. The large number of parties permitted under the 5% threshold brings up questions separate from representation, namely the efficiency and ease with which coalitions are built under more complicated circumstances. Table 7-1: Number of Parties in the Grand National Assembly 1983 1987 1991 1995 1999 2002 2007 Participated in Elections 3 7 6 12 20 18 13 Number of Parties 10% Threshold 5% Threshold 3 3 3 4 5 5 6 5 5 6 2 7 3 4 Although it is safe to assume that disproportionality does not completely disappear when the election threshold is lowered, representation is improved with a lower threshold. To examine the effect of the threshold on government effectiveness and efficiency, it would be helpful to compare the governments from 1961-1977, in which there was no election threshold and multiple parties winning seats (up to 8) in the Grand National Assembly, with the post-1983 governments. In addition to decreasing the number of parties permitted to participate in government, the election threshold has a significant impact on the translation of votes into seats. It is not guaranteed that all votes will be represented in the parliament. The principle behind proportional representation is that voters' preferences are more represented in the legislature than in majoritarian systems, where the election formula is first past the post. The legislative consequences of this high degree of misrepresentation are unexamined, as yet. 149 The election threshold was installed to prevent opposition parties, specifically religious or ethnicity-oriented organizations, from gaining representation. The regime, however, failed to factor in the effect of popular support for these parties. It assumed that platforms like those of the AKP and HADEP would never garner greater support among Turks than those of the secular nationalist parties. In doing so, the regime failed to protect itself if one of their opponents became a favorite among the people, as the AKP has clearly demonstrated. As it is no longer an outsider, the AKP has taken advantage of the power of the threshold to enhance representation of the largest parties (previously limited to regime loyalists like the CHP), and in the process has demoted long time supporters of the military regime to minority status. In Chapter 6, I studied the effect of the election threshold on representation in Turkey's Grand National Assembly. The threshold gives generous seat bonuses to the most successful parties. Smaller parties, if they can reach the 10% threshold, receive much smaller seat shares compared to their vote share. Because of the large variation in district magnitude, the disparity between vote share and seat share varies a great deal as well. Seat distribution in small districts results in a greater disparity between vote and seat share, but does not actually result in many additional seats for the most successful party (since there aren't many seats to be distributed), while the vote-seat disparity in large districts may not be very large and yet provide many seat bonuses to the largest party. Until 1983, the military regime intervened when politics strayed from the secular, nationalist agenda envisioned by Turkey's founder. The introduction of the election threshold allowed the regime to avoid direct intervention but retain control over electoral politics for the most part. Because of the universal effect this mechanism has it represses the least popular parties and enhances the most popular ones, regardless of their political platform or affiliation 150 with the ruling regime. As a result, the functionality of this mechanism in the regime's favor depended upon the continued minority status of its opponents. When opposing parties became more popular among the people, however, the regime had no mechanism in place to intervene, besides the Constitutional Court (the majority party is the only organization that can bring a party to it). This chapter has examined the effectiveness of election mechanisms in their ability to repress opponents and enhance loyalists. Evidence from both countries suggests that, surprisingly, the utility of these mechanisms have their limits. Election mechanisms, regardless of who installs them, do not necessarily take the place of an unelected regime in controlling outcomes. In the case of Jordan, the regime's loyalists on most issues diverge in opinion on some of the most divisive policies. Despite the popular, elite, and royal support for increasing penalties for honor crimes, the tribal elites (both Muslims and Christians alike), because of their overrepresentation in the House of Deputies, are successful in preventing the law to