INTERVIEWING GUIDE The key to understanding unlawful inquiries is to ask only questions that will provide information about the person’s ability to perform the job being applied for, with or without a reasonable accommodation. Also note that inquiries which are unlawful to ask a candidate directly may not be asked as part of a pre-offer reference check. This guide will help you to understand what interviewing questions that employers are allowed or not allowed to ask a candidate. Age and Date of Birth Age based inquiries should be avoided because state law prohibits discrimination against persons age 40 and older. An age inquiry may be made to ensure a person is “old enough” to work for the job being applied for, or if the job is among the few where age discrimination is permitted if the job is physically dangerous or hazardous work or driving a school bus. Example of Illegal Questions How old are you? When is your birthday? In what year were you born? In what year did you graduate from college/high school? Possible Legal Alternatives Are you over the age of 18? Can you, after employment, provide proof of age? Marital/ Family Status (often alludes to sexual orientation) The purpose of these “family” inquiries is to explore what some employers believe is a common source of absenteeism and tardiness. Typically, these questions are asked only of women making the inquiry discriminatory. Even if such inquiries are made of both men and women, the questions may still be distasteful. Questions of this nature have been used to discriminate against women since women are deemed to be the primary care givers. If there are concerns about the applicant/candidates regular work attendance, a better question would be, “Is there anything that would interfere with regular attendance at work?” Example of Illegal Questions Are you married or do you have a permanent partner? With whom do you live? How many children do you have? Are you pregnant? Do you plan on starting a family? When? How many children will you have? What are your child care arrangements? Possible Legal Alternatives Would you be willing to relocate if necessary? Travel is an important part of the job. Do you have any restrictions on your ability to travel? Do you have responsibilities or commitments that will prevent you from meeting specified work schedules? Do you anticipate any absences from work on a regular basis? If so, please explain the circumstances. Personal Minimum height and weight requirements are unlawful if they screen out a disproportionate number of women or minorities. Unless a case can be made to justify that a height or weight requirement is essential for job performance, such inquiries should be avoided. Questions about height and weight are always illegal unless it can be proven that there are minimum requirements to do the job. Example of Illegal Questions How tall are you? How much do you weigh? Possible Legal Alternatives Are you able to lift a 50-pound weight and carry it 100 yards, as that is part of the job? Disabilities Inquiries about a person’s disability, health or worker’s compensation history is unlawful if it implies or express a limitation based on disability. Under the federal Americans with Disabilities Act, any inquiry at the pre-employment stage, which would likely require an applicant to disclose a disability, is unlawful. Such inquiries or medical examinations before making a bona fide job offer must be avoided. Inquires may be made about an applicant’s ability to perform certain job functions and within certain limits, may conduct tests of all applicants to determine if they can perform essential job functions, with or without an accommodation. Example of Illegal Questions Do you have any disabilities? Have you had any recent illness or operations? Please complete this medical questionnaire. What was the date of your last physical exam? How's your family's health? When did you lose your eyesight/ leg/ hearing/ etc.? Possible Legal Alternatives Are you able to perform the essential functions of this job with or without reasonable accommodations? (Legal if the interviewer thoroughly described the job.) Will you be able to carry out in a safe manner all job assignments necessary for this position? Are you able to lift a 50-pound weight and carry it 100 yards, as that is part of the job? NB: Medical exams are legal AFTER an offer has been extended; results should be held strictly confidential except for reasons of safety. National Origin/ Citizenship Inquiries about a person’s citizenship or country of birth are unlawful and imply discrimination on the basis of national origin. A lawfully immigrated alien may not be discriminated against on the basis of citizenship. The Immigration Reform and Control Act of 1986 require employers to verify the legal status and right to work of all new hires. Applicants/candidates should not be asked to state their national origin, but should be asked if they have a legal right to work in America. Applicants/candidates must be advised that verification of that right must be submitted after the decision to hire has been made. To satisfy verification requirements, applicants/candidates should be asked all new hires for documents establishing both identity and work authorization. Example of Illegal Questions Where were