THE UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL SCHOOL OF SOCIAL WORK COURSE NUMBER: COURSE TITLE, SEMESTER AND YEAR: INSTRUCTORS: SOWO 799.01W Leadership and Management in Public Human Service Agencies, Fall 2011 Teresa Ilinitch M.S.W., San Jose State University Clinical Instructor UNC-CH School of Social Work 325 Pittsboro Street, CB #3550 Chapel Hill, NC 27599-3550 (919) 962-4366 teresatl@email.unc.edu Wanda Reives M.S.W. University of North Carolina at Chapel Hill Clinical Associate Professor UNC-CH School of Social Work 325 Pittsboro Street, CB #3550 Chapel Hill, NC 27599-3550 (919) 962-8982 wreives@email.unc.edu OFFICE HOURS: Live on-line Wednesdays 5:30pm-7:00pm and in-person/phone by appointment COURSE DESCRIPTION: Participants will examine theories, models, and practices for leading and managing in human service agencies (specifically child welfare), emphasizing social work values and intervention methods. COURSE OBJECTIVES: 1. Examine and evaluate leadership theories, and demonstrate moral courage through the application of social work values and ethics to policy and practice in public child welfare settings. 2. Employ conceptual frameworks for managing organizational change in public settings. 3. Analyze and apply models for the creation and maintenance of positive organizational culture and climate in public settings with diverse staff and consumers. 10/3/2011 1 4. Employ practices that promote healthy work-life balance in public child welfare settings. 5. Differentiate the functions and foci of teams in public child welfare and demonstrate the ability to match organizational tasks with appropriate team structures. 6. Demonstrate the value of collaborative practices internally and across systems in child welfare settings. 7. Identify and respond to the unique management challenges facing public sector leaders in areas of governance, finances and funding, human resources, and service standards and policies. 8. Critically reflect on possible uses of different evidence-based approaches to leadership and management in working with diverse populations. EXPANDED DESCRIPTION: This course emphasizes application of theories and frameworks to public human service agencies with emphasis on child welfare practice settings. It focuses on developing evidence based strategies and skills for leading and managing in diverse public child welfare settings. This course progresses through a range of major knowledge and skill areas providing theories, frameworks, case examples, and experiential learning activities that promote service to society through the development and demonstration of autonomous practice of family-centered leadership and management approaches, in public agency settings. REQUIRED TEXTS/READINGS: There is one required textbook for the course: Pecora, P., Cherin, D., Bruce, E. & de Jesus Arguello, T. (2010). Strategic supervision: a brief guide for managing social service organizations. Los Angeles, CA: Sage Publications. There is one recommended textbook for the course (selected chapters have been scanned and made available to you, however you may want the whole text for future reference): Manning, S. (2003). Ethical leadership in human services. Boston, MA: Allyn and Bacon. You can find details about other required readings in the course outline. Those readings are also available to you through the course website. RELATED READINGS: In some cases, we may provide you with additional information about a topic that is not required; those sources will be clearly noted as “optional.” TEACHING METHODS AND COURSE STRUCTURE 10/3/2011 2 If you have not taken an on-line course before, learning in an online environment may take a little getting used to—the content is the same, but it is delivered in a different way. Each week, course content will be delivered through a combination of methods that may include reading articles, reviewing websites and videos, reading course-related documents, and/or watching a narrated PowerPoint presentation. It is essential that you allow time to review all the content associated with each week. The workload is equivalent to the work in a face-to-face 3.0 hour credit course. The class is structured according to a weekly cycle, starting at 12:00 a.m. each Wednesday, and ending at 11:59 p.m. the following Tuesday. The content for each week, including lecture materials, activities, and details about assignments will be available at midnight, the Wednesday the class week begins. Unless otherwise noted, activities and assignments due during the week will need to be submitted by 11:59 p.m. on Tuesday. Although most of your study schedule will be determined by you, all participants are expected to set aside Wednesdays from 5:30-7:00 for group projects and occasional live sessions. ONLINE COURSE CULTURE The development of a supportive learning environment, reflecting the values of the social work profession, is essential for the success of this class. A