1 PLANNING CONSIDERATIONS FOR SITE SELECTION OF LOW INCOME SETTLEMENT PROJECTS by Harold A. Ruck B. Arch., University of Tennessee 1975 M.Arch.A.S., Massachusetts Institute of Technology 1980 Submitted in partial fulfillment of the requirements of the Degree of MASTER OF CITY PLANNING at the MASSACHUSETTS INSTITUTE OF TECHNOLOGY January 1983 © Harold A. Ruck The Author hereby grants to M..I.T. permission to reproduce and to distribute copies of this thesis document in whole or in part. Signature of Author Department of Urban Studies and Planning January 1983 Certified by Lisa'R. Peattie Thesis Supervisor Accepted by Chairman, Department Graduate Committee Rotch MASSACHUSETTS INSTITUTE OF TECHNOLOGY JUL 21 1983 cImARIES 2 PLANNING CONSIDERATIONS FOR SITE SELECTION OF LOW INCOME SETTLEMENT PROJECTS by Harold A. Ruck Submitted to the Department of Urban Studies and Planning on January 1983 in partial fulfillment of the requirements for the Degree of Master of City Planning ABSTRACT Of the issues involved in the development of low income settlement projects, important consideration must be given to the selection of the site. This is because it affects the affordability of the development for the targeted income group along with the ability to satisfy their needs. This work aims to address the criteria that planners should use and the current "state of the art" for site selection, by investigating its key elements of concern, existing methods and tools for evaluation; and the current involvement within institutions. These aspects are then brought together in a case study illustrating the points indicated above, and that 1) it is necessary to determine priorities of importance that many times involve trade-offs of criteria; 2) there is a process involved in selection of sites; and 3) other political concerns are just as, or more, influencial in site selection than existing technical criteria. Thesis Supervisor: Dr. Lisa R. Peattie Title: Professor of Urban Studies and Planning, M.I.T. 3 PREFACE This study criteria, low intends to describe explain planning methodologies and process of site selection income settlement projects. professionals people, development of developing countries localities and housing It is or otherwise, for the but it poor is for applicable with concerned particularly appropriate to to in other as well. The specific elements, methodologies, discussions, and data for the study research and are derived from The with case persons study knowledgeable of Cairo, features; on Egypt, because of the availability of studies on 1) urban individual of information documented in relevant literature, conversations subject. principally the was chosen the existing 2) proposed growth patterns and policies; and 3) site selection for this knowledgeable dynamics of its land market, and about the urban area; and persons capabilities of its political and institutional frameworks. The attitudes and points of reference for reflected in this study are the background and experience of the author. This includes four years, from 1974 to 1978, connected with the Vice Ministry of Urban Planning in Managua, (Central America), where Architect/Planner during the Also influencial was the I era was of author's Nicaragua, employed General A. as an Somoza. participation in the Urban Settlement Design Program (U.S.D.P.) at M.I.T., from 4 19'8 to 1980. This program emphasized the evaluation of existing urban dwelling public and alternative private, solutions, environments, and the i.e., traditional, and evaluation of design particularly site and sevice projects. The author gratefully acknowledges the and advice support, of Professor Lisa Peattie, whose direction has been invaluable in the preparation of this work. indebted to Reinhard Goethert assistance, guidance, and Tunney Lee I am also for their constructive criticism and suggestions; and to Mauricio Silva for sharing his insite of institutional involvement and concerns in site selection with the author. Finally, I would like to thank my wife, Maria, her constant --who with interest and support, was instrumental in my finishing this work-- and my children, Brian, for their patience and their love. Carlos, Alan and 5 TABLE OF CONTENTS PREFACE . . Page - TABLE OF CONTENTS - . LIST OF FIGURES . . . CHAPTER I: A: B. CHAPTER II: - 5 - - - - - -.. - - - - - - - 6 - - - - - - - - 7 . . . . . . . - . 1. 2. Size Shape 3. 4. Soil Conditions Topography - - - - 10 - . - - - - Physical Characteristics 11 Social Criteria . . 13 13 15 - - - . - - - -- - Accessibility Nuisances/Hazards . . . . - .a - . . . Land Cost Development Costs Planning Policies . 35 . . . . Project Criteria Development Controls 3. Institutional . . . .a . . . . Structure . . . . . . . 38 38 47 59 EXISTING METHODOLOGIES FOR SITE SELECTION EVALUATION . 27 29 30 1. 2. . 20 20 Economic Criteria . 1. 2. D. 3 PLANNING CRITERIA FOR SITE SELECTION- 1. 2. C. -. - . - - - - - - - - - - INTRODUCTION . - - - - - - - - - - - - -. - . . 65 - . - . - 65 A. Matrix B. C. - - - -a . - -. . Bertaud Model . . . . . Existing Organizational Participation - - - 70 - - - - - - - 86 - - - - - - - - 107 . .. CHAPTER III. CASE EXAMPLE: CHAPTER IV. CONCLUSION BIBLIOGRAPHY - - - - - - - - - - - - - FOOTNOTES . . . . . . . EGYPT - CAIRO, . - . - - -. . . . - - - - . . - - - . -. . . - . - 112 . . 80 . 114 6 LIST OF FIGURES FIGURE 1: Ranges of Modes of Travel . - 25 FIGURE 2: Preferred Distances of Activities/Facilities . 26 FIGURE 3: Major Cost Components in - - - . . a a Sites & Service - - FIGURE 4: A Site Evaluation Chart . . . . . . . 66 FIGURE 5: The Evaluation Matrix. . . . . . . . 67 FIGURE 6: Rating Site Development Potential (Example). FIGURE 7: Bertaud Model: FIGURE 8: Bertaud Model: Program 1 - Variables for Precise Values for Circulation Space and Projects - . - - 31 Program 1 - Affordability On-Site Infrastructure Costs . . . . FIGURE 9: Cairo Metropolitan Area (CMA)-Urbanization. FIGURE 10: C.M.A. FIGURE 11: Districts of Cairo. FIGURE 12: Greater Cairo Region (GCR)-Existing Road - Major Parcels of Vacant Land Network FIGURE 13: FIGURE 14: G.C.R. Scheme . - FIGURE 16: . . . . . . . . . . . . 76 . 87 . 88 . 91 . a . - 73 . . 94 . . 97 . * 99 Long Range Urban Development . . . . . . . . . . . Preliminary Analysis of Property No. 0 El Khanka . FIGURE 15: . . . . 69 . . . . . . . . - Preliminary Analysis of Property No. 16 - El Owraniah West . . .100 Weighted Development Potential Scores . .103 . . . . . . 7 INTRODUCTION poor of migration In developing countries, the continued rural families to the urban centers in search of employment creates problems in the availability of low income housing. A particularly acute problem high land and development of result the of features urban governments centers in central and formulation low alternative income government the however, implementation per terms city deal with this problem development numerous consider order to be For these projects to be acceptable to the low income, and affordable financial developing projects. settlement must now are To services. and a becoming are close to employment sources and benefit from infrastructure part As a result, costs. low income squatters or illegal developments permanent in a question of housing standards, this is part, In that of affordability. is in- issues project acceptable including funding, project household, project design; cost recovery, site selection, etc. Of the issues involved in the settlement low of income projects, important consideration must be given to the selection of the site. the development affordability of the it This is because development affects the targeted for income group along with the ability to satisfy their needs. Presently, possible has been to the tendency land which well out of town due to is utilize cheapest the often of poor quality and located the fact that there is little 8 land available for low cost settlement developable easily projects in the urban center. That which is, is generally and/or politically suited for other land uses economically which although cheaper to develop is too costly to purchase and be to affordable locations peripheral urban the However, poor. poor physical standards (soil, with of costs topography, etc.) can increase development preparation the another concern is that these sites may not affordability, the for provide instance, it long Experience site is major employment shown and that opportunity. expansion and families will not stay if the not acceptable to the people served. These concerns and others influence the site sources, economic infrastructure, and be capable of and development has For involved. people necessary that the site be accessible to services term the of needs is transportation, community from Apart population. poor urban desired with may still jeopardize the affordability for cost land land infrastructure installation (depending on and costs of off-site infrastructure) which when combined raw the selection of the for low income housing projects and have an effect on This thesis aims to address the criteria that its success. planners should use for the selection of sites that will allow the project to be affordable while also providing for the needs of the targeted low income group. investigate the key elements of concern in site i.e., It will selection, physical, social, economical, and political, and will 9 also look at the selection for low particularly current income review "state settlement existing its advantages and disadvantages; In art" of site projects. of Bertaud It will evaluation; Model, a relating and lastly, the existing in site selection of appropriate institutions. To support this, it will also Cairo, the methods current tool being utilized, the involvement of utilize case studies from Egypt, in which alternative sites will be compared. this way, evaluation of the site selection locational criteria process will and a real be illustrated. Based on this discussion and case studies, observations and conclusions will be made in relation to the key element of concern in site selection. In closing, this work focuses on the physical and technical aspects of site selection as Though influencial potentially more opposed to the political. (to the extent that unreasonable sites do get developed) political aspects difficult to generalize, locality, and from government they would context. be better changing to from government. locality are to Therefore, discussed only within a particular 10 CHAPTER I. PLANNING CRITERIA FOR SITE SELECTION Site selection is a complex process and underestimating its To assure importance risks the success of a project. the for sites that urban settlement projects will be adequate basic groups, for the targeted low income considerations for selection must be analyzed in regard to the site itself and These the area where the settlement is to be located. key elements physical can be classified under headings of relating socio-economic criteria residents site; the of characteristics which govern the project. evaluated in order to produce a satisfies of the which may be enhanced by the site location area; economic realities of the site location policies necessary needs the to pertinent the needs of and the planning These factors must be livable environment that residents, is affordable to the them, while still respecting the character of the land. Common cases of site selection include a) given an intended use, find suitable sites, or b) given a site, determine options for its use/development. ll A. PHYSICAL CHARACTERISTICS The physical characteristics which influence its selection for urban settlements are its size, shape, soil conditions, and topography of a given site. acceptability/suitability of the site determining the They for reflect development the by constraints of physical planning, and the economic and practical feasilibity of development. 1. Size The size of the site is its physical magnitude the total area in hectares pertains development. instance, to Given it is its a impact site with possible by or square meters within its boundaries and the unusable areas. location defined to Its influence to site on the suitability for a known determine , for options for size populations, areas for land utilization and number of units to see if criteria, the i.e., site can support established project population, densities, number of dwelling units, etc. and be a settlement of sufficient scale that is worthwhile to justify administration and start up costs and cost recovery. It should be large enough to lessen illegal invasion of land (squatter, slums) and reduce pressure increasing land values from scarcity and speculation. the other hand, if given a proposed population, sizes of sites can be for On acceptable determined by finding options of densities, number of units, and areas for land utilization. 12 These size requirements can then be compared to alternative site locations. In addition, the size of a site influences the type of community or urbanization which will develop along with the future expansion potential of the initial site. For instance, generally, projects with sizes of 12 hectares or less can be considered small and are not able to or need to include all community elements. can and must. are Those with greater sizes Those with sizes greater schools, large playgrounds, this, for a small site, develop hectares as a a sites, since, in or community more likely of expansion. to They are Larger subcommunities or neighborhoods general, they have a larger variety of services compositions, in terms education, ambitions, etc. located determinant is (1) Because of can produce a single self-contained large numerous population expansion etc. secondary part of an adjacent urbanization. however, community activities; parks, generally infill sites not capable those 30 large projects and begin to include other elements not related to basic community life and and than as of These in the demand of income, skills, large urban periphery increases. ages, cultures, sites and household aspirations, are maybe generally capable Another of important project size is that is should be within a range conditioned by the local characteristics of income, topography, climate, etc. culture, 13 In addition, a multitude of small sites will be more costly to develop and administer than a few larger sites. 2. Shape configuration The shape of the site is its surface form or defined Its impact is reflected in the by its boundaries. suitability or usability for development of a site in terms compact more efficient development, because allow shapes they provide more uniform land irregular, circulation; and for conditions symetric subdivision utilization, Generally, layout. street and of land utilization, lot dispersed shapes, however, result in unusable areas and/or inefficient layouts.(2) 3. Soil Conditions An analysis of soil conditions assists in making decisions about alternatives for settlement locations as well as land utilization This is through its data project. a within streams which identifies: 1) the location of for valleys and drainage purposes; 2) excessive slopes where soils are susceptible to plains; (3) infrastructure foundations, and the 5) and sewage areas; impervious 3) erosion; systems, flood and type of veget.ation, nature i.e., types, building 4) that roadways, can be sustained, (4) while also assisting in guiding sound subdivision layouts survey ranging and designs. The soil conditions are from simple analyzed examinations of through surface soils to elaborate 14 subsurface boring. The data is recorded on soil maps and reports which show the location of the different soil types and capabilities of the soils for various purposes. Soil survey data is particularly influencial in potential problems that Unfavorable soils, for resulting in, 1) maybe encountered instance, may predicting at cause a site. difficulties the structural instability of buildings from soils with shallow depth of bedrocks, poor bearing capacity, or high shrink-swell potential; 2) the failure of roads and highways in terms of settling or heaving from poor bearing the corrosion (because of of pipes; soils with cracking, capacity potholing, soils; 3) 4) the failure of septic systems poor effluent absorption); pollution from rubbish being buried in unstable soils; 5) and 6) flooding because of soils that have high water tables or allow excessive surface soil conditions will runoff, etc. (5) cause Oversite of poor extra development and maintenance costs. Structurally, soils consist of particles of differing in size, adhesiveness to one another. that and soils This gives types degree of properties distinguish one from another and makes differences in the soils potentials and soils stability, shape, various with particles limitations. ranging from Generally, 2mm and diameter are the most desirable for development. followed by gravel greater in This is sand soils with particles ranging from 2mm to 15 0.06mm in diameter, silt soils with particles ranging 0.06mm soils, 0.002mm in to diameter.