FOREST SERVICE MANUAL MISSOULA, MONTANA TITLE 7700 - TRANSPORTATION SYSTEM Region 1 Supplement No. 59 Effective April 1982 7703 - POLICY. The following policy applies to all transportation system facilities in R-1 for transportation planning, development, and operation. It applies equally to all new construction, reconstruction, and maintenance of transportation facilities. All activity relating to the transportation system from planning through operation shall utilize timely and systematic interdisciplinary participation and the resulting decisions shall be documented (see FSM 1950). For those proposed actions that meet the criteria set forth in NEPA, the Transportation System activities will be documented in the Environmental Impact Statement (EIS). An approved EAR or EIS is required before implementing any transportation system development. Transportation system decisions are based on a number of factors, such as safety, environmental issues, technical feasibility, economics, financial considerations, and legal constraints. Each factor shall be considered in determining and selecting a course of action. Economics is frequently used to differentiate between factors and to insure that the Government is making good investments. Economic assessment is required in all phases of transportation system decisionmaking; however, economics shall not be considered as the controlling factor in evaluating and selecting a course of action. 1. Transportation Planning. Transportation System Planning shall be integrated with, and shall proceed simultaneously with, land management planning to assist in the development of realistic, workable alternatives. Transportation plans and their relation to functional activities shall included as part of any planning proposal. Transportation planning shall be conducted at a level of detail consistent with the resource planning objectives. It is imperative that compatibility be maintained within each level of planning. FSM 7710 and Regional supplements show the specific levels of transportation planning and the requirements for each level. 2. Transportation System Development. Primary emphasis shall be to insure that transportation facilities are developed to provide the level of service required to meet resource management needs. Standards shall be determined in advance of location for the location, survey, design, construction, maintenance, and operation of all system facilities. Criteria shall be established for short-term facilities and the degree of engineering necessary. The standards and criteria shall be established as a result of interdisciplinary participation. These requirements apply to roads, trails, airfields, and other transportation system facilities as appropriate. Construction activities on all transportation facilities shall be controlled during the operation by inspection. All facilities shall be staked for construction. The method of staking and degree of inspection shall be determined at the time survey and design standards are establisbed. 3. Transportation System Operation. All existing transportation system facilities shall be operated to provide user safety, convenience, and efficiency of operations to accomplish the land and resource management objectives of the Forest, and are coordinated with National and State-wide transportation needs. 7704 - RESPONSIBILITY AND DELEGATIONS 7704.2 - Regional Forester. The parent text establishes the Regional Forester's and the Director of Engineering's responsibility and authority for conducting all phases of transportation planning, development, and operations in the Region. The Chief has delegated to the Director of Engineering the specific authority to assure that all transportation and other engineered systems comply with the technical requirements involving structural integrity, safety, and operational limits. To enable the Director of Engineering to fulfill this responsibility through this Region's decentralized organization, the Director of Engineering's additional authorities are: 1. To represent the Region to the various State Transportation Departments and the Federal Highway Administration. The Director of Engineering will officially act for the Regional Forester. Responsibility for day-to-day contacts on a project-by-project basis is delegated to the Forest Engineer. 2. To require that all transportation system activities are done with systematic interdisciplinary participation in accordance with the land and resource management plans and FSM 7706. 3. To develop and maintain the transportation system component of the Regional Plan, and the National Forest Transportation plans prescribed in FSM 7710.3. 