supportive learning environment is fostered by listening to the ideas and views of others, appreciating a point of view which is different from your own, articulating clearly your point of view, and linking experience to readings and assignments. We will appreciate your contributions to making this a safe and respectful class for learning and growth. CLASS ASSIGNMENTS There are four assignments and activities that contribute to your final grade: Assignment 1. Reaction Paper 2. Position Paper 3. Resource Paper 4. Class Participation & Discussion Forum TOTAL Due Date 9/27/11 10/11/11 11/8/11 ongoing Percent of Grade 25% 20% 30% 25% Points Value 25 20 30 25 100% 100 POINTS 1. Reaction Paper Students will complete review of literature on use of Teams in child welfare and compare findings with current use of Teams in student’s agency/field agency. Students will submit a 3 to 5 page reaction paper that addresses the following: (1) Summary of history of teams in public child welfare (2) Literature’s description of effective Teams –structure, management (3) Literature’s discussion of families’ reaction to use of Teams 10/3/2011 3 (4) (5) (6) How use of Teams in student’s agency/field agency compares with findings from literature Areas for enhancement of Teams in student’s agency/Field agency Plan for implementing areas identified 2. Position Paper Case scenarios of situations a supervisor might need to address will be presented to the class. Students will be asked to select one scenario and present a plan for how the situation should be handled. Students will use utilize the readings from this week and previous weeks in the development of their plan. Students’ plan to address the selected situation will be posted to class. Students will review all postings, select one posting and post a reaction supporting or disputing the plan that was developed. Students will also utilize readings to support their reaction to the selected posting. 3. Resource Paper Each student will select a management skill topic and prepare a short (5-7 pages) resource paper introducing the skill area, outlining major processes or steps to be followed when using this skill, and providing current resource information related to the skill area. A list of skill areas will be provided and will include topics such as strategic planning, operational planning, change management, public sector resource development, and similar topical areas. These papers will be shared with all members of the class so that each student will have a Management Skills Resource Guide at the conclusion of the course. Detailed instructions will be provided no later than October 26, 2011. 4. Class Participation & Discussion Forum Full participation is essential to your learning, and will allow you to successfully apply the course material in a way that is personally and professionally meaningful. You are expected to complete all readings, activities and assignments associated with each week of the course. Everyone will receive 25 points for participation, in recognition of a norm of active participation, which includes high-quality participation in the discussion forum. Students maintain their score by: Working cooperatively with others Participating in the class discussion forum, providing information in posts that is thoughtful and thorough, and responding to classmates’ posts with thoughtful content 10/3/2011 4 Showing respect for others’ opinions and being open to feedback from peers/instructors Demonstrating a willingness to understand diversity in people regarding race, color, gender, creed, ethnic or national origin, disability, political affiliation, sexual orientation, religion, and populations at risk Your score will be reduced for the following: Missing and/or not responding to discussion forum posts and/or posts from classmates Using derogatory language or demeaning remarks GRADING SYSTEM H = 94-100 P = 80-93 L = 70-79 F = 69 and below WRITTEN ASSIGNMENTS All written assignments must be typed and follow APA format. Several writing resources are posted on the School’s Writing Resources Page: http://ssw.unc.edu/students/writing. This link provides access to an array of resources including the newly updated “APA Quick Reference Guide.” You can also refer to the APA Publication Manual (6th edition), and to http://www.lib.unc.edu/instruct/citations/apa/index.html. POLICY ON INCOMPLETES AND LATE ASSIGNMENTS All assignments must be emailed to all instructors by 11:59 p.m. on the last day of the week the assignment is due. Late assignments are strongly discouraged and require prior permission of at least one instructor. Late assignments may result in a 10% deduction of the assignment’s points. You must contact instructors prior to a due date if you would like to request an extension. Incompletes may be granted if (a) there are extreme and unforeseeable circumstances that affect your ability to complete the semester’s work, and (b) you contact instructors in