Design, Integration Schemes, and Optimization of Conventional and Pressurized Oxy-coal Power Generation Processes by Hussam Zebian S.M., Massachusetts Institute of Technology (2011) Submitted to the Department of Mechanical Engineering in partial fulfillment of the requirements for the degree of ARCHNE* MASSACHUSETTS INST"UrE OF TECHNOLOGY Doctor of Philosophy at the MAY 0 8 2014 MASSACHUSETTS INSTITUTE OF TECHNOLOGY LIBRARIES February 2014 © Massachusetts Institute of Technology 2014. All rights reserved. A uth or .... .......................................................... Department of Mechanical Engineering November 1, 2013 Certified by....... Alexander Mitsos Visiting Scientist 7') Thesis SUpe;visor Accepted by . David E. Hardt Chairman, Department Committee on Graduate Thesis 2 Design, Integration Schemes, and Optimization of Conventional and Pressurized Oxy-coal Power Generation Processes by Hussam Zebian Submitted to the Department of Mechanical Engineering on November 1, 2013, in partial fulfillment of the requirements for the degree of Doctor of Philosophy Abstract Efficient and clean electricity generation is a major challenge for today's world. Multivariable optimization is shown to be essential in unveiling the true potential and the high efficiency of pressurized oxy-coal combustion with carbon capture and sequestration for a zero emissions power plant (Zebian and Mitsos 2011). Besides the increase in efficiency, optimization with realistic operating conditions and specifications also shows a decrease in the capital cost. Elaborating on the concept of increasing the performance of the process and the power generation efficiency, as part of this Ph.D. thesis, new criteria for the optimum operation of regenerative Rankine cycles, are presented; these criteria govern the operation of closed and open feedwater heaters, and are proven (partly analytically and partly numerically) to result in more efficient cycle than the conventional rules of thumb currently practiced in designing and operating Rankine cycles. Simply said, the pressure and massflowrate of the bleed streams must be selected in a way to have equal pinch temperatures in the feedwater heaters. The criteria are readily applicable to existing and new power plants, with no associated costs or retrofitting requirements, contributing in significant efficiency increase and major economical and environmental advantages. A case study shows an efficiency increase of 0.4 percentage points without capital cost increase compared to a standard design; such an efficiency increase corresponds to an order of $40 billion in annual savings if applied to all Rankine cycles worldwide. The developed criteria allow for more reliable and trustworthy optimization, thus, four additional aspects of clean power generation from coal are investigated. First, design and optimization of pressurized oxy-coal combustion at the systemslevel is performed while utilizing a direct contact separation column (DCSC) instead of a surface heat exchanger for more reliable and durable thermal recovery. Despite the lower effectiveness compared to a surface heat exchanger, optimization employing newly developed optimal operating criteria that govern the DCSC allow for an efficient 3 operation, 3.8 percentage points higher than the basecase operation; the efficiency of the process utilizing a DCSC is smaller than that utilizing a surface heat exchanger but only by 0.32 percentage points after optimization. Optimization also shows a reduction in capital costs by process intensification and by not requiring the first flue gas compressor in the carbon sequestration unit. Second, in order to eliminate performance and economical risks that arise due to uncertainties in the conditions that a power generation process may be subjected to, the designs and operations that allow maximum overall performance of the process while facing all possible changes in operating condition are investigated. Therefore, optimization under uncertainty in coal type, ranging from Venezuelan and Indonesian coals to a lower grade south African Douglas Premium and Kleinkopje coal, and in ambient conditions, up to 10'C difference in the temperature of the cooling water, of the pressurized oxy-coal combustion are performed. Using hierarchic optimization and stochastic programing, the latter shown to be unnecessary, an ideally flexible design is attained, whereby the maximum possible performance of the process with any set of input parameters is attained by a single design. While in general a process designed for a specific coal has a low performance when the utilized coal is changed, for the pressurized oxy-coal combustion process presented herein, it is demonstrated that designing (and optimizing) while taking into consideration the different coal types utilized, results for each coal in performance that is equal to the maximum performance obtained by a design dedicated to that coal. The third aspect considered is flexibility with respect to load variation. Particularly with the increase of the power generation from intermittent renewable energy sources, coal power plants should operate at loads far from nominal, down to 35%. In general this results in efficiency significantly lower than the optimum. Therefore, while keeping the turbine expansion line design fixed to that of the nominal load in order to allow for a full range of thermal load operations, an elaborate study of the variations in thermal load for pressurized oxy-coal combustion is performed. Here too optimization of design and operation taking into consideration that load is not fixed results in a process that is flexible to the thermal load; the range of thermal load considered is 30..100%. The fourth aspect considered is a novel design for heat recovery steam generator (HRSG), which is an essential part of coal power plants, particularly oxy-coal combustion. It is the site of high temperature thermal energy transfer, and is shown to have potential for significant improvements in its design and operation. A new design and operation of the HRSG that allow for simultaneous reduction in the area and the flow losses is proposed: the hot combustion gas is splitted prior to entering the HRSG and prior to dilution with the recycling flue gas to control its temperature as dictated by the HRSG maximum allowed temperature. The main combustion gas flow proceeds to the HRSG inlet and requires smaller amounts of dilution and recycling power requirements compared to the conventional no splitting operation. The splitted fraction is introduced downstream at an intermediate location in the HRSG; the introduction of the splitted gas results in increasing the temperature of the flue gas and the temperature difference between the hot and the cold streams of the HRSG, particularly avoiding small temperature differences which require the 4 most heat transfer area. Results include area reduction by 37% without change in the compensation power requirements, or a decrease in the compensation power requirements by 18% (corresponding to 0.15 percent points of the cycle efficiency) while simultaneously reducing the area by 12%. Thesis Supervisor: Alexander Mitsos Title: Visiting Scientist 5 6 Acknowledgments First and foremost I would like to thank my advisor Professor Mitsos for all his efforts and contributions in making this work possible. As an advisor, he is attentive, critical, and extremely generous with his time and thoughts. He always welcomes and encourages new thoughts and ideas, redefining the principles of teaching and learning making work and research fun and pleasurable. He is remarkably modest, never treated himself as superior and always took the time to understand and to correct what I, a blabbering know-it-all kid with broken-english from half the way across the world, is trying to say. Professor Mitsos is more than just an advisor, he is my mentor in most aspects of life; even after four year, till this very moment, I am still learning from him. I would like to thank my thesis committee members, Professor Ghoniem and Professor Buonjiorno, for their help, concerns, and smart feedback. Professor Ghoniem has remarkable knowledge in the fields of science and engineering and even more impressive is his ability to relate his knowledge and experience and to guide both amateur and experienced researchers; all while being very humble and supportive. Professor Buonjiorno is very critical and gives you all his attention and concerns when you need him. He was able to anticipated pitfalls and point out important issues. Thanks to ENEL and the DOE and their research teams for sponsoring most of this research and for their constant interest and feedback. Thanks for Aspen for providing AspenPlus@ free of charge for academic uses. I would like to thank my parents, for it was originally their dream that I pursue a Ph.D. Also, because of my parents I was never worried or afraid about my future; not because they were supportive or reasonable, but mainly because they were always more worried and concerned and emotionally involved in my pursuit than I was. At several occasions I was comforting them instead of the other way around; one can say that they handled/lived the stressful emotional aspects of being a graduate student, leaving the bare minimum for me. I thank my brilliant brother, who I greatly admire, 7 for being the voice of reason and for his constant constructive advice. I thank my wonderful sister for being the most calming and relaxing person I have ever known, and for always managing to alleviate any problem or concern. Finally, thanks to my lab-mates and friends, they made my stay at MIT fun and entertaining, and way different than the stereotypical ideas I had about the lifestyle at MIT. Disclaimer This work was partly prepared as an account of work sponsored by an agency of the United States Government. Neither the United States Government nor any agency thereof, nor any of their employees, makes any warranty, express or implied, or assumes any legal liability or responsibility for the accuracy, completeness, or usefulness of any information, apparatus, product, or process disclosed, or represents that its use would not infringe privately owned rights. Reference herein to any specific commercial product, process, or service by trade name, trademark, manufacturer, or otherwise does not necessarily constitute or imply its endorsement, recommendation, or favoring by the United States Government or any agency thereof. The views and opinions of authors expressed herein do not necessarily state or reflect those of the United States Government or any agency thereof. This thesis is in part based on [28, 29, 38, 35, 671. 8 This doctoral thesis has been examined by a Committee of the Department of Mechanical Engineering as follows: Professor Alexander Mitsos .......................................... Thesis Supervisor Visiting Scientist Professor Ahm ed Ghoniem ........................................... Member, Thesis Committee Ronald C. Crane (1972) Professor Professor Jacopo Buonjiorno......................................... Member, Thesis Committee Associate Professor of Nuclear Science and Engineering 10 Contents 1 A Double-Pinch Criterion for Regenerative Rankine Cycles 1.1 Summary . . . . . . . . . . . . . . . . . . 23 1.2 M otivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 1.3 Analytical Proof of Double-Pinch for Shortcut Methods . . . . . . . . 27 1.3.1 Two possibilities for pinch to occur . . . . . . . . . . . . . . . 27 1.3.2 Analytical Proof of Necessity . . . . . . . . . . . . . . . . . . 29 1.3.3 Graphical Proof of Uniqueness and Sufficiency . . . . . . . . . 36 1.3.4 Procedure for Cycle Optimization . . . . . . . . . . . . . . . . 38 Other Feedwater Configurations . . . . . . . . . . . . . . . . . . . . . 42 . . . . . . . . . . . . . . . . 42 1.4 1.5 2 23 1.4.1 Drain to Open Feedwater Heater 1.4.2 Cascading (Downwards) . . . . . . . . . . . . . . . . . . . . . 42 1.4.3 Pumping to Feed . . . . . . . . . . . . . . . . . . . . . . . . . 43 1.4.4 Open Feedwater Heater . . . . . . . . . . . . . . . . . . . . . 46 . . . . . . . . . . . . . 46 Numerical Examples with a Simple Flowsheet 1.5.1 Single Feedwater heater . . . . . . . . . . . . . . . . . . . . . 47 1.5.2 Non-Cascading, Cascading, and Common Practice . . . . . . . 56 1.6 Numerical Case Study with a Realistic Cycle Design . . . . . . . . . . 59 1.7 Conclusion and Future Work . . . . . . . . . . . . . . . . . . . . . . . 62 Optimal Design and Operation of Pressurized Oxy-Coal Combustion with a Direct Contact Separation Column 65 2.1 Sum m ary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 2.2 M otivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 11 2.3 2.4 2.5 2.6 3 Flowsheet and Model Description .. .. .. .. . .. .. .. .. 69 2.3.1 Power Plant Flowsheet . . . . . . . . . . . . . . . . . 69 2.3.2 Flue Gas Pressure Losses . . . . . . . . . . . . . . . . 70 DCSC Modeling . . . . . . . . . . . . . . . . . . . . . . . . . 73 2.4.1 DCSC Flowsheet . . . . . . . . . . . . . . . . . . . . 73 2.4.2 DCSC Operation . . . . . . . . . . . . . . . . . . . . 77 . . . . . . . . . . . . . . . . . . . 78 2.5.1 Objective Function . . . . . . . . . . . . . . . . . . . 78 2.5.2 Optimization Variables and Constraints. . . . . . . . 78 2.5.3 Integer Variables . . . . . . . . . . . . . . . . . . . . 81 2.5.4 Parameters Considered constant . . . . . . . . . . . . 82 2.5.5 Active Constraint Optimization . . . . . . . . . . . . 82 Optimization Formulation Results . . . . . . . . . . . . . . . . . . . . . . . 84 2.6.1 Variables at Optimal Operation . . . . . 86 2.6.2 Flue Gas Pressure Losses . . . . . . . . . 88 2.6.3 Capital Cost Reduction 89 2.6.4 Validation of the Optimization Results . . . . . . . . . . . . . . . . . . 90 2.7 Model-Based Optimization and Effect of Design Assumptions . 91 2.8 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93 Pressurized Oxy-Coal Combustion: Ideally Flexible to Uncertain- 99 ties 3.1 Summary ................... 99 3.2 M otivation ................ 100 3.3 Flowsheet and Model Description . . . 101 3.4 Optimization Formulation . . . . . . . 102 3.4.1 Optimization Objective . . . . . 102 3.4.2 Design and Operation Variables 103 3.4.3 Constraints . . . . . . . . . . . 106 3.4.4 Active Constraint Optimization 12 106 3.5 Ideally Flexible Process to Coal, FWHs Areas, Input Flows and Spec. . . . . . . . . . . . . . . . . . 110 3.5.1 Methodology for Flexibility Assessment . . . . . . . . . . . . . 110 3.5.2 Hierarchical Optimization . . . . . . . . . . . . . . . . . . . . 114 3.5.3 Flexibility to Input Flows and Parameters, (Air Flow, Slurry ifications, and Ambient Temperature water Flow, atomizer Stream Flow, and Oxidizer Stream Oxy. . . . . . . . . . . . . . . . . 123 Flexibility to Ambient Conditions . . . . . 126 3.6 Conclusion . . . . . . . . . . . . . . . . . . . . . . 128 3.7 Future W ork . . . . . . . . . . . . . . . . . . . . . 131 gen Purity) 3.5.4 4 Pressurized OCC Process Ideally Flexible to the Thermal Load 4.1 Summary ...................... . . . . . . . . . . . . . 137 4.2 Motivation .................. . . . . . . . . . . . . . 138 4.3 Turbine Performance Curves . . . . . . . . . . . . . . . . . . . . . 140 4.4 Modeling Approach . . . . . . . . . . . . . . . . . . . . . . . . . . 144 4.4.1 Process Operating Parameters . . . . . . . . . . . . . . . . 144 4.4.2 Flue Gas Pressure Losses . . . . . . . . . . . . . . . . . . . 146 Optimization Formulation . . . . . . . . . . . . . . . . . . . . . . 149 4.5 4.6 4.7 5 137 . . . . . . . . . . . . . 150 4.5.1 Design and Optimization Variables 4.5.2 Constraints . . . . . . . . . . . . . . . . . . . . . . . . . . 156 4.5.3 Active Constraint Optimization . . . . . . . . . . . . . . . 157 Results and Analysis . . . . . . . . . . . . . . . . . . . . . . . . . 158 4.6.1 Flexibility Assessment . . . . . . . . . . . . . . . . . . . . 159 4.6.2 Behavior of Key Variables . . . . . . . . . . . . . . . . . . 164 4.6.3 Standard Rankine Cycles Without Pressurized Recovery 170 4.6.4 Partload and Subcritical Operation . . . . . . . . . . . . 173 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174 A Split Concept for HRSG with Simultaneous Area Reduction and 177 Performance Improvement 13 177 ...................... 5.1 Summary ..... 5.2 Motivation .............. 5.3 Novel Split Concept . . . . . . . . . . . . . . . . . 180 . . . . . . . . . . . . 180 . . . 182 5.4 178 ........ 5.3.1 Concept Description 5.3.2 Stand Alone HRSG-Split Simulation Optimization Formulation for Minimal Area and/or Minimal Compensation Power Requirements . . . . . . . . . . . . . 188 5.4.1 Objective Functions . . . . . . . . . . . . 188 5.4.2 Optimization Variables . . . . . . . . . . . 194 5.4.3 Optimization Constraints . . . . . . . . . 194 5.4.4 Pareto Front Construction . . . . . . . . . 196 5.5 Results . . . . . . . . . . . . . . . . . . . . . . . . 196 5.6 Flexibility to Uncertainties . . . . . . . . . . . . . 199 5.7 Other Applications . . . . . . . . . . . . . . . . . 202 5.8 Conclusion . . . . . . . . . . . . . . . . . . . . . . 203 A Reaction Chemistry Added to the Separation Column in the DCSC 207 flowsheet B DCSC Recirculation Water, rhRw-sr-in, Optimality Criterion 14 209 List of Figures 1-1 Pinch diagram for illustrative feedwater heater . . . . . . . . . . . . . 28 1-2 Pinch diagram demonstrating uniqueness of double pinch . . . . . . . 38 1-3 Feedwater configurations with pumping of the drain . . . . . . . . . . 43 1-4 Flowsheet for the numerical validation of the double pinch criterion . 48 1-5 Contours of efficiency for a fixed regenerated duty . . . . . . . . . . . 50 1-6 Contours of entropy generation rate Sge, for a fixed regenerated duty 52 1-7 Contours of efficiency for a fixed FWH Area . . . . . . . . . . . . . . 54 1-8 Contours of entropy generation Sen for a fixed FWH Area . . . . . . 55 1-9 Optimal performance of four different design procedures versus total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 1-10 Realistic cycle design with four closed feedwater heaters . . . . . . . . 60 FW Hs area 2-1 Oxycombustion cycle flowsheet based on wet recycling . . . . . . . . 72 2-2 Direct Contact Separation Column (DCSC) operation unit . . . . . . 75 2-3 Optimization variables and constraints for the pressurized 2-4 RHE and DCSC pressure parametric optimization and pressure para- OCC process 95 metric sensitivity result . . . . . . . . . . . . . . . . . . . . . . . . . . 96 2-5 Effect of design considerations . . . . . . . . . . . . . . . . . . . . . . 98 3-1 Evaluations performed for flexibility assessment . . . . . . . . . . . . 113 4-1 Variables and constraints for the pressurized OCC cycle for uncertainty in load ........ 4-2 ................................... Results for flexibility to thermal load . . . . . . . . . . . . . . . . . . 15 145 163 5-1 HRSG single-split as part of a pressurized OCC process with a thermal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182 5-2 Temperature profiles of four different operations of the flue gas . . . . 186 5-3 Results of HRSG-split multi-objective optimization . . . . . . . . . . 197 recovery unit 16 List of Tables 1.1 Specifications of flowsheet with 4+1 FWHs in Figure 1-10 . . . . . . 60 1.2 Results of flowsheet with 4+1 FWHs in Figure 1-10 . . . . . . . . . . 61 1.3 The applicability of the proposed design criterion for various configurations and the evidence given in this chapter. . . . . . . . . . . . . . 63 2.1 Fixed Simulation Parameters for the pressurized OCC process . . . . 71 2.2 Optimization Variables for the pressurized OCC utilizing a DCSC . . 80 2.3 Optimization Constraints for the pressurized OCC process utilizing a DCSC ........ ................................... 81 2.4 Optimization Results of the pressurized OCC utilizing a DCSC . . . . 97 3.1 Specifications of utilized coals . . . . . . . . . . . . . . . . . . . . . . 102 3.2 Design and operation variables facing fuel uncertainty . . . . . . . . . 107 3.3 Optimization constraints facing fuel uncertainty . . . . . . . . . . . . 108 3.4 The runs performed to check the flexibility of the OCC cycle, with an RHE or DCSC thermal recovery unit, under fuel uncertainty . . . . . 112 3.5 Results for RHE flowsheet fuel flexibility A . . . . . . . . . . . . . . . 115 3.6 Results for RHE flowsheet fuel flexibility B . . . . . . . . . . . . . . . 116 3.7 Results for DCSC flowsheet fuel flexibility A . . . . . . . . . . . . . . 117 3.8 Results for DCSC flowsheet fuel flexibility B . . . . . . . . . . . . . . 133 3.9 Results for RHE flowsheet fuel and area flexibility . . . . . . . . . . . 135 3.10 Results for RHE flowsheet fuel, area, and ambient temperature flexibility136 4.1 Turbine performance data . . . . . . . . . . . . . . . . . . . . . . . . 17 143 4.2 Recycling pipes diameters and gas velocity ranges . . . . . . . . . . . 147 4.3 Design and operation variables for uncertainty in load . . . . . . . . . 155 4.4 Optimization constraints for uncertainty in load . . . . . . . . . . . . 156 4.5 Summary of results for RHE flowsheet fuel, area, and ambient temperature flexibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 160 4.6 60% part load flexibility . . . . . . . . . . . . . . . . . . . . . . . . . 161 4.7 30% part load flexibility . . . . . . . . . . . . . . . . . . . . . . . . . 162 5.1 Fixed input parameters for the HRSG-split . . . . . . . . . . . . . . . 187 5.2 Optimization variables for the HRSG-split . . . . . . . . . . . . . . . 195 5.3 Optimization results for the HRSG-split . . . . . . . . . . . . . . . . 200 A.1 The relevant reaction added to Separation Column of the DCSC flowsheet208 18 Nomenclature Latin symbols Capacity rate [kW/K] izcp Bleed pressure [bar] PB hT(Po) Enthalpy at the turbine outlet [kJ/kg] hB,o hgsat Enthalpy of the saturated vapor [kJ/kg] Heat Transfer Coefficient 2 [kW/(m K)] Outlet pressure of the turbine A Derivative of the extraction mass flowrate following pinch at the onset of condensation withrespect to extraction pressure [kg/(s bar)] Enthalpy of the bleed stream in the outlet of the feedwater heater [kJ/kg] Heat Transfer Area [m 2 ] rh Mass flowrate [kg/s] P Pressure [bar] Sgen Rate of entropy generation Q Regenerated CIP Specific liquid thermal capacity [kJ/(kg K)] T Temperature [C, K WB Power that the extraction stream would have generated in the turbine [kW] Pcomb Combustion Pressure (bar) PDeaerator Deaerator pressure (bar) Duty Transfer (MW) Combustor Duty (MW) T qDeaerator Temperature (OC) Quality in Deaerator tank FWH MITA Feed Water Heater Minimum Internal Temperature Approach [C, K] 0 "PB U PO Derivative of the extraction mass flowrate following pinch at the bleed outlet with respect to extraction pressure [kg/(s bar)] ) [kW, MW] [kW/K] Q Qcomb Duty Greek symbols r_ Acronyms CFWH HX Cycle Efficiency (%) Closed Feed Water Heater Heat Exchanger 19 OFWH Open Feed Water Heater o-pinch p-pinch TLoad ASU Pinch at onset of bleed condensation Air Separation Unit FG-Rec-pri Primary Recycled Flue Gas CCS FG-Rec-sec I Cool-Gas DCSC CPR HRSG FG-DCSC-in FW Pinch at bleed exit from FWH Thermal Load Carbon Capture and Sequestration Secondary Recycled Flue _Gas Flue Gas at exit of HRSG Direct Contact Separation Column thermal recovery unit Compensation power requirements to overcome flue gas pressure losses (kW) Heat Recovery Steam Generator CSU DCSC-HX Carbon Sequestration Unit Heat Exchanger in DCSC CER Compression enthalpy rise due to the CPR (kW) RHE Flue Gas DCSC Feedwater FG-RHE-in Recovery Heat Exchanger. Acid condensation occurs in RHE Flue Gas entering the RHE entering the FW,Main Main feedwater stream. Largest working fluid flow passing through the HRSG and entering the expansion line FWH Feedwater Heater FW-HRSG-in Feedwater entering the HRSG. Same flowrate as FW, main FW-DCSC-in OCC Feedwater entering the DCSC Flue gas entering the HRSG Lower Heating Value of Coal (MJ/kg) Low Pressure Pump Oxy-Coal Combustion RW-Sep-in Cool-Gas Flue gas exiting the HRSG FW-HRSG-in Comb-Gas-in Flue gas entering the com- FW-Recov-out Hot-Gas LHV LP-Pump HHV HP-Pump BLD OC bustor BLD1-stage BLD3_stage Higher Heating Value of Coal (MJ/kg) High Pressure Pump Rankine cycle regeneration bleed Oxy Combustion Recirculation water of the DCSC entering the separation column Feedwater entering the HRSG Feedwater exiting the recovery unit, RHE/DCSC Bleedi extraction stage Bleed3 extraction stage BLD2-stage C02_Cap Bleed2 extraction stage Ratio of CO 2 capture to total produced 20 C02...pure Purity of CO 2 captured MITA-FWHi Minimum internal temperature approach of FWHj (OC) MITA.HRSG PBLDi PDeaerator OComb TCool-Gas TFW-HRSG-in HRSG pinch ('C) MITA-RHE RHE pinch ('C) Bleeds extraction pressure (bar) PComb Combustion Pressure (bar) Deaerator pressure (bar) QFWHi TFG-RHE-out Feedwater Heater i duty I (kW) Quality in Deaerator tank Flue gas temperature at TComb-Gas-in RHE exit (OC) Temperature of gas enter- Combustor Duty (MW) Temperature of flue gas exiting the HRSG ('C) Temperature of feedwater qDeaerator entering the HRSG ('C) ing the combustor(OC) Subscripts a actual design and operating b conditions basecase design and operating conditions B B, o Bleed Bleed out B, i F Bleed in Feed F,i Feed in Following o-pinch Turbine expansion line F,o p Feed out Following p-pinch 1 sat Liquid Saturated state As HRSG total surface area D (m2) HRSG tube diameter (in) o T Superscripts Vapor Evaporation Pressure Drop Parameters Ac HRSG cross section area g lg d (m2) Recycling pipe diameter (in) Dh Hydraulic diameter (in) ATim Log mean temperature dif- HRSG pressure drop (Pa) APipe Recycling ference (K) APHRSG pipe pressure drop (Pa) 6 F k Wall roughness (m) ATm correction factor Thermal conductivity f of Friction factor H L HRSG height (i) HRSG length (m) r Flue gas flowrate (kg/s) N Number of tube rows along flue gas (W/m.K ) Lpipe Recycling pipes equivalent length A (m) Dynamic viscosity (kg/m.s) HRSG length Nu Nusselt Number Re Reynolds number QHRSG HRSG (W) I_ p 21 Total transferred duty in Density (kg/m 3 ) SL U HRSG longitudinal pitch (m) HRSG overall heat transfer coefficient (W/m 2 K) Vo W ST HRSG transverse pitch (m) V Bulk flue gas velocity (m/s) Vmax Maximum gas velocity in HRSG (m/s) I Average gas velocity at HRSG entrance (m/s) HRSG width (m) 22 I I Chapter 1 A Double-Pinch Criterion for Regenerative Rankine Cycles 1.1 Summary A double-pinch criterion for closed feedwater heaters (FWH) of regenerative Rankine cycles is presented. The FWHs are modeled as counter-current heat exchangers. Thus, two potential pinch positions in the FWH exist: (i) at the exit of the bleed (drain) and (ii) at the onset of condensation. For a given heat duty in the FWH, feed inlet temperature and flowrate, the extraction flowrate and pressure should be chosen to achieve the same minimal approach temperature at the two potential pinch points. An analytical proof is given for a fixed pinch value for the case that the drain enters the condenser, based on weak assumptions. Additionally, the criterion is numerically demonstrated for fixed pinch value and for fixed heat exchanger area using the most common configurations: drain to condenser, drain to deaerator, and drain cascaded to next FWH. A similar criterion is developed for the case that the drain is pumped (upwards or downwards) and mixed with the feedwater. The double pinch criterion simplifies the optimization procedure and results in significant efficiency increase for 23 fixed heat exchanger area. For numerical reasons it is advisable to use the pressure as the optimization variable and calculate the heat duty and mass flowrate. 1.2 Motivation Rankine cycles are widely used in power generation, typically with features for efficiency increase such as reheat, super heat, and regeneration [1, 2, 3]. Commercial software packages capable of high fidelity modeling of the power cycles are available, e.g., Thermoflex@ [4], AspenPlus@, GateCycle@ [5]. These software packages offer tools for performing parametric and optimization studies on given cycles (flowsheet connectivity) or even construct power cycles for a given application. All but the simplest cycles are regenerative, i.e., they include preheating of the feed (return from the condenser) via extraction of bleed streams from the turbine [1, 2, 3]. This preheating is performed in closed and/or open feedwater heaters (CFWH and OFWH). There are various configurations of FWHs depending on where the exit bleed of the CFWH, i.e., the drain, is sent to. The performance of the power cycle increases in general with the number of FWHs. Thus, typically the number of FWHs is selected based on cost considerations, i.e., balancing capital and operating costs. A well know approximate design criterion is to have an equal enthalpy rise across each FWH in the regeneration section of the Rankine cycle. More precisely, under some idealizations, for maximum efficiency in a non-reheat non-supercritical plant the enthalpy rise of the feedwater up to the point of saturation should, to a first approximation, be the same in all heaters and the economizer [1, 2]. CFWHs are essentially multi-phase heat exchangers (HX). The design of HX networks is a well-established field, e.g., [6, 7, 8, 9, 10, 11]. The design of both power cycles and HX networks can be performed with either shortcut methods or more rigorous models. A very common shortcut method is the so-called pinch analysis, i.e., 24 to select a minimal temperature approach (MITA) and then calculate the inlet conditions and heat duty for each HX. This shortcut has the advantage of decoupling the capital costs and detailed design of the HXs from the operating costs. The implicit assumption of the pinch method is that the required HX area is accurately characterized by the MITA. However, accurate calculation of heat transfer area is needed for economic optimization. The focus of this chapter is to propose a new criterion for the optimization of regenerative power cycles and apply it to both pinch method and optimization for a fixed heat transfer area. Throughout the chapter CFWHs will be treated as countercurrent HXs. Consequently, there are two possible pinch points, namely at the onset of condensation and at the exit of the bleed (the drain). The main result herein is that for most FWH configurations optimal operation is equivalent to simultaneously achieving both pinches. In all considerations the connectivity between units (flowsheet) and the expansion line (condenser temperature, turbine inlet pressure & temperature and total flowrate) are kept fixed. For the working fluid a pure species with phase change is considered. In the pinch analysis, a MITA is selected using economic criteria as a surrogate for HX area. Subsequently, there are three degrees of freedom for each CFWH, namely heat duty (as a surrogate via the MITA), bleed extraction pressure (and thus temperature) and bleed extraction flowrate. Thus, at least in principle, the cycle performance can be optimized numerically considering simultaneous variation of these degrees of freedom, subject to the constraints of minimal approach temperature. In the rigorous analysis, heat transfer area is selected via economic analysis; the remaining degrees of freedom are bleed extraction pressure and bleed extraction flowrate; moreover, the MITA is free. The proposed design criterion eliminates two of the variables for each CFWH. Moreover, for the case of the pinch analysis, the proposal eliminates the need to check for the pinch-violation constraints and as such the need for a spatially dis- 25 tributed model for the feedwater heater. In summary, the proposal simplifies the cycle optimization drastically. This computational acceleration is particularly important when Rankine cycles are not considered in isolation, but rather as a part of a complicated process, e.g., oxycombustion [241, or inside another procedure, e.g., selection of working fluid in an organic Rankine cycle. In fact the identification of the criterion was achieved in the process of optimizing a pressurized oxycombustion cycle [24] using deterministic local and heuristic global optimization methods. Optimization of a Rankine cycle in isolation is relatively simple, but not trivial in general-purpose modeling tools, which in the absence of the proposed criterion result in suboptimal local optima. The criterion also enables a simpler use of approximate design criteria, such as the aforementioned equal enthalpy rise across feedwater heaters. In Section 1.3 the shortcut rule of minimum temperature approach is considered for the simplest FWH arrangement, namely that the drain is sent to the condenser. A precise statement is given with appropriate boundary conditions and proved analytically. Moreover, it is demonstrated how the criterion can be implemented inside an optimization procedure resulting in a significantly simpler optimization formulation than the alternative of simultaneous optimization of all variables. In Section 1.4 the applicability of the criterion to other configurations is discussed. In Sections 1.5 and 1.6 case studies with various FWH configurations are calculated numerically both for the shortcut calculation and for a constant area respectively, discussing also the entropy generation in the feedwater. The proposed criterion results in significant savings compared to current design practice for both shortcut and rigorous calculation. 26 1.3 Analytical Proof of Double-Pinch for Shortcut Methods In the following, the double pinch design criterion is developed and proved based on a set of nonrestrictive assumptions. First, it is demonstrated that only two points in the pinch diagram are of interest, namely the onset of condensation and the outlet of the bleed. Subsequently, for the case that the drain is sent to the condenser, it is proved that for a given heat duty a double pinch is necessary for optimality. Moreover, there exists a unique pair of extraction pressure and flowrate that results in a double pinch. Therefore, a double pinch is also sufficient for optimality. Then, a reordering of variables is proposed along with a procedure for computationally efficient optimization. 1.3.1 Two possibilities for pinch to occur Assumption 1.3.1 (Capacity Rates). The ratio of feed flowrate to extraction flowrate is assumed sufficiently high that the capacity rate (rhcp) of the feed is higher than that of the bleed for both the superheated and subcooled regions. Assumption 1.3.1 holds for typical Rankine cycles. The following proposition shows that in the pinch diagram only two points are of interest. For a graphical illustration, compare also Figure 1-1. Proposition 1.3.2. Under Assumption 1.3.1 a minimum approach temperature between the feed and bleed can only occur at two points, namely the onset of condensation, and the bleed outlet. Proof. Recall that the feedwater heater is modeled as a counter-current HX. The feed is always subcooled and therefore a smooth curve is obtained in the pinch diagram. In contrast, the bleed consists in general of three regions, namely, the superheated 27 region, the condensation region, and the subcooled region, giving two kinks at the transitions. The region of condensation results in a horizontal line for the bleed, i.e., enthalpy decrease without temperature change. By Assumption 1.3.1, the other two curves corresponding to the bleed have a higher slope than the slope of the curve corresponding to the feed. Therefore, in the direction of flow of the bleed from the inlet to the outlet, the superheated and subcooled regions result in convergence between the bleed and the feed curves, whereas in the condensation divergence between the two curves is observed. Consequently, the two potential points for a pinch are the onset of condensation and the bleed outlet. Note that if the bleed inlet is in the two-phase region, the onset of condensation coincides with the inlet. 300 E ________ I_______I__ Bleed M=25.5kg/s P=25bar Bleed M=30.Okg/s P=1 5bar Feedwater M=100.Okg/s P=100bar 250 200 c 150 p-pinch E I100 -- 50 - 0-pinch- 01' 0 1 2 3 4 5 6 Thermal Energy Transfer, Duty (kJ/s) 7 8 X 104 Figure 1-1: Pinch diagram for illustrative feedwater heater (results generated in AspenPlus@). There are only two possibilities for pinch to occur in a heat regeneration in the FWH of a pure substance; at the cold end of the heat exchanger (drain, red dotted bleed line, labeled o-pinch), or at onset of bleed condensation (black dashed bleed line, labeled p-pinch). 28 1.3.2 Analytical Proof of Necessity In this section the shortcut method of minimum temperature approach is considered for the case that the drain is sent to the condenser. It is shown that for a given feed flowrate rnf, feed inlet temperature T,j and heat transfer duty Q a double pinch is optimal except for trivial cases. It is based on relatively weak assumptions. Assumption 1.3.3 (Bleed saturation enthalpy). It is assumed that the enthalpy of the saturated vapor hg,' at the bleed pressure PB is not lower than the enthalpy at the turbine outlet hT(Po). h9a'(PB) > hT(P,), where the subscript T denotes the turbine (expansion line) and Po the outlet pressure of the turbine. Assumption 1.3.3 is satisfied for typical expansion lines. It could only be violated if the turbine outlet state is highly superheated and the heat duty is very small allowing for a very low extraction pressure PB. Such an operation is suboptimal. Assumption 1.3.4 (Bleed outlet enthalpy). It is assumed that the enthalpy of the bleed stream in the outlet of the feedwater heater hB,0 is not higher than the enthalpy of the turbine outlet hT(Po) hB,o <; hT(Po). Assumption 1.3.4 is satisfied for typical expansion lines and working fluids, e.g., water and ammonia, heptane and toluene. Assumption 1.3.5 (Bleed pressure). It is assumed that the optimal extraction pressure PB is strictly higher than the turbine outlet pressure P. Assumption 1.3.5 can only be violated if the heat duty of the feedwater heater is extremely low and the outlet of the turbine is highly superheated. In other words, recuperators are not considered herein. 29 Assumption 1.3.6 (Bleed pressure). It is assumed that the optimal extraction pressure PB is strictly lower than the turbine inlet pressure. Assumption 1.3.6 holds for typical Rankine cycles. Assumption 1.3.7 (Heat capacity and saturated vapor). The following relationship is assumed to hold for the pressures of interest &hg,sat aP &Tsat <; c<P(T"(PB) - AMITAT, PF) PB - OP PB Assumption 1.3.7 is satisfied for typical working fluids, such as water, toluene and ammonia. For the conditions of interest, the expression of the left hand side is either negative or slightly positive, whereas the right hand side is always positive. Assumption 1.3.8 (Positive Pressure Dependence of Liquid Enthalpy). The derivative of the liquid enthalpy with respect to pressure is positive -h > 0. aki T Note that Assumption 1.3.8 holds for an incompressible liquid, which is a good approximation for the liquids. Moreover, it holds for typical working fluids, such as water, toluene and ammonia. In the formal statement of the main result, reheats are excluded for simplicity. Moreover, a fixed expansion line is considered, essentially assuming that the turbine isentropic efficiency is not affected by the extraction conditions. Theorem 1.3.9 (Double pinch necessary). Consider a regenerative Rankine cycle without reheats and with positive isentropic efficiency of the turbine. Let the turbine inlet temperature, inlet pressure, outlet temperature and outlet pressure P be fixed, i.e., not influenced by the extraction. Consider an arbitraryfeedwater heater, specified by an arbitrary but fixed feed flowrate rilF, 30 feed inlet temperature TFj, and a heat transfer duty Q. Suppose that the feed pressure Pf is chosen so that the feed stream remains subcooled. Suppose that the feedwater heater can be modeled as a countercurrent heat exchanger with a minimum approach temperature AMITAT and without pressure drop. Assume that the extraction state is saturated or superheated, i.e., the extraction temperature is not smaller than the saturationtemperature of the extraction pressure. Suppose that the drain is sent to the condenser. Select a pair of extraction flowrate rmB and pressure PB such that the cycle performance is optimized. Under Assumptions 1.3.1 through 1.3.8 a double-pinch occurs, i.e., the MITA occurs both at the condensation onset and at the outlet of the bleed stream. Proof. The proof is done by contraposition, i.e., by considering an optimal pair nB, PB, assuming that no double pinch occurs and concluding that the pair is not optimal. This is done in three steps, first excluding the case that no pinch occurs, then excluding the case that a pinch occurs only at the onset of condensation and finally excluding the case that a pinch occurs only at the bleed outlet. Based on the assumption that no reheat exists, the power that the extraction stream would have generated in the turbine is given by WB Note that hB,i. hT(PB) = (1.1) r4B(hT(PB) - hT(Po)). is the enthalpy of the bleed inlet to the feedwater heater Optimal extraction minimizes this lost power hT(PB) = WB. Note first that if the extracted steam is saturated steam or in the two-phase region (hT(PB) h9,,at(pB)), then the pinch at the onset of condensation is trivially satisfied. Moreover, the pinch at the outlet minimizes given pressure since PB ThB thus minimizing > P0 is assumed. Thus, we can assume hT(PB) WB for a > h9,St(PB)- 1. Suppose for contraposition that the MITA is not reached in the feedwater for (PB, MB). Then, an infinitesimal reduction of either extraction flowrate or pres31 sure (or even both simultaneously) allows the same heat transfer duty without a violation of the MITA. On the other hand, this reduction implies that more power is produced in the turbine, see (1.1), or the original pair is not optimal. 