change. The king's allies disagree with the regime on this key issue, one that has put Jordan in the international spotlight. The mechanism in Turkey, the election threshold, has a universal effect on election results. Because of this universality, the regime that installed it cannot effectively target a single party or opposition group. The checks and balances built into Turkey's governmental structure require members of the legislature itself to bring a party to the Constitutional Court for a hearing. As preferences of the public change, the threshold affects different parties: the most popular parties receive generous seat bonuses, while the least popular parties are relegated to minority status (in some cases they receive no seats at all). 151 Chapter 8 Containing the Opposition Summary The analysis provided here has made significant headway into specific incidences of electoral "engineering." The cases of Jordan and Turkey present different challenges to researchers, while holding constant a few common themes: strong nationalist agendas by the governing regime, movements towards liberalization (despite the motivations, the effort is there), and a strict interpretation in law and elite discourse of what it means to be "Jordanian" or "Turkish." While these definitions appear broad and inclusive towards all of their citizens, it is clear that the failure of these governments to recognize some ethnic minorities has been detrimental to the political development of both countries. In Turkey's case, the Kurds have resorted to terrorism and violence to demand autonomy, while in Jordan the PalestinianJordanians have relinquished the right to claim their primary source of identity as well as compromising the Arab-Israeli peace process (of course, depending upon whose side one stands, that could be a positive effect). For both countries, the pressure from the U.S. and European allies has clearly been a motivating factor for liberalization: Jordan's dependence on American aid and support, as well as its friendly, if not controversial, relationship with Israel promotes its security and stability in the region. Turkey has also accepted generous aid from the United States as well as European countries, and its bid to become a full member of the European Union has been hampered by its recognition issues as well as its frequent interventions in electoral affairs by the military and the Constitutional Court. 152 In Jordan, the House of Deputies' seats are not distributed along any type of "proportional" system. Rural, traditionalists and regime loyalists are overrepresented, while urban secularists (as well as Islamists) are underrepresented. The SNTV electoral system inhibits vote representation significantly. However, if one were to allocate its House of Deputies seats according to population, Amman would hold 37% of the total seats in the House of Deputies (it currently has 22%) and Irbid would have 19% of the total seats (it holds 15% today), which would drastically alter the makeup of the parliament. Most of the other constituencies would hold between 1 and 5% of the seats in the House of Deputies. With such a large concentration of seats in two governorates, it would be fairly easy for these two constituencies (although, since they are both urban centers, they have very similar interests, so they are really only one constituency) to command control of the House of Deputies, which would compromise the urgent economic needs of the rural and desert regions in Jordan. The case study of honor crimes in Jordan has highlighted the implications of inflating the power of some constituencies while repressing others through overt tactics. In Jordan, it is well known and acknowledged (outside of the Royal Hashemite Court, at least) that its path of defensive democratization is inhibiting liberalization. At the same time, however, the example honor crimes legislation demonstrates that in the area of policymaking, the Hashemite court has restrained itself from forcing policy change on an unwilling House of Deputies. While the outcome of this restraint, namely the continued lack of punishment for perpetrators of honor crimes, is unfavorable in the view of women's rights supporters and Jordan's Western allies, it shines a positive light on the prospect for true democracy in Jordan. Turkey, on the other hand, is facing slightly different pressures. It is the proactive actions of the regime, party bans, military coups, and unfairly high thresholds for representation that are 153 preventing it from reaching a state of democracy. However, the recent success of the AKP has changed the political landscape recently: parties that previously would not even consider appealing to the Kurdish minority in political campaigns are actively soliciting their vote with promises to recognize their ethnic heritage. In the past, Turkey's government written policies so secular that many constituencies, namely women and Kurds, are prohibited from freedom of expression through language bans and headscarf bans. The effect of the threshold has elucidated the disproportionality inherent in this election mechanism. This impact is felt throughout the country, not simply in small DM districts or by supporters of a single party. The threshold inflates the success of the most vote-winning parties while stifling the voices of smaller parties, to the point where sometimes only a minority of votes are represented in the parliament. The principles of PR systems require that a majority of voters' voices are represented in the legislature, and the 10% threshold is demonstrably exclusionary. Discussion The results in both countries have provided new perspectives on the purpose and function of elections. Turkey's case study did not examine the policy implications of misrepresentation as a result of the election threshold, although this step can be effectively approached in the future. In Jordan, a more rigorous study of the policy implications of its misrepresentation would enhance studies on malapportionment greatly, although the data limitations prevent this analysis today. Norris (2004) and Lijphart (1999) assert that electoral systems are engineered to suit the country in question. While the characteristics of states and election mechanisms used in each country are without a doubt different and specific to each case, the concept of representation is 154 universal to all systems. The case of Turkey demonstrates that in some countries, on the outside its commitment to representation is clear, but the fundamental principle of democratic governance is being violated. When the cardinal criterion for elected governments is debased, the entire system is doubted. Jordan's quasi-democratic state exemplifies the way in which the goals of government designers misshape the representation of its citizens' preferences to appease its loyalists. At the same time, when the authoritarian ruler of a democratizing state chooses to respect the opinions of its elected policymakers, despite the ramifications, it gives hope to the overarching concept of democracy. Although in both countries, voters go to the polls every few years to elect their representatives, the mechanisms at work as the voters cast their ballots are effectively removing many of their votes from the count. Because malapportionment's effects are relative, meaning that it hurts specific voters while benefiting others, it is quite straightforward to measure. While Jordan's mechanism, malapportionment, is overt and relatively easy to identify (a simple comparison of seat share and population share has sufficed), the mechanism in Turkey is subtler. Because the election threshold is applied across the entire country, its effects do not appear to be focused on any specific group or region. By selecting a single party, however, and analyzing its results year by year, the full impact of the threshold has proven that its effects are widespread. Voters across the country are rendered voiceless because their chosen parties are "too small," as scored on Turkey's subjective scale. In Jordan's case, it is probably not all that surprising that its electoral system is so unrepresentative. The driving force that has made it one of the most stable countries in the Middle East is the steadiness, strength and legitimacy of the Hashemite Royal Family. Despite his strict method of rule, frequent dismissal of parliament and imposition of martial law, King 155 Hussein is still memorialized by most Jordanians: pictures of him adorn the windows of taxi cabs, graffiti in Amman praises him, and his son, Abdallah II, has received similar admiration. The fact of the matter is that Jordan is not, by any measure, a democracy, regardless of the quality of its electoral system. The results in Turkey, on the other hand may be a surprise to many. Its long history with democratically elected governments portrays the image of one of the oldest democracies in its region of the world, especially when one overlooks the multiple military coups staged in the past half century. Despite the history of free and competitive elections and the abundance of election data, the willingness to characterize Turkey as a "democracy" is hindered by its trigger-happy military, proactive Constitutional Court, and prohibitively high barriers