you/your parents born? What is your native language? What is your country of citizenship? Are you a US citizen? Possible Legal Alternatives Do you have any language abilities that would be helpful in doing this job? (Legal if language ability is directly relevant to job performance.) Are you authorized to work in the United States? Arrest Record There are laws that prohibits inquiries about past arrest records but permits consideration of a current arrest. If an applicant is under arrest for an offense that is substantially related to the job, you may suspend judgment until the case is resolved and advise the applicant to reapply when the charge is resolved, or refuse to employ the applicant. A current employee who is arrested may be suspended if the charge is substantially related to the job. It is unlawful to refuse to employ or discharge a person with a conviction record unless the circumstances of the conviction substantially relate to the circumstances of the job. If an inquiry about convictions is made, a clarifier should be added, “A conviction will not necessarily disqualify the applicant/candidate from employment. It will be considered only as it may relate to the job being applied for. Anyone who evaluates conviction record information should be knowledgeable about how such data may be used. Example of Illegal Questions Have you ever been arrested? Possible Legal Alternatives Have you ever been convicted of ____ crime? (Legal if the crime is reasonably relevant to the job; e.g. embezzlement for a banking job.) Military Service It is unlawful to discriminate against someone because of membership in the National Guard, a state defense force or another state or Federal Reserve unit. Questions relevant to experience or training received in the military or to determine eligibility for any veteran’s preference required by law are acceptable. Example of Illegal Questions What type of discharge did you receive? Possible Legal Alternatives In what branch of the Armed Forces did you serve? What type of training or education did you receive in the military? Affiliations Example of Illegal Questions What clubs or social organizations do you belong to? Do you go to church? Possible Legal Alternatives List any professional or trade groups or other organizations that you belong to that you consider relevant to your ability to perform this job. Race/Color/Religion This question may discourage an applicant whose religion prohibits Saturday or Sunday work. If an applicant/candidate enquires about weekend, it is permissible to indicate that a reasonable effort is made to accommodate religious beliefs or practices. However, we are not required to make an accommodation if doing so would create an undue hardship to our operations. Example of Illegal Questions All questions are illegal. Possible Legal Alternatives Are you available for work on Saturday and Sunday? Credit or Garnishment Record/Charge Accounts/Homeowner Answers to these inquiries are almost always irrelevant to job performance. Because census data indicates minorities, on average, are poorer than whites, consideration of these factors may have a disparate impact on minorities. Therefore, requests of this nature may be unlawful unless clearly required by business necessity. Educational Background It is permissible to inquire about a person’s education; however, only clearly job related education should be considered in making the hiring decision. Educational requirements that are not necessary for performance of the job may be unlawful if they adversely impact protected group members. Rather, find a reliable way to determine if applicants have the skills necessary to function successfully in the job. Friends or Relatives working for us This question is not relevant to an applicant’s competence and should be avoided. Since the question implies a preference for friends or relatives, it may be unlawful if the composition of the present work force is such that this preference reduces or eliminates employment opportunity for minorities or women. This question may also reflect a rule that only one partner in a marriage can work for the institution. This tends to have a disproportionate impact on women. Honesty Testing Being Done An applicant may not be required to take a polygraph test and must be informed in writing and orally that the test is voluntary. Hiring decisions may not be based on polygraph test results, without consideration of other relevant information obtained independently. You may use only one permitted type of mechanical device that visually, permanently, and simultaneously records the person’s cardiovascular and respiratory patterns and changes. Questions must relate to a person’s work performance. Language Proficiency Some level of English skill may be necessary for many jobs. But, it is also clear that fluency or absence of an accent is not relevant for a substantial number of jobs. You must be careful about requiring English language proficiency and ensure the skill level being sought does not exceed the level required for successful job performance. Lowest Acceptable Salary Women generally hold poorer paying jobs than men and are paid less for the same work. As a result of these practices, a woman might be willing to work for less pay than a man might find acceptable. It