Evaluation of Postponement in the Drug Product Supply Chain by Nicholas Sazdanoff B.S. Mechanical Engineering Ohio State University, 2006 Submitted to the MIT Sloan School of Management and the Department of Mechanical Engineering in Partial Fulfillment of the Requirements for the Degrees of Master of Business Administration and Master of Science in Mechanical Engineering U.)) 0 in conjunction with the Leaders for Global Operations Program at the Massachusetts Institute of Technology June 2015 LC) C\J < =) ) Ol. 0 2015 Nicholas Sazdanoff. All rights reserved. The author hereby grants to MIT permission to reproduce and to distribute publicly paper and electronic copies of this thesis document in whole or in part in any medium now known or hereafter created. Signature of Author Signature redacted MIT Slodi Schoof of Management, Mechanical Engineering May 7, 2015 Signature redacted Certified by 4/Tlfitidas Senior Le Certified by Research Scientist, MI Accepted by Roerner, Thesis Supervisor rer, MIT.S choofManagement Signature redacted __________ a __ Brian-)mtb y, Thesis Supervisor tory for Manufacturing & Productivity Signature redacted _ Mauvraq'1eson, Director o MIT Sloan MBA Program MIT Sloan School of Management Accepted by Wl Signature redacted David E. Hardt, Chair, Mechanical Engineering Ralph E. and Eloise F. Cross Professor of Mechanical Engineering CD Evaluation of Postponement in the Drug Product Supply Chain by Nicholas Sazdanoff Submitted to the MIT Sloan School of Management and the Department of Mechanical Engineering on May 7, 2015 in partial fulfillment of the requirements for the degrees of Master of Business Administration and Master of Science in Mechanical Engineering. Abstract This thesis evaluates the use of postponement in the Drug Product (DP) supply chain at Amgen, which is characterized by highly variable production lead times. The motivation for the use of postponement in the DP supply chain is to reduce the lead time and improve the service level from the manufacturing site to the distribution centers (DCs). Amgen is undergoing a rapid global expansion and is now serving markets that operate on tender (bid) systems that require rapid fulfillment. To compound this challenge, FDA driven requirements have significantly increased the likelihood of generating Non-Conformances (NCs) in DP manufacturing, which in turn increases the production lead time variability. A simulation model was created in Microsoft Excel that uses historic production lead time and demand data to determine postponement levels and simulate performance of the system. Leveraging the simulation model, this thesis demonstrates that utilizing postponement in supply chains with highly variable production lead times can significantly improve service level and diminish customer lead time while potentially reducing global inventory levels. Thesis Supervisor: Thomas Roemer Senior Lecturer, MIT Sloan School of Management Thesis Supervisor: Brian Anthony Research Scientist, MIT Laboratory for Manufacturing & Productivity 3 This page intentionally left blank. 4 Acknowledgements I would like to thank Amgen, particularly Vishal Khanderia the DP Cycle Time Initiative Lead, Rosana Morales my supervisor, and Noemi Romero the project champion, for sponsoring the internship. Working at AML for six months was a great learning opportunity, and I would like to thank my colleagues at AML for their support and instruction along the way. Specifically, I would like to thank Stephen Hill, Hector Perez, Alex Candelaria, Lizbenette Rivera, Sandra Mansilla, Oscar Olivencia, Nelcar Rivera, Greg Evans, Cristina Delgado, and Emmanuel Sanchez. This thesis would not have been possible without the support of the Leaders for Global Operation Program as well as the guidance from my thesis advisers Thomas Roemer and Brian Anthony. Finally, I would like to thank my wife Katie for her patience and support throughout the internship and for planning our great many Puerto Rican adventures. 5 This page intentionally left blank. 6 Table of Contents Abstract............................................................................................................................... 3 Acknowledgem ents........................................................................................................ 5 Table of Contents.......................................................................................................... 7 List of Figures..................................................................................................................... 9 Introduction ................................................................................................................ 12 1 2 3 4 5 1.1 Project M otivation............................................................................................. 12 1.2 Problem Statem ent .............................................................................................. 14 1.3 Thesis Overview and Hypothesis........................................................................ 15 Operations at Am gen............................................................................................... 16 2.1 Industry and Com pany Background.................................................................. 17 2.2 Biopharm aceutical M anufacturing.................................................................... 18 2.2.1 Drug Substance Production........................................................................ 18 2.2.2 Drug Product M anufacturing ...................................................................... 19 Literature Review ................................................................................................... 20 3.1 An Overview of Postponem ent ........................................................................ 21 3.2 Benefits of Postponem ent............................................................................... 22 Lead Time Analysis - the Link between NCs and Service Level........................... 26 4.1 Probability of an N C in syringe DP production............................................... 27 4.2 N C resolution time .......................................................................................... 29 4.3 Impact of N Cs on service level ........................................................................ 32 Postponem ent in Drug Product M anufacturing .................................................... . 34 Current DP supply chain ................................................................................. 34 5.1.1 DP M anufacturing .................................................................................... . 34 5.1.2 From manufacturing to the custom er .................................................... .. 35 5.1 7 5.2 6 DP Manufacturing with postponement ...................................................... 37 5.2.2 From manufacturing to the customer with postponement............. 38 Simulation M odeling of DP Production with Postponement .................................. 9 10 Model formulation and inputs and outputs ...................................................... 40 41 6.1.1 "Inputs" tab ............................................................................................... 43 6.1.2 "Simulation" tab......................................................................................... 48 Modeling results................................................................................................ 50 6.2 8 37 5.2.1 6.1 7 DP supply chain with postponement............................................................. 6.2.1 Postponement inventory levels ................................................................. 51 6.2.2 Impact of NCs ........................................................................................... 51 6.2.3 System performance...................................................................................... 53 Conclusions ................................................................................................................ 54 7.1 Impact on inventory and service level............................................................. 56 7.2 Impact on lead time ......................................................................................... 58 Recommendations ................................................................................................... 59 8.1 Track flow time through production and adjust planning process accordingly.. 59 8.2 Reduce safety stock levels at the DCs when postponement system is stable ..... 60 8.3 Focus improvement efforts on reducing production lead time variability ..... 61 Glossary ...................................................................................................................... 63 References............................................................................................................... 64 8 List of Figures Figure 2-1: Amgen sales by product and geography [3]............................................... 17 Figure 2-2: Process steps to create and produce biopharmaceuticals............................ 19 Figure 2-3: Drug product manufacturing process steps: formulation, filling, inspection, packaging, and disposition (release). Intermediate product stages are as follows drug product (DP), inspected drug product (IDP), and finished drug product (FDP).................................... 20 Figure 3-1: Illustration of the push-pull supply chain strategy..................................... 21 Figure 3-2: An example of a generic product and its variants for the soluble coffee supply chain differentiation point [9]................................................................................................... 23 Figure 3-3: Example of lead time pooling through the use of a centralized distribution center adapted from Cachon, G. and Terwiesch, C. [6]............................................................. 24 Figure 3-4: Inventory with the consolidated distribution supply chain and the directdelivery supply chain with different supplier lead times adapted from Cachon, G. and Terwiesch, C . [6] ............................................................................................................................................. 25 Figure 4-1: Drug product manufacturing process flow with hypothetical average cycle tim e (CT) for each process step ................................................................................................. 26 Figure 4-2: Drug product manufacturing process flow with probability of receiving an NC in Formulation, Filling, or Inspection ................................................................................ 28 Figure 4-3: Percentage of commercial syringe lots receiving NCs in 2013 and 2014 ..... 28 Figure 4-4: Percent of commercial syringe batches receiving a Class II or Class III NC by quarter from Q i 2013 through Q3 2014 ................................................................................... 29 Figure 4-5: Histograms of Class I NC resolution time in days for commercial syringe batches produced from January 1 through May 31, 2013 and 2014............................................. 30 Figure 4-6: Histograms of Class II NC resolution time in days for commercial syringe batches produced from January 1 through May 31, 2013 and 2014........................................ 31 Figure 4-7: Histograms of Class III NC resolution time in days for commercial syringe batches produced from January 1 through May 31, 2013 and 2014.................... 31 Figure 4-8: Hypothetical lead time through DP production from Formulation through Inspection including NC Resolution for commercial syringe lots produced from January through M ay 2013 and 2014 ...................................................................................................................... 9 32 Figure 4-9: Commercial syringe batches with Class I or Class III NCs and service level from AM L to Amgen distribution centers ................................................................................. Figure 5-1: Am gen DP supply chain .......................................................................... 33 . 35 Figure 5-2: Hypothetical inventory levels including planning limits ........................... 37 Figure 5-3: DP manufacturing with postponement at IDP .......................... 