1 Depressive Symptoms and Changes in Body Weight Exert Independent and Site-Specific 2 Effects on Bone in Post-Menopausal Women Exercising For One Year 3 Laura A. Milliken1, Ph.D. (Corresponding Author and Reprints); Jennifer Wilhelmy2, M.S.; 4 Catherine J. Martin2, M.A.; Nuris Finkenthal2, M.S.; Ellen Cussler2, M.S.; Lauve Metcalfe2, 5 M.S.; Terri Antoniotti Guido2, P.T.; Scott B. Going3, Ph.D.; and Timothy G. Lohman2, Ph.D. 6 7 1 8 Morrissey Blvd., Boston, MA 02125 Phone: 617-287-7483 Fax: 617-287-7504 Email: 9 laurie.milliken@umb.edu Department of Exercise and Health Sciences, University of Massachusetts Boston, 100 10 2 11 3 Department of Physiology, University of Arizona, Tucson, AZ, 85721 Department of Nutritional Sciences, University of Arizona, Tucson, AZ, 85721 12 13 14 15 16 17 18 19 20 Word Count: 2509 words in text; 4225 words in all sections; 3 Tables & 5 Figures 21 Running Head: Depressive Symptoms, Body Weight & Bone 22 1 23 Abstract 24 Background: Lower bone mineral density (BMD) has been documented in clinically depressed 25 populations and depression is the second most common chronic medical condition in general 26 medical practice. Therefore, the purpose of this study was to determine whether depressive 27 symptoms, vitality, and body weight changes were related to one-year BMD changes after 28 accounting for covariates. 29 Methods: Healthy postmenopausal women (n = 320; 40-65 years) were recruited and 266 30 women completed the study. Participants were 3-10 years postmenopausal, sedentary, and either 31 taking HRT (1-3.9 years) or not taking HRT (at least 1 year). Exclusion criteria were: smoking, 32 history of fractures, low BMD, body mass index >32.9 or <19.0, or bone altering medications. 33 Regional BMD was measured from dual-energy x-ray absorptiometry at baseline and one year. 34 Self-reported depressive symptoms and vitality were measured using standard questionnaires. 35 Results: Both the vitality and depressive symptoms scores were related to BMD changes at the 36 femur but not at the greater trochanter or spine. Weight change was a predictor of BMD changes 37 in the trochanter and spine but not the femoral neck. Weight change and vitality / depressive 38 symptoms had differential and site specific effects on BMD changes at the hip. Vitality and 39 depressive symptoms related to femoral neck changes and weight change related to greater 40 trochanter changes. 41 Conclusions: The negative impact of depressive symptoms on BMD in this population of 42 postmenopausal women was independent of body weight or other behavioral factors such as 43 calcium compliance or exercise. 44 2 45 46 Introduction The loss of bone mineral density (BMD) with aging is a result of the complex 47 interactions of hormonal, environmental, nutritional and genetic factors. In recent years, 48 psychological status has been identified as another factor possibly related to the loss of BMD 49 (1,2). In clinically depressed populations, significantly lower BMD has been found compared to 50 non-depressed controls (3-7). Lower BMD in depressed populations could be related to 51 depression itself or to other behavioral disturbances that occur as a result of depression. Factors 52 sometimes associated with depression such as lower levels of physical activity, changes in body 53 weight, lower calcium compliance, or anti-depressant medications have been postulated as 54 underlying causes of bone loss (8). It is also possible that the depressed state alters the metabolic 55 hormonal milieu resulting in bone mineral loss (9). 56 The difference in BMD between depressed and non-depressed populations has been 57 documented in both medicated and non-medicated individuals, in males and females, and in 58 those who were clinically depressed as well as in those with undiagnosed but severe depressive 59 episodes (3-7). Despite these findings, there have been no large prospective trials examining 60 bone loss and depressive symptoms. Additionally, no studies have focused on depressive 61 symptoms measured in an apparently healthy population nor have studies accounted for the 62 potential behavioral factors (changes in body weight or low calcium compliance) that are likely 63 to also contribute to bone loss. The clinical relevance is unambiguous considering that 64 depression is the second most common chronic condition encountered in general medical 65 practice (10). Therefore, the purpose of this study was to determine whether depressive 66 symptoms, indicators of well being, and changes in body weight were significantly related to 67 one-year BMD changes after accounting for behavioral factors (e.g. calcium compliance, 3 68 exercise and use of hormone replacement) and other related factors (baseline BMD, age). In 69 addition, in a subset of women who were exercising, we sought to determine whether depressive 70 symptoms were associated with bone changes after accounting for body weight change, exercise 71 compliance and the cumulative amount of weight lifted over one year of training, as well as other 72 important covariates. 