2. Assume now that for (PB, we have a pinch at the onset of condensation MB) but not at the bleed outlet. Maintaining the pinch at the onset of condensation implies that a change in extraction pressure results in a change in extraction flowrate. This is possible without violating any constraints, given Assump- tion 1.3.5. We denote the derivative of the extraction mass flowrate following pinch at the onset of condensation with-respect to extraction pressure where the subscript p stands for p-pinch. Consider the partial derivative of the power not produced in the turbine with respect to the extraction pressure following the pinch at the onset of condensation evaluated at (PB, TnB) B 9PB Oh\ - hT(Po)) + 7B (9.PB ± PB 0hB =(hT(PB) - PB =\OPB -B PBn (1.2) where we have used the fact that the turbine inlet and outlet states are fixed. Optimal operation implies minimal WB, or if we find that a- 0 then the PB pair (PB, MB) is not optimal. In the right-hand side of Equation (1.2) the second term is positive since the turbine produces work. Thus, if the derivative PB is nonnegative, we also have B (f > 0), evaluated at > 0 or the pair (PB, MB) is not optimal. Note that this would imply that we can reduce both extraction pressure and flowrate and maintain the same preheating. Note also that directly proved. 32 (B) < 0 can be We thus only need to consider the case OrhB <0. OPB / (1.3) <- We will show that the derivative of the power lost with respect to the extraction pressure is negative, or increasing the extraction pressure increases efficiency. We will generate an expression for in the following. The condition for (0-) a pinch at the onset of condensation is rnF (hFO - h(T sat(PB) - AMITAT, PF rB (hT(PB) - h9 at(PB))- Taking the derivative with respect to PB and evaluating at (PB, MB) gives -~FCP(Tsat(PB) - AMITAT, PF) OP C rnB (hT(PB) - IPB h9,sat (pB)) + t - hgB MB OhT PB MB O P PB or (hT(PB) - h \&PB ) = - MB ih T h 5 PB t (PB) Bsa +- Ohgsat +MB - PB hFCP(sat(PB) - AMITAT,PF) 33 OP/(1.4) PB By Assumption 1.3.3 we have hT(Po) < hg'8at(PB) and therefore hT(PB) - hg,sa t (PB) "Tsat h(P) --- hT(Po). Recalling Inequality (1.3) we thus obtain (hT(PB) - hT(Po)) (<hB ) PBP (h(PB) - h'sat(PB)) OPB P and therefore combining Equations (1.2) and (1.4) we obtain WB- < s (Ts*t FC-p(T ( PB) ~ AMITAT PF) ,sat +mB _PB PB Noting that nB < rF B P PB by Assumption 1.3.7 we obtain '9WB 0 PB ,PB < 0. By As- sumption 1.3.6 it is possible to increase the pressure and thus we have shown that (PB, MB) is not optimal. 3. Assume finally that for (PB, MB) we have a pinch at the bleed outlet but not at the onset of condensation. Similarly to the previous case we will consider variation of the extraction pressure by maintaining the pinch at the bleed outlet ( ), i.e., the derivative of the extraction mass flowrate following pinch at the bleed outlet with respect to extraction pressure, where the subscript o stands for o-pinch. Equivalently to the previous case we obtain 09WB - PB (hT(PB) - hT(Po)) + MB (hB B PB (1.5) B and (0mB) PB < 0. (1.6) PB We then show that the derivative of the power lost with respect to the extraction is positive, implying that the extraction pressure should be decreased. 34 We will generate an expression for (2) in the following. The heat transfer duty maintaining a pinch at the outlet can be calculated as Q (hT(PB) - h1 (Ti = rB + AMITAT,PB)) Noting that the total heat transfer is constant, the derivative with respect to PB is zero. Evaluating the derivative of the right hand side at (PB, MB) thus gives 0 = OPB O-B SPB (hT(PB) - h'(T,i + AMITAT, PB)) ±MB 9PB PB - ;,i+AMITAT,PB or O(nB OPB / - (hT(PB) Ohl OhT - h'(Ti + AMITAT, PB)) B PB ~ +mB OPB TT+AMITATPB (1.7) By Assumption 1.3.4 we have hl(Ti + AMITAT, PB) = hB,0 <! hT(P) and therefore hT(PB) - h'(Tri + AMITAT,PB) hT(PB) - hT(P). Recalling Inequality (1.6) we thus obtain (hT(PB) - hT(Po)) (0riB) h(PB) - h'(Ti + AMITAT,PB)) B ( OB PB and therefore by (1.7) (hT(PB) - hT(Po)) ohi > -BMB B O PB OPP +rnB T,I±AMTAT,PB 35 ) PB which together with (1.5) gives - 9WB B B PB TT,i+AMITAT,PB and by Assumption 1.3.8 we obtain > 0. By Assumption 1.3.5 it is possible to decrease the pressure and thus we have shown that (PB, MB) is not optimal. 1.3.3 Graphical Proof of Uniqueness and Sufficiency Theorem 1.3.9 proves that a double pinch is a necessary condition for optimality. In principle, it allows for multiple double pinches, out of which some may be suboptimal. Under two additional assumptions it is possible to prove that for a given heat duty there exists a unique pair (PB, rnB) that gives a double pinch. Assumption 1.3.10 (Weak Pressure Dependence of Subcooled State). The derivative of the liquid enthalpy with respect to pressure is smaller than the derivative of the enthalpy in the expansion line O < hT (1.8) PB T,PB Moreover, the heat capacity in the subcooled region is assumed to be a weak function of pressure for the temperatures and pressures of interest, or more precisely for any two pressures PB1, PB2 such that PBl> PB2 we have c (T, PB1) hT(PB1) - h1(T, PBj) <T(B)-hl(,P2 B2--hTB2 h cip (T,PB2) 36 (1.9) Both clauses of Assumption 1.3.10 hold unless the turbine efficiency is extremely low. Assumption 1.3.11 (Enthalpy of Vaporization Decreasing). The derivative of the enthalpy of vaporization with respect to pressure is negative &hg < 0. Assumption 1.3.11 holds for pure substances [12]. Lemma 1.3.12 (Double pinch unique). Consider the conditions and assumptions of Theorem 1.3.9. Under the additional Assumptions 1.3.10 and 1.3.11 there exists a unique pair of extraction flowrate 71B and pressure PB that gives a double pinch. Proof. Consider a pair pair PB2, rnB2 with (PBi, rnBl) PB2 that results in a double pinch. Consider a second < PBi that results in a pinch at the outlet. We will show that it violates the minimal approach temperature at the onset of condensation. Consider the pinch diagram, Figure 1-2, noting that no linearity is assumed (which would require constant heat capacity in some regions). By Assumption 1.3.1 the slopes of the subcooled curves are bigger than that of the feed for both bleeds. Let the points Bli, B gj', B'sat and Bio denote respectively the inlet of the bleed, the onset of condensation, the onset of subcooling and the outlet of the bleed. Moreover, let Bis"" denote the intersection of the saturation temperature at pressure with the subcooled curve of bleed 1. Finally, let Bg~mt the saturation temperature at pressure PB2 PB2 denote the intersection of with a parallel to the subcooled curve of bleed 1 going through Bfi"a. For bleed 2 to achieve pinch at the outlet, its outlet coincides with Bi0 . Note that 37 pinch at the outlet implies = Q nB (hT(PB1) - h1 (Ti + AMITAT, PB1)) =rnB2 (hT(PB2) - h'(T, i + A MITAT, PB2)) We will now employ the two inequalities in Assumption 1.3.10. conditions for Q directly imply that rnB2 > rnBl. By (1.8) the two Moreover, by (1.9) the same assumption, the onset of subcooling of bleed 2 is to the left of Beal. Finally, together with Assumption 1.3.11, the onset of condensation is to the left of B l Recalling that the slope of the bleed is higher than that of the feed, this point is to the left of the minimum temperature approach. Figure 1-2: Pinch diagram demonstrating uniqueness of double pinch Since the bleed pressures PB1, PB2 are arbitrary, we can also exclude the case of a double pinch with higher pressure than a double pinch for the bleed pressure PB1 PB3. say PB3. Indeed, suppose that we have By the above arguments PB1 violates the minimal approach temperature leading to a contradiction. E Theorem 1.3.13. Under the assumptions of Theorem 1.3.9 and Lemma 1.3.12 the unique pair (PB, rnB) that gives a double pinch is optimal. The proof of Theorem 1.3.13 is trivial and is omitted. Note that we take existence for granted; this is justified by the change of variables in the next subsection. 1.3.4 Procedure for Cycle Optimization Theorems 1.3.9 and 1.3.13 prove that a double pinch is optimal for a fixed heat duty. However, it is computationally more efficient to vary the extraction pressure in both shortcut of pinch analysis and fixed area approach. 38 Procedure for Pinch Analysis For the pinch analysis approach, it is possible to directly calculate the pair of extraction flowrate rnB and heat duty . mF Q = Q that leads to double pinch - AMITAT, PF) - h'(TFi, PF) hgsat(PB) - hi (TFi + AMITAT, PB) hi(Tsat(PB) hB(hT(PB) (1.10) h(TFi ± AMITAT, PB)) - Note that since the expressions are explicit in pinch for a given extraction pressure PB. raB and Q there is a unique double One of the advantages of this change of independent variable is that the explicit equations for the occurrence of pinches eliminate the need for a spatially distributed model of the feedwater heater. However, we have not proved whether a double pinch is optimal for a fixed pressure. It is therefore necessary to demonstrate that the change in variables does not result in convergence to spurious solutions when used inside an optimization algorithm. In the following it will be shown that a global/local optimum in the pressure space following the double-pinch implies a global/local optimization of the design and operation. Proposition 1.3.14 (Extraction pressure as independent variable does not introduce complications). Let the superscript k = 1,. . . ,n denote the feedwater k. Suppose that optimization is performed with respect to the extraction flowrates Pk with the heat duty Qk and extractionflowrate rhk specified by (1.10) and that Pk is found optimal in a set 'pk. Denote the corresponding extraction flowrates rik and heat duties If 'pk contains all possible extraction pressures, then the triplets a globally optimal power cycle efficiency. If 'k (PB ,I ) Qk. ge is a neighborhood with Pk in the interior,the triplets give a locally optimal power cycle efficiency. Proof. Consider first the case that the sets 'Pk encompass all possible extraction pressures. This implies that the triplets P, Mi, Qk) are optimal over all triplets leading to a double pinch, and therefore by Theorem 1.3.9 also optimal over all triplets. 39 Consider now the case that 'Pk are neighborhoods with PL in the interior. Assume first that there is a single feedwater heater k = n = 1. Let the solution to (1.10) as a function of the extraction pressure Pk be denoted as rhkd(PA), Q(Pk). Local optimality implies S(P, rnBd(B, (p k k) v 'Pk, The continuity of the mappings in (1.10) implies that the image of Qk on ',k is an interval. Proposition 1.3.12 ensures a unique double pinch for a fixed heat duty and thus Qk is not at the boundary of the interval. By Theorem 1.3.9 for any Pwe Thus, there exists a neighborhood with (Pk, ri, have Q ) in the interior for which (Pt, i, is optimal. This is the definition of a local minimum. Assume now multiple FWHs for the case of local optimality. Recall that the flowsheet has one or multiple points with fixed temperature, e.g., the condenser. Move in direction of the feed and between each of these points divide the feedwater heaters in pairs and if needed an additional feedwater heater. For the pairs consider a variation of the extraction pressure Pk in a neighborhood containing PB interior for the first and adjust the second P+1 such that the sum of the heat duties remains constant 0k+1 + k = + Qk. Similarly to the case of a single feedwater heater ±k+I we can use uniqueness and continuity (with respect to extraction pressure and feed inlet temperature) to construct a neighborhood with Qk, Qk+1 in the interior and prove local optimality. Given that the pair has a constant sum of heat duties, we can treat the odd (separate) feedwater heater similarly to the case of a single feedwater heater. 0 40 Qk) Procedure for Fixed Area The double-pinch criterion can also be applied in the case of fixed heat transfer area, but some iterative procedure is required. The optimal procedure somewhat depends on the flowsheeting software used. There are several plausible choices, and here only the more promising are discussed. The general recommendation is to have the extraction pressure PB as the main optimization variable. Then, for a given heat transfer area and extraction pressure the double-pinch criterion fully specifies the operation of the FWH, by eliminating one variable, e.g., the bleed flowrate. Note that the value of the pinch is an unknown and that the operation is only implicitly specified. The first main choice is to either let the optimizer control an additional variable to satisfy a nonlinear constraint, or mask this pair from the optimizer and embed it as a design specification inside the objective function evaluation. The former procedure is recommended by the recent excellent treatment of chemical plants by Biegler [131. However, in the computational experience herein and in [241, the use of embedded design specifications was found more favorable, because it avoid failures at the simulation level. The second consideration is which pair of variable and constraint to select. Herein, the bleed flowrate fTB is adjusted to meet the double-pinch criterion. This requires a calculation of the heat transfer in the FWH for each iteration ("HX analysis"). Once this calculation is performed, the values of the two pinch points can be obtained from the temperature profiles or from solving (1.10). of the pinch AMITAT An alternative is to vary the value to meet the given heat transfer area. In this alternative the bleed flowrate and heat transfer duty can be calculated explicitly from (1.10) but the calculation of the heat transfer area is required ("HX design"). 41 1.4 Other Feedwater Configurations As aforementioned there are several FWH configurations. For most configurations the double pinch criterion seems plausible but it is outside the scope of this paper to prove analytically. For some configurations the criterion is not applicable. For a summary, see Table 1.3. 1.4.1 Drain to Open Feedwater Heater In the above analytical proofs it was assumed that the drain is sent to the condenser. For high-pressure CFWHs an obviously better choice is to send the drain to the next possible deaerator or OFWH, since this allows the recovery of some of the remaining availability and reduces the load on the condenser and the pumps. The proof employed in Theorem 1.3.9 assumes that the drain does not affect the temperature of the feed inlet and therefore is not directly applicable to the case that the drain is sent to the condenser. A claim of this chapter is that the double pinch criterion is applicable to this feedwater configuration. An analytical proof is outside the scope of this chapter and instead numerical examples are given in Section 1.6. 1.4.2 Cascading (Downwards) In high-efficiency cycles with multiple CFWHs it is customary to cascade the bleeds downwards, namely send the drain to the next CFWH (immediately lower pressure) and mix it with the bleed inlet. Similarly to sending to an OFWH some of the remaining availability is captured. As demonstrated in numerical examples, Section 1.5 and Section 1.6, the double pinch criterion is promising. However, the analytical proofs given in Section 1.3 are not directly applicable, and an analytical proof is outside the scope of this study. 42 1.4.3 Pumping to Feed One flowsheet configuration is to pump the drain to the feed pressure and mix the feed, see Figure 1-3. One alternative is to mix at the inlet of the CFWH, which is referred to as pumping backwards (or downwards). The other alternative is to pump forward (or upward), i.e., to mix with the feed at the outlet of the CFWH. For either of the pumping configurations, double pinch is an optimal selection of bleed pressure and flowrate for the pinch analysis but not the unique optimum. For the constant area approach, double pinch is not advisable. In general, an optimal selection is to achieve pinch at the onset of condensation and just enough subcooling at the outlet to ensure that no technical difficulties arise for pumping. Similarly to the double pinch criterion, this gives two constraints which can be used to eliminate two of the three variables. FWH JFWH ump Pump Figure 1-3: Feedwater configurations with pumping of the drain; left pumping backwards/downwards, right pumping forward/upwards. Assumption 1.4.1 (Feed inlet enthalpy). It is assumed that the enthalpy of the feed inlet to the feedwater heater hF'i is not higher than the enthalpy of the turbine outlet hT(Po) hFi <; hT(Po). Assumption 1.3.4 is satisfied for typical expansion lines and working fluids, e.g., water and ammonia, heptane and toluene. 43 Theorem 1.4.2 (p-pinch for pumping configuration). Consider a regenerative Rankine cycle without reheats and with positive isentropic efficiency of the turbine. Let the turbine inlet temperature, inlet pressure, outlet temperature and outlet pressure P be fixed, i.e., not influenced by the extraction. Consider an arbitraryfeedwater heater, specified by an arbitrarybut fixed feed flowrate mF, feed inlet temperature TFi and a heat transfer duty Q. Suppose that the feed pressure Pf is chosen so that the feed stream remains subcooled. Suppose that the feedwater heater can be modeled as a counter-current heat exchanger with a minimum approach temperature AMITAT and without pressure drop. Assume that the extraction state is saturated or superheated, i.e., the extraction temperature is not smaller than the saturation temperature of the extraction pressure. Suppose that the drain is pumped to Pf and mixed with the feed in the inlet or outlet of the FWH. Select a pair of extractionflowrate 7B and pressure PB such that the cycle performance is optimized. Under Assumption 1.4.1 the MITA occurs at the condensation onset. Moreover, subcooling of the drain to achieve the double pinch adds heat transfer area without increase of efficiency. Proof. We first show the necessity of pinch at the onset of condensation by contraposition. Suppose that the pair (PB, MB) is optimal and the pinch does not occur at the onset of condensation. For any pair (PB, rnB) the first law neglecting the pump power gives rnF,ihF,i+ iBhT(PB) = rhFohFo, where the inlet state i is before mixing and the outlet state o after mixing. Similarly, the mass balance gives TfF,i + rnB = mpo- Combining the last two equations we obtain (T-F,o ~ fnB)hFi + rnBhT(PB) 44 = r hF0 and therefore rhB(hT(PB) - hFi)= ,o(hFo - hFi) We differentiate and evaluate at (P, rnB) (PB (Or'B) To (h,(PB) - - By Assumption 1.4.1 we have hFi hi) B M .OhT 0 PB PB hT(PO) and thus hT(PB) - hFi > hT(PB) - hT(P o ) and therefore ( &WB O &rnB~) PB (hT(PB) - hT(Po)) ± PB )To PB Similarly to the proof of Theorem 1.3.9 we have OWB mB hT M B (111) PB > 0 and therefore PB is not optimal. We will now demonstrate that a double pinch is not advisable in terms of the heat transfer area. Suppose that the pair (PB, MB) is optimal and the pinch occurs at the onset of condensation and at the drain outlet. Keep the extraction conditions and partition the heat exchanger into two segments: (i) for cooling the vapor and condensation and (ii) for the subcooling. If we eliminate the second segment, we still achieve complete condensation: in the case of pumping backward the inlets to segment (i) are unchanged; in the case of pumping forward, the feed inlet to segment (i) is colder resulting in higher heat transfer rate (the effect of lower flowrate on the heat transfer rate is neglected). Moreover, eliminating the second segment does not change the state of the feed outlet (after mixing); this is obvious by the first law and mass balance. In conclusion, the heat transfer area can be reduced without loss in 45 performance. 1.4.4 El Open Feedwater Heater For the sake of completeness, OFWHs are also considered. Clearly, OFWHs do not fall in the same category as CFWHs and thus the double pinch criterion is not directly applicable. On the other hand, it is still worthwhile to optimize the extraction pressure and flowrate. There are still three optimization variables for each OFWH, namely the operating pressure and the bleed pressure and flowrate. Following the same procedure as in the proof of Theorem 1.4.2, one can show that the optimal extraction pressure is equal to the deaerator operating pressure. Moreover, the bleed flowrate is given by the desired temperature increase and the requirement for saturation at the feed outlet. Thus similarly to the CFWHs only one variable has to be optimized for. 1.5 Numerical Examples with a Simple Flowsheet In this section the validity of the design criterion is demonstrated for a single FWH and multiple FWHs numerically. Power cycles with cascading and non-cascading FWHs are considered. In addition to a prespecified minimum temperature approach, the design criterion is demonstrated for the case of prespecified area. For the sake of simplicity and compactness the same cycle is used to validate the criterion for both single and multiple feedwater heaters. A simple Rankine cycle implemented in AspenPlus® is shown in Figure 1-4 and used to explain the importance of the double-pinch criterion. Feedwater exiting the condenser, at the condenser pressure of 0.04bar and with a flowrate of 100kg/s, is compressed to the boiler pressure 100bar, before entering the FWHs. Note that the pressure in the condenser is below atmospheric which implies the need for a deaerator, 46 not modeled herein for simplicity; this does not affect the results and deaerator is considered in Section 1.6. The temperature of the feedwater increases as thermal energy is transferred from the bleeds passing through the heaters. Feedwater is then heated in the boiler to a fixed outlet temperature of 500'C before entering the steam expansion line where power is produced from the steam turbine. Two extractions, one for each bleed, are present in the expansion line. Two bleed configurations are shown, cascading and non-cascading. In both configurations, the bleed stream exiting FWH2 is mixed with the main feedwater stream at the condenser. In the cascading configuration (marked by x in Figure 1-4), the bleed at the exit of FWH1 is mixed with the lower pressure bleed before entering the FWH2. In contrast, in the noncascading configuration (marked by o in Figure 1-4), the exiting bleed from FWH1 proceeds directly to the condenser. The cycle efficiency reported is the ratio of the net produced power (turbine power minus pump power), to the heat transfer rate in the boiler. For the sake of simplicity no pressure drops are considered and the turbomachinery is assumed to be irreversible. Note that this nonrealistic assumption does not affect the qualitative results and a more realistic case study is given in Section 1.6. 1.5.1 Single Feedwater heater Recall that the regeneration scheme, shown in Figure 1-4 has two closed FHWs. Only the non-cascading configuration is discussed in this subsection and only FWH1 (highpressure) is analyzed. In contrast, the FWH2 (low-pressure) is considered fixed as follows PB2 = 0.158bar, rnB2 = 4.73kg/s, Q2 = 9.50MW The specifications for FWH2 are chosen to result in a double pinch with a value of 3YC. This arbitrary specification does not affect the results presented in this subsection, 47 Turbine Boiler Bleed2 Bleedi Condense Cascading FWH1 FWH2 N~on-Cascading Pump Figure 1-4: Flowsheet for the numerical validation of the double pinch criterion. Cascading bleed configuration marked by x and non-cascading bleed configuration marked by o. since they only affect the overall efficiency. Minimal Approach Temperature As aforementioned a common shortcut method in system-level analysis and optimization is the pinch analysis. The proposed double-pinch criterion is validated numerically for this shortcut calculation. The heat transfer duty in FWH1 is fixed to Q, = 60.7MW. This value is selected based on approximately optimal performance of the cycle. As aforementioned this heat transfer duty can be achieved for different combinations of bleed flowrate and pressure, resulting in different MITA and heat transfer area required. The bleed flowrate and pressure are discretized with 200 points each, in the range PB, E [13, 15]bar, rnB E [22, 24]kg/s 48 and the aforementioned flowsheet is simulated in AspenPlus@ for each value. The results are illustrated in Figure 1-5, which shows contours of efficiency as a function of the two variables. This corresponds to the optimization objective function and is increasing with decreasing extraction pressure and flowrate. The figure also shows the optimization constraints, namely the two possible pinch points, at the onset of condensation and at the feedwater outlet for two given MITA. These pairs of lines define the feasible region for higher pressure and/or flowrate (region to the upper right), and the infeasible operation, i.e., operation violating a given MITA (region to the lower left). The pairs of lines intersect at the double-pinch operation for a given MITA and the figure shows the union of all intersection points. For a given MITA the double pinch is at a higher contour line compared to either of the two pinch lines. Mathematically, this can be expressed as the gradient of the objective function lying in the feasible cone defined by the constraints. In other words if one follows either of the pinch lines the efficiency increases towards the double pinch and decreases away from it. From the graph two more facts are evident that can be also proved analytically: (i) the pressure of the bleed at the double pinch is the smallest extraction pressure that allows for a pinch at the outlet of the FWH; and (ii) the flowrate of the bleed at the double pinch is the smallest flowrate that allows for a pinch at the onset of phase change. Maximizing the efficiency is equivalent to minimizing total entropy generation in the system, or total exergy destruction. It is well-known that minimal system entropy generation is not necessarily equivalent to minimal entropy generation for each component. For instance, for a minimal entropy generation in the FWH a zero heat transfer duty is preferable which results in a suboptimal cycle performance. However, the numerical results suggest that for this simple flowsheet optimal design & operation of the FWH coincides with minimal entropy generation in the FWH for fixed heat transfer duty and MITA. This is demonstrated in Figure 1-6 which plots the con49 24 23.9 23.8 23.7 23.6 -I 23.4 23.3 23.2 23.1 13 c- 0.1 C -K Efficiency Double pinch C s -p-pinch . 0' o-pinch feabibleI 0 , 23.5 1 P p-pinch '.E C 00 0.1 Double pinch 1 s o-pinch 1% Tlwtv.... 13.5 14 14.5 Bleed extraction pressure (bar) 2.5 H 15 Figure 1-5: Contours of efficiency for regenerated duty Qi = 60.7MW for Flowsheet 14. Pinch lines super imposed: pinch at onset of condensation with a MITA of 0.10 C and 2.5 0 C (black line, labeled p-pinch); pinch at outlet of FWH with a MITA of 0.1 0 C and 2.5'C (purple line, labeled o-pinch); double-pinch with variable MITA values (intersection of two pinch lines). tours of entropy generation rate along with the aforementioned constraints. Minimal entropy generation seems intuitively correct since the double-pinch seems to result in smaller average temperature between the feed and bleed. However, as is evident from Figure 1-1 (crossing of bleed lines) there is a tradeoff between extraction pressure and flowrate, so that proving the validity of entropy generation would not be a trivial task. Note also that minimizing for the entropy generation inside the cycle design is not practical since it would require a constrained optimization problem, embedded in the cycle simulation or optimization. For instance, the cycle optimization could set/select the heat transfer duty and the entropy generation would be minimized by varying the extraction pressure and flowrate subject to the MITA. Embedded optimization problems are extremely challenging and only recently have they been solved for nonconvex problems [14]. In other words minimizing entropy generation is deemed more complicated than the original system-level optimization problem. The double pinch approach on the other hand eliminates two degrees of freedom and satisfies the design constraints at each iteration performed by the optimizer while eliminating the need for a spatially distributed model. Finally, in the case of fixed heat transfer area, minimal entropy generation in the FWH is not a good criterion as discussed in the following. Fixed Area The results presented in the previous subsection validate the analytical proof derived for the shortcut method of pinch analysis. This analysis in principle ignores capital costs associated with increasing the heat transfer area by reaching the MITA in two positions. To address capital costs, the flowsheet given in Figure 1-4 is now analyzed for a given (constant) heat transfer area of FWH2, assumed equal to 2,516m 2 . To demonstrate the generality of the results, this area is selected different than the one corresponding to the selected heat transfer duty in the MITA. Similarly to the 51 24 p-pinch p-pCh 2. 5 S 23.8 23.7-- gen G 0.1 3.- Double pinch p-pinch 2.23.7-o-pinch feasible 23.6- - 23.5 0 23.4 - Q 23.3 apinch Double pinch C -p; c 'S-pinch 7 2.5 23.2 23.1 23 13 - - teas 13.5 14 14.5 _ 15 Bleed extraction Pressure (bar) Figure 1-6: Contours of entropy generation rate $gen for regenerated duty Qi = 60.7MW for Flowsheet 1-4. Pinch lines super imposed: pinch at onset of condensation with a MITA of 0.1'C and 2.5'C (black line, labeled p-pinch); pinch at outlet of FWH with a MITA of 0.1'C and 2.5'C (purple line, labeled o-pinch); double-pinch with variable MITA values (intersection of two pinch lines). previous analysis the bleed flowrate and pressure are discretized with 200 points each, in the range PBI E [11, 13]bar, rhB1 E [21,23]kg/s. This range is similar but not identical to before to account for a different heat transfer area/duty. The results are shown in Figure 1-7 where the contours of efficiency are plotted. The efficiency is maximal for middle values of the extraction pressure and flowrate. For every extraction pressure there exists an extraction flowrate that maximizes cycle efficiency (green line); these pairs are near optimal. The difference is in the order of 10 5 (10- 3 percentage points), i.e., noticeable numerically but insignifi- cant compared to model and/or numerical inaccuracies. In mathematical terms there exists a linear manifold in the optimization variable space along which the directional derivative is very small. In practical terms this allows the optimization of the cycle even if the pressure cannot be selected with arbitrary accuracy. This is for instance important for potential retrofit of existing cycles; therein it may not be possible to change the extraction pressure but only the extraction flowrate. The small difference in performance between the double-pinch pairs and the absolute optimum implies that retrofiting may get almost the same performance increase as optimal design. For low extraction pressures and high extraction flowrates (upper left corner) the approach temperature at the onset of condensation is much smaller than the approach temperature at the outlet and the opposite is true for high extraction pressures and low extraction flowrates (lower right corner). Figure 1-7 also shows the line of (approximate) double pinch (red line), which results in an efficiency within 10-5 (10-3 percentage points) of the aforementioned near-optimal efficiency line. The difference is so small that could be attributed to model/numerical inaccuracies and is not significant from a practical perspective. It is also noteworthy that efficiency seems to favor large pinch at the outlet versus large pinch at the onset of condensation. This is a possible explanation for the current design practice of only slightly subcooling the 53 23 22.8 22.6 -45.79 45.74 22.846.011 4 45.97 45.89 45.92 460 region 22.4 46.03 22.2 + 22 0 -- e . . 218 46.01 45.98 21.6 -p- 21.4 21 11 11.5 12 12.5 45.92 13 Bleed Extraction Pressure (bar) Figure 1-7: Contours of efficiency for a fixed FWH Area 2,516 m3 . The green line shows the optimal extraction flowrate for a given extraction pressure, while the red curve shows the pairs that result in double-pinch; operation points on the two lines give efficiency differences less than 10- 5 (10-3 percentage points). The blue cross shows the optimal solution, while the black cross shows the best double-pinch point. drain, see the following discussion. However, both unbalanced approach temperatures are inferior to balanced MITA. Figure 1-8 plots contours of entropy generation rate in FWH2 as a function of the two bleed variables. The same lines as in Figure 1-7 are superimposed on the figure. It is evident that minimal entropy generation in the FWH is not a good criterion for maximal cycle efficiency. Recall that this is in contrast to the case of pinch analysis for a given heat transfer duty. More concretely, minimal entropy generation occurs for low heat transfer duty, which occurs at low extraction pressure and flowrate. In other words, entropy generation minimization in the FWH ignores the benefits of increased regeneration prior to the boiler. In contrast, the proposed double pinch criterion is a good criterion for optimal efficiency. 54 23 22.8 22.6. 146 149 151 p-pinch region 22.4 max efficiency on 22.2 double pinch line 22 - 150 double pinch dblinh + ~ max efficiency 21.8 21.6 21.4 21.2 21 2- 141 11 141 11.5 12 12.5 Bleed Extraction Pressure (bar) 142 13 Figure 1-8: Contours of entropy generation gen for a fixed FWH Area 2,516 m The green line shows the optimal extraction flowrate for a given extraction pressure, while the red curve shows the pairs resulting in double-pinch; operation points on the two lines give efficiency differences less than 10-5 (10-3 percentage points). The blue cross shows the optimal solution, while the black cross shows the best double-pinch point. 1.5.2 Non-Cascading, Cascading, and Common Practice High-efficiency regenerative Rankine cycles have cascading bleeds in a FWH train, i.e., combine the drain from a FWH with the inlet bleed of the preceding FWH (next lower pressure). In Figure 1-4 the outlet from FWH1 is mixed with the inlet to FWH2 (line marked by x). The advantage of this arrangement is that the outlet bleed still has significantly higher temperature than the following deaerator or the condenser and thus the availability of the stream can be used to preheat the feedwater and thus reduce the required bleed flowrate to the preceding FWH. Typically, the cascading FWH are designed and operated to achieve the MITA in the onset of condensation and subcool the outlet bleed by a few K. This seemingly reduces the heat transfer area needed without loss in performance, since the bleed will be further used. However, this analysis may be misleading since further subcooling the bleed would imply that the preceding FWH needs to preheat the feed to a lower temperature. Recall that no analytical proof for the optimality of cascading double pinch is given herein. Instead, the criterion is examined numerically for the flowsheet given in Figure 1-4. Comparing the efficiency with the pinch analysis approach could be seen as unfairly favoring the proposed double-pinch criterion due to potentially larger heat transfer area. Consequently, the comparison is done for a constant total heat transfer area. The following four configurations/designs are compared: (i) cascading configuration with the proposed double-pinch criterion; (ii) noncascading configuration with the proposed double-pinch criterion; (iii) cascading configuration with the current design practice of slight subcooling at outlet for the FWH1 and the proposed double-pinch criterion for FWH2 (low pressure); (iv) cascading configuration with the current design practice of slight subcooling at outlet for both FWHs. For each case, a cycle-level optimization of the efficiency is performed by varying the fraction of heat transfer area between the two FWHs as well as the extraction pressures. For the double-pinch criterion, for a given pressure and heat transfer area, the FWH is 56 fully specified, by (1.10). In the current design practice, for a given operating pressure the bleed outlet temperature is specified as Tt(PB) - 2K; therefore, for a given heat transfer area the FWH is fully specified. A simple thought experiment to verify this is to note that the inlet temperature of the feed is fixed, and so is the inlet and the outlet temperature of the bleed; the feed flowrate is also given, so if we select the bleed flowrate we obtain the heat transfer duty and feed outlet temperature by energy balance; heat transfer correlations result in calculating the heat transfer area. In AspenPlus@ the bleed flowrates and heat transfer duty for each FWH are implemented by design specifications embedded into the optimization. For a motivation for this decomposition, see [24]. The calculations are performed for heat transfer coefficients accounting for the different regimes, i.e., for the vapor-fluid section U = 0.709kW/(m 2 K), for the condensation section U = 3.975kW/(m 2 K), and subcooling section U = 1.704kW/(m 2 K), as taken from an example in [15]. Note that the values of the heat transfer coefficients are actually dependent on the heater's geometry and flow conditions but here are taken as constant for simplicity. Additionally, calculations for a constant overall heat transfer coefficient are performed, but since these result in very similar qualitatively results, they are not shown for the sake of compactness. Figure 1-9 plots the optimal efficiency for each of the four design procedures as a function of the total area of the FWHs. As expected all four curves are monotonically increasing indicating the tradeoff of capital costs and efficiency, including the asymptote to a finite value for infinite heat transfer area. Moreover, as expected, the cascading flowsheet with double pinch outperforms the noncascading equivalent. The main finding is that the cascading cycle with double pinch in both feedwater heaters outperforms significantly the standard practice. For large values of the heat transfer area, the efficiency improvement is in the order of 2 percentage points compared to slight subcooling in both FWHs and in the order of 0.5 percentage points 57 47 r 46.8- Co 46.4 o 46. - T - dp cas practice pinch -N-dp non e practice cas F9p.E 46 - O ~ 45.8 45.6 500 1000 1500 2000 2500 Total Regeneration Area 3000 3500 4000 (MPf) Figure 1-9: Optimal performance of four different design procedures versus total FWHs area for flowsheet given in Figure 1-4: cascading with double-pinch for both FWHs (green solid curve, labeled "2pinch-2pinch cascading"); cascading with subcooling of 2K for FWH1 and double-pinch for FWH2 (purple dashed-doted line, labeled "ppinch-2pinch cascading"); noncascading with double-pinch for both FWHs (blue line with x marks, labeled "2pinch-2pinch noncascading"); cascading with subcooling of 2K for both FWHs (red line with triangle marks, labeled "ppinch-ppinch cascading"). for the case that the double pinch criterion is applied to the low-pressure FWH and slight subcooling is applied to the high-pressure FWH. For small values of the heat transfer area, the efficiency improvements are not as dramatic but still substantial. Moreover, the noncascading cycle with a double pinch outperforms the cascading cycle without double pinches, and is very close to the cascading configuration with a double pinch in FWH2. Finally, the difference in performance among the different procedures increases with increasing area, or the proposed design criterion becomes more important for large heat exchanger areas. 58 1.6 Numerical Case Study with a Realistic Cycle Design In this section a realistic Rankine cycle is considered, illustrated in Figure 1-10. It contains four CFWHs and an OFWH acting as the deaerator. are arranged in two pairs, above and below the deaerator. The four CFWHs For each of the two pairs of CFWHs cascading is used, i.e., the drain of the high temperature CFWH is combined with the bleed entering the CFWH. The drain of the lowest pressure is pumped upwards. The cycle specification are shown in Table 1.1. For simplicity the expansion line is considered to have a constant isentropic efficiency. Otherwise, the optimization is significantly complicated, see the discussion on integer variables in [24]. The proposed optimization criterion is compared with the current design practice of small subcooling in the drain. Initially, the bleeds are optimized following a MITA specification of 2K for each CFWH (FWH1,2,4&5) and with an subcooling of the drain of 2K. Then the area of each CFWH is fixed and used for optimization of the flowsheet with the proposed double-pinch approach for three of the four CFWHs. Since the drain of the last CFWH is pumped upward, the double-pinch is not optimal and the drain is subcooled by 2K. Moreover, the bleed is two-phase liquid (not superheated) and thus a pinch occurs at the inlet of the bleed. The results are shown in Table 1.2; the proposed criterion results in a significant efficiency increase, in the order of 0.45 percentage points. Note that this is achieved merely by changing the bleed pressures and flowrates, without any increase in heat transfer area, without addition of components, and without changing the flowsheet connectivity. Moreover, the area of each FWH is selected based on optimization of the conventional design criterion; allowing for a redistribution of the heat transfer area would result in further savings for the proposed criterion. 