to representation. The analysis of these two countries has contributed to the literature surrounding electoral engineering. First and foremost, the example of Jordan has demonstrated that despite severe data limitations, powerful results can be generated if the data is properly utilized. Jordan's precarious place in the world is contingent on several strong relationships, and while installing an election system has appeased many of their lenders, the system is not necessarily fair. The discussion of honor crimes legislation has exemplified the somewhat odd relationship between the monarchy and the public. Typically one would expect the monarchy to be the "traditionalist," while the public is the progressive visionary; this is not the case. It is the Hashemites who are the advocates, along with prominent journalists, Islamic scholars, and secularists, for improving the status of women in their country, while the regime "loyalists", indeed the same group who is benefiting from malapportionment, are the opponents to change. Despite the difference of opinion, and the great willingness for its laws to change, the monarchy has not overturned (or 156 even suspended) House of Deputies policy for several years (and does not appear to be interested in doing so in the near future). Turkey's analysis has provided further evidence that election thresholds result in high levels of disproportionality. Because Turkey's Grand National Assembly is so large, however, lowering the threshold, even to a 5% level, greatly improve the degree of representation and improve the translation of votes into seats. The threshold distorts vote and seat share at the highest level in small DM districts, but the greatest impact (in terms of absolute number of seats) is felt in the medium and large DM districts; since these districts have more seats at play, a 15% seat share increase could result in additional seats for the party in question, while that same addition will not benefit representation in small DM districts. The portion of the counterfactual analysis with the most unpredictable consequences is the number of parties. The increase in party participation in the Turkish government also requires greater compromise and coalition building, and as the number of parties increases, the likelihood that an efficient government is formed lessens. For those interested in the effects of specific mechanisms, both studies take advantage of creative angles at which to analyze the implications for representation. While in places like the United States there is a plethora of state level, as well as nationwide level, data that can be compared to almost any other variable, be it Congressional representation, roll call voting, or public opinion, in many cases the availability of that kind of information for other countries, especially those in the developing world, is scarce. Maximizing the utility of whatever information is available is the key to understanding and explaining the effect of an individual mechanism within an electoral system. 157 Appendix A Notes on Data Collection To answer the research question I posed, certain information is necessary. For the two countries in question, slightly different data is crucial to examining the effects of election mechanisms on representation. To examine malapportionment in an electoral system, districtlevel election results and census data are necessary, while district-level turnout and roll call votes would enhance the degree of analysis. In order to complete a review of the effect of the election threshold on a system's representation, district-level election results for both the winning and the losing candidates are necessary, while information on census data and turnout would improve the research. As a consequence of limited data availability, I could not conduct several analyses that I had originally planned to. There is no ethnic or religious data available for either country other than the CIA World Factbook's general information. The censuses in Jordan and Turkey only collect data about age and gender of Jordanians. While this information is available at the governorate level, it is not available for electoral districts alone in Jordan. An original research goal for the analysis on Jordan was to create a map of population density for each election, and to superimpose district-level malapportionment data to display exactly where and how representation was compromised. The closest data to an electoral map I could locate was a list of villages and tribes included in the 1989 seat allocations. However, since the districting changed at least twice since then, this information is not