2209.13_10 Page 1 of 13 FOREST SERVICE HANDBOOK EASTERN REGION (REGION 9) MILWAUKEE, WI FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 – PERMITS WITH TERM STATUS Supplement No.: R9 RO 2209.13-2012-1 Effective Date: December 5, 2012 Duration: This supplement is effective until superseded or removed. Approved: NORA B. RASURE Acting Regional Forester Date Approved: 10/03/2012 Posting Instructions: Supplements are numbered consecutively by Handbook number and calendar year. Post by document; remove the entire document and replace it with this supplement. Retain this transmittal as the first page(s) of this document. The last supplement to this handbook was 2209.13-2007-2 to Chapter 10. New Document R9 RO 2209.13-2012-1 13 Pages Superseded Document(s) by Issuance Number and Effective Date R9 RO 2209.13-2007-2 7 Pages Digest: In order by code, summarize the main additions, revisions, or removal of direction incorporated in this supplement. 13.3 – Provides further guidance related to changes in ownership. 16.23 - Provides further direction on non-compliance letters. Offers guidance and recommended actions for permit violations. Stipulates direction in charging unauthorized use fees on bid and non-bid allotments. 16.24 –Provides further guidance on Permittee compensation when grazing allotment is devoted to other purposes. R9 RO SUPPLEMENT EFFECTIVE DATE: 12/5/2012 DURATION: Effective until superseded or removed 2209.13_10 Page 2 of 13 FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 - PERMITS WITH TERM STATUS 13 - ACQUIRING GRAZING PERMITS WITH TERM STATUS 13.3 - Changes in Ownership A “bid” permit may be transferred to a new applicant before expiration and without going through the bid process under the following conditions: 1. The new applicant purchased base property or permitted livestock. 2. The applicant is willing to accept the permit and its terms and conditions, including the numbers, kind, season, present bid rate, and current expiration date. 3. The applicant is willing to accept current fee credit agreements, and other modifications made to the current permit. The current expiration date of the permit will not be extended upon transfer. Upon expiration, the transferred permit will go through the bid procedures explained in FSH 2209.13 Chapter 80. The new permittee may match high bid providing he is in good standing with the Forest Service, and has submitted a bid. A Term Permit or an On/Off Permit may be issued to a new base property owner without going through the “bid” process in the following situations: 1. An allotment is landlocked by applicant’s private land with no access for another user. 2. An allotment and private land make an effective and logical grazing unit. 3. The applicant is willing to accept the permit and its terms and conditions, including the numbers, kind, season, grazing fee rate, and current expiration date. 4. The applicant is willing to accept current fee credit agreements, and other modifications made to the current permit. The current expiration date of the permit will not be extended upon transfer. Upon expiration, the transferred permit does not need to go through the “bid” process because of the land locked nature that precludes other prospective users. Minimum fee requirements will be set according to Region 9 FSM Supplement 2238.24. R9 RO SUPPLEMENT EFFECTIVE DATE: 12/5/2012 DURATION: Effective until superseded or removed 2209.13_10 Page 3 of 13 FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 - PERMITS WITH TERM STATUS 16.2 – Suspension or Cancellation of Grazing Permits 16.23 – Notice of Non-Compliance and Cancelation Letter for Grazing Permit Non-Compliance Letters When suspension or cancellation actions are considered, the authorized official will notify the permittee with a Non-compliance letter outlining: 1. 2. 3. 4. The violation(s), What action(s) the permittee must take to remedy the violation, The timeframe with which this remedial action(s) must be taken, and The Forest Service’s proposed administrative action. As a courtesy, the Notice of Non-Compliance (NONC) letter should also include a statement that encourages the permittee to contact the authorized officer in a timely fashion if he/she believes that the NONC has been sent in error (FSH 2209.13 Chapter 10 Sec. 16.3). The Non-compliance letter is a written communication that outlines the violation found, discusses any additional circumstances, states the action that the authorized officer is proposing, and gives the permittee a period of time, not to exceed 30 days, to respond to the authorized officer. The authorized official will send a copy of the Non-compliance letter to any holders of Escrow Waivers by certified or registered mail. When infrequent, minor, or