59 Turbine Boiler-- Bleed3 BleedB Bleed2 Bleed4 Bleed5 FWH1 FWH4 Condes FWH2H FWH2 ~ Deaerator F H LP Pump FWH(p) Bleed Pump HP Pump Figure 1-10: Realistic cycle design with four closed feedwater heaters Table 1.1: Specifications of flowsheet with 4+1 FWHs in Figure 1-10 Unit Name Feedwater main flowrate Boiler pressure Boiler superheat temperature Turbine efficiency Deaerator pressure=bleed3 pressure Condenser pressure Condensate temperature Pumps Efficiency LP Pump discharge pressure Specification Unit specifications 108 kg/s 150.3 bar 542.9 0 C Isentropic 0.7 - Mechanical 1 17.53 bar 0.05 bar 33.0 0 C Isentropic 1 - Mechanical 1 20.31 bar Double-pinch Conventional FWH1 MITA = 20 C Area = 2165 m 2 FWH2 FWH4 FWH5 MITA = 2'C MITA = 20 C MITA = 2'C Area = 1667.8 m 2 Area = 1486.8 m 2 Area = 1048 m 2 Table 1.2: Results of flowsheet with 4+1 FWHs in Figure 1-10 Optimization results Conventional Double-pinch 38.56 % Efficiencyqr38.11% PM' 71.3 bar 82.87 bar rm) 14.9 kg/s 15.81 kg/s p(2 ) 36.0 bar 35.21 bar 7h(2 6.26 kg/s 6.736 kg/s 7h(3 6.221 kg/s 8.418 kg/s p(4 ) 5.883 bar 4.619 bar rh() 9.120 kg/s 8.212 kg/s p(5) 1.080 bar 0.7478 bar mh(5 7.162 kg/s 6.621 kg/s 1.7 Conclusion and Future Work A new design criterion is proposed for the design and operation of feedwater heaters in regenerative Rankine cycles. The basis is to have the same pinch in the onset of condensation of the bleed and in the outlet of the bleed. The criterion is proved analytically for a simple configuration and illustrated numerically in case studies for various configuration, see Table 1.3. Application of the criterion results in significant efficiency improvements for a constant heat transfer area (representing capital costs). Moreover, a procedure is proposed that drastically simplifies the design and optimization of regenerative Rankine cycles. In the pinch analysis, for each feed- water heater the pinch value and extraction pressure (design variable), are fixed or optimized for; the bleed flowrate and heat transfer rate (operational variables) are adjusted to achieve the double pinch. In the rigorous calculation, the extraction pressure and heat transfer area (design variables) are fixed or optimized for; the bleed flowrate and pinch value are adjusted to achieve the double pinch. The case studies demonstrate that under the proposed double-pinch criterion, the cycle performance is not very sensitive to the design and substantial improvements to performance can be achieved by adjusting only the operational variables. If local solvers are used for the optimization, the criterion increases the chances to find a global optimum; if global solvers are used the number of variabls and constraints is reduced which typically results in significantly faster CPU times. Regenerative Rankine cycles are very common in industry and novel energy systems and thus the presented criterion has important implications for research & development. Future work should include experimental validation for both existing and new cycles. Additionally, consideration of controlability of the proposed operation and second law analysis is of interest. Moreover, the double pinch criterion could be applied to different systems, such as boilers and heat recovery steam generators, and cases where both streams exhibit phase change. Finally, it would be interesting to 62 consider splitting the drain and use in both cascading and non-cascading way. Table 1.3: The applicability of the proposed design criterion for various configurations and the evidence given in this chapter. Pinch analysis with fixed and MITA double pinch unique optimum (analytical proof + numerical case studies) double pinch unique optimum (numerical case studies) double pinch unique optimum (numerical case studies) double pinch non-unique optimum (analytical proof) double pinch not applicable; optimal extraction pressure equals to operating pressure (analytical proof) Q, Drain to condenser Drain to OFWH Cascading CFWH drain Pumping ward/forward wards/upwards) OFWH to back(down- 63 Fixed heat transfer area double pinch unique optimum (numerical case studies) double pinch unique optimum (numerical case studies) double pinch unique optimum (numerical case studies) double pinch not optimal (analytical proof) double pinch not applicable; optimal extraction pressure equals to operating pressure (analytical proof) 64 Chapter 2 Optimal Design and Operation of Pressurized Oxy-Coal Combustion with a Direct Contact Separation Column 2.1 Summary Simultaneous multi-variable gradient-based optimization is performed on a 300 MWe wet-recycling pressurized oxy-coal combustion process with carbon capture and sequestration. A direct contact separation column is utilized for practical and reliable low-temperature thermal recovery. The models for the components include realistic behavior like heat losses, steam leaks, pressure drops, and cycle irreversibilities. Moreover, constraints are used for technoeconomical considerations. Optimization involves 17 optimization variables and 10 constraints, with the objective of maximizing the thermal efficiency. The optimization procedure utilizes recent design rules and optimization procedures for optimal Rankine cycle performance, as explained in 65 Chapter 1, speeding up the plant optimization process by eliminating variables and avoiding constraint violations. Moreover, the procedure partially alleviates convergence to suboptimal local optima. The basecase of the study is a comprehensively optimized cycle that utilizes a surface heat exchanger, a more thermodynamicallyeffective form of thermal recovery which however bears significant materials challenges. Upon optimization, the cycle utilizing the direct column is seen to be very attractive regarding efficiency and performance. Moreover, the optimization results unveil potential for reducing capital costs by eliminating the first carbon sequestration intercooled compressor and by showing possibilities of process intensification between the separation column and the carbon sequestration purification columns. 2.2 Motivation The importance of emissions free power generation is motivated and discussed extensively in literature [16, 17]. Clean and renewable power production are of high interest to both academic and industrial research aiming to make such technologies more affordable and reliable. However, the world's dependence on fossil fuels for power generation, especially coal due to its cheap price and abundance of reserves [181, is expected to continue at least till renewable power generation becomes more economically attractive. Pressurized Oxy-Coal Combustion (OCC) with Carbon Capture and Sequestration (CCS) mitigates the emissions problem while relying on the cheapest fossil fuel [19, 20, 21, 22, 23, 24]. In OCC the flue gas is mainly carbon dioxide and water vapor, and the latter can be separated by condensation. Flue gas cooling and condensation can be integrated to recover thermal energy, particularly latent, into the low temperature section of the power cycle, [20, 21, 23, 24, 25]. As flue gas pressure increases, the vapor dew point in the flue gas increases allowing for condensation to occur earlier 66 and at a higher temperature. This increases the amount of recovered latent energy and increases its quality since it occurs at a higher temperature. Pressurizing the combustion process increases the compression requirements of the air separation and oxygen delivery process while reducing those for the carbon sequestration process, but also contributes in increasing the pressure losses and irreversibilities within the flue gas; the tradeoffs signify a presence of an optimum operation. Simultaneous multi-variable optimization, like the one dealt with in [24], is required to obtain the optimum operation and achieve an attractive cycle performance. Optimization in [24] contributes in significant efficiency increase, 0.76% points over the literature proposal of 10bar combustor pressure, [211, while simultaneously reducing the combustor's operating pressure, to the range of 7.41 bar, thus making the process more attractive and practical. Efficiency is 3.12% points higher than that of the atmospheric operation. Results also show the importance of the 15 other optimization variables in obtaining such efficiency improvements. The pressurized OCC cycle presented in [24] utilizes a recovery heat exchanger (RHE), which is a surface heat exchanger, for recovering thermal energy from the water vapor present in the flue gas. However, this type of heat exchanger is subjected to considerable amount of fouling and damage from the contaminated flue gas. While the surface heat exchanger is thermodynamically more efficient, it requires relatively more care and maintenance. A more practical form of thermal heat recovery which is less susceptible to fouling is a direct contact separation column (DCSC). Comparison of the capital and operating costs between the two recovery units is out of the scope of this work. Separation columns are used in various engineering and chemical processes [26], and in fact are used as part of the Carbon Sequestration Unit (CSU) in the OCC cycle, where the dry flue gas is purified from nitrogen and sulfur oxides and other contaminants. In general the separation process is performed by having two streams 67 in a vertical counter flow arrangement where undesired substances in one stream are transferred to the other stream. In this study, a DCSC is used instead of a surface heat exchanger to condense water vapor from the flue gas and recover some of the latent and sensible energy. Replacing the RHE with a DCSC changes the cycle's performance substantially. The DCSC utilizes an intermediate stream between the flue gas and the working fluid of the power cycle for the recovery process, leading to a less effective thermal recovery compared to a RHE. Therefore, the efficiency of the cycle with the DCSC is expected to decrease. The difference in the operation and performance of the two units mandates optimization of the operating conditions for the DCSC flowsheet, which are expected to be noticeably different than those for the RHE flowsheet. Herein, multi-variable gradient based optimization is performed for the model presented in [27, 24] with a DCSC replacing the RHE. A similar methodology and approach are followed as those explained in [27, 24], the optimization results of which are taken as the basecase of the current work. Recent design rules and optimization procedures, [27, 24, 28, 29] and Chapter 1, are incorporated and automated within the model. Detailed and high fidelity modeling of components and irreversibilities are also considered to accurately assess the advantages and tradeoffs compared to the original RHE flowsheet and compared to other coal CCS technologies. The details of the model and the specifications are presented in Section 2.3. Section 2.4 describes the DCSC unit and presents its modeling approach and simulation analysis for the proper integration within the pressurized OCC flowsheet. Section 2.5 deals with the optimization formulation and describes the objective function, optimization variables, and optimization constraints. Results are shown in Section 2.6 where the influence of the critical variables on the cycle are analyzed. Results also suggest possibilities of capital cost reductions. 68 2.3 2.3.1 Flowsheet and Model Description Power Plant Flowsheet The flowsheet and model specifications studied here are identical to those of [24] with the exception of utilizing a DCSC instead of a RHE. Aspen Plus@ is also used for modeling the work presented here. Figure 2-1 shows the schematic of the flowsheet with the different sections, Air Separation Unit (ASU), Combustor, Rankine Cycle, DCSC, and CSU. Oxygen is separated from air by the ASU and provided at an elevated pressure to the combustor as an oxidizer. The combustor is based on the ISOTHERM PWR® technology, [30], patented by ITEA [31, 32, 33]. Prior to combustion, the pressurized oxygen is mixed with the primary recycled flue gas stream (FG-Rec-pri) to control the combustion to a temperature to 1550'C. Combustion gas (Comb-Gas) exiting the Combustor is mixed with a secondary recycling stream (FG-Rec-sec), forming Hot-Gas, before entering the Heat Recovery Steam Generator (HRSG) to maintain a temperature of 800 0 C specified by the metallurgic properties of the HRSG. The HRSG is based on a proprietary ITEA/Ansaldo Caldaie design, developed with the support of ENEL. The HRSG is the site of main thermal energy transfer from the flue gas to the Rankine cycle working fluid. Upstream of the DCSC, the flue gas temperature should remain above the acid condensation temperature. Sulfur and nitric oxides resulting from the combustion of coal cause damage to the material and components if they condense outside the DCSC. Therefore, constraints on Cool-Gas and on the feedwater entering the HRSG, FW-HRSG-in, are placed with safety margins to avoid condensation in the flue gas and on the tubes of the feedwater respectively. A large fraction of the Cool-Gas exiting the HRSG is recirculated for the temperature control processes utilizing fans that compensate for the flue gas pressure drops. The flue gas pressure losses occur mainly in the HRSG and the recirculating pipes. The non recirculated fraction of Cool-Gas proceeds to the DCSC where acids 69 are condensed from the flue gas before the CCS process. Moreover, low quality thermal energy, approximately 40'C to 220'C latent and up to 300'C sensible, is recovered by cooling the flue gas and condensing the water vapor. FG-DCSC-out exits the DCSC and proceeds to the CSU where it is further purified, compressed to 80bar, liquefied and pumped to 110 bar. The high pressures used allow the liquefaction at the ambient temperature eliminating the expensive operation and capital cost that would otherwise be needed for cooling and storage. The power cycle utilized is a supercritical, single reheat, regenerative Rankine cycle. Only high-pressure feedwater heaters (FWHs) are utilized for regeneration; the thermal recovery from the DCSC and the thermal energy absorbed from the combustor's losses reduce the benefits of adding low-pressure FWHs preceding the deaerator. The steam expansion line is accurately represented by twelve stages with specified isentropic efficiency for each stage, [21, 24]. Four extractions are required from the expansion line, one for each bleed (two closed FWHs and one open FWH or deaerator) and one for the combustor's atomizer stream. A detailed description of the flowsheet and model is found in [24]. Table 2.1 summarizes the flowsheet's fixed parameters. 2.3.2 Flue Gas Pressure Losses For the accurate assessment of the cycle and in order to find realistic optimum operating conditions, losses and irreversibilities have to be accounted for. As detailed in [24], the pressure losses in the recycling pipes are calculated as: APp = pf 70 (2.1) Table 2.1: Fixed Simulation Parameters. The superheat pressure is lower than the highest pressure in the cycle due to pressure losses through feedwater heaters, connection pipes, and the HRSG. Simulation-Parameter Name Coal HHV Coal LHV Coal mass flowrate Slurry water input mass fraction Atomizer Stream weight ratio (steam/Coal) Atomizer stream pressure Oxygen purity Oxygen molar fraction in flue gas ASU specific work for 95% purity at 1.238bar SuperHeat stream pressure SuperHeat stream temperature Reheat stream pressure Reheat stream temperature Condenser operating pressure Condenser operating temperature HP-Pump pressure (maximum water pressure) Parameter Value 31.09MJ/kg 29.88MJ/kg 30kg/s 35.48% 8.33% 30 bar 95% 3% 837kJ/kg 250bar 600 0C 55.67bar 610 0C 0.04bar 29.7 0C 266.2bar ASU Pressurized 02 02 Compressor r 02 02 sep N2 a- -G-Rec-pri FG-Rec-se tW-HRSG-in Reheat CSU HRSG CombustioSe CoalT Wati Slurry ot-G .. Gs ure .... Te estrated C2 o-Gas i -C -o FG-DCSC -in---..... vented gas Ash FW-DCSC-in Controller Atomizer Condensate H P Bleed IPT LPT Bleed Bleed3 Cooling Water Reheat FW-HRSG-in FWHD FWH Deaerator Condenser HP-Pump LP-Pump Figure 2-1: Oxycombustion cycle flowsheet based on wet recycling utilizing a DCSC. Note that this schematic does not represent entirely the modeling, e.g., turbines were modeled with multiple stages in Aspen Plus. The DCSC flowsheet is shown in Figure 2-2 where V is the bulk gas velocity in the pipe, d is the pipe diameter, Lp is the pipe equivalent length, p is the gas density, and f is the friction factor calculated by: - = "1 -2.0log 2 l fpe . 2 log 2/d)_ [7.4 where e is the pipe roughness, Red Red = PVd 7.4 + 13 Red } -2 is the Reynolds number based on the pipe diameter, p is the flue gas density, and p is the dynamic viscosity of the gas. The HRSG pressure drop is calculated as: APHRSG,a - APHRSG,b QHRSG,aPaTib (2.2) QHRSG,bp~rha where subscripts a and b stands for actual and the basecase of the initial RHE flowsheet optimization respectively. QHRSG is the thermal energy transferred in the HRSG, and mh is the flowrate of the flue gas. A detailed derivation of the equation is provided in [24]. 2.4 2.4.1 DCSC Modeling DCSC Flowsheet Flue gas enters the bottom of the eight The DCSC unit is shown in Figure 2-2. stage separation column and exits from the top stage. Eight stages are selected to achieve acceptable separation; a detailed design of the column is outside the scope of this work. Meanwhile, a recirculating water stream, Rec-Wtr-Sep-in, flowing in the opposite direction, from top to bottom, cools down the flue gas and absorbs the condensate. The condensate is mainly water vapor along with sulfuric and nitric acids; despite the sulfuric and nitric acids condensation in the separation column, the 73 flue gas still requires purification in the CSU to fit sequestration standards. Although the acid condensation does not result in high acidity in the circulation water as it passes through the separation column, NaOH is introduced gradually into the stages of the different stages to maintain a neutral pH. The amount of NaOH needed is very small compared to the large flowrate of the condensed water and much larger flowrate of the recirculation water, and thus does not affect the mass and energy balance. Also, the concentration of salt is much smaller than the solubility limit and thus no precipitation occurs. The recirculation water stream itself heats up and increases in mass flowrate, as it collects the condensing water, forming RW-Sep-out. Flue gas exits the separation column with a reduced temperature and vapor fraction depending on the flue gas pressure and the recirculation water stream temperature and flowrate. The separation column is modeled by a RadFrac column in Aspen Plus with no condenser nor reboiler. The ability of the DCSC to cool and dehumidify the flue gas is expected to be less than that of a RHE. In more details, the temperature of the recycling stream in the DCSC recovery unit, the cold stream in the separator, is always greater than the temperature of the working fluid of the Rankine cycle exiting the low-pressure pump, which is the cold stream of the RHE in the RHE cycle. This is because the recirculating water and the Rankine cycle working fluid exchange thermal energy in the DCSC-HX which has a positive minimum internal temperature approach (MITA) specification as explained later. This in principle causes smaller temperature decrease of the flue gas and smaller condensation rates for the DCSC compared to the RHE. Moreover, in the separation column, the condensed water increases the capacity of the cold stream causing a smaller temperature rise of the recirculating water. As a result of the expected higher temperature and larger humidity of the flue gas, a flue gas cooler interacting with the atmosphere is introduced after the separation column. The cooler is allowed to reduce the flue gas temperature to 36.9'C, which 74 7FG-Sep-out FG-DCSC-out Flue Gas Cooler/ Chiller Condensed Water Condensate ChiN _RW-Sep-in Separation Column ain Clp (nlow t RW-HX-out/RW-Split-in FW-HX-outS-H FG-Sep-in -. RW-Sep-out I FW-HX-in R-Xi PUMP Figure 2-2: Direct Contact Separation Column (DCSC) operation unit for the low quality thermal energy recovery is the minimum flue gas temperature obtained in the RHE flowsheet, [241, without introducing a cooler. This temperature is obtained based on the MITA on the RHE (7.1'C [24]) and the temperature of the water in the Rankine cycle at the exit of the low-pressure pump. The temperature at the exit of the low-pressure pump is defined by the condenser's fixed operating pressure and the specifications of the pump itself. Cooling close to atmospheric temperature is achievable and attractive because it reduces the CSU compression power requirements. Moreover, the chiller prevents unacceptably large humidity in the flue gas entering the CSU. Since the air and the coal flowrates are fixed input parameters, the flowrate of the flue gas entering the CSU changes only due to a change in humidity, which is relatively small. Thus, the flue gas pressure and its pressure losses are the dominant factors in the CSU power requirements. The chiller temperature is limited to 36.9*C because a lower temperature requires a larger, more expensive, cooler to drive the thermal energy across a low temperature gradient, and because no further cooling across the same temperature gradient is considered for the RHE flowsheet. The recirculating water stream exits the separator column from the bottom stage 75 carrying the excess water and flows through a pump that compensates for any pressure losses. Then recirculating water enters the heat exchanger (DCSC-HX) where thermal energy is transferred to the working fluid of the Rankine cycle. DCSC-HX is defined by a MITA of 5'C. The recirculating water stream exits the DCSC-HX where a splitter is responsible for controlling the flowrate back to its original value and closing the recirculating water loop while rejecting the Excess-stream. DCSC-HX is introduced before the splitter in order to allow for a larger thermal energy transfer from the recirculating water stream and the carried condensate as opposed to the recirculating water stream only. In other words, the excess stream separated by the splitter exits the loop at a lower temperature when the splitter is after the DCSC-HX as opposed to being before. No pressure losses are considered in the DCSC since losses in this section are minor; the flue gas operating pressure is expected to be relatively large, so the pressure loss within the separator column which is of the order of 0.lbar is not significant compared to an operating pressure of the order of 10bar, and thus barely affects the CSU power requirements. Moreover, the recirculating water stream is a liquid, so the pump power requirements required to compensate for the liquid losses are also insignificant. Note that in the RHE flowsheet [24], the thermal recovery did not include pressure losses and therefore it is consistent to do the same for the DCSC. For all units in the DCSC flowsheet the Electrolyte NRTL property method is used. The DCSC-HX handles the Rankine cycle working fluid (cold side of the heat exchanger) with the Steam Tables physical property. A set of reactions describing the nitrogen and sulfur oxides formation and reactions are used in the Separation Column and are given in Appendix A. 76 2.4.2 DCSC Operation A detailed design and sizing of the DCSC requires thorough modeling of phase and chemical equilibrium and possibly kinetic and residence time. However, herein only the aspects that are relevant to the power plant operation need to be considered. By evaluating extreme cases of species' chemical reactions, it is found that kinetics in the separator column play a minor role on the overall energy and mass balance. The extreme cases of flue gas with no S0 2 /SO 3 conversion versus a complete conversion has minor effects on the temperature of the involved streams and thus insignificant effect on the amount of thermal energy recovered into the Rankine cycle. Therefore, kinetics and separator column sizing are not incorporated in the integrated flowsheet of the total pressurized OCC cycle. The main variables influencing the DCSC and the amount of thermal energy recovered are the flue gas pressure, specifying the separation column operating pressure, and the characteristics of the recirculating water stream. Due to the active constraint optimization approach, explained in Section 2.5.5, the recirculating water characteristics are not independent. The stream pressure is equal to the flue gas/separation column pressure since pressure losses in the unit are considered minor and neglected. Any other specification of the recirculating water stream, e.g. the recirculating water temperature or a species concentration is enough to define the DCSC behavior. Changes to the flowrate of the recirculated water result in the easiest convergence of the stream's specifications within the recirculation loop and thus considered as the optimization variable associated with the DCSC. The recirculating water flowrate is also the simplest characteristic to measure and implement during actual operation. Section 2.6.1 explains how the stream flowrate specifies the state of the recirculating water. The operating pressure of the DCSC flowsheet is expected to be larger than that of the RHE flowsheet in order to allow for enough water condensation and thermal 77 recovery. The flowrate of the recirculating water, which dictates the stream's own temperature, is another important variable in thermal recovery. It also determines the flue gas temperature at the exit of the separation column where the chiller is initially seen important in order to lower the CSU power requirements. 2.5 Optimization Formulation The importance of simultaneous multi-variable optimization is illustrated in [24], where significant improvements are obtained compared to a single variable sensitivity analysis. Therefore, for the DCSC pressurized OCC cycle a similar methodology is applied. The basecase of the DCSC model is the optimum operation of the RHE model. Optimization is performed within Aspen Plus using the built-in SQP op- timizer. Multi-start, similar to that in [24, 27], is performed here to increase the probability of finding the global optimum, and disregard suboptimal local solutions. 2.5.1 Objective Fanction The objective considered is to maximize the thermal efficiency of the cycle. The fuel flowrate and specifications are fixed, therefore, the objective is equivalent to maximizing the net power output. The net power is equal to the total power produced from the Rankine cycle minus the power consumption of the pumps, the recirculating fans, the ASU, and the CSU. Economical concerns are accounted for by considering reasonable HRSG size, recycling pipe diameters, MITA for heat exchangers, etc., similar to the procedure in [24]. 2.5.2 Optimization Variables and Constraints Implementing the DCSC instead of the RHE adds to the complexity of the cycle on both levels, simulation and optimization. 78 At the simulation level, convergence is required for the separator column and the recirculating stream. More critically, at the optimization level, the unit adds to the variable count. The RHE flowsheet model consists of 10 constraints and 13 optimization variables, and an additional three integer variables are required for the accurate representation of the steam expansion line. The DCSC flowsheet model incorporates 10 constraints and 14 optimization variables, in addition to the three integer variables. As discussed in Section 2.5.5, some constraints and variables were coupled in design specifications to accelerate convergence, avoid constraints' violations, and avoid suboptimal solutions. Figure 2-3 shows the optimization variables in purple circles marked by (o) and the optimization constraints in green circles marked by (x). Optimization Variables The DCSC flowsheet has 15 optimization variables in common with the RHE flowsheet, including the three integer variables required for defining the bleeds extraction stages. The variable initially associated with the RHE, TRHE, the temperature of flue gas at the exit of the RHE which specifies the amount of thermal recovery in the RHE, is replaced with the DCSC variables: (i) thermal energy transferred in DCSCHX, QDCSC-HX, and (ii) recirculation water flowrate, 72RW-SePin. These two variables essentially determine how much thermal energy is transferred from the flue gas into the recirculating water stream and eventually into the working fluid of the Rankine cycle. Table 2.2 shows the optimization variables as they appear in Figure 2-3. The optimization variables are all independent, for example the bleeds' extraction pressures, PBLD, and flowrates, rnBLD, can be manipulated separately. In contrast, the temperature of the bleed is not independent of the extraction pressure and therefore not considered as a variable. Similarly, the duty transfer in the feedwater heaters, QFWH, are independent variables that define the regeneration from the bleeds to the feedwater. The recirculating water flowrate in the DCSC, nRec-Sep-n, and the duty 79 transfer in the DCSC-HX, QDCSC-HX, are optimization variables but not the temper- ature of the recirculating water because it is defined by the recirculation flowrate, the flue gas conditions entering the separation column especially the flue gas pressure, and the amount of thermal energy transferred in the DCSC-HX. Table 2.2: Optimization Variables. The deaerator operating pressure should be above atmospheric, but here the lower bound was intentionally taken sub-atmospheric to examine if it would lead to any advantage in performance. Number Range Base-case default value [1.283 - 30] bar [1 - 30] MW 7.41 bar Variable 1 PComb 2 3 QComb mFW,Main [240-340] kg/s 4 PBLD1 [30 - 250] bar 5 6 7 8 9 10 rnBLD1 11 12 13 14 15 16 17 QFWH2 1 MW 306 kg/s 99.0 bar 62.2 kg/s rnBLD2 60] kg/s [10 - 120] bar [0 - 30] kg/s PBLD3 [4.5 - 30] bar 16.8 bar rnBLD3 [0 30] kg/s 9.27 kg/s 138 MW 37.7 MW PBLD2 QFWH1 PDeaerator QDCSC-HX maec-sep-in BLDILstage integer variable BLD2-stage integer variable BLD3_stage integer variable [0 - - [0 - 200] MW [0 - 200] MW [0.1 - 30] bar [20 - 130] [50 - 500] Stages: Stages: Stages: MW kg/s 1-4 3-6 5-7 26.0 bar 14.7 kg/s 14.7 bar 44.9 MW 100 kg/s Stage: 3 Stage: 5 Stage: 6 Optimization Constraints Constraints define the allowable limits of operation. The limits are dictated by physical, practical, or economical considerations. Nine optimization constraints in the DCSC flowsheet are identical to those in the RHE flowsheet. The MITA constraint on DCSC-HX replaces the MITA constraint on the RHE. Table 2.3 states the DCSC constraints as they appear in Figure 2-3. 80 Table 2.3: Optimization Constraints for the pressurized OCC process utilizing a DCSC. Nu mber 1 2 5 MITAHRSG MITAFWH1 MITAFWH2 MITADCSC-HX qDeaerator 6 Tcool-Gas 7 TFW-HRSG-in 8 Tcomb-Gas-in 9 CO 2 -Cap CO 2 -Pur 3 4 10 Value Value 3.70 C a Constraint 2.1 0C 2.1 0 C 5.0 0 C Saturated Liquid 20 0 C above acid condensation temperature 5YC above acid condensation temperature 20 0 C above acid condensation temperature 94% of total CO 2 produced 96.5% purity a The temperature of the flue gas is initially high as it enters the HRSG, 800'C; it is guaranteed that the temperature difference between the flue gas and the water/stream of the Rankine cycle, which reach a maximum of 610'C, is large in the superheat of the main feedwater and the reheat sections; the temperature approach in the lower temperature sections of the HRSG is limiting due to the flue gas temperature drop. A temperature approach around 4C is common, [34] 2.5.3 Integer Variables The realistic representation of the steam expansion line in a comprehensive optimization study requires including integer variables to define the stage at which each bleed is being extracted. The steam expansion line constitutes of different turbine stages with different isentropic and mechanical efciencies, as well as steam leaks. Therefore, modeling the expansion line requires taking into account for each stage separately, and integer variables are required in order to specify the extraction stage of each bleed. A detailed explanation of the procedure and proof of its validity is presented in [24]. 81 2.5.4 Parameters Considered constant Similar to the arguments presented in [24, 271, for the realistic representation of the operating units in the power cycle, some variables were excluded from optimization. The behavior of some components, like the expansion turbines, change in a complicated and component-specific manner when their inputs change. The model here does not include these dependencies mainly because they are very difficult to estimate. As a result, parameters like the temperature and pressure of the feedwater exiting the HRSG/entering the turbine, and more importantly, the reheat extraction pressure and the reheat delivery temperature are not incorporated as optimization variables. Moreover, the purity of the oxygen stream resulting from the ASU affects efficiency and capital cost significantly and thus would be interesting to optimize, but requires a more elaborate model for each of the ASU and CSU which is beyond the scope of this work. 2.5.5 Active Constraint Optimization This study utilizes recent methodological proposals in [24, 28, 29, 27] and in Chapter 1, where it is proven analytically that optimal operating conditions of the cycle are obtained at some active constraints. More specifically, [24, 27] proves that heat exchangers need to operate at the MITA specification for optimal performance. A more dedicated proof for the optimum operation of regenerative Rankine cycles is presented in [28, 29] and Chapter 1 along with elaborate numerical case studies. The optimum regeneration necessitates the existence of a double-pinch, i.e. MITA encountered at the onset of the bleed condensation and simultaneously at the drain outlet. Therefore, variables can be manipulated at the simulation level to achieve the desired value of the constraint. The advantages are numerous including reducing violations and fatal errors in the simulation, constraint violations in the optimization, and the size of the optimization problem. More importantly, the procedure partially 82 avoids convergence to suboptimal local optima or, even worse, saddle points by guarantying that the manipulated variables are set to the values that are obtained at the global optima. Moreover, the procedure developed is based on explicit equations and assignments eliminating the need for a spatially distributed model further reducing computational expense [28, 29]. The variables and constraints coupled in this study are: 1. MITADCSC-HX/DCSC-HX 2. MITAHRSG/rhFW,Main 3. Double-pinchFWH(1 & 2)/QFWH(1 & 2) and rnBLD(1 & 2). The double pinch con- dition is made up of two simultaneous pinch occurrences requiring the manipulation of two variables. Therefore, both the duty transfer within each closed FWH and the flowrate of the respective bleeds are defined in terms of the bleed extraction pressure according to the following equations, [28, 29] and Chapter 1: r.BLD = M hL(T"'"(PBLD) - AMITAT, PF) - h'(TFi, PEF) hg,sat(PBLD) - h'(TFi ± AMITAT, PBLD) Q = rnBLD(hT(PBLD) - h(TFi ± Note that since the expressions are explicit in AMITAT, PBLD)) mBLD and Q there is a unique double pinch for a given extraction pressure PBLD4. qDeaerator/mBLD3. The equality constraint of saturation at the deaerator tank is satisfied by the deaerator bleed flowrate as proven in [28, 29] and Chapter 1 5. PDeaerator: For optimal operation, the deaerator pressure has to be equal to the pressure of the deaerator bleed, BLD3, at the deaerator inlet; [28, 29] and Chapter 1. Therefore, PBLD3 and Pbeaerator are coupled to be equal at the level of the deaerator, i.e., after accounting for friction and hydrostatic pressure changes. The deaerator bleed blowrate also plays a role in the optimum value 83 of the deaerator pressure since it affects the amount of pressure loss in the connection pipes 6. MITADCSC-HX/QDCSC-HX: The allowed minimum internal temperature approach on the DCSC-HX is achieved by the amount of thermal energy transfer in the DCSC-HX 7. Balanced DCSC-HX/rhRWSep-in: For optimal operation, the DCSC-HX has to be thermally balanced and this is satisfied by selecting the recirculating water flowrate entering the separation column, as proven in Appendix B. There is no underlying technical or economical limitation for this condition, instead the constraint is imposed and targeted to ensure the optimal flowrate 2.6 Results Simultaneous multi-variable optimization of the DCSC flowsheet is performed with initial conditions set identical to the optimized results of the RHE flowsheet, i.e. the basecase. Table 2.4 summarizes the optimal RHE, the DCSC basecase, and the optimal DCSC operation. As expected, changing the thermal recovery unit from a RHE to a DCSC without optimization reduces the performance substantially, to an efficiency of 30.9%, a 3.5% points lower than the optimized RHE flowsheet. However, upon multi-variable optimization the DCSC achieves a surprisingly high performance of 34.10%, very close to the optimum RHE performance, with considerable difference in some variables. To better assess the effect of the operating pressure and importance of thermal recovery, a pressure parametric optimization is performed and results are plotted in Figure 2-4. Starting from the optimum found at 12.8bar, operating pressure is incrementally varied while optimizing for all variables except pressure. Figure 2-4 also shows the pressure sensitivity of the DCSC as well as the pressure parametric opti84 mization and pressure sensitivity of the RHE, obtained from [24, 27] with an update to the physical properties of the condensing flue gas. Pressure sensitivity without optimization does not utilize the complete advantages of the cycle and masks the optimal operating conditions. With multi-variable optimization of the DCSC flowsheet the cycle performance is significantly higher than that of the parametric sensitivity at any operating pressure. Multi-variable optimization for the DCSC cycle is even more important than that for the RHE cycle, deduced from the larger improvement in efficiency of the parametric optimization compared to the parametric sensitivity in the case of the DCSC cycle. This is because in the DCSC, besides the combustor's operating pressure, the recirculating water flowrate is another very important optimization variable that play a huge role in achieving the optimal thermal recovery. The other optimization variables also contribute in attaining this high efficiency performance as explained later. Compared to the RHE parametric optimization, the DCSC parametric optimization is more sensitive to operating pressure near the optimum. The RHE allows for significant flue gas recovery at low operating pressures, coinciding with the minimum compression power pressure range. The power requirements in a RHE flowsheet are insensitive to the operating pressure near the minimum compression requirements range, [24, 27], resulting in an insensitive range of optimum operating pressure. However, in the DCSC flowsheet at relatively high operating pressures, where recovery is significant, pressure losses and compression requirements are very sensitive to the operating pressure resulting in a more sensitive parametric curve. Prior to the RHE optimum, the efficiency of the RHE parametric optimization increases rapidly due to the simultaneous decrease in compression requirements and increase in recovery. Post the RHE optimum, the efficiency decreases as a result of increase in pressure losses while recovery plateaus. Prior to the DCSC optimum, the recovery and pressure losses contributions are in opposite directions resulting in the slow increase in 85 efficiency. Post the DCSC optimum, recovery reaches a plateau and the increase in the pressure losses results in a decrease in the efficiency in almost the same manner as seen in the RHE at the same operating pressures. Note that at pressures higher than approximately 12.8bar the performance of both cycles is very similar. This is because both configurations experience identical pressure losses and the two different recovery units transfer most of the flue gas's recoverable latent energy. In fact, at these high pressures the DCSC model marginally outperforms the RHE model. This is attributed to the temperature of the flue gas exiting the separator column being lower than that exiting the RHE resulting in marginally lower compression requirements as discussed in Section 2.6.3. 2.6.1 Variables at Optimal Operation The high performance of the DCSC flowsheet is achieved by finding the optimum value of the variables as discussed below. Combustor Pressure, PComb The most significant change in the optimal variable values is the combustor operating pressure. Unlike the RHE, at low operating pressure the amount of water condensed and thermal energy recovered by the separation column is very small. Therefore, increasing the operating pressure allows more condensation by increasing the flue gas dew point leading to higher recovery in the separation column. The optimum operating pressure for the DCSC flowsheet is found to be 12.8bar, a tradeoff between recovery and pressure losses. Recirculating Water Flowrate, rhRW-Sep-in, and Recovered Thermal Energy,QDCSC-HX The recirculating water flowrate also increases from 100kg/s in the basecase to 190kg/s in the optimized DCSC flowsheet. This flowrate contributes in effectively condensing 86 the water vapor from the flue gas in the separation column and efficiently transferring the absorbed thermal energy into the working fluid of the Rankine cycle. The amount of condensed water vapor in the separation column increases from 10.5kg/s in the basecase to 33.5kg/s in the optimized results. At optimum operating conditions the DCSC-HX is balanced i.e., the hot and cold streams have equal thermal capacity rates, allowing for better thermal matching and larger recovery, as proven in AppendixB. The recirculating water and the feedwater florwates at the DCSC-HX are 223kg/s. The former is the sum of the recirculation water original flowrate, 190kg/s, and the condensed water flowrate, 33.5kg/s. The optimality criteria of a balanced DCSC-HX while operating at the MITA allow for a high thermal energy recovery by the DCSC unit, QDCSC-HX = 118MW, close to that recovered in the optimized RHE model, QRHE = 121MW. Combustor Duty, QComb The duty transferred from the combustor to the working fluid of the Rankine cycle, QComb, again attains the minimum allowed value, 1MW. As detailed in [24, 271, the combustor losses are of high quality. Minimizing the losses results in higher heat addition to the high temperature section of the Rankine cycle/ HRSG as opposed to the low temperature section. Consequently, irreversibilities due to large temperature differences between the source and the destination are minimized. Bleeds' Extraction Pressures and Flowrates, PBLD(1,2,3) & rnBLD(1,2,3) The deaerator operating pressure, PDeaerator, decreases slightly because the thermal recovery at the low temperature section for the DCSC is a little lower than that of the RHE. With the slightly cooler feedwater entering the deaerator, the deaerator bleed flowrate, rnBLD3, increases to ensure saturation at the deaerator tank. Bleed3 extrac- tion pressure increases slightly due to the larger pressure drop associated with the 87 larger bleed flowrate within identical connection pipes. As expected, the extraction pressures for the closed FWHs decrease since the temperature of the feedwater exiting the deaerator is now lower. The bleed flowrates and duty transferred in the closed FWHs are those that guarantee a double pinch following [28, 29] and Chapter 1. Main Working Fluid Flowrate, rnFW,Main The temperature of the feedwater entering the HRSG in the DCSC is slightly lower than that obtained in the RHE flowsheet due to the changes in the recovery section (lower bleeds extraction pressures). Lower extraction pressures of bleeds in general allow lower temperature rise of the feedwater, which is initially colder at the inlet of the closed FWH compared to the RHE flowsheet. As a result of the cooler FWHRSG-in, a unit flowrate of the feedwater entering the HRSG now requires more thermal energy from the flue gas to elevate its temperature to the high pressure turbine delivery temperature (600'C). Thus, the amount of working fluid able to circulate in the power cycle without violating the HRSG pinch specification is lower for the DCSC than that of the RHE. The optimum value of ThFW,Main drops form 306 kg/s in the RHE optimum operation to 286kg/s in the DCSC optimum operation. Smaller working fluid flowrate results in lowering the work output. 