THEORETICAL STUDIES FOR MICROWAVE REMOTE SENSING OF LAYERED RANDOM MEDIA by MICHAEL ANTHONY ZUNIGA SB, Pennsylvania State University March, 1973 SM, Drexel University June, 1975 SUBMITTED IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY at the MASSACHUSETTS INSTITUTE OF TECHNOLOGY January, 1980 Signature redacted Signature of Author -........... .. ..... :. Departifent of Physics January 9, 1980 ODIY~ktUIt: I t: UdL; t: u Certified by ....... ... * . 0**.. .0.............. Jin-Au Kong Thesis Supervisor Accepted by ........ Signature redacted ....... ............ George F. Koster Chairman, Department Committee ARCHIVES MASSACHSETTS INSTITUTE OF TECHNOLOGY FEB 28 1980 LIBRARIES 77 Massachusetts Avenue Cambridge, MA 02139 http://Iibraries.mit.edu/ask MITLibraries DISCLAIMER NOTICE Due to the condition of the original material, there are unavoidable flaws in this reproduction. We have made every effort possible to provide you with the best copy available. Thank you. The following pages were not included in the original document submitted to the MIT Libraries. This is the most complete copy available. 115 2 Theoretical Studies for Microwave Remote Sensing of Layered Random Media by Michael A. Zuniga Submitted to the Department of Physics on January 9, 1980, in partial fulfillment of the Requirements for the Degree of Doctor of Philosophy Abstract In the microwave remote sensing of earth terrain, the model of a layered random medium can be used to account for volume scattering effects due to random permittivity fluctuations. Applying the first order Born approximation, analytic results for the bistatic scattering coefficients and the backscattering cross-sections have been derived for active remote sensing of a two-layer random medium with arbitrary three-dimensional correlation functions. It is found that as a result of the second boundary, the horizontally polarized return, a can be greater than the vertically polarized return, whgieas for a half-space random medium a is always greater than a . The theoretical results are iYustrated by matching backscntering data collected from a vegetation field. The bistatic scattering coefficients are used to obtain the emissivity of a two-layer random medium and in the case of thin, low loss layers the emissivity is shown to exhibit strong coherent behavior in the spectral dependence. As a more realistic simulation of earth terrain for active remote sensing analytic expressions for the backscattering cross-sections are derived for a stratified random In medium by applying the first order Born approximation. the special case of a three-layer random medium two maxima are found in the spectral dependence of the backscattering due to resonance scattering within each random layer. The 3 theoretical results also are found to compare favorably with data obtained from vegetation and snow-ice fields. The Born approximation is carried to second order to obtain backscattering cross-sections that account for depolarization effects In the half-space limit, adin a two-layer random medium. ditional wave effects are found which are not accounted for by the radiative transfer theory nor by the Bethe-Salpeter equation in the ladder approximation. The mean dyadic Green's function for a two-layer random medium has been obtained by applying a two-variable expansion technique to solve the non-linear Dyson's equation. The coherent wave is found to propagate in the random medium as in an anisotropic medium with different propagation constants for the characteristic TE and TM polarizations. The effective propagation constants obtained in the zeroth order solution are compared with the scattering coefficients of the radiative transfer theory. Modified radiative transfer (MRT) equations for the electromagnetic field intensity are derived from the ladder approximated Bethe-Salpeter equation together with the zeroth order solution to Dyson's equation under the non-linear approximation. The MRT equations contain significant wave-like corrections not accounted for by phenomenological radiative transport theories due to the presence of the bottom boundary. The MRT equations are solved in the first order renormalization approximation and comparisons are made with the results obtained in the first order Born approximation. A method for resumming an infinite sequence of terms in the intensity operator is presented. A renormalized Bethe-Salpeter equation is derived which takes the form of a pair of coupled integral equations. Thesis Supervisor: Jin-Au Kong Title: Associate Professor of Electrical Engineering Author: Michael A. Zuniga 4 ACKNOWLEDGEMENT I would first and foremost wish to thank my wife whose loving patience, encouragement and support has been unfailing during the years of my graduate studies. I expecially wish to thank my advisor, Professor Kong, for his continual guidance, advice, and high standards of encouragement throughout the course of my research. In ad- dition, a special debt of gratitude is due to Dr. Leung Tsang for many valuable discussions and suggestions. I also wish to acknowledge excellent discussions with my colleagues and, in particular, I thank Mr. Tarek Habashy for his programming of the three-layer model. I wish to thank my parents for their love and encouragement as well as my wife's parents for their very special love and support over the years. Finally, I would like to thank Miss Cynthia Kopf for her excellent typing of this thesis and extend my appreciation to the other members of my thesis committee, Professors Bernard Burke and John Joannopoulos. 5 DEDICATION TO JOSEPH R. MERCADO 6 TABLE OF CONTENTS Title Page ...... 1 Abstract ......... 2 Acknowledgement 4 Dedication ---... 5 Table of Contents 6 10 . List of Figures List of Principal Symbo ls 12 Chapter 1. Introduction .................................. 14 Chapter 2. Dyadic Green's Functions for Two-Layer Media -- Sec. 1. Sec. 2. Chapter 3. Sec. 1. 21 Dyadic Green's Function with Source and Observation Points in Different Regions ....... 22 Dyadic Green's Function with Source and Observation Points in the Same Region......--..- 27 Active Remote Sensing of a Two-Layer Random Medium in the First Order Born Approximation 34 Far Field Dyadic Green's Function by Saddle Point Method ................................... 35 40 Sec. 2. First Order Scattered Intensity ............... Sec. 3. Bistatic Scattering Coefficients and Backscattering Cross Sections ......................... 47 Sec. 4. Rough Surface Effects Sec. 5. Data Matching and Discussions ......................--................. 52 55 7 Chapter 4. Emissivity of a Two Layer Random Medium ....... 62 Sec. 1. Emissivity Using Reciprocity Concept .......... 64 Sec. 2. Emissivity of a Two-Layer Random Medium ....... 65 Sec. 3. Angular and Spectral Dependence of Two-Layer Emissivity .................................... 69 Active Remote Sensing of Stratified Random Media ......................................... 73 Backscattered Intensity for a Multilayered Random Medium in the First Order Born Approximation ................................. 75 Chapter 5. Sec. 1 Sec. 2. Sec. 3. Backscattering Cross Sections for a Three Layer Random Medium ........................... Application to Data Matching and Discussion ... Sec. 4. Appendices (i) 84 90 Appendix A ............................... 100 Chapter 6. Depolarization Effects in the Active Remote Sensing of a Two-Layer Random Medium .......... 102 Sec. 1. Depolarization Backscattering Cross Sections in the Second Order Born Approximation ........ 103 Half Space Limit and Comparison with BackScattering Cross Sections of Radiative Transfer Theory ............................... 113 Discussion and Application of Results to Data Matching ...................................... 115 Appendices Sec. 2. Sec. 3. Sec. 4. (i) Appendix A. Mean Field Cross Terms .... 119 (ii) Appendix B. Derivation of.Backscattering of Cross Sections 123 (iii) Appendix C. List of Coefficients for Appendix B ................ 138 8 Chapter 7. Sec. 1. Sec. 2. Renormalization Method in the Active Remote Sensing of Random Media........................ 144 Introduction-- The Dyson and Bethe-Salpeter Equations..... 145 Approximations to the Mass and Intensity Operators..... .. 0 . . . . . . .. . . . . . . . 151 Chapter 8. Mean Dyadic Green's Function of a Two Layer Random Medium ................................. 154 Sec. 1. Zeroth Order Mean Dyadic Green's Function Using the Two Variable Expansion Technique .......... 157 Sec. 2. Effective Propagation Constants for TE and TM Modes........................................ 