first time offenses have been detected that can be easily remedied by a telephone call to or personal contact with the permittee, and the violation is one that would not ordinarily justify suspension or cancellation action, issuance of a NONC is not necessary. However, the authorized officer should make contact with the permittee, describe the noncompliance incident, the corrective action required, the timeframe for action, and the consequences associated with failure to comply. The noncompliance incident and the follow-up discussion with the permittee should be documented in the allotment inspection notes or a memorandum and placed in the permittee’s official case file. Violations of grazing permit terms and conditions are cumulative when they occur for a continuous number of years. This means that habitual violations over several years should be considered in determining second and third offenses. Isolated and infrequent violations are not evidence of a recurrent history. If violations of permit terms and conditions occur, Exhibit 02 provides additional guidance in determining the extent of recommended actions deemed appropriate for the violation. Questions can be directed to the Regional Range Management Specialist. R9 RO SUPPLEMENT EFFECTIVE DATE: 12/5/2012 DURATION: Effective until superseded or removed 2209.13_10 Page 4 of 13 FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 - PERMITS WITH TERM STATUS Decision Letters Following a written or verbal reply by the permittee, the authorized officer will issue a written decision and rationale. This may be the decision proposed in the Non-compliance letter, a modified decision or a determination that, based on the information supplied by the permittee, the proposed action is not required. The decision letter will notify the permittee of appeal provisions under 36 CFR 251. If a suspension or cancellation decision by an authorized officer is appealed under 36 CFR 251, the authorized official will implement the decision, unless a stay is granted (36 CFR 251.91). See exhibit 01 for examples of both Notice of Non-Compliance and Decision Letter formats. Unauthorized use rate for bid allotments When grazing fees for an allotment are at the sub-regional minimum the published annual unauthorized fee will be applied to any excess or unauthorized use, FSM 2238.6. In the cases where bid fees are higher than the sub-regional minimum, unauthorized use rates will be the permittee’s bid for that particular allotment. Charges to the permittee will be in addition to the annual bill and will not be a part of any fee credit agreement. The permit action procedures described in 16.23 Exhibit 1, Item 2 should be followed. 16.24 - Cancellation to Devote the Lands to another Public Purpose Grazing permits may be cancelled in whole or in part where a decision has been made to devote certain National Forest System lands to another public purpose that precludes grazing by permitted livestock. Except in an emergency, do not cancel a permit without a two-year notification (36 CFR 222.4(a)(1)). The permittee may waive the two-year notice requirement if he or she so chooses. Under the Federal Land Policy and Management Act (FLPMA) of 1976, permittees are entitled to reasonable compensation for the adjusted value of their interest in authorized permanent improvements on National Forest System lands which are to be devoted to another public purpose that precludes livestock grazing. See FSM 2240. “Devote[ing] lands to another public purpose” includes projects that result in the transfer of lands out of the National Forest System as part of a land exchange. Where land exchanges are being considered, the authorized officer should notify the affected permittees in writing of the potential exchange as soon as reasonably practicable once the exchange appears likely. Scoping for the proposed land exchange may be an appropriate time to provide the permit holder with this notice. This early notice should provide the permittee with sufficient time to make alternative arrangements in the event that the exchange occurs. Since land exchanges may take several months or longer to complete, the authorized officer should periodically advise the permit holder of the status of the negotiations. For more information regarding land exchanges, see FSH 5409.13. R9 RO SUPPLEMENT EFFECTIVE DATE: 12/5/2012 DURATION: Effective until superseded or removed 2209.13_10 Page 5 of 13 FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 - PERMITS WITH TERM STATUS 16.23 – Exhibit 01 Notice of Non-compliance for Failure to Maintain Improvements File Code: Date: 2230 July 4, 2012 Mr. Ben There Done That Avenue Somewhere, WI 00000 NOTICE OF NON-COMPLIANCE Dear Mr. There: This letter is in