73 Methods 74 Three hundred and twenty postmenopausal women aged 40-65 years were recruited and 75 266 women completed the one-year study. Women were 3-10 years past menopause (natural or 76 surgical), participated in less than 120 minutes of exercise per week, and were willing to be 77 randomized to an exercise or control group. Exclusion criteria included: smokers, those with a 78 history of fractures, low BMD (Z score of –3.0 or less), body mass index (kg/m2) >32.9 or <19.0, 79 or those taking any bone altering medication (except HRT). At the study’s start, subjects were 80 either taking HRT (for 1-3.9 years) or not taking HRT (for at least 1 year) and were randomized 81 within group to either a 1-year supervised exercise training program or the control group (Figure 82 1). All subjects received 800 mg of calcium citrate daily (Citrical!, Mission Pharmacal, San 83 Antonio, TX) and compliance was measured through pill counts. Exercise compliance and 84 weight lifted throughout one year were monitored using workout logs. All protocols were 85 approved by the University of Arizona’s Institutional Review Board and informed consent was 86 obtained from each participant. The main effects of exercise with and without HRT on BMD 87 have been published (11). The present study is a secondary analysis of the original database. 88 Two women were excluded from analyses due to noncompliance to the study protocol and their 89 sizable influence on the regression results. Both women lifted 30% more than the next highest 4 90 lifters, one by attending 50% more sessions and the other by performing up to 75% more 91 repetitions on most exercises. The final sample size was 264. 92 Lumbar spine, femoral neck and greater trochanter BMDs (g/cm2) were measured in 93 duplicate (within 7 days) on medium speed at baseline and at one year using a Lunar DPX-L 94 (version 1.3y, Lunar Radiation Corporation, Madison, WI) dual-energy x-ray absorptiometer 95 (DXA). The average of the two scans was used in all analyses. Scan analysis was performed by 96 one certified technician using the extended research analysis feature. DXA calibration was 97 performed daily using a calibration block supplied by the manufacturer. The coefficient of 98 variation for this block was 0.6%. BMD precision, expressed as a percent of mean BMD, was 99 less than 2.4% for each BMD site. 100 Subjects completed several questionnaires at baseline including the Medical Outcomes 101 Study 36-item Short-Form Health Survey (SF-36) (12) and the 21 item Beck Depression 102 Inventory (BDI) (13). Demographic information was also collected through a questionnaire. 103 Body weight (kg) was measured to the nearest 0.1 kg at baseline and at one year using a digital 104 scale (SECA, Model 770, Hamburg, Germany) and height was measured to the nearest 0.1cm 105 with a Schorr measuring board. 106 Statistical Analysis 107 Multiple regression was used to determine whether one year changes in body weight and 108 baseline BDI, vitality (from SF-36), or general well-being (from SF-36) could significantly 109 account for variability in one year changes in femoral neck, greater trochanter, and spine BMD. 110 After adjusting for covariates (baseline BMD, baseline body weight, age, exercise group 111 assignment, HRT use and calcium compliance), changes in body weight plus either BDI, vitality 112 or general well-being variables were added to predict the one-year changes in regional BMD. 5 113 For the subset of women who exercised, the impact of the cumulative amount of weight lifted 114 during the one-year exercise program, exercise compliance, changes in body weight along with 115 BDI or vitality were tested, adjusted for the above covariates except exercise group assignment. 116 All analyses were carried out using the Statistical Package for Social Sciences (SPSS, v 11.5, 117 Chicago, IL). 