5a. To selectively evaluate the cost-effectiveness and technical adequacy of engineering work. b. Be responsible for Region-wide standards, and the coordination, and implementation of all National Forest Transportation Systems. c. Prepare annual and long-range transportation system programs for the Region. d. Recommend, with participation by units of Administrative Management, Personnel Management, and Forests; the ways and organizations in which transportation system activities can be performed effectively, efficiently, and responsively either by force account, contract, other Federal or State agencies, or cooperatively. e. To develop Regional policy and standards for performance of engineering work. 6a. Recreation Management is assigned basic staff responsibility for development trails, including segments of the National Trail System administered by the Forest Service. Engineering will provide and be responsible for technical services, including survey, design, construction, and maintenance. b. Provide leadership for transportation system activities within the Region from involvement in land and resource management planning through preconstruction and construction engineer-personal contact, consultation, training, inspection, manual direction, and on-the-ground review and audit. c. Make sufficient annual on-the-ground audits and reviews of all transportation engineering activities to insure that facility planning, development, construction, and operation is in accord with National and Regional policies. d. Review all drawings and specifications for roads and structures in all Regional Forester and Chief's timber sale contracts. e. Review transportation development plans involving rights-of-way to be acquired or granted and make recommendation thereon. f. Make final acceptance inspection of all bridge construction and recommend acceptance to the contracting officer or timber sale officer. The Director of Engineering may annually delegate this responsibility by letter to Forest Engineers for minor bridges. Minor bridges are defined as single span structures with a span length of 80 feet or less. g. Review and approve technical engineering aspects of environmental statements, project criteria and proposals, and engineering reports for transportation system projects which require Regional Forester review of environmental statements. h. Prepare Region-wide specifications or special project specifications for construction of road and trail projects. In cooperation with Timber Management for timber sale contracts, prepare Regional "C" clauses and review and approve special "C" clauses and special project specifications requested by Forest Supervisors. 7. The Director of Engineering is responsible for providing Regional Policy and Standards for the cooperative planning, development, and operation of transportation facilities with public transportation agencies. 8a. Establish job performance requirements or certification criteria for engineering personnel and implement the National Engineering Certification Program. Certify to the Regional Forester those engineers, engineering technicians, and inspectors who are qualified as road and trail planners, locators, surveyors, designers, construction engineers, Contracting Officer Representatives (COR'S), Engineering Representatives (ER'S), construction inspectors, and engineering specialists. b. Conduct Region-wide training sessions in selected transportation activites as needed. c. Assist Forests in developing and conducting training. d. Provide technical and professional staff for project design, or consultation in the design, of special facilities, such as retaining structures, bridges, major culverts, and hydraulic structures for which specialized expertise is normally not available on the Forest. 9. No additions. 7704.3 - Forest Supervisor. The following Regional Forester's responsibilities and authorities for managing transportation system activities are redelegated to Forest Supervisors: 1. Coordinating and maintaining working relationships with counties, cities, and public agencies with local offices within the Forest's area of influence. 2. Insuring that coordinating requirements for land and multiresource management are incorporated in all transportation plans. 3. Approving additions to the Forest Development Transportation Plan except where reserved elsewhere in the manual. Insure that Forest plans and inventories are updated annually to reflect all additions made under this authority. 4. Developing and implementing cost-effective programs for transportation planning, development, and operation except where reserved in FSM 7710, 7720, or 7730, or where Regional engineering coordination is necessary to assure consistency within the Region. 5. Planning, developing, and operating all elements of the Forest development transportation system to fulfill the objectives of FSM 7702 and in accordance with standards established by the Regional policy. 6. Enter into agreements with State, county, and others for cooperative planning, development, and operation of transportation facilities, limited by the criteria and authorities listed in FSM 7713 and 7715 and FSH 1509.11. 7. Develop and maintain an adequate level of engineering skills to fulfill the objectives of FSM 7702. 