185 Sec. 3. Comparison with Scattering Coefficients of Radiative Transfer (RT) Theory ................ 193 Sec. 4. Half Space Limit-Comparison with the Result of Tan and Fung ............................... 198 Special Case of a Laminar Structure ........... 201 Sec. 5. Chapter 9. Sec. 1. Modified Radiative Transfer (MRT) Theory for a Two-Layer Random Medium ..................... 211 Derivation of MRT Equations from BetheSalpeter Equation ............................. 212 Sec. 2. Boundary Conditions for MRT Equations......... 235 Sec. 3. Comparison of MRT and RT Equations and Solutions in the First Order Renormalization Approximation ................................... 239 Illustration of Backscattering Cross Sections 246 Sec. 4. Sec. 5. Comparison with First Order Born Backscattering Cross Sections ......................... Sec. 6. 251 Appendices (i) Appendix A. Coefficients of Mean Dyadic Green's Function .......... 254 (ii) Appendix B. Amplitudes of Zeroth Order Mean Fields ............... (iii) Appendix C. Listing of Terms: z', ) ..................... I. 256 (z, 257 9 (iv) Appendix D. (v) Appendix E. (vi) Appendix F. Matrices in the MRT Equations ................. 271 (vii) Appendix G. MRT Equations and Boundary Conditions in Standard Form ...................... 278 Chapter 10. Renormalization of the Bethe-Salpeter Equation 283 Sec. 1. Physical Significance of Cross Terms .......... 284 Sec. 2. Resummation of Cross Terms in the Intensity Operator ......................................... 287 Renormalized Bethe-Salpeter Equation and Discussion ..................................... 293 Conclusions and Suggestions for Further Study 298 Sec. 3. Chapter 11. Listing 2f Terms: and M. (g,, k.) N jn(, k)................ 265 Summation of Residues..... 269 Bibliography ............................................... 302 Biographical Note .......................................... 315 10 LIST OF FIGURES 2.1 Stratified medium 3.1 Scattering geometry of two-layer random medium 3.2 Two-layer medium with rough surface 3.3 ahh and ac as a function of angle at 9 GHz 3.4 ahh and a as a function of angle at 13 GHz 3.5 ahh and ac as a function of angle at 16.6 GHz 3.6 ahh as a function of frequency at 4.1 Emissivity as a function of frequency at nadir 4.2 Emissivity as a function of angle at 5.1 Scattering geometry of 5.2 ahh and 5.3 ahh as a function of frequency at 5.4 ahh as a function of angle at 9 GHz. 5.5 ahh as a function of angle at 13.0 GHz 5.6 a hh as a function of angle at 16.6 GHz a and 0* 30* 10 GHz M-layered medium as a function of frequency 30* and 60* 11 5.7 CT hh as a function of frequency at 30* and 50* 5.8 ahh as a function of frequency at 300 and 50* 6.1 ahh' avy and 0 hv 6.2 ahh' av and ahv 6.3 ahh' a vv and 8.1 rTE and rTM as a function of angle at 10 GHz 8.2 rTE and rTM as a function of angle at 10 GHz 8.3 1TE and TM 9.1 ahh = a vV as a function of frequency at nadir 9.2 ahh = as a function of frequency at nadir 9.3 Constructiv e interference path lengths 9.4 avv 9.5 Constructive interference path lengths for second vV 0 hv as a function of angle at 5.9 GHz as a function of angle at 35 GHz as a function of angle at 35 GHz as a function of frequency at 20* as function of variance order backscattering 12 LIST OF PRINCIPAL SYMBOLS In the following list, a superscript single prime is used to denote the real part of a quantity and a superscript double prime to denote the imaginary part of a quantity. R. reflection coefficient of interface TE wave at i - j S..: reflection coefficient of interface TM wave at i - j X. .: transmission coefficient of i - j interface TE wave at Y..: transmission coefficient of i - j interface TM wave at D2 : defined in text F2 : defined in text G01' 11: dyadic Green's functions for source in region 1 and observation points in regions 0 and 1, respectively Gllm mean dyadic Green's function d : depth of E lm: mean electric field E0 ,n 1: n : electric fields in regions 0 and 1, respectively e: unit vector in direction of electric field for TE wave h: unit vector in direction of electric field for TM layer order electric field in region wave - n-th Z-th Z 13 wave vector in region 2Z transverse wave vector C (r - r 2 ): (kg, k ) j. correlation function of random medium spectral density of correlation function bistatic scattering coefficient Y backscattering cross-section per unit area permittivity of region 2 mean permittivity in region (r): E 2 random permittivity fluctuation 6: variance of permittivity fluctuations 2,: lateral correaltion length p vertical correlation lengths z e: I, emissivity with polarization JL: p intensity matrix and Stokes vector, respectively z-component of effective wavavector P : scattering phase matrix for incoherent intensity scattering phase matrix for mean intensity Zv' 1h: long distance scales for TM and TE waves 14 CHAPTER I Introduction In recent years, active and passive microwave remote sensing techniques have proved to be a useful tool in the study of earth terrain, such as snow-ice fields,1-30 vegeta- .31-45 tion coverage, and meteorological oceanographic 4 8 phenomena. 46-47 as well as The majority of the work per- formed in remote sensing has been experimental in nature with theoretical developments lagging far behind. Although past theoretical emphasis has been largely restricted to rough surface scattering,49-53 recent theoretical models have been proposed to account for volume scattering effects in low loss media such as snow, ice and vegetation. Stogryn 5 4 considered the scattering of electromagnetic waves by a halfspace random medium whose dielectric constant contains a small random part and a non-random part which can vary as a function of depth. Using first order perturbation theory of Karal and Keller,55 Stogryn derived bistatic scattering coefficients by assuming that the correlation lengths are small compared to the wavelength. The cross-polarized scattering coefficients were shown to vanish in the backscattering direction. This is expected since only first order terms were 15 considered and contributions to the cross-polarized backscattering comes from the higher order terms. Tsang and Kong56 also studied the electromagnetic scattering by a half-space random medium with three dimensional correlation functions. The scattered fields in the non-random region are obtained by using the dyadic Green's function for a half-space medium and the Born approximation where the field in the random medium is replaced by the unperturbed field. Following Peake's57 definition the bistatic scattering coefficients are derived from the scattered fields. The cross- polarized backscattering coefficients also vanish since the Born approximation is a single-scattering approximation which is valid only when the albedo is small. More recently Tsang and Kong58 investigated the problem of scattering by a slab of random medium with a laminar structure. A two-variable expansion technique is used to solve for the zeroth order mean Green's function from the scalar Dyson's equation under the non-linear approximation. The mean Green's function is then used to derive modified radiative transfer (MRT) equations from the Bethe-Salpeter equation under the ladder approximation. The MRT equations are solved for a two-layer random medium with laminar structure and the reflectivity at normal incidence is determined. Tsang and Kong59 extended the renormalization method to the 16 case of a half-space random medium with three dimensional correlations. The zeroth order Green's function is solved from the scalar Dyson's equation under the non-linear approximation and MRT equations are derived from the ladder approximated Bethe-Salpeter equation. In the limit of a laminar structure two effective propagation constants are found to exist. Tan and Fung60 also employed the two-variable expansion technique and solved the non-linear Dyson's equation for the zeroth order mean dyadic Green's function in the case of a half-space random medium. Tan and Fung retain terms only to lowest order in correlation lengths, and the resultant vector solution contains only a single propagation constant for all components in the Green's dyadic. The first order renormalization method also has been employed in the study of electromagnetic scattering by random media. In this method the incoherent scattered intensity is obtained from the ladder approximated Bethe-Salpeter equation by neglecting the scattering of the incoherent field. Fung and Fung61 applied the first order renormalization method to a half-space characterized by a random permittivity with a cylindrically symmetric correlation function. Fung62 