The Polarization, Frequency Structure, and Bandwidth of Auroral Kilometric Radiation R. J. Strangeway, P. L. Pritchett, R. E. Ergun, C. W. Carlson, J. P. McFadden, and G. T. Delory Outline • The Cyclotron Maser when k|| = 0 "Horseshoe" distributions can drive instability, but requires very low cold plasma densities to remove stop-band. • Evidence in Support of k|| = 0 Horseshoe distributions observed. Low plasma densities, with fpe << fce. Hot electrons are the dominant species. Wave emissions below the cold electron gyro-frequency. Wave polarization consistent with perpendicularly propagating X-mode waves. Implication: The parallel electric field is the "free energy" source for AKR. • Bandwidth of AKR Depends of method of analysis. Inspection of waveform implies ~ few 100 Hz. Lagged auto-correlation gives narrowest bandwidth. • Conclusions Why the cyclotron Maser? Gyro-resonance would couple directly into the R-X mode, but for the classical gyro-resonance ∞ ∞ ∂f dv ⊥ = − ∫ fdv ⊥ γ ∝ ∫ v⊥ ∂ v ⊥ 0 0 which is negative for any distribution. Wu and Lee [Astrophys. J. , 230, 621-626, 1979] made the critical point: the relativistic gyro-resonance removes the damping due to the tail of the distribution – the resonance ellipse – ω − k || v|| = Ω e (1 − v 2 / c 2 ) Other authors in the 1980's [Pritchett, Strangeway, LeQueau, Louarn, et al.] noted that relativistic effects on the wave’s dispersion allow f < fce. Then k|| = 0 and the primary auroral electrons can be the source of AKR. Instability for k|| = 0 requires very low cold plasma densities – otherwise a stop-band is present. Two species dispersion relations with high thermal background temperature (Strangeway, JGR, 1986) FAST Orbit 1761 (g) UT ALT ILAT MLT log (V/m)2/Hz AC E 55m (kHz) AC E 55m - VLF (kHz) log (V/m)2/Hz 10 6 9 360 270 180 90 0 6 7 10000 1000 100 10 4 7 360 270 180 90 0 80 60 40 20 0 -20 -40 -60 4 06:43 4158.9 67.9 22.2 06:44 06:45 4155.3 4148.9 69.2 70.5 22.2 22.2 Hours from 1997-01-31/06:43:00 06:46 4139.6 71.9 22.2 o b e log eV /cm2-s-sr-eV 100 log eV /cm2-s-sr-eV 1000 log eV /cm2-s-sr-eV Electrons Energy (eV) 10000 log eV /cm2-s-sr-eV (f) -11 9 Thu Feb 5 08:20:26 1998 (e) 0.1 dB_fac (nT) (d) -14 -1 1.0 Electrons Angle (Deg.) (c) Ions Energy (eV) (b) -8 10.0 Ions Angle (Deg.) (a) 800 700 600 500 400 300 5•104 -13.4 0 -14.9 -5•104 -16.3 -1•105 -1•105 -5•104 0 Para. Velocity (km/s) 5•104 1•105 -17.8 Log10(#/(cm3-(km/sec)3)) -12.0 Sun Aug 1 19:45:08 1999 Perp. Velocity (km/s) 1•105 FAST Eesa Survey df 1997-01-31/06:43:48.268 - 06:44:23.847 FAST Orbit 1761 log (V/m)2/Hz (kHz) (a) AC E 55m -1 10.0 1.0 0.1 1.0 Thu Feb 5 12:35:34 1998 (kHz) log (nT)2/Hz 10.0 (b) AC B 21" -15 -1 0.1 UT ALT ILAT MLT 44:20 4153.5 69.7 22.2 44:30 4152.5 69.9 22.2 44:40 4151.3 70.1 22.2 44:50 45:00 4150.2 4148.9 70.3 70.5 22.2 22.2 Minutes from 1997-01-31/06:44:20 45:10 4147.5 70.8 22.2 45:20 4146.1 71.0 22.2 -12 (a) 25 fpe (kHz) 20 15 10 5 0 1 10 Electron Energy (keV) (b) 1.2 1.0 nh/nt 0.8 0.6 0.4 0.2 0.0 1 10 Electron Energy (keV) (c) Ion Energy (keV) 10.0 1.0 0.1 1 10 Electron Energy (keV) FAST Orbit 1761 800 -8 500 400 300 800 -14 -6 (nT)2/Hz 600 500 Fri Apr 30 11:51:05 1999 (kHz) AC Mag 21" 700 400 UT ALT ILAT MLT 300 :44:20 4153.5 69.7 22.2 :44:30 4152.5 69.9 22.2 :44:40 :44:50 :45:00 