(6) from A last type is organic composed mostly of plant materials, which is very poor to unsuitable for development. of Because of these characteristics, the kinds their locations potential and do a difference costs incurred. the development and conditions make An soils for development awareness problem of soil they create can prevent these extra development and maintenance costs arising by from either assisting in identifying special design precautions problems and necessary of the to deal with the specific or indicating the necessity site alternative site if soil conditions cannot be improvements are not economically feasible. soil for an improved or Generally, the soils must have acceptable characteristics for the sub-base of of buildings, sewage disposal as foundations streets, well as drainage. 4. Topography Topography including man-made selection is the the configuration relief features. is and Its of position primary judging the the of land its natural and importance economic surface to feasibility site and development potentials and limitations of the site. The most important economic elements feasibility of of a reference site are to the judge aspects terracing, especially the amounts of cut and fill of the of land 16 and retaining walls necessary areas, public and semipublic services of infrastructure. greater the amounts of cut and to provide the basic This is significant since the and fill (earthmovement) and This the greater the development costs. walls, retaining to develop lots, streets, earthmovement is reflected in the topography (slope) of the site since the smaller the percentage of the cut fill and necessary retaining walls. and verified also in the lots general, the slope, design whose long of layouts sides are the less This is sites. In to the parallel contours, minimize earthmovement and are utilized for gentile of slopes configuration less restricts than 3%. more However, because this utilization of for patios playgrounds and other social activities, lots perpendicular to the slope are utilized for steeper slopes greater than 3%. Because of the small amounts the urban housing, poor can pay for low income settlements are particularly concerned with minimizing costs, minimized. planning and For therefore, earthmovement must be this target group topography is a primary design consideration. Topographies differ from site to site and selection of locations for low income settlements must reflect this difference that identifies sites that minimize earthmovement to a point that costs are economically feasible for the low income residents. 17 must Site selection potential of consider also the site. development physical Topography, identifies the potential and limitations for of instance, the site in regard to the physical aspects of the project layout, ie., sewage and storm drainage, vehicular circulation, buildings, and surface topography ground in in is the landuse, land subdivision, development and maintenance, projection. slope land or The main indicator angle of inclination'of relation to a horizontal plane which is terms of degrees. the development of these physical 5% can create problems drainage also and requiring monotony developing land development small lot and this case, natural terrain, special and special whether small lot for sewage and storm drainage, subdivisions. maintenance treatment is Since general for streets, costs to prohibitive needed to preserve the vegetation and other features. it is subdivision of walk-ups settlements. Less than attention The topography also influences the decision of types, feasible aspects. infrastructure, and lot terracing are high in measured from a lack of visual relief. Slopes over 10% have problems in and in the Generally, those sites whose slopes are between 5% and 10% are the most suitable for of development small lot subdivision or large lot and high rises for low income Although low income groups are more suited to subdivision, the decision of small versus large lot subdivision for a site must be made in conjunction with that which minimizes the costs per family of land, 18 development and maintenance for low income groups. While the location aids topography is important maintenance costs. than 20$ in slopes determining in determining layout costs, are feasible and other most less for small lot development physical aspects of the site improvements can be made. However, sites with slopes ranging between 5% the the development and Generally, sites of predominantly since adequate placement of the project land to 10% are economical to develop for small lot subdivisions as opposed to flat or steeper slopes since they further minimize costs by more easily facilitating storm and sewage drainage. If slopes are predominantly greater than 20%, the not adequate for small maintenance costs will there lots increase development sharply. For is and instance, will be retaining wall and foundation complications, drainage and restrictions erosion which concerns, require also increase. family requires achievable only plus The Therefore, greater street layout roads parallel or diagonal to the contours to reduce its slope. will since site to population through walk-ups cost of utilities reduce the cost per densities and/or which high are rise development. Because of subdivision topography of a site, small or large lot is determined by tradeoffs between preferences and acceptable development costs. If the preference is not 19 flexible it may be necessary to locate an alternative site with a more suitable location and topography if development costs are too great. In regard to site selection, this implies two alternatives for low income settlement locations: a) given a desired project subdivision preference, locate a suitable site, and; 2) given a site determine suitable subdivision alternative. the 20 B. SOCIAL CRITERIA 1. Accessibility - The location of low income settlement projects have influences since opportunities educational social location determines access to employment (jobs), community facilities), and drainage, etc.). facilities (health, infrastructure (water, Since these are critical needs of the low income residents the provision of access is vital to the look at the poor and their needs. For success of the projects. To understand this fact it is characteristics of the necessary urban instance, the poverty of the low income from a lack residents of service. results of education, skills, political power. results in limited access and- mobility because to a lack of to satisfy This needs money and adequate transportation The low income sector predominantly uses public transport, with owners shifting the worst conditioned units to the poorer localities. streets can cause transport service altogether. In vehicles work. location. to poorly reduce paved or deny Because of this, time, distance, and monetary costs are important to housing addition, Their poor primary persons need, and affect however, is for They desire housing at locations where they can employment opportunites at reduced find transportation cost; along with the provision of minimal utilities and community services, rather than the provision of dwellings. This is 21 because, to low income housing, in addition to people, providing shelter for families, serves their total environment social-economic that resources, and as the maintains is a symbol center of access to of their achievements. Locating housing for the poor depends on trade-offs between project costs of land and costs development transportation to satisfy their needs that together must fit within their family income. fixed locations, Activities urban centers, poor, costs. Therefore, projects located For the long run more the services are a part of the cost of living at a given location. costly travel to work utilizes a high percentage income which is are especially costs This to multi-earner families. Long important particularly poor, expensive than identically prices units with better access because travel or transport is for for instance, in the periphery, far from employment opportunities and social in have where they live is of greater importance than the conditions under which they live. cheaper however, and the movement of persons and goods to and from their locations involves the and of their damaging to the family economy. This poor access may mean exclusion for the urban poor from economic periphery opportunities areas where in the employment and cheap shopping the city center or other large percentage of low skill opportunities are located. Poor families are aware of the value of locations that have convenient access to jobs and social services and try to 22 obtain it in the best possible way. Consequently, accessibility is a location of vital for criteria housing for low income families that involves searching and finding employment and other incomes opportunities, community However, access to the urban the activities, facilities, urban and infrastructure. centers, friends and earning other centers relatives are of also influencial. A benefit of taking into account the spatial sites, that promotes accessibility provides for their needs, housing for is that location for it for residents, and leads to cheaper the urban poor, by indirectly adding to their income by reducing commuting costs. Improved access to the needs of the urban poor can best be achieved by emphasizing either the proximity of the project location and linking the social economic sources to each other or by locations and sources by improved transportation facilities including both modes of transport and roads. In the first instance, proximity achieved by locating the site, 1) close to utilities, can existing be urban 2) near employment concentrations and community services (within walking or bicycling distance) by locating activities near or within low income housing to have direct transportation. access to some form This will effectively reduce projects, of travel 3) public time and costs for the residents and also may eliminate the need 23 for a number of trips. This is crucial for those who cannot afford public transport or even a bicycle but must walk. The poor by services. improving improved existing Transportation consideration in the projects in facilitate developing By can access expand the people, goods a of mass transportation particularly low income important settlement countries, since it is a means to providing are created among and is location satisfying residents. people to opportunities through emphasizing the mobility of location the alternative second can needs of the low income access and communication, links places travel and things such that from one place to another. These links are facilitated by a circulation system (i.e. streets, paths, waterways, railways) and different modes of transport private whether (i.e. bicycling, public (i.e. bus, subway, taxi, etc.), etc.), jitney, auto, or walking, or and are measured in terms of distance, time and monetary costs. However, service, that the poor can afford and the inability etc., autos, to obtain private of systems Collective because personal taxis, income buses are sector. liberalized and well the intermediate, transport minibuses cooperatives), jitneys, etc., than of should (by level of bus less centralized be stimulated. individuals or that can maintain lower costs suited to meet the needs of the low Licensing taxation procedures should should also be be reduced to make them 24 more attractive as ways of earning income and making them cheaper for use.(7) To complement this action, street paving residential locations, programs between and sources of social services and economic opportunities outside and within the neighborhoods themselves, could increase penetration for buses and access for fire engines, garbage collection, etc. could be enhanced public Bicycle utility and allow maintenance, pedestrian traffic as well by the installation of bicycle paths, sidewalks, footpaths, pedestrian overpasses, etc. (8). The impact of access to the location of settlement projects 1 is further exemplified in "Figure ranges of modes distance, of along travel and illustrating 211 in terms of speed, time, and preferred with distances of activities/facilities in terms of travel and distance. An aspect additional for consideration is of the low income sector. A main reason for this transport for costs account factory and retail prices of a instance, building the the is i.e.., costs of Affecting this cost is the order and the distance from the source. transportation that large difference between materials, sana, gravel, stone brick, etc. of the of materials can influence housing location transportation size how of small quantities For of materials is one of the difficult problems of the low income sector housing. Single small deliveries are 25 FIGURE 1 RANGES OF MODES OF TRAVEL Modes Walking Bicycling Motorized Water 4 16 30 20 Maximum Walking Distance: Maximum Bicycling Distance: SOURCE: Time Speed (km/hr) (Min.) Distance (M) 6 400 14 1,000 28 2,000 15 4,000 30 8,000 30 15,000 60 30,000 30 10,000 60 20,000 2,000 m. 8,000 m. Caminos, H., URBANIZATION PRIMER, MIT Press, Cambridge, MA 1978, Figure 1, p. 61. 26 FIGURE 2 PREFERRED DISTANCES OF ACTIVITIES/FACILITIES Activities/Facilities Frequency of Travel Distance (m) Education .Kindergarten;playground Daily 400 .Primary; playground Daily 1,000 .Secondary; playground Daily 8,000 .Community Daily, Weekly 1,000 Daily, Weekly Daily, Weekly Daily, Weekly 400 1,000 400 Recreation .Local: (Social) Children Adolescent Adults Occasionally .Regional (over)30,000 Shopping .Local Daily, Weekly 400 . Regional Daily, Weekly 15,000 .Low Income Groups Daily(Walking) (Bicycling) (Motorized) 2,000 8,000 15,000 .Other Incz-me Groups Daily 30,000 Employment SOURCE: Caminos, H., URBANIZATION PRIMER, MIT PRESS, Cambridge, MA., 1978, Figure 1, p. 61. 27 difficult to since arrange, very expensive, and time consuming, customers must wait until a truck lines up a series of deliveries in the same direction. Another problem of transportation of materials is that even though the demand for materials grows steadily, predictably because of the continuous stages of housing the supply sector can but to construction fluctuate, the not public creates according to the popular sector. shortages consolidation, Intensive public for the low income sector ana causes inflated prices.(9) Remedies for this transport problem of materials pertain to housing locations distributors small and conveyance maintenance costs, in the that close proximity utilization are and do to material of transport modes for economical on fuel and not require high quality road surfaces. 2. Proximity to Off-site - Nuisances/Hazards Additional social criteria that influences site potential, are the offsite visual, auditory (sound), olfactory (smell) nuisances, and safety hazards that may affect the site when in proximity elements can billboards, to it. consist For of instance, power lines, air visual water towers, industrial complexes, highways, garbage dumps, while possible auditory elements can rail, disruptive and pedestrian traffic. include heavy auto, Olfactory elements may 28 originate from odors from dumps and other chemical Safety hazards that may impact the site result from a lack of joining roads in areas sudden changes in of heavy one or more traffic; sewer and land, i.e. cliffs, vibrations, floods, dust/dirt, fumes, fire/explosion If wastes. of hazards, air pollution. these problems is uncontrollable, an alternative site may have to be chosen.(10) 29 C. ECONOMIC CRITERIA Acceptability projects of locations for low income settlements are influenced by the economic costs that will be incurred in providing for the needs of the advantages and disadvantages settlers. of site locations influence the economic costs of acquiring housing at that location. income, Since these location costs and/or The must be availability particular compatible impacts with on the affordability of housing. Though economic costs may not present a problem for to high income middle they have a tremendous impact on groups, acceptable and affordable locations for housing of the income groups. the best low Generally, housing locations, which provide access to employment needs will have the highest direct front-end economic costs because of high land price. However, since distance has costs over time to who are commuting, thereafter because deteriorates, at of economic improved front-end costs commuting costs. beginning their access. are minimized As locations and pay later in Since the poor, who pay 15-20 percent of income housing, minimal have places a burden on them by reducing ability to afford access you generally pay at locations. on people decrease with an increase in In other words, better costs the the poorer their economic resources, it or prohibiting housing at the better locations. can have an effect on their upward mobility since they their This can 30 only afford locations require increased provide with reduced transportation housing locations accessibility which and which travel satisfies requires methods to reduce the economic for the low income to costs. their costs of To needs housing the point where housing is truly affordable. The major cost components of low income settlement projects are land, site preparation, on-site infrastructure and plot development. by the Based on site and service projects World Bank, the mean percent distribution of costs of these components are shown in Figure 3. in sponsored economic costs, therefore, Any reduction will have to be made in one or more of these cost components. Site selection components of infrastructure. Costs" The is influenced land, site These are also by the first preparation, known as three and the cost on site Real Land that the poor must pay to acquire land for shelter. importance therefore, of site location on housing costs, becomes apparent when it is realized that these components account for 67% of the total costs. 