118 Results 119 Subject physical characteristics for body mass index (BMI), regional BMD and baseline 120 values for vitality and depressive symptoms are given in Table 1. Bone density values for our 121 sample of postmenpausal women are similar to others measured using similar technology (14- 122 17). Figures 2 and 3 show frequency distributions for BDI and changes in body weight. Table 2 123 shows the standardized regression coefficients for the 3 models predicting one-year changes in 124 each regional BMD site with the change in body weight plus either vitality or depressive 125 symptoms as predictors. Both the vitality and BDI scores were significantly related to BMD 126 changes at the femur but not at the greater trochanter or spine. Vitality was a positive predictor 127 of femoral BMD changes over one year (p = 0.034). BDI was a negative predictor of one-year 128 BMD changes at the femoral neck (p = 0.026). General well-being (from the SF-36) was not a 129 significant predictor of BMD changes. The results for depressive symptoms were substantiated 130 by replacing BDI in the regression model with either the probability of depression (calculated 131 using the Women’s Health Initiative’s formula) or a single question about depressive symptoms 132 (“Have you felt depressed or sad much of the time in the past year?”). These alternate variables 133 also significantly predicted femoral neck BMD changes (p = 0.09 and 0.01, respectively). 134 135 After accounting for the effects of baseline bone density, baseline body weight, age, calcium compliance, HRT use and exercise group assignment, weight change was a predictor of 6 136 1-year BMD changes in the trochanter (p< 0.01), and spine (p < 0.10) but not the femoral neck. 137 Weight change after one year and vitality or BDI had differential and site specific effects on 138 bone density changes at the hip, with vitality and BDI related to femoral neck changes and 139 weight change related to BMD changes in the greater trochanter. When comparing the 140 standardized regression coefficients (ß), we found that the magnitude of the effect for BDI (ß = - 141 0.139) exceeded the effects of exercise in HRT users and non-users (ß = 0.070 and 0.101, 142 respectively). At the greater trochanter, the change in body weight (ß = 0.211) was a more 143 powerful predictor of BMD change than HRT use (ß = 0.085) and exercise group assignment in 144 HRT users and non-users (ß = 0.131 and 0.190, respectively). Weight increases were associated 145 with a greater change in trochanter BMD while weight decreases were associated with a smaller 146 change in trochanter BMD. Figures 3 and 4 illustrate the result on bone in response to arbitrarily 147 selected high and low values of BDI, vitality, and body weight changes. 148 In the subset of women who exercised (n = 140), the effects of vitality and BDI were 149 examined after accounting for age, baseline BMD, HRT use, the change in body weight, baseline 150 body weight, exercise compliance, calcium compliance and the cumulative amount of weight 151 lifted over one year (Table 3). Increased vitality was associated with greater BMD changes at 152 the femoral neck (p = 0.065). At all other sites, neither vitality nor BDI (or alternate depression 153 indices) were related to BMD changes. Changes in body weight also were not related to BMD 154 changes at any BMD site. The cumulative amount of weight lifted during the one year program 155 predicted BMD changes (p < 0.01) at the greater trochanter. 156 Discussion 157 158 Factors that affect the loss of BMD in postmenopausal women are numerous and include age, exercise, HRT use, calcium intake, the loss of body weight and psychological factors. The 7 159 link between depression and bone loss has been documented in clinically depressed populations, 160 mostly based on cross-sectional studies examining either those acutely ill with a major 161 depressive episode (3,7,18) or those identified as depressed using standardized diagnostic 162 checklists or interviews (3-5,19,20). In each case, lower regional BMD or elevated bone 163 remodeling, a precursor to bone loss, was found in the depressed versus controls. Robbins (21) 164 found a significant negative association between depression and hip BMD (measured once 2 165 years after the assessment of depression) in a large (n = 1566) random sample of males and 166 females aged 65 – 100 years, 16% of whom were clinically depressed. In a sample of 102 167 Portuguese white women selected for elevated depression, those with osteoporosis were 168 significantly more depressed (BDI = 16.6) than women without osteoporosis (BDI = 13) (22). In 169 the only prospective study, Schweiger (6) found greater 2-year spine BMD loss in 18 depressed 170 patients (receiving medication and outpatient treatment) compared to 21 controls. In contrast to 171 most studies, Amsterdam (23) and Reginster (24) did not find a BMD depression relationship. 172 However, in both studies, most (24) or all (23) of the analyses may have been limited due to low 173 statistical power. Unique to our longitudinal study was an association between one-year BMD 174 changes and initial levels of self-reported depressive symptoms and vitality, after accounting for 175 several important covariates. 