8. Enter into memorandums of understanding that are uniquely applicable to the originating Forest and in accordance with FSH 1509.11 and FSM 7715. Forest Supervisors are responsible for providing the organizational capability and operating procedures to assure: a. The decisionmaking process for transportation system matters adequately considers and utilizes the technical input of skilled specialists. b. Qualified professional engineers, GS-11 or above, are directly responsible for technical engineering aspects of the final transportation plan, road location, geotechnical investigation, design, construction supervision, and operational limits of all transportation system roads. c. There is a level of technical engineering review at a higher grade level than the level of performance. d. Engineers who have been assigned responsibilities for approving engineering work certify their approval in writing and understand that such certification means they are assuring that all technical requirements, structural integrity, safety, and operational limits for the project or work have been fully complied with. e. All decisions or other conditions which compromise the above certification are brought to the attention of a professional engineer with the authority to resolve the technical problem or to the Forest Engineer. If the Forest Engineer cannot resolve the problem, it must be brought to the attention of the Forest Supervisor and Director of Engineering. f. An accountability process is established and maintained that sufficiently samples and evaluates: (1) the technical adequacy of all phases of transportation engineering work activities, (2) the overall cost and efficiency of the engineering organization performing the work, and (3) the cost-effectiveness of the engineering projects planned. The process shall include provisions for identifying opportunities and implementing corrective measures. To assist the Forest Supervisor in redeeming his responsibilities, the Forest Engineer shall be responsible for technical adequacy of all transportation system activities on the Forest. The Forest Engineer shall: a. Provide leadership to the transportation system programs of the Forest from involvement in land management planning through transportation planning, development, and operation. b. Require that all transportation system activity is done with systematic, interdisciplinary participation and in accord with the land management pland (see FSM 1950). c. Prepare annual and long-range transportation system programs for the Forest. The programs shall be fully coordinated with all other programs of the Forest and shall be recommended to the Forest Supervisore concurrently with the other Forest programs. d. Be responsible for coordination and implementation of all transportation systems planning and programming on the Forest. e. Develop and maintain transportation plans which adequately facilitate National Forest resource administration, protection, management, and utilization in accord with land use plans. f. Be responsible for the technical engineering of all transportation facilities designed, consturcted, maintained, and operated on the Forest. g. Develop and conduct training for engineering personnel within Regional and Service-wide guidelines to qualify individuals for certification and career development. h. Recommend for certification through the Forest Supervisor to the Director of Engineering each person he deems qualified for road and trail planners, locators, suveyors, designers, construction engineers, Contracting Officer's Representatives (COR'S), Engineering Representatives (ER'S), construction inspectors, and A&E contractor representatives. Recommendations shall be based on demonstrated ability and the satisfactory completion of requirement for certification. i. Approve all designs, drawings, specifications, and estimates; conduct final inspections; and make final audit and certification of quantities for road and trail projects on Forest, except roads in Regional Forester's and Chief's timber sale contracts. Forests will transmit projects directly to the contracting officer for advertising and award of formal road contract or to the Regional Officer Timber Management Unit for Regional Forester's and Chief's sales. Approval of drawings and specifications for roads in Regional Forester and Chief's timber sale contracts are limited to the Director of Engineering. j. Recommend to the Forest Supervisor the criteria and degree of engineering necessary for facilities other than those designated as Forest Development Transportation Facilities. k. Review all special use and road use permits for transportation facilities prior to final Forest approval. To properly redeem the transportation system responsibilities the Forest Supervisor and Forest Engineer need the cooperation and participation of the District Ranger. The District Ranger shall: a. Participate in transportation planning on his District to assure that transportation planning is in accord with land management plans. b. Prepare a multiyear transportation development program, coordinated with other resource development programs, to include cost estimates, economic analysis information, and timing schedules. c. Provide land management criteria and prescriptions for determining construction standards and participate in the determination of those standards. d. Participate in planning system maintenance and operation. 7706.1 - Resource Coordination. Forest Development Transportation System activities shall be coordinated with resource activities to meet management objectives for protection of National Forest resources. 