2.6.2 Flue Gas Pressure Losses The pressure losses in the recirculation pipes and in the HRSG are higher with the higher operating pressure of the DCSC flowsheet as seen from the pressure drop equations, equations (2.1) & (2.2). This translates in higher recirculating fans and ASU+CSU compression requirements. Thus, the efficiency of the DCSC is somewhat lower as compared to that of the RHE even at optimum conditions. Note that the ASU and CSU compression requirements are considered together when comparing the two flowsheets which operate at different optimum pressures. The ASU requirements 88 in the DCSC flowsheet is larger since it delivers the oxygen at a significantly higher pressure, but the CSU requirements in the DCSC flowsheet is smaller since it is compressing the flue gas starting from a significantly higher pressure. However, the sum of the ASU and the CSU requirements are higher for the DCSC flowsheet due to the larger pressure losses occurring between the two compression processes (in the HRSG). 2.6.3 Capital Cost Reduction Another interesting result is that at optimum operating conditions the DCSC flowsheet does not require a chiller. The temperature of the flue gas exiting the separator column is even lower than that obtained in the RHE model. This result depends on the specified MITA specification of the RHE (7.1 0 C) and the DCSC-HX (5C), which is the shortcut method of specifying the acceptable size constraints of heat exchanges. Heat transfer between two liquids, like the one seen in DCSC-HX, is more effective than that between a liquid and a gas, like the one in the RHE, and therefore, a smaller MITA for the former is possible without a larger surface area and additional capital costs; it follows that a MITA of 5YC for the DCSC-HX is considered conservative. Note that optimal performance does not require a chiller signifying lower capital costs of the DCSC, a result that is not likely to be discovered without a comprehensive optimization. The DCSC behavior suggests more chances for capital cost reduction. The operating pressure of the cycle at optimum operating conditions is close to the design pressure of the NOx and SOx purification columns in the CSU. This provides two additional benefits. First, the first CSU compressor and its intercooling can be eliminated since the flue gas pressure is already suitable for the purification processes. Second, process intensification is possible (at least in principle), whereby purification can occur simultaneously with the recovery process in the separator column of 89 the DCSC eliminating the need for additional purification columns and reducing the capital cost and size of the CSU and the power plant. The increase in practicality and reduction in the capital cost associated with the DCSC model increases the competitiveness and interest in this pressurized OCC process, and is a topic of future work. 2.6.4 Validation of the Optimization Results The validation of the results is performed by perturbing the values of the optimization variables and examining the objective function. Notice that numerical errors are only relevant to variables that are not governed by criteria of optimal operation. Meanwhile, the variables that are defined by the active constraints and optimal criteria are automatically set to their exact optimal value. Error analysis shows that the perturbation of the variables does not increase the value of the objective function and that the results are indeed optimal. Moreover, results also show that the objective function is insensitive to the extraction pressures close to optimum, a similar behavior is observed in [28, 291 and in Chapter 1. For example, even a 10% change in the value of the bleeds' extraction pressures results in less 0.03 percentage points decrease in the overall efficiency; the insensitivity to the extraction pressures motivated a detailed future work study of the pressurized OCC process's flexibility, [35] and Chapters 3&4, and suggests that retrofitting may be viable. The sensitivity of the objective to the other variables is also studied. Around the optimum solution, the variables that are most influential are the combustion pressure, PComb, the bleeds flowrates, feedwater heaters and DCSC-HX duty transfer, QFWH & QDCSC-HX, mhBLD, the and the recycling water flowrate. Note that among the sensitive variables, only the combustion pressure is not governed by an optimal criterion of operation. 90 2.7 Model-Based Optimization and Effect of Design Assumptions It is very important to state that the design considerations and assumptions, i.e., the parameters that are considered fixed in the process, are crucial in determining the behavior and the response of the cycle. In this study a fixed design and a set of economical considerations for the HRSG and the recycling pipes are enforced, Section 4.4.2, and the pressure losses are calculated by similarity analysis. This causes an increase in the pressure losses at an accelerating rate with the increase the operating pressure above 6.25 bars, [27, 24]. Therefore, the increased flue gas recovery at higher pressures is faced with increased pressure losses, and after reaching almost full thermal recovery the efficiency of the process starts to decrease rapidly, as seen in the parametric optimization curve of Figure 2-4. On the other hand, changing the design considerations results in altering the response of the process with increasing the pressure. For example, in [68] a similar flowsheet is studied but with different design parameters. Therein, the pressure losses for the HRSG and the recycling pipes are assumed to be a constant fraction of the operating pressure and in contrast to this chapter do not increase at an accelerated rate. Therefore, therein, the parametric optimization curve exhibits a different behavior, presented in Figure 2-5; first, below 20 bar the efficiency of the process increases rapidly with an increase in the operating pressure due to the increased thermal recovery. Second, in the range of 20 to 30 bar, the efficiency is almost constant. Finally, above 30 bar, the efficiency decreases at a very slow rate with increasing pressure. In addition, in [68] two other recycling configurations are studied. The first is dry-recycling, where flue gas is recycled after thermal recovery and water condensation. If safety measures against particulate agglomeration in the recycling pipes are not considered, then dry-recycling requires significantly lower recycling flowrates and 91 power consumption by the recycling-fans because the recycled flue gas is cooler, has a smaller flowrate, and contains almost no water vapor. However, the flue gas from dry-recycling is heated by at least 60'C as a safety measure against particulate agglomeration. This reduces the savings in the compression power of the recycling-fans by increasing the temperature, the flowrate, and the pressure losses of the recycled flue gas in the recycling pipes. The heating of the dry-recycled flue gas is performed by the flue gas exiting the HRSG/entering the DCSC. Moreover, compared to the wet-recycling, results show that in dry-recycling a larger fraction of flue gas enters the DCSC and transfers a larger fraction thermal energy at the low-temperature section on the account of the thermal energy transfer at the high-temperature section; the exergy of the heat transfer process to the working fluid in dry-recycling is lower than that of the wet-recycling. As a result, dry-recycling configuration has lower efficiency than that of wet-recycling; also dry-recycling requires a larger separation column increasing to the capital cost. Note that the Isotherm combustor requires high rates of flue gas recycling for the mild combustion process, [30], which may not be satisfied by dry-recycling, and therefore a dual-recycling configuration is presented as a compromise between the wet and dry-recycling configurations. The second studied configuration is appropriately named by the authors dual-recycling, where the recycled flue gas to the combustor is in the wet-recycling form, while the flue gas recycled to the HRSG is in the dry-recycling form. The exergy of the heat transfer to the working fluid, and the power requirements of the recycling fans for the dual-recycling is between those of the wet-recycling and dry-recycling configurations. However, for the assumption of fixed fraction of pressure losses in [68] the power savings on recycling are not sufficient to compensate for the exergy reduction of the heat transfer; therefore, the efficiency of the dual-recycling is less than that of the wet-recycling. Although not evaluated, dual-recycling is more promising when considering the design criteria herein because pressure losses are larger and more sensitive to the operating 92 pressure. This stresses again on the importance of the design criteria and assumptions considered for the process. Comparing the different behavior and response of the process for the different design criteria helps realize a very important fact: Model-based optimization is of utter most importance. Optimization is not only needed to discover the optimal performance of a given process, but also to assess the influence of the different design assumptions and considerations. Without optimization, different design criteria may misleadingly result in similar performance but masking the behavior, response, and sensitivity of a certain process. Optimization allows discovering (i) the most favorable design consideration for a given application, (ii) the optimal operation for the considered design conditions. and (iii) the overall behavior, response, and sensitivity of the process at any given operation particularly the optimal operation. Ideally, deciding on the set of design criteria to implement should come after the conclusions derived from the optimization of all the candidate sets of design criteria. While this seems computationally very demanding, it comes with a relatively small additional effort. The model setup of the process and the optimization formulation are almost identical between the different sets of the considered design criteria. 2.8 Conclusion Pressurized OCC can mitigate the problem of emissions accompanying the combustion of an abundant and cheap fuel. Moreover, the comprehensive optimization applied to the process results in performance and efficiency much higher than those of simulations and single variable manipulations and at operating pressures more attractive than that proposed in literature. With the help of recently proposed active con- straint optimization concepts, this study evaluates the performance using a separator column, a more practical heat recovery unit than a surface heat exchanger/RHE. 93 Upon comprehensive optimization, a pressurized OCC process utilizing a direct con- tact separation column/DCSC does not suffer large efficiency decrease compared to an optimized pressurized OCC utilizing an RHE. Optimization results in attractive performance of the OCC process utilizing a DCSC along with lower capital cost than what simulations or sensitivity analysis result in. The combustor operating pressure increases from the optimum range of 7.41 bar for the RHE flowsheet to 12.8bar for the DCSC flowsheet. The larger operating pressure mainly increases the cost of the combustor and the recycling pipes, however, capital costs may be offset by the major cost reductions in the flue gas drying and cleaning processes by eliminating a no-longerneeded compressor with intercooling and by process intensification. All optimization variables play an important role in achieving the attractive process performance when simultaneous multi-variable optimization is performed. Moreover, the study results in an important conclusion that model-based optimization is essential. Different design assumptions lead to significantly different response and behavior, and optimization is not only needed to discover the optimal performance of a given process, but also to assess the influence of the different design assumptions and considerations. The important lesson learned is that deciding on the set of design criteria to implement should come after the conclusions derived from the optimization of all the candidate sets of design criteria. 94 ASU Pressurized - 02 ompressorH 02 N2 FW-HRSG-in -r c-pri - - FG- ec-seEr- om-Gas-in k fo th Recf RHE Cfmbustio 16f1 Sequestrated C02 - -7_+ vented gas ad Controller su r G-Recov-out FG-Recov-in ure Te P.kc -e as G Gaoo- Ash or DCSC Recovery Unit t c at Coa Slurry with (x FW-Recov-in AtomizerCondensate i HT RZ .- leed1 Rehjeat FWHRG-n - I - 1 Bleed IP -- FW FW 9zmr Deaerator Cooling Water Condenser HP-Pump LP-Pump Figure 2-3: 17 Optimization variables in purple marked with (o), and 14 constraints in green marked with (x) for the DCSC configuration. The RHE configuration is used for later chapters. X: 7.41 Y: 34.41 34.5 r X: 12.8 Y: 34.1 34 F 33.5 Direct contact separation column (DCSC) parametric optimization - Surface heat exchanger (RHE) parametric optimization Direct contact separation column sensitivity analysis Surface heat exchanger sensitivity analysis I M i MI M j M I ft I M I I 33 0 -J 32.5 32 u.w 31.5 31 - 30.5 0 / \# 5 ~ 10 15 Combustor Pressure (bar) 20 25 Figure 2-4: RHE and DCSC pressure parametric optimization and pressure parametric sensitivity result Table 2.4: Key results of the base-case, the pressure only parametric study, and optimization runs Optimization RHE Variable DCSC with RHE variables Optimization DCSC (no chiller needed) Fuel Flowrate 30.00kg/s 30.00kg/s 30.00kg/s water Slurry flowrate Atomizer Stream flowrate Air flowrate 16.50kg/s 16.50kg/s 16.50kg/s 2.50kg/s 2.50kg/s 2.50kg/s 311.2kg/s 7.41bar 34.4% 311.2kg/s 7.41bar 30.9%" 311.2kg/s 12.8bar 34.1% 1MW mFW,Main 306kg/s 1MW 277kg/s 1MW 286kg/s PBLD1 99.Obar 99.0bar 65.7bar rnBLD1 62.2kg/a 26.Obar 14.7kg/s 16.8bar 62.2kg/s 26.Obar 14.7kg/s 16.8bar 36.8kg/s 25.2bar 17.0kg/s 14.7bar 9.27kg/s 14.7bar 138MW 37.7MW 36.9 0 C N/A N/A N/A 122MW 9.27kg/s 14.7bar 138MW 37.7MW N/A 123.7 0 C 9.52kg/s 12.2bar 78.4MW 44.1MW N/A 35.8 0 C 190kg/s 118MW N/A PComb Objective Function (LHV) QComb PBLD2 rnBLD2 PBLD3 rnBLD3 PDeaerator QFWH1 QFWHM2 TFG-RHEout TFG-Sep-out RW-Sep-in QDCSC-HX QRHE 100kg/sb 44.9MW N/A TFW-HRSG-in Dependent Variables 289 0 C 327 C 0 283 0 C 322 C Tcomb-Gas-in 309 0C 279 0 C Flue gas flowrate 1,138kg/s 1,069kg/s in HRSG Condensed Wa- 33.2kg/s N/A N/A 10.5kg/s APHRSC 0.265bar 0.275bar 0.8654bar APpip, primary 0.054bar 0.046bar 0.088bar sec- 0.035bar 0.039bar 0.088bar Prim. recycling pipe flowrate recycling Sec. pipe flowrate 281kg/s 274kg/s 276kg/s 737kg/s 675kg/s 684kg/s 292 0C 2870C 0 TCool-Gas 290 0 C 1,081kg/s N/A ter RHE Condensed Wa- 33.5kg/s ter Sep-Col AP, ondary a A Chiller is required for this choice of variables. If no chiller was incorporated the objective function would be even lower, 30.27% b If ~ i, ~ +' 1'9llr /~pcc rn+___indf-~ mrrdncf 1~TC~ 33.0 11 jj111111111111111111 32.0 C 0 31.0 30.0 29.0 0 10 40 30 20 Process operating pressure (bar) 50 Figure 2-5: Parametric optimization results for the pressurized OCC utilizing a DCSC with different set of design assumptions and considerations, namely the pressure losses are a constant fraction of the operating pressure, [68] 60 Chapter 3 Pressurized Oxy-Coal Combustion: Ideally Flexible to Uncertainties 3.1 Summary Simultaneous multi-variable gradient-based optimization with multi-start is performed on a 300 MWe wet-recycling pressurized oxy-coal combustion process with carbon capture and sequestration, subject to uncertainty in fuel, ambient conditions, and other input specifications. Two forms of flue gas thermal recovery are studied, a surface heat exchanger and a direct contact separation column. Optimization enables ideal flexibility in the processes: when changing the coal utilized, the performance is not compromised compared to the optimum performance of a process specifically designed for that coal. Similarly, the processes are immune to other uncertainties like ambient conditions, air flow, slurry water flow, atomizer stream flow and the oxidizer stream oxygen purity. Consequently, stochastic programming is shown to be unnecessary. Close to optimum design, the processes are also shown to be insensitive towards design variables such as the areas of the feedwater heaters. Recently proposed thermodynamic criteria are used as embedded design specifications in the optimization 99 process, rendering it faster and more robust. 3.2 Motivation Besides performance and capital cost, another characteristic that favors adopting a power generation process is its flexibility regarding changes in inputs, operation parameters, and desired output. Coal type and specifications vary significantly from one source to another, or even from different batches of the same source. A process that is optimized for a given coal type would be unattractive if its performance deteriorates or suffers when that specific coal is not economically attainable. With the change of coal type, other input specifications and parameters need to change accordingly, like the oxidizer flowrate, the flowrate of slurry water responsible for transferring the coal into the combustor, and the atomizer stream flowrate, which contribute to the alteration of the cycle's behavior. Other forms of uncertainty are due to the ambient conditions, in particular that the cooling temperature may vary significantly. Additionally, it is desirable to have a process that is insensitive in the selection of feedwater heaters (FWHs) areas, which is of high interest for retrofitting. Finally, change of load is also a significant form of uncertainty and is discussed in Chapter 4. The aim of this chapter is to find a flexible design for the pressurized OCC processes presented in [24, 27, 38] and in Chapter 2 with respect to changes in coal type, ambient conditions, input streams flowrates, and oxidizer stream's oxygen purity. The models involve rigorous accounting of irreversibilities and losses in order to accurately assess the performance compared to other CCS technologies and in order to accurately evaluate the pressurized OCC flexibility. Section 3.3 summarizes the flowsheets and the models of two aforementioned pressurized OCC processes. Section 3.4 discusses the implemented optimization formulation: the objective, variables, and constraints, in particular the active constraint optimization process based on thermodynamic cri- 100 teria. Section 3.5 evaluates the processes' flexibility, demonstrating ideal flexibility regarding coal and FWHs areas. 3.3 Flowsheet and Model Description The RHE and the DCSC processes and models studied here are identical to the ones presented [24, 27, 38] and in Chapter 2, and should be referred to for further details. AspenPlus@ is used for modeling the flowsheets. Figure 2-3 shows a schematic of the processes and includes tags for the variables and constraints required for the following sections. The RHE is a counter-current surface heat exchanger where the hot stream is the flue gas and the cold stream is the working fluid of the Rankine cycle. In contrast the DCSC, seen in Figure 2-2, utilizes an intermediate recirculating water stream between the flue gas and the working fluid of the Rankine cycle. The recirculating water transfers the thermal energy from the flue gas to the Rankine cycle in a liquidliquid heat exchanger (DCSC-HX). The figure also includes tags for the variables and constraints required for following sections. Refer to Section 2.3 for a detailed explanation of the DCSC recovery unit. The coal variations are represented by using two substantially different coals shown in Table 3.1. CoalA, used in [19, 20, 21, 23, 24, 27, 38], is a typical bituminous coal with composition similar to Venezuelan and Indonesian coals. CoalB, a south African coal almost identical to Douglas Premium or Kleincopje coal, is of a substantially lower quality. The flowrates of coal are set to keep the heating rate (the product of the the flowrate and the lower heating value) constant. The properties and constituents of each coal are important since they specify the amount of coal needed for a given heating load, the amount of oxidizer needed, the flowrates of slurry water and atomizer streams, and the composition of the flue gas. 101 Table 3.1: Mass dry basis specifications of high, (CoalA), and low, (CoalB), quality coals. Moisture is based on moisture-included basis. Coal Type 30.00kg/s 31.09MJ/kg 29.88MJ/kg 26.42MJ/kg 25.23MJ/kg 6.4 7.4 Ash Carbon 7.479 75.962 14.7 71.2 Hydrogen Nitrogen 5.021 1.282 3.9 1.7 Sulfur 0.534 0.6 Oxygen 9.722 7.9 Coal HHV Coal LHV Moisture 3.4.1 CoalB 35.53kg/s Coal mass flowrate 3.4 CoalA Optimization Formulation Optimization Objective As aforementioned, several sources of uncertainty are considered. For simplicity, the methodology followed is first described for the coal input uncertainty and then repeated for the other sources of uncertainties. To find the optimal design and operation, the uncertainty of the coal input must be accounted for. The uncertainty influences, at least in principle, both the optimal design and the optimal operation. A common design has to be used for all coals, while operation can be adjusted from coal to coal. One method to address this is stochastic optimization, [41, 42]. The objective is to obtain a flexible cycle that maximizes the expected value of efficiency for an expected distribution of the uncertain input specifications and parameters. The optimal process depends, at least in principle, on the distribution of uncertain parameters, and therefore care has to be applied in identifying this distribution. In the ideal case, the optimal performance of the flexible process for each coal is as good as the performance of the best process for this coal. In that case, not only 102 maximal performance is achieved, but also there is no need to estimate an expected distribution of the uncertain specifications. The values of the design variables in that ideal scenario coincide with solutions for the stochastic optimization problem. Moreover, they are also solutions for the hierarchical optimization problem, presented in [43, 44, 451, where the objective functions are the performance of each coal. As will be explained in further details later, herein, first, the processes are designed for each of the two coals, then the coal is changed. Subsequently, optimization, using recently proposed optimality criteria, of the operation is performed on the fixed design; the obtained performance is compared to that of the process designed specifically to the implemented coal. As will be demonstrated, some designs that do not take flexibility into account can results in significantly suboptimal performance with the change in the input specifications, while other designs satisfy the desired ideal scenario within a maximum discrepancy of 0.02%. Although this discrepancy is already very small, hierarchical optimization performed in Section 3.5.2 eliminates the discrepancy and also uncovers flexibility regarding parameter specifications like FWHs areas; ideal flexibility regarding the other uncertainties are also presented and the results are presented and discussed. 3.4.2 Design and Operation Variables The decision variables are characterized as design or operation. Each design variable acquires a unique value invariant among the different plant operations. In contrast, an operation variable can change, within a certain range, between the different plant's operations. Table 3.2 summarizes the variables while Figure 2-3 marks the variables on the flowsheet. The methodology of implementing active constrains depends on the variables' characterizations and is discussed in Section 3.4.4. The combustor's operating pressure, PComb, ., is an operation variable while the maximum allowed pressure or the design pressure, PComb, d is a design variable. 103 Herein, an upper bound of 30bar is considered on the design pressure but substantially lower optimal pressures are expected and observed. With a lower quality coal, the water content in the flue gas increases, and therefore the pressure is favored to increase in order to enhance the thermal recovery. The design pressure is the maximal pressure among all operating pressures. The combustor's duty, QComb, is a design variable since it relates to the design of the combustor and the refractory insulation installed. Note that the combustor temperature is fixed. In principle, the main feedwater flowrate can be changed anytime during the operation, however, the efficiency of the turbines deteriorates, usually very substantially, if the flowrate is varied significantly from the design flowrate. Therefore, rFWMain is considered to be an operation variable under the condition that the optimal value does not vary a lot between the different operations. The optimal results show that the flowrate change is acceptably small, within few percent demonstrating that there is no need for performance curves of the turbine. The bleeds' flowrates can change with different coals and thus considered as operation variables. However, the bleeds' extraction pressures are fixed with the initial design of the turbine expansion line and thus are design variables. Similar to [24, 27, 38] and Chapter 2, integer variables are used to select the extraction stage, extraction positions; these are also design variables. The duty transferwithin each FWH is an operationvariable. It varies with changes in other operation variables like bleed and feed flowrates, as well as changes in design variables like extraction pressures. Constraint specifications and their values also play a role in the value assigned to the FWHs duty, like the minimum internal temperature approach (MITA) and/or area specifications. The deaerator operating pressure is an operation variable determined primarily by the low pressure pump delivery pressure and the deaerator bleed pressure at des104 tination. The pump and deaerator pressures are allowed to vary but also within relatively small ranges. The maximum allowable deaerator pressure is a design variable dictated by material and structural properties, but the optimum is safely below the maximum allowed pressure. The deaerator pressure is not expected to vary significantly since the deaerator bleed pressure is a design variable, and since the deaerator bleed flowrate is an operation variable. In optimization, an excessively large range of the deaerator pressure is implemented [0.1-30] in order to investigate any performance improvements. However, results show only minor variations in the optimum deaerator pressure with the different operating conditions and all are well within the practical ranges of [1.5-20]bar. Additional Variable Specific for the RHE Flowsheet The temperature of the flue gas exiting the RHE, TFG-RHE-out, is also an operation variable dictating the amount of recovered thermal energy. However, it is not expected to vary between the two coals especially since the exchanger operates under a fixed MITA specification of 7.5'C. For simplicity the RHE is modeled assuming a constant MITA instead of a constant area. This is acceptable bevause the variations in the streams of the RHE are relatively minor at optimal conditions. Moreover, the MITA is relatively large resulting in small variations in the required area with the minor changes in the streams conditions. Additional Variables Specific For the DCSC Flowsheet The duty transfer in the DCSC-HX, QDCSC-HX, is an operation variable. Similar to the RHE the MITA is used for the specification on the DCSC-HX. Moreover, similar to the main feedwater flowrate, the recirculating water flowrate, TRW-Sep-in, is an operation variable as long as its value does not change significantly between the different operations; the flowrate affects the sizing of the heat exchanger, separation 105 column, pump, connection pipes etc. The values of QDCSC-HX and rnRW-Sep-in axe not expected to change between the different operations of the DCSC flowsheet especially since both variables are shown to have their optimum value at active constraints (see Section 3.4.4); the results validate this assumption. To accurately model the operating units in the power cycle, some variables like the oxygen purity, feedwater temperature and pressure at the exit of the HRSG, and Reheat temperature and pressure, are excluded from optimization, similar to [24, 38]. Constraints 3.4.3 Constraints on the admissible design and operation are imposed based on physical, practical, and economical considerations. Each process has ten constraints, nine of which are common. The constraints are listed in Table 3.3 and illustrated in Figure 2- 3. 3.4.4 Active Constraint Optimization In [24, 27, 28, 29] and Chapters 1&2 it is proven that optimal operating conditions occur at some active constraints. Enforcing these constraints as operation specifications facilitates the optimization in several aspects: (i) avoid constraints violations, (ii) avoid simulation errors and failures, (iii) accelerate convergence, (iv) avoid convergence to suboptimal local optima. The desired active constraints can be satisfied at the simulation level by manipulating the main influencing variables. The following constraints and variables are coupled: 1. MITAHRSG/rhFW, Main: The allowed minimum internal temperature approach constraint on the HRSG is achieved by manipulating the main feedwater flowrate 2. & 3. Double-pinchFWH(1&2)/QFWH(1&2) and 106 rnBLD(1&2). Both the duty trans- Table 3.2: Design and Operation Variables. The deaerator operating pressure should be above atmospheric, but here the lower bound was intentionally taken sub-atmospheric to examine if it would lead to any advantage in performance. The variables, ThFW, Main & PDeaerator & ?nRW-Sep-in, are considered operation variables but expected to vary a little between the different coals; results satisfy this condition Number Variable Range Variable Type 1 2 PComb, d [1.283 - 30] bar [1.283 - PComb, d] bar Design Operation 3 QComb 4 TnFW, Main 5 BLD1_stage variable 6 7 8 PBLD1 9 10 11 PBLD2 12 13 14 15 PBLD3 16 17 18 19 PComb, o [1 - 30] MW Design [240-340] kg/s Operation integer Stages: 1-4 Design integer [250 - 30] bar [0 - 60] kg/s Stages: 3-6 Design Operation Design integer [120 - 10] bar [0 - 30] kg/s Stages: 5-7 Design Operation Design ThBLD1 BLD2-stage variable ThBLD2 BLD3_stage variable [30 - 4.5] bar [0 - 30] kg/s rnBLD3 [0 - 200] MW QFWH1 [0 - 200] MW QFWH2 [0.1 - 30] bar PDeaerator Variables specific for the RHE [30 - 150] 0C TFG-RHEout Variables specific for the DCSC [50 - 150] MW QDCSC-HX [50 - 400] kg/s rnRW-Sep-in Design Operation Operation Operation Operation Operation Operation Operation Table 3.3: Optimization Constraints, [24, 27]. For the initial design purposes MITAs are taken as the FWHs' constraint. However, for flexibility assessment, fixed sizes are imposed on the FWHs, Section 3.5; for generality two different sets of FWHs areas, obtained from the independent design of each coal with MITA specifications on the FWHs, are assessed for each process. Number Constraint Value 1 MITAHRSG 3.7'C economizer section 2 MITAFwH1 2.1 0 C 2 RHE-AreaA=7,069m AreaFWH1 RHE-AreaB=6,728m 2 MITAFWH 2 DCSC-AreaA=6,158m 2 DCSC-AreaB=5,552m 2 2.1 0 C AreaFWH2 RHE-AreaA=5,254m 2 RHE-AreaB=4,525m 2 3 4 5 6 7 8 9 10 10 DCSC-AreaA=4,227m 2 DCSC-AreaB=3,561m 2 Saturated Liquid 20'C above acid condensation temperature 5C above acid condensaTFW-HRSG-in tion temperature 20'C above acid condensaTCom-Gas-in tion temperature 94% of total CO 2 produced C02-Cap required to be captured captured CO 2 is 96.5% pure CO 2 -Pur Constraint specific to the RHE 7.5 0 C MITARHE Constraint specific to the DCSC qDeaerator TCool-Gas MITADrCSCHX 10 MIT~nf Qt" -T5C 50 C fer within each closed FWH and the flowrate of the respective bleeds are utilized and defined in terms of the bleed extraction pressure according to the following equations, [28, 29] and Chapter 1: hl(Tsat(PBLD) - AMITA,FWHT, PEW) - h'(TFW,i, PEW) - h'(TFWi ± AMITA,FWHT, PBLD) mBLD = mW QFWH = rBLD(hT(PBLD) - h(TFwi + hg,sat(pBLD) AMITA,FWHT, PBLD)) where h is the specific enthalpy, h' is the specific enthalpy of the liquid, the saturation temperature, and hT Tsat is is the specific enthalpy at a certain point along the steam expansion line. 4. PDeaerator: For optimal operation, the deaerator pressure has to be equal to the pressure of the deaerator bleed, BLD3, at the deaerator inlet; [28, 29] and Chapter 1. Therefore, PBLD3 and PDeaerator are coupled to be equal at the level of the deaerator, i.e., after accounting for friction and hydrostatic pressure changes. The deaerator bleed blowrate also plays a role in the optimum value of the deaerator pressure since it affects the amount of pressure loss in the connection pipes 5. qDeaerator/rBLD3. The mixture inside the tank deaerator has to reach the satu- rated liquid state for the effective removal of dissolved air in the working fluid. This constraint is satisfied by the low pressure bleed to the deaerator Additionally for the RHE 7. MITARHE/TFG-RH-out: The allowed minimum internal temperature approach on the RHE achieved by manipulating the temperature of the flue gas exiting the RHE Additionally for the DCSC 109 7. MITADCSC-HX/QDCSC-HX: The allowed minimum internal temperature approach on the DCSC-HX is achieved by the amount of thermal energy transfer in the DCSC-HX 8. Balanced DCSC-HX/RW-Sep,-in: For optimal operation, the DCSC-HX has to be balanced and this is satisfied by the recirculating water flowrate entering the separation column, [38] and Chapter 2. 3.5 Ideally Flexible Process to Coal, FWHs Areas, Input Flows and Specifications, and Ambient Temperature 3.5.1 Methodology for Flexibility Assessment In this section, the method for coal variations flexibility assessment is presented but the same applies to all the addressed uncertainties. The performance of the process differs when operating with the different coals due to the different specifications, particularly in the heating value and the water content. The total heat rate input of the fuel based on the LHV is held constant for reasons explained later. More specifically, when operating with CoalB the coal flowrate is set to 35.53kg/s to obtain a heat rate input into the cycle equal to that provided by a 30.00kg/s of CoalA. A direct consequence of the coal flowrate are adjustments of several other flowrates to maintain the proper operation of the combustor and the coal-water slurry delivery. In Section 3.5.2 results show that this approach leads to maintaining the mFW, Main close to nominal, as intended, validating that the behavior of the turbine expansion line, with fixed specifications, is accurately represented. Deterministic optimization is performed in three steps to assess flexibility; then, 110 hierarchical optimization is performed. It is demonstrated that stochastic optimization is not needed. The performed series of runs are summarized in Table 3.4 and illustrated graphically in Figure 3-1. First in Stepi, optimization is performed with a MITA specification of 2.1 0 C on the FWHs for each of the two coals; the runs for CoalA are essentially those presented in [24, 27, 38] and Chapter 2. Second in Step2, the process is optimized for each coal with the areas of the FWHs fixed to the optimal values from Stepi for the other coal; Step2 determines the optimal design and performance of the process with the given coal and area specification. Third in Step3, the processes and designs of Stepi are optimized using only the operation variables while holding the design variables and FWHs areas fixed to the optimum value of the other coal. Finally, comparing the efficiency of each coal in Step2 and in Step3, the flexibility of the process is evaluated. In other words, the comparison shows whether using a coal in a cycle designed for a different coal can reach the same performance as one designed specifically for the former coal. Note that the comparison is performed for two different FWHs' area to avoid favoring one of the two coals as well as showing that the flexibility results are not specific to a given FWH size. Results of Flexibility Assessment Tables 3.5 through 3.8 show the results of the runs performed for cases RHE-A, RHEB, DCSC-A, DCSC-B respectively as defined in Table 3.4. Upon changing the coal type in a cycle designed for a given coal without changing the operation, the performance is significantly lower than the highest possible performance for the given coal. These results are omitted for brevity. Considering RHE-A-3 in Table 3.6, by optimizing the operation variables while holding the design variables identical to those of CoalB's optimum performance, the cycle efficiency is essentially the optimum performance attainable by CoalA. However, not all optimum designs of one coal can 111 Table 3.4: The runs performed to check the flexibility of the OCC cycle, with an RHE or DCSC thermal recovery unit, under fuel uncertainty Step number Stepi Case Identification RHE-A-1 Case Description RHE Flowsheet, CoalA, Optimization of design and operation variables, FWHs' MITA constraint of 2.1 C RHE-B-1 DCSC-A-1 DCSC-B-1 RHE Flowsheet, CoalB, Optimization of design and operation variables, FWHs' MITA constraint of 2.1 C DCSC Flowsheet, CoalA, Optimization of design and operation variables, FWHs' MITA constraint of 2.1 C DCSC Flowsheet, CoalB, Optimization of design and operation variables, FWHs' MITA constraint of 2.1'C Step2 RHE-A-2 RHE Flowsheet, CoalA, Optimization of design and operation variables, FWHs' areas from case RHE-B-1 RHE-B-2 RHE Flowsheet, CoalB, Optimization of design and operation variables, FWHs' areas from case RHE-A-1 DCSC-A-2 DCSC Flowsheet, CoalA, Optimization of design and operation variables, FWHs' areas from case DCSC-B-1 DCSC-B-2 DCSC Flowsheet, CoalB, Optimization of design and operation variables, FWHs' areas from case DCSC-A-1 Step3 RHE-A-3 RHE-B-3 DCSC-A-3 DCSC-B-3 RHE Flowsheet, CoalA, Optimization of operation variables, Design Variables and FWHs' areas from case RHE-B-1 RHE Flowsheet, CoalB, Optimization of operation variables, Design Variables and FWHs' areas from case RHE-A-1 DCSC Flowsheet, CoalA, Optimization of operation variables, Design Variables and FWHs' areas from case DCSC-B-1 DCSC Flowsheet, CoalB, Optimization of operation variables, Design Variables and FWHs' areas from case DCSC-A-1 Stepl Power Plant designed for Coal A Coal A max {efficiency I inputs = CoalA specs} Get: opt designA, opt operationA, AreaA '2i 00 Coal B V Step2 Power Plant wit IAreasA, Optimized (all variables) for coalB Max {efficiencyIinputs =- CoaIB areaA} Coal B Compare and }evaluate flexibility ( Step3 Power Plant designed for Coal A (area specification fixed to AreaA), operation optimized for CoalB Max{efficiency I inputs CoalBopt designA, areaA} Figure 3-1: Evaluations performed for flexibility assessment of the RHE process while using areas favoring the design for CoalA. The same 3-steps procedure is repeated for areas favoring the design for CoalB and for the DCSC process; (four times in total). attain the optimum operation when changing the coal as seen in Table 3.5. These tables signify that the RHE cycle can be ideally flexible. Similarly, Tables 3.7 and 3.8 show that the DCSC process can also also be ideally flexible (discrepancies within 0.02%). For the flexibility evaluations of both processes and for the hierarchic optimization presented next, with current optimization solvers, it is necessary to utilize the optimality criteria (proposed in [28, 29, 38] and Chapters 1&2) to obtain this ideal flexibility. 3.5.2 Hierarchical Optimization The above evaluations show that the cycle is nearly ideally flexible. Hierarchical optimization is performed to find a set of values for the design variables that minimizes/eliminates the discrepancies between the multi-coal design and the two single coal designs. Only ideally flexible designs, within the specified allowable tolerances, are feasible in the hierarchy optimization formulation. This is achieved by introducing a constraint on the objective function in the formulation below. rq is the efficiency, A and B stand for the coal type, g is the set of constraints. e is the allowed discrepancy from the optimum. x is the set of design variables that have to be common among the different operations of the flexible process, and y is the set of operation variables that can change between the different operations The results from Section 3.5.1 are feasible for e > 0.02%. Table 3.9 shows results of the hierarchical optimization. The procedure is re- peated for the two processes and for the two respective sets of FWHs area. The performance of all four optimization cases shown match the maximum performance of the respective identical cycles deterministically optimized for a single coal. Note that Column2's performance is higher than that of RHE-A-1 because the former is optimized with fixed areas specification while the latter with fixed MITAs. The same Table 3.5: Results for RHE flowsheet fuel flexibility. Area 'favoring' the design of CoalA; AFWH1=7,069m 2 AFWH2=5,254m 2 . The changes in the values of mFW Main and PDeaerator are acceptably small, Section 3.4.2. RHE-B-2 RHE-B-3 Variable RHE-A-1 Fuel Flowrate 30kg/s 35.53kg/s 35.53kg/s Slurry water flowrate Stream Atomizer flowrate 16.50kg/s 2.50kg/s 19.22kg/s 2.96kg/s 19.22kg/s 2.96kg/s Air flowrate Efficiency (LHV) 311.2kg/s 34.41% 332.5kg/s 33.06% 332.5kg/s 32.82% Input Parameters Independent and Key Dependent Variables 7.41bar 9.67bar 7.41bar PComb,d 7.41bar 9.67bar QComb 1MW 1MW mFW Main 291kg/s 80.0bar 45.4kg/s 286kg/s 77.8bar 44.2kg/s 7.41bar 1MW 285kg/s 80.Obar 44.3kg/s rnBLD2 26.lbar 23.9kg/s 26.2bar 19.9kg/s 26.lbar 24.2kg/s PBLD3 9.44bar 11.4bar 9.44bar 1.98kg/s 9.30bar 2.12kg/s 11.4bar 0kg/s 9.02bar 98.2MW 63.6MW 36.9 0 C 118MW 95.4MW 52.1MW 36-9 0C 129MW 95.7MW 64.6MW 64-58. 