176 The present results, a secondary analysis of data from a previously published clinical trial 177 (11), provide evidence that this link between depressive symptoms and bone loss exists in a 178 population that exhibited much lower levels of depressive symptoms than those in previous 179 studies (Figure 2). For example, the mean score on the BDI was 4.5 with a range of 0-27. The 180 percent of individuals who scored greater than 9 on the BDI in the present study was 12.5% 181 whereas 64.7% scored >9 in the Coehlo (22) study. We found that depressive symptoms were 8 182 significantly related to BMD changes at the femoral neck and accounted for an additional 2.2% 183 of variation in that site. This is consistent with Michelson (4) and Reginster (24) who reported 184 that the largest differences between the BMD of the depressed and non-depressed occurred at the 185 femur. Also consistent with the present study, Robbins (21) reported that depression accounted 186 for an additional 2% of the variability in the total hip BMD in a regression model accounting for 187 age, race, gender, alcohol use, smoking, estrogen use and body mass index. Similar to both 188 Amsterdam (23) and Reginster (24), we did not find significant effects of depressive symptoms 189 on the BMD loss at the lumbar spine. 190 Depression is often associated with behavioral factors such as low activity levels or 191 changes in body weight that could influence bone independently of other depressive 192 symptomatology. While these behavioral factors contribute to bone loss in individuals who are 193 depressed, depressive symptoms increase the one-year loss of BMD even after accounting for the 194 influence of behavioral factors such as exercise group assignment, calcium supplement 195 compliance, and changes in body weight. Hence, depression may exert its negative effect on 196 bone through mechanisms that are, at least in part, unrelated to behavior. In addition, the 197 influence of depressive symptoms on femoral neck BMD was larger than the exercise effect 198 (Figure 4). Though one-year effects are generally small, the negative impact may become 199 substantial if this depression-related loss persists long-term or if it is combined with other 200 negative factors affecting BMD. 201 Sub-analyses performed on the women who exercised (n = 140) showed the impact of 202 depressive symptoms or vitality on BMD changes after accounting for exercise compliance and 203 weight lifted, rather than simply the exercise group assignment. BMD changes at the femoral 204 neck were associated with self-reported vitality (p = 0.065), but not depressive symptoms (p = 9 205 0.199) (Table 3). Noteworthy was the persistence of vitality as a predictor of BMD changes 206 even after accounting for the effects of HRT use, exercise program compliance, calcium 207 supplement compliance, and the amount of weight lifted over the one-year program. The effect 208 of low vitality on changes in BMD was not a function of poor program compliance or 209 performance. 210 Although the present study was not designed to reduce body weight and the average body 211 weight change was negligible (0.22 kg), there was a considerable range of changes in weight (- 212 13.9 to +12.2 kg) (Figure 3) and these changes in weight had moderate effects on BMD changes. 213 The effect of weight change was a more important factor affecting femoral neck bone changes 214 than both exercise and HRT use (Figure 5). When only the exercisers were examined (Table 3), 215 the amount of weight lifted was the most important factor affecting trochanter BMD changes and 216 changes in body weight were not significant. 217 The phenomenon of weight loss associated bone loss has been reported consistently (25- 218 31). Because of this, bone density clinical trials generally attempt to minimize weight loss 219 throughout the intervention. Despite any investigators best efforts, moderate weight changes 220 may occur and will confound the overall results. As covariates of bone density changes are 221 identified, such as depressive symptoms or weight loss, investigators should account for their 222 confounding effects when interpreting the final results of long-term exercise trials. Also, 223 because weight loss and depression have differential site-specific effects, it is important for 224 investigators to examine the femoral neck and greater trochanter areas rather than only “total 225 hip” BMD. 226 227 In summary, the negative impact of depressive symptoms on BMD in this population of postmenopausal women was independent of changes in body weight and varying calcium 10 228 compliance, and was not ameliorated by assignment to a strength-training program. Further, the 229 impact of depressive symptoms (at the femoral neck) and weight change (at the greater 230 trochanter) was comparable to or exceeded the impact of hormone use and exercise training. 