extended the first order renormalization method to study the scattering of a vegetation layer characterized by a correlation function 17 which is cylindrical laterally and exponential vertically. Finally, we mention the work of Tsang and Kong,63 who used radiative transfer theory to calculate the bistatic scattering coefficients and the backscattering cross-sections of a half-space random medium with lateral and vertical fluctuations. They solved the radiative transfer equations iteratively through second order and showed that non-vanishing cross-polarized backscattering coefficients result. All these past works were carried out either with the model of a half-space random medium or with a two-layer random medium in the case of scalar wave propagation. Therefore the objective of this thesis is to study and develop electromagnetic scattering models which are applicable to the interpretation of active remote sensing data of earth terrain such as vegetation coverage or snow-ice fields. To this end, we consider the model of a two-layer random medium with arbitrary threedimensional correlation functions. In Chapter 2, we review the dyadic Green's functions appropriate for a two-layer medium where the source and observation points are located in different regions. We then derive the dyadic Green's function where both source and observation points are within the same region. In Chapter 3, we solve the problem of scattering by a 18 layer of random medium with three dimensional correlation functions with a wave approach by applying Born approximations. Carrying to first order in albedo, bistatic scattering coefficients are derived which reduce to previous results56 in the limiting case of a half-space. In Chapter 4, we study the emissivity of a two-layer random medium with three dimensional variations. Using the results of Chapter 3 for the bistatic scattering coefficients, we calculate the emissivity for arbitrary correlation functions. The coherent behavior in the spectral dependence of the twolayer emissivity is illustrated. In Chapter 5, we extend the first order Born approximation to the case of backscattering by a stratified random medium. Analytical expressions for the backscattering cross-sections are derived for an arbitrary number of random layers. The results are illustrated in the special case of a three-layer random medium, with correlation functions which are gaussian latterally and exponential vertically. In Chapter 6, we carry the Born approximation to second order to obtain backscattering cross-sections that account for depolarization effects. The results are reduced to the half- space case and wave-like effects not accounted for by radiative transfer theory are discussed. In order to account for multiple scattering of the 19 electromagnetic field renormalization methods are necessary. The renormalization approach has been widely used to study wave propagation in random unbounded media.6 4 55 It gives rise to the Dyson equation for the mean field and the BetheSalpeter equation for the covariance of the field. In Chapter 7, we review the derivations of the Dyson and Bethe-Salpeter equations and the various approximations which are applied to the mass and intensity operators. In Chapter 8, we solve the non-linear Dyson's equation for the zeroth order mean dyadic Green's function for a twolayer random medium. The propagation of the coherent wave in the random medium is similar to that in an anisotropic medium with different propagation constants for the characteristic TE and TM polarizations. The effective propaga- tion constants obtained in the zeroth order solution are compared with the scattering coefficients of radiative transfer theory by *aking the limit of a half-space. Comparisons are also made with Tan and Fung's60 half-space solution for the zeroth order mean dyadic Green's function. The special case of a laminar structure is considered and two effective propagation constants for each polarization state are found to exist. In Chapter 9, modified radiative transfer (MRT) equations for the electromagnetic field intensity are derived from the 20 ladder approximated Bethe-Salpeter equation together with the zeroth order solution to Dyson's equation under the non-linear approximation. These approximations have been shown65,66 to be energetically consistent and therefore appropriate in the development of a radiative transport theory. The MRT equations contain significant wave-like corrections not accounted for by phenomenological radiative transport theories due to the presence of the bottom boundary. The significance of these additional contributions is discussed in the context of backscattering by solving the MRT equations in the first order renormalization approximation and comparing with wave solutions obtained in the first order Born approximation. In Chapter 10, the physical significance of the cross terms in the Neumann series for the field covariance is discussed. A method for resumming an infinite sequence of terms (including cross terms) in the intensity operator is presented. A renormalized Bethe-Salpeter equation is derived which takes the form of a pair of coupled integral equations. 21 CHAPTER 2 Dyadic Green's Function for Two-Layer Media The Dyadic Green's function technique of treating electromagnetic boundary-value problems was first formulated by Schwinger in the early 1940's. Since that time the subject matter has been subsequently discussed by Morse and Feshbach, 6 7 C. T. Tai68 and Tsang et al.69 Since a two-layer medium is the basic geometry in this thesis we will review dyadic Green's functions appropriate for a two-layer medium. By matching boundary conditions we then derive the twolayer dyadic Green's function, G 1 1 (r, r') where the source and field points are located within the same region. 22 Dyadic Green's Function with Source and Observation 2.1 Points in Different Regions Consider a point source located within the of a stratified medium (Fig. 2.1). Z-th layer Let region 0 be free-space. The field in region 0, is composed of upward going waves only, and has been derived69 in the form d 2 k. O (r, r') =of8 ) (k e ) e e r.' x dk dk =xk +yk, d2kwhere h z' k z x k (k z kz h(k h )[C )[A z e (-kZ) z (-k -ik )e e z' Z ( lz y A^ ) Oz z ik ]+ x A e(k {e (k .e-(2.1) x y and - h (k k z' -ik + D e 7r2 -ik + B z ik Sik e 2 (kZz (2.2) x (2.3) 23 z j ' E0 L z = 0 0 1 z = -d z = -d p-1 ; = -d z 0 =-d n z = -d O0 n +1 Stratified geometry Figure 2.1 n 24 k and (k = k,,2 = - k 2)1/2 2 Izys 1, et (2.4) is in the direction of the horizontally polarized electric field vector and h is in the direction of the vertically polarized electric field vector. amplitudes AZ, BZ, CZ D and propagation matrix formalism.70 The are determined through the In (2.1) the first subscript of the dyadic Green's function indicates the region of the observation point while the second subscript indicates the region of the source point. Taking k = N = 1, we obtain from (2.1) the dyadic Green's function for a two-layer medium. The result is G0 1 ' Jd k (rL ik _L > 2 1) = 01 (k -r.) z, z1 ) e (2.5) where > Io1 9 .k z, z1 ) = - 1 - 8Tr2 k X 10 (k ) D 2 (k ) )[R e(k oz (k e i2k lzd 25 -ik lz z 1 2 e k 1Y 1 (k _) -k F (k + , ^ e [S12(k ) e h(k lz -ik lzzi + e e 1 (k)lz] i2k l d 1ik lz 1^ e l h(-k lz ik lz (k lz 2 2 (2.6) . iklzzi and, = k. i k. - z (k ) = Y..(k (2. 7b) kjz (2.8a) (k 13 + = 1 + R. = 1 + S..(k (2.8b) ) 13 k i jz ( X..(k s.k. 3 iz E kiz + ) S. (2.7a) Jz lz ) (k k +k. ) R..(k . R D 2 (k ) = 1 + R 0 1 (k ) R 1 2 (k ) e i2klzd 1 F 2 (k4 . ) = 1 + S 0 l(k) S 1 2 ( .) e i2k d 1z 1 (2.9a) (2.9b) 26 The subscripts 2. i and j in (2.7a)-(2.9b) denote We note that the portion of the unit vectors e corresponds to same way, the portion of vectors h G 0 1 (r, r 1 ) corresponds to 301 (r TM r 1) TE 0, 1 or which contains type waves. In the which contains the unit type waves. 27 2.2 Dyadic Green's Function with Source and Observation Points in the Same Region In this section, we derive the dyadic Green's function, G where both source and observation points are within region 1 of the two-layer medium. We first write 3 1 1 (r, r1 ) as the sum of two parts G1 1 (r, r1 ) = GDll(r, r ) + GRll(r, r ) where G 1) - k1 2 D x 7 x 3Rll (r, 1) - k1 2 Rll(r, Physically, GR satisfy the vector wave equations V xGDll(r, x at GRll and r1 GDll (2.10) (r, 1) = iW46(r - r1 ) ) = 0. (2.lla) (2.llb) represents the direct response to the source and does not contain boundary effects. Alternatively, represents the response to the image sources produced by the boundaries at GRll reason that tion whereas equation. GDll z = 0 and z = -d It is for this satisfies the homogeneous vector wave equasatisfies the inhomogeneous vector wave The solution to (2.lla) is just the free space ik z-ik z 1 (k z)] 28 dyadic Green's function, which has been derived by Tsang. 