0 C 120MW PComb,o PBLD1 rnBLD1 PBLD2 rnBLD3 PDeaerator Q0textFWH1 Q0textFWH2 TFG-RHEout QRHE Dependent Variables TComb-Gas-in 303 0 C 297 0 C 294 0 C 307 0C 301 0C 294 0 C 307 0 C 302 0 C 289 0 C Flue gas flowrate in 1091kg/s 1,080kg/s 1076kg/s 33.2kg/s 36.1kg/s 34.9kg/s 0.277bar 0.059bar 0.056bar 0.474bar 0.070bar 0.0690bar 0.277bar 0.044bar 0.038bar 278kg/s 705kg/s 259kg/s 690kg/s 258kg/s 687kg/s 171 0 C 163 0 C Tcool-Gas TFW-HRSG-in HRSG Condensed water RHE APHRSG APpip, primary APpzpe secondary mFCRec-Pri mFG-Rec-Sec TRHE-out 160 0 C Table 3.6: Results for RHE flowsheet fuel flexibility. Area 'favoring' the design of CoalB; AFWH1=6,728m 2 AFWH2=4,525m 2 . The changes in the values of rnFW Main and PDeaerator are acceptably small, Section 3.4.2. RHE-A-2 RHE-A-3 Input Parameters 30kg/s 35.53kg/s 16.50kg/s 19.22kg/s 2.50kg/s 2.96kg/s 30kg/s 16.50kg/s 2.50kg/s RHE-B-1 Variable Fuel Flowrate Slurry water flowrate Stream Atomizer flowrate Air flowrate Efficiency (LHV) 311.2kg/s 311.2kg/s identical to col- 34.42% umn 4 Variables Dependent Independent and Key 9.67bar 7.41bar 9.67bar 7.41bar 9.67bar 1MW 1MW Pcomb,d PComb, o QComb 332.5kg/s 33.05% 284 kg/s 74.3bar 289kg/s 74.3bar PBLD3 41.8kg/s 26.Obar 19.5kg/s 11.5bar 42.6kg/s 26.0bar 20.9kg/s 11.5bar rnBLD3 2.57kg/s 5.30kg/s PDeaerator 11.3bar QFWH1 89.9MW 51.0MW 10.6bar 91.7MW mFW Main PBLD1 rnBLD1 PBLD2 rnBLD2 QFWH2 0 TFG-HE-out 38-3 C QRHE 128MW 55.0MW 368 0C 118MW Dependent Variables 290 0C 1072kg/s 303 0 C 297 0 C 288 0 C 1,091kg/s 36.1kg/s 33.2kg/s 0.460bar 0.059bar 0.056bar 258kg/s 683kg/s 170 0 C 0.280bar 0.050bar 0.038bar 276kg/s 694kg/s 160 0 C 303 0 C TCool-Gas TFW-HRSG-in TComb-Ga&-in 0 297 C Flue gas flowrate in HRSG Condensed water RHE APHRSG APpe primary APpzpe secondary mFG-rec-pri mFG-re-sec TRHFrout Table 3.7: Results for DCSC flowsheet fuel flexibility. Area 'favoring' the design if CoalA; AFWH1=6,158m 2 AFWH2=4,227m 2 . The changes in the values of rnFW,Main, PDeaerator, and TnRW-Sepin are acceptably small, Section 3.4.2. Variable DCSC-A-1 DCSC-B-2 DCSC-B-3 chiller (no required) chiller (no required) (chiller required) Input Parameters Fuel Flowrate Slurry water flowrate Stream Atomizer flowrate Air flowrate Function Objective 30.00kg/s 35.53kg/s 35.53kg/s 16.50kg/s 2.50kg/s 19.22kg/s 2.96kg/s 19.22kg/s 2.96kg/s 311.2kg/s 34.10% 332.5kg/s 32.48% 332.5kg/s 32.15% (LHV) Independent and Key Dependent Variables 12.8bar 12.8bar OComb 12.8bar 12.8bar 1MW 16.9bar 16.9bar 1MW mFW Main 286kg/s 274kg/s 1MW 279kg/s PBLD1 65.7bar 57.9bar 65.7bar 36.8kg/s 25.2bar 32.1kg/s 23.6bar 36.4kg/s 25.2bar rnBLD3 17.0kg/s 14.7bar 9.52kg/s 13.1kg/s 15.3bar 8.27kg/s 25.2kg/s 14.7bar Okg/s PDeaerator 12.2bar 13.5bar 7.61bar QFWH1 78.4MW 44.1MW 35.8 0 C 68.2MW 33.5MW 38.1 0 C 127MW 77.7MW 67.4MW 96.8 0 C 116MW PComb,d PComb, o rnBLD1 PBLD2 rnBLD2 PBLD3 QFWH2 TFG-Sep-out ODCSC-HX mRW-Sep-in 118MW 186kg/s 189kg/s Dependent Variables TCool-Gas 292 0 C 283 0 C 218kg/s 292 0 C Flue gas flowrate in 287 C 290 0C 1,081kg/s 277 C 287 0 C 1,045kg/s 287 0 C 298 0 C 1,056kg/s HRSG Condensed 33.5kg/s 36.4kg/s 33.1kg/s 0.865bar 1.53bar 0.86bar APpipe primary APpipe secondary 0.088bar 0.088bar 0.137bar 0.136bar 0.092bar 0.089bar mFG-Rec-pri 276kg/s 684kg/s 255kg/s 658kg/s 255kg/s 668kg/s 396MW 158 0 C 420MW 165 0 C 403MW 1560C 0 TFW-HRSG-in TComb-Gas-in Water 0 Sep..Col APHRSG mFG-Rec-sec Rankine net power TFW-Recov-out argument applies when comparing Column5 of Table 3.9 to RHE-B-1. Columns2&3 represent CoalA and CoalB respectively with the first set of area specifications and prove the ideal flexibility when operating with RHE-AreaA. Columns four and five prove ideal-flexibility when operating with RHE-AreaB. Since Columns2&4 show that the cycle is ideally flexible to the area changes while operating with CoalA, and columns3&5 show the same while operating with CoalB, the process is ideally flexible to FWHs' areas. More specifically, the area specifications do not affect the choice of other design variables. This has positive implications to turbine manufacturing, retrofitting, construction of plants with intent/uncertainty to upscaling etc. The four columns which are introduced as belonging to two different hierarchical optimization runs, one for each FWHs area, can be presented as a single larger hierarchical optimization problem. The bigger problem has four objectives, which are the performances of the different combinations of the two coals and the two area specifications, instead of just the original two coals. The problem formulation is shown below where a and b stand for the areas obtained from CoalA's initial design and CoalB's initial design respectively. Note that here too the only feasible solutions are ideally flexible designs within the allowed tolerances ekL. Results in Table 3.9 show that 6 can be set essentially to zero, i.e., the RHE process is ideally flexible to coal and FWHs areas variations. The same behavior is encountered for the DCSC process but not shown here. Behavior of Operation Variables In this section, the optimal values of the operation variables are discussed for the changes in the coal input. The values of the design variables essentially do not change between different coal operations and thus are not discussed, yet they have a range of near-optimal values. Unless otherwise specified, the discussion is relevant to the 118 ideally flexible design of Table 3.9. Pressure, PComb In the RHE flowsheet, the optimum combustor operating pres- sure for CoalB is higher than that of CoalA in order to allow for the additional thermal recovery carried with the larger flue gas flowrates and larger amount of water vapor. However, with larger operating pressure the pressure losses and the compensation power requirements increase. Recall that the optimum pressure range for CoalA in an RHE flowsheet is determined by two main factors, [24, 27]: (i) large amount of water condensation and thermal recovery at the RHE, and (ii) flue gas compression power requirements being close their minimum value. With a lower quality coal, CoalB, the advantage of increasing the operating pressure for enhancing thermal recovery is diminished by the increase in the pressure losses and the compensation power requirements; in scenarios where the coal quality is even lower, then the optimum pressure might be lower than that providing maximum thermal recovery in order to avoid huge pressure losses. When the operating pressure is limited by the design pressure as an upper bound, a lower quality coal will suffer from inadequate recovery as seen in RHE-B-3 and DCSC-B-3 of Tables 3.5&3.7. The lower recovery results in a lower temperature of the feedwater entering the deaerator. Therefore, the deaerator pressure decreases. In the above scenarios, the deaerator bleed is favored to be zero because its extraction design pressure is now considerably larger than the deaerator pressure. The losses also include the mixing of bleedsl&2 as they exit FWHs1&2 to a lower pressure in the deaerator, and additional power requirements by the HP pump to elevate the feedwater pressure over a larger range. Therefore, the design of the process should take into consideration the different coals involved and simultaneous optimization should be performed to obtain the ideally flexible designs like in Tables 3.6& 3.8 and particularly Table 3.9. 119 Combustor Duty, QComb For both processes and both coals, the combustor duty again takes on the minimum allowed value, 1MW, as expected. It is preferable to transfer thermal energy to the high-temperature section rather than to the lowtemperature section of the cycle. Thermal Recovery, QRHE/QDCSC-HX Utilizing CoalB, the flue gas contains a larger amount of water vapor due to the increased flowrate of slurry water, atomizer stream, and additional water content in the higher coal flowrate. The higher water content results in a larger heat recovery at the RHE/DCSC. However, the additional recovery at the low temperature section is at the expense of the heat transfer at the high temperature section; transferring more thermal energy through the recovery unit signifies transferring less thermal energy at the HRSG. For the RHE flowsheet, the recovery section independent variable is chosen to be the temperature of the flue gas exiting the RHE, TFG-RHE-Out. During the different operations, the value of TFG-RHEout does not change because by increasing the operation pressure the pinch point of the surface heat exchanger is reached at the outlet of the flue gas, yet the recovered duty changes due to the different constituents of the flue gas. It is worth mentioning that the RHE experiences a double pinch, i.e., the MITA is encountered at two locations, at optimum conditions. As operating pressure increases above atmospheric, recovery rapidly increases predominantly due to the decreasing temperature of the flue gas leaving the RHE till the pinch is reached at that outlet as opposed to just occurring at the dew point, [24, 27]. Any further increase in flue gas pressure results in no change in the outlet temperature and in very small increase in recovery and water condensation due to the increase in the partial pressure of the water vapor. The pressure losses increase accompanied with the operating pressure increase dominates over the insignificant additional recovery. Therefore, optimization results in a double pinch where a higher pressure operation 120 suffers from the dominating increase in pressure losses and a lower pressure operation suffers from significantly lower recovery. For the DCSC process, the two liquid streams of the DCSC-HX are enforced to be balanced, as described in Section 3.4.4. The hot end is governed by the temperature of the recirculating water entering the DCSC-HX/leaving the separation column which is identical to the temperature of the bottom stage of the column. The separation column's bottom stage is the first site of condensation in the DCSC recovery unit and therefore analogous to the point of water condensation of the flue gas in the RHE. Main Feedwater Flowrate, ThFW, Main The amount of thermal energy absorbed by the increased flow of water entering the combustor (slurry water, moisture in coal, atomizer stream) increases. Most of this thermal energy is transferred to the Rankine cycle at the RHE/DCSC during condensation instead of being transferred at the HRSG. rhFW, Main decreases due to the decrease in the thermal energy available at the HRSG, reducing the flow through the turbines and decreasing the power output. The decrease in mFW, Main is analogous to results obtained in [24, 27] where water addition into the cycle is preferred to be smaller. The oxidizer's increased flowrate also results in a similar behavior but to a smaller extent than the increased water flowrate. The main stream flowrate is not significantly affected because of the compression enthalpy rise (CER) of the flue gas. The CER is the enthalpy added to the flue gas by the compensation power requirement (CPR) of the recycling fans, [24, 27]. This increase in enthalpy is eventually transferred to the Rankine cycle which contributes in obtaining a working fluid flowrate close to nominal, and results in a comparable gross power output. Deaerator and Deaerator Bleed, PDeaerator and PBLD3 and mBLD3 When the design pressure is lower than the optimal pressure required for the process, recovery suffers and the deaerator pressure decreases. However, with lower-quality coals, when 121 the design pressure allows reaching the optimal operation pressure, the increase in thermal energy transfer at the RHE/DCSC and the lower feedwater flowrate results in a higher temperature of the feedwater entering the deaerator. Therefore, a smaller bleed flowrate is required to cause saturation at the deaerator tank. The lower bleed flowrate results in a smaller pressure drop through the connection pipes, allowing for a larger deaerator pressure. FWH Bleeds Flowrate and FWHs Duty Transfer, rnBLD(1&2) and QFWH(1&2) Lower feedwater flowrate requires smaller amounts of heating from the FWHs, controlled by the bleeds' flowrates and FWHs' duty transfer. Therefore, the optimum operation of CoalB requires lower bleedl&2 flowrates and smaller DCSC recirculating water flowrate, rhRW-Sep-in QFWLH(1&2)- In the DCSC, changing from CoalA to CoalB reduces the main feedwater flowrate trough the Rankine cycle, rnMain, as explained above, which signifies a decrease in the working fluid flowrate through the recovery unit. According to the optimality of the active constraint, balanced DCSCHX, the flowrate of the recirculating stream in the DCSC-HX/exiting the separation column decreases. A smaller amount of recirculating water exiting the column is required and a larger amount of condensed water from the flue gas within the column means that the amount of the recirculating water entering the separation column, rnRW-Sep-in, decreases. Discussion for Efficiency and Rankine cycle Power While the heat rate burned/consumed is constant, the gross and net power outputs are not. Using a lower heating value coal results in a decrease in the exergy of the heat input because more thermal energy is transferred at the low-temperature section of the cycle rather than the high-temperature section due to the larger flows, particularly water flow, into the combustion process, as detailed in [24, 271. The larger water flow here is due 122 to the coal's larger moisture content and flow, larger water slurry flow, and larger atomizer stream flow. In addition, the atomizer stream is withdrawn from the steam expansion line contributing to further decrease the gross power output. Coupled with larger power requirements for the larger amount of air flow input and flue gas to be purified, the overall efficiency decreases with lower quality coals despite the presence of thermal recovery. However, the decrease in the gross power is not large. The reason is that the compression requirements cause the flue gas to acquire larger amounts of enthalpy which are eventually transferred to the Rankine cycle to produce additional gross work; but as detailed in [24, 27], the increase in the compression power requirements are larger than the extra work they contribute in producing which results in an overall decrease in efficiency. 3.5.3 Flexibility to Input Flows and Parameters, (Air Flow, Slurry water Flow, atomizer Stream Flow, and Oxidizer Stream Oxygen Purity) In the above study, input parameters like the air flowrate, slurry water flowrate, and atomizer stream flowrate are proportional to the coal flowrate as determined by technological constraints. It is plausible that some of these specifications are revisited after the plant is built, in particular for technologies under development, such as pressurized OCC. As seen above, increasing the coal flowrate when changing from CoalA to CoalB increases each of those parameters' flowrates and results in a total decrease of exergy of the combustion gas. Notice that the increase in flow of each one of those parameters contributes in decreasing the exergy in different amounts but in the identical manner: more thermal energy transferred at the low temperature section at the expense of the thermal energy transferred at the high temperature section. Now since the processes are able to handle the summed large decrease in 123 exergy, it is possible that they are also able to handle a decrease in exergy due to an independent increase of one or more of these flowrate. The same flexibility applies regarding the decrease in flowrate of those parameters due to decreasing the coal flowrate when changing from CoalB to CoalA. Therefore, the processes are expected to be ideally flexible to changes in the input parameters of air flowrate, slurry water flowrate, and atomizer stream flowrate. For brevity, the results of this flexibility assessment are not shown here. Of course changes in flowrates must fall within the acceptable operation ranges of the combustor, herein modeled approximately; also it is necessary that all the utilized coal is oxidized. The flexibility of the processes to the air flowrate has yet another positive implication regarding the ASU's oxygen purity. It is optimal for the process to operate with the smallest possible oxidizer and air flowrates, given that all the fuel is oxidized, because it requires the least compression requirements throughout the process; therefore, a change in purity might require a change in the input air flow. The oxygen purity plays an important role in determining the ASU's and CSU's power requirements, which are to a large extent independent from the energy conversion process and the power delivered by the power cycle, but the process is considered ideally flexible to the oxygen purity as shown next. Consider, for example, a given flowrate and purity of the oxidizer stream that is capable of oxidizing a fixed amount of fuel. Changing the purity of the oxidizer stream while keeping the same oxidizer flowrate and pressure, results in the same flowrate of the flue gas but a different oxygen content; argon and nitrogen content may change too but their concentrations are insignificant to begin with. The effects of the change in the oxygen content in the flue gas is insignificant; first, the range of variation of the oxygen purity in the oxidizer stream is relatively small, within 85 to 98 vol%, [46], and even smaller after mixing with the flowrate of the primary recycling stream, which is significantly larger than that of the oxygen stream; second, CO 2 and then H 2 0 are the predominant species of the 124 flue gas and the recycling streams, and these species are responsible for dictating the streams' properties particularly the thermal capacity. Even if the thermal capacity of the flue gas is slightly affected, the effect on the power cycle is again insignificant because much larger changes in flue gas properties and recycling flowrates, seen in the coal flexibility, are easily accommodated. The acid condensation temperature may change, with concerns towards an increase in acid dew point and condensation prior to recovery; however, the optimum temperature of flue gas heading to the recovery unit is already significantly higher than the acid dew point, hence, acid condensation is not an issue. Also, the water condensation in the recovery unit is not affected because the H 2 0 concentration is not significantly changed. As a result, given complete oxidation of the coal, the processes are not affected by a change in the oxidizer stream purity for the same flowrate. Meanwhile, from the air flow flexibility above, the processes are ideally flexible to changes in the oxidizer flowrate while maintaining the same purity. As a conclusion, the processes are flexible to a general change in the purity of the oxidizer stream, even when accompanied by a change in its flowrate, as long as the fuel is completely oxidized. In other words, the processes are flexible to the air flowrate whether the change in the flowrate is due to a change in the coal flowrate, the preferred ratios of oxygento-coal, or due to a change in the oxygen purity of the ASU (or all three). A total oxidation of the fuel is assumed in the above discussion which is trivially the most efficient way to operate. It is true that the efficiency will change with different values of oxygen purity, but these changes can be accommodated by the flexible design during operation to achieve and maintain the maximum possible performance for any value of oxygen purity. Here again any change should be within the acceptable operation region of the combustor which is not modeled here in component level details. 125 3.5.4 Flexibility to Ambient Conditions In the processes considered the condenser rejects thermal energy to cooling water from a river or reservoir. Pressure and humidity changes of the ambient have no effect on the condenser's operation; the condenser's operating pressure is defined by the type of the working fluid and the condenser's temperature. Typically, the condenser's pressure is substantially lower than the atmospheric pressure. Also, ambient pressure and humidity do not affect the deaerator. However, the ambient temperature, more specifically the cooling water temperature, creates uncertainties to the processes because it affects the condenser's operating temperature. As a result the condenser's operating pressure and the temperature of the feedwater entering the recovery unit changes, which therefore changes the recovered thermal energy, the deaerator operation, and so on, as well as the temperature of the flue gas entering the CSU and the CSU power requirements. To assess the flexibility towards the temperature of the cooling water, a similar methodology is followed as the one presented above for the coal. Note that the temperature of the atmospheric air slightly affects the ASU process, however, these effects do not propagate to the power cycle since the oxygen pure stream is delivered by an intercooled compressor with intercooling temperature of 60C, which is well above the ambient temperatures. The power of the ASU can be slightly altered with ambient temperature variations, but this is not represented here due to the limited modeling of the ASU. The initial condenser temperature and pressure are 29.73'C and 0.042bar. A temperature rise of 10'C, which is representative of seasonal and location variations, is evaluated resulting in a condenser pressure of 0.073bar. For brevity, only the RHE process with CoalA and AreasA is presented. Hierarchical optimization for changes in ambient temperature is performed with the initial guess being that of the ideally flexible design of the above hierarchical optimization represented in Table 3.9. Optimization results in no change in the values of the design variables even with large tolerances, 126 E, which means that the optimal design for the high ambient temperature is identical to that of the low ambient temperature; the ideal flexible design for the changes in coal, input streams flows and parameters, and FWHs Areas is simultaneously ideally flexible to ambient conditions. Other optimization runs with different initial guesses were performed to make sure that the claimed ideally flexible design is not a local optimal for the new high ambient temperature condition. Results of the temperature flexibility are shown in Table 3.10. Response to Variations in Ambient Conditions It is obvious that the efficiency decreases with higher ambient temperature due to the higher condenser pressure. Moreover, with larger ambient temperatures, the minimum value of the temperature of the flue gas exiting the recovery unit is larger due to the higher temperature of the feedwater entering the RHE; this results in lower recovery and larger CSU power requirements. The optimum design of the process with a high ambient temperature is identical to that of the low ambient temperature proving the ideal flexibility to ambient conditions, but optimization of the operation variables is required to ensure the maximum performance with the changes in ambient conditions. The operating pressure increases in order to allow for a larger thermal energy transfer at the RHE by avoiding the limitations of the pinch at the onset of flue gas condensation. With the initial operation pressure, the higher temperature of the feedwater entering the RHE results in having the pinch at the onset of water condensation and not at the cold end of the RHE (Hot-stream-out/Cold-stream-in), and limits the amount of condensed water and the amount of recovered thermal energy. Increasing the operating pressure allows the pinch to occur at both the point of flue gas water condensation and at the flue gas outlet allowing for lower flue gas exit temperature and more water condensation. Upon optimizing the process with 127 the high ambient temperature condition, the amount of water condensed reaches 33.Okg/s, slightly less than the maximum amount possible with the lower ambient temperature conditions. Notice that with larger operating pressures, the pressure losses increase. Further increase in the ambient temperature may favor increasing the pressure to values that do not acquire maximum recovery in order to save on pressure losses and compensation power requirements. It is worth mentioning that nine out of the 10 operation variables for the RHE cycle, and 10 out of the 11 for the DCSC cycle are governed by active constraints. The combustor's operating pressure is the remaining operation variable that is not governed by an optimality criterion. Attempting to optimize for all the operation variables instead of following the proven criteria, [24, 27, 38, 28, 29] and Chapters 1&2, is likely to result in suboptimal solutions which do not satisfy ideal flexibility. 3.6 Conclusion The operation of a powerplant is subject to several uncertainties in the inputs or parameters or surrounding conditions. A realistic operation of a coal power plant involves the utilization of different types of coals depending on several unpredictable factors like market, environment, supply, demand, etc. Slurry water, atomizer stream, and air flow requirements among other parameters are also subject to change. Moreover, changes in ambient conditions can significantly alter the power generation process if not properly accounted for. For profitable power generation the plant should accommodate the different possible uncontrollable conditions with high production efficiency. Some process variables are design variables that cannot change during operation, while operation variables can. Herein, using relatively detailed models, optimization 128 of two OCC processes is performed while facing uncertainty in the input parameters, in particular coal types and specifications and ambient temperature. Uncertainty in input streams flowrates and in oxygen purity of the oxidizer stream are also discussed. Results show that the studied concept of pressurized OCC is ideally flexible. More specifically, changes in inputs can be accommodated without any compromise in the processes' performance compared to a process specifically designed for the new values of the inputs. The study concludes that stochastic optimization is not needed for designing the flexible powerplant. In essence, the uncertainties in input conditions and parameters need not to be quantified but merely the range of input conditions needs to be taken into account during design. The ideal flexibility of the processes is discovered with the help of the optimum criteria of operation presented in [28, 29, 381 and Chapters 1&2. These criteria allow finding the ideal flexible design, during design, and provide straight forward guidelines, during operation. It is particularly interesting and convenient that changes in the input specifications, which require changes to the operation variables, can be accommodated with minimal efforts. In essence, after finding the ideally flexible design, a change in imposed conditions, even as large as using a significantly different coal, FWHs areas, and ambient temperatures, does not require any additional modeling and optimization efforts to maintain optimum operation, but rather only a change in variables to satisfy the relevant criteria. The same applies to other operating parameters like slurry water flowrate, air flowrate, atomizer stream flowrate, and oxidizer stream oxygen purity. Results also show insensitivity regarding the design variables near their optimum. In particular, the pressurized OCC process is found to be ideally flexible regarding the FWHs area specifications, which are also a part of the plant's design. The insensitivity towards design variables is initially observed in [28, 29] and Chapter 1. These results strengthen the possibilities and interest in retrofitting existing powerplants. The fixed designs of an operating powerplant, in particular fixed heat exchanger areas 129 and fixed turbine expansion line, are likely to achieve high performance as long as they are not too far away from optimum. Also their performance will not suffer with the unpredictable changes in the input specifications and parameters of operation. Additional positive implications are seen regarding turbine manufacturers when designing the expansion line and extraction locations which are shown to be less contingent on the other power plant specifications like FWHs areas. When changing the coal, the fuel heat rate input is held fixed instead of the net output power for three reasons. The main motivation is that the processes are limited by the combustor's and HRSG's sizes and thermal loads. An additional motivation is that this allows to keep the same basecase reference conditions of the cycle (HRSG and recycling pipes' reference/basecase pressure losses, turbine and heat exchanger's sizing etc.). Third, this allows to maintain the working fluid flowrate close to nominal; this achieves high performance for the turbines and also eliminates the need for performance curves. If in contrast, the cycle operates under fixed net work output, it has to compensate for the additional compression requirements caused by using a lower quality coal, CoalB; i.e., the Rankine cycle is required to produce more gross power output. Larger gross power output requires even more fuel and inlet stream flows and result in even more compression requirements that need to be compensated for. As a result, the feedwater flowrate through the HRSG and turbine expansion line increases, and will result in significant deviation from design conditions. Additionally, keeping the fuel flowrate constant when using a lower quality coal, which forms a flue gas with lower exergy, results in lower thermal energy transfer at the HRSG; as a result, the feedwater flowrate capable of flowing through the HRSG, and eventually through the expansion line, will decrease, causing deviation from the expansion line design conditions. It is noteworthy to discuss the flexibility presented herein for the pressurized OCC in regards to regular and pressurized coal processes. In standard, non OCC, 130 coal power plants, thermal energy is transferred from the flue gas to the working fluid only at the boiler due to the absence of the low temperature heat transfer section, a RHE or a DCSC. Even if a recovery section is incorporated, if the flue gas pressure is atmospheric then an insignificant amount of thermal recovery is obtained; for a pressurized coal process without carbon capture the compression enthalpy rise of the high rates of recycling in the pressurized OCC process is absent. Therefore, operating at the same boiler load, the amount of thermal energy capable of being transferred to the working fluid decreases. As a result, the working fluid flowrates are likely to be significantly affected, altering the turbine expansion line characteristics; the response of the expansion line might not be suitable with the cycle's original design, extraction positions and pressures, FWHs sizes, reheat stream pressure and temperature etc. Therefore, non-OCC coal power generation is expected to be less flexible than the processes considered herein; however, a detailed investigation is warranted to check this claim. 3.7 Future Work It is highly possible that the processes are flexible to a varying load as motivated next. The processes are flexible to flow changes for the same heat rate input, and capable of attaining the different maximum efficiencies for the different parameters imposed; the performance change due to the change in compression requirements and to the change in the exergy of the flue gas; the two factors are to a large extent independent. Now assume a CoalC with specifications in between those of CoalA and CoalB. Operating at the same load and input specifications ratios, the input streams of CoalC and flue gas flowrates are larger than those of CoalA but lower than those of CoalB. The exergy of the thermal energy of the flue gas resulting from CoalC operation is lower than that of CoalA but higher than that of CoalB. Now consider a decrease in the flowrate 131 of the CoalC in order to operate at a lower load. The streams flowrate will get closer to the base load of CoalA, but the heatrate decreases and thus the availability of the thermal energy will get closer to that of the base load of CoalB; such an operation is analogous to having CoalB with base load operation but with lower input streams flowrates, which can be accommodated by the flexible design, Section 3.5.3. The same argument can be applied for an increase in flowrate of CoalC, considering that the thermal load of the combustor and HRSG are not limiting. Therefore, the processes might very well be flexible to varying load. However, load changes might be larger than the range allocated by the two coals and that is why a detailed study is intended for future work. Part-load, presented in Chapter 4, is another important topic but requires an expansion line model accounting for off-design operations. The task is to determine how to operate optimally for part-load and more generally how to operate optimally facing the different and uncertain load requirements. It is intriguing to consider if the process is also ideally flexible to load changes. If not, then does the design of a process require knowledge of the distribution of the expected load operations or just the range of the part-load? The next chapter handles a detailed study of the process facing variations and uncertainty in the thermal load. Using optimization the process is designed to be flexible for the load. 132 Table 3.8: Results for DCSC flowsheet fuel flexibility. Area 'favoring' the design of CoalB; AwrH=5,552m 2 AFWH2=3,561m 2 . The changes in the values of rnFW,Main, PDeaerator, and rnRW-Sep-in are acceptably small, Section 3.4.2. Variable DCSC-B-1 DCSC-A-2 DCSC-A-3 (chiller required) (no chiller required) (no chiller required) Input Parameters Fuel Flowrate 35.53kg/s 30.00kg/s 30.00kg/s Slurry water flowrate Atomizer Stream flowrate Air flowrate 19.22kg/s 2.96kg/s 16.50kg/s 2.50kg/s 16.50kg/s 2.50kg/s 332.5kg/s 311.2kg/s 311.2kg/s Objective (LHV) 32.43% 34.07% 34.05% Function Independent and Key Dependent Variables rnBLD2 15.5bar 15.5bar 1MW 274kg/s 56.0bar 30.9kg/s 23.3bar 12.7kg/s 12.8bar 12.8bar 1MW 285kg/s 65.Obar 36.4kg/s 25.2bar 16.9kg/s 15.5bar 12.5bar 1MW 280kg/s 56.Obar 31.5kg/s 23.3bar 15.4kg/s PBLD3 15.4bar 16.7bar 15.4bar rnBLD3 9.07kg/s 13.3bar 65.5MW 32.4MW 61.1 0 C 9.12kg/s 12.4kg/s 77.7MW 43.9MW 35.0 0 C 9.56kg/s 14.1bar 66.8MW 39.8MW 35.0 0 C PComb,d PComb, o QComb mFW Main PBLD1 rnBLD1 PBLD2 PDeaerator QFWH1 QFWH2 TFG-Sep-out QDCSC-HX mRW-Sep-in 118MW 124MW 189kg/s 186kg/s Dependent Variables 291 0C 280 0C 0 285 0 C 274 C 115MW 189kg/s 283 0C 288 0C 1,039kg/s 1,078kg/s 280 0 C 274 0 C 278 0 C 1,059kg/s Condensed Water SepCol APHRSG APpipe primary APpipe secondary 36.0kg/s 33.4kg/s 33.3kg/s 1.30bar 0.124bar 0. 123bar 0.86bar 0.088bar 0.088bar 0.84bar 0.087bar 0.089bar mFG-Rec-pri 254kg/s 653kg/s 276kg/s 682kg/s 274kg/s 665kg/s 417MW 162 0C 423MW 155 0C 422MW 154 0 C Tcool-Gas TFW-HRSG-in TComb-Gas-in Flue gas flowrate in HRSG mFG-Rec-sec Rankine cycle power TFW-Recov-out Objective Step2 SteplA StepiB maxX,YA ?7A(X, YA) maxX,YBq B(x, YB) i (x, YA, YB) maxX,YA,YB = A or B Constraints Desired 0 & gB(X,yB) gA(x,yA) AA*-A & 0 & 7A(X,YA) rB (X,YB) 7B* EB A = xIYIYB,I7A (X)I I= B* ?7^, and 7B* gB(x,yB) < 0 gA(x,yA) < x4,y~,?A(X*,Y*)=A* 77B *7B(XIBYB x* YB Results B (assuming feasibility) SteplAa Objective Constraints Desired Results 7A,a(X, YA,a) gA,a(x, YA,a) < 0 A,,y*,a maxX,YA,. (assuming feasibility) ?7A,a(XAa, YA,a) = ra SteplAb maxx,YB,. ?7B,a(X, YB,a) maxx,YAb rJA,b(X, YA,b) 0 9A,b(x, YA,b) gB,a(X, YB,a) 0 BaYB,a (A SteplBb StepiBa XA,b,YA,b B~a) X _ Ba) 77 r7B,aBB,a, yB,a) = Ba 7 Ab( Ab, maxX,YBb ?7B,b(X, YB,b) 9B,b(X, 0 YB,b) *B ,B,b A,b)*7A = bbBb YA,b) 'q(*b X b) B ?B,b( B,b, XB,b) Step2 Objective maxXYAaYBabYBb rlij(X, YA,a, YB,a, YA,b, YB,b) i = A or B and 0 gk,L(x,yk,I) Constraints 77k,1(X, Yk,) k,) Ek,l -- V k E{AB} and 1 E{ab} Desired x Y YB*,bbA*b Y,a, YB**a, Results (assuming feasibility) ?7A,a(X, YAa) =IAa TB,a ( X, yBa) = , 7A,b and 77B,b(x y~b , Bb ** BPa 1 7 T|b 7 7Bb (Aab)* )a b)* (Bb) j = a or b (Bb) bb Table 3.9: Fuel and Area flexibility for the RHE process after hierarchic optimization. The process is designed to be ideally flexible under fuel uncertainty while operating with the first pair of area specifications (AFWH1 = 7, 069m 2 and AFWH2 = 5, 254m 2 ), columns2&3. It is also ideally flexible to the fuel uncertainty while operating under the second pair of area specifications (AFWH1 = 6, 728m 2 and AFWH2 = 4, 525m 2 ), columns4&5. The changes in the values of TiFW,Main and PDeaerator are acceptably small, Section 3.4.2. Area specifications Areas favor CoalA design new RHE-A Variable RHE-B new variables variables Input Parameters Areas favor CoalB design RHE-A new RHE-B variables variables Input Parameters Fuel Flowrate 30kg/s 35.53kg/s 30kg/s 35.53kg/s Slurry water flowrate Stream Atomizer flowrate Air flowrate 16.50kg/s 2.50kg/s 19.22kg/s 2.96kg/s 16.50kg/s 2.50kg/s 19.22kg/s 2.96kg/s 311.2kg/s 332.5kg/s 311.2kg/s 332.5kg/s 34.42% 33.07% 34.41% 33.08% Efficiency (based on LHV) Independent and Key and Varaibles PComb, d PComb, o 9.67bar 7.41bar 9.67bar 9.67bar 9.67bar 7.41bar 9.67bar 9.67bar QComb mFW Main 1MW 306kg/s 1MW 301kg/s 1MW 306kg/s 1MW 303kg/s PBLD1 99.Obar 99.Obar 99.Obar 99.Obar rnBLD1 62.2kg/s 61.4kg/s 62.0kg/s 61.5kg/s PBLD2 26.0bar 14.7kg/s 26.Obar 12.8kg/s 26.Obar 16.7kg/s 26.Obar 15.2kg/s 16.8bar 16.8bar 16.8bar 16.8bar 4.57kg/s rnBLD2 PBLD3 rnBLD3 9.27kg/s 6.77kg/s 7.11kg/s PDeaerator 14.7bar 15.7bar 13.4bar 14.2bar QFWH1 138MW 377MW 36.9 0 C 122MW 136MW 32.7MW 38.1 0 C 133MW 137MW 43.2MW 36.9 0 C 122MW 136MW 39.2MW 36-9 0 C 133MW 327 0 C 321 0 C 311 0 C QFWH2 TFG-RHE-out QRHE Dependent Variables 327 0 C 322 0 C 328 0 C 322 0 C 327 0 C 321 0 C 309 0 C 1,138kg/s 311 0 C 1,118kg/s 309 0 C 1,137kg/s 33.2kg/s 36.1kg/s 33.2kg/s 36.1kg/s AXPHRSG APpi, Primary APpi, secondary 0.265bar 0.054bar 0.035bar 0.437bar 0.055bar 0.051bar 0.266bar 0.054bar 0.035bar 0.448bar 0.055bar 0.051bar mFG-Rec-pri 281kg/s 262kg/s 281kg/s 265kg/s FG-Rec-sec 737kg/s 409MW 164 0 C 724kg/s 405MW 175 0 C 736kg/s 409MW 163 0 C 729kg/s 408MW 174 0 C Tcool-Gas TFW-HRSG-in TComb-Gas-in Flue gas fkiwrate in 1,125kg/s HRSG Condensed water RHE Rankine cycle power TFW-Recov-out new Table 3.10: Hierarchical optimization results for the RHE process with tem2 perature uncertainty. FWHs' areas are RHE-AreaA: AFWHi = 7,069m and AFWH2 = 2, 524m 2 . The designed for the ideally flexible process facing coal, areas, and flows uncertainty is also ideally flexible to the temperature uncertainty. The changes in the values of TmFW,Main and PDeaerator are acceptably small, Section 3.4.2. Design Tab Low (RHE-A Column2 of Table 3.9) Variable Fuel Flowrate Slurry water flowrate Stream Atomizer flowrate Air flowrate Tcondenser Pcondenser Efficiency (LHV) PComb, d PComb, o Input Parameters 30kg/s 16.50kg/s 2.50kg/s High Tamb Design = optimization of operation variables of Low Tamb Design 30kg/s 16.50kg/s 2.50kg/s 311.2kg/s 311.2kg/s 0 39.73 0 C 29.73 C 0.073bar 0.042bar Independent and Key Dependent Variables 33.23% 34.34% max {PComb, oLow Tamb, PComb, 0 lligh Tamb} 8.92bar 7.41bar QComb 1MW 1MW rhFW,Main 306.0kg/s 99.Obar 62.2kg/s 26.0Obar 14.7kg/s 16.8bar 9.27kg/s 307.0kg/s PBLD1 ThBLD1 PBLD2 rhBLD2 PBLD3 rhBLD3 PDeaerator QFWH1 QFWH2 TFG-RHFrout QRHE 99.Obar 62.5kg/s 26.Obar 13.9kg/s 16.8bar 8.15kg/s 14.7bar 15.2bar 138MW 37.7MW 36.9 0 C 122MW 139MW 35.6MW 46.9 0 C 120MW Dependent Variables TCJool-Gas TFW-HRSG-in TComb-Gas-in Flue gas flowrate in HRSG Condensed Water RHE APHRSG APpipe primary APpipe secondary mFG-Rec-pri mFG-Rec-sec Rankine cycle power TFW-Recov-out 327 0 C 322 0C 309 0C 1,138kg/s 327 0C 322 0C 312 0 C 1,141kg/s 33.2kg/s 0.265bar 0.054bar 0.035bar 281kg/s 737kg/s 33.0kg/s 0.385bar 0.048bar 0.046bar 282kg/s 739kg/s 409MW 401MW 0 164 C 1690C 8.92bar Chapter 4 Pressurized OCC Process Ideally Flexible to the Thermal Load 4.1 Summary Pressurized oxycoal combustion process is optimized for variable thermal loading (100% to 30%). The steam expansion line behavior is accurately represented based on manufacturer data. Simulations with the nominal design and nominal operation are then performed with variable loads to determine the level of performance decrease if no optimization is performed. Finally, optimization of operation for a fixed design, and simultaneous optimization of design and operation are performed. The design optimization for a specific load does not include the redesign of the turbines to a process specifically designed for this load. However, the design variables of the turbine expansion line, namely the extraction bleeds, are considered. At each load, the performance of the process designed for nominal load is compared to the maximum possible performance obtained when designing the process for that specific load. Thanks to the thermal recovery section, the process exhibits ideal flexibility to load variations (not accounting for efficiency variations in the air separation unit, which 137 is accurate if oxygen storage is assumed), unlike Rankine cycles without pressurized recovery. Consequently, there is no need to optimize for an expected distribution of load operations. Finally, the process maintains supercritical operating conditions (no phase change of FW in the HRSG) over larger ranges of thermal loads. 