4151.3 4150.2 4148.9 70.1 70.3 70.5 22.2 22.2 22.2 Minutes from 1997-01-31/06:44:20 :45:10 4147.5 70.8 22.2 :45:20 4146.1 71.0 22.2 -10 (V/m)2/Hz 600 log (kHz) AC E 55m 700 Electron Distribution in Density Cavity 1•10 5 Perp. Velocity (km/s) 5•104 -13.4 2 3 Loss Cone 1 0 -14.9 -5•104 -16.3 Upgoing to Magnetosphere -1•10 5 -1•10 5 Downgoing to Ionosphere -5•10 4 0 Para. Velocity (km/s) 5•10 4 Energy Flow 1. Acceleration by Electric Field 2. Mirroring by Magnetic Mirror 3. Diffusion through Auroral Kilometric Radiation 1•10 5 -17.8 Log10 (Phase Space Density) -12.0 What Is the Bandwidth of AKR? Baumback and Calvert [GRL, 1987] reported AKR bandwidths as small as 5 Hz, for a tone varying by 400 Hz/s. 512 point FFT’s of 16 kHz Nyquist frequency "wave tracker" data give good time resolution, but have 64 Hz frequency resolution – too broad to resolve 5 Hz. How do Baumback and Calvert [1987] resolve 5 Hz? For example a tone varying by 400 Hz/s should not be resolvable to less than 20 Hz ( ∆f / ∆t ≈ 1) . Baumback and Calvert used filtered auto-correlation: n f c (t ,τ ) = ∑ W ( kδt ) f (t − kδt + τ / 2) f (t − kδt − τ / 2) k =0 n ∑ W ( kδt ) k =0 For 400 Hz/s, tone taking τ up to 85.5 ms, implies ∆f ≈ 40 Hz but W is a filter of width ≈ 14 ms, implies ∆f ≈ 6 Hz. Does the filter width determine the bandwidth? Comparison of different methods: Wave-form 64 Hz resolution FFT 8 Hz resolution zero-padded FFT Filtered auto-correlation. FAST Orbit 1752 800 -6 log (V/m)2/Hz log (V/m)2/Hz (kHz) AC E 55m 700 600 500 400 300 450 -12 -5 440 (kHz) PWT E 430 420 Fri Dec 4 18:56:23 1998 410 400 390 UT ALT ILAT MLT :50:30 4102.8 69.8 22.1 53 s -11 :50:40 :50:50 :51:00 :51:10 4099.8 4096.7 4093.5 4090.2 70.0 70.3 70.5 70.7 22.1 22.1 22.1 22.1 Minutes from 1997-01-30/10:50:30 FAST Orbit 1752 PWT - Wave Form 30 10 0 -10 -20 -30 :53.5 4095.6 70.3 22.1 UT ALT ILAT MLT Fri Dec 4 10:54:56 1998 (mV/m) 20 2.5 s :54.0 :54.5 :55.0 :55.5 4095.4 4095.2 4095.1 4094.9 70.4 70.4 70.4 70.4 22.1 22.1 22.1 22.1 Seconds from 1997-01-30/10:50:53 FAST Orbit 1752 PWT - Wave Form 30 10 0 -10 -20 -30 :54.25 4095.3 70.4 22.1 UT ALT ILAT MLT Fri Dec 4 10:59:27 1998 (mV/m) 20 0.2 s :54.30 :54.35 :54.40 4095.3 4095.3 4095.3 70.4 70.4 70.4 22.1 22.1 22.1 Seconds from 1997-01-30/10:50:54 FAST Orbit 1752 PWT - Wave Form 30 UT ALT ILAT MLT 10 0 Fri Dec 4 11:06:10 1998 (mV/m) 20 -10 -20 -30 :54.340 4095.3 70.4 22.1 :54.342 :54.344 :54.346 :54.348 4095.3 4095.3 4095.3 4095.3 70.4 70.4 70.4 70.4 22.1 22.1 22.1 22.1 Seconds from 1997-01-30/10:50:54 :54.350 4095.3 70.4 22.1 10 ms FAST Orbit 1752 450 -5 440 log (V/m)2/Hz PWT E (kHz) 430 420 410 400 390 450 -11 -5 430 log (V/m)2/Hz PWT E (Auto_n) (kHz) 440 420 410 400 -11 FFT 1.00 Padded 0.10 Sat Jan 2 16:50:18 1999 Peak Width (FFT) (kHz) 390 10.00 0.01 UT ALT ILAT MLT :50:30 4102.8 69.8 22.1 :50:40 :50:50 :51:00 :51:10 4099.8 4096.7 4093.5 4090.2 70.0 70.3 70.5 70.7 22.1 22.1 22.1 22.1 Minutes from 1997-01-30/10:50:30 Auto FAST Orbit 1768 600 -8 550 log (V/m)2/Hz AKR E 55m (kHz) 500 450 400 350 300 360 -14 -5 355 log (V/m)2/Hz PWT E (kHz) 350 345 20 s Wed Aug 12 11:31:36 1998 340 335 330 UT ALT ILAT MLT :19:55 4111.0 67.9 23.6 -11 :20:00 :20:05 :20:10 4109.6 4108.2 4106.7 68.0 68.1 68.2 23.6 23.6 23.6 Minutes from 1997-01-31/22:19:55 FAST