38 Figure 5-4: The current DP supply chain and proposed supply chain with postponement ....................................................................................................................................................... 40 Figure 6-1: Process flow diagram of the DP supply chain that underlies the DP Sim ulation M odel.......................................................................................................................... 41 Figure 6-2: Plot from DP Simulation Model that shows the inventory levels for a hypothetical IDP SKU .................................................................................................................. 42 Figure 6-3: Screen capture of the DP Simulation Model "How to use" tab .................. 43 Figure 6-4: Screen capture of the DP Simulation Model "Input" tab ........................... 44 Figure 6-5: Screen capture of the DP Simulation Model "Input" tab showing the @Risk "Define Distribution" dialog box that is used to assign a lead time probability distribution for each production case ..................................................................................................................... 45 Figure 6-6: Product X lead time distribution in days for the "No NC" case (batches that do not receive and NC during DP production) ........................................................................ 45 Figure 6-7: Product X lead time distribution in days for the "Class 1 NC" case (batches receive a Class 1 NC during DP production) fit against historical data for a similar product...... 46 Figure 6-8: Product X lead time distribution in days for the "Class 2 NC" case (batches that receive a Class 2 NC during DP production) fit against historical data for a similar product47 Figure 6-9: Product X lead time distribution in days for the "Class 3 NC" case (batches that receive a Class 3 NC during DP production) fit against historical data for a similar product47 Figure 6-10: Screen capture of DP Simulation Model "Simulation" tab...................... 48 Figure 6-11: Output of DP Simulation model showing the service level of Product X assum ing the inputs described is Section 6................................................................................ 50 Figure 6-12: Simulation model output of service level for Product X using 2013 NC rates and NC closure time distributions and a reorder point of 460,000 units ................................... 52 Figure 6-13: Simulation model output of service level for Product X using 2014 NC rates and NC closure time distributions and a reorder point of 460,000 units ................................... 10 52 Figure 6-14: Simulation model output of service level for Product X using 2014 NC rates and NC closure time distributions and a reorder point of 550,000 units ................................... 53 Figure 6-15: DP Simulation Model system performance plot for hypothetical SKU....... 54 Figure 7-1: Example of generic IDP and the corresponding FDP variants .................. 56 Figure 7-2: Current WIP inventory levels in DP manufacturing .................................. 57 Figure 7-3: Hypothetical DP production lead times ..................................................... 57 Figure 8-1: Normalized plot of the impact of lead time on safety stock ...................... 61 Figure 8-2: Class II NC resolution histograms for 2013 and 2014............................... 62 11 I Introduction The purpose of this thesis is to evaluate the use of postponement in supply chains with high lead time variability through production. Specifically, this thesis focuses on the injectable drug product (DP) supply chain at Amgen. The research was conducted as part of an internship with the supply chain group at Amgen Manufacturing Limited (AML) from June 2014 to January 2015 in conjunction with the Leaders for Global Operations program at the Massachusetts Institute of Technology. This thesis is a result of the internship and the collaboration between Amgen and MIT. 1.1 Project Motivation The motivation for the use of postponement in the Drug Product (DP) supply chain is to reduce the lead time and improve the service level from the manufacturing site to the distribution centers (DCs). Amgen is undergoing a rapid global expansion and is now serving emerging markets that are characterized by low demand volumes and high variability. In addition, many of these markets operate on tender (bid) systems which require rapid fulfillment. The challenge is to improve responsiveness while maintaining a high service level. This challenge is complicated by regulation from the FDA that is significantly increasing the number of NonConformances (NCs) in DP production which results in greater lead time variability through production. Amgen has been reliably serving patients in the US, Canada, and EU since the early 1990's. These mature markets have large stable demand and reliable transportation networks. Today, the company is undergoing a rapid global expansion. As such, Amgen has begun serving emerging markets that are characterized by low demand volumes, high variability, frequent regulatory changes, and uncertain transportation networks. As a consequence emerging markets often require faster service (expedited orders from manufacturing) in order to ensure supply. In addition, many emerging markets operate on competitive tender systems for pharmaceutical procurement, which require rapid fulfillment. A request for tenders (RFT) is a formal structured invitation to suppliers, to bid, to supply products or services. For pharmaceutical products, a government or public hospital association, as payer, requests tenders 12 for a certain class of drugs (such as statins) and then grants the contract to the pharmaceutical company that offers the "best" bid. The bids are typically evaluated based on price, efficacy, and quality [1]. Upon winning the bid, the contracts often specify delivery of a fixed quantity of product within the fulfillment time stated in the tender bid. For some markets, the fulfillment time can be just five weeks, which is dramatically shorter than the three to four month lead time that AML is accustomed too. Service from AML to the distribution centers (DCs) is significantly impacted by lead time variability in DP production caused by the generation and resolution of Non-Conformances (NCs). An NC is initiated when there is an event that deviates from an approved GMP requirement, such as a procedure, specification, or operating parameter, and/or an event that requires an investigation to assess impact to product quality. The product cannot be shipped from the manufacturing site to the distribution centers or third parties until the NC has been resolved. Depending on the deviation and corresponding NC Class (I, II, or III), the resolution process can take from one week to several months. These delays lead to late shipments from AML to the DCs. In 2014, AML experienced challenges with foreign particles [2] in finished drug product production. The particle challenges have led to an increase in the number of NCs at AML and greater lead time variability through DP production. The increase in lead time variability through production caused by NCs has resulted in a decrease in service level from AML to the DCs. The service level from AML to the DCs went from over 90% in 2013 to around 70% in 2014. However, the safety stock levels at the DCs were not adjusted to reflect the greater lead time uncertainty. As a result, inventory levels at the distribution centers have been impacted, in some cases requiring expedited orders through production to ensure supply. To date, Amgen has never had a stock out of any product, and AML's exceptional track record has been key in ensuring consistent product supply to all patients around the world. The DP Cycle Time Improvement Initiative was launched by the supply chain group at AML with the goal of improving service to the DCs while reducing customer lead time. The initiative sought to enable the fulfillment of tender orders in less than five weeks while facilitating the implementation of a broader corporate supply chain segmentation initiative. The scope of the DP Cycle Time Improvement Initiative covers work in process (WIP) inventory and 13 production planning. However, changes to the manufacturing or NC resolution processes are out of scope. There are separate teams at Amgen that are investigating how to reduce or eliminate NCs in DP production. As such, the DP Cycle Time Improvement Initiative was focused on staging inventory to buffer against NCs. In order to reduce customer lead time, the DP Cycle Time Improvement Initiative initially was focused on reducing the high levels of WIP at AML, which at times could account for several months of demand. However, after analyzing the possible benefits of delayed differentiation in DP production, it was decided to pursue a postponement strategy where these high levels of WIP would be used to buffer the supply chain from the variability caused by NCs. As part of the DP Cycle Time Improvement Initiative, the primary objective of the LGO internship project was to evaluate the impact of postponement in the DP supply chain. Specifically the goals of the internship project were: * Analyze lead time variability in DP production cause by Non-Conformances (NCs). * Determine the appropriate postponement inventory levels to buffer against DP lead time variability and improve the service level from the manufacturing site to >90%. * Develop a process for adjusting postponement inventory levels that integrates with existing supply chain planning activities * Develop a simulation model to show how a postponement system operating on a reorder point inventory policy would perform 1.2 Problem Statement The DP Cycle Time Improvement Initiative and LGO internship project were created to address the problems of below target service level and long lead time from AML to customers (Amgen distribution centers and 3rd parties). AML targets a service level of greater than 90%. However, in 2014 the service level from AML to company owned distribution centers was around 70%. In addition, the customer lead time from AML is between three and four months. 14 For emerging markets with low forecast accuracy this long lead time results in frequent requests for expedited orders and risk of stock out when there is significant overselling. 1.3 Thesis Overview and Hypothesis To address the problems of below target service level and long lead time, a postponement strategy, where inventory is held at an intermediary stage of DP production, is proposed. AML has been utilizing postponement for several emerging markets for a number of years. This study examines broadening the use of postponement at AML. The hypothesis of this thesis is that AML can improve service level and reduce customer lead time, without significantly increasing costs, by using a postponement strategy for syringe drug product. To test this hypothesis, an analysis of DP production lead time was conducted to demonstrate the link between high lead time variability from NCs and below target service level. Next, analytical and simulation inventory models were created to determine the appropriate postponement inventory levels to buffer against the lead time variability from NCs. Finally, the simulation model was used to demonstrate the performance of the supply chain with the postponement strategy focusing on service level, lead time, and inventory. This thesis document is organized as follows: Chapter 2: Operations at Amgen Manufacturing Limited (AML) This section has a discussion of general background of Amgen and their current supply chain along with an overview of drug product production at Amgen Manufacturing Limited (AML), the company's largest production site. Chapter 3: Literature Review This section reviews postponement and provides examples of possible benefits. Chapter 4: Lead Time Analysis - the Link between Service Level and Nonconformances (NCs) This section analyzes the lead time through DP production from 2013 and 2014 and demonstrates how the increase in the probability of receiving an NC and the NC resolution time results in reduced service level. 15 Chapter 5: Postponement in Drug Product Manufacturing This section describes how the implementation of postponement will impact operations at AML. Also, the supply chain design that underlies the simulation model will be examined. Chapter 6: Simulation Modeling of DP Production with Postponement This section describes the formulation of the DP Simulation Model that was used to calculate postponement inventory levels and simulate the postponement supply chain Chapter 7: Conclusions This section explains how the postponement system will impact Amgen. Specifically, the effect of postponement on service level, inventory, and lead time. Chapter 8: Recommendations This sections lays out recommendations for AML and other supply chains with high lead time variability through production. 