6 6 The result may be written in the form: DI )= - '. Dll 1 - ~WE 1 (r - r + G l1 where the free space radiating portion of in GF11 r, r 1 ). r) Combining = - -- (2.10) and (r, r) (2.12) is contained GDll (2.12) we obtain, ) + G 1 (2.13)~ r, r 1 where GSl (r, r 1 ) = GFll(r, r ) + GRll(r, (2.14) r In view of (2.5), (2.6) and in order to match boundary condiz = 0, in (2.13) takes the form: G (r, r1 ) -ik + e the dyadic Green's function -W111 2 d 2k = GSil(r, r1 ) tions at iklzz -{[a e e (k lz z 1 ez 1(-k lz lz 1 e (-k1z) + a e e + 29 + 6 e h1(k)lz ik lz z ik - h1(-k)lz (r - r 1S(-k lz -ik lz zi e + [TI e -ik lz z - z ik [y e h 1(k lz 'L (z The boundary conditions to be satisfied by z = 0 > G0 1 (2.15) z ). and at G are: 0 1(r, 1 (2.16a) z x G 1 1 (r, r 1 ) z xG x G 0 1 (, z x Substituting (2.5), conditions 1 = x x G1 1 (, ). (2.16b) (2.6) and (2.12), (2.13) into boundary (2.16a) and (2.16b), we find the result a =X1 01 (2.17a) (2.17b) xo01 -1 k (2.18a) 30 kk1 SS10 (2.18b) ko Y 01 p x01 12. i2klzd1 = e (2.19a) D2 x0 1 (2.19b) k Y S k o 01 12 k k (2.20a) F2 Y (2.20b) k 1F2 The terms which appear on the right hand sides of are defined in equations (2.7a)-(2.9b). 11(k z, z 1)e (2.17a)-(2.20b) Combining equations (2.15) and (2.17a)-(2.20b), we find the dyadic Green's function OGil (z > z ) G for ( , r1) = d k to be: , (z where: > z) (2.21) 31 1 z1 ik lzz 1 Se D(k8T2klz (k) D2 (k I. + R 12(k e ) ) + R10 (k -ik z e Jz 1 -ik zz lz e(-klz i2k lzd 1ik lz zie [e h (k)lz (klz ik z (-k^ ezi1e(-kilz)]} ik lz + F 1 + S 1 0 (k ) e - ,k z, ) S h(-klz F 2(k L) -ik lz (eh kl 1(k l) + S 1 2 (k ) e i2k lzd e ik lzz h1 (-k lz) ]. For z < (2.22) we use the symmetry condition for dyadic Green's z - functions , 1 where the superscript T denotes the transpose of the matrix. The dyadic Green's function from (2.21)-(2.23) to be (2.23) r) l' G= Sil for (z < z1 ) S l is found 32 - rl.L) (z (2.24) < z1 ) <)= dzk ,kz )e( 2 where: -- -- 11 -iklzz k - - , z, z1 ) l 8ir 2 klz D2(k ) S + R 1 2 (k) e i2klzd Lz + R 1 0 (k) -ik e i~lz z ik lzz e e ik lz zi e 1(k lz )e1 -ik 1 (klz) + [e 1 (-k lz zz hlz(-klz ) F 2 (k ) + S 1 0 (k e 1-iklz 1 ik e ik lz z z h (-k lz hz h 1(k lz )Il (2.25) h1 (klz)]. The net dyadic Green's function, G 1 1 (, r ) i2k d e z 1 + S 1 2 (k )L for both source and observation points within Region 1, may be written as r) = - -E- zz 6(r - r1 ) G 33 - (r. - .) (z > z1 (z < z1 2k_ g1 (k L, z, (r J -r ) .kz ) e ) - + fd ik ~ => (ki-, z, z ) e ) 91 (2.26) with g1 l given by (2.22) and (2.25). 34 CHAPTER 3 Active Remote Sensing of a Two-Layer Random Medium in the First Order Born Approximation In this chapter, we make use of dyadic Green's functions to solve the problem of scattering by a layer of random medium with three dimensional correlation functions by applying Born approximations. Integral equations which govern the scattered field are solved by iterating to first order in albedo. Making use.of a correlation function that is Gaussian latterally and exponential vertically, we find backscattering cross-sections for the two-layer problem that reduce to previous results 6 3 in the limiting case of a half-space. A brief discussions of rough surface scattering effects upon the backscattering is presented. The first order Born results are illustrated by matching experimental data. 35 3.1 Far Field Dyadic Green's Function by Saddle Point Method Consider a layer of random medium with permittivity <E 1 > + E 1 f(r) El()= where E (r) is a real function of position characterizing the randomly fluctuating part whose amplitude is very small and whose ensemble average is zero. The layer of random medium has boundaries at z = -d e0 and The upper region is free space with per- (Fig. 3.1). mittivity z = 0 and the bottom medium is homogeneous with permittivity E2. same permeability All three regions are assumed to have the p%. The formal solution to the scattering of electromagnetic waves with time dependent factor e-iwt by the two-layer random medium can be cast in terms of dyadic Green's functions. We have (O) -1 0) (r) + 0 =3 d 3 r1 G 0 1 (r, r1 )1 Q(r )E1(r 1 ) - - E (r) = V1 0ip (3.la) (0) = E -3 (r) + d 3r 1 iWP0 1G (r, r1 )1 Q(r )E1(r ) - E VI (3.lb) 36 z 0. iOi 110 F 0 0 z= 0 0i~ <F_1 + if~r e. Scattering geometry of a two-layer random medium Figure 3. 1 37 where the integrations extend over region 1 occupied by the The first and the second subscripts of the random medium. dyadic Green's functions G 0 1 (r, r ) and G1 1 (r, r ) refer to the regions of the field and source points, respectively. The random fluctuating part is accounted for as a source distribution with Q(r) = k The superscript zero in 2 E:if (r)/<E 1 > E 01 (r) and where E (r) k 1 = 2 refers to the solutions in the absence of the random fluctuation part which are also the zeroth order terms in an iterative series soluWe shall use parenthesized superscripts tion. 1, 2, 3 etc. to denote higher order terms. Since we are interested in the scattered far field, we evaluate G 0 1 (r, r 1 ) point method. G 0 1 (r, r 1 ) which appears in From Equations (3.la) by the saddle (2.5) and (2.6) we may cast into the form: G 0 1 (r, r 1 ) dk ((, e z ) e where -ikozz - ) (3.3) F(k and k = z k = e + z k oz. g01 , Z We introduce the transformations (3.2) 38 k = k cos x p k = k y p oz (3.4a) sin (3.4b) 0 (3.4c) p and (3.5a) $ x = p cos y = p sin$. (3. 5b) Making use of (3.4a)-(3.5k ), CO G01' r 1 2 7. k dk = equation (3.2) becomes -iii [F(kL, z ) e 27r * ik p cos( d - e 5) + ik z OZ rL (3.6) The c and k $ = k cos x =p k = k sin i y p k integrations are performed by using the saddle point method. function is simply: The resultant far field dyadic Green's 39 ik r G0 1 (r, r1) iW 0 0 e -i+ Fr +e {H e } (3.7) 4Trr where H=- = 01 e (k D2 ) e (k)lz k + -k k 01 =12 e(k ) e 2 ei2k lzd k K k Y 01 01 h(k ) h (k)lz 2 zF (3.8a) koY 01A (-k lz) 1 + s12 h(k 1 2 h (-klz (3.8b) + z klz (3.9a) - (3.9b) z klz. 40 3.2 First Order Scattered Intensity Solutions to (3.1) can be obtained by iteration. Sub- stituting (3.lb) in (3.la) we find the total solution in region 0 in the form of the Neumann series = 0 where the -(n) E9 (r) (r) 0 n-th r E + n = 1 order field (3.10) E(n)(r) 0 -(n) En i ie by: y is given - 1= = W . 11 . n Physically, the n f dr - l' n-th "' d r n -G 01(r, ... n 1 - = r 1)-G 11(r , r2) 0n '''L order field represents the tering of the incident field tivity fluctuations. - E( 1 n) (in - E ( ... n) (3.11) n-th scat- by the random permit- In (3.11) it is understood that each of the volume integrations extends over the layer of random medium. Forming the square of the absolute value of averaging, we obtain the intensity in region E (r) 0 and ensemble 41 00 <L!ECo(2>y + < 0 E n= 1 It of 2Re{E(0)(r) Th2 + . (0) 2n) 0 0 nl CO C(n) 0 m=l1 E (m) (r> 0 (3.12) is to be noted the ensemble average of all odd order moments Q(r) vanish in the cross terms. The first order scattered intensity in (3.12) is given by (1) 1E (-)2> (2) + 2Re{E (0)* 0 0 0 It can be shown that the mean field term specular and is much smaller than <|EC 1 2>(1) (Wp 01 0 d r ) r2) The unperturbed fi eld V d r G (r 1 2 0 1jr r <Q(r 1 ) Q*(r2 )> 1 * (0) 1 (r) 1 - (0) - (r) in the low con- 2> We thus have, after making use of (3.11) ductivity regime. < IE is (2) - <(Er,(r)I2 Cr0) r) is given by (3.13) 42 li - -r K e -A (r) = E[f * (0) E i + B. e k e . + -- Y .S I (3.14) where .R . i2k e A .id 1 e D. k 21 h 1(k lzi k A - e e .d 21 (3.15a) h 1 (klzi k1 f = e 11 + i YOli + 2 The subscript i2k e h1 (-klzi) X B F 1 . . X f h (k (3.15b) 1 (-klzi) F2i (3.16) .). denotes the incident direction, and the vector components denote the fractions of the vertically and horizontally polarized components of the incident wave. Making use of the unperturbed field far field approximated Green's function E(O)(r) 1 and the 5 0 1 (r, r 1 ), tain from (3.13) < r2>1 1 ~~f d 3 r 1 d 3r 2 Es Z , i s,s , - lp*p,p we ob- 43 + s'k i(k . - e k ) -i(pk* 1 .)z 1e lzi lz r - -i(k d'-e . i(sk + p'k* )z 2 lzi -k 3 ) r 2 -L C (r1 - 2) (3.17) where s, s', p and take values of either p' -1 or +1, and = 4E7 -- (f - =-H = - =~ - =. (3.18a) A.) * (3.18b) . E0 - 47 $4= = -- F= F1f -A - (3.18c) (- = ) E Eo - - (f --- S= (3.18d) The correlation function C(r 1 - r2 <Q(r 1 Q*(r2)> may be (r 1 - r2 6k 4-i( fCd (D2 - ( 1 - r ) expressed in terms of its Fourier transform (3.19) 44 where 6 Re(k 1 ). is the variance of the fluctuations and k1 ' = Substituting (3.19) in (3.17) we may perform the integraions over the spatial variables. One of the transverse spatial integrations yields a delta function and the other transverse spatial integration yields the illuminated area A of the horizontal plane. enables the z out the 3daz <IE 12 Sj (1) (1) Furthermore, the delta function integration to be performed. and After carrying integrations, we obtain z2 4 4r 2 6k' A _ E E s"s' P.P'I r2 prp so's f zC 1 (k k-. -i [ (sk l - z [1 + e (sk 1z + s'k lzi z pk* ) + 1z - (s'k -i [sk lz + s'kzi - $ZId . - Sz)+ -z p'k* .)d 1zz i[pkiz + p'k -e pk1 k+ l i i - z Id z11 (3.20) The z integration is performed by noting that for a low conductivity random layer containing many wavelengths the 45 p = s dominant contribution occurs at the poles at az = pklZ + p'klzi. p' = s' and for It is to be noted that there also exists an additional significant contribution only in the backscattering direction for the case p' = s = -p = -s'. To obtain the residues at these poles we must carefully note the positions of the poles on the complex example when s = +1 and s' = -1, Sz-plane. the pole may lie on either the upper or the lower half of the complex according to whether Pz Im(klzi). Im(klZ) For Sz-plane Carrying out the integration in this manner, we find: 2 <|E 01 + 4d1 A #(2k + s'k G(sk .) s,s, r , 0) Re[ 1 * ] (3.21) where: , *- G(sk lZ + s'k .). = Li -. lzi l 1z + klzi. sk" lz [e Here, A 2(sk" + s'k" )d lz lzi 1- sk + s'k .) + s'k". lzi ]. (3.22) is one in the backscattered direction and is zero 46 for all other scattering directions. density Thus given the spectral (D of a correlation function, the first order scat- tered intensity from a two layer random medium is readily determined from (3.21) and (3.22). 47 Bistatic Scattering Coefficients and Backscattering 3.3 Cross Sections The bistatic scattering coefficients are defined by Peake 57as: y ( y where (3.23) A-*.o cos 6 .i(I.) is the incident wave intensity with polarization (I.) is the scattered wave intensity with polarization (I) 1y, 4 r 2 (1) .,k ) =lim is the incident wave vector at the incident angle and and = 0, $ , and r to the surface. Considering spectral densities with an even dependence, we find from (3.21) and (3.23) letting and f = 1 e by letting f = 0 e 6 is the distance from the observation point and Tr 26 k' 4 k Z 101l2 -I +- l elzi. 1z 1 Yhh=z 2 f = 0, m y vh and vhvv and Yhh and Yhv by y f = 1. m IX 10X0 cos e0 Ikizi 2 [1 + IR 2 e R 12121 ID 2 D 2 i ij 2 2 -2(k". IZI _ k -2(k" () + k [ e + k" )d 1z 1] + z 6e0 is the scattered wave vector at angles k v, k u, . lzi -k ,, lz + k" )d 48 -2 (k" lzi -k" . [1 -e -4k d e z 1] 2 + [R 1 2 )d lz 1] [|R 2 2 -2(k" lzi e cos 2p + A47r 2 dk ' 4 + k" )d lz 1 Ixoli 1 ID 2~i14 e 0) -4k" d lzi 1( ko1I 2 _ r2 6k{ 4 Be i 2 { 10F~I k2 F2F 2 + k" )d -2 (k" lz lzi 1][ k lz j + k" lz . Cos ~ + k [1 IS1 2 R 1 2 i 1 2 e + -2 (k". lzi e - [l -e d1 (3.24) Y 1 0 X 0 li 2 Yhv 2 + f (2k IR 1 2 i - k" )d lz -2(k" lzi + k" )d 1 lz 1 -k [I R1 2 -2 (k" e li + k")d 1+ 2 e-4k" |s 1 2 1 d sin 2 (3.25) Tr 26k' Yvh Cos 4 oz eoi |klz 2lzi 2 k 2 0 I1 Jx 1 0 yoli2 ID 2 F 2 i 2 Ik" +k lz i + k" 1z 49 + k )d [z-IRz 11+ 2S + k- [J -2 (k" + k" )d iz1 e )-zi [ e -2 (k" izi e - - -2(kizi [1 - 1 2 i1 2 k"lZ )d 1] - k klzi IR12 } -4k"l d lz 1 . + k" )d -2 (k" lz 1 + izi 12 e [(IS 12i 2 sfn2 (3.26) Ik 0 I2 k 0 k1 1 6 0 i Iklz I 2 cos 012 lYloY 10 oli2 4 -2 (kizi + k lzi-e IF F2F2il k + Tr 2 6k' 4 lz kzi 2 -2 (k" )d [1 + IS1 2 S1 2 iI 2 e + k" )d lz1 izi 2 sin G . sin 03. k0 2 izi e-2(k"izi. - - [1 e + is121 2 + cos $ - klzi klz k") lz d I -4k" d lz 1 e k [IS 1 2 i .k lzi lz lz -2 (k + k e izi. )d 2 2} cos + sin eo sin e ((2k e 0 + A47r 6k{ 4 0 k1 Is 4 F2 i 12i 1 d, , k 2 0) -4k" .d lzi 1 50 k2 2 lzi k S where - sin26. 2 (3.27) o 0 = + z(k - k -Li-Lzi (k. k' ) 12 and subscripts h and denote, respectively, horizontal and vertical polarizations. v We consider a correlation function which is Gaussian laterally and exponential vertically: Q*(r)> <Q(r.) 1 j 6k = e 1 -lI. - 2 /k 9..|j 2 -Iz. - zj/ e (3.28) The corresponding spectral density is 4()= P 4Tr 22 2(1 e + (3.29) 2Z2 Substituting in (3.24)-(3.27) and letting + $., area defined by = Y a pq 6k'4{ hh . and $ = we obtain the backscattering cross section per unit 4 2 IX cos 6 pq 0 ij4 k ID 2 i 4 2i k .. 01 . 4 izi . Tr e= e -k 2Z 2 sin 2 O 51 e -4ki zidzi . (1 + 4k' 2 , + 8diIR 12i Sk' 4 tj 2 avv 1 - e -4k" d lzi l 2 -4k" d e lzi 1 jYj IF 2 iI 4 { 2 Lzi e ) 2k" 1lz (1 + IR1 2 i I4 k (3.30a) 4 -k ozi . - 1 e o 2Z p 2sin 2 e oi 4 -4k" d lzi 1 -4k" (1 + IS1 2 i 4 e d 1 )zi . 2k" (1 + 4k' z2) izi lzi 2 k2 klzi + sin 2 e95 + 8d11.S 1 2 i 2 e d -4k" 1 lzi 0 2} k2 lzi k 2 It sin 2 eo. 01 is to be noted that (3.30b) ahv S =vh0. Thus there is no depolarization effect in the first order scattering theory. 52 3.4 Rough Surface Effects The backscattering cross sections derived in the preceding section are based upon the assumption of flat boundaries. This assumption may not be realistic in many situations of interest such as vegetation-ground and snow-air interfaces. A more physical model for such situations is to consider the surface to be irregular and characterized by a surface correlation length, Zs (or Isy 2.sx for anisotropic rough surfaces) and R.M.S. height deviation a . In Fig. 3.2 we illustrate a two-layer random medium with a rough surface at the bottom. Such a model would simulate, for example, a vegetation layer with irregular ground. The scattering by a rough surface which separates two homogeneous, dielectric media has been solved only in the cases of Z >> X or << X. Scattering by a composite rough surface and random medium (e.g. Figure 3.2) is a problem still unsolved at present. However, in order to account for observed rough surface effects in some fashion we may incoherently superimpose the backscattering of a very rough surface backscattering of the random medium. (Is >> X) with the It is shown in Section 3.5 that such a superposition of intensities matches experimental data remarkably well. The backscattering cross section of a very rough surface-is given by Barrick71 and may be 53 z 0' 0 z= 0 S<1 rough surface (as s 9 > + s if '1 E2 Two-layer random medium with rough surface Figure 3.2 54 written as ahh sec 4 G R 0 1 (0)1 2 e -tan 2 0 /S 2 (3.31) vv where s2 (3.31) with is the mean square slope of the surface. Comparing (3.30) it is clear that the rough surface back- scattering falls off much faster with angle than does the volume backscattering. Physically this is due to less rough surface and more volume being seen at large incident angles. 55 3.5 Data Matching and Discussions We have obtained, for a two-layer random medium, the bistatic scattering coefficients in (3.24)-(3.27) and the backscattering cross-sections in (3.30) for a correlation function which is Gaussian laterally and exponential vertically. It is noted that these results can be derived by using a Fourier transform method instead of applying the saddle point method to the evaluation of the dyadic Green's functions. In the case of scattering by a half-space random medium, we let d + 4 and find Sk'' a = hh a_ vv = 9, 2 k 1 8k" .(1 + 4k 2 lzi lzi 6k' 4 9, 2 1 8k"I (1 + 4k2 z 2) lzi lzi -k eo 2 2 p Ixi4 4 oz -k e 2 2Z o sin 2 e p 01 k2) lzi 1i k . k . lzi 4 k2 izi + sin2e k 2 2 0i i sin 2 o 01 These are exactly the results obtained with the radiative transfer theory by Tsang and Kong.63 When plotted as a 56 function of incident angle, av is always larger than ahh This is because more vertically polarized wave components are transmitted and backscattered by the random medium. For wave scattering by a two-layer random medium, the results in (3.30) suggest the possibility of -av than ahh when the first terms in the curly brackets become smaller than the second terms. In this case IR 1 2 ilI, and aV ,, Jy 1 QiJ4 j 1 2 i 2 '12i < ahh i Brewster angle effect at the bottom interface. though smaller Yl1 iJ _ JX 1 0 ij, 10i due to the Thus even it is possible to have avv < Chh* Physically this is because more horizontally polarized wave is reflected by the bottom boundary resulting in more horizontally polarized wave in region 1 to be backscattered by the random medium. The results in (3.30) have been applied to the interpretation of remote sensing data collected in vegetation and snow-ice fields. 