helpful. Because the 1989 election data are not available either, I didn't extend my analysis prior to 1993. Among the data limitations, the most significant was with Jordan's election results. After the votes have been counted, the only information that is available to the public is the list of 158 winning candidates (and their party affiliations, if any). A think tank in Jordan, called Al Urdun Al Jadid Research Center (URJC, or The New Jordan Research Center), publishes a book that compiles the election results and biographical information for each MP. This data consist of the vote share of each winning candidate, the total number of votes cast in election district and governorate, the total number of candidates in each district, and turnout for each district. The number of candidates seems like a helpful piece of information, but it doesn't provide information on their affiliation, which seat each ran for, or each candidate's vote share. The turnout information is generally helpful, but there are a few issues with it. For one, in some districts, the turnout is actually higher than 100%. This is because the population information they use is out of date. There is absolutely no information on the unsuccessful candidates beyond knowing the total vote share for them (simply by subtracting the winning candidates' vote shares from the total number of votes cast). There is much more information available on Turkey's elections. However, the data caused a different set of issues all together. Because of the size of Turkey's legislature (several hundred MPs, divided amongst 75-85 districts), there was a great deal of information needed to conduct district-level analysis. All in all, I collected twelve elections' results, which included the vote share and seat share for each party in each election (in several elections, 12-20 parties participated), in each district. The data was not available in a preexisting dataset digital, and as a result, most of it was collected from books or websites dedicated to elections in Turkey. I entered the data manually. This data entry took about three months to complete. The available data for Jordan was purchased in Jordan, mailed to me (in both English and Arabic), and then I entered manually into a dataset; this data entry took me a month. 159 Initially, I had planned to analyze the roll call votes for honour crimes legislation in Jordan. My original idea was to compare the vote against the malapportionment score for each seat, with the finding affirming that the overrepresented districts voted against increasing the penalties (and the IAF, of course, voting against it) and the underrepresented districts voting in favor of changing the law. However, I quickly came to the conclusion that roll call votes are not collected in Jordan. A solution to this problem is going to the House during the votes, in the hope that seeing it in action will provide the proper information. In the counterfactual analysis for Turkey, I had wanted to use all post-1983 election results under the 5% threshold. However, since the only way to conduct the D'Hondt method of seat allocation is manually, one seat (and one district) at a time, reallocating 550 seats in an 85district legislature (where the district magnitude of a single district reaches 30 in some cases) is complicated, and so could not be completed within the confines of this research. Despite the data limitation, however, I believe that the analysis provided here has demonstrated quite well the degree of misrepresentation in each country's electoral system. I tried to use each piece of data to demonstrate the role of each mechanism in elections. Those interested in obtaining the datasets for either country are encouraged to contact me. 160 Appendix B Table B-1: The 1993 House of Deputies ElectionTumout and Malapportionment District 1 1 2 3 4 5 6 1 1 2 3 1 1 1 1 1 1 1 1 1 Governorate AJLOUN AMMAN AMMAN AMMAN AMMAN AMMAN AMMAN BALQAA BEDOUIN BEDOUIN BEDOUIN IRBID JERASH KERAK MA'AN MAFRAQ NJVK RBK TAFILEH ZARQA JORDAN Turnout 68.0% 28.0% 18.7% 33.2% 51.3% 42.2% 49.5% 60.6% 44.2% 77.5% 61.0% 39.5% 47.4% 71.9% 60.2% 49.5% 51.5% 57.1% 63.7% 30.0% 42.0% % of Eligible Voters 2.2% 6.8% 11.7% 7.3% 4.1% 5.6% 3.0% 6.2% 1.8% 1.4% 1.4% 12.3% 3.0% 4.2% 2.3% 2.4% 3.7% 3.5% 1.6% 15.6% % of Parliament 3.8% 3.8% 3.8% 6.3% 2.5% 6.3% 3.8% 10.0% 2.5% 2.5% 2.5% 11.3% 2.5% 11.3% 6.3% 3.8% 2.5% 3.8% 3.8% 7.5% 161 Table B-2: The 1997 House of Deputies ElectionTurnout and Malapportionment District 1 1 2 3 4 5 1 1 1 2 3 1 1 1 1 1 1 1 1 1 1 Govemorate AJLOUN AMMAN AMMAN AMMAN AMMAN AMMAN AQABA BALQAA BEDOUIN BEDOUIN BEDOUIN IRBID JERASH KERAK MA'AN