2 Operations at Amgen Amgen is a biotechnology company that is committed to unlocking the potential of biology for patients suffering from serious illnesses by discovering, developing, manufacturing, and delivering innovative human therapeutics [3]. Amgen focuses on severe illnesses and leverages its biologics manufacturing expertise to strive for solutions that improve patients' lives. A biotechnology pioneer, Amgen has grown to be the world's largest independent biotechnology company. This section is an overview of the biotechnology (biotech) industry and Amgen. It also provides an overview of biotech manufacturing. 16 2.1 Industry and Company Background Biotechnology is the industrial use of living things, specifically genetically engineered organisms. Biotech companies, such as Amgen, utilize biotechnology to create and manufacture biopharmaceuticals, which are therapeutic products created through the genetic manipulation of living things, including (but not limited to) proteins and monoclonal antibodies, peptides, and other molecules that are not chemically synthesized, along with gene therapies, cell therapies, and engineered tissues [4]. Amgen was founded in 1980 and today is one of the world's leading biotech companies. The company had revenues of $18.7 billion in 2013 and approximately 20,000 employees worldwide [3]. The company's mission is "to serve patients" which it does by discovering, developing, manufacturing, and delivering innovative medicines to patients around the world. The company is head quartered in Thousand Oaks, CA and has operations worldwide. Amgen's strategy is to target severe illnesses, as such, the company's portfolio of ten products address areas such as autoimmune diseases, oncology, and hematology. As shown in Figure 2-1, the majority of revenues are generated by five blockbuster drugs Neupogen@ and Nuelasta@ (treat infections in cancer patients); Enbrel@ (treats rheumatoid arthritis); and Aranesp@ and Epogen@ (treat anemia). Product Sales Sales by Geography 2013, 2012,2011 $18.28 $15.38 wNeuiasta xNEUPOGEN& *ENBREL@ EPOGENO A, Aranesl@ *XGEVA/Prcha@ se-niamimr Other Pmaots 2013 1112 2011 Figure 2-1: Amgen sales by product and geography [31 17 Over the past several years Amgen has been pursuing an international expansion initiative with the goal of serving more patients around the globe. The company has traditionally focused on the North American and European markets. However, recent emphasis has been placed on international markets as a source of growth. Despite the recent international push, the majority of the company's revenues are derived from the U.S., as shown in Figure 2-1. 2.2 Biopharmaceutical Manufacturing Manufacturing of biopharmaceutical drugs, also known as biologics, is a complex process that requires strict adherence to procedures and stringent process controls [5]. The following is an overview of this process with a focus on the Fill/Finish manufacturing steps. 2.2.1 Drug Substance Production The production of biologics follows four major steps which are shown in Figure 2-2. First, after years of extensive research and development the master cell bank is created. This is a bank of cells that have been genetically engineered to produce the protein or biologic drug of interest. The master cell line is replicated to create the working cell bank, which are the cells that will be used in the production process. In the upstream phase, the cells from the working cell bank are grown in a series of progressively larger containers or bioreactors. During this nhase, the cells are akso producing large amounts of the therapeutic protein that will form the final drug product. After reaching the final bioreactor and producing the desired amount of therapeutic protein the cells enter the downstream phase of drug substance production. In this phase, the slurry of cells is run through centrifuges, chromatography columns, and filters to isolate the therapeutic protein from the other components that make up the cells. The resulting isolated and purified therapeutic protein is called bulk drug substance (DS). Finally, the bulk drug substance enters the Fill/Finish phase where it is diluted to the desired concentration and formulated with stabilizing agents to form the final drug product that has been approved for patient use. 18 Coil Lnes: A#eS CeOLi PrOdUCW Upstream Phase: T Downstream Pro Phase: aloo 0800& Pwannaon Drug Substance (DS) ----------------------------------Drug Product Phase Pmriojekn for Hwaans ProdoctDrugu ------------------------------------------------------- Product (haP) Drug Product (DP) Figure 2-2: Process steps to create and produce biopharmaceuticals 2.2.2 Drug Product Manufacturing The drug product phase of biopharmaceutical production is the primary interest of this thesis. During this phase, product is formulated and filled into the vials and syringes that will be packaged and distributed to patients. Figure 2-3 shows the primary drug product manufacturing process steps. The process begins with Formulation. During Formulation, the therapeutic protein or DS is put into a mixture of inert components (buffers, stabilizers, and other excipients) to help ensure that it remains stable during distribution and storage. This solution is then passed to a filling line where vials and syringes are filled becoming drug product (DP). At this stage the vials and syringes do not have any identifying markings or labels so are referred to as nude vials and syringes. Next, the nude vials and syringes are sent through an inspection line, where automated inspection equipment checks for characteristics such as color, turbidity (clarity), and foreign particles. The inspection machines can be programmed to perform different tasks depending on the batch of medicine being tested. Automation allows the inspection of more units of product faster. Yet, it does not fully replace manual inspection. Units that provide test results at the 19 boundaries of tight specifications are visually re-inspected twice by highly trained staff. After passing the inspection process, units are referred to as inspected drug product (IDP). After inspection the units move to the packaging lines where nude vials and syringes are labeled and then packaged into "packs" or boxes containing from one to ten vials or syringes. All labels, inserts, and packaging materials are printed in specific languages and meet the specifications of the country in which the product will be sold. Finally, before the medicines can be shipped to customers each lot or batch (all of the units that were produced in a given filling run) goes through a disposition release process, which is a final check that all of the testing and procedures for a given batch did not have any deviations that would require additional investigation. At this stage, product is referred to as finished drug product or FDP. The last step is shipping to distribution centers, wholesalers, and ultimately distributed to patients. Drug Product Manufacturing DP FDP IDP Figure 2-3: Drug product manufacturing process steps: formulation, filling, inspection, packaging, and disposition (release). Intermediate product stages are as follows drug product (DP), inspected drug product (IDP), and finished drug product (FDP). 3 Literature Review Postponement or delayed differentiation is a form of risk pooling often referred to as lead time pooling. Fundamentally, all forms of risk pooling seek to reduce the uncertainty that a firm faces or hedge uncertainty so that the firm is in a better positon to mitigate the consequence of 20 uncertainty [6]. The following is an overview of lead time pooling through postponement and its associated benefits. 3.1 An Overview of Postponement Postponement or delayed product differentiation can be viewed as a strategy for a company to improve the service level and reduce inventories [7]. It is an organizational concept where products are held at an intermediary stage of production allowing some of the activities in the supply chain to be performed after customer orders are received. This allows companies to hold smaller amounts of finished goods inventory because postponement hedges the uncertainty associated with product variety while not reducing the customer's variety [6]. A push-pull supply chain strategy is central to the concept of postponement [8]. In a push-pull strategy some stages of the supply chain operate in a push-based manner, where parts/products are processed based on a forecast. The remaining stages employ a pull-based strategy, where the processes are not performed until a customer order is received. The pushpull boundary, also known as the differentiation or decoupling point, is the interface between the push stages and the pull stages. Figure 3-1 shows an illustration of the push-pull boundary concept. Push-Ril Boundary Pull Segment Push Segment Figure 3-1: Illustration of the push-pull supply chain strategy In the push section of this strategy, demand uncertainty is relatively small due to pooling. Thus, managing this portion based on long-term forecast is appropriate [8]. The focus can therefore be placed on cost minimization through mass production. Conversely, the pull section 21 will have higher demand uncertainty and therefore this section of the supply chain needs to be flexible and responsive to quickly respond to demand. In general, postponement is an ideal strategy [6] when: 1) Customers demand many versions - variety is important 2) There is less uncertainty with respect to total demand than there is for individual versions 3) Variety is created late in the production process 4) Variety can be added quickly and cheaply 5) The components needed to create variety are inexpensive relative to the generic component 3.2 Benefits of Postponement When properly implemented, postponement can significantly reduce inventory levels while improving supply chain flexibility and responsiveness. In the paper, Evaluation of postponement in the soluble coffee supply chain: A case study, Wong et al quantifies the benefits of postponement in the soluble coffee supply chain. The differentiation point chosen for the soluble coffee supply chain is before final labeling and packaging. A similar differentiation point is proposed for the drug product supply chain at Amgen which is why this example was reviewed. Figure 3-2 shows the differentiation point for the soluble coffee example, where a generic "nude jar" is held in inventory and then labeled and packaged based on customer demand. 22 6 Jar Case 12 JarCase ____24Ja~s 6 Jar Case (Alternative Pack) Coffee Blend F, 1 Og jar 6 Jar Case (Promotional Pack) 12 Jar Case (Promotional Pack) 24 Jar Case (Promotional Pack) 6 Jar Case (Specific Customer) 12 Jar Case (Specific Customer) 24 Jar Case (Specific Customer)___ Figure 3-2: An example of a generic product and its variants for the soluble coffee supply chain differentiation point 191 Utilizing postponement at the generic jar level, Wong et al. calculated a potential aggregated safety stock reduction of 61.1% using the square root law. The square root law is commonly used in supply chain management. It states that if N individual SKUs have demand that is independent (zero correlation) and identically distributed, then risk pooling reduces safety stock levels by the square root of N [10]. However, correlation of demand and the relative size of demand standard deviation for the final SKUs can significantly impact the potential inventory reduction [9]. When there is a positive correlation in demand between SKUs, the standard deviation of the aggregated demand is larger and hence the reduction in safety stock is lower [11]. Additionally, the ratio of demand standard deviations also influences the potential safety stock reduction. Large magnitudes resulting when the standard deviation for one SKU is much larger than another SKU will lead to smaller reductions in safety stock [12]. When correlation and relative size of demand variability were considered in the soluble coffee example the potential aggregated safety stock reduction was only 46.1% [9]. Lead time pooling through postponement can also significantly reduce the lead time while still resulting in inventory reduction, especially for systems with long lead times. In their book, Matching Supply with Demand, Cachon and Terwiesch present an example of lead time pooling that cuts lead time and also diminishes inventory levels. In the example, a consolidated distribution strategy is utilized where inventory is held in a central distribution facility as oppose 23 to only at the store locations. Figure 3-3 is a depiction of both a direct from supplier system and a consolidated inventory system which utilizes a central distribution center. Direct from Supplier 8-Week Store 1 Lead Time Supplier 0 0 Store 100 Centralized Inventory in a Distribution Center Supplier 8-Week I-Week Lead Time Lead Time Store 1 0 Retail DC0 Store 100 Figure 3-3: Example of lead time pooling through the use of a centralized distribution center adapted from Cachon, G. and Terwiesch, C. 161 In the case of DP production at Amgen, the Supplier blocks shown in Figure 3-3 represent the DP manufacturing facility (AML), the Retail DC represents postponement inventory at inspected drug product, and the Store 1.. 