regard to Term Grazing Permit No. XXXXX, issued in the name of XXXXX on XXXXXX. This permit authorizes the grazing of XXXX cow-calf pairs during the season XX/XX-to-XX/XX on the XXXXXXXX Allotment. Inspection of the Allotment on XXXXX noted that you have not completed the work as indicated on your Fee Credit agreement dated: XXXXXXX. This inaction is a violation of Part 2, Item 8 (h) or your permit, which says, “The permittee will pay the costs to, perform, or otherwise provide for the proportionate share of cooperative improvements and management practices on the permitted area when determined by the Forest officer in charge that such improvements and practices are essential for the proper protection and management of the resources administered by the Forest Service.” Enclosed you will find a Bill for Collection, No. BD XXXXXX for the amount of $XXXX.XX. This bill is for the XXXX grazing season and is the result of the deficient performance on the Fee Credit Agreement. Please mail your payment along with a copy of enclosed bill to our collection office at: USDA Forest Service P.O. Box 894183 Los Angeles, CA 90189-4183 To alleviate this non-compliance, you must complete the Fee Credit work or make the enclosed payment of the bill by the due date. If the bill is not paid in full by the due date, your permit will R9 RO SUPPLEMENT EFFECTIVE DATE: 12/5/2012 DURATION: Effective until superseded or removed 2209.13_10 Page 6 of 13 FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 - PERMITS WITH TERM STATUS 16.23 – Exhibit 01(continued) be canceled, and you will be charged interest at the Department of the Treasury rate (4.875%) calculated 30 days from the invoice’s due date. Also, additional administrative costs may be assessed. A penalty of 6 percent per year shall be assessed on any payment or fee amount overdue in excess of 90 days from the date of the first billing, (Pursuant to 31 USC 3717 and 7 CFR Part 3, Subpart B ). Please contact us on your intent regarding the allotment and this bill. We wish to continue to work with you with the management of this allotment, but we need your full compliance with the permit before we continue to do so. Should you need additional information, please contact XXXXXX at XXX-XXX-XXXX. Sincerely, XXXXXXXXX XXXXXXXXX District Ranger cc: XXXXX R9 RO SUPPLEMENT EFFECTIVE DATE: 12/5/2012 DURATION: Effective until superseded or removed 2209.13_10 Page 7 of 13 FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 - PERMITS WITH TERM STATUS 16.23 – Exhibit 01--Continued Suspension or Cancellation Letter File Code: Date: 2200 July 4, 2012 Mr. Ben There Done That Avenue Somewhere, WI 54000 CERTIFIED MAIL – RETURN RECEIPT REQUESTED Dear Mr. Permittee, This letter is in regard to Term Grazing Permit No. XXXXX, issued in the name of XXXXX on XXXXXX. This permit authorized the grazing of XXXX cow-calf pairs during the season of XX/XX-to-XX/XX on the XXXXXXXX Allotment. On XXX XX, XXXX, We sent you a Non-compliance Notice concerning the lack of fence maintenance on the XXXXXX grazing allotment. Later, you were asked and agreed to repair the fences by XX XX, XXXX. Since then, our Range Technician inspected the fences on the allotment. His assessment of the fencing on the allotment is that adequate maintenance is not occurring as required by the standards set forth in the permit and our agreement. This is evidenced of a recurrent history of your inability to complete the necessary fence repairs. The lack of maintenance is a violation of Part 2, Section 8 of your term grazing permit, stated below: 8. Range and Livestock Management (i) This permit is issued and accepted with the provision that the permittee will maintain all range improvements, whether private or Government-owned, that are assigned for maintenance to standards of repair, orderliness, and safety acceptable to the Forest Service… Due to the ongoing nature of the fencing, problem and your unresponsiveness to our requests to maintain the fence as required by the permit, I am canceling your permit. You may call me directly at XXX-XXX-XXXX, if you have any questions regarding the cancellation of this permit. In the meantime, remove your cattle by XXXXX (week) and notify this office of when this task has been completed. This decision is subject to appeal pursuant to Department of Agriculture regulations 36 CFR 251, subpart C. Any appeal of this decision must include the information required by 36 CFR 251.90, including the reasons for appeal. An appellant or intervener may request a stay of a decision at R9 RO SUPPLEMENT EFFECTIVE DATE: 12/5/2012 DURATION: Effective until superseded or removed 2209.13_10 Page 8 of 13 FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 - PERMITS WITH TERM STATUS 16.23 – Exhibit 01(continued) any time while an appeal is pending, if the harmful effects alleged pursuant to 36 CFR 251.91 (c) (3) would occur during the pendency of the appeal. The reviewing officer shall not accept any request to stay implementation of a decision that is not scheduled to begin during pendency of the appeal. If you appeal this decision, a Notice of Appeal must be filed within 45 days of the date of this letter (by XXXX, 2009): Forest Supervisor XXXXXXXX National Forest XXX XXXXXX XXXX XXXXXXXX, XX XXXXX A copy must be sent simultaneously to: District Ranger, XXXXXX Ranger District XXXXXXXXXX XXXXX, XX XXXXX Sincerely, XXXXXXXXX XXXXXXXXX District Ranger cc: XXXXX R9 RO SUPPLEMENT EFFECTIVE DATE: 12/5/2012 DURATION: Effective until superseded or removed 2209.13_10 Page 9 of 13 FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 - PERMITS WITH TERM STATUS 16.23 – Exhibit 02 General Guidance in Determining Suspensions or Cancellations and Recommended Actions for Permit Violations The authorized official will follow the below procedure for the following steps: 1. Failure to Validate the Grazing Permit. The issuance of a Bill for Collection and payment of fees and actual turning on at least 90% of livestock the first grazing season after the permit is issued will validate the permit for the number, kind, and class of livestock, grazing allotment, and period of use for the particular year (Grazing Permit, Part 2, Section 1). a. Initial Notice. Validation requirements will be explained in the certified letter transmitting the permit to a new permittee. Include consequences of failure to validate. b. Failure to Validate. Send a Non-compliance letter to the permittee explaining the violation and request they explain why the grazing permit issued should not be cancelled. If sufficient reason cannot be shown, cancel the portion of the permit that was not validated. 2. Excess Use. Is defined as any livestock owned by the holder of a National Forest System (NFS) grazing permit, but grazing on NFS lands in greater numbers, at times, or in places other than permitted in Part 1 of the grazing permit or authorized on the annual Bill for Collection, including any modifications made by the authorized officer. Failure to remove livestock at the end of the grazing season or when instructed by the authorized officer is excess use. (Grazing Permit, Part 2, Section 8(c), 8(d), and 8(e)). a. First Offense. Contact the permittee by phone or in person to notify them of the violation and request livestock removal in 72 hours or less. Send a certified letter documenting the violation. Bill for excess use at unauthorized use rate. b. Second Offense. Send a Non-compliance letter documenting the violation and request that the permittee explain why a portion of the permit should not be suspended. If sufficient reason cannot be shown, suspend 25% or more of permitted numbers or season for up to three years. Bill for excess use at unauthorized use rate. R9 RO SUPPLEMENT EFFECTIVE DATE: 12/5/2012 DURATION: Effective until superseded or removed 2209.13_10 Page 10 of 13 FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 - PERMITS WITH TERM STATUS c. Repeat Offenses. Send a Non-compliance letter documenting the violation and request that the permittee explain why the permit should not be canceled. If sufficient reason cannot be shown, cancel the permit in whole or in part as circumstances warrant. Bill the permittee for excess use at the unauthorized use rate. 3. Grazing Un-owned Livestock. Only livestock owned by the permittee are authorized to graze under the permit. Livestock purchased and subsequently sold back to the original owner, within a 24-month period will not be considered evidence of valid ownership of the livestock (Grazing Permit, Part 2, Clause 7 (a)). a. First Offense. Send a Non-compliance letter by certified mail documenting the violation and request the permittee explain why the permit should not be cancelled. If sufficient reason cannot be shown, cancel the permit. In cases where fraudulent documents have been submitted, cancellation is mandatory. 