42,1 In order to account for rough surface effects, which dominate over volume scattering in the angular region about nadir, we have incorporated the backscattering cross-section of a very rough surface in an incoherent fashion (Section 3.4). In Figs. 3.3-3.5, we have matched the back- scattering data of a corn field with a height of three different frequencies. The letters V and 2.1 m H at represent 57 experimental avv and ahh In order to match these data, we the theoretical results. assigned the values s2 = 0.03 surface. where s2 Z while the continuous curves depict = 0.32 cm, z = 1 cm, 6 = 0.361, and is the mean square slope of the rough As seen from these figures, the match between the experimental and theoretical results are very good. scattering dominant portion of the curves for 8 The volume > 20* ac- counts for frequency change very well which the rough surface dominant portion for e . < 20* does not due to the frequency insensitivity of the very rough surface result. It is inter- esting to note that in order to match these backscattering data, it was necessary to choose Z > Z p . In Fig. 3.6, we consider the same corn field and fit the frequency dependence of the backscattering cross section at nadir and 30*. The slight frequency variation in the theoretical result at nadir is due to the fact that volume scattering coes contribute at this angle, even though the frequency independent rough surface result dominates. 58 o (dB) -- a vv ahh v -4 H v \ H -6 -8 v H -10 -12 H -14 H - \ -16 0 10 20 30 o ahh and a 40 50 60 .(DEG.) as a function of angle at Figure 3.3 9 GHz 70 59 a (dB) vv hh -4 \v -6 -H -8 -10- H H -12--\ v \ -14 -16 0- 10 20 30 40 50 60 8 .(DEG.) ahh and avv as a function of angle at Figure 3.4 13 GHz 70 60 S(dB) vv ahh -4 -H H -8 - -6 v H -10 H -12 -\H v -14 -16 0 20 10 40 30 8 ahh and a 50 60 .(DEG.) as a function of angle at r Figure 3.5 16.6 GHz 70 a(dB) I -2 H H H H -4 H H H H H H H H 0 0 -6 H -8 H 01 r3 30* H -10 - H H H H H H H H -12 8 p p 9 10 11 12 13 16 15 14 17 Frequency (GHz) hh as a function of frequency at 0* and 300 0~ H Figure 3.6 62 CHAPTER 4 Emissivity of a Two-Layer Random Medium The study of earth terrain can be effected with the method of microwave passive remote sensing. In this method, a radiometer aboard aircraft or satellite records the microwave thermal emissions from naturally occuring media such as snow-ice fields, vegetation coverage and sea-ice. The volu- minous data collected.and its interpretation has been the subject of considerable theoretical effort in recent years. Gurvich et al. 7 2 first derived expressions for the emissivity of a half-space random medium with laminar structure in the single scattering approximation. England 73ex- amined emission darkening of a half-space containing distributed isotropic point scatterers by employing a radiative transfer approach. Tsang and Kong 6 9 ,5 6 ,7 4 have considered thermal microwave emission from a stratified medium with non-uniform temperature distribution, the emissivity of a two-layer laminar random medium as well as thermal microwave emission from half-space random media. In particular, Tsang and Kong56 employed a wave approach in the first order Born approximation and calculated the emissivities of a half-space random medium. In this chapter, we follow a wave approach 63 similar to Tsang and Kong's56 and obtain emissivities of a two-layer random medium with arbitrary three dimensional correlation functions. 64 4.1 Emissivity Using Reciprocity Concept Peake57 has defined the emissivity of a natural surface as: e (k) = 1 - f rh 4 7r e (k.) = 1 where rh - r~ and - r -- d fda [Yhh(ki [y k) + Yhv (Ki k )] (k., k ) + yh (kk) (4.la) (4.lb) are the Fresnel reflectivities for hori- zontal and vertical polarizations for a homogeneous two-layer medium. The integrands of (4.la) and (4.lb) are the bistatic scattering coefficients of a two-layer random medium and the angular integrations extend over the upper hemisphere. 65 4.2 Emissivity of a Two-Layer Random Medium The bistatic scattering coefficients of a two-layer random medium have been derived in Chapter 3 and are given in (3.24)(3.27). In order to develop an expression for the emissivity in as general a form as possible, we expand the spectral density in harmonics of the scattered azimuthal angle, cD(K L .- siis , k k izi lzs ) = $s im E M = -CO s e m (k ps , k ,k lzi pi k lzs (4.2) Substituting (4.2) into (4.la) and (4.lb), the may be performed directly. s integration After some algebra, we obtain emissivities in the form: + + h4 I 4 10 s (2) k0 2 is k 2 0 de 0 kJ sin e + A N + 2) s N- s f P h A 1 0s Ik 1 z5 + {lk:::: 2a.() .i1 2 (1) 2 is is M + h M - 1 h/2f (4.3a) 66 v - ev - 1 7r/2 2 + IY 0 ls j k 0ais L 2k de s sin 6s Pv A+ 'Jklzi 2 iklzs -2 (2) k2 I 2 I(1) 2 M+ 4 + 2 sin2 e6 0 sin 2 es D0 (+) sin %, sin 6 - 2Re (k* k izi lzs Ixosi + A - + k k2. 12k lz 2 I~l 0sK 2 k2 2(1) 2 0 N is klzi -(2) 1 1klzs 2k 0 s k 2 0 M_ + 2 sin 2Ss 4 sin 6 i sin e + 2Re (k* k lzi lzs + 1 [ 1 (-) + + (-) ij D0 U. (4. 3b) where STr26 k' 4 = 1 2 cos 6 0 i 2 _X_ li ID 2 i 2 k2 ozs (4.4a) 67 k2 ozs 2 'olil 1rzck{ p= A+ (1 - cos6 | IE2 i k Iklzs 2 2 2 0 (4.4b) 1k 114 (ki izi + kis)di e-2 (kii izi - (4.5) k is kz5 1+R1 -22J (1) is (kit + kit)d 1 (4.6a) ID 2s1 -2(k". + k" 1+s 2 12i 1 2 e )d lzs izi 1 (2) ais ID 2 s 2 (1) i-s (4.6b) 2 -2(k" . + k" )d e zi lzs 1 + |R 1 2 s12 F2 s -4k" d e zs 1 2 (4.6c) IR1 2 i 2 IF 2 sj -4k" + (2) is -2(k" . + k" )d e lzi lzs 1 i~s 2 2 e d zs 1 2 (4.6d) -(1) 1 + IR 1 2 sS 1 2 iI2 ais ID e + ki"izs )d z (ki (4.7a) 2s 68 jD- 2s (2) is -(2) is O Is 1 2 i s() (4.7b) 1F2 2 2 )d -2(k" . + k" lzs 1 + IR1 lzi e Sis 1D2s1 2 d -4k" lzs 1 e 2 (4.7c) -2(k" is12i1 (2) is . + k" lzi e lzs )d 1 + N = () 259( ( ) n= The subscripts + (2 - ) 62 and d -4k" lzs 1 (4.8a) (4.8b) -2 n n (k s, k p ., s e + (- i k1 i k lzs ) = 2( 2 [2 IF M is1 2 5 n = integer. (4.9) denote that a term is to be evalu- ated at the scattered and incident wavevector angles, respectively. 69 4.3 Angular and Spectral Dependence of Two-Layer Emissivity In (4.3a) and (4.3b) we have obtained the emissivity of a two-layer random medium with arbitrary correlation function in the first order Born approximation. To illustrate the emissivities, we take the spectral density to be 2, =z 4112(1 -a 2 + z 2/4 2z, 9 e (4.10) 2 22 which corresponds to a correlation function that is Gaussian laterally and exponential vertically. (4.2) we solve for the amplitude Substituting (4.10) in Dm -k 2 t 2 D (k , k ., k . lzi pi m ps ( k Ips M where Im(x) k lzs ) = k .Z Pi 4T2[1 2/4 k2 - (k lzi + .Z 2 /4 pip PsP )292] k lzs 2 pj (4.11) 2 is the modified Bessel function of order deriving (4.11) we also have taken $. = 0, m. In due to the azimu- thal symmetry of the assumed correlation function. Inserting 70 6 (4.11) into (4.3a) and (4.3b), the completed numerically. We illustrate the results in Fig. 4.1, where we plot the emissivities function of frequency for a 6 = .0005, <E1> = = (1.8 + is m ) .005 .0005. = Z = .0021, -20 cm 2 . integrations can be e e ev = eh 20 cm = .0l'0 1 at nadir as a thick random layer with = 2 (6.0 + iO.6)e and The dashed curve corresponds to whereas the oscillating curve corresponds to The coherent effects due to the boundary at E m Es = z = -d are apparent in the low loss case where the emissivity oscillates as a function of frequency. As the loss of the medium is increased, the bottom boundary is seen less. is demonstrated in Fig. 4.1 where for Elm = .005 This the oscil- latory behavior has disappeared, in the spectral dependence of the emissivity. and eh In Fig. 4.2 we plot the emissivites as a function of angle at 10 GHz, for a e 20 cm thick random layer with the same parameter values as Fig. 4.1 and E"lm = .005. The emissivity of the vertically polarized wave exhibits a slight maximum due to the Brewster angle effect. The horizontally polarized wave has no Brewster angle effect so that angle. eh decreases monotonically with increasing e E:"1 = .005 E" = .0005 lm 1.0 .9 .8 lm .7 .6 8.0 9.0 10.0 11.0 12.0 GHz Emissivity as a function of frequency at nadir Figure 4.1 I-j e .9 .8 .7 .6 eh ev .5 .4 .3 .2 10 20 30 40 50 60 70 Emissivity as a function of angle at Figure 4.2 80 10 GHz 90 a . (DEG) 73 CHAPTER 5 Active Remote Sensing of Stratified Random Media In active microwave remote sensing of earth terrain the model of a layered random medium has been applied to account for volume scattering effects. Using the model of a half space random medium, backscattering cross sections have been calculated with an iterative approach 5 6 ,6 3 and with the firstorder renormalization method.61 To improve the simulation of earth terrain for vegetation coverage, snow-ice fields or culture targets, two-layer models have been developed, with the random medium bounded by air above and earth below. 