100 represent Amgen distribution centers and third parties. In this case the distribution centers (Store 1.. 100 in Figure 3-3) experience a seven week reduction in lead time, which would enable them to respond much quicker to downstream demand. The scenario depicted in Figure 3-3 and explained above results in a reduction in inventory due to lead time pooling. For the two scenarios depicted in Figure 3-3, assume each store is replenished using an order-up-to model and targets a 99.5% in-stock probability. Also, demand for a single product occurs in 100 stores and average weekly demand per store follows a Poisson distribution with a mean of 0.5 unit per week. When the two systems are compared, the 24 consolidated-distribution strategy is able to reduce the expected inventory by 28% relative to the direct-delivery structure. Figure 3-4 shows how the inventory required for each strategy changes with lead time. For the case depicted, as the lead time moves beyond four weeks the consolidated distribution strategy requires less inventory than the direct-delivery strategy. - - - Direct Delivery - Consolidated Distribution 700 600 or 500 1116 1 d'O OP 400 0 S300 200 100 - 0 0 2 6 4 8 10 Lead Time from Supplier (in weeks) Figure 3-4: Inventory with the consolidated distribution supply chain and the direct-delivery supply chain with different supplier lead times adapted from Cachon, G. and Terwiesch, C. 161 In Amgen's case, the lead time from AML to the distribution centers is 14 weeks. Thus, a supply chain strategy that takes advantage of lead time pooling could have a significant impact on inventory levels. 25 4 Lead Time Analysis - the Link between NCs and Service Level The following section details an analysis of lead time through DP manufacturing for commercial syringes produced at AML. The analysis shows that an increase in the likelihood of nonconformances (NCs) in syringe DP production at the end of 2013 resulted in a decrease in service level from AML to Amgen distribution centers. Drug product manufacturing is highly standardized and controlled and as a result the processing time through each production step has low variability. As shown in Figure 4.1, syringe DP production is comprised of five primary steps: Formulation, Filling, Inspection, Packaging and Release. Production is carried out in batches of 20,000 to 250,000 syringes or units. The batch sizes are dictated primarily by the size of the formulation tanks for a given drug product. The majority of Amgen's commercial products have fixed batch sizes. Given the fixed batch sizes and highly controlled operating environment, the cycle time through the major production steps have a coefficient of variation of less than 0.5 with an average cycle time of around 12 hours. As such, the actual processing time of the drug product is not a major source of supply lead time variability. Form CT15r Fill T=1r RPacks 'Inspect 1 CT=11hr CT=2wks NC NCNC Resolution Resolution Rsou n CT=wksCT=wksCT=4wks: Figure 4-1: Drug product manufacturing process flow with hypothetical average cycle time (CT) for each process step As shown in Figure 4-1, the primary source of variability in syringe DP Production comes from the generation and closure of NCs. A nonconformance is issued when there is an event that deviates from an approved GMP requirement, such as a procedure, specification, or operating parameter, and/or an event that requires an investigation to assess impact to product quality. For example, if during the formulation process a property of the drug product solution, such as pH, exceeds its control limits then the batch will receive a nonconformance. A nonconformance can be generated at any point in the production process including incoming 26 inspection of production materials as well as in-process testing. However, in syringe DP production the majority of NCs are generated during Filling and Inspection. Once a NC has been issued, it is assigned to an NC Closure team for resolution before the batch can proceed to the next stage of production. NCs are designated into three categories (Class I, Class II, and Class 1II), which require varying degrees of investigation. Class I NCs are the least severe. They are generated to address deviations from procedure that do not impact the product quality/safety. A typical Class I NC could come from a reporting mistake such as a blank field in a batch record or test report. Class II and III NCs are generated for deviations that may impact product quality. These investigations are more involved and often require additional inspection or testing before the NC can be resolved. The NC resolution process may last a few days, for a simple Class I or several months for a severe Class 1I or Class III. Given these long resolution times, Class IL and Class III NCs are the major source of variability in DP production. 4.1 Probability of an NC in syringe DP production In order to assess lead time variability in syringe DP production, it is critical to determine the probability of receiving an NC. Historical production data from 2013 and 2014 was analyzed to determine which batches received an NC and the duration of the corresponding resolution process. This data could then be used to construct a histogram for lead time through DP manufacturing. As seen in Figure 4-2, only NCs generated in Formulation, Filling, and Inspection were considered in this analysis. The rationale for this decision was twofold. First, NCs in these areas account for 90% of the NCs in DP production. Second, understanding the lead time through these steps is required in order to calculate the IDP inventory in the proposed postponement system. Through this analysis it was determined that the probability of a batch receiving an NC during Formulation, Filling, or Inspection could be as high as 80%. 27 30-60% of batches - 40-70% of batches Figure 4-2: Drug product manufacturing process flow with probability of receiving an NC in Formulation, Filling, or Inspection Foreign particles challenges in drug product production led to an increase in the number of NCs at AML. Figure 4-3 shows the impact of the particles challenge on NC generation. From 2013 to 2014, there was a 20% increase in the likelihood of receiving a Class II or III NC for certain products. Because Class II and III NC can take several weeks or months to resolve, this increase in the percentage of lots receiving a Class II or III NC has a significant impact on lead time through DP production. Percentage of AML Commercial Syringe Fill Lots with an NC a No NC a Class I nuCass 2 aCass 3 2014 2013 Figure 4-3: Percentage of commercial syringe lots receiving NCs in 2013 and 2014 28 The increase in likelihood of generating an NC occurred during the fourth quarter of 2013 and has remained significantly higher than prior levels (before syringe particle challenges). In the first three quarters of 2013, NC rates in syringe DP production were near their historical averages and the service level from AML to the distribution centers was above the 90% target. However, FDA particle restrictions [2] went into effect in the fourth quarter of 2013 and, as shown in Figure 4-4, there was a significant increase in the probability of receiving a Class II or Class III NC in syringe DP production. The probability of an NC has tapered off slightly from the high point (Q1 2014) but is still significantly higher than before the particles challenges. Crr .2... ..... 4-..... 1. CC - ..... s F.g.re 4e bis W Ii frm1 hrug 01 Inadto beudrtodi Q 21 okown rdrt h ieioo frciiga mat etrieth fNsonD NteN rduto eouto ea0ie L29 TClas iras t NCimy urtero syne batcruhe Frevn 4-4ePserend comerial primay Iurtero rcesing. Thlas oias thne rceing. batcrfhe and cmeria Fre4vingtercsse fromQi 213 hrouh Q3201 ienest the NC Resolution Teams. In order to resolve an NC, the NC Team follows strict protocols for assessing the issue and any potential impact to product quality/safety. Class II and Class III NCs will often require additional inspection and testing in order to reach a resolution. This process can be very time consuming and as such leads to significant variability in DP production time. Histogram of Cassl INC Age 2013, Cass INC Age 2014 36 24 12 0 25- Class 1 NC Age 2013 30- 48 Class I NC Age 2014 25 20- 15. 101.0 24 36 48 Figure 4-5: Histograms of Class I NC resolution time in days for commercial syringe batches produced from January 1 through May 31, 2013 and 2014 Figure 4-5 shows histograms of Class I NC resolution time for commercial syringe batches produced from January 1 through May 31, 2013 and 2014. Because Class I NCs are resolved in less than two weeks they are not a major source of lead time variability. 30 Histogram of Class 2 NC Age 2013, Class 2 NC Age 2014 0 60 120 180 240 300 360 70-se Class 2 NC Age 2013 2 NC 2014 60. 50 so-, 40- 40 to. 0- - 10 0 60 120 1io 240 300 0360 Figure 4-6: Histograms of Class II NC resolution time in days for commercial syringe batches produced from January 1 through May 31, 2013 and 2014 Figure 4-6 shows histograms of Class II NC resolution time for commercial syringe batches produced from January 1 through May 31, 2013 and 2014. As seen in Figure 4-6, Class II NCs can take several weeks or even months to resolve. When coupled with the fact that for some products 50% of batches receive a Class II NC, it is apparent that Class II NCs are a major source of lead time variability in DP production. With the FDA particle restrictions this has become more severe. From 2013 to 2014, both the probability of receiving a Class II NC and the Class II NC resolution time have increased. Histogram of Class 3 NC Age 2013, Class 3 NC Age 2014 Soo iso 20 250 300 3W0 400 ass 3 NC Age 2014 Gass 3 NC Age 2013 3.0 2.5 1.0- 3 2- 0.5 Figure 4-7: Histograms of Class III NC resolution time in days for commercial syringe batches produced from January 1 through May 31, 2013 and 2014 31 Figure 4-7 shows histograms of Class III NC resolution time for commercial syringe batches produced from January 1 through May 31, 2013 and 2014. Although these NCs typically take several months to resolve they historically affect less than 2% of production lots. Therefore, they are not a major contributor to DP manufacturing lead time variability. 4.3 Impact of NCs on service level It has been shown that a large percentage of batches receive NCs which can take several weeks or months to resolve. This adds significant variability to the overall lead time for DP production. Since the FDA particle restrictions, the impact of NCs on DP production lead time has been more severe. Figure 4-8 shows lead time distributions for commercial syringe batches produced in the first two quarters of 2013 and 2014. These are hypothetical distributions because they assume a seven day cycle time through formulation, filling, and inspection. In actuality, many of these batches took longer than seven days to proceed through these process steps because they sat as work in process inventory between the steps. If a postponement system is implemented inventory will be work in process inventory will be prohibited between process steps so the hypothetical lead time distributions assume a seven day cycle time through formulation, filling, and inspection. LT No C3 or Out (Q1,Q2 2013) UU- -30 0 30 60 90 120 LT No C3 or Out (Q1,Q2 2014) LT No C3 or Out (Q1,Q2 2013) Mean 2D.85 SO" 71.9101 22.27 N 178 LT No C3 or Out (Q1,Q2 2014) Mean 3.30 st ev 2L35 70- 60 N 44.3182 176 403020- ...55 10- 0 -30 .41 0 30 60 90 120 Figure 4-8: Hypothetical lead time through DP production from Formulation through Inspection including NC Resolution for commercial syringe lots produced from January through May 2013 and 2014 32 As shown in Figure 4-8, 93% of commercial syringe batches in 2013 would have a lead time of less than 60 days compared to only 78% of commercial batches in 2014. This difference significantly impacted the service level from AML to Amgen distribution centers. Figure 4-9 shows the percentage of commercial syringe batches that received Class II or Class III NCs plotted with the service level from AML to Amgen distribution centers by quarter for 2013 and 2014. A sharp increase in the percentage of batches receiving Class II or Class III NCs in the fourth quarter of 2013 led to a significant reduction in service level to the DCs. Commercial Syringe Batches with Class 2 or Class 3 NCs and Service Level to the DCs for 2013-2014 - %batches with Class 2 or Class 3 NC . - Service Level from AML to DCs 100% 100% 0....... ..... .... 