4. Failure to Follow Management Requirements, Grazing Permit Modifications, or Annual Operating Instructions. The allotment management plan, annual operating instructions, fee credit agreements or other management instructions for the land described on page 1, part 1 are part of the permit. The permittee will carry out the permit provisions, other instructions, or both as issued by the authorized officer for the area under permit, and will require employees, agents, contractors and subcontractors to do likewise (Grazing Permit, Part 1, Section 3, Part 2, Section 8(a-h)). a. First Offense. Contact the permittee by phone or in person describing the violation and require correction of the problems associated with the situation within a maximum of 72 hours. Follow up with a certified letter documenting the conversation with instructions and timeframes required to correct problems. b. Second Offense. Contact the permittee by phone or in person describing the violation and require correction of the problem within 72 hours or less. Follow up with a Noncompliance letter documenting the situation and request that they explain why the permit should not be suspended or cancelled. If suspension is selected, suspend 25% or more of the permitted numbers or season for a minimum of two years. c. Repeated Offenses. Send a Non-compliance letter documenting the violation and request that the permittee explain why the permit should not be canceled. If sufficient reason cannot be shown, cancel the entire permit. 5. Failure to Maintain Improvements. The term grazing permit is issued and accepted with the provision that the permittee will maintain all range improvements, whether private or Government owned, that are assigned to them for maintenance in the grazing permit (Grazing Permit, Part 2, Section 8(i) and Part 3). R9 RO SUPPLEMENT EFFECTIVE DATE: 12/5/2012 DURATION: Effective until superseded or removed 2209.13_10 Page 11 of 13 FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 - PERMITS WITH TERM STATUS a. Initial inspection of improvement maintenance. Contact the permittee in person or by phone and describe the results of the inspection. Document the inspection, with photographs if possible, and the violation in a certified letter to the permittee with specific improvement maintenance needs and standards that need to be met. b. If maintenance is not completed according to specifications, and within specified timeframes, require the permittee to keep their livestock off or remove their livestock from the allotment, until maintenance is completed to standard. c. Follow-up Inspection. Send the permittee a certified letter documenting the inspection and, if the improvements have not been maintained, associated violation. If the improvements have not been maintained, request they explain why the grazing permit should not be suspended. If sufficient reason cannot be shown, suspend 25% or more of the permitted numbers or season for a minimum of two years. Do not permit livestock on the allotment until improvement maintenance is completed to standard. d. Repeated Failure to Maintain Improvements. Send a Non-compliance letter documenting the violation and request that the permittee explain why the permit should not be cancelled. If a sufficient reason cannot be shown, cancel the permit. 6. Nonuse without Approval. Permits may be canceled, in whole or part, if the term permit holder fails to graze at least 90% of permitted numbers without obtaining approval for nonuse (Grazing Permit, Part 2, Section 9). a. First Offense. Send a Non-compliance letter documenting the violation and request that the permittee explain why a portion of the permit should not be suspended. If sufficient reason cannot be shown, suspend for one year or more, the number equal to the authorized number not placed on the permitted area. Do not allow credit or refund of grazing fees paid. b. Repeated Offenses and Failure to Stock Permitted Areas When Permittee Convenience Nonuse Has Been Exhausted. Send a Non-compliance letter documenting the violation and request that the permittee explain why the permit should not be cancelled. If sufficient reason cannot be shown, cancel the permit. Do not allow credit or refund of grazing fees paid. 7. Making False Statements. If at any time after issuing a grazing permit, it is discovered that it was secured or maintained by deliberate misrepresentation or suppression of material facts, the permit may be canceled (Grazing Permit, Part 1, Section 3). When a term grazing permit was issued as a result of purchase of base property or livestock later found to be fraudulent or defective, and the new R9 RO SUPPLEMENT EFFECTIVE DATE: 12/5/2012 DURATION: Effective until superseded or removed 2209.13_10 Page 12 of 13 FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 - PERMITS WITH TERM STATUS permittee had no knowledge of fraud or defect, a later discovery of defect shall not be sufficient reason for suspension or cancellation. If at any time, an authorized officer has reason to believe the information currently on record, in the form of grazing applications or supporting information supplied, does not reflect the actual situation; it is appropriate to ask the permittee to submit an updated application and supporting documentation. If updated information provided by the permittee conflicts with previously furnished or other known information, the authorized official will send a Non-compliance letter by certified mail documenting the violation and requesting that they explain why the permit should not be canceled. 