Orbit 1768 100 Wed Aug 12 16:18:29 1998 (mV/m) 50 0 -50 -100 UT ALT ILAT MLT :01.0 4109.3 68.0 23.6 2.5 s :01.5 :02.0 :02.5 4109.2 4109.0 4108.9 68.0 68.0 68.0 23.6 23.6 23.6 Seconds from 1997-01-31/22:20:01 FAST Orbit 1768 100 Wed Aug 12 16:21:15 1998 (mV/m) 50 0 -50 -100 UT ALT ILAT MLT :01.450 4109.2 68.0 23.6 :01.475 :01.500 :01.525 4109.2 4109.2 4109.2 68.0 68.0 68.0 23.6 23.6 23.6 Seconds from 1997-01-31/22:20:01 0.1 s :01.550 4109.2 68.0 23.6 FAST Orbit 1768 100 0 -50 -100 UT ALT ILAT MLT Wed Aug 12 16:22:24 1998 (mV/m) 50 :01.486 :01.488 :01.490 :01.492 :01.494 :01.496 :01.498 4109.2 4109.2 4109.2 4109.2 4109.2 4109.2 4109.2 68.0 68.0 68.0 68.0 68.0 68.0 68.0 23.6 23.6 23.6 23.6 23.6 23.6 23.6 Seconds from 1997-01-31/22:20:01 12 ms FAST Orbit 1768 360 -5 355 log (V/m)2/Hz PWT E (kHz) 350 345 340 335 330 360 -11 -5 350 log (V/m)2/Hz PWT E (Auto_n) (kHz) 355 345 340 335 UT ALT ILAT MLT -11 1.00 FFT 0.10 Auto Padded 0.01 :19:58 4110.2 67.9 23.6 Sat Jan 2 15:53:44 1999 Peak Width (FFT) (kHz) 330 10.00 :20:00 :20:02 :20:04 :20:06 4109.6 4109.0 4108.5 4107.9 68.0 68.0 68.1 68.1 23.6 23.6 23.6 23.6 Minutes from 1997-01-31/22:19:58 FAST Orbit 1779 800 -6 log 600 500 (V/m)2/Hz (kHz) AC E 55m 700 400 300 360 -12 -5 355 log 345 Fri Dec 4 18:36:30 1998 340 335 330 :44:30 4105.8 68.0 23.4 UT ALT ILAT MLT :44:35 4104.4 68.1 23.5 :44:40 :44:45 :44:50 4102.9 4101.4 4099.8 68.2 68.3 68.3 23.5 23.5 23.5 Minutes from 1997-02-01/22:44:30 (V/m)2/Hz (kHz) PWT E 350 28 s -11 :44:55 4098.3 68.4 23.5 FAST Orbit 1779 20 0 Fri Dec 4 10:04:12 1998 (mV/m) PWT - Wave Form 40 -20 -40 UT ALT ILAT MLT :43.0 4102.0 68.2 23.5 :43.5 :44.0 :44.5 4101.8 4101.7 4101.5 68.2 68.2 68.2 23.5 23.5 23.5 Seconds from 1997-02-01/22:44:43 2.5 s :45.0 4101.4 68.3 23.5 FAST Orbit 1779 20 0 Fri Dec 4 10:10:16 1998 (mV/m) PWT - Wave Form 40 -20 -40 UT ALT ILAT MLT :43.60 4101.8 68.2 23.5 0.2 s :43.65 :43.70 :43.75 4101.8 4101.8 4101.7 68.2 68.2 68.2 23.5 23.5 23.5 Seconds from 1997-02-01/22:44:43 FAST Orbit 1779 20 0 Fri Dec 4 10:12:55 1998 (mV/m) PWT - Wave Form 40 -20 -40 UT ALT ILAT MLT :43.690 4101.8 68.2 23.5 :43.695 :43.700 :43.705 4101.8 4101.8 4101.8 68.2 68.2 68.2 23.5 23.5 23.5 Seconds from 1997-02-01/22:44:43 :43.710 4101.8 68.2 23.5 20 ms FAST Orbit 1779 360 -5 355 log (V/m)2/Hz PWT E (kHz) 350 345 340 335 330 360 -11 -5 350 log (V/m)2/Hz PWT E (Auto_n) (kHz) 355 345 340 335 UT ALT ILAT MLT -11 1.00 FFT Padded 0.10 0.01 :44:30 4105.8 68.0 23.4 Sat Jan 2 17:06:59 1999 Peak Width (FFT) (kHz) 330 10.00 :44:35 4104.4 68.1 23.5 :44:40 :44:45 :44:50 4102.9 4101.4 4099.8 68.2 68.3 68.3 23.5 23.5 23.5 Minutes from 1997-02-01/22:44:30 :44:55 4098.3 68.4 23.5 Auto Conclusions AKR in the source region is consistent with X-mode generated by the primary auroral distribution – loss-cone may be a secondary source. The parallel electric field responsible for auroral electrons continually replenishes the distribution, unlike the loss-cone, which can’t be replenished (see also Louarn et al., JGR, 1990). AKR bandwidth is ~ few 100 Hz in the source region (∆f/f ~ 0.1%). Generally too narrow to be explained solely in terms of intrinsic bandwidth. The parallel electric field implies AKR is a driven instability – simulations of driven AKR may help address source region bandwidth.