1. Land Costs Raw land cost is one major real land cost at a component given location. market value differs as a result of most valuable in determining the Principally, its varying demand. The or high priced land is primarily that which is near to the city centers (the central business district) 31 FIGURE 3 MAJOR COST COMPONENTS IN SITES & SERVICE PROJECTS Cost Item Unweighted Mean (%) .Land Acquisition 21 .Site Preparation 13 Earthmovement/Survey Work .On-site Infrastructure 33 Water/Sewage/Drainage Roads/Lighting/Electricity .Plot Development 33 Core Housing/Material loans for Construction 100% TOTAL SOURCE: Popko, E., Ph.D. Thesis, p. 56 from World Bank, "Housing Sector Policy Paper", (Washington, D.C. , World Bank, May 1975), pp. 40, 72. 32 along with economic activities in other locations. This is because these areas maintain a high proportion of the total employment, commercial and social services, and other urban facilities of facilities attract people and the low income groups desire the city. Since these activities to live within easy access to these areas, the land in or reflected in close proximity increases. in demand higher land prices. only not for This demand is In addition, land in or near the city centers by and uses, residential industrial, institutional, recreational uses, transport systems. etc., but is also commercial, rinancial, governmental, as well demanded as infrastructure and These alternative uses, on one hand, affect availability of land and make it difficult to locate any land residential use at all, particularly in the for most desirable areas of the city centers which are allocated to commercial. the This most profitable competition and uses, demand usually generally for scarce resources leads to even higher land prices. For this reason, maximum land centers with also occur in the city the price declining as the distance from the city centers increase. periphery values Land is generally cheapest in the because the provision of infrastructure is often poor, and inadequate urban transport make access employment consuming. and urban facilities costly and time As a result, land available for housing in the centers to is 33 generally too costly and rents are residential locations, particularly too high to permit for the urban poor. However, in the periphery, locational demands are less such that land costs may be low enough to permit affordability of a small parcel of project. land in a low density settlement In intermediate zones, with improved access and higher land prices, it may also be possible to develop land by utilizing high density units capita. This buildings would to dictate characteristic of row reduce the cost per housing or multi story large lot subdivisions of walkup and high rise construction. Variation to this pattern of land prices will the demands for areas that provide secondary employment centers within the result from the best access to metropolitan area and other amenities such as schools, parks, markets, health facilities, and transport facilities which raise the price of land in proximity to them. demand, which affects Because of this pattern of land prices, slums develop in many cases in or near the city center as the only alternative for access to employment opportunities and services for the lowest income groups. Though they cannot compete for long-term tenure in such locations, they can occupy, short-term rental basis, at relatively high density, land which is "not yet" redeveloped for profitable use. on a levels of its most 34 Additional factors that affect land sites are the speculation. require for settlement land tenure or ownership patterns and land For instance, publicly owned land does absorbed In this case, the values or costs of land are entirely or partially by the government by either donating public land for and projects or purchasing private then donating or selling it to the beneficiaries on a subsidy basis. This can reduce the real land costs settlement projects to low income groups. minimizes costs to government since land transferred to land, of Such land also is acquired and projects at prices that reasonably reflect market conditions at the owned not the same land acquisition costs as privately owned land would. land costs however, land speculation. particular is locality. Privately susceptible to the phenomena of The holding of land and imposing high selling prices jeopardizes the prospects for a project at a specific locality by increasing real land costs to a point that it may not be affordable for low income groups. is there possible when is a fixed quantity of land in a given location; when demand is greater there than supply; when is uncertainty as to where and when land development will take place.(11) consequent increases Means to control this in land through direct interventions needed This of values land phenomena and for public use are banking to acquire land for development ahead of time and the indirect methods of zoning and planning restrictions; rent controls; and taxation such.as site value tax and capital gains tax. 35 2. Development Costs The site preparation and on site infrastructure costs, also known as the components "development in costs" determining the real residents would pay for housing in Site preparation costs- make up the other land costs that the a settlement pertain to land project. leveling, earthmovement, surveying, etc., while infrastructure reflect the installation of services in terms of roads, water, sewage, drainage, and other they land turn raw Principally, topography land into development and other costs costs natural utilities. suitable vary as Together, for a features. housing. result The worse the conditions, the more expensive the development costs. instance, steep slopes, seismic develop. risk are For unfavorable soil conditions (See Section on Physical Characteristics) or to of relatively sites susceptible difficult and costly to Lowest development costs will occur on nearly flat land. Along with this, development costs services land. can also be high must be carried long distances to less accessible By locating low income settlement projects close adjacent higher or to existing facilities, or more appropriately, to income facilities, provided if at these development costs relatively projects can be reduced. low costs by with existing Services can be paying only additional costs of supplying both projects together. arrangement also provides the additional benefits the This of 36 facilitating urban expansion and desired heterogenity among income groups. To reduce the economic costs that low pay for costs. housing, the site must income residents will minimize the real land This means that after determining prospective groups the amount the can pay for housing, a site must be chosen that minimizes either the raw land costs or the development costs, or both enough to be affordable to them. Generally, governments pick locations a great distance from the city in center the periphery on public land. Their criteria is to use the cheapest land possible even if it is unsuitable in terms of location (transport and opportunities), topography and soil conditions. economic This, over time, can be more expensive to the low income groups, since transport costs are a cost of living at a given location as opposed to higher (location). priced land More times than not with this better criteria access leads to continued development and expansion of squatter and illegal settlements A better in and near the city centers. strategy affordability of for the government to influence housing for low income, would be to work within a system of tradeoffs or substitutions that reflect the general trend in decreasing land prices as the distance from the income housing, city level a center with site the increases. For instance, given an particular location could ability be to pay for based on trade offs 37 between socially accessible land (Refer to Section development adequate of on Social services. access it may with higher land costs Criteria) and the costs of If periphery locations be better to reduce standards of development to maintain access at the more expensive Reduced high standards cost could materials traditional building minimal levels through lack be for site. achieved through 1) changing indigenous materials and methods, and 2) reducing services to communal facilities.(12) Cheaper land is capable of more services. Another substitutional dwelling type prospect options and pertains variations to in considering densities. Generally, the higher densities reduce real land costs dwelling unit provided, of course, that high density does not require more expensive construction systems. case, For per In this costs may actually go way up with increasing density. example, where raw land costs are low as in the periphery low density small lot subdivisions are possible. As land prices increase, however, large lot subdivisions of walkups and high rise construction with higher densities may become economic to reduce settlement costs per dwelling unit. This allows the poor some options of improved access without compromizing construction and service standards. 38 D. PLANNING POLICIES The previous physical, social, and economic factors that influence site selection for low income settlement projects are given external constraints that consider and has little control over. a government must As such, they must be viewed as they presently exist and evaluated in terms of additional costs. and necessary trade offs. If they are unacceptable, a different site location might be necessary. However, there are additional aspects "Planning over to consider called Policies" which the government does have control that influence affordability of the feasibility, and a project location to the low income and promotes desired urban growth patterns. be classified acceptance, according to project These policies can criteria, urban land development policies, and institutional structures. 1. Project Criteria For the development of a settlement project, the government must make initial policy decisions that on the selection of sites. have These policies are primarily concerned with, 1) the limits of population, number of dwelling units implications of the density, projects; determining who is the target income group of the These factors requirements preferences. of influence size, the location, site and selection dwelling and and 2) project. through types 39 For the government, important to adequate provide for population the continuing population, particularly the low income urban areas from natural slums and illegal invasions. a sufficient groups, into enough to the This relieve This reflects the criteria of size, and project sizes growth of the lessen the prospect for additional location requirements of the site. dictates are growth and in migration. means the project site should be large overcrowded ranges For instance, if policy population, can alternative sites of be determined by finding acceptable options of population densities, number of dwelling and Also, population standards areas of land utilization. reflect size and location of site required community facilities, through i.e., schools, police and fire protection, smaller populations smaller site sizes. require less the levels clinics, etc. units, of markets, Projects with facilities which allow Furthermore, they are more likely to develop as part of an adjacent urbanization in infill areas to are make use of adjacent facilities. not generally capable projects with larger support, need more sufficient. generally of Because of this, they urban expansion. Those projected populations, however, can facilities, and are more self Thus, they require larger size sites which are located in the periphery and may be capable of expansion as demand increases. Additional relevant policies to site on population selection. For densities are also a given population, a 4o lower density project requires a larger site than if it had a higher density. Lower densities also result in higher costs per capita in land and infrastructure, while too high densities and show negative impacts of excessive service loads social evaluated conditions. by Horacio Based on Caminos and existing Reinhard Goethert and documented in their UBANIZATION PRIMER the most net density ranges from 200 projects reasonable persons/hectare in initial phases to 600 persons/hectare in the saturated phase. Limits in the number of dwelling units, important policy project. needed considerations or lots, for number reason units sites are becoming mechanisms. larger particularly in site and service projects, located of justify administration, start-up costs and make it worthwhile to implement cost recovery this also site selection of a Generally, there is a minimal to are in the periphery. and and For larger, are being This, however, raises problems for employment accessibility. Though these policy number of limits of population, density, and dwelling units are significant because of their own individual impacts on site selection it is important to be aware of their interrelationships. of affordability and For instance, the costs services required for a population, each policy element influences others. Based on or is influenced by the for a given site, population can be estimated by options of density and/or numbers of dwelling 41 units (with knowledge of number of persons/family). same is true for densities and number of dwelling The units. Density can be reflected by population estimates and number of dwelling units; while the number of dwelling units can be reflected by population estimates and densities. An apparent conclusion from this interrelationship is it may be possible for a government to make decisions on only one of the limiting factors, the one with the priority, site. and calculate within highest the other two limits for a given However, the impacts of all three considered that their optimal factors must be ranges and reflected in site selection. A second project criteria that impacts concerns the analysis of those intended. Making decisions on the initially is a most important impact and implication on project. It the particularly on targeted criteria total indicates levels of on these accessibility constraints to these income group because of its development of the the social economic the project must resolve to be successful. impacts selection for whom the project is needs and the level of cost affordable to site site the group that Location of the by providing desired needs at affordable prices. Though it is understandable that the needs affordability of and levels of different income groups will vary, i.e., high to middle to low incomes, for the success of a low 42 income settlement project target income groups means more than just general imperative to low income understand groups standards. low income is that there are different levels and type of needs and interest priorities even same It group. within the The settlement location must be responsive to each of the specific needs of each case. Settlement projects, variations in relevant therefore, must be responsive the low income group. and necessary about beneficiary group and how they interact to realize project For instance, can be patterns of, an 1) understanding "consumption" sanitation, power, fuel, etc., education, skills, credit, etc., 3) income, 5) and rights, well variables being aspirations as of of This the income food, water, 2) capital assets of health, and access to urban land and employment/ occupation characteristics, 4) territorial "externally oriented", These optimal economic, social and geographic mobility. realized through group the what are their present conditions and future expectations and concerning the This means identifying characteristics location and design. to are well "in orientation transit" indicators as a or whether it be "consolidation". of present and potential committment to particular localities in which projects might be undertaken. (13) Different low income groups are the territorial best exemplified orientation that is particularly through important in determining site location which reflect income and time 43 within an urban area. consolidate as conditions improve. the "externally locating These can be considered as stages to in oriented areas types" The initial stages are who are family and relatives transit groups are a locating temporarily to gain a "foot hold" who These live elsewhere. first in locations two stages by types of people who are groups and who 1) have no interest in an urban area when they are typically the poorest dwellings. are income investing permanently in the particular area, 2)are more concerned with than In second stage and are interested in to move later to more permanent characterized in only for the purpose of sending income back to capable. interested location For these reasons, these people probably desire rental units in the central or intermediate zones achieved through high density development. The third "consolidating" type, however, desires to establish permanent residence in their present locality and intend to invest and improve their conditions there. types are characterized as people in stratum of the low income group, amenities in because primary the middle to high and are interested in and capable of living further from intermediate of its focus and periphery ability for cost of most low These zones. work This places, last type, recovery potential, income more is the settlement projects, particularly site and service projects.