119j ........ 95% ... 0 .............. ......... ... 80% U z 70% 70% 60% 60% * \ 50% 5 % L .......... ......... 0 % 4 50% 40% Jc 40%~ 4:, A -"4 30% 30% 20% 20% . 10% - ..-- -.-. 10% 0% 0% 1 2 3 5 4 6 7 8 Quarter (1 = Q1_2013) Figure 4-9: Commercial syringe batches with Class II or Class III NCs and service level from AML to Amgen distribution centers 33 a To address the reduction in service level that resulted from an increase in NCs, a postponement system is proposed that will hold inventory at inspected drug product, which will buffer the system from NCs in Formulation, Filling, and Inspection. 5 Postponement in Drug Product Manufacturing This section describes Amgen's current DP supply chain with and without postponement. Again, this thesis examines expanding the current use of postponement to cover more drug product SKUs. 5.1 Current DP supply chain This section will provide an overview of the current DP supply chain and production planning processes. The major manufacturing processes and supply chain performance measures, such as inventory, lead time, and service level are discussed. 5.1.1 DP Manufacturing Drug product manufacturing is comprised of five major steps. The process begins with Formulation. During Formulation, the therapeutic protein or DS is mixed with inert components (buffers, stabilizers, and other excipients) to dilute the DS to the proper dosage and ensure that it remains stable during distribution and storage. The next step is Filling, where vials and syringes are filled with the formulated solution becoming drug product (DP). The third step in the process is Inspection, where the filled batch of syringes is sent through automated inspection equipment that check for various characteristics such as color, turbidity (clarity), and foreign particles. If no NCs were generated during Inspection, then the batch can be sent through Packaging, the fourth stage of production. In the packaging lines, nude vials and syringes are labeled and then packaged into "packs" or boxes containing from one to ten vials or syringes. All labels, inserts, and packaging materials are printed in specific languages and meet the specifications of the country in which the product will be sold. The final stage of production is the disposition release process which is a final check that all of the testing and procedures for a given batch did not have any deviations which would require investigation. Once the product 34 has been released by the disposition team, it is then shipped to the distribution centers, wholesalers, and ultimately distributed to patients. Currently, the average flow time' for a batch of syringes is around 100 days. However, the actual value added time, or part of the processing time when value added activities are being performed, is only 2.2 days. Unplanned WIP inventory before and after Inspection accounts for the majority of the non-value added time. Typically, batches will receive an NC in Filling or Inspection and are not permitted for further processing until the NCs have been investigated and resolved. The result is large unplanned WIP inventories before and after Inspection. Figure 5-1 is a process flow map of the DP supply chain that shows the major manufacturing steps and WIP inventory. AML Syringe DP Manufacturing Avg Flow Time: 100 days AML to Amgen DCs SL Target: 90.0% Amgen DCs to Customers Service Level: 99.99% Value Added Time: 2.2 days WIP: 3 MFC SLActual: <70% Lead Time: 3 months Lead Time: 3 days DC Inventory: 3-6 MFC AML DP Manufacturing FIm c 0A DC IA m* E*A*l R DC 2 A DC3 A ocn A Custome Note on acronyms: Months forward coverage (MFC), Service Level (SL) Figure 5-1: Amgen DP supply chain 5.1.2 From manufacturing to the customer After a batch has been released, it is shipped from AML to Amgen distribution center or third parties. Over 95% of the products produced at AML are sent to Amgen distribution centers, so the remainder of this section will focus on this leg of the supply chain. All Amgen distribution centers, except for those serving the U.S. market, operate on a make to order (MTO) system, where they place orders with AML by submitting a stock transfer order (STOs). The agreed upon lead time between AML and the DCs is current plus three months. AML has to deliver plus or minus 10% of the order quantity anytime during the a flow unit (batch of syringes) spends in the process, which includes the time it is worked on at various resources as well as any time it spends in inventory I Flow time measures the time 35 requested delivery month in order to meet their service requirements. Adherence to these requirements is how Amgen measures service level from AML to the DCs. The target service level from AML to the DCs is 90%, however due to the sharp increase in NCs the current service level is around 70%. Amgen's sales and operations planning (S&OP) activities leverage SAP enterprise resource planning (ERP) and Kinaxis Rapid Response Supply Chain Planning software. As such, AML's supply chain team has visibility to the demand from the distribution centers and can preemptively schedule batches in advance of an STO in order to balance production. Also for distribution centers serving the U.S. market, the AML supply chain team manages the inventory directly in a make to stock (MTS) system. In this system, performance is measured by the percentage of FDP SKUs whose inventory levels at the U.S. DCs are at or above their targets. The goal is to have greater than 90% of SKUs above their target inventory level. However as with the MTO DCs, less than 75% of the U.S. distribution center's SKUs are at or above their targets. Amgen targets an extremely high service level from its DCs to customers (on the order or 99.99%). Pharmaceutical distributors, such as Cardinal Health, are typically the DCs' direct customers. The DCs hold large amounts of inventory in order to fulfill distributors' orders immediately. The distributors ensure that Amgen's medicines get to medical providers and ultimately to patients. Thus, fulfilling Amgen's mission of "every patient every time". To achieve such high service levels, Amgen distribution centers typically hold between three and six months of inventory to buffer against supply and demand variability as well as for strategic reasons, such as buffering against natural disasters or other unpredictable events. As shown in Figure 5-2, safety stock falls into two categories, Operations Safety Stock (OSS) and Strategic Safety Stock (SSS). Operational Safety Stock is held to buffer against supply and dmnan Variaillity whime Strategic Safety StOCk is 11eLdO emergencies. 36 buffer against unplanned events or MaXinum LOv* Exoiry mlnimae i vshef Ie (RSL4 reqrefents(Scraptmad LL. Upper Planning Limit - ..... ....... ------------ Low 4! ol Nom w. 0 annvil Um, t +60% ofteyc)e stoe* Lower Planning Limit tota safety stocltoren oeiabno Seategie retes.d imertornly Opwoa SAVy Stok ....... Mfnimum Lev*1 mnivminentyry re.treto mtgate .gaist Contamiation &nMwrel CksGSleqc loom Time Figure 5-2: Hypothetical inventory levels including planning limits 5.2 DP supply chain with postponement This section provides an overview of the proposed DP supply chain with postponement at IDP. The system described below is very similar to the way postponement is currently being implemented at AML. 5.2.1 DP Manufacturing with postponement Moving to a postponement system does not alter any of the manufacturing operations (Formulation, Filling, Inspection, Packaging, or Disposition) but only where WIP inventory is held in the system. Currently, inventory builds before and after inspection. With postponement, WIP inventory will only be held after inspection at the Inspected Drug Product (IDP) stage of production. IDP is a nude syringe that has been inspected and is awaiting labeling and packaging, an example photo is shown in Figure 2-3. Batches will move through the first three manufacturing stages (Formulation, Filling, and Inspection) targeting a goal of single batch flow - ensuring that WIP inventory does not build between the stages. Along with monitoring the inventory levels between these stages, a new metric of Filling through Inspection cycle time could be monitored in order prevent unwanted inventory accumulation. 37 Moving to this single batch flow system requires changing the current NC protocol that prevents further processing of a batch that has a pending NC. In order to operationalize single batch flow, batches that receive an NC in Formulation or Filling need to be allowed to proceed through Inspection without the NC being resolved. After discussions with the quality, manufacturing, and supply chain teams, it was determined that this procedural change is feasible. A second modification to the manufacturing process is the addition of an NC check after inspection. This check would be performed by members of the quality and manufacturing teams that would essentially review the batch records for the given production lot in order to determine if the batch has an NC. As shown in Figure 5-3 if the batch does not have an NC, then it is transferred into postponement or unrestricted IDP inventory, where it would await packaging. If the batch has been tagged with an NC, then it is designated as restricted and cannot be packaged until the NC is closed or the batch is released for further processing. ( LIO Pice r em YES Make-to-Order model ONLY One Piece "Flow' Figure 5-3: DP manufacturing with postponement at IDP 5.2.2 From manufacturing to the customer with postponement The major impact of postponement on the broader supply chain is modified supply planning, reduced lead time from AML to the DCs, and potential reductions in FDP safety stock. Figure 5-4 is a comparison of the current DP supply chain and the proposed DP supply chain with postponement. In the postponement system, the IDP inventory represents the push-pull boundary. Orders from the distribution centers and third parties would trigger packing, release, and shipment while production upstream of IDP would be planned using forecasts. This is a deviation from the current system where the DCs submit orders to AML which trigger the formulation and filling process for a given batch. However as noted in section 5.1.2, Amgen's S&OP systems provide AML's supply chain team visibility to the DCs demand and forecasts. 38 As such, upstream production (Formulation, Filling, and Inspection) can be planned and executed based on forecasts. The customer lead time from AML to the DCs is dramatically reduced with the postponement system. In the current system the target lead time to the DCs is current plus three months. This long lead time is required because the lengthy flow time through DP manufacturing. However, the majority of the flow time is dedicated to resolving NCs from the Formulation, Filling, and Inspection manufacturing stages. Holding a supply of unrestricted IDP inventory (product that has moved through Formulation, Filling, and Inspection including NC Resolution if required), allows for rapid packaging and shipment upon receipt of an order from the DCs. Because there are few NCs in syringe packaging and the process steps have short cycle times, the overall lead time from order placement to delivery could be reduced to as little as three weeks. This is a significant reduction from the current lead time which is greater than three months. The dramatic reduction in lead time, could enable the DCs to reduce their safety stock levels. The current long lead time requires the DCs to hold significant safety stock to buffer against demand variability during lead time. Reducing the lead time would in turn reduce the amount of safety stock. In the example detailed in section 3.2, using a consolidated distribution strategy (a lead time pooling strategy similar to postponement) led to an inventory reduction of 28% compared to the direct distribution strategy when the lead time was reduced from eight weeks to one week. In Amgen's case the lead time would be reduced from 13 weeks to around three weeks. 