6 2 In these past models, a correlation function with variance and correlation lengths is specified for the entire volume scattering region of interest. However, in remote sensing applications a more realistic model might consist of partitioning the entire scattering region into sub-regions or random media each with a characteristic correlation function. For example, in vegetation cover such as forest terrain the sub-regions would be the leaf and trunk regions of the trees, where the respective lateral and vertical correlation lengths are significantly different. Similarly, in the case of snow- ice fields, one usually finds a complex layered structure in 74 which the lateral and vertical correlation lengths may vary significantly from layer to layer. In this chapter, we use an iterative wave approach to solve the problem of backscattering by N-layers of random media with three dimensional correlation functions, arbitrarily distributed within (M - N) homogeneous layers. Carrying to first order in albedo and making use of correlation functions which are Gaussian laterally and exponential vertically, we find backscattering cross sections for a three layer problem. The results are illustrated by matching with experimental data collected from vegetation and snow fields. 75 5.1 Backscattered Intensity for a Multilayered Random Medium in the First Order Born Approximation Consider a vertically stratified medium consisting of random layers and M - N boundaries at 0, m-th layer bility = 0 z (m = 1, 2, (M I N) homogeneous layers, with -d1 , -d 2 , ... , U and permittivity or 1 M) ... , -dM Mf(r) [Fig. 5.1]. The is characterized by permea- em = <Em> + AmEmf (r) according to whether the geneous or random, and N m-th where layer is homo- is a real random function of position whose magnitude is small and whose ensemble average is.zero. The formal solution to the scattering of time harmonic electromagnetic waves by the stratified medium can be cast in terms of dyadic Green's functions. The first order scat- -( _ d3r Gom(r, r )-Qm(r 1Em (rs) (5.1) where W0A - 1 M =N- - - -(0) - tered field is written as 1 iWOm = 1 Gom (r, r 1 ) m Emfr 1' Vm is the dyadic Green's function, and the superscript zero in Em Qm(r 1 (r ) to the solution in the absence of random fluctuations. integration in (5.1) extends over the m-th refers The layer occupied by 76 z 18 Z=Q Po, 1E- o-p 6 2 <e,>+A, <E 2 >+A. Ef () 2 fC Z =-d 2 Z=-dt....1 /Ol EM <M >+AmEMf(T) Z= -dM /.J 00M+I Scattering geometry of M-layered medium Figure 5 .1 77 random media and the summation is over the unperturbed field r . mi () m (r) = E o (0) (r) m ff - c. e mi M-layers. The is given by mi + Mi (5.2) where mi =Ki + z kmzi (5.3a) mi = k - (5.3b) The subscript i z kmzi- denotes that a quantity is to be evaluated at the incident wavevector angles. The amplitudes in (5.2) are determined through the propagation matrix formalism 7 0 (Appendix A) and TE and TM i is a vector which denotes the fraction of components of the incident wave. The first and second subscripts of the dyadic Green's function Gom (r, 1 refer to the regions of the field and source points, respectively. The plane wave representation of derived elsewhere.69 The result is Gom ' r) has been om (r, r om (K., z, zi) e 1k -- ik - 0 . i - 78 (5.4) where ) -ikz m e m (k mz ) + B m (k The amplitudes mz ) m h e oz )[A m eikmzz1 e (-kmz m oz z1 e -ik + D {e(k ) = ---87r 2 k z1 ] + h(k z mz 1]. oz )[C m h (-k m mz ) Z e ik z mz 1 (5.5) - am (k L , gom and D are also determined by m using the propagation matrix formulation. Taking the obserAm' B' m C vation point in the far field, is evaluated with ) Gom (r, r 1 The result is: the saddle point method. -ik Gm(r, r1 ) = i W0m e z mz 1 + e m ik ik r - ik z mz 1 * r e 47r (5.6) where 79 ) + D (5.7a) ) hM((kmz = B e(k F = A e(k oz ) ein (-kmz ) + Cin h(koz ) hm (-kmz i e(kmz W21Em m( h(k oz (5.7b) (k m (5.8a) xm = -- e m mk - mz m k k h (k) k mz oz ) in m( ) M km2 m= ) e (k H (k mz ) x k (5.8b) m - k 2)1/2 L 2 (5.9) >, e is in the direction of the horizontally polarized electric field vector, and h is in the direction of the vertically polarized electric field vector. Forming the absolute square of (5.1) and ensemble averaging, the scattered intensity in region 0 is given by s -> 2 M M Z En m =1n 2 12 a = 1 d3 r d3 r V M fV 1 2 om ( r- 1 ) <|E( 1 n -(0) - m (r ) - (r, r2) En E (r2) m(rl) Qn* (r2)> (5.10) 80 Assuming statistical homogeneity throughout the layered medium, the two point correlation function only upon the difference of assume that - d Id r1 - 1 n *(r <Qm Cr 1 and r2 . )> depends Moreover, if we m = 1, 2, zM, 2 ... , M, that is, the thickness of a typical layer is much'greater than any of the vertical correlation lengths of interest, then it is clear that random layers separated by one or more homogeneous layers contribute negligibly to the first order scattered intensity (5.10). n = m + 1, m - In the case of adjacent random layers, with 1, the range of integrations in (5.10) is restricted such that contributions only come from boundary layers on the order of a vertical correlation length thick straddling the (m, m + 1), However, Idm since - dm - and 1 (m, m z M 1) - m = 1, interfaces. 2, ... , M, the volume scattering of the boundary layers is much smaller than the scattering of individual random layers. Therefore, we approximate the two point correlation function as <Qm(rl) Qn (r2)> = 6mn Cm(r1 - r2 ). (5.11) Making use of the unperturbed field far field approximated Green's function from (5.10): r() 3 om (r, r and the we obtain w 81 <|IE 1 s M - mE 2 E Ppp I r2z m = 1 s,s' i(sk (m) -* e mz + s'k .)z mzi : V 1 e d3 r 2 -(m) sfs m -i (pk* + p'k* )z mzi 2 mz ) pp Cm r 1 - r 2 fV d 3 r1 E e e -i (kL - k) 22. (5.12) where s,s', p E -Cm) and 0 H 4w p' take values +1 or and, (5.13a) mi) m -1 E Hm 47r - (5.13b) (f - ami) -(m) E =-J 0: * 47T Em SCf * (5.13c) mi) E 1,1 47r The correlation function of random layer in terms of its (5.13d) n Fourier transform: m may be expressed 82 r2 - 6 where mk' << 1 d6a (aL z) e 1 is the variance of the fluctuations, Re(km)' and the factor density 0 M(' ). ,z A (5.14) 2 ) Cm(r km = has been absorbed into the spectral Substituting (5.14) into (5.12) and pro- ceeding as in Chapter 3, we find Sm M m + P where 4 = 1 2 r d- (dm - P = 1 3 A(M) s,s' ) 0(2k , 0) 2 G (sk Re( for backscattering and tering directions, A m ss 1 P = 0 * + s'k mz .) mzi )] (5.15) for other scat- is the illuminated area on the hori- zontal plane, G (sk + s'k [e .) mza. = D (i m ai . - , sk ' mz + s'kmz i.) 2(sk" + s'k" .)d 2(sk" + s'k" .)d mzi m _e mzi m-1 mz mz (5.16) 83 and k" mz = Im(k mz ). Thus, given the spectral densities of the correlation functions the first order scattered intensity of a stratified random medium is readily obtained from (5.15) and (5.16). 84 5.2 Backscattering Cross Sections for a Three Layer Random Medium The backscattering cross-sections per unit area are given by cos e . y a where y (Ki, K 2 ) (k, -K .) is the bistatic scattering coefficient as given by Equation (3.23). v (5.17) The subscript u represents h .or for horizontal or vertical polarization and we have noted in (5.17) that there is no first order depolarized component in the backscattering direction. Combining (5.15), (5.16) and (5.17) we find the backscattering cross sections for the stratified random medium: = P M E m= + S(m) Pll where 6 k'4 m m (D m R(m) (2k . 2k Limzi k" mzi- (d -d m M ) S I ) + (2K Ii' m 0) (5.18) 85 R(m) Nh 2 -mi TE A r2[ .1 2 + mi aT mi B.j 2 mi TE B*. mi mi + 2Re(A TE* mi (5.19a) S 11 (m) hh 2 [aT mi A.j Mi 2 4k" .d mzi M _e (e R m) = 2 7r2 [T vv k2 mi k2 - . p1 C . I mi mzi. + I T mi B . 2 miI e -4k"i mzi m(d+ dm m 1 I 4k" .d mzi m -5.)b 2 + (5.19b) TM D*. mi mi .i2 + 2Re(C IaTM D miI mi 2 (5.20a) km -4k" - vV - S (m) 2 [!ci Cmi 2 4k" .d mzi m (e The coefficients D . and mi 4k" _e mz3 aTE,TM mi D . 12 e . mzi (d + m m dM - 1 .d M (5.20b) TE,TM mi as well as mi mij are given by the propagation matrix formalism in Appendix A. mi 86 As a special application of (5.18) we consider two adjacent random layers bounded by air above and earth below. M = 2 case In this and the amplitudes appearing in Eqs. (5.19) and (5.20) are easily obtained through the method in Appendix A. The results are X Oli 51 ki4 Tr 2 = 0) IR12i + R23i Sd D2i (d2 + R12i 23i ei2k2zi 21 -4kii d e lzi 1 + (I R12i + R23i D1 ( 2k, , I 2k to 0) 1R 2 3 i -4k" + (JR 2 3 1 4 e ) i2k2zi (d2 - d 2k lzi + 6 2k 2 e -(d 2zi 2 1 Oli l21i 2 - d 1 1) (1 -e dzid -4k" d lzi 1 -4k" + d 1 e -d) 2 i(d - d1 2 14 -4k" (1 ID 2 i 2 12 - 1l + R R .12i 23i d1 -4k'f i2k 2 z i (d2 -d1 ) + - ) - d1 ) ei2k2zi (d2 ) yhh (d - d 1 )) 2zi ( 2 87 e -4k" d izil1 2k 2 'zi ] (5.21a) 2k" 2z ii- k 4 8d ) - d1 -4k izid 14 (d2 i2k 2 + d 1I4) 11 + s12i 23i 1 8(d - 2 k2 - d1 ) k2 + 62k D 2 (2EL .2 y1 2 i 14 d zi 1 k04 42 I E2i e Ik 2 (1 yoliI 4 (2K L I 2klzi 2k lz_ 0) |S 2 3 i 1 2 , ( -4k" -e e 14 - k 21 -4k" (d 2zi 2 -4k" d 1zi1 + (is23i 1 e -1 (d -4k" 2zi - d ) ) ei2k 2 z i (d 2 + s (IS 1 2 ) k 2 . k2 j14 + - l - k2. 