(14) 44 In addition to territorial orientation and the characteristic, low income groups have similar preferences that differ from higher income group that impact on dwelling types Consideration must be given to this for project locations. it affects access at affordable costs. as selection site economic These preferences are apparent through the social and of tendencies cultural group. the on the family structure that may of larger families, i.e., their of: characteristics lead influences little a) instance, mobility, can to a tendency children, extended families, This survival. The predominant for economic characteristic of low income, impact and social their b) for for need community facilities, i.e., schools, parks, clinics, c)need for larger family dwelling areas, d) the desire to be close to possibilities. groups because of a lack of transport employment of sources This is in contrast to the income higher who generally maintain smaller families with social characteristics of, a) higher mobility, b) smaller dwelling requirements (though preference is for large plots, cases) and c) need less to be close in in many proximity to employment sources. Based on these characteristics, low income groups are suited to small lot subdivision rather subdivision of walk ups and high rise more than large lot developments. With small lots each family can at least maintain ownership of a piece of land and with the use of lot clusters greater community involvement can be promoted. In addition, this 45 allows for animal breeding, home industry and incremental construction of housing. low income families neighborhood. locational These are important for This the type development of because criteria elements it of a subdivision results in viable influences a lower density which requires large sites with less expensive land For this reason these type of to costs. settlement projects are generally in the periphery. For higher income, acceptable large including lot subdivisions the restricted. preferences locations location For for but be more not only walk ups and high rises but in many cases, large individual plots. advantages, may of instance, large central plots and Because of economic these sites required may are land result intermediate less sizes in and periphery zones are also possible. For the low income, indicate a however, their final subdivision type. preferences may not The decision of small lot subdivision versus large lot subdivision for sites must also be made in conjunction with affordability of costs per unit family of land, development and maintenance. For income As costs groups these costs must be at a minimum. increase, densities must rise to reduce such that costs per low capita walk ups and high rise developments become more appealing. To preferences versus arrive at a solution, costs may be required. trade offs of If they cannot 46 be made, site it may be location. income necessary to evaluate other alternative In general, walk ups and high rises for low groups are solutions dictated by costs and do not provide desired social benefits. An alternative policy concerning project target criteria of the income group is to utilize a mixed income approach which mixes higher and lower income groups into still homogeneous groups not individual small plots. alternative can, 1) allow greater ranges in site to and more accessible and costly but land This location 2) allow affordability to a greater percentage of the poorest of the low income groups. affordability This while would maintaining higher income groups pay higher which could cross Optimistically, heterogenity local this by the opportunities It services also services, ghetto slums. approach prices improving recovery by having for their lowest alternative acquiring income group. utilities, cost by plots income groups. allows for more that avoids class segretation and can promote employment groups subsidize be turns and promotes in the poorest income jobs from the higher improved transportation However, out for practice qualities of and the avoidance of this mixed income to be somewhat limited because of the difficulty of having a sufficient variation in allow cross subsidization to work. incomes to 47 2. Urban Land Development Controls Site selection impacted by for the low income availabity housing of land. is particularly For governments to insure an adequate supply of land for housing, requires not only anticipating housing needs and economic situations but maintaining appropriate legal acquire sufficient land policies and or influence mechanisms to development at acceptable locations and at reasonable costs, scarce resource limitations on the governments and low income groups. known as urban land development that These controls. use these controls in influencing projects part view of both the mechanisms are Governments can of settlement influence positive urban growth pattern by: or costs on areas; and raising revenue for public use government of of location directing urban expansions; stabilizing portion in by betterment reducing land controlling speculation in ideal values in by acquiring a private land associated with the provision of urban infrastructure and services. Policies to achieve these objectives can by direct and indirect controls. to influence private development public direct development, controls which distinguished While both are designed and raise revenue for controls are also designed to substitute public for private direct be sector require development. adequate These legislation, appropriate political support, and administrative capacity, allow for public acquisition of land and public land 48 development schemes; while indirect controls use legal measures such as land use controls and fiscal incentives to influence limit behavior. and These regulate the governmental use of land. actions guide, It is important to consider that both direct and indirect measure are highly interdependent, and for the greatest probability of success in providing adequate land at acceptable and affordable locations, they should be utilized simultaneously. from the benefits from these development controls, still only legal policies or mechanisms. confronted with issues of minority power. with they are As such, they are political feasibility. that stand to lose the most from small Appart these controls Those are the the most land, wealth, and political Therefore, implementation of these policies can become very difficult. Direct Controls: - Public Land Acquisition The most direct and effective means of supplying specific purposes, directly participate becoming involved i.e. in in housing, the public direct purchases of land. land land for is for governments to market. This means acquisition of land through This purchase of raw land can be either for immediate development or to form publicly owned land reserves through advance acquisition. For advance acquisition, land values are generally since costs are at current use values as cheaper opposed to future 49 use or speculated development. values if land is for immediate Land reserves are used as land banks and are particularly advantageous to governments in ensuring adequate supply of land for the future (10-30 yrs.) the to meet needs of development projects or also withholding land from development for environmental advance acquisition of reasons. In addition, land provides a control over land resources that has benefits or reducing land speculation keeping prices down through increases in land increasing supply; values to go to the governments,i.e.., governmental over orderly, land development to provide services, resources for potential of impact the housing, land. government of This selections and extensions and maintenance of natural realization the control timely rational urban expansion that include efficient public by allowing public sector; and providing greater of an the socio-economic approach particularly can of sites for settlement projects at acceptable and affordable locations. Apart from these benefits, however, there with large scale advanced land acquisition. governments may not because be able to acquire be concern For instance, very much land there can be considerable costs, administratively, financially, and politically, project implementation. which can strains that land land holdings until It can tie up large sums of money, budgets, and can increase demand to a point prices dissatisfaction on still and increase. alienate all It the can also create classes of people 50 through unfulfilled expectations, raising pressure against Finally, governments may reserves because of impacts, etc., large advance land acquisition. be the follow on the most prime negative unable wide to hold large land spread squatting that may land with the most accessible locations. Apart from purchasing techniques are land available public acquisition and mechanisms of on the free market, to the government to facilitate control eminent of domain land. and These legislation mechanisms depends include expropriation; emption, and purchase of development rights. success of these other on the pre The degree of appropriate giving the government power to use and enforce them. Eminent Domain and Expropriation over of private land and allow are the governmental take least costly of the available techniques. However, the government that in the public interest and allow the owner acquisition to defend compensation. is his Powers of only land scheduled nearby land. land reserves It also right to of eminent for a the land must and prove demand domain allow acquisition specific development, does not allow for acquisition for future unspecified uses. not of Expropriation is an alternative technique which has the same use but also allows for excess acquisition of surrounding areas or other areas for land banking purposes. These techniques do have difficulties since neighbors adjacent land at are speculated free to values keep or sell on the free market. Because of this it may be necessary to freeze land prices in an area to reduce speculation selling. Pre-emption is private first to a means public by of transferring ownership from giving the government the right of priority to acquire land in instances where the owner is interested in selling. land If they are interested in buying the land, a price is negotiated such that both sides are able to reject each others this mechanism expropriation. must also offer. be For supported If the government is not this reason, by the power of interested, the owner can then sell the land on the free market. This mechanism allows the government changes and land to market prices, etc., 1) control land to some degree, 2) create land reserves without being forced to purchase large areas in a development, short period of simultaneously time and 3) influence in more than one geographical location. The Purchase of Development Rights allows the government to acquire the transferring development land rights titles. For to this property reason regulatory and less restrictive than the other techniques. without it is more acquisition The owner still maintains land titles but can be restricted in how he uses it, i.e., right of ways, 52 scenic or environmental purposes, etc. This technique is particularly advantageous in providing the government control over reducing An the rate and type of development planned while the cost of full land purchase. Land Development Schemes alternative development. of with to direct acquisition is public land this strategy is concerned with the provision infrastructure, i.e.., roads, facilities, public utilities, sewage etc., for systems, water efficient urban expansion along with the construction of housing, secondary centers and even new towns. effective method, short of governments to supply It actual land for is the land low single most acquisition, for income housing and guiding growth with respect to desired urban patterns. New development, i.e.., the availability of will not occur. prohibited housing, generally public services. depends on Without it, development For that reason infrastructure should be from being extended to questionable areas which will curtail locating development of new settlement services in favorable projects areas, while promoting development. One method the government has to direct infrastructure housing is through readjustment". the land development scheme of "land This is a mixed public and with temporary public ownership. together by public and authorities private scheme It involves the "pooling" of numerous small land 53 parcels, without paying monetary compensation, large site in which all parties, public an interest. The land is then subdivided master with the government plan services. owners and creating private, have according respect to the value to a retaining land for public Most of the building plots are returned in a to the of land contributed. The remainder is sold by the public authority to recover costs. Though similar advantageous necessary to public since which no acquisition, governmental minimizes this purchase governmental scheme is of land is financing of services and development costs. Indirect Controls: - Land Use Controls Land use controls are legal can use to physical influence growth development. restrictions regulations settlement according This is and minimum standards governments locations to done that desired by by patterns placing The most influencial controls planning, zoning, regulations, Master of these subdivision is a planning process that sets the location, and limits for desired long term land use development. income. locational and building regulations. Planning direction, master of on the specific types of land uses and activities. are, guiding One of these land uses is housing for low This can be done on national, regional and urban 54 scales. However, this type of planning has many problems. These plans are sophisticated, characterized and costly; as time being too consuming elaborate, and static. Because of the continual changes that must be made future, in the these plans cannot reflect future reality of needs and become obsolete very fast and too inflexible to legally enforce. Because of this, an "strategic planning" is gaining favor as alternative planning process for making decisions about the ,physical environment that can respond to changes. alternative focuses on critical issues and This areas of development, i.e.., housing; and establishes priorities for investment, infrastructure. i.e.., flexible and dynamic approach to It proves to be a more influence urban growth patterns, and encourage efficiencies in resources, time and space. Zoning is another valuable technique of urban that governments of urban areas. can use to indirectly urban "zones" This is by placing locational restrictions by educational, which For instance, areas are divided into an array of districts or prominent land uses religious, Regulations are then affect etc.) residential, including industrial, commercial, institutional (i.e.., etc. policy control the growth and regulations on specific land use types. the land governmental, recreational, undeveloped, established within each zone heights, shapes and bulk of buildings, floor 55 area ratios, set backs, population densities, etc. This technique is particularly useful for insuing proper amounts of land for all activities in the most efficient manner at optimal locations. A particular zoning housing regulation settlements that affects is population density. the number of developed families and can be low developed per hectare. densities that are too low may income It influences dwelling units that For instance, permitted effectively prevent the use of site and service projects at a particular location. The real land costs per capita will be unaffordable to the low income. Zoning excluding can project commercial, or earning high also influence areas that income zones opportunities. The site are Zoning should allow industrial near which opposite and location by industrial,, provide should commercial income be true. activities adjacent to chosen project areas. This phenomena has led to an alternative zoning concept planned unit development in which a large parcel of land can be developed in a number of various forms activities may configuration. of housing, be the of Within one area, social services, and economic introduced emphasis socio-economical development. ways. without is on regard total to lot physical, 56 Subdivision Regulations provide land use control for designated governments with over the proper development purposes. This is through another of raw land establishing restrictions on the exact way land is to be subdivided, the provision of public facilities and the infrastructure. low income settlement projects it is particularly useful for its influence over location and timing to ensure preserve proper land housing requiring unaffordable. example, growth On the numerous eliminating high other It establishes design, construction to it that can cost promote, located spot income make for one in development instrument of Building Codes is use control concerned with etc., hand, low area which greatly to high costs of human settlements. The regulatory built. development For instance, it can standards and of or prevent subdivisions piece-meal contributes patterns. from being developed, by For protect how minimum techniques, life a a final land development controls materials, is over to be building maintenance, and health of residents. For low income people, h.owever, if these controls are too stringent and uniform settlement costs of over the entire projects will materials and alternatives urban area, low income be unaffordable because of high labor. It will allow only of squatting, and illegal settlements that do not have enforced standards. 