is unlawful to pay a woman less than a man for performing the same or substantially similar work. Maiden Name, Spouse's Name, Mr., Mrs., Miss. or Ms. None of these inquiries are relevant to job performance and could be used to discriminate. A woman’s maiden name or spouse’s name may indicate religion or national origin. Having a person check a box for Mr., Mrs. or Miss may be an impermissible inquiry with regard to gender or marital status. It is unlawful to discriminate against a person because of their status of being married, single, divorced, separated, or widowed. Use or Nonuse of Lawful Products/Do you smoke/Drink Alcohol A person may not be discriminated against for using or not using “lawful products” off premises during nonworking hours. The law contains some exceptions, but employers generally should avoid inquiries in this area. AREA OF INQUIRY Name LEGAL For access purposes inquiry into whether the applicant's work records are under another name. ILLEGAL LEGISLATION To ask if a woman is Miss, Title VII of Civil Rights Act Mrs. or Ms. of 1964 as amended by the Equal Opportunity Act of To request applicant to 1972. give maiden name or any previous name s/he has Title VII and IX of the used. Education Amendments of 1972. ORC 4112. Address/Housing To request place and length of current and previous address Age To ask for applicant's phone number or how s/he can be reached. Require proof of age by birth certificate, AFTER HIRING. Birthplace/ National Origin Title VII. ORC 4112. To ask age or age group of Age Discrimination Act of applicant. 1967. To request birth certificate ORC 4112. or baptismal record before hiring. To ask birthplace of Title VII. applicant or that of his/her parents, ORC 4112. grandparents and/or spouse. Any other inquiry into national origin. Race/Color Gender To indicate that the institution is an equal opportunity employer. Any inquiry that would Title VII. indicate race and/or color. ORC 4112. To ask race for affirmative action plan statistics AFTER HIRING. To indicate that the To ask applicant any Title VII. institution is an equal inquiry which would Title IX. opportunity employer. indicate gender unless job ORC 4112. related. (Only such jobs in To ask gender for education would be a full affirmative action plan time locker room or statistics AFTER restroom attendant.) HIRING. Religion/Creed Citizenship To ask applicant's religion Title VII. or religious customs and/or holidays. ORC 4112. Whether a U.S. citizen. If no, whether intends to become one. If U.S. residence is legal. If spouse is a citizen. Require proof of citizenship AFTER HIRING. Marital/Parental Married or single status Status only AFTER HIRING for insurance and tax purposes. Relatives Military Service To request recommendations from church officials. If native born or naturalized. Proof of citizenship before hiring. Title VII. ORC 4112. Whether parents and/or spouse is native born or naturalized. Date of citizenship. To ask marital status before hiring. Title VII. Title IX. To ask the number and age of children, who cares ORC 4112. Number and ages of for them and if applicant dependents and age of plans to have more spouse AFTER HIRING children. for insurance and tax purposes. To ask name, relationship Names of relatives Title VII. and address of person to working for the institution be notified in case of or district. (Nepotism Title IX. emergency AFTER policies which impact HIRING. disparately on one gender ORC 4112. are illegal under Title IX.) Inquiry into service in To request military Title VII. U.S. armed forces. records. Title IX. Branch of service and To ask about military rank attained. service of any country ORC 4112. other than the U.S. Any job related EEOC interpretation on experience. Type of discharge. Title VL.* Require military discharge certificate after hiring. Education To ask what academic, Specifically ask the professional or vocational nationality, racial or schools attended. religious affiliation of schools attended. To ask about language skills such as reading and To ask how foreign writing foreign languages. language ability was acquired. Criminal Record To request listing of To inquire about arrests. convictions other than misdemeanors. References To request general and To request references work references not specifically from clergy or relating to race, color, any other persons who religion, sex, national might reflect race, color, origin or ancestry. religion, sex, national origin or ancestry. Organizations Photographs Work Schedules Physical Data Handicap Title VII. ORC 4112. Title VII. ORC 4112. Title VII. Title IX. ORC 4112. To ask organizational To request listing of all Title VII. membership (professional, clubs applicant belongs to social, etc.) so long as or has belonged to. TITLE IX. affiliation is not used to discriminate on the basis ORC 4112. of race, sex, national origin or ancestry. Offices held, if any. May be required AFTER HIRING for identification purposes. Request photographs before hiring. Title VII. Title IX. To take pictures of applicants during ORC 4112. interviews. To ask willingness to work To ask willingness to work Title VII. required work schedule. any particular religious holiday. ORC 4112. To ask if applicant has military reservist obligations. To require applicant to To