4.2 Motivation Another very important disturbance to the process is variable loading, and is considered herein. At the time of plant design, the loading in uncertain. Load variations as well as uncertainty in load is increasing in importance, [47, 481, especially with the rise of the renewable but intermittent electric energy production, particularly wind and solar. Therefore, because the process in not always operating at nominal conditions, it is crucial to design the process for an overall maximum performance, rather than the maximum performance at nominal conditions; in general, this is very challenging and exhibits strong tradeoffs. Studies regarding the performance of power generation processes at partload are available in literature particularly for gas cycles and combined cycles, where significant achievements in the design of the gas turbines allow them to operate flexibly to load variations, [49, 50]. Fewer studies of partload are available for Rankine cycles or the bottoming cycle of a combined cycle. In [47] a combined cycle is addressed to obtain high performance at partload and meet the emissions criteria because of the efficiency decrease with the decrease in operation load; the addressed parameters for optimization are those related to the gas process where the gas turbines are fitted with guiding vanes and preheating of the gas cycle air improve the overall efficiency at partload. However, the parameters of the Rankine cycle itself are not addressed. Similarly pertaining to the gas cycle section of the combined cycle, [511 addresses the importance of guiding vanes and [52] studies different types of commercial gas 138 turbines, while maintaining the conditions for the bottoming Rankine cycle at nominal in order to prevent alterations in its behavior. Solar thermal power generation and organic Rankine cycles are also studied under the influence of partload, [531, therein however, the Rankine cycle design and operation are not considered but rather the size of the solar field for the minimum levelized cost of electricity production for a given load schedule. Judes and Tsatsaronis [54] presents a comprehensive study of a simplified single pressure combined cycle power plant under variable loading; there too the main variables are the choice of the gas turbines and the temperature approach of the heat recovery steam generators. The Rankine cycle is a simple twostage turbine with no reheat or regeneration. As will be demonstrated in this study, regeneration and thermal recovery of a complex Rankine cycle have an intertwining and complex behavior and requires a dedicated evaluation. Other studies involving the partload flexibility of the Rankine cycle deal with comparing the valve throttling method to sliding pressure boilers method for partload operations, or even hybrid methods combining both, [55, 56, 57]. However, the optimal design and operation of the process are not addressed as herein. Herein, the pressurized oxycoal combustion process presented in Chapters 2&3, seen in Figure 4-1, is optimized for variable thermal loading. The first challenge in the analysis of load variations is determining the steam turbine expansion line behavior as the operation deviates from the nominal conditions. Experimental isentropic efficiency data are first analyzed in Section 4.3 to determine the expansion line behavior and performance curves. Then, Section 4.4 presents the modeling approach. The change of load also requires changes in several parameters to satisfy the operating requirements of the units. For instance, the requirement on excess oxygen in combustion implies that the oxygen stream is proportional to the coal stream. Moreover, for realistic representation of the process, the pressure losses in the heat recovery steam generator (HRSG) and in the recycling pipes are evaluated and implemented. Then, 139 the optimization formulation is presented in Section 4.5, i.e., optimizing the process at different loads (100% to 30% with 10% increments) taking care in modeling the design variables particularly the bleeds' extraction pressures. Following proven thermodynamic criteria of optimum operation, [24, 27, 28, 29, 38] and Chapters 1&2, active constraint optimization is utilized to simplify the optimization problem and avoid convergence to suboptimal local optima. Finally, results are presented in Section 4.6 where the importance of optimization is reflected by the significant performance improvement of the variable load operations. Moreover, the flexibility of the process to partload is evaluated by comparing the performance of a fixed design over the range of loads to the maximum possible performance; the latter is the performance of the processes designed for each of the specific loads. In designing for a specific load, the turbines are considered to allow for the whole range of load operations, thus having the nominal design, as justified in Section 4.5. Results show that due to the recovery section, the process is ideally flexible to variable load, i.e., a fixed design operating at variable load matches the maximum possible performance for each load. In contrast, Rankine cycles without pressurized recovery do not share this favorable property. Other important benefits of the recovery section are explained. 4.3 Turbine Performance Curves The thermal load (TLoad) is the ratio of the coal flowrate into the combustor to that of the full load nominal operation (TLoad= rcoal, actual m'koal, nominal ). As the thermal load changes, the amount of thermal energy transported from the flue gas to the working fluid of the Rankine cycle changes, thus changing the behavior of the working fluid. The deviation of the turbine operation from the nominal conditions changes their efficiency and power output. Therefore, an accurate representation of the expansion line versus the relevant variations in the process is required. Stodala, [58], is credited 140 for one of the earliest attempts to assess the flow variations of a multistage turbine by developing the ellipse law using experimental data. The rule is an experimentally derived equation that relates the steam mass flowrate, inlet and outlet pressures, and inlet temperature at off-design modes. Here however, the efficiency and power output of the turbine are also required. Therefore, the off-design operation and performance of the steam turbine is obtained by a different approach. Backed by experimental data, Table 1, and rules of current practice, [59], it is well known that in an off-design operation of a steam turbine the volumetric flowrate profile of the steam has to be identical to the nominal volumetric flowrate profile. The reasons and implementation of this approach are detailed next. Experimental data from a standard Rankine cycle without carbon capture and sequestration (CCS), with power ratings similar to those of the pressurized OCC process, are shown in Table 4.1. The specifications of the working fluid and the response of each of the turbines are shown for different thermal loading. The presented operations are not necessarily optimal, but the efficiency of the expansion line for the particular values of the working fluid conditions at the inlet of each turbine can be obtained from the table. In general, the exergy of the thermal energy transferred from the flue gas to the working fluid increases with increasing temperature of the working fluid. Therefore, it is favorable to maintain the main stream and the reheat stream temperature at the highest possible value, 600'C and 610'C respectively; moreover, this implies that the inlet temperature of the turbines are at their nominal values. Now in order to maintain the temperature of the working fluid at the exit of the HRSG/inlet of the HPT and IPT constant despite the decrease in the thermal load, the mass flowrate of the working fluid has to decrease as seen in Table 4.1. Higher pressures of the working fluid increase the exergy of the process, however, the characteristics of the turbine expansion line necessitates decreasing the working 141 fluid pressure with the decrease in thermal load. More specifically, turbines must maintain an approximately constant flow pattern for an efficient and reliable operation, [59], where steam flows smoothly over the blades' surfaces rather than colliding with them. The turbine angular velocities and thus the blades velocities are constant besides during startup and shutdown. Therefore, for fixed blades design, to achieve the constant design flow pattern, a constant volumetric flowrate of the working fluid through any section of the turbine is required; note that the volumetric flowrate of the working fluid increases as the steam expands through the turbine. Variations in the volumetric flowrate profile result in deterioration of the lifetime and efficiency of the turbines. To achieve constant volumertic flowrate profile at reduced mass flowrate, the inlet pressures of the turbines are decreased. This can be achieved by (i) a constant pressure at the steam generation followed by throttling at the turbine inlet or (ii) so-called sliding pressure boiler, i.e., variable pressure at the steam generation, [60, 61]. Herein, it is assumed that the HRSG generates steam at sliding pressure. In the data of Table 4.1, the volumetric flowrate of the working fluid at both the inlet and exit of the turbines is constant for different loads except for exit of the low pressure turbine which is maintained at the nominal condenser's pressure. To achieve this in modeling, the inlet and outlet pressures of the high pressure and intermediate pressure turbines are taken as function of the working fluid mass flowrate. In other words, the equation V = rh x v (P,T) = constant is enforced at the inlet and outlet of each turbine section, where V and v are the total volumetric flowrate and the specific volume, respectively, while rh, T, &P are the mass flowrate, temperature, and pressure of the working fluid. The temperature is fixed at inlet, as explained above, and is a dependent variable throughout the expansion process. Thus, the pressure and the mass flowrate are no longer independent resulting in a single degree of freedom in the above equation. Herein, the mass flowrate is chosen as the degree of freedom, for numerical reasons. The mass flowrate is an optimization variable and its value 142 Table 4.1: Operating conditions of working fluid and turbine expansion line at different loads. Each turbine operates at a constant volumetric flowrate profile (constant volumetric flowrate at each section of the expansion line). The outlet pressure of the LPT, condenser pressure, is constant and equal to 0.042bar for the assumed wet cooling condenser Thermal Load % Pinlet bar inlet temperature 'C 7nFW, FW, actual nominal 7 lactual lnominal Pinlet Poutlet 100 99.44 99.33 98.20 4.2888 4.177 4.093 4.058 100 5.204 t High Pressure Turbine (HPT) 250 169.9 120.1 84.62 100 70 50 35 100 600 600 600 600 100 64.7 45.6 32.0 Reheat - Intermediate Pressure Turbine(IPT) 100 610 52.90 70 50 35 36.91 26.55 18.95 610 610 610 69.8 50.3 35.8 98.75 98.75 98.75 4.98 4.80 4.68 100 70 50 35 10.44 7.60 5.67 4.15 Low Pressure Turbine(LPT) - 100 72.9 53.9 39.3 100 99.25 98.18 96.79 239.5 174.4 130.2 95.3 is determined by energy balance during optimization of each thermal load. For each turbine section, the efficiency ratio, the inlet pressure ratio, and the outlet pressure ratio are mapped versus the mass flowrate ratio, wherein each ratio is taken relative to the nominal. With very high accuracy, the inlet and outlet pressure ratios are affine linear functions of the mass flow ratio, as a direct consequence of the physical properties of the water particularly in the very superheated state after the reheat where temperature is relatively high and pressure is relatively low. The efficiency ratio is considered as a piecewise linear function versus the working fluid mass flowrate ratio because it does not seem to follow any particular continuous function versus the mass flowrate ratio. 143 4.4 4.4.1 Modeling Approach Process Operating Parameters Similar to [24, 27, 38, 35] and Chapters 2&3, the model is implemented in AspenPlus. Figure 4-1 represents the process where a surface heat exchanger (RHE) is used for sensible and latent heat recovery from the water in the flue gas. Note that the analysis is pseudo-steady state, i.e., does not consider the transition dynamics between different power levels. The variables and constraints on Figure 4-1 are used for optimization. For the scope of the current work, the air separation unit (ASU) is accounted for by its power requirements and is not modeled rigorously. Operating the ASU at partload increases the specific power requirement for producing the oxygen stream. However, herein the power demand and specifications of the ASU are considered constant (for any design and operation) for two reasons: first, a design specific to a certain load is required to operate within the complete range of operation of the power plant (30%-100%), thus the ASU should be capable of supplying the full load oxygen requirements; therefore, the ASU design is the nominal/full-load design. Second, it is assumed that oxygen storage is possible; therefore, for any dedicated design the specific power demand of the ASU is identical to that of the nominal operation and design. It is worth mentioning that even if storage is not practical then the ASU is still required to have the full load design, and therefore using an elaborate model for the ASU leads to changing the results in terms of values but not in the terms of the trend or relative behavior. In particular, the comparison of the flexible design to the dedicated designs will not be affected, which is the aim of this study. In conclusion, the power demand and specifications of the ASU are considered constant for any design and operation. In other words, the effects of load variation on the ASU are not accounted for without jeopardizing the conclusions of flexibility to the thermal 144 load. ASU Pressurized 02 02 o pressor I IP 4- 02+Ar L Air separat N2 -R c-prn FW-HRSG-1n FG-Rec-sec om-Gas-in "ReheatRH o Contrller Ah dSequestrated C02 Unit mbustionre-Recovery ot-G Gas Coa Wat Slurry vou aG-e C ITvented gas A FW-Recov-in Condensate P~ IBL ~~ ra atio. Stage3 ., Bleed leed DI .Flw -B IBLD3 Flowl Bleed- Reheatq FW-HRSG-in Cooling Water rtor FW FW , Condenser HP-Pump LP-Pump Figure 4-1: Oxycombustion cycle flowsheet based on wet recycling. Note that this schematic does not represent entirely the modeling, e.g., turbines were modeled with multiple sections in AspenPlus® Table 2.1 shows the fixed parameters of the process, pertaining to the operation of the Isotherm® combustor, [30], and other components. To satisfy these while varying the load requires adjustments to several streams in order to satisfy the ope ration requirements. First of all, changing the thermal load requires a change in the amount of coal and thus the amount of slurry water needed to transport the coal keeping the required water ratio in the coal water slurry mixture. Moreover, the amount of oxygen required to oxidize the fuel also changes, and therefore, the air flowrate entering the air separation unit changes. Also, the amount of the atomizer 145 stream needed to atomize the coal water slurry entering the combustor changes. In the Rankine cycle, the steam leaks from the turbines are assumed to scale linearly with the working fluid flowrate. Now that the atomizer stream flowrate, which is extracted from the steam expansion line, and the turbine leaks change, the amount of makeup water also changes. All of the dependent variations are modeled in calculator blocks or design specifications in order to maintain the operation constraints of the process at any load. 4.4.2 Flue Gas Pressure Losses Another important aspect of the model is the calculation of the flue gas pressure losses as it passes through the HRSG and the recycling pipes. Pressure losses are calculated by utilizing standard pressure loss equations [62, 631, and similarity analysis [24, 27, 35, 38] and Chapters 2&3. The losses depend on the designs of the HRSG and the recycling pipes, which depend on the process design pressure and economical considerations [24, 271. Therefore, at a given thermal load, the pressure drops depend on whether the HRSG and pipes are designed for that specific load, or are operated at a load different than their design load. In the case of the former, the process pressure and the HRSG and pipe designs are allowed to change upon design (PComb, design is a design variables, Section 4.5.1), and the representation of the pressure losses are identical to those of [24, 271: Design specific for a particular load For the recycling pipes upon design: AP,3e=p = 146 L V2 where V is the bulk gas velocity in the pipe, d is the pipe diameter, LP is the pipe equivalent length, p is the gas density, and f is the friction factor calculated by - -2 2 E/d) L(2log)(2e/d) = 'p-2. log 2o)J13 Red 7.4 where E is the pipe roughness, Red = PVd 7.4 Red is the Reynolds number based on the pipe diameter, p is the flue gas density, and p is the dynamic viscosity of the gas. The pipe diameter, d, and the gas velocity, V, are related by mh = pV-2-, where ni is the recycled gas mass flowrate through each of the two pipes. Note that for practical considerations the pipes diameters and the gas velocities in the pipes have to fall within fixed ranges. The acceptable ranges are shown in Table 4.2 similar to those considered [21, 24, 27]. The equivalent length is obtained by considering a 63.5 mbar pressure drop in each pipe at an operating pressure of 10 bar based on experimental data from ENEL. Table 4.2: Recycling pipes diameters and gas velocity ranges, [21, 24] Diameter Range (m) Velocity Range (m/s) [1-6] [1-4.15] [4-25] [14-30] Primary Recycling Pipe Secondary Recycling Pipe The larger the pipe diameter, the smaller the gas flow velocity, and the smaller the pressure drop. Thus, a larger pipe is always favored in terms of efficiency but not necessarily from an economical point of view as the capital, installation, and maintenance costs would increase. However, very large flow velocities can cause structural failure and acoustic resonance. Herein, at each iteration within the optimization study, the largest allowable diameter, for each of the two pipes, is chosen such that the gas velocity remains within the velocity range. In the case that the flowrate is too high, the upper bound on the diameter is chosen and the velocity range is violated. 147 For the HRSG upon design: where QHRSG APHRSG,a _HRSG,a APHRSG,b QHRSG,bPb a hb a is the rate of thermal energy transferred in the HRSG, rh is the flue gas mass flowrate, and a and b stand for actual design and basecase design respectively. Operation with a fixed design On the other hand, when the process operates at a load while designed for a different load, the specifications of the HRSG and the recycling pipes are identical to those of the design load. Moreover, the design pressure is the maximum allowed pressure of any operation. The losses are computed based on similarity analysis between the actual, a, and design, d, operating conditions: The recycling pipes APpipe, a A pipe, d d' _( 22 )a y (f ( p Lp &, 7 h2)a ( (d3d 2)d _ d aPd fadPa The pipes lengths, Lp, and the pipes diameters, d, are constant and equal to those of the design load, therefore, do not appear in the final expression. For the HRSG: APHRSG, a (fNp2)a APHRSG, d (fNp vj,) m fp dPa 148 y__2_a d 2 p 2A d (fPV6) d The HRSG design and size are invariant from those of the design load, therefore, the number of rows N, and the cross sectional area Ac, are constant. Moreover, the tube diameters D, the transverse and longitudinal distance between the tubes ST&SL, are also constant leading to _ = . f is the friction factor, which is approximately constant for the ranges of Reynolds numbers involved. The pressure losses at a given operation load are inversely proportional to the density of the flue gas. In other words, optimization of operation while the process is designed for a different load results in the maximum allowable value of the operating pressure, since it decreases pressure losses and does not decrease thermal recovery; also the tradeoff between the 02 and the CO 2 compression is insensitive within those ranges of pressures. However, since the operation pressure cannot exceed the design pressure of the design load, the optimum operating pressure is expected to be equal to the design pressure; this is verified by the results. 4.5 Optimization Formulation The objective of the study is to achieve a high performance for the pressurized OCC process subject to variable loading. In particular, it is first desired to determine the flexibility of the process. If the performance of the process designed for the nominal load but operating at a different load is lower than the performance of the process designed specifically for the non-nominal load, then the process is not ideally flexible. In that case, the original design needs to be revisited, such that a maximum overall performance is achieved rather than maximum performance at nominal conditions. To examine the ideal flexibility, two families of optimization processes are required over the range of possible thermal load; first, optimization of operation under the nominal design, and second, simultaneous optimization of design and operation at the specific thermal load. Similar to the study of uncertainties at nominal loading, [351 and 149 Chapter 3, a classification of the optimization variables as design and as operation is required. Operation variables can change with load variations, whereas, design variables are fixed. As described in Section 4.5.2, load variations impose additional constraints compared to nominal operation. As mentioned above, the redesign of the process for a specific load is considered to allow for the same range of load operation; therefore, the turbines are ones that can accommodate the nominal load operation, without reaching unrealistic working fluid pressures, thus have the nominal load design. Recall that an expansion line design requires maintaining the design flow pattern for maintaining high turbine performance and reliability. More specifically, the inlet pressures and pressure ratios of the turbines are adjusted as a function of the working fluid flowrate in order to maintain the fixed volumetric flowrate profile of the working fluid in the turbines. Operating at a load lower than the design is possible by decreasing the turbines' inlet pressures and pressure ratios, and vice versa. Conversely, to operate at higher than design load, the pressure would have to be increased. But to achieve high performance at nominal conditions, the pressure is typically set at the maximal allowed limit, thus further increase is not possible. So if the expansion line is designed for a partload operation, then the plant is incapable of providing the initial full load power rating. However, since a power plant is expected to operate for the majority of its lifetime under the initial full load power rating, then the full load design of the expansion line is the desired design for any partload. 4.5.1 Design and Optimization Variables Table 4.3 characterizes the variables as design or operation and provides their range, and Figure 4-1 marks the variables on the flowsheet. The basecase default values are the optimized results of the design that is ideally flexible to uncertainties in coal, ambient conditions, and input stream specifications of the process at nominal load [35]. 150 The classification of the variables is similar to that in [35] and Chapter 3 with few additions and differences. The methodology of implementing active constrains depends on the variables' characterizations and is discussed in Section 4.5.3. Combustor Pressure, PComb, o & PComb, d As discussed in Section 4.4.2, the conbustor's operating pressure, PComb, o, is an operation variable, while the upper bound on its range, equal to the design pressure of the design load, is a design variable. It is also seen that for a fixed design, PComb, d, the pressure losses are smaller with increasing operation pressure, and therefore, optimization is expected to choose the maximum allowed value i.e., the design pressure. This is verified by the results. Combustor's Duty, QComb In [35] where only the nominal load is considered, the combustor's duty, QComb, is treated as a design variable. However, the combustor's specifications and insulation are fixed with the design, and the value of QComb for a given design changes with the operating load. At a given design with a combustor duty, QComb, a, QComb, d, the resulting actual operational is assumed to scale with the design duty according to the ratio of the thermal loads of the design, d, and operation, o; in other words, Note that the linear dependence is consistent with the extreme Comb,. cases: for a fixed design, at zero load there is zero transferred duty, and at design load the transferred duty equals to the value at design. Similarly, the range of QComb, d is assumed to depend on the nominal duty QComb, n according the following equation, QComb, d _ TLoadd _ TLoadd QComb, n TLoadn 1 Feedwater Flowrate, rnFW, Main The performance curves of the turbines are available as discussed in Section 4.4. The pressures of the working fluid are set to accommodate the turbine expansion line con- 151 straints. The main feedwater flowrate is an operation variable with no restrictions on the range of its variation. It is trivial to deduce that the optimal flowrate decreases with decreasing load. Therefore, bounding the range of the feedwater flowrate from above at the nominal value facilitates the problem without constraining the optimization; a slightly larger upper bound is used nevertheless to make sure that the problem is not constrained. Bleeds' Flowrates, rnBLD1,2,&3 The bleeds' flowrates can, and should, change with different thermal loads since the amount of regeneration required for the varying feedwater flowrate changes. Moreover, the effectiveness of regeneration changes due to the change in the expansion line pressures, as explained later, and require a different optimum flowrate. Therefore, rnBLD1,2,&3 are considered as operation variables. Bleeds' Pressures, PBLD1,2,&3 In [35], where only the nominal load is considered, the bleeds' extraction pressures are fixed with the initial design of the turbine expansion line, representing a fixed position of extraction within a turbine stage, and thus are design variables. Here however, fixed bleed extraction position is not equivalent to fixed extraction pressure since at different loads the pressure ranges of each turbine stage change. Therefore, a fixed extraction position is the required design variable, and this results in different bleed pressures at different loads. Recall that for a given design, the turbines operate with a fixed volumetric flowrate throughout in order to maintain the efficient flow pattern. Therefore, a fixed extraction position is one that has a fixed volumetric flowrate of the working fluid passing through the turbine at the section of extraction. Modeling the bleed extraction positions by specifying the bleed pressure that satisfy the volumetric flowrate constraint would result in a highly iterative procedure and in an extremely complicated optimization process. 152 Fortunately, it is possible to eliminate the need for iteration and reproduce the fixed extraction position by simple formulas. To achieve this, the above iterative procedure is separately implemented on an isolated expansion line, and the results are compared to fixing the ratio of the extraction pressure relative to the inlet and the outlet turbine pressures. The comparison is performed over a range of the working fluid flowrate, representing a range of operation load. At the range of interest, keeping the simple ratio of bleed extraction pressure, namely Pex"r"ctionPo"t"et as constant over a range of 100% to 30% load, results in less than a 0.5% difference in the volumetric flowrate of the working fluid at the point of extraction. This implies that keeping the pressure ratio fixed according to the dimentionless variable proposed, corresponds to a fixed extraction position. Keeping the pressure ratio fixed is easy to implement and makes optimization tractable. Extraction Stage, Integer Variables Similar to [24, 38, 351, integer variables are used to select the extraction stage, where each stage has different ranges of operation and different performance properties. The discrete variables representing the extraction stage are also design variables. FWH Duty Transfer, QFWny&2 The duty transfer within each FWH is an operation variable. Deaerator Pressure, PDeaerator The deaerator operating pressure is an operation variable determined primarily by the low pressure pump delivery pressure and the deaerator bleed pressure at destination. Due to load variation the bleeds' pressures are not constant, and thus the deaerator pressure is subject to change. However, upper and lower bounds on the deaerator pressure should be respected. A deaerator operating temperature range of 101 to 200'C is common practice [64]. This temperature range is equivalent to a 153 pressure range of 1.076 to 15.55 bar. In other words, the pressure should be higher than atmospheric (1.013bar), and lower than 15.55bar, the pressure of the maximum allowed saturation temperature of 200*C, which is a material constraint. Regarding the low-pressure feedwater pump, the pressure range of 5-15 bar obtained in the results, Section4.6, is considered within the acceptable range of operation. To achieve variable pressure, a variable-speed driven (VSD) pump could be utilized. If instead a fixed-pressure pump is utilized, then the pressure of the low-pressure pump can be set to around 15 bar (maximum pressure required for any operating load, Section 4.6) and the feedwater would be throttled into the deaerator tank (if and when needed). The power requirement increase due to always operating at 15bar is minor, less than 0.01 percentage points change in efficiency of the cycle, because the pumping requirements are relatively low. Temperature of Flue Gas Exiting the RHE, The temperature of the flue gas exiting the RHE, TFG-RHE-out TFG-RHE-OUt, is also an operation variable dictating the amount of recovered thermal energy. However, the optimal value is not expected to vary with different operating loads because the optimum flue gas operating pressure is high enough to allow the pinch point to occur at the flue gas exit from the RHE. This expectation is confirmed by the obtained results. Note that even if the value of TFG-RHEOut is invariant, the amount of recovered thermal energy at the RHE, QRHE, changes because different loads have different flue gas flowrates and different amounts of energy to recover. Additional Integer Variables Required for Partload Optimization Finally the process has three additional binary variables, each denoting the activation or deactivation of a bleed flow. In principle, deactivating the bleed flow is identical to setting the bleed flow to zero, however, the binary variables are required for modeling purposes: zero flowrates cause convergence and mass balance errors in AspenPlus. 154 Table 4.3: Design and operation variables. The integer variables BLDAflow inhibit or allow a bleed flow; inhibiting a flow by a BLD-flow value of zero is, in practice, equivalent to setting 7hBLD to zero, but required here for modeling purposes Number Variable 1 PComb, operation 2 PComb, design 3 (c)omb 4 mFW, Main 5 BLD1_stage variable 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Range Variable Type [1 - PComb, design] bar [1 - 10] bar [1 - 30] x TLOAD MW Operation [20-300] integer Stages: 1-4 PBLD1--BLD.stage, outlet PBLD1..-tage, inlet -PBLDL.stage, outlet integer - 1] Stages: 3-6 DM2-PBLD2-stage, outlet PBLD2.stage, inlet -PBLD2..stage, outlet rnBLD2 BLD3_stage variable [0 [0 - 60] kg/s ThBLD1 BLD2..stage variable kg/s integer PBLD2-PBLD3.stage, outlet BLD3..stage, inlet -PBLD3.stage, outlet [0 - 1] Design Design Operation Design Design Operation Stages: 5-7 Design [0 - 1] QFWH2 [0 - 200] MW PDeaerator [2 - 15.55] bar [30 - 200] 0C TFG-RHEout Design Operation [0 - 30] kg/s [0 - 30] kg/s [0 - 200] MW mBLD3 QFWH1 Design Required for partload optimization BLD1-flow binary {0,1} variable BLD2-flow binary {0,1} variable BLD3-flow binary {0,1} variable Design Operation Operation Operation Operation Operation Operation Operation Operation The three integer variables are BLDiflow, one for each bleed, and are operation variables, i.e., can be activated depending on the load. Physically these variables are controlled in the same manner the bleed flow is controlled. 155 4.5.2 Constraints Constraints on the admissible design and operation are imposed based on physical, practical, and economical considerations. The turbines' volumetric flowrate profile is a major constraint which is satisfied by automating the turbines' inlet pressures and pressure ratios. Twelve constraints are accounted for explicitly at any operation load. The constraints are listed in Table 4.4 and illustrated in Figure 4-1. Further, active constraints presented in Section 4.5.3 allow satisfying the constraints at the simulation level, while providing optimal performance. Table 4.4: Optimization constraints, [24, 27, 35] and Chapter 3. The most challenging constraints are eliminated by setting the bounds on the variables and automating the turbine inlet pressures, turbines pressure ranges, and bleeds extraction pressures, and thus not shown here Nu mber Constraint Value 1 2 MITAHRSG AreaFWH1 > 3.7 0C 7,069m 2 equivalent 0 3 AreaFVWH2 4 5 qDeaerator 6 PDeaerator 7 TCool-Gas 8 TFW-HRSG-in 9 TCom-Gas-in 10 11 MITARHE CO 2 -Cap 12 CO 2 _Pur MITAFWH1=2.1 C nominal equivalent 5,254m 2 MITAFWH2=2.1'C nominal Saturated Liquid to at to at * 2bar ; 15.55bar PDeaerator 20'C above acid condensation temperature 50 C above acid condensation temperature 20'C above acid condensation temperature > 7-5 0 C 94% of total CO 2 produced required to be captured captured CO 2 is 96.5% pure 156 4.5.3 Active Constraint Optimization In [24, 27, 28, 29] and Chapter 1 it is proven that optimal operating conditions occur at some active constraints. Enforcing these constraints as operation specifications, facilitates the optimization in several aspects: (i) avoid constraints violations, (ii) avoid simulation errors and failures, (iii) accelerate convergence, (iv) avoid convergence to suboptimal local optima. The desired active constraints can be satisfied at the simulation level by manipulating the main influencing variables. The following constraints and variables are coupled: 1. MITAHRSG /ThFW, Main: The allowed minimum internal temperature approach constraint on the HRSG is achieved by manipulating the main feedwater flowrate 2. MITARHE/TF-HE-out: The allowed minimum internal temperature approach on the RHE achieved by manipulating the temperature of the flue gas exiting the RHE 3. & 4. Double-pinch.FWH(1&2)/FWH(1& 2) and rnBLD(1&2). Both the duty trans- fer within each closed FWH and the flowrate of the respective bleeds are utilized in order to guarantee equal values of the temperature approach at the feedwater heater outlet, and at the position of phase change of the bleed, [28, 29] and Chapter 1. Note that the areas of the feedwater heaters are fixed and thus the value of the double-pinch is not necessarily equal at different loads: 5. PDeaerator: For optimal operation, the deaerator pressure has to be equal to the pressure of the deaerator bleed, BLD3, at the deaerator inlet; [28, 29] and Chapter 1. Therefore, PBLD3 and PDeaerator are coupled to be equal at the level of the deaerator, i.e., after accounting for friction and hydrostatic pressure changes. The deaerator bleed flowrate also plays a role in the optimum value of the deaerator pressure since it affects the amount of pressure loss in the connection pipes 157 6. qDeaerator/nBLD3- The mixture inside the tank deaerator has to reach the satu- rated liquid state for the effective removal of dissolved air in the working fluid. This constraint is satisfied by the low pressure bleed to the deaerator Note that the last two items are relevant only when the deaerator bleed is active, i.e., BLDJflow3=1; otherwise when BLD.flow3=0, the constraint on the quality of the mixture inside the dearator is satisfied by manipulating the deaerator pressure. Moreover, the combustor operation pressure is not equated to the design pressure in an active constraint, in order to show that indeed the optimum operation pressure is the process's design pressure. 4.6 Results and Analysis Three steps are performed to examine the partload performance of the pressurized OC process. First, a given partload is operated with the nominal design and operating conditions, [35] and Chapter 3, with changes in the values of the deaerator pressure, feedwater flowrate, and FWHs' duty, in order to satisfy the constraints set on the deaerator pressure and satisfy the FWHs areas. Then, optimization of the operation is performed while keeping the same fixed design. Third, the process is redesigned for that specific partload by simultaneous optimization of design and operation. Recall that the turbine expansion line design is kept fixed in this step, but not the design of the extraction bleeds' positions. The latter optimization obtains the maximum possible performance at that specific load (for the given turbines). Comparing the results of steps two and three, the flexibility of the process to varying load is obtained. The results show that the process is ideally flexible to load variations. The flexibility eliminates the need for a prior knowledge of the operation schedule. The reasons behind the ideal flexibility are shown in Sections 4.6.2, 4.6.3 & 4.6.4. The comparison of steps 1 and 2 shows that optimization of operation is required even for a flexible 158 design, to achieve high performance. Comparing Steps 2 and 3 show that a flexible design can match the optimum performance of the process at the evaluated variable loads. In the case study considered, the lowest thermal load is 35%, see Table 4.1. Herein, flexibility assessment is performed om thermal loads reaching down to 30%, to account for extreme scenarios. Table 4.5 summarizes the results of the RHE configuration of [351 and Chapter 3, which is the ideal flexible design to uncertainties of coal, ambient conditions, and input streams specifications at nominal load, and serves as the basecase of this study. Tables 4.6&4.7 present the results of the flexibility evaluations for the 60% and 30% thermal loads, respectively. 4.6.1 Flexibility Assessment The results of the flexibility assessment, Tables 4.6 & 4.7, show that the process designed for full load is ideally flexible to large load changes. By optimizing the operation of a design specific for the full load while under a partial thermal load (columns 3 in Tables 4.6 & 4.7), the process performance matches the maximum possible performance obtained when the process is designed specifically for that load -apart from the turbines- (columns 4 in Tables 4.6 & 4.7). The discrepancy is approximately 0.02% and as such insignificant. In contrast, maintaining the nominal load operating conditions when at a partload operation (simulations in columns 2 in Tables 4.6 & 4.7), results in a drastic decrease in the efficiency of the process, around 8 percentage points decrease at the 60% TLoad, and 30 percentage points 30% load. Figure 4-2 represents the results of all the operation ranges graphically, where the optimum operation of the full load design at a particular load matches the respective optimal design of that load, while without optimization the performance suffers significantly and may even be infeasible. Note that the 90% load has an efficiency of 159 Table 4.5: Summary of optimal design and operation of the RHE process for coal and ambient conditions variations and FWH area specification, [35] and Chapter 3 Table 3.10. Results shown are for the coal considered herein Fuel Flowrate Slurry water flowrate Stream Atomizer flowrate Air flowrate Efficiency (based on 30kg/s 16.50kg/s 2.50kg/s 311.2kg/s 34.41% LHV) Independent and Key Dependent /araibles 7.41bar PComb ThBLD2 1MW 306kg/s 99.Obar 62.2kg/s 26.Obar 14.7kg/s PBLD3 16.8bar ThBLD3 9.27kg/s PDeaerator 14.7bar rnFW Main PBLD1 mBLD1 PBLD2 138MW 37.7MW 36.9 0 C 122MW OFWH1 QFWH2 TFG-RHE-out RHE Depend ent Variables TComb-Gas-in 327 0 C 3220 C 3090 C Flue gas fkiwrate in 1,138kg/s Tcool-Gas TFW-HRSG-in HRSG water Condensed 33.2kg/s RHE 0.265bar 0.054bar 0.035bar APHRSG APp, APp, Primary secondar 281kg/s 737kg/s rnFG-Rec-pri rnFG-Rec-sec Rankine power cycle TFW-Recov-out PHPT PReheat net 409MW 1640C 250bar 53.5bar Table 4.6: 60% thermal load flexibility 60% thermal load simulation Variable 60% thermal load of optimization with operation load nominal design Fuel Flowrate Slurry water flowrate Atomizer Stream flowrate Air flowrate Input Parameters 18kg/s 18kg/s 9.9kg/s 9.9kg/s 1.5kg/s 1.5kg/s 191.7kg/s 191.7kg/s Efficiency (based on LHV) 23.70% PComb 31.59% Independent and Key Dependent Varaibles 7.41bar 7.41bar thermal 60% load optimization and of design operation 18kg/s 9.9kg/s 1.5kg/s 191.7kg/s 31.61% 7.41bar OComb 0.6MW 0.6MW 0.6MW mFW Main ThBLD2 179kg/s 64. Ibar 99.Obar 62.2kg/s 16.3bar 26.Obar 14.7kg/s 168kg/s 60.4bar 99.Obar 27.9kg/s 17.Obar 26.Obar 7.27kg/s 169kg/s 64.6bar 105bar 29.3kg/s 18.8bar 28.0bar 8.60kg/s PBLD3 8.17bar 11.0bar 11.2bar equivalent PBLD3 at nominal 16.8bar 9.27kg/s 16.8bar 4.33kg/s 10.3bar 17.0bar 4.10kg/s 67.2MW 19.0MW 67.9MW 22.7MW 93.8 0 C 36-90 C 36-9 0 C 58.2MW 70.1MW 70.1MW PBLD1 equivalent PBLD1 at nominal rhBLD1 PBLD2 equivalent PBLD2 at nominal rhBLD3 PDeaerator FWHV1 QFWH2 TFCRHE-out RHE TCool-Gas TFW-HRSG-in TComb-Gas-in Flue gas fkiwrate in HRSG Condensed water RHE APHRSG APpipe Primary APpi,, secondary mFG-Rec-pri FG-Rec-sec Rankine cycle net power TFW-PRecov-out PHPT PReheat 8.16bar 87.0MW 27-4MW Dependent Variables 2960 C 2 311 0C 0 291 0C 306 C 296 0 C 665kg/s 283 0 C 648kg/s 10.6bar 301 0 C 296 0 C 288 0 C 637kg/s 17.1kg/s 19.9kg/s 19.9kg/s 0.334bar 0.334bar 0.334bar 0.035bar 0.009bar 0.034bar 0.008bar 0.03bar 0.008bar 167kg/s 165kg/s 166kg/s 426kg/s 196MW 173 0C 161bar 42.6bar 411kg/s 242MW 157 0 C 151bar 39.7bar 416kg/s 239MW 158 0 C 152bar 40.Obar Table 4.7: 30% thermal load flexibility Variable 30% thermal load simulation 30% thermal load of optimization with operation load nominal design Input Parameters 9kg/s 9kg/s Fuel Flowrate 4.95kg/s 4.95kg/s Slurry water flowrate 0.75kg/s 0.75kg/s Atomizer Stream flowrate 102kg/s 102kg/s Air flowrate 24.48% Infeasible Efficiency (based on LHV) Independent and Key Dependent Varaibles 7.41bar 7.41bar PComb 0.3MW QComb mFW Main thermal 30% load optimization and design of operation 9kg/s 4.95kg/s 0.75kg/s 102kg/s 24.48% 7.41bar 0.3MW 0.3MW 74.5kg/s 74.5kg/s 31.8bar PBLD1 equivalent PBLD1 at nominal ThBLD1 PBLD2 equivalent PBLD2 at nominal 99.Obar 99.Obar 9.41kg/s 106bar 8.75kg/s 8.66bar 10.3bar rhBLD3 26.Obar 3.23kg/s NA 16.8bar 0kg/s 29.9bar 4.19kg/s NA NA 0kg/s PDeaerator 5.04bar 5.23bar 24.6MW 8.93MW 22.7MW 11.8MW 36-9 0 C 369 0 C 33.1MW 33.3MW 26.Obar ThBLD2 PBLD3 equivalent PBLD3 at nominal QFWH1 QFWH2 TFGRiHE-out RHE 16.8bar Dependent Variables TFW-HRSG-i TComt-Gas-in 253 0 C 247 0 C 246 0C 256 0 C 250 0 C 248 0C Flue gas fkiwrate in HRSG Condensed water RHE APHRSG APi, Primary 302kg/s 9.96kg/s 0.334bar 0.008bar 304kg/s 9.96kg/s 0.334bar 0.008bar 0.002bar 80.2kg/s 0.002bar 80.3kg/s 186kg/s 188kg/s TFW-Recov-out 110MW 157 0 C 109MW 1500C PHPT 72.lbar 72.4bar PReheat 19.8bar 19.9bar TCool-Gas AP 2, secondary hFCRec-pri FG-Rec-sec Rankine cycle net power 34.55%, larger than the full load efficiency because the benefits of smaller pressure losses and smaller flue gas flows outweigh the disadvantages of the turbines expansion and turbines bleeds reduction in performance; this validates that the full load design takes economic consideration into account for the sizing of the HRSG and recycling pipes [24, 271. 