57 An alternative for governments is standards that relate to maintain variation to probabilities of vulnerability. The highest standard would be in the most while minimum areas. The utilized to codes would settlement controls concept be in the to hazardous standards poor could be In this way, building affordability the areas the less hazardous performance costs further. influence projects would of reduce of at of low income locations of least hazardous risks. - Fiscal Incentives Fiscal incentives influences urban are another settlement affecting the behavior of land that control locations. owners This through which is by incentives can stabilize land prices, raise revenue, and promote development patterns. are indirect that Two through corresponds principal subsidies to desired urban growth approaches to fiscal incentives and land taxation. Subsidies encourage development with financial assistance in the form of capital grants and low interest loans for the purchase of materials and building at settlement appropriate locations. For projects the recipients would be the low income land owners who comply with urban and land use regulations. Land taxation measures, on the other owners in with desired desired hand, penalize land a monetary sense for uses that are inconsistent urban locations land patterns. This can influence for projects while importantly allowing 58 the benefit instance, high which raising desired land problems of prices could is be designed productive use, addressed to excess favorable encourage (2) a values at for low other if uses. gains tax as a which for would into for which discourages being made on a site well. In addition, particular location could be This measure has income settlement locations. developed This put withholding tax from use of a differential tax rate, favorably These from land sales which reduces encourage through a property tax. potential being capital improvements development land discouraging profits land speculation. by (1) a tax on vacant land and (3) a betterment increases For from discourages which city. resulting and land the locations have problems with purposes; undesirable for settlement speculation speculation; revenues land low can be great With the taxed more income housing than for discourage land owners from measures that developing alternative uses for the same land. Together, these subsidies and land taxation reduce speculation, in land prices, development, raise revenues by benefiting from rises and influence the type and location of contributing to the land supply for low income settlement sites at desired expenditures for urban growth. locations, and payments of 59 3. Institutional Structure Site selection affected by for the acquiring and countries this low governments developing market system, income is settlement ability land. projects and In is capacity most for developing determined both by the influences of a and most importantly, the institutional structure or framework under which the government operates. As elaborated in the section on market system, economic criteria, values of urban land reflect a limited supply of the scarce resource, land. areas in greatest demand are those economically productive and profitable areas attract people profitable activities desire to in who demand for Usually, the land to uses. place These similar locations and who live within easy access to such activity areas. This increases demand which is prices. same a that have the most compete these in Land values reflected decrease as in higher locational land demand diminishes. This market system is further motivation called speculation characterized by to go even higher. profit on the part of the private sector who withhold favorable land from sale. prices a This forces As a result of this system, governmental acquisition and development residential settlements are either of poorly land located for in relation to access to activities, or acquired and developed at high costs in better locations. 6o In many cases this weak situation is institutional and market intervention. centralization results and condition the role of with little authority rather instances, for inhibits and by a strong development. This control of Under this more administrative urban development. Under the political system can operate under a that promotes urban development. However, this of development generally promotes economic profit other personal gains at the expense and or neglect low the resources. authoritative than does not instance, the city becomes consideration framework type cities existing and characterized in a preoccupation with regions other of traits For governmental structure can be over an political framework that permit overcoming these free governmental reinforced by of or the income groups. There are also problems within the bureaucratic which departmental municipal, confusion state as to jurisdiction and national who is within and governments responsible system in between creats for what.(15) a For instance, there are overlaps in governmental authority such that in any one level of government different departments are responsible for aspects of housing, land, public works, etc., with no real coordinating or controlling mechanism. Even a planning unit other is usually without authority over departments and often cannot control compliance with a Master Plan. Therefore, housing built unit by one can be considered or of government and be denied services, 61 i.e.., schools, public the responsibility of other departments. which are of these institutional of transport, permits for water, of activities and responsibilities, adequate governmental response to acquiring and of for the low income housing is land institutional market close impeded. situation and developing The consequences the politican and framework is the erection of slum, squatter, and illegal settlements. within Because characteristics, resulting in a lack policy, scattering land etc., proximity These to poor quality with inadequate the settlements are city generally standards and are of located services; of they are considered a disgrace to the community. Political solutions for governments to alleviate the conditions resulting from these settlements urban range from upgrading to establishing new settlement projects utilizing site and service schemes. The advantages of upgrading that not the residents opportunities security of but are maintain relocated low cost from employment housing, However, these upgrading schemes not add to the housing stock and many have difficult is satisfy stock do sites. for governments to develop new settlement projects such as site housing acquire tenure and gain improved access to facilities and activity areas. An alternative are and service schemes which expand at minimal cost and adequate locations that the residents needs. 62 Since governments at locations, an alternative institutional structure adequate is are generally responsible for housing necessary implement with appropriate powers and capacity to policy and deal with the problems created by the land market, speculation and squatting, rapid and development illegal urban growth, urban i.e.., An sprawl. alternative could be the establishment of a separate public Acquisition "Land assist low income needs. mandated Agency" Development and This type of agency would independent, autonomous entity established for the be to an purpose of guiding and controlling land use development in general, and promoting affordable urban residential development for the controlling (2) location, for providing for necessary be scale timing, and type of To accomplish these goals the agency would be development. responsible could ensuring available land for development while by achieved purpose This low income groups in particular. the functions of (1) long range planning; land assembly immediate banking according to acquisition through residential established if development or land housing policies; (3) developing land or arranging sales to developing companies; (4) monitoring implementation and (5) funding/financing income assistance materials, costs. and for for schedules and regulations; infrastructure, credit, administrative, lot planning sales, and land, low building management 63 To be successful this functions effectively. will This devices utilize adequate sources agency implies perform and measures direct including public intervention in the land of land market, and indirect measures of legal and controls use of Land Development section (See incentives fiscal maintain These intervention devices would pertain to urban land development controls both Adequate funding sources would include national Controls). bond governments, loans from local and foreign banks, land issues, earnings It should also from projects, etc. (16) everyone; be operated under a political system that serves not its that it be able to intervention for adequate funding. for to have or corrupt that serves implies the possibility of a only the ruling class. This for this monitoring system purpose. of In closing, this alternative institutional structure Land Acquisition and Agency addresses two developing countries for Development in principal problems apparent governments to adequately supply and develop land. its intervention and available stabilizing in the affordable land coordination authority among facilitate governments to by Finally, through its impact on development of land for low income better groups income low for prices. and Through market, land becomes more land the institutional framework of the country, responsibility a for housing, sites and acquisition departments. supply jurisdictional and it This provides should develop low 64 income housing according to desired growth patterns. ADDITIONAL COMMENTS From the previous discussion there are numerous aspects for of mentioned under the categories of Those projects. settlement income low selection site for consider to organizations government or other social, physical, economical, and policy criteria are basic minimum qualities to be considered to increase the probability of success of the project. However, these criteria are not reasons. political or environmental criteria for site selection and to need may revised, to Therefore, administrative reflect financial, its concern the structures unique own For instance, some physical aspects may not qualities. of be own its has cultural, of because characteristics country or location geographical Every encompassing. all be while others such as social aspects may change allowing differences in accessibility requirements in terms of distance and facilities aspects, well. previously not For example, characteristic, to be considered. required. In mentioned, may depending elevation on the addition, some be important as region, seismic advantages, etc., may also need 65 CHAPTER II. EXISTING METHODOLOGIES A. FOR SITE SELECTION EVALUATIONS Matrix factor Apparent from the discussion is that any one single of a site for low income be must This accordingly. At complexity. in any evaluation reflected This can be done in various procedure. detail of levels simplest level, criteria can be the established for site selection and each "weighted One made They are all interrelated and decisions are housing. and acceptability determine cannot evenly". method for this, is to use a matrix and check off each criteria to insure that the site has An qualities. least at site's equal potential potential slight differences and/or lie in different areas. improve on this, another type of matrix can an designates "initial for instance, from 0 to the better development site and compared. numerical be used 4. The higher the score, cannot be making To that the potential for the given criteria. totaled for each An example of this is seen in Figure 5. system of indicating a degree of potential for each criteria gives more information and confidence decision with score" for each criteria ranging, The scores for each quality can then be This This in relation to another, but lacks detail and accuracy especially among sites with roughly only basic example of this is seen in Figure 4. method gives a visual sense of where one lies the especially easily evaluated. among in sites whose potentials 66 FIGURE 4 A SITE EVALUATION CHART SITES CRITERIA A 5C Convenient Shape Absence of Steep Slopes Adequate Soils 4- Absence of Flooding -4 a) B C Suitable Environment Conditions > r. -o U Less than 500M from existing transport route Less than 3 km. from major employment centers Less than 3 km. from existing market or shops Less than 5 km. from existing secondary school Local Water Supply : Existing Sewers .earby. 4-h Existing Electricity nearby Existing Access (roads) Acquisition Cn Low Moderate High rn Development Low Moderate 0 High 4.. * Actual distances should be adjusted to specific region. SOURCE: Alan Turner, THE CITIES OF THE POOR, St. Martin's Press, New York, 1980, Figure 9.7, pp. 270. ETC. 67 FIGURE 5 THE EVALUATION MATRIX (expansion potential) Site I Site II 3 4 A. Size B. Accessibility to Employment 4 2 C. Accessibility to Utilities 2 2 D. Accessibility to Services 2 3 E. Public Transportation 4 3 F. Topography 4 3 G. Soil Quality 3 4 4 4 H. Absence of Flooding I. Site Cost 2 4 J. Site Ownership 3 4 K. Site Availability 3 3 L. Plan Designations 3 3 M. Mixed Use/Density Potential 2 3 N. Acceptability to Users 3 4 42 46 Site III Site IV TOTAL SCORE SOURCE: M. L. Rivkin, "Techniques of Site Selection" Shelter Workshop, 1979-80, p.35, p--10. for USAID, 68 A more sophisticated matrix attaches quality. each In way it this scores" "weighted acknowledges that certain than criteria are more important or have a higher priority Depending on the region, for instance, topography others. may be values to proximity supply. electrical existing in employment proximity to location Therefore, must involve accounted for reality This can be criteria. a roads may be more important than or decisions than important more sources, an to offs trade by giving among weighted (percentages) to each assumed criteria relating its importance or priority to others. with combined developmental assigned the These values can then be potential or "initial score" of each criteria, and summed to arrive at a "total weighed score". Figure 6) This score can be (See computed for each alternative site and and/or related to acceptable an ranked minimal accordingly value or standard.