ask height and weight, prove ability to do manual impairment or other non labor, lifting and other specified job-related physical requirements. physical data. Require a physical examination. To inquire for the purpose of determining applicant's capability to perform the job. (Burden of proof for non-discrimination lies To exclude handicapped Title IX. applicants as a class on the basis of their type of Handicap Discrimination handicap. (Each case must Guidelines. be determined on an with the employer.) Other Qualifications individual basis by law.) To inquire about any area Any non job related that has a direct reflection inquiry that may present on the job applied for. information permitting unlawful discrimination. ORC 4112. BEHAVIORAL INTERVIEW QUESTIONS Behavioral interviewing allows the interviewer to ask open-ended, thought-provoking questions. These questions engage candidates and require them to give detailed responses about themselves, their performance and conduct in previous work-related roles and situations. It’s a very effective technique which can reveal what an applicant actually did, thought, decided, created, and led. An easy way to formulate a behavioral question would be to start the question with: "Tell me about a time when…."Example: "Tell me about a time when you had to work really hard to complete a project." Below are some sample behavioral questions for specific areas that may be used during an interview: Personal 1. What makes you the best candidate for the position? Why should we hire you? 2. Describe a time when you had to motivate yourself? Why was that necessary? 3. Describe a time when you brought value to your organization. Why was that important and how was it recognized? 4. Describe how you would assist FIU in fulfilling its mission. (Provide the candidate with a copy of the FIU Mission Statement) Service Orientation 1. What is your customer service philosophy? 2. Describe a time when you provided excellent customer service by going above and beyond your primary job responsibilities. Describe your involvement. What was the final outcome? 3. Tell me about a time when you were faced with a serious customer service problem. How did you resolve that problem? What was the final outcome? 4. Describe a time when you looked for ways to provide better service for your customers. What was the situation? What did you say and do that made a difference in delivery of service? Building Trust 1. Think of a situation where there wasn't a trusting relationship with another co-worker. What did you specifically do to try to build a more trusting relationship? What was the result? 2. Describe a time when you had to really "walk the talk." How difficult was it? What were the results? 3. Describe a time when you had to go the "extra mile" to gain and develop trust among colleagues, staff or constituents. What did you learn from your experience? 4. How would you coach someone else on building trust? Communication 1. Are you a proactive or a reactive communicator? Please explain. 2. Think of a time when you had to be either proactive or reactive in your communication with others. What was the situation? What was the outcome? 3. Think about a time when you found it necessary to verbally communicate critical information to an employee or employees. What was the issue? How did you determine the success of that communication? 4. Give me an example of a situation that required you to communicate in writing with an employee or your supervisor. How did you achieve that communication? 5. Tell me about a time when you had difficulty in communicating with others. What made it difficult? How did you overcome the difficulties? 6. Describe a specific event in which you had a conflict with a co-worker. Were you able to reach a mutually beneficial resolution to that conflict? o o If not, why were you and your co-worker unable to reach a mutually beneficial resolution? If you knew then what you know now, what would you have done differently to either prevent the conflict, or to resolve the conflict? Interpersonal Relations 1. Describe the type of people you enjoy working with and the leaders to whom you report. 2. We have a good team-oriented environment. Give me an example of a successful team experience from a previous job. 3. Give me an example of an unpleasant teamwork experience. How did you manage the situation? 4. Describe a workplace situation in which you had to deal with a difficult customer or co-worker. How did you deal with it? What were the results? 5. Please tell me about a situation that required you to work closely with someone with whom you disagreed or had a personality conflict. How did you deal with the issue? 6. Give me an example of when you had the most difficulty communicating with people. Why was it so difficult? Project Management/Prioritization & Organization 1. Tell me about a time when you had a lot of work to accomplish in a short time. How did you manage that situation? What was the result? 