8. Failure to Pay Grazing Fees. The permittee will not allow owned or controlled livestock to be on Forest Service-administered lands unless the fees specified in the Bill for Collection are paid. Interest, penalties, and administrative costs shall be charged on any payment not made in accordance with 31 U.S.C. 3717 and 7 CFR Part 3, Subpart B (Grazing Permit, Part 2, Section 3 and 5). a. Failure to Pay by the Due Date Where No Livestock Have Entered NFS Lands. (1) First Offense. Contact the permittee and remind them that it is a permit violation, Part 2, Section 3, if livestock are allowed to enter NFS lands before fees specified in the Bill for Collection are paid. Bill the permittee for appropriate interest, penalties, and administrative costs. (2) Second and Repeated Offenses. Contact the permittee and remind them that it is a permit violation, Part 2, Section 3, if livestock are allowed to enter NFS lands before fees specified in the Bill for Collection are paid. Bill the permittee for appropriate interest, penalties, and administrative costs. Send a Non-compliance letter documenting the violation and requesting him to correct the situation or to explain why 25% or more of the permitted numbers of season should not be suspended or cancelled. If sufficient reason cannot be shown, take appropriate action. b. Allowing Livestock to Enter NFS Lands Before Paying Grazing Fees. Send a Noncompliance letter documenting the violation and requesting the permittee correct the situation or explain why the permit should not be cancelled. If sufficient reason cannot be shown, cancel the permit. Bill for excess use at unauthorized use rate. 9. Failure to Notify Authorized Officer of Change in Qualifications to Hold Term Grazing Permit within a Reasonable Time (60 Days). (Grazing Permit, Part 2, Section 11 (c)): a. First Offense. Send a certified letter documenting the violation and request the permittee in non-compliance why the permit should not be suspended. If sufficient R9 RO SUPPLEMENT EFFECTIVE DATE: 12/5/2012 DURATION: Effective until superseded or removed 2209.13_10 Page 13 of 13 FSH 2209.13 – GRAZING PERMIT ADMINISTRATION CHAPTER 10 - PERMITS WITH TERM STATUS reason cannot be shown, suspend 25% or more of the permitted numbers or season for a minimum of two years. b. Repeat Offenses. Send a certified letter documenting the violation and request the permittee in non-compliance why the permit should not be canceled. If sufficient reason cannot be shown, cancel the permit. 10. Conviction for Failure to Comply with Federal, State, or Local Laws. In cases where the permittee or the permittees agents or affiliates are convicted for violation of Federal laws or regulations or State laws concerning animal control, protection of air, water, soil, vegetation, fish, wildlife, or other environmental values related to the grazing use authorized by the permit (Grazing Permit, Part 1, Section 3). a. First Offense. Send a Non-compliance letter documenting the violation and request that the permittee in non-compliance explain why a portion of the permit should not be suspended. If sufficient reason cannot be shown, suspend 25% or more of the permitted numbers or season for a minimum of two years. b. Second Offense. Send a Non-compliance letter documenting the violation and request the permittee in non-compliance explain why the permit should not be canceled. If sufficient reason cannot be shown, cancel the permit. 11. Failure to Conform With Base Property Requirements. The permittee must notify the authorized officer if they dispose of the base property on which the permit is based. The authorized officer shall provide written notice to the permittee that they have 1 year from the date that they ceased to have base property to acquire replacement base property. a. Failure to Acquire Replacement Base Property. If, after the specified 1-year period, the permittee fails to acquire replacement base property, the permit shall be cancelled. b. Leasing the Permit. The permittee may not transfer, assign, lease, or sublet the permit in whole or in part, including the lease of base property or permitted livestock to someone else to allow the lessee to use the NFS grazing privilege (Grazing Permit, Part 2, Section 11(e)). (1) First offense. Send a Non-compliance letter by certified mail documenting the violation and request the permittee explain why the permit should not be cancelled. If sufficient reason cannot be shown, cancel the permit. In cases where fraudulent documents have been submitted, cancellation is mandatory.