(17) An important factor in this type of analysis is region, and country, city, etc., combination acceptable of distances each represents a unique situation influences. or that To account for this, basis for arriving at an initial score for developmental potential of each criteria, as well as, priority, weighting (%) of accordingly to account for this. each criteria will vary 69 FIGURE 6 RATING SITE DEVELOPMENT POTENTIAL (Example: CRITERIA Al Berka #5) Criteria Weight % Initial Score (0-4) Weighted Score Topographic Conditions 15 3 45 Environmental Hazards 10 4 40 Accessibility to Water System 12 4 48 Accessibility to Sewerage System 8 4 32 Accessibility to Electricity System 8 4 32 Accessibility to Primary Road Network 10 4 40 Accessibility to Major Work Places 10 1 10 5 3 15 Ownership 12 4 48 Land Price 10 2 20 33 330 Proximity to Central Business District TOTALS Source: Dames & Moore, Center for International Development and Technology (CIDAT), CAIRO METROPOLITAN AREA LAND USE/ INFRASTRUCTURE DEVELOPMENT STUDY, FINAL REPORT. USAID Contract No. AID/OTR-1-1853, September 1981, Table 3-3, pp. 3-16 70 B. The Bertaud Model Because of the number, complexity and interrelationships of is tool Model". "Bertaud the polic.y administrators, staff, settlement projects in developing areas to accelerate in decisions formulation, implementation, and dealing financing questions, settlement for income and project of is This appraisal. formulating by project and design physical important feasible The Bertaud Model also uses computer projects. that programs project with specifically and facilitate phases various technical low for such groups user makers, responsible agencies international tool aids This being One processes. developed to assist in its planning income are and been have tools projects, settlement low of development the variables involved in the Therefore, components. relationships mathematical establish to consequences of changing components can be easily and quickly identified. These of specific features of the model reflect a recognition for responsible the importance of "affordability" institutions and households, (regardless of social acceptability), beneficiaries. growth of the as well This recognition based both on the rapid poor in urban areas which increases demand for housing solutions compounded by the of and participation of the as is political governmets, institutions, limited and resources the urban poor. This phenomena necessitates. responsible agencies to finance 71 majority Through recovered from the beneficiary. the beneficiary, can afford, be participation by an understanding of what the income group upper their limits, along components (sizes of plots, and levels of can their with priorities, trade-offs can be made, among and preferences must etc., costs, land i.e.., costs, of the while infrastructure, i.e.., services, only public that services), reduce costs. In considering affordability, the Bertaud Model assists in answering questions important for making decisions that are to particularly concern recovery, settlement feasible a significant design, project financial funding, and site selection. These are variables analyzes 1 settlement a in When approximate to a grid. variables, the relationships project changes which are made Program circulation space 2 and more complex layouts. analyzes cost variables which allow some for affect It identifies, for example, project lower income groups to participate. Program 4 helps analyze the impacts of a graduated loan in consequences what cross subsidies are possible that still cover and layouts of on-site infrastructure in Program 3 analyzes the differential land pricing. costs For basic among have up consequences and changes are identified in the others. of make Each covers a significant aspect. Bertaud Model. instance, program cost terms, reflected in the five programs or submodels, that the These project. monthly payment which reflect expected increases in household 72 implied Program Finally, incomes. by alternative 5 helps settlement options together with their institutional cash flow options computer of program consisting subsidies identify (18). an is Each equation set of or equations that represent relationships that help a establish realistic priorities among project variables. Of the five programs, Program 1 is the most appropriate for including formulation, assisting in decisions for project This is site selection, as well as early stages of design. because the the analyzing by program, financial consequences of change in the major variables of a project, can identify whether the basic location, are likely including a of features project, to be cost effective and workable, or close enough to be made so by detailed design, differential land pricing, graduated monthly payments, needed. Only data typical data is not In addition, precise acceptable low subsidies. or reliable experience are necessary for localities and and estimates from general types of layouts. The twenty major variables of the Bertaud Model are in Figure 7. likelyhood of stipulated for Variables They are used to calculate the most useful for determinants listed a project feasible project. all category the other calculates When values have been variables, the highest has that formulation the capital affordable per household for housing (k), Financial investment while the Design 73 FIGURE 7 PROGRAM 1 - AFFORDABILITY The Principal Trade-Offs Between Project Variables SYMBOLS PROJECT VARIABLES FINANCIAL VARIABLES I. 1. 2. 3. 4. 5. f I N h k DESIGN STANDARDS AND UNIT COSTS II. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. III. Capital affordable per household* Land cost per m2 On-site infrastructure cost per m 2 of project area Off-site infrastructure cost per m 2 of project area Construction cost per m2 of floor area Connection cost per plot Special feature cost Community facilities cost 2 Core house size (m ) Number of households sharing community facilities Persons per plot Gross residential density(persons per hectare)* k e cl c2 al a2 a3 a4 b y d PROJECT LAYOUT VARIABLES 16. 17. 18. 19. 20. * Monthly payment Yearly interest rate (%) Recovery period (yrs.) Downpayment (%) Capital affordable per household* Gross residential density* Circulation space (%) Parks and open space (%) Community facilities space (m2 Plot size (m2) d p m per person) Linking variables SOURCE: PADCO, THE BERTAUD MODEL, prepared for the World Bank, December 1981, p. 9. m2 74 and Standards Cost category allocates (k) among the Unit other various cost items which make up the the total cost of project and calculates an affordable gross residential Finally, the Project Layout variables use (d) density (d). and calculates an affordable plot size (j). variables, the Of three (d) is a key parameter since it is the density means or link that equalizes the capital affordable per household with project costs. in In general, any of the variables included can be given. However, model the program as values for the other are long as for solved the is programed to calculate outputs for affordable capital available (k), gross density (d), and plot size (j) in that order of priority since it seems practical to affordability. Therefore, base design the standards program with (k) and calculates (d) and (j). on household generally begins This can be reversed, however, to begin with (j) and calculate for (d) and (k). In addition to these outputs, if the other variables are stipulated, the program can also calculate the variables of affordable core house costs a1 , a 2 , a 3 ), affordable on-site infrastructure This last selection costs variable (c), is and affordable land costs (e). especially important for site purposes, since it is a principal cost component of a settlement project. Sometimes typical data or estimates are more accuracy is not available or needed for the major variable of specific 75 circulation space and the cases on site can make use of model In infrastructure. variable nine additional (21-29) that can calculate more precise values as the long as type layout is known and values for detailed specific layout design width, block variables are street i.e.., stipulated, width, plot ratios, and contractor costs for infrastructure and circulation. is Program 1, generally in formulation project such (See Figure 8) characterized by a trial and as a way of assisting It process. error makes trade offs and adjusts project variables in the model weighted importance to according arrive at the most acceptable mix can reduce other costs, or standards, that compromise land infrastructure, i.e.., is if (k) is fixed, it For instance, feasible. financially and costs to priorities, to increase plot size to an acceptable level, etc., standards. or reduce plot sizes to maintain higher service This trial and error process is characteristic of the other four submodels of the Bertaud Model as well. Bertaud The usefulness of Program 1 of the in illustrated determine a variables of numerous range of monthly ways. payments (f), size (j) and indicates the effect one For instance, and vise dependent versa. on ad (d) increases, The amount of be is that its outputs One feasibility can Model among the principal density (d), on has the and plot other. (f) and (j) will decrease change in (f) will be the changes made in the financial variables, 76 FIGURE 8 Variables Used in Program 1 in the Calculation of More Precise Values for Circulation Space and On-Site Infrastructure Cost SYMBOLS VARIABLES 20. Plot size (m 2 ) 21. Width of primary streets (m) u 22. Width of secondary streets (m) v 23. Block length (m) w 24. Plot ratio 25. CIRCULATION SPACE (percentage) p 26. Network length per m2 t 27. Net work cost per linear (length: front) 2 m m 28. Circulation cost per 29. ON-SITE INFRASTRUCTURE COST PER m2 SOURCE: x c3 c4 PADCO, THE BERTAUD MODEL, prepared for the World Bank, December 1981, p. 23. 77 variables, while and the design standard and unit cost of change in (j) amount the changes made in depend on will the the project layout variables. the program demonstrating the consequences or feasible the beyond of level housing they that imply affordability for the of Generally, it specific low income group? in beneficial present costs the Are development standards. also is addition, In the illustrates need for a more affordable mix of standards whether smaller reduced service standards. acceptable plot sizes and/or program is selection by For the purposes of this thesis, however, this particularly useful assisting in the affordable land designated for a of This determine whether the income its instance, For prices. low feasible, through is site for tool location sites. project as housing is location can affordable and calculation existing of sites be evaluated to feasible for shelter possibilities given the constraint on land price. solution Can trade offs be made among major variables that can still maintain affordability, i.e'.., Related standards? new locating must housing preferred types locations and on the this, sites as well. assuming minimum terms, to reduce plot sizes or service can aid in For instance, to what extent costs higher plot sizes, program be reduced priced service to land. standards, achieve Also, if financial the program can assist in locating feasible project 78 than less are sites with affordable land prices that or to the maximum price identified in the program. equal Though the Bertaud Model is useful to identify the range of and individual exploratory it is still only a tool for Because of this, households, purposes. institutions involved for financially feasible solutions not only its need to be understood but is limitations as well. benefits For instance, it deals only with physical features and some It financial aspects of low income settlements. does not take into account all the constraints, desires, needs, land forms etc., mathematical formulas. Therefore, for of transportation, impacts on decrease of i.e.., For the selection the land opportunities, the are the etc; markets, areas including the increase or adjacent and values; transportation, the systems, surrounding infrastructure, in a given location; particular of to social services, accesses acceptable job excluded instance, For etc., in nearby areas; sufficient information about residential demand housing are low income settlement projects this leaves many concerns unanswered. relationship solutions economically, and even politically acceptable or desirable. sites its of socially, physically, in the Bertaud Model cannot determine whether the consequences culturally, represented be all cannot they since area to the for the image of the project in a community; the institutional and the political attitudes and preferences about the site for the feasibility of acquiring necessary permits; 79 decision Analysis and their support the important are close require to or not. location site and others, implications of these points trade-offs project and among to makers the of the success and coordination with cooperation relevant institutions and close participation of the people affected. An understanding of these limitations of the Bertaud and implications imply that caution should be taken their political, to introduce relevant constraints, initially, for and design makers and the beneficiaries. acceptable and desirable sites, the model can be utilized imputting payments, locational that are derived from analysis of the attitudes of decision Then Model and minimum affordable plot land sizes, maximum monthly prices that will indicate whether the site is affordable or requires subsidies and/or reductions standards in costs of components through reducing or plot sizes; or an alternative site with lower land costs if necessary. 80 low of selection settlement income are projects and important for methodologies for their understanding the difficult problem of finding acceptable it However, locations. evaluations site for criteria theoretical about Generalizations Site Selection in Participation C. Existing Organizational are what organizations or institutions and problem to have an idea of also valuable is From examples, it becomes apparent that how. the realities of site selection by these be considered a rational planning criteria for those site can to acquire the best affected. involved Institutions institutions or constrained from what would be different, similar, this in involved selection in considered be can through their participation, on a direct or indirect level. The most direct important are those that consider selection on a and responsible countries, generally executing agencies the of responsibility particular and is the of the individual country and only is This because level can political, housing institutional, local the of consist including both private organizations agencies. local They level. public primary on the socio-economical, and cultural land issues can be resolved. One example of an institution selection is of El Salvador involved in site "Fundacion Salvadore'a de Desarrollo y in the small but highly populated country the Vivienda Minima", directly in Central America. This private 81 organization is noted as one of the most successful developers of low income housing and is used as a reference model for other organizations to Mauricio Silva, was able and criteria of director former the experience, emulate. to set general him, the critical issues for site selection in of For continually surfaced. that priorities a his Fundacion, Mr. the identify on Based order of Availability of land; 2) Institutional priority, were: 1) constraints; 3) Location; 4) He noted that in San Costs. Salvador, the land market was extremely tight such that the land became the major limitation for site of availability Secondly, selection. the constraints of appropriate permits such as for the extension of acquiring water line to the site, was Without institutional this, a significant proposed site alternative. Following these two restricting criterias, locational acceptability was evaluated. this Fundacion, opportunities pertained and problem. not be worthwhile to consider the wold it also to access to For the socio-economic other activity centers from the site as well as the advantages or disadvantages of proximity to the primate city of San Salvador For the or other secondary cities. Funda-cion, costs were the last criteria and least restrictive. For instance, innovative design could provide a flexibility that reduced costs of development. Though general these elements priorities are relatively are not automatic. order of priority and based on their constant, their They can change in interrelationships, 82 trade-offs benefit can best be made that provide an acceptable site to those affected, both institutionally and individually. Appart from the major criteria related to, other though not directly are identified, concerns, considered. For instance, soil conditions were not critical factors to Fundacion in site selection. This is because conditions in their region are generally grid pose major problems. development costs. consider must "responsible" times these conflicts. close to the needs institution, these and the locational issues of beneficiaries may differ and For instance, the Fundacion and the the present possible developed a site an illegal settlement away from the city center. was not an the government policies elimination of illegal settlements, it acceptable alternative to the beneficiaries created problems for the Fundacion in the short run. The costs of the plots and than not It is important to be aware that many concerns promoted which do constraints Though the site was beneficial to the that soil Any, of this kind, are included in In addition, government policies. and the the illegal priority. Thus, insufficient groups. However, They in services settlement. the were Legal demand for more tenure the expensive was project not a was to recover costs and reach the desired income continued the long to run, go to illegal settlements. if the illegal settlement is removed by the government, the benefits to the institution 83 would increase as the demand for the project would increase by eliminating director, the alternative. According to the former these issues were the major determinants of site location for the Fundacion. Differing public from the agencies local such private For land development domain, instance, controls, expropriation, rational site can play such and/or an as acquisition. important part. Many profits selection. monetary be Strategic gains land owners by reaping may times a on land this payments worst for in sites for sites locations. motive in can site provide for the most powerful individuals or major increasing benefits from the value being in of their close project governments these expense. agencies in order to be a addition, results determining locations In infrastructure lines constructed to require eminent For example, some disastrously located on poor land.at the Also, of powers preemption, to direct site governments have a maximum ceiling site selection in many cases they lack the selection and keep land costs to a minimum. politics local as housing and planning ministries, may be more restrictive in their determinants. organizations, Because of effective in land by proximity to site at the factors, public housing the poor, the successful implementation of land controls and caution that public interests selection, not private individuals. are central to site 84 Other institutions