advance to develop a plan and timeline for completing your work. POLICY ON ACADEMIC DISHONESTY Academic dishonesty is contrary to the ethics of the social work profession, unfair to other students, and will not be tolerated in any form. All written assignments should include the following signed pledge: “I have neither given nor received unauthorized aid in preparing this written work.” In keeping with the UNC Honor Code, if reason exists to believe that academic dishonesty has occurred, a referral will be made to the Office of the Student Attorney General for investigation and further action as required. Please 10/3/2011 5 refer to the APA Style Guide for information on attribution of quotes, plagiarism, and appropriate citation. POLICY ON ACCOMMODATIONS FOR STUDENTS WITH DISABILITIES Students with disabilities that affect their participation in the course and who wish to have special accommodations should contact the University’s Disabilities Services and provide documentation of their disability. Disabilities Services will notify the instructor that the student has a documented disability and may require accommodations. Students should discuss the specific accommodations they require (e.g. changes in instructional format, examination format) directly with the instructor. 10/3/2011 6 Course Outline Module 1, Introduction and Overview Core Leadership and Management Theories and Practice for Leading in a Public Agency Week 1 August 24, 2011 The first class will take place in a synchronous (live), on-line session from 5:30-7:00 pm on Wednesday, August 24. Information about accessing the online session by the web program “elluminate” and conference call will be emailed to students prior to the session. Learning Objectives Introduce foundation/cross-cutting themes and explore implications for leadership Identify and examine best-practice leadership models that form the foundation of the course Compare and contrast concepts related to leadership and management Analyze evidence-based leadership and management practices with diverse populations and demonstrate critical thinking in relation to the effectiveness of different evidence-based leadership and management practices in work with diverse populations Readings Child Welfare Matters (2008). System reform: using the system of care approach. Retrieved on August 16, 2011 from http://muskie.usm.maine.edu/helpkids/rcpdfs/cwmatters7.pdf National Association of Public Child Welfare Administrators (2005). Guide for child welfare administrators on evidence based practice. Retrieved on August 16, 2011 from http://www.chadwickcenter.org/Documents/Guide-for-Evidence-Based-Practice.pdf Handouts: Netiquette Discussion Forum Responses Elluminate Participant Tips Module 2, Individual Leadership Impact of the Public Setting on Leadership Week 2 – August 31, 2011 Learning Objectives Explore the unique aspects of leadership and management of public agencies such as operating under externally mandated service standards and policies designed to provide public accountability and insure consistence and continuity of services 10/3/2011 7 Differentiate leadership roles and management roles in public agency context Identify different public agency structures and the implications for agency leaders (for example county administered child welfare systems vs. state administered child welfare systems; implementing externally mandated policies and standards) Understand the competing values framework in the context of leadership and management in public settings. Demonstrate moral courage by applying social work values and ethics in policy and practice Readings Gibelman, M., & Furman, R. (2008). The changing environment of organizations. In Navigating human service organizations (166-183). Chicago, IL: Lyceum Books, Inc. Cameron, K. & Quinn, R. (1999).The competing values framework. In Diagnosing and changing organizational culture: based on the competing values framework (28-54). Reading, Massachusetts: Addison-Wesley. Strom-Gottfried, K. (2008). Understanding Ethics. In The ethics of practice with minors. (p. 1-12). Chicago, Illinois: Lyceum. Individual Leadership Qualities and Practice Challenges Week 3—September 7, 2011 Learning Objectives Develop strategies for maintaining work-life balance (for yourself, not for those you lead) Demonstrate understanding of the complexity of implementing work-life balance in a public agency setting. Develop strategies for self-care. Readings Pryce, J., Shackelford, K., & Pryce, D. (2007). Educating child welfare workers about secondary traumatic stress. In Secondary traumatic stress and the child welfare professional (51-71). Chicago, IL: Lyceum Books, Inc. Stamm, B.H. (2002). Measuring compassion satisfaction as well as fatigue: developmental history of the compassion satisfaction and fatigue test. In Figley, C. (Ed.), Treating Compassion Fatigue (107-119). New York: New York: Routledge. Pryce, J., Shackelford, K., & Pryce, D. (2007). Traumatic