39 Current DP Manufacturing DcI A DCC2user1 DCt Autmer A *7 Dc1 A DC 3 DP Manufacturing with Postponement Customers] One Piece low" Maketo-Order model ONLY AML Syringe DP Manufacturing AML to Amgen D Cs Amgen DCs "Push" to and "Pull" from Lead time from 3 unrestricted IDP inventory months to 3 week s Potential reduction in DC's safety stock levels Figure 5-4: The current DP supply chain and proposed supply chain with postponement In order to determine if the proposed postponement supply chain is feasible, the IDP inventory levels need to be determined. If the IDP inventory levels required to execute the postponement strategy are much larger than the current WIP inventory levels, then the increased inventory cost may not be justifiable. In order to determine the appropriate IDP inventory levels and understand the performance of the system, a simulation model was created of the DP supply chain from manufacturing to the DCs. 6 Simulation Modeling of DP Production with Postponement This section describes the formulation of the DP Simulation Model that was used to calculate postponement inventory levels and simulate the postponement supply chain. An overview of the simulation model and results that were generated are discussed. The model setup and results described in Section 6 are based on a hypothetical syringe product produced at AML referred to as Product X. 40 6.1 Model formulation and inputs and outputs The DP Simulation Model is an Excel based model that uses Palisades @Risk plug-in to simulate the DP supply chain with postponement that is described in section 5.2 and shown in Figure 6-1. The model works by simulating the replenishment of postponement inventory, at IDP, that follows a continuous review reorder policy. In a continuous review system, an order is placed when the inventory position reaches a particular level or reorder point (ROP). The inventory position at any point in time is the actual inventory in the warehouse (on-hand inventory) plus any batches that are in production (pipeline inventory). ----------- DP Manufacturing with Postponement One Piece "FloW J A A IDDC J)C3 Dc 3 N2A Dc n YES Make-to-Order Dc I model ONLY A 1A Figure 6-1: Process flow diagram of the DP supply chain that underlies the DP Simulation Model Figure 6-2 is a plot that was generated by the DP Simulation Model that shows how the system performs. Whenever the Inventory Position (green line) drops below the Reorder Point (purple line) a new filling batch is ordered. The new batch is randomly assigned one of four designations No NC or a Class I, Class II, or Class III NC based on probabilities that are entered on the "Input" tab of the DP Simulation Model. Each designation has a corresponding lead time probability distribution based on historical data. So, the lead time for each new batch is randomly assigned based on the probability of receiving an NC and the corresponding production and NC closure time. A stockout occurs when the On-Hand Inventory cannot satisfy the demand. The model tracks the number of stock outs over 100 periods and uses this information to calculate the service level and fill rate based on the input settings of the model. 41 IDP Inventory Simulation -U-Demand -4-On-Hand Inventory (end of month) -*- -44-Reorder Point Inventory Position 250000 200000 -- 2150000 E - -.-.-.-.-......-. C %.0 ~100000 , - - -1 -1 -A --A1 1 1 1 -I l 50000 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Months Figure 6-2: Plot from DP Simulation Model that shows the inventory levels for a hypothetical IDP SKU The model was created to determine the appropriate IDP inventory levels for postponement and to evaluate the strategy's feasibility. Additionally, the model was developed as a tool that future Amgen staff could use to rebalance postponement inventory levels as supply lead time and demand change. The model is setup so that input data can be easily transferred from Amgen's existing supply chain planning systems (Rapid Response and SAP). As shown in Figure 6-3, the model is comprised of an "Input" tab and a "Simulation" tab as well as "How to use" and "Definitions" tabs which provide instructions for future users. 42 I 2 3 C Ar d D Instructions for IDP Inventory Simulation Model Workbook Overview The IDP Inventory Simulation Model simulates a continuous reiew inventory reorder system for sytinge drug product (DP) 10P. The user inputs values for beginning inventory, supply lead time distribution, demand, batch size, and reorder point Based on these inputs the model determines the corresponding service level and il rate that would result The inputs, specifically the reorder point, can be adjusted to give the desired service levet 4 5 7 Data sources 9 1) .. Dmd- Executve Demand Report in RapidResponse Report in RapidResponse that can be used to determine the forecast demand for AML DP SKUs for the next 12 months 10 11 12 13 14 15 16 17 2) Lead Tine AnaiysisF g to ADP_2013-2014 Excel Mrkbook An analysis thatshows how to determine the lead time distribution for AML syringes from Filling to DP (unrestricted) Notes on formating of this workbook 18 19 Instructions 20 Instructions for IDP Inventory Simulation Model 21 1. input tab-fillIn all inputcelisshownin 22 23 ?4 40 How to use Input simutation Figure 6-3: Screen capture of the DP Simulation Model "How to use" tab 6.1.1 "Inputs" tab Probability distributions for supply lead time and demand are required in order to calculate the IDP inventory levels using a continuous review reorder point policy. The data required to construct these distributions is entered on the "Inputs" tab. Figure 6-4 shows a screen capture of the DP Simulation Model "Input" tab. 43 Multiperiod Inventory Simulation - Input Parameters inni n : Demand for Next 12 Months PUobabilrty of an N Lowe wr Proabdes 2Month StDwv Leadtime Distributions No NC clans I Class 2 Ckme Figure 6-4: Screen capture of the DP Simulation Model "Input" tab In Figure 6-4, all of the cells highlighted in yellow are inputs. The first field is Beginning Inventory. This is the amount of IDP inventory at the start of the simulation. This amount can be pulled from Rapid Response, Amgen's supply planning system. For Product X a beginning inventory level of 580,000 was selected because it is greater than the proposed Reorder Point for this product. The next input field is the probability of an NC. Based on historical production data for each product, the user enters the probability that a new batch is produced without an NC or receives a Class I, Class II, or Class III NC. For Product X the probability of receiving No NC, Class I, Class II, or Class III was 38%, 15%, 45%, and 2% respectively. Using @Risk, a lead time distribution is assigned for each production designation No NC, Class 1, Class 2, or Class 3. Figure 6-5 shows the @Risk "Define Distribution" dialog box that is used to assign a distribution to each production designation. 44 Multiperiod Inventory Simulation - Input Paramete Inve N,~ ass A: I~ecnn~aEOQ~tNV BeI.nning A @RISK - s CFA kLofnormnS3.544 54.947 Risk5hift12.59111 Ladan Class 2dass2 ognom599,R Parameters Leedtine Distributions NMC I - M J= DWfine Disribution: D25 as Standard F% jCeu2[ :akpD25 Mnun 54947 AMI '4. Stats Clw +1259 66.14 3079 49.96 54.95 4m LOW GaD 0ev KTrial Version ation Purposes Only 4,1593 447217 21.9 x ft Ps0% LOW4 tight x 9rk.4 OAM Vg. X - PD. 141.53 90.0% 17.79 0*12 1% 7 1. Fr. MJAiJ j Jil .41- jM01 Figure 6-5: Screen capture of the DP Simulation Model "Input" tab showing the @Risk "Define Distribution" dialog box that is used to assign a lead time probability distribution for each production case For Product X the lead time distribution for the No NC case followed a log normal distribution with a mean of eight days and a standard deviation of six days. Figure 6-6 shows a plot of this distribution. No NC 2.13 5.0% - 5.0% I 0Logmmn(SA) @RISK Trial Vers ion LEvaluation Purpos s Only Mkwnuar 000 +W2 0163nwns Mean Sid Dev &ODD 6.000 - D.02 in 0 03 In n r4 U1 r4 C1 Figure 6-6: Product X lead time distribution in days for the "No NC" case (batches that do not receive and NC during DP production) 45 For Product X the lead time distribution for the Class 1 NC case followed a log normal distribution with a mean of 15.1 days and a standard deviation of 9.3 days. Figure 6-7 shows plot of this distribution fit against historical data for a similar product. Fit Comparison for Class 1 RiskLognorm(9.4103,9.3315,RIskShft(5.7045)) 31.0 7.0 5.0% ZIIZ.lZIIZIZZIZZ .4 a 1 2.4% 0.10 Minimum 7.000 MaxImum 63.000 0.08. Mean Std Dev Values @RI! K Trial Version For Evalk ation Purposes Only 0.06 14.982 8.433 110 -Lognonn Minmum 5.705 +Ws Maximum Mean 15.115 Std Dev 9.332 0.04 0.02 0 o o 0) '4- 0 In 01 ID 0 1'~. Figure 6-7: Product X lead time distribution in days for the "Class 1 NC" case (batches receive a Class 1 NC during DP production) fit against historical data for a similar product For Product X the lead time distribution for the Class 2 NC case followed a log normal distribution with a mean of 66.1 days and a standard deviation of 54.95 days. Figure 6-8 shows a plot of this distribution fit against historical data for a similar product. 46 Fit Comparison for Class 2 RiskLognorm(53.544,54.947,RiskShlt(12.591)) 200.0 23.0 5.0% 2.9%+ 5.o% 6.6% 0.025 0 0.020- Input Minimum 0.015- 15.00 Maximum 398.00 66.42 Mean 52.77 Std Dev 336 Values @RISK Trial Version For Evaluation Purposes Only SLognm 0.010- Minimum Maximum Mean Std Dev 0.005 0.000 12.59 +e 66.14 54.95 C 03 Figure 6-8: Product X lead time distribution in days for the "Class 2 NC" case (batches that receive a Class 2 NC during DP production) fit against historical data for a similar product For Product X the lead time distribution for the Class 3 NC case followed a triangular distribution with a minimum of 42 and a maximum of 430 days. Figure 6-9 shows a plot of this distribution fit against historical data for a similar product. Fit Comparison for Class 3 RiskTrtang(42,42,430.36) 347.0 42.0 E5.0% 0.0% 0.006- 0.005- flinput 0.004- Minimum 42.00 Maximum 392.00 Mean Std Dev values 0.003- - Triang Minimum 42.00 Madimum 430.36 171.45 Mean 91.54 Std Dev 0.002- 0.001 4 0.000 L0 173.79 97.06 29 a 08 Figure 6-9: Product X lead time distribution in days for the "Class 3 NC" case (batches that receive a Class 3 NC during DP production) fit against historical data for a similar product 47 Finally, forecast or historical demand data is taken from RapidRespone, the supply planning system, and entered into the demand fields on the "Inputs" tab as shown in Figure 6-4. This data is available in RapidResponse as the aggregated demand at the DCs for a given IDP SKU. These values are converted into a uniform distribution that the model uses to simulate demand. For Product X, the forecast aggregated DC demand for a similar product was used. 6.1.2 "Simulation" tab With the model inputs defined, the user then moves to the "Simulation" tab to run the model. A screen capture of the "Simulation" tab is shown in Figure 6-6, all fields shown in yellow are inputs. The Batch Size field sets the reorder quantity for the continuous review inventory policy that underlies the model. In this case, the reorder quantity is determined by the batch size of the product being simulated. For the majority of AML's products, the batch size is fixed. However, for a few products the batch size can change based on the size of the formulation tanks that are used in production. The average batch size for most products is around 60,000 units (syringes) with a maximum batch size of close to 250,000 units. Multiperiod Inventory Simulation Service Level Over 100 Months Fill Rate Over 100 Months Ave Demand Lead Time Ave Aveme inven" Position nib Ave In Position MF nit) Aves On-Hand Inve Average On-Hand Inventory (MFC) 255 DD 7 295,543 8 423,165 9 10 11 12 13 14 15 548,127 42%.468 %-7,,113 850 604,495 485A3 385.573 - No - - 