35 32.5 - 30 S27.525- - 40 22.5 .0 4 20' 17.5- x ... I of design and operation Optimization of operation 15 - for a fixed (full-load) design 12.510 0.2 Simultaneous optimization Simulation of the fixed 4- (full-load) design 0.4 0.6 Thermal Load 0.8 1 Figure 4-2: Simulation and optimization of the operation for the full load optimal design at different partloads, in dashed and solid lines respectively. Optimization of the operation of the full load design matches the performance of the optimal design of the specific part load, in (x)'s. The full load design is ideally flexible but optimization is required, while simulation of the full load operation suffers significantly and is even infeasible at relatively small loads. In all designs, the design of the turbine expansion line is fixed to allow for the complete range of load operations. 163 4.6.2 Behavior of Key Variables Analyzing the behavior of the variables is crucial to understand the reasons behind the flexibility of the process with respect to loading, in particular the variables related to regeneration and the recovery sections. The behavior of key variables is discussed in this subsection. In the following subsection, Rankine cycles without pressurized thermal recovery and CCS are discussed to argue that they do not exhibit ideal flexibility. Combustor Pressure, PComb, operation & PComb, design As mentioned above, the operating pressure at optimum is equal to the upper bound of its range, which is the pressure of the design load. Moreover, the design pressure does not change from the nominal design pressure value because the same tradeoff between thermal recovery and pressure losses that exists at full load, [24, 27], also occurs here; although higher operating pressures result in more recovery, it results in larger pressure losses. Also, lower operating pressures reduces the pressure losses, but achieves smaller thermal recovery at the HRSG. First, the thermo-economical optimum design occurs at the same range as that of the nominal design. The pressure is sufficient to allow for the condensation of the majority of the water in the flue gas, by allowing the minimum temperature approach to occur at the outlet of the flue gas; note that the pinch also occurs at the onset of water condensation of the flue gas because a lower pressure eliminates the outlet pinch and a higher pressure results in larger pressure drop of the designed HRSG and recycling pipes with no change in the outlet pinch. Combustor Duty, QComb QComb is favored to be the minimum allowed value as it reduces the irreversibilities associated with the heat transfer across a large temperature gradient. 164 Feedwater Flworate, rnFW Main As expected, the optimal mFW Main decreases with decreasing thermal load. The amount of thermal energy available for transfer from the HRSG to heat the working fluid upto the nominal working fluid temperatures, 600'C for the main stream, and 610'C for the reheat stream, results in a smaller working fluid flowrate compared to the full load operation. At any fixed thermal load, a larger main feedwater flowrate in general signifies a larger power output and a larger efficiency, columns 3 & 4 of Tables 4.6 & 4.7. However, this is not the case looking at Column 1 of the same tables. The main feedwater flowrate is large but the working fluid flowrate decreases significantly through the expansion line due to the suboptimal high bleeds flowrates, resulting in a significant decrease of efficiency. Notice that the pressure at the inlet to the high pressure turbine and the intermediate pressure turbine, PHPT & PReheat respectively, decrease with the decrease in working fluid flowrate in order to satisfy the turbines constraints of constant volumetric flowrates. At 60% and 30% thermal load, the process is subcritical, i.e., there is a phase change of the feedwater in the HRSG, see Section 4.6.4. It is important to realize that in the two optimized runs of each load, optimization of operation and optimization of design and operation, the .npW Main, pload is almost equal to the thermal load; ratio of the working fluid flowrate, mFW Main, nominal this fact is due to the thermal recovery section, and is fundamental in explaining the reasons behind the flexibility. The argument that the recovery section is responsible for the working fluid ratio relative to nominal being proportional to the thermal load is proven in Section 4.6.3, but considered as an observation/result in what follows. Recovery Section (condensed water, QRHE, TFG-RHE.out, TFW-R.H-out) Before discussing the behavior of the regeneration bleeds, it is important to understand the thermal recovery section (after the condenser, before the deaerator), which the working fluid passes through prior to regeneration. The overall flue gas 165 flowrate scales according to the thermal load and has almost identical composition with the flue gas at nominal conditions; the fuel flowrate, the oxygen flowrate, and the added water flowrate scale from their nominal values according to the operation thermal load. Similarly, the overall thermal energy available for transfer also scales proportionally with the thermal load. Now, due to the invariant flue gas composition in particular water fraction, the ratio of the low grade thermal energy, transferred at the RHE/recovery, to the total thermal energy transferred into the Rankine cycle is almost constant (and equal to the same ratio at nominal load); note that in the pressurized OCC process the temperature of the flue gas exiting the HRSG/entering the RHE, Tcbo-Gas, is almost equal in the optimum operations at different loads. As a result, the amount of recovered thermal energy, at any load, relative to the nominal load is proportional to the thermal load; in summary, T*t*1,TI.*d QTotal,100% - Tload & 9RHE QTta __ QRHETload Q QRHE,100% = = Tload. This is validated by comparing the results of QRHE in the optimized runs, or comparing the amount of water condensed from the flue gas in the RHE (33.2kg/s, 19.9kg/s & 9.96kg/s at 100%, 60% & 30% thermal loads respectively). Recall that the working fluid mass flowrate in the optimized partload operations and optimized partload designs above scales with the thermal load and that the condenser temperature is constant at any load. Therefore, the extensive properties of the thermal recovery section at the optimized partloads is almost identical to the recovery section at nominal load, which is verified by the results; namely the temperature of the flue gas exiting the RHE, feedwater exiting the RHE, TFW-ReC-oUt. TFCRHEout, and the temperature of the Therefore, a unit mass of the working fluid leaving the condenser and before reaching the deaerator always experiences identical conditions irrespective of the load, the turbine expansion line pressure ranges, or the regeneration bleeds extraction pressures and flowrates. The nominal load recovery is suited for a power plant with supercritical pressures and large pressure ranges equal 166 to those of the basecase nominal load operation; yet, at partload the recovery is operating within smaller pressure ranges. In other words, the scaled version of the thermal recovery section is more than adequate in heating the working fluid during partload and takes over relatively larger and larger fractions of the working fluid's gradual preheating processes with decreasing load; thus compensates for the regeneration process which inherently and independently faces diminishing performance as explained next. In conclusion, the thermal recovery in a pressurized OCC process results in two advantages: first, the maximum efficiency of partload is only slightly lower than the maximum efficiency of the nominal load, and second, the process designed for nominal load can attain a performance that matches the maximum possible performance at any load. Another way to explain the importance of the recovery section is by realizing that at nominal loading the recovery, with the help of the dearator bleed, is able to sustain a deaerator pressure of around 14bar, and thus bleed3 is extracted from the turbine expansion line withing the same range of pressure. At partload, the recovery is unaffected, and able to deliver the working fluid with similar conditions as those of nominal, i.e., sustaining the high deaerator pressure; however, at partload, the same value of pressure for the dearator bleed resembles earlier extraction positions, signifying that the recovery section is contributing to a larger fraction of the working fluid preheating, and is taking over the regeneration which faces diminishing effectiveness with decreasing load. Recall that initially the recovery section replaces a number of low pressure feedwater heaters and regeneration bleeds found in standard Rankine cycles without pressurized recovery. Unlike the recovery section, the regeneration section is highly affected by the turbines' pressure ranges and bleeds' extraction pressures. Therefore, a standard Rankine cycle without a pressurized recovery section is expected to be inflexible to variable loading, and has a partload performance, whether optimized operation 167 or optimized design, significantly lower than that of the nominal, as elaborated in Section 4.6.3. Regeneration Section, Bleeds pressures and flowrates With the.decrease in the expansion line inlet pressures and pressure ranges, the pressure of a bleed withdrawn from the fixed extraction position decreases, and so does its saturation temperature. The decrease of the bleed's saturation temperature limits the temperature rise of the feedwater in the feedwater heater decreasing the quantity and quality of regeneration. Therefore, with decreasing thermal load and decreasing expansion line pressure ranges, a unit mass of regenerative bleed extracted from a fixed position is relatively less beneficial to the unaltered temperature of the feedwater entering the regeneration section; in the pressurized OCC considered herein the regeneration section starts with the deaerator while in non-pressurized OCC processes it starts at the exit of the low pressure pump after the condenser. The high temperature source of thermal energy, the flue gas in the HRSG, is still operating at approximately the same temperature ranges; therefore in general, a decrease in the effectiveness of regeneration reduces the temperature of the feedwater entering the HRSG, and causes a decrease in the exergy of the transferred thermal energy at the HRSG, reducing the efficiency of the process. The effect of the decrease in recovery effectiveness on the Rankine cycle performance is alleviated when a pressurized recovery section is present as explained next. The reduction of the regeneration effectiveness at partload is one of the reasons why in the simultaneous optimization of design and operation of the pressurized OCC the extraction pressures of the bleeds increase compared to those obtained by the nominal extraction positions operating at the same load. This signifies that the extraction positions shift to earlier sections along the expansion line; the smaller the load, the earlier the designed extraction position is. The second reason behind the 168 earlier extraction positions of the bleeds is that the recovery section covers a relatively larger preheating portion and therefore higher quality regeneration is required; (as if additional feedwater heaters are introduced before FWH1&2, thus FWH1&2 move upwards in pressure). For example, for bleedi, the nominal extraction position of 99.Obar at nominal load results in a 60.4bar at 60% partload. After redesigning for the 60% load, the extraction pressure is 64.6bar equivalent to 105bar at nominal conditions. Similarly for the 30% load, the optimal design extraction position occurs even earlier with an equivalent pressure of 106bar at nominal conditions. However, due to the behavior of the recovery section, which is independent of the thermal load, there is not much advantage in redesigning the regeneration and extractions for a specific partload. In other words, while the regeneration effectiveness of the bleeds and feedwater heaters decrease with smaller loads, which here necessitates earlier and earlier extraction positions, the effectiveness of the recovery section, relative to the smaller working fluid pressure ranges, increases and takes over the regeneration section. The independence of the thermal recovery section to the turbine expansion line pressure ranges is the main reason behind the flexibility of the process. This behavior is best explained by the response of the deaerator bleed/BLD3, where at partload there is very little interest in a deaerator bleed. In particular, the 30% load requires no deaerator bleed. This is a definite illustration of how the recovery section takes on a larger role with the decrease in the thermal load till eventually eliminating one bleed altogether. Another reason for flexibility, also in favor of the recovery section, is that the recovery section replaces the low temperature feedwater heaters where the bleeds' saturation temperatures, and thus bleeds' quality, are highly sensitive to the bleeds' pressures and the turbine pressure ranges; while the saturation temperature of the high pressure bleeds, namely bleedsl&2 of FHW1&2 in the pressurized OCC process, are relatively less sensitive to the pressure ranges. Note that if the conditions of the feedwater entering the FWHs are altered significantly, like what would be the 169 case if low pressure feedwater heaters are present instead of the recovery section, then the high pressure feedwater heaters and bleeds require significant change in design and result in a significantly different performance. The behavior of the bleeds' flowrates are justified for similar reasons. As the load decreases the bleeds' flowrates decrease; first, the working fluid has a lower flowrate and thus requires smaller regeneration. Second, the recovery section takes a larger portion of the working fluid preheating and less regeneration is required. Finally, with the decrease in saturation temperature of the bleeds, due to the decrease in the pressure ranges of the turbines, the possible temperature rise of the working fluid is smaller and thus smaller bleeds flowrates are required. 4.6.3 Standard Rankine Cycles Without Pressurized Recovery In Section 4.6.2 it was argued that in the OCC process considered the thermal recovery section allows ideal flexibility with respect to thermal load. A key to achieve this was that the mass flowrate of the working fluid is proportional to the load. Herein, it is argued that this proportionality is enabled by the thermal recovery section and that Rankine cycles without pressurized recovery section do not show this ideal flexibility. In Rankine cycles without pressurized recovery, where the boiler is the only site of thermal energy transfer from the flue gas, the amount of thermal energy transferred to the working fluid relative to that at nominal approximately scales with the thermal load; (as seen later, the temperature of the flue gas at the outlet of the boiler in a partload operation is generally smaller than that at nominal and thus the proportionality is not exact). However, unlike the pressurized OCC process, the working fluid flowrate does not scale linearly with the thermal load because the quality of the transferred thermal energy decreases compared to the nominal operation. The argument is illustrated by contraposition; assume in a Rankine cycle without pressurized 170 recovery that the flowrate of the working fluid scales with the thermal load. The decrease in the fluid mass flowrate at partload from its nominal value results in lower turbines' pressure ranges due to the requirement of constant volumetric flowrate. The regeneration section, which is the only section responsible for the gradual preheating of the working fluid, decreases in effectiveness relative to the nominal conditions due to the decrease in the expansion line and bleeds' pressures (even if regeneration is redesigned for that specific load). As a result, the temperature of the working fluid entering the boiler is lower than that of the nominal operation. Therefore, part of the thermal energy transfer at the boiler is required to compensate for the deficiency in the working fluid's temperature, and therefore by conservation of energy, the mass flowrate of the working fluid has to be smaller than that originally assumed. The even smaller flowrate results in even smaller turbines' pressure ranges, smaller regeneration effectiveness, and smaller temperature of the working fluid entering the boiler, etc. As mentioned above, this behavior can be considered as a decrease in the quality of the transferred thermal energy because the average temperature of the feedwater in the boiler is smaller due to the lower temperature of the feedwater entering the boiler/exiting the less effective regeneration. To be more rigorous, note that since the temperature of the working fluid entering the boiler decreases, the temperature of the flue gas exiting the boiler can decrease too. However, the increased amount of thermal energy transfer due to the larger flue gas temperature drop is smaller than the amount of thermal energy required to elevate the smaller temperature of the working fluid entering the boiler because the thermal capacity of the flue gas is smaller than that of the working fluid, guaranteeing that the mass flowrate of the working fluid relative to the nominal scales sublinearly with the thermal load. The fact that the thermal capacity of the flue gas is smaller than that of the working fluid can be deduced in several ways, (i) the pinch inside the HRSG occurs at the cold end of the exchanger (flue gas exit, feedwater inlet), (ii) the temperature drop of the flue gas is 171 much larger than the temperature increase of the feedwater and the reheat streams, (iii) regeneration increases efficiency, (iv) and of course can be seen by comparing the temperature profiles of the streams in the HRSG where the hot stream profile is steeper than that of the cold stream, etc. Coal-fired Rankine cycles without pressurized recovery have another limitation for partload operation. At some thermal load the temperature of the working fluid entering the boiler will fall below the acid condensation temperature, thus further limiting the heat transfer from the flue gas. This further deteriorates the performance of the Rankine cycle subject to variable loading. Moreover, Rankine cycles without pressurized recovery have larger number of FWHs, particularly low pressure FWHs, compared to the pressurized OCC process of the same size. The sensitivity of the larger regeneration section to the turbine pressure ranges, especially at the low pressures, results in a large difference between the designs of the non pressurized recovery process at different loads. Thus, rendering the process inflexible and further deteriorating the performance when a fixed design is operated under variable loading. In contrast, due to the recovery section in the pressurized OCC process, which increases in effectiveness and takes over the regeneration section with decreasing load, the temperature of the working fluid entering the HRSG barely changes, resulting in the aforementioned linear relation of the working fluid to the thermal load. Nev- ertheless, the process remains unconstrained by the acid condensation temperature constraints, and therefore operates at the unconstrained optimum and maintains a high performance. For further elaboration, using the same argument used for processes without pressurized recovery, it can be shown that the optimal ratio of the flowrate in the pressurized OCC process is actually sustainable, and the results seen in the optimized runs in the above tables are not coincidental. The increased effectiveness of the recovery section compensates for the decrease in the effectiveness of 172 the recovery section, thus maintaining the temperature of the feedwater entering the HRSG close to nominal and allows for the scaled ratio of the working fluid. 4.6.4 Partload and Subcritical Operation As the load and the mass flowrate of the working fluid decrease, the turbine inlet pressures and pressure ranges decrease to satisfy the turbine expansion line constraints of constant volumetric flowrate profile. At some flowrate the required working fluid pressure falls below critical and the process becomes subcritical, where there is a phase change of the feedwater in the HRSG, and through out that phase change a constant saturation temperature is maintained. The lower the feedwater pressure, the lower the saturation temperature, and the larger the enthalpy of vaporization. A larger enthalpy of vaporization signifies that more thermal energy is transferred to the relatively low temperature of saturation, decreasing the exergy of the transferred thermal energy. Moreover, the presence of a larger range where the temperature of the feedwater is constant results in decreasing the temperature difference at the cold end of the HRSG and in reaching the minimum allowed temperature difference, which limits the flow of the feedwater. The efficiency of the 30% load is relatively small compared to the efficiencies of the 60% load, relatively high saturation temperature, and to the 100% loads, supercritical, which are not that different from each other. Note that in non pressurized recovery Rankine processes, the subcritical conditions are reached earlier/at larger partloads, and the saturation temperatures for a given subcritical load are lower, than those of the pressurized OCC process; this is due to the fact that the flowrate of the feedwater decreases at a faster rate in conventional Rankine cycles compared to the pressurized OCC process. 173 4.7 Conclusion The flexibility of the ENEL/ITEA pressurized OCC process to variable load is evaluated with an accurate representation of unit operations particularly the turbine expansion line. The turbines operate at constant volumetric fluid flowrate profile which requires changing the turbine inlet pressures and pressure ranges with the change in load. The results show that the process is ideally flexible for variable load due to the characteristics of the thermal recovery section. The performance of the nominal load design when operating at a given partload matches the maximum performance of the process designed specifically for that partload. When designing the process specific to a partload, the turbines are maintained at the nominal load design in order to allow for a full range of load operations. The ideally flexible behavior is owed to the thermal recovery section, which is not affected by the reduction of the pressure ranges of the turbine expansion line with decreasing thermal load. The recovery section always provides adequate preheating to the working fluid. In particular, a unit flowrate of working fluid always receives the same preheating from the flue gas at the thermal recovery section independent of the operating load. This signifies a relatively larger preheating duty with the decrease in the turbine pressure ranges; the recovery section compensates the decrease in the effectiveness of the inflexible regeneration section, and therefore, the OCC process is ideally flexible. This flexibility is in contrast to Rankine cycles without pressurized recovery, wherein the performance significantly deteriorates compared to the nominal operation. Moreover, as the thermal load and the working fluid flowrate decrease, the required turbine pressures fall below the critical pressure, and the working fluid in the HRSG pass through the saturation region. However, this transition occurs at a larger load for Rankine processes without pressurized recovery compared to the pressurized OCC processes which are able to maintain supercritical conditions at smaller thermal loads. Due to the increasing effectiveness of the recovery section, the working fluid enter- 174 ing the HRSG is high enough such that the flue gas of the pressurized OCC process never violates the acid condensation constraints even at extremely low loads. In contrast, due to the reduction in the effectiveness of regeneration, conventional coal Rankine cycles are constrained by the acid condensation temperatures at certain part loads, and therefore operate sub-optimally with a low performance. 175 176 Chapter 5 A Split Concept for HRSG with Simultaneous Area Reduction and Performance Improvement 5.1 Summary A split concept for boilers and heat recovery steam generators (HRSG), where flue gas recycling is required for controlling the maximal temperature, is proposed for reducing the heat exchange area and/or the recycling power requirements. The concept is demonstrated in the context of an HRSG of a pressurized oxy-coal combustion process, where the hot flue gas entering the HRSG is diluted by recycled flue gas to comply with the temperature constraint. The split concept proposes splitting the hot flue gas prior to dilution, and introducing the splitted fraction, with or without a secondary recycling stream, at an intermediate point in the HRSG. As a result, the split allows for lower recycling power requirements (lower diluent flowrate) and a smaller heat exchange area because the average temperature difference between the hot and cold streams in the heat exchanger is increased. Multi-objective optimization, for area and 177 power requirements, is performed and the Pareto front is constructed. Results include a reduction by 37% without a change in the compensation power requirements, or a decrease in the power requirements by 18% (corresponding to 0.15 percentage points in cycle efficiency increase) while simultaneously reducing the area by 12%. 5.2 Motivation Reducing the capital cost and/or increasing the efficiency of power generation is highly desirable especially given the ever growing market of electric power [36]. Besides economic concerns, efficiency in power generation is also important because the dominating majority of electric energy production is from non-renewable fossil fuels, and there are increasing concerns and regulations regarding their emissions, [37]. Flexibility to uncertain parameters, like fuel specifications, ambient conditions, and thermal load is another important characteristic required from the implemented technologies. In thermal power generation there are several forms of unavoidable losses as well as several operational constraints and economic considerations. For example, the area of heat exchangers areas are limited by capital cost consideration, resulting in less effective heat transfer and/or larger pressure drops of the streams due to the packed and constrained pathways; thus, the efficiency of the cycle decreases. Metallurgic properties pose temperature constraints on combustors, boilers, heat recovery steam generators (HRSG), turbines, etc., [40, 22], thus resulting in exergy destruction and reduction of power output. For example, flue gas recycling (FGR) in coal boilers is required in order to quench the combustion gas to limit the radiative-dominant (high temperature) heat transfer regiment and enables a convective-dominant heat transfer; FGR is applied because radiation is more expensive than convection for the same degree of thermal energy transfer, [65]. FGR also increases the boiler efficiency and 178 reduces emissions, and is applied in almost all relatively recent (younger than 30 years old) coal fired powerplants, [65, 66]. The FGR require compression to compensate for losses in the boiler and the recycling pipes; moreover, throughout the heat exchange process, the temperature gradient between the hot and cold streams decreases as flue gas moves from away from the inlet, which increases the heat exchange area required close to the cold end of the heat exchanger. One of the promising concepts of carbon-capture and sequestration is pressurized oxy-coal combustion (OCC). Pressurizing the flue gas increases the effectiveness of the convective heat transfer. In [20, 21, 23, 25, 24, 27, 38, 35, 67] and Chapters 2-4, a pressurized OCC concept is considered with an HRSG with relatively high FGR that relies on convective heat transfer. Note that in general the combustion process occurs in a section, that may or may not be physically connected to the HRSG, referred to as a combustor. The capital cost of the HRSG is a relatively large portion of the capital cost of the powerplant, e.g., [68], and reducing its size results in significant savings. Herein, a novel split concept for the HRSG is introduced in order to enhance the rate of thermal energy transfer by increasing the average temperature between the involved streams, and reduce the compression requirements by reducing the recycling flow rates and/or pressure losses compared to the conventional operation. The concept is applicable to coal boilers and other heat exchange processes that require quenching of the hot fluid. Section 5.3 applies the concept to a standalone model of an HRSG of the aforementioned pressurized OCC. Section 5.4 deals with minimizing the area of the exchanger and the compensation power requirements while keeping fixed the input streams conditions and the total transferred thermal energy. A detailed explanation of the two objectives, variables, and constraints are presented, and the Pareto front of the multi-objective optimization is constructed. The results are discussed in Section 5.5, where the Pareto front illustrates the achievable reductions in the area and power 179 requirements, allowing for lower capital costs and/or higher efficiencies. Section 5.6 shows that the split concept preserves the ideal flexibility of the pressurized OCC process. 5.3 5.3.1 Novel Split Concept Concept Description Figure 5-1 illustrates the split concept applied to the HRSG of a pressurized OCC process, [24, 27, 38, 35, 67] and Chapters 2-4. In pressurized OCC, oxygen is delivered to the combustor at an elevated pressure. Primary recycling flue gas, FG-Rec-pri, is mixed with the oxygen stream for dilution in order to control the temperature of the combustor to acceptable levels, [40]; a temperature of 1550*C is considered here. Combustion gas is mixed with secondary recycling flue gas, FG-Rec-sec, to achieve an acceptable temperature at the entry of the HRSG. In the HRSG, thermal energy is transferred to the working fluid of a Rankine cycle. Flue gas is recycled for controlling the critical temperature of the combustors and the HRSG in two possible configurations, wet or dry recycling. In wet recycling flue gas is recycled directly after the HRSG exit, while in dry recycling flue gas is recycled after condensing and separating the water. Figure 5-1 illustrates the wet recycling case, but the split design can be equivalently applied to dry recycling. Recycling fans are used to compensate for the pressure losses encountered by the flue gas mainly in the HRSG and the recycling pipes. The concept proposes splitting the hot combustion gas prior to its dilution by the secondary recycling stream. The flue gas entering the HRSG decreases in temperature as it exchanges thermal energy with the working fluid of the Rankine cycle; flue gas acid condensation in the HRSG is not allowed as discussed later in the operation constraints, Section 5.4.3. In essence, the mixing of the splitted stream in the HRSG 180 is intended to elevate the flue gas temperature. The primary flue gas is mixed with a recycling stream similar to the HRSG without splitting. The splitted flue gas is (potentially) mixed with another secondary recycling stream. The secondary recycling to the split allows larger ranges and larger feasible combinations of the mixing positions and the mixing temperatures. The specific amount of recycling to the split, if any, is determined by optimization. The results in Section 5.5 demonstrate that minimal area does not require any recycling to the split, whereas minimal compensation power requirements requires. The additional split pipe, the pipe of the recycling to the split (if used), and the recycling to the split recycling fan (if used) add some capital cost, however, it is insignificant compared to the savings in the HRSG. Note that even when two recycling streams are used, a single fan can be installed by introducing some throttling at the outlet of the split recycling stream; obviously this results in higher compensation power requirements. For a given HRSG thermal load, the splitting process can increase the overall temperature difference between the streams of the exchanger, particularly avoiding small temperature differences which require the most heat transfer area. Moreover, the split allows for lower rates of recycled flue gas compared to regular HRSG: the required amount of recycling to the inlet of the HRSG is smaller because it needs to dilute a smaller amount of the combustion gas. Also, at the mixing position, the flue gas within the HRSG acts as a diluent to the split stream, thus a relatively small amount of the recycling to the split is required (if any). The higher average temperature differences imply smaller exchanger area, and the lower recycling requirements imply lower pressure drops and lower compensation power requirements (CPR). The CPR consists of two components; the first is the power needed by the recycling fans to re-pressurize the recycling streams to compensate for the pressure losses encountered in the HRSG and the recycling pipes. The second component of the CPR is the power needed to maintain the main flue gas 181 FG-Rec-pri to combustor TMix FW-HRSG-in Rec-FanO Combustion Split Hot- as 'Ht GsGaso T FG-Rec-sc c-s rr 0 FG-R Reheat plte r Tempe~r.'0 th 91jt ~~Controller Thermal ool-Gas a WRvynC F-cr plit basi -Rec-sec 1 Split-Rec Rec-Fani Mixerl1c Mixm ecl Figure 5-1: HRSG single-split as part of a pressurized OCC process with a thermal recovery unit. Optimization variables in purple circles marked with (o). Constraints are on the maximum allowed temperature in the HRSG and safety margins against acid condensation. flow as it faces pressure losses while passing through the HRSG, Section 5.4.1. For simplicity, only one split is illustrated and tested here. Multiple splits, that would be introduced sequentially at different intermediate locations, are possible and would further increase performance and decrease the heat transfer area, but would add structural complexity. Note that in general the split can be extracted from any point along the HRSG and not limited to the inlet combustion gas, and the recycling can also be withdrawn from any point along the HRSG and not limited to the outlet CoolGas; however, such processes are less practical to implement and more complicated to model and optimize. 5.3.2 to CS FG-Rcvry nRecovery split TiX -Rcvry-out Stand Alone HRSG-Split Simulation To illustrate the possible advantages, Figure 5-2 shows the profiles of four cases of HRSG operation as a standalone unit with an identical set of input parameters. 182 ondensate As shown in Table 5.1, the input parameters are the specifications of the hot and the cold input streams, the outlet specifications of the cold stream, and fractional thermal losses; the fixed specifications signify that the total amount of thermal energy transferred in the HRSG is fixed. Table 5.1 shows two sets of input parameters as obtained from an optimized pressurized OCC with wet recycling, [35, 67] and Chapters 3&4; the specifications titled CoalA are the operating conditions that the HRSG encounters when the basecase OCC process utilizes a high quality coal, while those titled CoalB are relevant to combusting a lower quality coal, where CoalA and CoalB are identical to those utilized in [35] and Chapter 3. The specifications titled CoalA are used here upto Section 5.5, and then for the flexibility assessment (Section 5.6) both coals are used. Both sets of input specifications of the streams are for the nominal full load operation. The cold stream profile is that of the main feedwater and the reheat streams. The maximum allowed HRSG temperature is 800*C equal to that considered in [24, 27, 38, 35, 67] and Chapters 2-4. Similar to the basecase the HRSG is considered to face a 0.75% fractional heat duty losses. First, note that in Figure 5-2 although the input streams specifications, CoalA specifications of Table 5.1, and the total duty transfer in the HRSG are constant among all four operations, the temperature of the flue gas at the exit of the HRSG, Cool-Gas, might not be. The different pressure losses and recycling requirements for each operation result in different CPR which causes different amounts of compression enthalpy rise (CER) carried by the flue gas, [24, 27]; therefore, the temperature of the Cool-Gas exiting the HRSG is slightly different between the four profiles. The first profile in Figure 5-2 is without splitting or recycling, i.e., all the combustion gas enters the exchanger directly without dilution; this operation violates the maximum temperature constraint on the HRSG, and is only shown for illustration. The infeasible operation of Profilel theoretically requires the smallest heat exchanger area due to the largest temperature differences between the hot and cold streams, and 183 requires zero recycling and zero second component of the CPR; (the CPR components are described in Section 5.4.1). The second profile in Figure 5-2 represents the standard basecase operation where all the combustion gas is mixed with enough recycling to result in Hot-Gas entering the HRSG at precisely the maximum allowed temperature. The flue gas temperature then drops to the exit temperature as thermal energy is transferred to the working fluid. The flue gas has approximately constant thermal capacity as inferred by the nearly linear temperature profile versus thermal energy transferred. A lower inlet temperature for the Hot-Gas into the HRSG requires higher recycling flowrate, which results in larger flue gas flowrates in the HRSG, a flatter temperature profile of the hot stream, and smaller temperature differences between the streams of the HRSG. If thermal energy transfer and pressure losses are independent of the flow conditions in the HRSG, then lower inlet temperatures, leading to smaller temperature differences and larger recycling flow rates, are clearly unfavorable regarding both exchanger area and the CPR. However, as described in Section 5.4, the heat transfer, pressure losses, and flow conditions of the flue gas are not independent, so larger flows and smaller entry temperatures might be favorable in some cases, especially when CPR is of a higher priority than area, since larger flowrates may contribute in smaller HRSG pressure losses. The third profile in Figure 5-2 represents a theoretical operation while respecting the maximum temperature constraint; this graph is only given for illustrative purposes. The profile is achieved by an infinite number of splits, and an infinitesimal recycling to the inlet required to decrease the temperature of the infinitesimal inlet combustion gas from 1550'C to 800'C. The splitted combustion gas is introduced infinitesimally into the HRSG maintaining for as long as possible a constant temperature equal to the maximum allowed. When all the combustion gas is introduced, the temperature profile is only infinitesimally flatter than that of Profilel, and the two 184 profiles seem indistinguishable. The fourth profile in Figure 5-2 represents an operation with a single split. First a certain amount of combustion gas is split, and just enough recycling to the inlet of the 0 HRSG is used to obtain a Hot-Gas temperature of 800 C. The split is then introduced to the HRSG without any recycling at a point where the resulting flue gas mixture in 0 the HRSG attains a temperature of 800 C. Compared to the conventional operation of Profile2, the split can provide larger average temperature differences between the steams of the HRSG, therefore, smaller areas. Moreover, lower recycling flowrates, and possibly smaller CPR, are required since respecting the maximum temperature constraints are attained not only by recycling but also by the gradual heat transfer (note that pressure losses in the HRSG, which might increase, are another factor in determining the CPR). Lower flue gas flowrates can also be inferred from the steeper slopes of Profile4 compared to those of Profile2. Introducing the split further downstream and/or adding recycling to the split, neither of which are shown here but considered in later sections for optimization, result in a lower mixture temperature inside the HRSG. Also, adding recycling to the split can allow earlier mixing positions while satisfying the maximum temperature constraint. It can be proven geometrically that for a given split flowrate, the largest temperature differences between the hot and cold streams are attained when the inlet and the mixing temperatures are at the maximum allowed and when there is no recycling to the split. Also, by comparing the slopes of the temperature profiles, it can be proven that for any split flowrate, operating with the mixing temperatures at the maximum possible value minimizes the flowrate of the recycling streams. It is tempting to say that for a given split flowrate the least area requirements and the least recycling requirements are obtained when the constraints on the maximum allowable temperatures are active; as the optimization shows, in fact the area is minimized when the maximum temperature constraints are active, however, this is not always true for the 185 Mn.NIRW=Ok/,r~,N ,iswn=Ogs 50 Prfll Profile1: Tuiw,0 = 1550* C, 7hsyntj = Okg/s, Tmi., =NA, 7hac.0 = No Split, Constraint Violated la= 1 400 -- Profile2: TMjO = 800*C, 7hspam = Okg/s, &.,I Okg/s, 7hjz. =NA, hR.,I = Original operation Okg/s (1-1d) = ekg/S, Profile3: imi.O = 800*C, 7sj, Infenitesimal Splitting, e recycling to inlet 1 000 - Profile4: fusj.0 = Single a O*C, hsoit, 150kg/s, mi, = 800*C, rhRcj Split =NA R,,O = e, he, (,-,of = Ok = Okg/s 0. a 400 Cold streams (main Feed Water and Reheat streams) temperature profile common among all four hot stream profiles 1 2M 1 2 1 4 1 3 1 5 HRSG Duty Transfer, QHRSC (W) 1 6 7 8 XO' Figure 5-2: Temperature profiles of four different operations of the flue gas with identical cold streams profile (and heating duty requirement). Profilel has no recycling or dilution and violates the maximum temperature constraints. Profile2 is the original basecase operation. Profile3 has infinite number of split. Profile4 is an un-optimized example of the flue gas with a single split, where the overall temperature differences between the streams of the HRSG can be higher than the original operation, and the recycling flowrates are lower. CPR. It also can be proven that any split operation with a certain total amount of recycling, regardless of the number of splits, the splits flowrates, or the mixing positions, can at most reach the boarders outlined by a profile with no split and the same total amount of recycling introduced all at once to the inlet; as an example Profile3 and Profflel with an infinitesimal recycling to the inlet, respectively. 