231 These results suggest that the presence of depressive symptoms may be clinically relevant with 232 regard to bone health. Future bone density clinical trials should control for the change in body 233 weight and for depressive symptoms when assessing the osteogenic potential of any intervention. 234 235 Acknowledgements: Supported by the National Institute for Arthritis, and Musculoskeletal and 236 Skin Diseases, National Institutes of Health (AR39559) and by Mission Pharmacal (San Antonio, 237 TX). Address correspondence to: Laura A. Milliken, PhD., Department of Exercise and Health 238 Sciences, University of Massachusetts Boston, 100 Morrissey Blvd., Boston, MA 02125 Email: 239 laurie.milliken@umb.edu 11 References 1. Cizza G, Ravn P, Chrousos GP, Gold P. 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Variable Mean SD Minimum Maximum Age (yrs) 55.6 4.8 40.2 66.3 Baseline BMI (kg/m2) 25.6 3.8 17.9 35.5 Baseline Weight (kg) 68.3 11.5 46.1 110.7 Baseline Height (cm) 163.3 6.6 144.0 185.6 1 Year Weight Change (kg) 0.22 3.1 -13.9 12.2 1-Year Calcium Compliance (%) 91.2 14.3 4 114 Baseline Vitality Score (SF-36) 68.13 17.7 5 100 Baseline BDI 4.52 4.5 0 27 Femur Neck 0.873 0.121 0.616 1.291 Trochanter 0.745 0.110 0.490 1.194 Spine (L2-4) 1.130 0.155 0.739 1.719 Femur Neck 0.0056 0.033 -0.0960 0.0940 Trochanter 0.0063 0.028 -0.1060 0.0810 Spine (L2-4) 0.0034 0.027 -0.0730 0.0890 Baseline BMD (g/cm2) 1 Year Change in BMD (g/cm2) 16 Table 2: Standardized regression coefficients for the prediction of BMD changes over one year for covariates plus the change in body weight and either vitality or depressive symptoms (n = 264). Adjusted R2 is for the variables indicated plus age, baseline BMD, and baseline body weight. Independent Variables Exercise effect (for HRT users) Dependent Variables (one-year changes) Femoral Neck Trochanter Models Models 0.053 0.070 0.061 0.192* Exercise effect (for HRT non-users) 0.105‡ 0.101‡ 0.078 0.129 † 0.131 Calcium Compliance -0.014 -0.031 -0.031 0.051 HRT Use 0.171* 0.162* 0.143* 5.5 5.5 Change in body weight 0.020 0.022 Vitality 0.130 R2 (for Covariates) Beck Depression Inventory 0.227* -0.031 -0.028 -0.041 † 0.104‡ 0.067 0.059 0.084 0.055 0.037 0.084 0.073 0.094 0.083 0.085 0.072 0.239* 0.233* 0.256* 4.3 3.8 3.8 4.7 5.4 5.4 6.4 0.011 0.212* 0.211* 0.223* 0.112‡ 0.113‡ 0.110‡ -0.017 “Depressed Much of Past Year” (n = 243) R2 (Overall) * p < 0.01 † p < 0.05 ‡ p < 0.10 0.190* † -0.139 † 0.023 0.027 -0.175* 6.5 6.7 Spine Models 6.4 -0.071 -0.058 7.6 7.6 9.3 -0.008 5.9 6.4 6.8 17 Table 3: Standardized regression coefficients for the prediction of BMD changes over one year for exercisers including the change in body weight and either vitality or depression (n = 140). Adjusted R2 is for the variables indicated plus age, baseline BMD, and baseline body weight. Independent Variables HRT Use Dependent Variables (one-year changes) Femoral Neck Trochanter Spine Models Models Models 0.112 0.122 0.108 0.106 0.179 † 0.178 Calcium Compliance 0.191‡ 0.160 0.103 0.127 0.157 0.125 Exercise Compliance -0.144 -0.136 -0.280‡ -0.291‡ -0.012 0.010 Weight Lifted 0.041 0.051 0.444* 0.464* 0.057 0.013 1.0 1.0 8.4 8.4 4.3 4.3 Change in Body Weight 0.107 0.100 0.113 0.117 0.028 0.020 Vitality 0.162‡ R2 (for Covariates) Beck Depression Inventory R2 (Overall) * p < 0.01 † p < 0.05 ‡ p < 0.10 0.010 -0.121 3.2 1.9 -0.069 0.090 8.1 † 8.8 -0.115 3.4 4.1 18 Figure 1: Participant recruitment and randomization. 19 Figure 2: Frequency distribution for the Beck Depression Inventory (n = 264). 90 80 Number of Subjects 70 60 50 40 30 20 10 0 0-1 2-3 4-5 6-7 8-9 10-11 12-13 14-15 16-17 18-19 20-21 22-23 24-25 26-27 Ranges of Scores 20 Figure 3: Frequency distribution for the one year change in body weight (n = 264) 80 70 Number of Subjects 60 50 40 30 20 10 0 >12.1 12-10.1 10-8.1 8-6.1 6-4.1 Weight Lost (kg) 4-2.1 2-0.1 0-1.9 2-3.9 4-5.9 6-7.9 8-9.9 >10 Weight Gained (kg) 21 Figure 4: Changes in BMD for high and low depression and vitality scores and exercise group status. 0.025 Femoral Neck BMD Changes (g/cm2) 0.020 0.015 0.010 Exercise Group 0.005 Beck Depression Inventory 0.000 SF-36 Vitality -0.005 -0.010 BDI = 25 BDI = 1 Score = 5 Score = 100 No Ex Group Ex Group 22 Figure 5: Changes in femur and trochanter BMD for the mean and 2 SDs above and below the mean for the change in weight. 0.015 BMD Changes (g/cm2) 0.010 0.005 0.000 -0.005 -0.010 Femoral Neck Trochanter -0.015 Weight change = +2 SD Weight change = -2 SD 23