stress and child welfare administration. In Secondary traumatic stress and the child welfare professional (97-112). Chicago, IL: Lyceum Books, Inc. 10/3/2011 8 Module 3, Team Leadership Culture and Climate Week 4 – September 14, 2011 Learning Objectives Understand the impact of organizational and group culture on the work environment and the individual Examine the public agency leader’s role in influencing and maintaining a positive work climate with diverse staff and consumers Examine the impact of public mandates on culture and climate Explain the impact of organizational culture and climate on teams Explain the leader’s role in and the process of creating and maintaining a positive team work climate Readings Text: Chapter 2 Cherin, D. and D. Chenot (2010). Organizational and workgroup culture. In Pecora, E., Cherin, D., Bruce, & E., Arguello, T., Strategic Supervision (pp. 26-40). Los Angeles, CA: Sage Publications. Social Work Policy Institute. (2011). Supervision: the safety net for front-line child welfare practice. Washington, DC: Author. Schein, E. (2010). Part one: organizational culture and leadership defined. In Organizational culture and leadership (7-55). San Francisco: Jossey-Bass. Manning, S. M. (2003). Organizational culture: the tangled web of understanding. In Ethical leadership in human services: a multi-dimensional approach. (pp. 195-213). Boston: Pearson Education. Manning, S. M. (2003). Tools and strategies to shape ethical cultures. In Ethical leadership in human services: a multi-dimensional approach. (pp. 214-230). Boston: Pearson Education. Structure and Management of Teams Week 5—September 21, 2011 Learning Objective Develop the skills needed to lead teams with different function and foci, including the skills needed to tailor a leadership approach to a team’s specific function and focus. Readings 10/3/2011 9 American Public Human Services Association (2010). Leadership guidance. Retrieved on August 23, 2011 from http://www.ppcwg.org/images/files/Leadership%20Guidance(3).pdf Michael, J. (2007). A team approach. Children’s voice. Vol. 16 No. 5. Child Welfare League of America. Retrieved on August 23, 2011 from http://www.cwla.org/voice/0709management.htm Graded Assignment: Reaction Paper, Due September 27 by 11:59 p.m. Week 6—September 28, 2011 Learning Objectives Identify your individual strengths and challenges as a team leader and understand the impact of those strengths and challenges on the team you lead Explore the benefits and challenges of collaboration internally as well as across units and sections, including the positive impact of effective collaboration on family outcomes. Readings Text: Chapter 6 Pecora, E., Cherin, D., Bruce, & E., Arguello, T., (2010). Facilitating groups and teams. In Strategic Supervision (pp. 105-137). Los Angeles, CA: Sage Publications. Manning, S. M. (2003). The essence of ethical leadership. In Ethical leadership in human services: a multi-dimensional approach. (pp. 3-20). Boston: Pearson Education. American Public Human Services Association (2010). Administrative Practices Guidance. Retrieved on August 23, 2011 from http://www.ppcwg.org/images/files/Administrative%20Practices%20Guidance.pdf National Child Welfare Workforce Institute (2011). Leadership competency framework. Retrieved on August 23, 2011 from http://www.ncwwi.org/docs/LeaderCompFrame_latest.pdf Supervision Week 7—October 5, 2011 Learning Objectives Understand and apply evidence-based supervision practices Identify strategies and employ practices that promote healthy work life balance among supervisees Examine the relationship between workers and supervisors including setting boundaries, transitioning from worker to supervisor, and providing supervisory oversight Readings Text: Appendix A Pecora, E., Cherin, D., Bruce, & E., Arguello, T., (2010). Brief history of social work supervision concepts. In Strategic Supervision (pp. 191-194). Los Angeles, CA: Sage Publications. 10/3/2011 10 Potter, C. (2009). Clinical supervision in child welfare. In Child welfare supervision: A practical guide for supervisors, managers, and administrators (pp. 296-329). New York: Oxford Press. Salus, M. (2004). Supervising chld protective services caseworkers. Child Abuse and Neglect Manual Series. U.S. Department of Health and Human Services, Administration for Children and Families, Children’s Bureau, Office on Child Abuse and Neglect. Ministry of Social Development. (2008). Social work now. The practice journal of child, youth, and family. New Zealand: Author. Graded Assignment: Position Paper, Due October 11 by 11:59 p.m. Week 8—October 12, 2011 Learning Objectives Identify coaching models and develop skills for coaching workers on diversity issues; modeling respect for differences; developing skills for addressing value differences and managing team conflict (8)* Develop skills for communicating effectively, including the management of difficult communication Readings Potter, C. (2009). Beyond