2. Think of a time when you had to manage multiple projects and meet certain deadlines and explain the most difficult part of that situation. How did you deal with it? 3. Think of a time when you had to organize one of your busiest workdays. What was the day like and how did you organize the day's work? 4. Think of a time when you had both large and small projects to complete. How did you go about setting priorities and completing those projects? What challenges did that present? Problem-Solving/Decision Making Skills 1. Give me an example of an important work-related goal you set and tell me about your plans to reach that goal. What did you learn from this experience? How did the outcome affect others? 2. Describe one of the most difficult problems you faced on the job. What made the problem difficult to resolve? How did you solve it? 3. What was your most challenging decision in the last six months? What made it challenging? 4. Give me an example of a time when you were faced with a complex work-related matter and you could not decide on the best course of action. What did you do? 5. What kind of problems have people recently called on you to resolve? Describe your methodology for resolving the problem. 6. Tell me about a specific work situation when you prevented a problem before it occurred. Why were you successful in preventing the problem? Describe the lessons learned from your actions. 7. Describe a scenario in which you worked diligently on a project and it did not produce the desired results. Why didn't you get the desired results? What did you learn from the experience? Professional/Leadership 1. Please describe the roles and functions of your position. 2. Please describe some of your strengths and weaknesses. 3. Tell me the strengths and weaknesses of your present or previous supervisor. o How did these strengths of your supervisor compliment your weaknesses? o How did your strengths compliment your supervisor's weaknesses? 4. What are three of your greatest professional achievements at your current company? o Describe how these achievements have helped you to grow professionally. o Describe a time when a particular on-the-job achievement helped you grow professionally. o Describe how these achievements have helped you to grow personally. 5. Under what style of management do you work well? Under what style of management do you prefer not to work? 6. Tell me about a time when you had to evaluate someone who wasn't meeting the requirements of the job. How did you handle that situation? What was the outcome? 7. Please describe in detail a project for which you were responsible, how you carried out the project and what were the end results? 8. Tell me about a time when you were unable to finish a task because you did not have enough information or were under-prepared. What problems did it create and how did you overcome them? 9. Tell me about a time when you did not communicate or have enough information to make a decision. How did it impact the situation? What action did you take to mitigate the possible damage? 10. Describe a time when you had to go above and beyond the call of duty in order to get a job done. 11. Think back to some action you have taken, a policy you influenced, or a program you implemented that positively impacted the organization. Why did you do so and what was the outcome? Technology Proficiency 1. Please name the different types of software that you use on a regular basis. 2. What types of software are you interested in learning? 3. Give an example of the time when you had to learn some new software. How did you become proficient in its use? 4. Please explain the role technology has played in a previous job. How did you feel about that role? What other technology would have been helpful? Hiring officials/search committees are encouraged to formulate additional questions relative to their specific area, goals and objectives. INTERVIEWING CHECKLIST To ensure the interviewing/selection process is smooth and successful, Recruitment Services has created a checklist to assist you. The whole point of an employment interview is to find the best candidate for the position. Use the tools provided above and this checklist to ensure success. Create a list of interview questions and consistently use it for all applicants for the same position. Try to first put the applicant at ease with introductory and welcoming remarks. Use behavioral interviewing questions rather than simply "yes or no" questions (i.e. have them describe a work situation in which they handled stress well rather than just asking if they can "handle stress well"). Listen; don't do all the talking. Stay away from illegal interview question and use legal alternatives to obtain basic information. SAMPLE CANDIDATE REJECTION LETTER Date Name of Applicant Applicant's Address Dear (Applicant Name): As you know, we interviewed a number of candidates for the (Name of Job) position, and we have determined that another candidate is the most qualified for the requirements of our opening. So, the purpose of this letter is to let you know that you have not been selected for the position and that we have offered the position to another candidate. Thank you so much for taking the time to come to Florida International University to meet our team. We enjoyed meeting you and our discussions. Please feel free to apply for open positions, for which you qualify on our website www.careers.fiu.edu in the future. We wish you every personal and professional success with your job search and in the future. Thank you for your interest in our organization. Regards, Real Person's Name and Signature