120802 25696 130038 383658 118859 264999 224456 295543 127378 168165 130038 38127 118659 429468 117355 312113 100263 211850 117355 94495 11859 230836 100263 385573 118659 266914 0 Yes 0 No 0 Yes 0 No 0 0 0 0 0 0 0 0 0 Yes Yes No Yes No Yes No No Yes 255,000 - 510, - - 230836 255 * 255 0DG 385573 - 255,000 - 255,000 - 2 0D sio,000 4furM 949513,696 38519999 295.543 42165 548127 0.37 - No NC 0.1 - 0.13 No NC 0.54 0.27 Cdass 2 No NC 1.6 0.1 2.5 1.2 429.468 - 0-71 255 000. M0 00I 567,113 466850 604.495 - Cass 2 - 0.17 No NC 485,836 - 521.914 0.50 255,000 - 25,0001 0.1 - - 255,000 1- Figure 6-10: Screen capture of DP Simulation Model "Simulation" tab 48 -- - - 264999 295543 168165 38127 4294M8 312113 211850 94495 NO 0 479Trr - 383658 519.999 a 100239 379498 - 383,6M 1073 - - - 5 6 - - 513.696 3 4 80.00 479 3 379,498 - I 50000 479737 379498 258896 1 2 - - Reorde Point Batch Size Class 1 0.4 The Reorder Point field sets the reorder point for the continuous review inventory policy that underlies the model. Once the Batch Size and Reorder Point have been populated the user presses the "F9" key to run the simulation. The user enters a Reorder Point (number of syringes) to target a specific service level and uses trial and error to determine the Reorder Point that results in the desired service level or fill rate. In the simulation, a new batch is ordered whenever the inventory position drops below the Reorder Point. The inventory position at any point in time is the actual inventory in the warehouse (on-hand inventory) plus any batches that are in production (pipeline inventory). For each batch that is ordered, the program randomly assigns a lead time based on the probability of receiving and NC and corresponding lead time distribution in the "Inputs" tab. This cycle is repeated for 100 periods with each period receiving demand from a uniform distribution based on the demand entered on the "Inputs" tab. A stock out occurs when there is insufficient on-hand inventory to cover the demand for the period. The model uses the following equation to calculate the service level: Service Level = (Total#Orders- Total#Stockouts) Total#Orders If a stockout occurs, the model assumes that a partial order is shipped and the remaining number of units are placed on backorder. The units on backorder are fulfilled as soon as new product arrives in on-hand inventory. This is representative of the actual relationship between AML and the Amgen DCs where AML operates on a first in first out (FIFO) system and will partially fulfill orders if there is not sufficient supply. Fill rate is another measure of supply chain performance. The model uses the equation below to calculate fill rate: - (Total#unitsDemanded - Total#unitsOnBackorder) Total#unitsDemanded The other outputs that are displayed are Average Demand, Average Lead Time, Average Inventory Position, and Average On-Hand inventory. The averages are taken from the 100 simulation periods calculated by the model. With these outputs, the user can determine the 49 1IN07 amount of inventory that will achieve the desired performance (service level or fill rate) given the model inputs. The user will target a specific service level or fill rate and will set the Reorder Point (number of syringes) using trial and error to achieve the targets. Using the Simulation feature in @Risk, the user can rapidly run and document several iterations of the simulation. The outputs of the simulation model such as service level and fill rate are recorded and can be plotted to gain an understanding about the likelihood of possible outcomes. For example, Figure 6-11 shows the distribution of service level for Product X over 100 iterations using the settings detailed above. For this case, the service level has a mean of 94.5% and a standard deviation of 2.9%. Service Level Over 100 Months 98.00% 89.00% 15.0% 5.0% 0.18 stow= 777::777 AM 390% 95.W% 2Dv .926% 0.16 3.M- 0.14 89.00% 0.12 9.00% 3P 0.10 @RISK Trial Version I5.000% or EvaluationiPurposes On 0.08 95.0% M1000% 90.000% 92000% 92.000% % 25% 0.06 35% 95.000% 0.04 V% 9.000% 0.02 60 940% 0.00 I II II ~75% 8% 90 96.000% 97.% W009% Figure 6-11: Output of DP Simulation model showing the service level of Product X assuming the inputs described is Section 6 6.2 Modeling results The Simulation Model was run for all commercial syringe SKUs currently being produced at AML to determine the amount of IDP inventory required to execute the postponement strategy. Additionally, the simulation model was used to determine how changes in the probability of receiving an NC or the NC resolution time impact the service level or 50 inventory required for the postponement system. Finally, results from the model were used to "socialize" the postponement concept with stakeholders at AML by demonstrating how the system would perform if implemented. 6.2.1 Postponement inventory levels A key to assessing the feasibility of implementing postponement in the DP supply chain was to determine the amount of inventory that is necessary to execute the strategy. To determine the total amount of inventory required for postponement, the simulation model was run for all commercial syringe IDP SKUs currently being produced at AML. The amount of inventory required for each IDP SKU depends on the lead time and demand distributions for that specific product as well as the target service level. Using the simulation model, it was determined that on average around two months forward coverage (MFCs) of demand are required for the DP postponement strategy. 6.2.2 Impact of NCs The simulation model was used to determine the impact of NCs on service level or conversely the amount of inventory required to maintain a target service level. Specifically, the model was run to compare the how the system would perform with the 2013 NC rates and closure times compared to the 2014 NC rates and closure times that were negatively impacted by the syringe particle challenges. The major difference was in the number of Class II NCs which went from 41% of batches in 2013 to 62% of batches in 2014. Using Product X as an example, the simulation results from both scenarios are discussed below. The model was initially run using 2013 NC rates and NC closure time distributions. A 95% service level was targeted. The model determined that a reorder point of 460,000 units was required in order to meet the 95% service level target. Figure 6-12 shows the service level that was calculated after 500 iterations. 51 Service Level Over 100 Months 98.00% 89.00% - -.-...- -... .-.--.--F-.... ---- --------------....----- - -----__ ---_ _ _- - 0.14 - 5.0% 0.16 0.12 Service Level Over 100 Months 0.10 IV r o @IUSK T 0.08 E aluation Fo P p is Minimum Maximum -ni Mean 84.000% 100.000% 93.882% Std Dev 0.06 2.811% Values 500 rr.J 0.04 -f 0.02 0.00 r4J 0o Go 0D ON4 Co Go '.0 'e- r'1 o~ CD 0D 00 0' -4 Figure 6-12: Simulation model output of service level for Product X u ing 2013 NC rates and NC closure time distributions and a reorder point of 460,000 units Next the model was run using 2014 NC rates and NC closure time distributions (the demand distribution, reorder point and batch size were not changed). With the reorder point still set at 460,000 units the service level dropped to 87%. Figure 6-13 shows the service level that was calculated after 500 iterations. Service Level Over 100 Months 93.00% 80.00% [ 0.12 5.0% *S5.0% 0.10 ~ - 0.08 Months @_RISK 9a 0.06 4ri __ For Evaluation P - . 0.04 Service Level Over 100 Minimum Maximum Mean Std Dev Values _ ry ---. - 74.000% 97.000% 87.532% 4.007% 500 0.02 0.00 0 1~. U, N- 0 in 00 ONC7 o n V-4 Figure 6-13: Simulation model output of service level for Product X using 2014 NC rates and NC closure time distributions and a reorder point of 460,000 units 52 - Using the 2014 NC rates requires a significant increase in inventory levels in order to obtain a 95% service level. Simulation modeling determined that a reorder point of 550,000 units would be required to maintain a 95% service level with the 2014 NC rates. Figure 6-14 shows the service level that was calculated after 500 iterations. Service Level Over 100 Months 99.00% 90.00% 0.18 0.16 0.14 [_ 5.00/0 50 ----- -----I-- ...... Service Level Over 100 0.12 Months @RISK Trial E sinn 0.10 0 y For .a uat On p p 0.08 a 0.06 Minimum Maximum Mean Std Dev Values 85.000% 100.000% 94.552% 2.704% 500 0.04 0.02 --. n nn O 80- %D~ 0 "C) 0 to 00 0 0 r.1 Ale'3 -0 _00 Figure 6-14: Simulation model output of service level for Product X using 2014 NC rates and NC closure time distributions and a reorder point of 550,000 units In summary, higher NC rates result in lower service levels for a given inventory level or higher inventory levels to maintain a target service level. In the example described above, increasing the Class II NC rate from 41% to 62% and Class III NCs from 2% to 9% resulted in an eight percent drop in service level from AML to the DCs (assuming a postponement system with a continuous review inventory strategy). However, for the same system to maintain a 95% service level in the face of higher NC rates requires a 20% increase in inventory. In the Product X example this is a difference of 90,000 units. If the inventory holding costs were known, it would be possible to translate these results into a proxy for the cost of NCs. 6.2.3 System performance The simulation model also generates plots that show how the system is expected to perform over time. Figure 6-15 shows a plot that was generated by the DP Simulation Model. 53 The plot indicates the anticipated reorder frequency and inventory levels for a given SKU. This information was helpful in demonstrating to the supply chain, manufacturing, and quality teams how the postponement system would function. Specifically for planning and manufacturing, the model helped determine how often and when each SKU would be produced. Aggregating the various SKUs, the model could provide and expected order frequency per IDP SKU, which could be used to assist in production planning. IDP Inventory Simulation -4-On-Hand Inventory (end of month) -C-Demand -fr-inventory Position -4-Reorder Point 30000 .......... .......... ....... ..... ............. E 15000 100 5000 r- --- -- 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Months Figure 6-15: DP Simulation Model system performance plot for hypothetical SKU 7 Conclusions For certain products, the implementation of postponement in Amgen's syringe DP supply chain will result in significant benefits. The majority of IDP SKUs in the syringe DP supply chain meet the criteria outlined by Cachon and Terwiesch for when postponement is an ideal strategy [6]. 54 1) Customers demand many versions - variety is important a. Amgen supplies the same high quality medicines to patients all around the world. However, the labeling and packaging that accompany these medicines is customized according to each country's language and regulatory requirements. As such, although Amgen only produces a dozen medicines it provides global markets with hundreds of finished goods SKUs. 2) There is less uncertainty with respect to total demand than there is for individual versions a. The majority of demand for Amgen's medicines comes from the U.S., Canada, and Europe. These large markets have stable demand that can be forecast several months out to within a few percent of actual demand. However, Amgen also serves emerging markets that have greater demand variability and much lower forecast accuracy. While the demand from these markets is difficult to predict, the overall demand for a given medicine is much less uncertain. 3) Variety is created late in the production process a. At the packaging stage of syringe DP production, 30 unique dosage forms of IDP are converted into hundreds of finished goods SKUs destined for patients throughout the world. 4) Variety can be added quickly and cheaply a. At the packaging step, variety comes in the form of labels, inserts, and boxes that are printed in the specific language and according to the regulatory body requirements of the destination market. 5) The components needed to create variety are inexpensive relative to the generic component a. Relative to the cost of producing the actual medicines, printing the labels, inserts, and boxes is relatively inexpensive. However, not all of Amgen's syringe products meet these criteria. There are some IDP SKUs that only serve one market. This means that only one finished drug product or FDP is derived from the IDP SKU. For example in Figure 7-1, IDPXYZA supports four FDP SKUs while IDPXYZB is only converted into FDPABCE. Because the packaging process does 55 not add any variety, postponement should not be implemented for IDPXYZB or any other IDP SKU that only serves one FDP SKU. FDPABCA DAB IDPXYZA B FDPABCC1 FDPABCD IMPXYZBJ FDPABCEl Figure 7-1: Example of generic IDP and the corresponding FDP variants The majority of Amgen's syringe IDP SKUs support several FDP SKUs and therefore would benefit from postponement. 