get involved on a limited basis selection site are These process. who international organizations give in the primarily the assistance to local agencies in developing settlement projects. the The most exempliary of these, is probably the World Bank; also known as the International Bank Development (IBRD), that gives technical aid for important part of urban this, However, projects. knowledgeable personnel influence site on for financial and is regional for based from Reconstruction low on in assistance and development. income this with institution, selection is limited. An settlement conversations they do not finance land acquisition but costs. and their This is because only development In addition, project officers are placed typically, the role of appraisers country for financing. and chosen the of a project submitted by a At this point, the site is evaluation entire project package. is based on the merits of the Therefore, generally, their impact in site selection lies in the acceptance funding for already a submitted project. or rejection of For instance, if a site is considered unacceptable for reasons such as excessive development costs incurred, it does not generally assist in site selection of a new site, but would require the local and government to comply with recommendations revised project package for approval. procedure, direct participation in site exception rather than the rule. . submit the Because of this selection They only is assit the if 85 by requested local the or government responsible institution. Because the World Bank is site it selection, only not does have a well documented It locational criteria and methodology of selection. however, have development personnel including settlement projects. through standard experience set established. It on knowledgeable selection site is generally retaine' criteria, for hoc" guidelines, does, aspects low learned or. an "adi with involved indirectly of income intuitively basis with or no checklist In this way, it is dealt with case by case by involved personnel. Other public and private international as the Agency for International institutions, Development Foundation for Cooperative Housing (FCH), and Development and the (AID); the Planning Collaborative Inter. (PADCO), assist with the site selection in a similar fashion (or even to a extent) such as the World Bank. less 86 CAIRO, EGYPT CASE EXAMPLE: CHAPTER III. A process for site projects can be of selection illustrated low more clearly adaptation of a real setting or case example. study of the locality settlement income through For this, an a of the Cairo Metropolitan area in Egypt will be utilized. In a locality such begins by as this the site selection process an inventory of potentially suitable obtaining sites within the study This means gathering or urban area. information that identifies existing developed or urbanized areas, land which is undevelopable because of topography or soil conditions, land constrained from development of ownership status. From this information, along with minimum size requirements, (for the than hectares 10 or 25 Cairo be study, greater vacant land and determined. For the feddens), potentially available sites can because Cairo Metropolitan area, this type of information inventory identified potentially twenty-five suitable sites as illustrated in Figures 9 and 10. Following this, it is now important to information from which potential. This includes settlement features. section project (if project additional to assess these sites development it Relevant project on acquire data is data criteria) about the proposed known) and critical urban (as elaborated pertains in the to limits on its population and/or densities, the proposed number of lots, 87 FIGURE 9: CAIRO METROPOLITAN AREA-URBANIZATION ... . e . e.. e . . .. . o... . o... .e...e.....e. \ t ::::::QALYMBlYAH S ~ ~ ~. 0 ~0e. ~ ~ ~ . G . . .e o - e e0 . .e. . . e.. eoe ~* . *e . .. . o .. e e e 0 e o .. e e e . - o e . e e . ~ ~~~ a e~ e e 0 - . 0 e e o0.. e e0000090 e e e e .e e~~~~~~~~~ e~ e e o e e o e ee oe e ee eeo.e ee eeo , e e oe eeo e eo e ee oee e eo 0 0 .. .. e e . . e e eoe ee o . . . . e ee e eee oee ee X e ee eo ee ee o . eeeeeeo 0 e0 .. - SOURE: s ee e o e e o eoe e Figure ee LE ED- e e 2-2, e eeeo ee ee . eee. ee oe ee 0 ee oeoeeoee. *0 .00 eeDE0E. e pg.e ee.. eo e Z .. e~ .e........ . e e eeeeeeo oee 0ee 0 e0*0 ~~~~~~~~0 . en e . 0 0 o o,0060ei DEER e LAN eeeoeeee Dam eeee e s an Figur e ee 2-2 o 00 ee 0 . .. es .e eeoe e e . .o. . oea e e eo ee ee ee .. . eI ee s e en ese s .e s e ee 0 e e Ue E/ epemer LAND pg (C a a 0e e - - - T , 2-4.eee eee - -.LAND - .1 - - - CAR - LAN - - - - .ees ee oe e . s 1981 LANDT Mooe, . ees M 00.***00e.e e e e e DEER . 2-4 ~~~~~-AGRICULTURE. SOUCE s e eeeeoe eee .O . .. ee e900e . .STUDY. e . eee ee e e e e .e e ee e ~ 0e 0e es 0*000* e e 0e 0ee 6eeoe ee s0se ~~ eeeeeee~ eeeee ~ee se ~eeseeeee~eo eoe ~ ee e ee .e.e eo ee e e e e e ee .e e eo e 0 seesRess a seese000000e000e0*0ee Des and Moe, a (CDAT), CAIRO . 0 a EELOPME .. e o . . e . e . . . e INFRASTRUCTUReE VACA. . OR essesseesseeeesseeesee e~~~~~~~~~~~ . .eeeo s 0 e0 ee . . .. eee eee e .... .. . 006000e ee 0 0 e 9 o e .~X. ee ee e~~~~~~ ee 0 e ees 0e ee e ee ee ee 0 .. ... ~~~~ ~ ~ ~~~~,,,, e e e 4 e e 0 e e e e e .e...e -09,040 e . ' e 0 a 0 0 , e* * * * * . e e e 0 e e e e* 0 0 e. * . . o. e e .. . . .............. 0 . - USE/ - .. ... 0 ... . .. . . . . . . . 88 FIGURE 10: CAIRO METROPOLITAN AREA-MAJOR PARCELS OF VACANT LAND / SQALhfU4'AH-R \ NcGovmoIa ():y 10uena U c4m GOVEQ20AT GIZAOV&DJJODT~ AMBfe8I 1N , / 25 SCALE 1:250,000 SOURCE: Dames and Moore, CAIRO LAND USE/INFRASTRUCTURE DEVELOPMENT STUDY, September 1981, Figure 2-8. N N 89 the subdivision target income existing type, groups; and utility and while proposed the water road urban and standards, features sewage and include systems, areas served by public transportation, location of industrial and commercial activities, major roads and land and development costs. This inventory of the urban features is particularly important in understanding the urban infrastructure potential of the growth patterns and available sites from which to access their development potential. Tools for acquiring this inventory of information for identifying available sites and their development potential include: maps, aerial location master photography, land use maps, land vacancy inventories of utilities and services, plans for land uses and utility systems, reviews of development controls currently in analysis (i.e., capacity, environmental topography, data, land cost data. This type significant of place, soil hazards, land capability conditions, etc.), land bearing ownership (19) information inventory process identifies characteristics about the greater Cairo region and their influences on the available sites necessary assessing For their development located at the mouth capital of of the potential. Nile River, instance, Cairo is the Egypt, and is an international center of major importance in Africa and the Middle East and for economically. It is also both becoming politically a prominent 90 financial center. The greater Cairo region (G.C.R.) is comprized of the entire Governorate or cities of Cairo, and portions of Giza on the almost west and Qaliubiah on continuous urbanized area separated by the Nile River. the north. with They form an Giza and Cairo (In the United States this is similar to Boston, Cambridge, and Newton in Massachusetts). In addition, the population of estimated by the National Urban approximately 6.8 million the Policy Cairo region, Study, 1982, was in 1976 and 8 million in 1981. By the year 2000, this should increase to 16.5 million, increase since 1976. of 141% Relevant an Because of this there is and will continue to be a tremendous need for region. as housing in the project data for low income settlements in Cairo consist of land available in small plots with 4 to 5 persons per dwelling; and minimum roads, water, and electricity. utilities, i.e. main Improvement will be made progressively. The urban features identify the of the Cairo urban land'scape. within Cairo are, first of centers with all, following The similar characteristics economic locations to other development districts and important economic activity clustered on or along major transportation (see Figure 11 for reference to locations). locations are principally located in the District urban (C.B.D.) along Central routes Industrial Business the river front and at two other tij 0 F-3 I0 -KC) t3.j c-4 - 0d 81-3 (10 zI-4 I-H 0 H C) I-I Uz) H 0 ci tj C: ~C 1zj wl 0 H 92 in the north, and Commercial and trade activites Helwan/Tebbin on the south. that are also heavily concentrated within the C.B.D., is, by Ramses, Tahrir, and Alaba formed triangle the within and Mostorod, Kheima, to Abu Zaabal up Canal Ismailia along Al in Shubra areas or poles major Squares for modern trade, and the corridors connecting them and the adjoining Mouski In on Giza, addition, the significant and private factories, Finally, the main markets are located in Rod services. Bab el Ataba, Faraq, a has west, employment base with consumer goods, trade. traditional District, for el Luk and Tewfikiya in the city center; the periphery with a fish market on Important to development potential is the accessibility to in Giza and Embaba in Port Said Road (20). predominantly to sewage, administered by a over part separate the in System sewage system is over the combined needs, secondly, authority. serving the all, are South. loaded, is extending of the territory of all three governorates. It the Cairo System in the the in central and east, the Giza System times of authority regional pertains transportation first sanitation, is served by thee sewage networks: Helwan and road water, Cairo, In networks. This utilities. public and infrastructure In west, and the Cairo region this more disposing than capacity of the three systems. administered the by a regional five Water water It is responsible for five water supply systems Cairo region: the Cairo-Heliopolis system in 93 the central and eastern areas; the the areas; central south Giza-Embaba system in the the the west; the Helwan system in the south; and Shoubra Al the capacity As with sewage, in the north. System Kheima in system Cairo-Maadi demands. of the system is being strained by the population Thirdly, the road capacity of Cairo presently is thought to be are There inadequate. limited number of high volume separation between through local and roads and little traffic. There is a substancial need for additional modes extending of transportation, widening of some streets, and transit rapid to the The existing road periphery (21). system of Cairo is illustrated in Figure 12. Of particular importance to site selection is the land means looking at the difference in the urban fringe vary between 50 L.E./m 2 and when far from (more than 100 meters) to 100 L.E./m the road land agricultural For instance, land costs on agricultural land desert land. on of For Cairo, this development construction costs. and cost 2 up and in locations with good access and close to existing utilities.. With a floors) per flow area ratio of 3.5 (lot coverage of 85%, four the cost per dwelling is dwelling for Utility costs, however, quality and main areas floor are streets roads 750 and 50 between and minimized though free. These are estimated at L.E. 100/dwelling. and between L.E. For desert 3000 100 m 2 . poor with costs land, are utility are the important cost components since land in desert areas is free. Using 1980 prices, utility costs, 94 FIGURE 12: To Shibin El-Kom GREATER CAIRO REGION-EXISTING ROAD NETWORK To Alexendria To laellie To To ) / / Helwan To Faty urn To Upper Egypt SOURCE: General Organization for Physical Planning (G.O.P.P.), PLANNING OF THE ENTRANCES TO THE CAIRO URBAN AREA, April 1976, Figure 11-5, pg. 11-14. To Gulf of Suez 95 roads, water, sewage, electricity, telecommunication, i.e. 3750 are estimated at L.E. 750 per capita, or L.E. 3000 to This dwelling. per is land which agricultural to the total costs for compared vary between 850 and L.E. L.E. 3100 (22). development growth true particularly the of spread predominantly has income sector with higher low A reason for this is incomes locating on free desert land. land that the total cost of a dwelling on agricultural desert on aquafiers from supplied income, agricultural existing continuity to close major land is employment Also, costs. available in Finally, areas. for small plots, and urbanizations, existing with be areas, i.e. Nile and Delta intake distant must water Therefore, land. aquafrier, which increases development in is than on desert land since there are no underground cheaper low is This land. agricultural on north-northeast, Up to the patterns of the Cairo region. development present, proposed and existing the are Of particular importance the law prohibiting the changing of agricultural land to other uses is not enforced, making this land flexible in Because out. of this, precious agricultural To counter this trend, slow down and stop urban land. desert land is the government growth in the is its supply. being wiped proposing to northern arable This is by producing strong development poles in the areas. One mean for this is by proposing a highway system based on an outer ring road circling Cairo to limit 96 an development; future road ring inner to serve the heavily urbanized area; a southern ring road on the eastern and side of the Nile extending south between Maadi This is supported by a concept radials and other highways. proposes stages satellite cities of 15th 1) three of and May, of It 13). Figure (see consisting development of Al Obour, of 6th act as anchorage points for new settlements; that October corridors and settlement of new a system of finally, and Cairo, to back circling and Helwan 2) four new towns of 10th of Ramaden, Al Bade, Al Amal, and and Sadat City to give direction to development corridors; 3) the agricultural areas, i.e. Delta, being a green space. This last of the outer ring road, section which crosses section only the eastern and canceling the western completing involved stage agricultural land. All these stages will be supported by land use controls that establish zones that under urbanizations prevents development that another urbanizations, accept conditions certain accepts and another that (23). A final influence on site selection in the Cairo case is an the implementation constraint highlighted by the fact that range of available Each jurisdiction. within development numerous agencies competing efficiency for in span more than one governorate sites has governorate its within control over land own boundaries and there are also each locations development implementation governorate it is involved and necessary to uses. achieve and For a 97 LONG RANGE URBAN DEVELOPMENT SCHEME FIGURE 13: ALEXANDRIA SUEZ 6 th OCTOBRE 4 AL AMAL. AIN SUKHNA NILE A Towns New Main Development Major Corridor Highway Airport SOURCE: General Organization for Physical Planning (G.O.P.P.), GREATER CAIRO REGION, STRATEGY PLAN, April 1982, Figure 5.1, pg. 5.2. 