MADABA MAFRAQ NJVK RBK TAFILEH ZARQA JORDAN Turnout -57.9% 23.3% 20.7% 23.7% 28.1% 35.4% 60.8% 48.0% 59.7% 64.0% 70.5% 50.1% 64.7% 70.5% 67.9% 61.8% 60.6% 60.0% 60.2% 70.9% 27.5% 43.6% % of Eligible % of Voters -- Parliament 2.3% 3.8% 7.7% 3.8% 12.4% 3.8% 3.9% 6.3% 4.7% 2.5% 8.7% 6.3% 1.7% 2.5% 6.8% 10.0% 1.1% 2.5% 1.5% 2.5% 1.2% 2.5% 11.1% 11.3% 3.0% 2.5% 4.0% 11.3% 1.4% 3.8% 2.5% 3.8% 2.3% 3.8% 3.5% 2.5% 3.4% 3.8% 1.3% 3.8% 15.5% 7.5% 162 Table B-3: The 2003 House of Deputies ElectionTurnout and Malapportionment District AMMAN 1 AMMAN 2 AMMAN 3 AMMAN 4 AMMAN 5 AMMAN 6 AMMAN 7 IRBID 1 IRBID 2 IRBID 3 IRBID 4 IRBID 5 IRBID 6 IRBID 7 IRBID 8 IRBID 9 BALQA 1 BALQA 2 BALQA 3 BALQA 4 KERAK 1 KERAK 2 KERAK3 Turnout 41.90% 40.60% 41.90% 51.40% 32.50% 49.40% 68.90% 57.00% 66.80% 76.50% 80.50% 73.50% 74.90% 78.20% 80.10% 84.60% 76.50% 70.00% 79.30% 57.40% 77.70% 78.20% 83.40% % of V 7.00% 8.80% 6.70% 5.90% 4.80% 3.30% 1.10% 7.60% 2.00% 0.90% 1.80% 1.70% 1.70% 1.70% 0.60% 0.50% 3.40% 0.80% 1.00% 2.10% 1.50% 0.60% 1.10% % of P 3.80% 3.80% 4.80% 2.90% 2.90% 2.90% 1.00% 3.80% 2.90% 1.00% 1.90% 1.90% 1.00% 1.00% 1.00% 1.00% 6.70% 1.00% 1.00% 1.00% 2.90% 1.90% 1.90% District KERAK 4 KERAK 5 KERAK 6 ZARQA 1 ZARQA 2 ZARQA 3 ZARQA 4 MAFRAQ 1 JERASH 1 AJLOUN 1 AJLOUN 2 MADABA 1 MADABA 2 TAFILEH 1 TAFILEH 2 MAAN 1 MAAN 2 MAAN 3 AQABA 1 BEDOUIN 2 BEDOUIN 1 BEDOUIN 3 JORDAN Turnout 89.30% 86.30% 88.40% 45.20% 56.80% 70.90% 43.30% 81.80% 82.50% 79.90% 82.00% 76.00% 85.90% 81.60% 84.00% 74.20% 75.30% 86.50% 63.20% 84.20% 84.50% 79.40% 58.90% % of V 0.60% 0.40% 0.30% 6.20% 2.10% 0.80% 4.30% 2.70% 2.60% 2.00% 0.60% 1.90% 0.70% 1.10% 0.40% 0.80% 0.30% 0.40% 1.10% 1.60% 1.20% 1.20% 100.00% % of P 1.00% 1.00% 1.00% 3.80% 2.90% 1.00% 1.90% 3.80% 3.80% 2.90% 1.00% 2.90% 1.00% 2.90% 1.00% 1.90% 1.00% 1.00% 1.90% 2.90% 2.90% 2.90% 100.00% 163 Appendix C Table C-1: Turkey 1961-1977 Elections (Esmer and Sayari 2002, Adam Carr 2008) Year 1961 1961 1961 1961 1961 1965 1965 1965 1965 1965 1965 1965 1969 1969 1969 1969 1969 1969 1969 1969 1969 Party IND YTP CKMP AP CHP CKMP TIP IND YTP MP CHP AP YTP TIP TBP MHP MP IND CGP CHP AP Vote Share 0.80% 13.70% 14.00% 34.80% 36.70% 2.20% 3.00% 3.20% 3.70% 6.30% 28.70% 52.90% 2.20% 2.70% 2.80% 3.00% 3.20% 5.60% 6.60% 27.40% 46.50% Seat Share 0.00% 14.44% 12.00% 35.11% 38.44% 2.44% 3.11% 0.22% 4.22% 6.89% 29.78% 53.33% 1.33% 0.44% 1.78% 0.22% 1.33% 2.89% 3.33% 31.78% 56.89% Total Seats 0 65 54 158 173 11 14 1 19 31 134 240 6 2 8 1 6 13 15 143 256 Year 1973 1973 1973 1973 1973 1973 1973 1973 1973 1977 1977 1977 1977 1977 1977 1977 1977 Party OTHERS TBP IND MHP CGP MSP DKP AP CHP OTHERS DKP CGP IND MHP MSP AP CHP Vote Share 0.60% 1.10% 2.80% 3.40% 5.30% 11.80% 11.90% 29.80% 33.30% 0.50% 1.90% 1.90% 2.40% 6.40% 8.60% 36.90% 41.40% Seat Share 0.00% 0.22% 1.33% 0.67% 2.89% 10.67% 10.00% 33.11% 41.11% 0.00% 0.22% 0.67% 0.89% 3.56% 5.33% 42.00% 47.33% Total Seats 0 1 6 3 13 48 45 149 185 0 1 3 4 16 24 189 213 164 Table C-2: Turkey 1983-2007 Elections (Esmer and Sayari 2002, Adam Carr 2008) Year 1983 1983 1983 1983 1987 1987 1987 1987 1987 1987 1987 1987 1991 1991 1991 1991 1991 1991 1991 1995 1995 1995 1995 1995 1995 1995 1995 1995 Party IND MDP HAP ANAP IND MHP OTHERS RP DSP DYP SHP ANAP IND OTHERS DSP RP SHP ANAP DYP IND OTHERS HADEP MHP CHP DSP DYP ANAP RP Vote Share 1.10% 23.30% 30.50% 45.10% 0.40% 2.90% 3.90% 7.20% 8.50% 19.10% 24.70% 36.30% 0.10% 0.40% 10.80% 16.90% 20.80% 24.00% 27.10% 0.50% 1.60% 4.20% 8.20% 10.70% 14.60% 19.20% 19.70% 21.40% Seat Share 0.00% 17.79% 29.32% 52.88% 0.00% 0.00% 0.00% 0.00% 0.00% 13.11% 22.00% 64.89% 0.00% 0.00% 1.56% 13.78% 19.56% 25.56% 39.56% 0.00% 0.00% 0.00% 0.00% 8.91% 13.82% 24.55% 24.00% 28.73% Total Seats 0 71 117 211 0 0 0 0 0 59 99 292 0 0 7 62 88 115 178 0 0 0 0 49 76 135 132 158 Year 1999 1999 1999 1999 1999 1999 1999 1999 1999 2002 2002 2002 2002 2002 2002 2002 2002 2002 2007 2007 2007 2007 2007 2007 2007 Party IND HADEP OTHERS CHP DYP ANAP FP MHP DSP DSP ANAP DHP MHP OTHERS GP DYP CHP AKP GP OTHERS IND DP MHP CHP AKP Vote Share 0.90% 4.80% 4.90% 8.70% 12.00% 13.20% 15.40% 17.90% 22.20% 1.20% 5.10% 6.20% 8.30% 8.60% 9.20% 9.50% 19.40% 34.30% 3.90% 4.50% 5.20% 5.40% 14.30% 20.80% 46.70% Seat Share 1.66% 0.00% 0.00% 0.00% 15.31% 16.24% 18.82% 23.25% 24.72% 0.00% 0.00% 0.00% 0.00% 1.64% 0.00% 0.00% 32.36% 66.00% 0.00% 0.00% 5.09% 0.00% 12.73% 20.18% 62.00% Total Seats 9 0 0 0 83 88 102 126 134 0 0 0 0 9 0 0 178 363 0 0 28 0 70 111 341 165 Works Cited ACE Electoral Knowledge Network 2007, "Electoral Systems: Jordan," available via http://aceproject.org/epic-en/es/Epic view/JO, accessed 9/25/07. 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