7706.11 - Water Resoures. National Forests in Region 1 make a major contribution to water resources in Idaho and Montana. Man-cause water pollution and subsequent deterioration of water quality and fish habitat, resulting from transportation activities, has long been recognized and documented as environmental degradation. This must be reduced if proper stewardship of land and water resources is to be realized. The primary concern for transportation activities shall be to minimize soil failures (slumps and slides) and surface erosion. Surface erosion, from cuts, fills, and road surfaces, though sometimes not as readily visible as slumps and slides, results in movement of large volumes of soil. The basic philosophy for water resources management, with respect to transportation activities, is to protect existing quality by utilizing qualified people and applicable methods. The planning, development, and operation of all transportation systems and facilities shall be done so as to: 1. Prevent soil failures associated with transportation system activities and adversely affect water quality and fish habitat. 2. Eliminate activites that collectively produce unacceptable damage to water quality and aquatic habitat. Unacceptable damage is when the degradation of water quality interferes with or becomes injurious to existing or possible uses of water. 3. Improve physical conditions that, as a result of transportation development or operations, have adversely affected water quality and aquatic habitat. Each and every transportation system activity shall meet the following requirements: 1. Riparian vegetation shall be managed to comply with acceptable water quality standards in all streamside transportation activities. 2. Erosion and sediment control procedures will be utilized in the development and operation of roads and landings to prevent sediment of debris from reaching streams. 3. State and Federal water quality laws, regulations and policies, and Forest management unit guidelines will serve as the basic standards against which success in preventing water pollution will be measured. 4. Protect water quality, fish habitat, and soils by involvement of the appropriate specialists in the areas under consideration. 5. Route planning and reconnaissance activities will include evaluations of geology and soils. Such activities will be reviewed by a competent team, including Engineering, Geology, Soils, etc., who will prepare recommendations for approval by the responsible Forest Service official. 6. Proposed transportation projects shall not be developed if water quality and fish habitat cannot be protected. 7. If unacceptable water quality and fish habitat degradation occurs during transportation facility construction, all reasonable avenues to correct the degradation will be pursued. 8. Onsite and offsite water management shall be considered in location and design of transportation facilities to prevent accelerated soil erosion and desynchronization of water movements (to mitigate offsite water impacts). 7706.12 - Watershed Protection and Management. All transportation planning, development, and operation activities shall utilize the combined skills of Engineers, Geologists, Hydrologists, Soil Scientists, and others to insure protection of watershed values. 1. All transportation facilities that are located in municipal watersheds shall conform to the applicable criteria contained in FSM 2543.13. 2. Structural improvements in, or associated with, streams will be consistent with the emvironment in respect to hydraulics, hydrology, recreation, and economics. 3. Structural measures for control of slide or sloughs shall be based on an analysis of alternate routes, a complete soil investigation, and the recommendations of a qualified geologist and soils engineer. The design of such structures shall be accomplished by a qualified structural engineer. 4. Channel changes shall be permitted only after analysis by an interdisciplinary team and approval by Forest Supervisor. 5. Seeding, fertilizing, and mulching of cut and fill slopes shall be an integral part of any development plan in soil types susceptible to surface erosion or channeling, and there is sufficient soil to sustain growth. Followup measures will be planned to maintain vegetative cover. 6. Existing road cuts and fills which are supplying significant amounts of sediment due to lace of vegetation, grass cover, or other causes, will have operation plans designed to control or eliminate such sediment production. Measures considered may include revegetation and/or sediment control structures such as filters, traps, basins, etc. 7. Short-run development economics will not take precedence over soil and water resource protection needs. 7706.13 - Air Quality Protection and Management. Transportation planning, development, and operation activities shall be coordinated with appropriate Forest Service fisheries and wildlife biologists, and with other agencies as appropriate. 1. Wildlife management criteria shall be developed to guide location and design activities where wildlife is a key activity. 2. Prior to the final location and design procedure, Forest Service fisheries and wildlife biologists shall review and approve the drawings and specifications in their area of concern. Criteria contained in FSM 2606.32 shall be met prior to any contract action. 7706.15 - Recreation. Location and survey activities shall be carried out in a manner that will not have a detrimental effect on the area; i.e., blazing or painting of trees for reference or survey points will not be accepted. All survey stakes, laths, flagging, and other engineering debris shall be removed after completion of construction. Seeding, revegetation, or other restoration measures shall be included in all roads activities in recreation areas.