98 level of coordination among the jurisdiction and involved agencies. vesting responsibility single agency for This entire governorates could mean system either within a or establishing a coordinating body to make collective decisions. would the three Also, facilitating implementation be the effective use of existing development control mechanisms. For Cairo this pertains particularly to legal powers of expropriation when necessary, betterment taxes Based on such analysis of to control an the These and enforcing land prices. information inventory, a preliminary available sites can be made according their relationships to the Cairo. their (as "existing" elaborated urban features to of in the chapter on Planning Criteria) include physical characteristics, accessbility to employment, infrastructure development sites, costs. Number Ownraniah West", This 0, "El and transportation, urban and kind of analysis for two of the Khanka", and Number 16, "El is summarized in Figures 14 and 15. For instance, El Khanka, located in the southern limit Giza land of the area, presently has good physical features, is readily accessible to employment in Giza and central Cairo, infrastructure, and transportation route to price with Ownraniah, the pyramids). relatively located in (in proximity to main Consequently, it has a high land low development costs. El the eastern portion of the Qalyubiyah Governorate, has good physical features also, but presently does have not convenient access to infrastructure, 99 FIGURE 14 Property No. 0 - El Khanka Location: The property is located at the western side of El Khanka neighborhood, in the eastern part of Qalyubiyah Governorate. Area: 180 feddans. Designation: Nonagricultural land suitable for development. Ownership: Private ownership. Topographic Conditions: The land is flat and considered very suitable for development. Sewerage: The property is not covered by the Cairo sewerage system, but could be served by a local system. Water: The property is not serviced by the Cairo water supply system. Major Roads and Transportation System: The subject property is not covered, nor it is scheduled to be covered, by any major road network. However, it is presently serviced by the auxiliary roads which service the El Khanka neighborhood. Business Activities, SocialServices, and Accessibility to Major Workplaces: Because the property is close to El Khanka neighborhood, it will benefit from the existing business activities and social services . Any housing development will also have access to several workplaces in the neighborhood. Environmental Hazards: The property does not have any known environmental constraints which would affect its development for housing. Development Costs Category (not including land acquisition): Relatively high cost per feddan (LE64,000) because of infrastructure gaps. Sum for 180 feddans = LE 12 million, infrastructure, earthwork, and engineering. SOURCE: Dames & Moore (CIDAT), CAIRO METROPOLITAN AREA LAND USE/ INFRASTRUCTURE DEVELOPMENT STUDY - Final Report, for USAID, September 1981, Appendix E. 100 FIGURE 15 Property No. 16 - El Owraniah West Location: Close to the southern limit of the Giza urban limit. Area: 240 feddans. Designation: Agricultural land. Ownership: Mixed public/private. Topographic Conditions: Flat. Sewerage: The property is already served by the existing system. Water: The property is already served by the existing system. Major Roads and Transportation System: The property is close to existing road networks and is adjacent to the Pyramids Road. Business Activities, Social Services, and Accessibility to Major Workplaces: The Cairo and Giza business districts are nearby. Environmental Hazards: Development Cost Category (not including land acquisition): SOURCE: No environmental hazards. Medium low cost per feddan (LE 42,000). Sum for 240 feddans = LE 10 million, engineering, earthwork, and infrastructure. Dames & Moore (CIDAT), CAIRO METROPOLITAN AREA LAND USE/ INFRASTRUCTURE DEVELOPMENT STUDY - Final Report, for USAID, September 1981, Appendix E. 101 transportation and only limited employment opportunities in the vecinity. Therefore, it has a low land price and a relatively high development cost because of the distance to existing infrastructure sources. An evaluation of these be characteristics view of the sites development preliminary can site achieved either graphically can give potential. through two methods, allowing each basis of the matrix site to be format (in criteria given can be the compared with established particular region has criteria this the case, same This maps overlays, or more scientifically, through a matrix. and Of the advantage the other appropriate Cairo, a of on the for the Egypt). Each relative importance or weight and either checked off as in Figure 4 or scored on a range of 4-0 as in identifies Figure 5. In the first instance, it which of the criteria are favorably represented by the site while the latter gives a range of favorability, i.e., 4:excellent, exclusion. (The 3:good, 2:fair, 1:poor, scale can be reversed). O:site The results are then summed for a total score and either be compared to acceptable range or sites numerically ranked. criteria can also be weighted more i.e., access land costs, and for heavily to 6. If desired, than others, employment, etc. reflecting instituional, geographical, social priorities, and scored accordingly as an or economic illustrated in Figure 102 In the Cairo example utilized in this this weighted priority preliminary evaluation. method was The results of the matrix for the two sites are illustrated in Figure At level, this these two sites are extremes in 16. desireable and least desireable potential for the study area. This type of preliminary evaluation that relates sites to existing conditions, though informative and with.a purpose, in many cases is not enough. It will give only a partial idea of the development potential of the many times arrive at unrealistic results. of Cairo. Cairo, sites For evaluating development potential of sites in it is market necessary to also consider the additional policies, projects. In the case of El Ownraniah West, these concerns present restrictions which preliminary positive development compromise potential. instance, the site is on private agricultural land. development the factors, and the ability of the government to develop settlement its can Such is the case factors of future urban growth patterns and land that policies of Cairo prohibit For Future (or looks unfavorable upon) development on this type of land use. addition, if alternative uses are permitted, this highly accessible land will quickly go economically profitable prices considerably. In uses to than competitive and more housing, raising land Therefore, the only solution for the government to develop this land for housing would be for it to act quickly if not immediately, to purchase and develop land. This is unrealistic in the case of Cairo! It would FIGURE 16 WEIGHTED DEVELOPMENT POTENTIAL SCORES CRITERIA Weight % Initial Score (0-4)/Weighted Score (16) "El Omraniah West" (0) "El Khanka" Topography 15 4/60 4/60 Environmental 10 4/40 4/40 Water 12 4/48 2/24 Sewage 8 4/32 1/ 8 Electricity 8 3/24 1/ 8 Roads 10 4/40 2/20 Workplace 10 4/40 3/30 5 4/20 4/20 Ownership 12 2/24 2/24 Land Price 10 1/10 2/20 34/338 25/254 C.B.D. TOTALS H0 SOURCE: Dames & Moore (CIDAT), CAIRO METROPOLITAN AREA LAND USE/INFRASTRUCTURE DEVELOPMENT STUDY, Final Report, for USAID, September 1981, Appendix F. 104 also units walk-up necessitate opposed to sites and as services since in Cairo they can be developed much more quickly at reduced costs per capita. In the case of potential El is mitigated consideration. For poor by other though instance, factors located in of the the elaborated in the means that new strategic town "El of planning Obour" concept. opportunities will be extended and as This reducing site will have into development this costs. development tremendous employment and transportation, infrastructure, area improving Therefore, potential in this the To take advantage of this, the most opportunistic future. strategy would be to acquire future the development it will in the future, be in close proximity to proposed access preliminary sector some distance from the urban center of northeastern Cairo, Khanka, the land in the immediate before land prices and demand for land increase and develop it when infrastructure networks are established for With the time elerient and the the new town. and prices development that are reduced a small lot possible, subdivision project of sites and services is land feasible for this site. The significance of these additional concerns is development and the growth of the settlement projects take time to complete, political concepts that and will market impact situations and/or and constraint proposed project 105 and, feasibility existing therefore, urban features its success. indicate a degree of short range potential, future long range potential In evaluation. realistic sites two is important case the of the additional factors in fact, reverse the the Though for a these Cairo, desireability of development derived from the existing for conditions. evaluation for development potential Although this to sites the the desireable useful particularly estimates of land and i.e., affected, available consideration institution of and The sites. is a Using realistic tool for doing this. it costs, development Model Bertaud assists in costs can be minimized within the reach of if determining final the needs to be evaluated in more detail for still most a settlers, affordability for those residents, of the desireability about some conclusions reaches the settlers ability to pay. In Cairo the example, the maximum affordable payments by the targed low income groups is L.E. 30/year for land for housing (24). for desert land to be feasible, affordable as will it agricultural land. supplied minimize total With (at least to be as and road networks the first stage) to average costs per dwelling. this type of process, as case example, in have This means that for the desert settlements only minimal utilities should be Furthermore, exemplified through the Cairo sites can be identified, analyzed, determined 106 development and evaluated for their is This constraints. potential important possibility of a successful project. implies increasing The format, the however, that locational needs are of greater priority than issues of affordability. locational If the site is affordable but needs are not met, the likelyhood of success of the project is group for design and because income reduced, particularly for the lowest of the added costs overtime in transport, etc. This type of format should be performed by either the personnel of or both the responsible local agency and/or the international consultants in considering sites for projects of this type. 107 CHAPTER IV. CONCLUSION Site selection is an important development for process phase, or aspect of the income settlement projects. low Though all phases have their importance, site selection one concern the project. This is because location ability to acquire their affordability acceptable has particular impact on the success of that residents' of to is the the project. If affects needs the and site the their is not settlers, they will not live there, at least for very long. Therefore, site selection should be with seriousness within a structured framework of regarded analysis. In the selection process it is important of range a evaluate to consider Generally, criteria. it is and not uncommon, particularly by public organizations, to consider land costs as the principal factor. the more acceptable. increased costs inappropriate choices, other site because of of living at a location with poor access, physical features, and/or environmental hazards. reason the However, utilizing this factor alone to has generally led The cheaper criteria as elaborated in For this the thesis are necessary. In the evaluation process it is also important to understand that sites are not perfect and that there are no two sites similar in advantages and disadvantages. 108 for Generally, instance, the better with sites good physical featues and/or access, have higher land ccsts. In addition, one site may have poor physical features but good access while another mray have the opposite. means that "trade-offs" This situation are necessary among key planning elements for a selection that best provides for of the settlers but which an importance on the is also affordable. priorities based needs This places on cultural, social, economic, and political characteristcs of the region and of the beneficiaries of the project. To facilitate the site selection process, methods and tools are available. is convenient readable, and For instance, a matrix method of evaluation and and to -alternative models valuable tools. understand such However, their Model deals Other important be sites, sites. precaution limitations. In visually In addition, must be taken to isolation, it can not For instance, the information such Bertaud as the extent of and other locational characteristics, cannot into the model assessment of alternative sites. project. is with affordability and utilizes limited data. incorporated selection it as the "Eertaud Model" are also guarantee a successful project. accessibility because sites evaluations can be readily summarized compared mathematical advantageous "process" to make a realistic This limitation implies a for greater prospects of a successful Selection should first consider identification of analysis and evaluation based on locational 109 qualities and then, with ranges models, evaluate of the assistance of mathematical most the for affordability desireable sites. In addition, though it is desireable to select a low best prospects of success, the realities of developing countries do not dictate happen. This is or allow because of speculation. institutions land are, for control example, they also have conflicting responsibilities it. The Sometimes, which creates competition and power struggles not condusive to planning process. This framework is reinforced decision makers who take advantage of the land select prices excessively bureaucratic which makes them slow to respond. confusion, to This is reinforced by an existing political framework and its response to public this because of an existing free land market which, when uncontrolled, tends toward higher sites beneficiaries. market by and based on their own personal monetary motives regardless of the needs in for income settlement projects from a creditable plannning process to ensure a site and desires of the low income These political conditions create problems implementing land controls necessary to acquire land at desireable and affordable locations. An option to alleviate this situation is of a "Land the Acquisition and Development Agency" concerned for the needs of the low income sector. could establishment facilitate land acquisition This and institution development of 110 through sites suitable However, process. government to it use the would implement of viable a the support of the require appropriate land controls and adequate funding to accomplish In closing, selection appart for from the settlement technical projects satisfy the needs of the low income elaborated in this makers. the development its objectives. issues of site that are necessary at affordable to prices work, there is another factor that is potentially more influencial mentioning: planning in political site selection objectives of and the Housing for the poor is a tremendous needs decision problem for the government particularly in developing countries and can be politically sometimes, in explosive. order to Therefore, survive governments politically, must demonstrate that they are doing something about this issue. They consequently, political impact. considerations. pick a highly visible site for maximum This is at the expense of technical These sites are generally poor sites with high development costs and/or high costs because of reduced accessibility. developed and In the long run, these sites may never get if they do, they may be unsuccessful. As a result, new sites will be needed later when the political impacts wear off and realities set in. This situation implies that just as among there are trade-offs the technical factors there is a need for trade-offs between the political and technical factors as well. When 111 there are political objectives involved, weighed and evaluated against the technical site which may, political impact, in the long run have they should be aspects of more than it would have otherwise. the positive 112 NOTES 1. Horacio Caminos and Reinhard Goethert, URBANIZATION PRIMER, (Cambridge, Ma, 1978), pp. 105-106. 2. Caminos, pp. 65, 3. American Society of Planning Officials (ASPO), SOILS AND LAND USE PLANNING, (Chicago, Ill., 1966), p. 12. 4. Caminos, p. 5. Donald A. Davidson, SOILS AND LAND USE PLANNING, York, 1980), p. 60. 6. W. H. Ransom, SOIL STABILIZATION, A PREVIEW OF PRINCIPLES AND PRACTICE, Tropical Building Studies No. 5, Department of Scientific and Industrial Research, Building Research Station, (London, 1963), p. 5. 7. Tomas Sudra, LOW INCOME HOUSING SYSTEM IN MEXICO CITY, Ph.D., Thesis, MIT, Cambridge, 1976, p. 407. 8. Johannes F. Linn, "Policies for Efficient and Equitable Growth of Cities in Developing Countries", World Bank Staff Working Paper No. 342, July 1979, pp. 186-187. 9. Sudra, pp. 335-336. 10. Harvey M. Rubenstein, A GUIDE TO SITE AND ENVIRONMENTAL PLANNING, (New York, 1969, first edition, 1980, second edition), pp. 26-1, 33-2. 11. Caminos, p. 105. 68. (New 76. 12. Orville Grimes, HOUSING FOR LOW-INCOME URBAN FAMILIES, (Baltimore, 1976), pp. 71-72. 13. Planning and Development Collaborative International, Inc. (PADCO), GUIDELINES FOR FORMULATING PROJECTS TO BENEFIT THE URBAN POOR IN DEVELOPING COUNTRIES, Vol. 1, prepared for AID, (Washington, D.C., April 1976), pp. 18-19. 26. 14. PADCO, GUIDELINES, p. 15. United States Agency for International Development (USAID), PERCEPTIONS, PROBLEMS, FOCUS ON URBAN DEVELOPMENT: APPROACHES, AND NEEDS, (Washington, D.C., October 1972), pp. 73-83. 113 16. Dames and Moore (CIDAT), CAIRO METROPOLITAN AREA LAND USE/INFRASTRUCTURE DEVELOPMENT STUDY (FINAL REPORT), (for USAID, September 1981), pp. 4:8-17. 17. For more complete discussion of this alternative, see Dames and Moore document, Section 3.3. 18. PADCO, "The Bertaud Model", Technical Paper No. 2, World Bank, (December 1981), p. 4. for 19. Malcolm D. Rivkin, Techniques for Site Selection, prepared for USAID Shelter Workshop, 1979-1980, pp.35. p2-5. 20. Ministry of Transport, GREATER CAIRO TRANSPORTATION PLANNING STUDY, Vol. A., May 1973, pp. 2-20,-24. 21. Dames and Moore, pp. 22. Appendix G. General Organization for Physical Planning (G.O.P.P.)et al, GREATER CAIRO REGION, STRATEGY PLAN, April 1982, pp. 6.1-3. 23. General Organization for Physical Planning al, pp. 5.3-5. 24. Dames and Moore, pp. Appendix J-l. (G.O.P.P.)et 114 BIBLIOGRAPHY Abrams, C., MAN'S STRUGGLE FOR SHELTER IN AN URBANIZING WORLD, the MIT Press, Cambridge, MA, 1964. American Society of Planning Officials (ASPO), SOILS AND LAND USE PLANNING, Soil Science Society of America, Chicago, Illinois, 1966. Bartelli, L.J., Klingebiel, A.A., Baird, J.V., and Heddleson, M.R., SOILS SURVEYS AND LAND USE PLANNING, published by the Soil Science Society of America and American Society of Agronomy, Madison, Wisconsin, 1966. Caminos, H. and Goethert, R., Cambridge, MA, 1978. 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