the question of color: Diversity issues in child welfare supervision. In Child welfare supervision: A practical guide for supervisors, managers, and administrators (pp.203-219). New York: Oxford Press. Salus, M. (2004). Supervising chld protective services caseworkers. Child Abuse and Neglect Manual Series. U.S. Department of Health and Human Services, Administration for Children and Families, Children’s Bureau, Office on Child Abuse and Neglect. Strengthening supervision: tips for helping caseworkers navigate cultural differences. Children’s Services Practice Notes. (2009). Volume 14, Number 3. Retrieved on August 23, 2011 from http://www.practicenotes.org/v14n3/tips.htm Ministry of Social Development. (2008). Social work now. The practice journal of child, youth, and family. New Zealand: Author. Week 9--October 19, 2011 Learning Objective Understand HR challenges in the public sector including selection and performance review of employees, the skills needed to recruit and maintain a diverse team, and the importance of modeling family centered practice principles with workers Readings All readings from text. 10/3/2011 11 Chapter 3: Pecora, E., Cherin, D., Bruce, & E., Arguello, T., (2010). Value-based principles and laws guiding personnel management. In Strategic Supervision (pp. 41-70). Los Angeles, CA: Sage Publications. Chapter 4: Pecora, E., Cherin, D., Bruce, & E., Arguello, T., (2010). Recruiting effective employees. In Strategic Supervision (pp. 71-104). Los Angeles, CA: Sage Publications. Chapter 5: Pecora, E., Cherin, D., Bruce, & E., Arguello, T., (2010). Screening and interviewing for selection. In Strategic Supervision (pp. 87-104). Los Angeles, CA: Sage Publications. Chapter 7: Pecora, E., Cherin, D., Bruce, & E., Arguello, T., (2010). Designing and conducting worker performance appraisals. In Strategic Supervision (pp. 138-169). Los Angeles, CA: Sage Publications. Module 4, Agency and Community Leadership Community Leadership Week 10—October 26, 2011 Learning Objectives Develop skills for managing crisis Communicate effectively with different audiences Develop skills to market and advocate for the agency’s mission and vision Define traits of a community leader and/or define expectations of leading a public agency in a SOC-based continuum of services (skills for effective community collaboration including engaging community stakeholders and building partnerships and shared responsibility for outcomes) Develop communication skills that contribute to effective collaboration (examples include but are not limited to: conflict resolution, negotiation, and mediation). Readings Ferriera, K., Hodges, S., Issrael, N., & Mazza, J. (February 2007). Leadership qualities in successful Systems of Care. In System implementation issue brief #3 by the Research & Training Center for Children’s Mental Health. Retrieved from http://rtckids.fmhi.usf.edu/rtcpubs/study02/issueBrief3.pdf on August 8, 2011. Manning, S. (2003). Ethical leadership for the future: contributions to the common good. In In Ethical leadership in human services (p. 257-272). Boston, Massachusetts: Allyn and Bacon. Rocha, C. (2007). Essentials of interest group politics: coalition building and task force development. In Essentials of social work policy practice (p. 83-103). Hoboken, New Jersey: John Wilen & Sons, Inc. 10/3/2011 12 Handout: “Why Soundbites Are Important.” Content retrieved from http://www.ourcommunity.com.au/marketing/marketing_article.jsp?articleId=1613 on August 9, 2011. Rocha, C. (2007). Communicating with the public through the media. In Essentials of social work policy practice (p. 43-59). Hoboken, New Jersey: John Wilen & Sons, Inc. Week 11—November 2 Independent research work. No new readings. Graded Assignment: Resource Paper, due Tuesday, November 8 by 11:59 p.m. Week 12—November 9 Resource Paper Presentation Week 13—November 16 Resource Paper Presentation Learning Objectives, Weeks 11-13 Differentiate between agency leadership and management roles and responsibilities Learning fiscal management skills including financing structures, managing budgets, and seeking external funding Understand the complex nature of working with Boards, including power dynamics, and identify the leadership skills needed to work effectively with Boards Understanding management level workforce planning including navigating HR restraints in a public setting and developing a diverse workforce Understand the skills needed for operational and strategic planning Understand conceptual frameworks for managing organizational change and apply knowledge at the team, agency and community levels Understand program development and implementation skills. Demonstrate the ability to use data to make leadership decisions (example: create policy, address staffing issues, and identify trends) Week starting November 23—No Class, Thanksgiving Week 14—November 30 Final Class, synchronous (live) elluminate session and wrap-up 10/3/2011 13