186 Table 5.1: Fixed input parameters for the HRSG. Two different flue gas conditions are presented, each relevant to a different coal type. The conditions titled CoalA are used up to Section 5.5, and both the conditions of CoalA and CoalB are used for the flexibility assessment of Section 5.6. Input Parameter Flue Gas Conditions Combustion gas flowrate Combustion gas temperature Combustion gas pressure Combustion gas mole fraction Composition With CoalB With CoalA 394kg/s 402kg/s 155b C 7.41bar H2 0 = 0.479; 02 =0.030; N 2=0.008; 9.67bar H 2 0 = 0.478; 02 =0.030; N 2 =0.009; C0 2=0.457; C0 2=0.458; S0 2 =0.001; S0 2 =0.001; AR=0.024; 800 0 C AR=0.025; Maximum allowed HRSG temperature HRSG fractional heat loss Flue Gas flowrate to recovery unit Feedwater and Reheat Conditions Feedwater flowrate Feedwater inlet temperature Feedwater inlet pressure Feedwater outlet temperature Feedwater outlet pressure Reheat flowrate Reheat inlet temperature Reheat inlet pressure Reheat outlet temperature Reheat outlet pressure Compressors Specifications Primary recycling fan 0.75% 120kg/s 132kg/s 306kg/s 322 0 C 301kg/s 322.0 0 C 265bar 600 0C 250bar I 233kg/s 260kg/s 358OC 53.5bar 610 0 C 53. ibar 0.83 misentropic = 77mecbanical = Thermal spec = Secondary recycling fanO&1 nisentropic = 7 7mechanical = Thermal spec = 0.99 Adiabatic 0.90 Main stream compensation 77isentropic compressor ?7mechanical = Thermal spec 0.99 Adiabatic 0.8338 = 0.98 Adiabatic 5.4 Optimization Formulation for Minimal Area and/or Minimal Compensation Power Requirements 5.4.1 Objective Functions The purpose of the split is to reduce the capital cost by utilizing smaller surface area of the heat exchanger and reduce the CPR by reducing pressure drops and/or recycling flowrates. The two objectives are neither equivalent, nor mutually exclusive, and have to be accounted for simultaneously; smaller exchangers in general lead to larger pressure losses, and the flow properties affect the heat transfer coefficient, the HRSG pressure drop, and the recycling losses. Herein, a multi-objective approach is taken and the Pareto front, or set of non dominated solutions is obtained. This is constructed using a weighted sum approach, [69], and hierarchic optimization, [44, 43], as explained later. Objective Functions Calculation Computing the objectives is not trivial and herein, they are based on similarity analysis for calculating the area and pressure losses. Area of the Heat Exchanger The HRSG area is calculated according to the logarithmic mean temperature difference, and discretized heat exchanger (1000 elements). For each discretized region, i, we have: Aa,i oa,i Ub,i Fb,i ATLM, Abi Qbi Uai Fai ATLM, a,i b,i where subscripts a and b stand for actual and basecase respectively. A is the area, U is the equivalent heat transfer coefficient, 188 Q is the heat transfer duty, and F is its correction factor. Compensation Power Requirement, CPR The CPR consists of two components: the first component of the CPR is the power needed by the recycling fans to re-pressurize the recycling streams after experiencing pressure losses from the HRSG and the recycling pipes. The second component is the power needed to maintain the main gas flow and overcome the HRSG pressure losses. The extra compression needed to overcome the main flow losses can be introduced prior to combustion or after the HRSG. For example, in standard coal power plants, the same fans or compressors that drive the inlet streams to the combustor force the flow through the main stream pressure losses. But in pressurized OCC combustion, since a compressor is already present after thermal recovery and needed for the carbon sequestration unit (CSU), the compensation power requirement is less costly to be accounted for by compressing a cooler stream with a lower flowrate post the thermal recovery. Similar to the basecase, the pressure loss of each recycling pipe, APpjp, is estimated by the following equations [62, 63]: 2 APipe = pf L V where V is the bulk gas velocity in the pipe, d is the diameter of the pipe, Lp is the equivalent length of the pipe, p is the gas density, and f is the friction factor calculated by - fpipe 2.-20Olog (2e/d) _5.02 (2~) 7.4 where c is the pipe roughness, Rea .2log Red PVd -2 \ (2e/d) + 13 13 7.4 Red is the Reynolds number based on the pipe diameter and M is the dynamic viscosity of the gas. The pipe diameter, d, and the 189 where gas velocity, V, are related by n = pVd, is the recycled gas mass flowrate fr through each pipe. The diameters, d, and equivalent length of the each recycling pipe, LP, are identical to those of the basecase, optimized results of [24, 27], where practical and economic considerations and experimental data are incorporated in obtaining the diameters and the equivalent length; therefore, APipe,a APpipe, b Pa fa Lp, adb _ 2 Pb fb Lp, b da V faaKPb fbaPa The subscripts a and b stand for actual and base-case, respectively. For deriving the final equality in the above equation the gas mass flowrate is ii = L. Each split adds a secondary recycling pipe and therefore for the single split considered here two secondary recycling pipes are present, one to the inlet of the HRSG and the other to the split at some intermediate point in the HRSG. Both secondary recycling pipes are considered to have the same specifications, which is a conservative approximation since the recycling pipe to the split may be shorter than that to the inlet. The primary recycling is also considered but treated a little differently in order to preserve the inlet combustion gas conditions for the stand alone model. The primary pipe losses and compression requirements are evaluated for a free-open-end stream without reintroducing that stream into the combustor that outputs the combustion gas, which is considered as a fixed input parameter. This is intended to maintain the inlet stream conditions of the stand alone model and reduces the simulation complexity by eliminating the need to converge an additional outer-most recycling stream. The pressure losses and power requirements of the free-open-end stream are very close to those of a closed loop stream, less than 1% difference. Similarly, the properties of the flue gas are not significantly different with the open-ended stream in the standalone model compared to those when including the combustor. basecase recycling conditions are: APpd 1 ,b = 190 0.058bar, APse, b = 0.035bar, The Tpri, b = 281.lkg/s, hsec, b = 736.5kg/s, and the density of the flue gas at the exit of the HRSG/inlet to recycling pipes is pb = 4.47kg/M 3 The pressure drop in the HRSG is more complicated to evaluate and is expressed as, [62, 63]: = APHRSG Npf V2 max 2 where Vmax = V S$D is the maximum velocity between the tubes and V is the average face velocity [62]. N is the number of tube bundles/rows along the longitudinal direction, and the constant parameters D and ST are the tube diameter and the transverse pitch of the fixed design heat exchanger, respectively. The friction factor, f, is a function of Reynold's number. All operating conditions considered herein result in high Reynold's numbers and thus an approximately constant friction factor. Therefore, APHRSG, a APHRSG, b NaPa 0 a NbpbV (5.1) (5. N is directly and linearly proportional to L, the length of the heat exchanger, by a factor of 1/SL, where SL is the longitudinal pitch and is also constant for a fixed design. The heat exchanger surface area is A. = irD x W x ST x -S, SL where H is the height of the exchanger and H/ST represents the number of tubes in the transverse direction. W is the width of the exchanger which is also the length of the tubes through which water/steam pass. Therefore A. = constant x AcL where A, = x 2 is the HRSG cross sectional area when, for simplicity, a square cross section of side x is assumed (H = W = x). Also Vo0 = A. r= xcpA. stant, therefore threor which implies La _rbPaAs, Lb - aV, a raPbAs, bVo, b 191 ,,Vb = 7rnbpaAs, aLb and as a result As, aP Vc0 APHRSG, a APHRSG, b As, bPb arnb 0 , bra The Reynolds number based on the hydraulic diameter Dh is given by ReDj PVOD, where Dh = p Db = x = A=h -Ae. For the square cross sectional area considered, Weted Peremeter C(M VOP )1/ 2 Reh " which means that ~~ReDh ,b - Vi VbP 0, Reynolds number is approximately related to Nusselt number by where Nu = hDh. = ReL, ,a _ ReDh, b N Ih~ h and K are the gas heat transfer coefficient and thermal conduc- tivity respectively. h is usually the limiting factor in U and therefore for simplicity can be considered comparable. Moreover, the other resistances of U are constant due to the fixed parameter specifications of the stand alone model. Usually a = 0.8, [62]. This leads to VO, 2 VO, b a+1 _hc'kbanaSL1 2PaPb hkaarhb 2LbPa 2 substituting in the pressure drop equation APHRSG, a As, a APHRSG, b As, ha) b (ha 60 Kb) (Ila)2 Ka \j#b/ 6a (-a") \nb/ \PPa/ Where APHRSG, b=0.265bar. Two simplifying and justifiable approximations can be used. Introducing the split does not require changing the internal design of the heat exchanger. Therefore, the heat transfer coefficient on the gas side, h, and the equivalent heat transfer coefficient, U, can be considered equal between the actual and the basecase operations. Second, the logarithmic mean temperature difference correction factor F, can also be considered constant. F is a function of the design and the temperatures at the extremities of each discretization, but in the range of the optimum temperatures obtained in the results, the correction factor is comparable to that of the basecase. In fact, Fa is smaller than Fb prior to introducing the split so the approximation of Fa = Fb contributes in an underestimation of the actual area prior 192 to mixing the split, but larger after introducing the split so the same approximation contributes in an overestimation of the actual area post mixing of the split. Since the optimization results in Section 5.5 show that the split is introduced closer to the inlet than to the outlet of the exchanger, then the assumption of constant F is conservative. Finally we can write the objective functions as follows: Minimize the ratio of the actual area to that of the basecase: 1000 Aa,i Aa,i mi Ab,i Ab ATLM, a,i - b,i Qb,i ATLM, a,i and minimize the ratio of the actual compensation power requirements relative to that of the basecase: . CPRa s.t.: mm CPRb CPRi = nRec-pri (h(TFRec-pri, PComb-Gas) - h(TCool-Gas, PComb-Gas - APHRSG - A pipe pri))i CPRpri, i " Rec-sec0 (h(TFG-Rec-seco, PComb-Gas) - h(TCool-Gas, Comb-Gas - APHRSG - APpipe secO))i APHRSG - APpipe seci CPRseco, i ± ThRec-seci (h(TFG-Rec-sec1, PFG-HRSG) - h(Tool-Gas, PComb-Gas - CPRs.c, i ± mRecov-out (h(TCo2-OUt, PCO2-0 t) - h(TRecov-out, PComb-Gas - APHRSG)). CPR main flow, i i E {a, b} where h is the enthalpy of the flue gas. Note that the temperatures of the streams exiting the compressors,TFGRec-pri & TFG-Rec-sec & TFG-ReC-seC1 & TCO2-0 1t, are depen- dent variables and defined by the respective streams entering each compressor and the characteristics of the compressor. The pressure losses are: APpipe, a pa fa Lp, a db V APpipe, b Pb fb 2 Lp, b da Vb 193 fa Tl Pb fb 72Pa and APHRSG, a APHRSG, b 5.4.2 _ As, aK 6a 6 "*a +1Tha"a+1 6Ha 6 As, bKa".' 1" ba [b 2(a-2) Pb 2(a-2) h Ak+ mb Pa a Optimization Variables As aforementioned, a single split is considered herein. The independent decision variables are chosen to facilitate optimization, since they allow satisfying some constraints by properly setting their ranges as shown in Section 5.4.3. Also, these variables are considered the simplest to monitor and set to their desired values during operation. The optimization variables are: (i) the split flowrate, riiht, 1 , (ii) the temperature at the inlet of the HRSG, TMiX, 0, (iii) the flowrate of the recycling stream to the split, 7hRp, 1, (iv) and finally the temperature of the flue gas in the HRSG after introducing the split, TMiX, 1. The variables are illustrated in Figure 5-1 and the ranges are defined in Table 5.2. Based on this choice of independent variables, important variables are now dependent. For example, the flowrate of the recycling stream to the inlet, hRc, 0, is dependent once the split flowrate and the inlet temperatures are specified; i.e. the stream entering the HRSG is fully specified. Further, the position of introducing mixture of the split and its recycling in the heat exchanger, Mix-Pos= befre mxng is dependent once the split flowrate, the flowrate of the recycling to the split, and the mixing temperature are specified. 5.4.3 Optimization Constraints The operation of the heat exchanger is subject to physical limitations. Introducing the split provides better performance while still satisfying these constraints. The temperatures of the streams inside the heat exchanger are a major concern. De194 Table 5.2: Optimization variables, their ranges and the basecase default values, for a single split. Because most of the basecase variables values are far from the optimum (zero split, no recycling to split, and no mixing within the exchanger), several initial guesses are implemented in order to exclude suboptimal convergence. The boundaries of the ranges of the temperature variables are set to avoid constraint violations. TMiX, o lower bound is set to the maximum temperature of the cold streams, i.e., the reheat stream exiting the HRSG at 610'C; also, the upper bound on mixing temperatures, TMix, O & TMix, 1, are set to the maximum allowable temperature in the HRSG 800'C; and the lower bound of TMiX, 1 is set to the temperature of feedwater entering the HRSG 321.7 C. Number Variable Range Base-case and/or default value 1 rnSpliti [0 - 300] kg/s 0/set to 100 kg/s 2 TMix, o m ec, 1 [TFW, out 3 [0 - 600] kg/s 4 Tuix, 1 [TFW, in - THRSG, - THRSG, max] 'C max] 800'C THRsG, max = N/A /0 0 C N/A set to THRSG, max = 800'C fined by the metallurgic properties, the maximum temperature allowed in the HRSG is limited to THRSG, max = 800'C. In essence, the constraint has to be satisfied at every point within the heat exchanger; but because the temperature monotonically decreases along the HRSG (apart from the mixing point), the constraint needs only be imposed at the inlet and at the mixing position. For the addressed values of the input streams, the temperature of the cold stream entering the HRSG is safely above the acid condensation temperature of the flue gas, [24, 27], therefore, there is no need to include constraints on the minimum allowed temperature for avoiding condensation of acids in the flue gas or on the feedwater tubes in the HRSG. In contrast, it is beneficial to include constraints on the MITA to avoid temperature crossovers and ensure a realistic operation. The physical limit on MITA is zero, but a value of 0.5'C is used to speed the optimization process. In other words, the intuition that small MITAs are clearly undesirable since they result in huge area requirements, is communicated to the optimizer. The results show that the constraint on MITA is not active along the Pareto front and thus does not limit the minimum CPR operations, 195 or the Pareto front profile. 5.4.4 Pareto Front Construction The two objective functions are dependent and accounted for simultaneously by finding the Pareto front curve. Optimization is performed by combining the two objectives in a weighted sum approach with modifications. First, two independent optimization runs are performed to determine the value of the minimum area ratio, min A and minimum CPR ratio, min 8 , respectively. Then, two hierarchic optimization runs, [44, 43], are performed to determine the two ends of the Pareto front, Point A and Point B. Point A is a result of the hierarchic optimization that minimizes CPRp CPRb sub- ject to minimal area Aa. Point B is due to that of minimizing L subject to minimal CPRa. The additional constraints are imposed with a tolerance of 0.01. Afterwards, multi-variable optimization is performed using the weighted sum approach combining both objectives in order to construct the intermediate points of the Pareto curve. Fifty steps are used in the weighted sum, each with ten multi-start points. Figure 5-3 shows the Pareto front of the HRSG-split where the x-axis is the ratio of the actual area to the basecase area, basecase CPR, CPR. CPRb , and the y-axis is the ratio of the actual CPR to the For validation, 5000 additional simulation runs picked up from a grid spanning the variable space are evaluated and 225 points close to the Pareto front are shown in blue dots; all lie to the right and above the Pareto curve. The original no-split/zero-split flowrate basecase operation has the coordinates (1, 1) where CPRbase = 8115kW. 5.5 Results The Pareto front clearly shows the tradeoff between the two objectives: a small surface area results in a large pressure drop due to the flow constrictions. Starting 196 1.25 I I I i I I I 1.2 1.15 W0 1 .1 Point A U 1.05F -7. 2 basecase 1 0 95F 0.9 - *Point B 0.85 0.8 0.7 0.8 0.9 1 1.1 Aactual/Abase 1.2 1.3 1.4 Figure 5-3: The ratio of the compensation power requirements versus the ratio of the areas, both relative to the basecase operation. The Pareto front, obtained using discretized weighted sum approach, multi-start optimization in each step, and hierarchic optimization, of the single-split HRSG is shown in the red dashed line. Additional 225 simulation runs are plotted in blue points. The basecase power requirement is 8.1MW for a net electric power output of 300MW. from point A of coordinates (0.63, 1.05), as area increases the compensation power requirements decrease rapidly at first since in the region of small areas the HRSG pressure drop is the predominant form of loss. For further increase in the surface area, the CPR decreases at a much smaller rate and becomes almost insensitive to the area changes. In the range of large surface areas the recycling pipes pressure losses are predominant, and therefore the CPR are not noticeably effected by the HRSG size. Beyond an area ratio of 0.88 the CP cannot be reduced any lower than 0.82 leading to point B of coordinates (0.88, 0.82). The range of variation in the CPR for this HRSG contribute around 0.15 percentage points in the efficiency of the powerplant. Larger savings in area and in CPR can be encountered depending on the input parameters and operating conditions, as explained in Section 5.7. The detailed results of the two ends of the Pareto front, points A and B are shown in Table 5.3. Designing for the minimum area, Point A, requires the largest split flowrate of all designs on the Pareto curve, rhSpiit, = 180kg/s, requires zero recycling to the split, mhR,,ci, and mixes the furthest away from the inlet, where the MixPos=Abefore mixing =0.173; the mixing position along the Pareto curve is always closer to the inlet than to the outlet, therefore, the approximations considered in Section 5.4.1 are conservative. The large split ensures that the temperature of the flue gas within the HRSG and at a point relatively far from the inlet is increased to the maximum allowed, so that most of the HRSG is operating with large temperature differences between the hot and cold streams. Dilution by recycling is minimal in order to maintain the largest temperature gradients, but results in low flue gas flowrates leading to the largest HRSG pressure drop, and therefore the largest CPR. For higher area on the Pareto front, the split flowrate decreases and mixes closer to the inlet. Lower split flowrate requires higher recycling to the inlet which increases the flowrate of the flue gas in the HRSG and reduces the HRSG pressure drop. The area increases because a smaller portion of the HRSG is operating with large temperature differences between 198 the hot and the cold streams, while the CPR decreases because a larger portion of the HRSG is operating with larger flue gas flowrates. With further emphasis on the CPR, the recycling to the split increases in order to increase the flue gas flowrate in the HRSG. Note that the recycling to the split requires just enough compensation power to achieve the pressure of the flue gas at the mixing position which is slightly less than that of the HOT-Gas entering the HRSG at the inlet, and this is why the mixing position is close to but not exactly at the inlet of the HRSG. On the Pareto front, Point B has the smallest split flowrate, the smallest mixing position, and the largest recycling to the split. For this specific study, all the Pareto optimal designs and operations have both mixing temperatures at the upper bound; i.e., the constraints on the maximum HRSG temperatures are active. Larger mixing temperatures result in larger temperature differences between the stream of the HRSG and in lower recycling flowrates, helping minimize both objectives. This is in general not true; based on the similarity analysis, the HRSG pressure drop is inversely proportional to the flue gas flowrate. Other values of the input parameters of the HRSG-split result in Pareto optimal points that do not have the maximum temperature constraints active particularly at large weights for the CPR,; increasing the flowrate of the flue gas in the HRSG, mha, by increasing dilution from recycling, reduces the pressure losses in HRSG at the expense of the streams' temperature difference, thus reduces the CPR at the expense of the area. These results are not shown here for conciseness. 5.6 Flexibility to Uncertainties The operation of a power plant is subject to several uncertainties, and without optimizing for a flexible design the performance of the process can suffer significantly, [35, 67] and Chapters 3&4. The basecase of this study, pressurized OCC process 199 Table 5.3: Optimization results for the operating conditions of streams resulting from the combustion of CoalA Variable C CMh Basecase Design A Design B 1 1 0.63 1.05 0.88 0.82 180kg/s 91.8kg/s 800 0C THRSG, max 169kg/s 800 C THRSG, max Independent Variables nSplit1 TMix, O rnRec, 1 TMix, 1 0kg/s 800 0C NA NA 8000C THRsG, max Okg/s 800'C = THRsG, max Key Dependent Variables rhRec, o Mix-Pos ( m") mibU"o ) ATOtal APHRSG, before mixing APHRSG, after mixing APpri pipe 737kg/s NA NA/Obar 0.265bar= APHRSG, 0.058bar total 411kg/s 0.173 0.119bar 0.321bar 0.055bar 570kg/s 0.003 0.001bar 0.231bar 0.054bar APsec pipeO 0.035bar 0.011bar 0.013bar APsec pipel NA NA/Obar 0.001bar utilizing the standard HRSG design, is ideally flexible to fuel specifications and thermal load, [35, 67] and Chapters 3&4. It is demonstrated here that the HRSG split concept also has this favorable property. A change in coal is addressed here because among the uncertainties mentioned, the variations in coal have the largest effect on the streams of the HRSG. Therefore, designing for coal flexibility seems most challenging. Also, design for variable load flexibility pertains more to the expansion line, regeneration, and heat recovery sections rather than the HRSG. A coal powerplant utilizes different types of coals during its lifetime. The advantages of the split concept are not limited to the type of coal used; for any coal utilized for power generation, the HRSG-split can be designed accordingly in order to reduce the area and/or the CPR. Since during the operation of the powerplant the utilized coal is expected to change, it is extremely important that the optimal design of the HRSG-split for one coal is flexible to changing the coal; i.e., the design is also optimal 200 for the other coal. Assessing the flexibility of the HRSG-split in general requires characterizing the variables as design or operation variables, [35, 67] and Chapters 3&4. Design variables are fixed upon design while operation variables can change with the different operations of the HRSG. The four independent variables chosen in Section 5.4.2 for the optimization of the standalone HRSG-split, TMIxo, Thspliti, TMIxi, & rhRecl, are all operation variables. However, dependent variables of the standalone model, in particular the split mixing position, Mix-Pos, and the resulting HRSG area, A, are design variables and have to be common between the different operations. Luckily, based on the following approach, there is no need to reformulate the problem to include design variables as decision variables, which pose a lot of difficulties in solving for the objective function which would require complicated numerical methods, and result in large domains of infeasible operations. The ideal flexibility is demonstrated herein by a much simpler approach; the same optimization above is performed on a standalone HRSG-split but with the a new specifications of the input streams which are relevant to a coal different from the original. The input streams specifications used above are a result of the pressurized OCC process designed for ideal flexibility to uncertainties when operating with a typical bituminous coal with composition similar to Venezuelan and Indonesian coals (referred to as CoalA), while the new streams' specifications result from operating with a lower quality south African coal almost identical to Douglas Premium or Kleincopje coal (referred to as CoalB), as presented in [35] and Chapter 3. The multiobjective optimization of the HRSG-split operating with the streams conditions of CoalB results in a Pareto front curve very similar to that seen for HRSG-split multiobjective optimization (presented above) operating with the conditions of CoalA. More specifically, equal areas on the two Pareto fronts have identical mixing positions, therefore, a given Pareto optimal design of the HRSG-split for one coal is also a 201 Pareto optimal design for the second, therefore, the HRSG is thermodynamically ideally flexible. Moreover, equal areas between the original and new Pareto curves are a result of equal weight vectors for the multi-objective optimization, therefore, the HRSG-split is also economically ideally flexible; determining the most profitable design does not require to consider the coal distribution because any optimal design for one operation is optimal for the other, and has the same tendencies/preferences towards each of the two objectives. A similar behavior to that of the coal variation is encountered for the other uncertainties. As a conclusion, the HRSG-split is ideally flexible to uncertainties, and at least capable of maintaining the flexibility of the process it is incorporated in. 5.7 Other Applications The application of the HRSG-split is not limited to the OCC process. The split concept can be applied to any heat exchange process that requires a recycling stream to control the temperature of the main stream; for example, in conventional boilers, both the FGR rates and the heat exchange area, particularly radiative, can be reduced. The concept can be readily applied to new power plants; moreover, the retrofit of existing plants is conceivable. Although not shown here, the benefits of the HRSG-split in subcritical power cycles can have larger magnitudes than those obtained here for a supercritical. Recall that the smaller the temperature differences between the streams, the larger the area required for the same amount of heat transfer, and therefore, the exchanger area is directly related to the value of the MITA. In the case study above, the feedwater conditions are those from an optimized supercritical Rankine cycle, where the pinch in the HRSG is located at the cold end; the feedwater temperature entering the HRSG is relatively large, by utilizing the FWHs regeneration, allowing higher rates 202 of feedwater through the HRSG while respecting the MITA specifications, and thus larger flowrates through the expansion line to increase the power output and efficiency. Since the pinch is at the cold end, introducing the HRSG-split cannot avoid the pinch because the flue gas temperature at the exit of the HRSG varies only slightly due to the variations in the CPR. Also, the feedwater temperature profile in the HRSG is smooth due to the absence of phase transitions. On the other hand, with subcritical feedwater, the transition from the subcooled liquid state to the two-phase state is marked by a sharp kink, and usually the pinch point occurs at that location rather than at the cold end. Since in an HRSG-split the temperature of the flue gas after mixing is larger than that of the basecase operation, except very close to the exit of the HRSG where the temperature might be slightly lower depending on the CPR, then the temperature difference at the location of the pinch is larger than that of the basecase. Now since in subcritical operations the pinch is alleviated, the reduction in area and pressure losses are significantly larger compared to the supercritcal scenario. Note that the increase in the temperature approach due to the split in the subcritical process allows, upon process optimization, for even larger feedwater flowrate through the HRSG which increases the power output and the efficiency; i.e., compared to the supercritical scenario, in a subcritical process the savings on area and CPR are larger, and there is a possibility of increased power output and further increase in the efficiency. 5.8 Conclusion A new split concept applicable to heat exchangers that require recycling of the hot stream for temperature control, e.g., coal boilers and HRSGs, is presented herein. The concept proposes splitting the hot stream, which has a temperature higher than that allowed in the heat exchanger, before its dilution and its introduction into the 203 heat exchanger. At the inlet of the flue gas, a lower amount of dilution is required to control the temperature of the now smaller fluid flowrate. The splitted fraction is then introduced into the heat exchanger at an intermediate point downstream, increasing the temperature of the hot stream and enhancing the temperature gradient of the heat exchange process. The concept is able to reduce the cost by reducing the area requirements and/or increase the efficiency by decreasing the power required to compensate for the pressure losses of the flue gas. The concept is illustrated in a standalone model of an HRSG in the context of a pressurized oxy-coal combustion process. Multi-objective optimization is performed by constructing the Pareto front of minimal area and minimal power requirements. Both the heat exchange area and the compensation power requirements are shown to be reduced compared to the conventional operation; in the illustrated case, the area can be reduced down to 0.63 the original size, and the compensation power requirements can be reduced down to 0.82 the original requirements. The design and operation is not limited to new heat exchangers and retrofitting is considered easily possible because no changes in the internal structure of the heat exchanger is required. Moreover, facing uncertainty in input parameters and operating conditions, the split concept is shown to be ideally flexible and preserves the flexibility of the process it belongs to. Herein, the heat exchange process is enhanced by a slight modification to the design of heat exchanger while holding the input streams and the total transferred thermal energy constant. However, the input streams to the exchanger are variables of the process it belongs to. Therefore, the overall performance of the process and the performance of the HRSG and the capital cost savings can be enhanced by simultaneous optimization of the HRSG-Split and the powerplant deign. 204 Appendices 205 206 Appendix A Reaction Chemistry Added to the Separation Column in the DCSC flowsheet A set of reactions are implemented in the Separation Column chemistry in order to properly evaluate the behavior of the condensates in involved streams. Of the elaborate and relatively large set of possible reactions, only a few are show to be influential to the scope and assessments of the current work. Table A. 1 presents those important reactions where their equilibrium constants are evaluated using Gibbs free energy. 207 Table A.1: The relevant reaction added to Separation Column of the DCSC flowsheet Stoichiometry N20 4 Reaction type Equilibrium Equilibrium Equilibrium Equilibrium Salt Salt Salt 2 NO 2 SO 2 + NO 2 - SO 3 + H 2 0 H 2 SO4 HSO- + H2 0 Na 2 SO 4 Na 2 SO 4 .(H2 0)10 Na 2 SO 4 .NaOH SO 3 + NO - SO2- + H3 0+ 2 Na++ SO2 Na++ SO- + 10 H 2 0 3 Na + SO2- + OH Appendix B DCSC Recirculation Water, rnRW-Sep-in, Optimality Criterion The optimization of the DCSC flowsheet can be simplified by manipulating the recirculating water flowrate to obtain a balanced DCSC-HX. The criterion is justified after two observations. First, the temperature of the bottom stage of the separa- tion column, which is equal to the temperature of the recirculating water exiting the column (RW-Sep-out), is highly insensitive to the flowrate and the temperature of the recirculating water entering the top stage (RW-Sep-in). For example a 50% change in flowrate, and/or temperature, in 'C, of the RW-Sep-in results in less than a 0.01% change in the temperature, in 'C, of the bottom stage/the temperature of RW-Sep-out. The bottom stage temperature is almost only dependent on the flue gas entering the separation column (FG-Sep-in) conditions particularly pressure and constituents because they define the temperature at which water in the flue gas is transitioning from vapor to liquid. Second, the temperature of the top stage which is equal to the temperature of the flue gas exiting the separation column (FG-Sep-out), decreases with the decrease in the temperature and/or increase in the flowrate of RW-Sep-in; the effect of the RW-Sep-in temperature on the temperature of the top 209 stage is significantly larger than that of the stream's flowrate. On average, within the practical ranges of operation, a 10% change in TRw-Sep-in, in 'C, results in around 5% change in the top stage temperature, in 'C, while a 10% change in RW-Ser-in, in kg/s, results in a 3% change in the stage's temperature, in 'C. Analyzing the top stage temperature is needed since the amount of thermal energy transferred from the flue gas to the recirculating water and the amount of the water condensed increase with the decrease in the temperature of FG-Sep-out (and vice versa). The criterion proposed herein is to have the thermal capacity rate of the recirculating water entering DCSC-HX, i.e., stream RW-HX-in, equal to that of the working fluid at that section (WF-HX-in), thereby obtaining a balanced heat exchanger. The specific thermal capacities of the two streams are almost identical and neither are significantly affected by the temperature change encountered in the DCSC-HX, therefore, the principle is equivalent to matching the flowrates of the streams involved. The criterion is proven by examining the flowrate and temperature of the splitter's excess condensed water which is rejected outside the recirculating loop (Split-E-CW), where a lower temperature and/or a larger flowrate of Split-E-CW signify larger recovery and thus better performance. The proof is performed in two parts; first, the case where i2RW-HX-in < nFW-HX-in is considered and it is shown that an increase in nRw-HX-in gives an increase in the recovered thermal energy and thus an improvement in performance; second, the case where rhRW-HX-in > mFW-HX-in is considered and it is shown that a decrease of nRW-HX-in is favorable. For each case, four general scenarios might occur, i.e., the flowrates of RW-Split-in and Split-E-CW can increase or decrease. It will be shown that the flowrate of RW-HX-in should increase when it is lower than that of WF-HX-in, and should decrease when it is higher. First, in the region where the mRW-HX-in is less than hFW-HX-in, the pinch point occurs at the cold end of the heat exchanger; recall that an initial criterion for optimality is for the heat exchanger to operate at the allowed MITA. In this domain, 210 increasing the rnRW-HX-in does not change the temperature of the recirculating water exiting the DCSC-HX i.e., the temperatures of Split-E-CW & RW-Sep-in. As rnRW-HX-in increases, the following four scenarios are conceivable, but only the last is possible: 1. Both the flowrate of Split-E-CW and of RW-Sep-in decrease; this scenario violates the mass balance of the splitter and thus is not possible. 2. (&3.) The flowrate of Split-E-CW increases (decreases), and the flowrate of RWSep-in decreases (increases); this scenario leads to a contradiction. A decrease (increase) in rnRWSep-in increases (decreases) the separation column top stage temperature resulting in a higher (lower) temperature and water fraction of FG-Sep-out. This means a smaller (larger) amount of water condensation which contradicts with the larger (smaller) rhsplit-ECW- 4. Both the flowrate of Split-E-CW and of RW-Sep-in increase; this is the only remaining scenario out of the four general combinations and doesn't lead to any contradictions. The increased flowrate of RW-Sep-in, while having the same temperature, increases the amount of condensed water in the separation column which is in agreement with the increase in mSpjit-E-CW. Second, in the region where rnRW-HX-in > rnFW-HX-in, the pinch point occurs at the hot end of the heat exchanger. Decreasing the flowrate of RW-HX-in decreases the temperature of RW-Split-in, Split-E-CW, and RW-Sep-in. Again, four scenarios are conceivable, but only one is possible: 1. Both the flowrate of Split-E-CW and of RW-Sep-in increase; this scenario violates the mass balance of the splitter and thus not possible. 2. The flowrate of Split-E-CW decrease, and the flowrate of RW-Sep-in increases; this scenario leads to a contradiction. An increase in hRW-Sep-in and a decrease in 211 its temperature reduces the temperature of the separation column's top stage. Therefore, the temperature and water fraction of FG-Sep-out decrease. This means larger amount of water condensation in the separation column which contradicts with the smaller amount of Split-E-CW. The two remaining scenarios require first to show that than rnRW-HX-out TRW-HX-Out is more sensitive with respect to a change in the flowrate of RW-HRSG-in. First consider the energy balance on the hot stream of the DCSC-HX neglecting pressure effects: nRW-HX-inCp (TRW-HX-in - TRW-HX-out) : Consider a fixed cycle operation and thus a constant notation, differentiate relative to TiRW-HX-in, QDCSC-HX QDCSC-HX- With an abuse of then multiply by drhRW-HX-in to get: dIRW-HX-inCp (TR-HX-in - TRW-HX-out) + rRW-HX-incp d(TRW-HX-in - TR-HX-out) = 0 Assuming a constant c, and rearranging: dhRW-HX-in mRW-HX-in _ d(TRW-HX-in - TRW-HX-out) (TRW-HX-in - TRW-HX-out) keeping in mind that TRW-HX-in is equal to the temperature of the bottom stage of the separation column, which as discussed is independent of the flowrate of RW-Sep-in. Finally rearrange and divide by dTRW-HX-out TRW-HX-out _ TRW-HX-out: TRW-HX-in - TRW-HX-out TRW-HX-out drhRW-HX-in mRW-HX-in Considering that all temperature are given in 'C, TRW-HX-.Out is less than (TRW-HX-in - TRW-HX-out), so the percentage change in the temperature, in 'C, of RW-HX-out is larger than the percentage change of its flowrate, in kg/s (rhRW-HX-in 212 = TnRW-HX-out). 3. Both the flowrates of Split-E-CW and of RW-Sep-in decrease; this scenario leads to a contradiction. The percent decrease in TRW-Ser-in (equal to TRw-split-in/TRw-HX-out is larger than the percent decrease in rnRWSep-in, with the former being more effective in changing the temperature and vapor fraction of FG-Sep-out than the latter as discussed above. Therefore, in this scenario, the temperature and water fraction of FG-Sep-out decrease. This means larger amount of water condensation in the separation column which contradicts with the smaller Split-E-CW; thus this scenario is not possible. 4. 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