7.1 Impact on inventory and service level For applicable IDP SKUs, postponement will improve the service level from less than 75% to around 90%. This improvement is not dependent on holding dramatically larger amounts of inventory but by more effectively utilizing the high levels of WIP that are already in the system. Also, this assumes the high NC rates continue to result in production lead times similar to those discussed in section 4. The Simulation Model was run for all applicable syringe IDP SKUs targeting a 90% service level, which is the current goal for AML. The average amounts of on-hand inventory and pipe-line inventory were tabulated and summed. On average, a total IDP inventory position of 8.9 million units are required for the postponement strategy. Although this is a large amount of 56 inventory, it is only 2% greater than the average amount of syringe WIP inventory held at AML in 2014. As shown in Figure 7-2, 34% of the current WIP inventory is held before Inspection. However, holding inventory in this position is of little value because it does not help to buffer against the variability caused by NCs in Inspection. To buffer against NCs, all batches should move through Formulation, Filling and Inspection as rapidly as possible so that NCs can be identified immediately and the resolution process can commence. Current Drug Product Manufacturing DP 3.0 M units 34% qp T 5.7 M units 66% Figure 7-2: Current WIP inventory levels in DP manufacturing By shifting all of the current WIP inventory after Inspection, the unrestricted IDP inventory (the green triangle in Figure 7-3) buffers the downstream system from variability caused by NCs. Figure 7-3, shows a hypothetical average production lead time from Formulation to unrestricted IDP inventory. Pack CT=13hr Reso utlon Figure 7-3: Hypothetical DP production lead times 57 Relea e CT=2wks Ship With the postponement system, a reduction in lead time variability would result in higher service levels or reduced postponement inventory levels. By decreasing the likelihood of generating Class II NCs as well as the Class II NC resolution times, AML could achieve a reduction in lead time variability, which would result in improved service levels or reduced postponement inventory levels. For example if the NC rate and closure times returned to the averages measured for the first two quarters of 2013, then the service level from AML to the DCs would improve to around 98%. However if Amgen is satisfied with a 90% service level to the DCs, then the amount of postponement inventory could be reduced. Results from the Simulation Model show that with 2013 NC rates and NC closure times, postponement inventory could be reduced by more than 10% or around one million units. 7.2 Impact on lead time The postponement system could reduce the lead time from AML to the DCs from over three months to around three weeks. The current lead time from AML to the Amgen DCs is over three months. All Amgen distribution centers, except for those serving the U.S. market, operate on a make to order (MTO) system, where they place orders with AML by submitting a stock transfer order (STOs). The agreed upon lead time between AML and the DCs is current plus three months. In the postponement system, receiving an STO would initiate the pack, release, and shipping processes. Upon receiving an STO, the required quantity of IDP syringes would be taken from released IDP inventory to the packaging lines along with the corresponding labels, inserts, and boxes. After packing, the lot would proceed through the disposition release process, which is a final check that all of the testing and procedures for a given batch did not have any deviations which would require investigation. The packaged and released product is then shipped to the DCs. This entire process is expected to take less than three weeks - dramatically reducing the lead time to the DCs. 58 8 Recommendations This section lays out recommendations for AML and other supply chains with high lead time variability through production. 8.1 Track flow time through production and adjust planning process accordingly The increase in NC rate that began in the fourth quarter of 2013 has resulted in a below target service level from AML to the DCs. A contributing factor to the lower service level throughout 2014, was not updating the supply planning systems to reflect the longer production lead times. AML's planning systems schedule production based on the date that the product is needed by the customer (Amgen DCs and third parties). Given a required delivery date, the system back calculates when to initiate the Formulation and Filling processes using predefined goods release (GR) times. For example, if a product is scheduled for delivery on May 15 and it has a GR time from Filling of 45 days then the system will schedule the batch to be filled on April 1 st. The GR times are adjusted infrequently and therefore the planning process does not necessarily reflect the actual production environment. When the flow time through production increases and the GR times are not adjusted, the result is missed orders and below target service level. For example, the syringe particle NC issues led to an increase in average lead time through production of more than 15 days. However, the GR times were not extended by 15 days to reflect this change. The result has been, below target service level to the DCs. Tracking the flow time through production and updating the GR times accordingly could improve the service level to the DCs. Currently, AML does not measure and track the flow time through production. As such, the GR times are not frequently updated. For the proposed postponement system, an Excel workbook could be created that would pull data from SAP in order to determine the flow time from Formulation to unrestricted IDP inventory. With this system, the postponement inventory levels and GR times could be updated quarterly to reflect the current operating environment. 59 8.2 Reduce safety stock levels at the DCs when postponement system is stable The implementation of postponement at AML could enable a reduction in safety stock at the DCs. As discussed in section 3.1, postponement is often employed to reduce global inventory levels in a supply chain. In the soluble coffee case reviewed in section 3.2, the authors calculated a potential aggregated safety stock reduction of 46.1% through the use of postponement. For Amgen, this strategy is expected to have a similar impact. Amgen calculates safety stock levels at the DCs using the equation shown below: SafetyStock = z * StDevDemand * LeadTime In this equation, demand is assumed to be normally distributed and StDevDemand is the standard deviation of demand. LeadTime is the time from order placement to delivery. Currently, this is around three months. As the lead time decreases so does the safety stock. Figure 8-1, which is a normalized plot of lead time versus service level, shows how the reduction in lead time impacts safety stock. In the case of postponement at Amgen, reducing the lead time from AML to the DCs from three months to less than one month could allow for a 42% reduction in operational safety stock (OSS) at the DCs. 60 Normalized lead time vs Safety Stock 1,20 1.00 0180 0.40 0.20 0.20 0.40 0.60 0.80 1.00 1.20 Leadtine Figure 8-1: Normalized plot of the impact of lead time on safety stock However, Amgen should proceed cautiously when drawing down safety stock levels at the DCs. The safety stock levels should not be reduced until postponement has been fully implemented and proven stable. 8.3 Focus improvement efforts on reducing production lead time variability For inventory reduction or service level improvement, two areas that managers focus on are the reduction of the lead time and the variability of this lead time [13]. For AML, the long right tail of the lead time distribution is difficult to plan for and manage. To improve the service level from AML to the DCs over the long term and make the supply chain more robust, AML should target reducing the variability in production flow time. 61 To illustrate this point, the postponement inventory levels were calculated for the case where the lead time through production was constant at 60 days. In this case, the average lead time of 60 days is significantly greater than the 2013 or 2014 average lead times used in section 7.1. However, because the variability in lead time is removed the resulting postponement inventory levels are lower. Using the constant 60 day lead time results in a 40% reduction in postponement inventory compared to the amount required when using the 2014 lead time and an almost 30% reduction compared to 2013. In order to address the heavy right tail of the current lead time distribution, AML should focus on improving the Class II NC resolution process. As shown in Figure 8-2, a significant portion of Class II NCs take longer than 60 days to resolve leading to the long right tail of the lead time distribution. It is recommended that a follow on project be conducted to determine why some Class II NCs close in a few weeks while others take months. The goal of this project would be to modify the procedures, personnel and equipment involved in NC resolution so that all Class II NCs are resolved in 60 days or less. Even if these improvements result in an increase in the median Class II NC resolution time, the Amgen supply chain will still see a benefit as long as the variability is reduced. Histogram of Class 2 NC Age 2013, Class 2 NC Age 2014 0 Gass 2 NC Age 2013 7ass 60 120 180 240 300 360 2NC Age 2D14 606050 so 404 40 - 30- 330 10- 10 0 60 120 180 240 300 360 Figure 8-2: Class II NC resolution histograms for 2013 and 2014 62 9 Glossary AML Amgen Manufacturing Limited is Amgen's Puerto Rico manufacturing facility. DP Drug Product, or the stage in the manufacturing process that represents Drug Substance (DS) filled into a presentation, or container such as a vial or prefilled syringe. DS Drug Substance, or the stage in the manufacturing process that represents a scaled up, purified, and filtered drug held in a cryovessel or carboy. ERP Enterprise Resource Planning, a software system that integrates many sources of enterprise information such as finance / accounting, manufacturing, and sales data intended to aid management in cross-organizational planning and decision-making. FDA Food and Drug Administration, the agency of the United States Department of Health and Human Services, which regulates the biopharmaceutical industry. FDP Final Drug Product, the stage in the manufacturing process that represents a filled, inspected, labeled, packaged and ready-to-ship drug intended for patient use. IDP Inspected Drug Product, the stage in the manufacturing process that represents an inspected Drug Product (DP). LDP Labeled Drug Product, the stage in the manufacturing process that represents an inspected and labeled Drug Product (DP). MFC Months Forward Coverage, the number of months a certain level of inventory can cover average monthly demand. NC Non-Conformance, or a deviation from defined procedures during DP manufacturing and testing. The product cannot be shipped from the manufacturing site to the distribution centers or third parties until the NC has been resolved. NCs fall into three classes I, II, and Ill with Class I being the least severe and Class IlIl being the most severe. ROP Re-Order Point, a predetermined specified level of inventory that, when reached, triggers production 63 10 References Management Sciences for Health, "MDS-3: Managing Access to Medicines [1] and Health Tecnologies," 2012. [Online]. Available: http://apps.who.int/medicinedocs/documents/sl9577en/sl9577en.pdf. [Accessed 16 February 2015]. [2] European Compliance Academy, "News from the US on particles in injectables," 11 June 2013. [Online]. Available: http://www.gmpcompliance.org/enews_04000_News-from-the-US-on-particles-in-injectables.html. [3] Amgen, Inc., 2013 Annual Report and 10-K, Thousand Oaks, California, 2014. 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