2 + -4k" d izi 1 - d1 i2k2zi (d2 + Se12i 23i 2| ) - d1 ei2k2zi (Cd 2 0) Is12i + s23i k1 1E 2il e ~ 0 ) 4 1 0i ki 4T 12 v 1+ 1) 88 -4kidizi (d - -di) -4k" 1) 2zi 2 , 1 (D2 (2k- ) e 2 k2z i 2k" 2zi (5.21b) where R.. 13 k. =z - k. + k. Iz <E .>k. - < <E .>k. + <E.>k. 1Z J X..=1+ 1J (5.22a) Jz J S. 13 k. Jz R Iz .>k.z 1 (5.22b) JZ (5.23a) ii (5.23b) Y..=1 + S. 1) ij e i2k2z (d 2 - d 1 ) 2 - 1 ) e i2k2z 1 + s2s 12 23 d1 ) - i2k2z (d 2 3 i2klzd1 D 2 = 1 + R 1 2R 2 3 ei2k2z(d2 - d1)l e + s01 [S 1 2 + S 2 ei2klz d (5.24a) + R01 [R 1 2 + R2 3 " E2 (5.24b) 89 To illustrate the results as given by (5.21a) and (5.21b) we shall consider correlation functions, which are Gaussian laterally and exponential vertically: m -4r. (r. - r.) = 6 k'* e ii i where j m - r. mm 1, 2 /z 2 - pm jz. I - z. 1/9. 3zm (5.25) and the corresponding spectral densities are -$ A m( 2 ji 2 2;2 /4 pm e a . m zm pm 472(l + 2 (5.26) zzm ) C The choice of correlation functions of the form (5.25) are advantageous in that we may vary the variances as well as the correlation lengths in the lateral and vertical directions independently for each random layer. 90 5.3 Application to Data Matching and Discussion We have obtained, for a stratified random medium, the backscattering cross sections in (5.18) for arbitrary correlation functions. In (5.21a) and (5.21b) we have taken the special case of two adjacent random layers, bounded above and below by homogeneous media. Such a case is of considerable interest, in the active remote sensing of vegetation covers and snow-ice fields where the correlation lengths describing the upper scattering region may differ significantly from the correlation lengths characteristic of the lower scattering regions. To illustrate and TM the theory, we plot in Fig. 5,2 backscattering cross sections, ahh and the TE a as given in (5.21a) and (5.21b) as a function of frequency. Note that the spectral variation of the backscattering cross sections exhibits two maxima due to resonant scattering within each random layer. This phenomenon of double resonance (or multiple resonance in the case of many random layers) may explain the spectral behavior observed in some backscattering data. Fig. 5.3 we have matched TE falfa field. ahh The letters backscattering cross section as 30* a function of frequency at H In and (or h) 60* for a 50 cm al- represent experimental while the continuous curves depict the theoretical results. 91 As seen from this figure the model of the two-layer random medium can account for the observed minimum in the frequency dependence of the backscattering cross section. In Figs. 5.4, 5.5 and 5.6 we match the observed angular dependence of the GHz TE and backscattering cross section at 16.6 GHz 9.0 GHz, for the same alfalfa field. 13.0 In order to account for rough surface effects at the ground-vegetation interface, we have incoherently superimposed the backscattering cross section of a very-rough surface with mean square slope s2 and the backscattering cross sections of the random media. As seen from Fig. 5.4 the backscattering exhibits a rough surface effect, which dominates over volume scattering near nadir. In Figs. 5.5 and 5.6 the backscattering data does not manifest ground-vegetation rough surface effects due to the shielding effect of the random layers at 13.0 GHz and 16.6 GHz. In Figs. 5.7 and 5.8 we match for both morning and afternoon 30* TE and backscattering data as a function of frequency at 50* for a 27 cm snow field. In order to account for the diurnal change in the collected data, we model the snow field as two-random layers: and a bottom layer 23 cm thick. A top layer 4 cm thick The oscillations in the theoretical curves are due to coherent effects of the top 92 4 cm layer, and are more evident in the morning than in the afternoon. In order to match the afternoon data, only the top layer parameters have been changed, the parameters of the other layers are maintained at the same values used to match the morning data. It was found that the most signi- ficant parameter to vary in matching both the morning and afternoon data is the imaginary part of the top layer mean permittivity. The increased value of Im<e > required to match the afternoon data, is consistent with the expected increase in the free water content of a surface layer due to the solar illumination. The increased free water content causes the surface layer to appear more specular thereby decreasing the amount of backscattering especially at the higher frequencies. 93 4. = % <Ej>=(I.2+iO.001) Eo 8 =0.05 tp =2.0 cm c-(db) tz = 0.1 cm Z=-30 cm < 2 >=(1.2+iO.003) co 3 =0.09 tp =0.06 cm tz =1.0 cm Z =-100 Cm E 3 =(6.0+iO.6)eo -6 -T HH -10 vv -12 -14 -16 I 10 2 chh and I 20 a 30 40 I 50 as a function of frequency Figure 5.2 , -18 60 GHz 94 'HH (db) 32 = -0, <e > 8 z=o (1.4+i0.07) c 0 0.2 tp = 1.0 mm tz = 0.6 mm Z =-I cm <E 2 >= (1.4+iO.02)eO 8 = 0.09 Zp = 6.0 mm tz = 10.0 mm E3 -6 Z = -50 cm = (6.0+ i 0.6) 4e 10 hh hh -fIL H H H H -18 8 ahh H = 600 H I I I i I moo 10 12 14 16. 18 GHz as a function of frequency at Figure 5.3 30* and 60* 95 (db) I Z=0 <e>= (1.4+ i0.07) eo, S= 4 0.2 = 1.0 mm Iz = 0.6 mm <F >=( 0 - 8 co =0.09 = 6.0 mm =10.0 mm I -4 1.4+10.02) I Z=-I cm Sz =0.00 Z =-50 cm C3 (6.0+iO.6) Eo -8 H -12 H H H -16 - 0 H 20 10 ahh 30 40 50 60 as a function of angle at Figure 5.4 70 0 9 Gaz 96 crHH (db) ~z=0 I <e, >=(1.4+iO.07) Eo = 0.2 Ip = 1.0 mm Iz = 0.6 mm 8 <e 2 >= (1.4+1i0.02) eo a = 0.09 0 ep I -4 -8 = mm = 10.0 mm 6.0 s 2 =0.001 Z=-50 c m S3 =(6.0+ i0.6) co H H -12 H H H H 60 70 -16 C 10 ahh 20 30 40 50 as a function of angle at Figure 5.5 13 GHz 8 97 (db) Z =0 < E>= (1.4+ 10.07) eo a= Ip 0.2 = 1.0mm Iz=0.6mm Z=-l cm <e> =(1.4+i0.0 2) co 8 =90.09 1 = 6.0 mm 0 tz=10.0 mm -4E3 S2 =0.001 Z=-50cm =(6.0+iO.6)e 0 F H H -12 H 0 I I 10 20 hh 30 I .40 I 50 as a function of angle at Figure 5. 6 I I 60 708 16.6 GHz 98 e2 001i4 S2 < rHH 1 = >=(1.6+i0.012)E0 8 = 0.3 tp =2.5 mm tz = 1.5 mm (d b) 0- Z -4cm <e2>= (1.9+i0.004) c 0 8 = 0.45 ZP = 0.9 mm Z =1. mm Z =- 27 cm 8. 3 = (6.0+iO.6)e 0 4 0 - H -4 -8-12 10 6 Chh 14 18 22 26 30 as a function of frequency at Figure 5.7 30' 34 and GHz 50 0 99 s2 = 0.0027 i <E , >= (I. 8 +i0.07) E0 8 = 0.3 = 0.45 mm Zz =-0.45 mm THH (d b) <C2>= (1.9+i.004)6 0 8 = 0.45 ep = 0.9 mm -2 tz = I. mm Z=-4cm Z= - 27cm 3 = (6.0+i0.6)EO - - *0 h -6 -10 H -14 -18 -22 I H I I 10 6 ahh I I 14 I I I I 18 22 26 as a function of frequency at Figure 5.8 I 30 30* I 34 and GHz 50* 100 5.4 Appendices Appendix A The amplitudes A , B , a TE M m M determined through the -ik e TE ik d~ mz m Sr-ik d mz m L- in each layer are propagation matrix formalism: m m e TE m M and m,m - 1 Lnm --j m e Lik-1 .n- d l)z m - d 1 )zm - ~ - J1 where and - 1 Xm,m e ik mz - 1 m - R m,m m is given by (5.23a). -ik mz (d - d m ~ M - ik mz (d - d m -19 1 e m represents M A or ) Ci d -d m m- 1 - z - R m,m 1 ) e m,m - A - _ TE m,m -1 101 TE ' aTr m m mm represents r = 1. TE The B TE m 'I m or o = R TE , n 0 0 = 1 and reflection coefficient has the continued fraction representation: -i2klzd1 1 R-d +-i -i1 klz 1 RRTE = R01 The TM 0 + -i2k 2 (l/R0 1 ) amplitudes Cm' TM Dm, am _ d TM and m in each layer, are obtained from the above results by letting and by making the replacement E case D m or represents TM TM m Cm or Rmfm TM am SMm - - and Tm r = km /km In this represents either 102 CHAPTER 6 Depolarization Effects in the Active Remote Sensing of a Two-Layer Random Medium For the problem of wave scattering by a half-space random medium, backscattering cross-sections have been calculated with a radiative transfer theory.63 The radiative transfer theory was derived by a wave approach making use of the nonlinear approximation to the scalar Dyson equation and the ladder approximation to the Bethe-Salpeter equation. 59 Using the' technique of Born approximations and evaluating the dyadic Green's function with the saddle point method, in Chapter 3, we calculated to first order in albedo the backscattering cross-sections for a two-layer random medium. In this paper we carry the Born approximation to second order to obtain backscattering cross sections that account for depolarization effects. Instead of using the saddle point evaluated dyadic Green's functions, we apply Fourier transform methods in the calculation of the bistatic scattering coefficients. The results are reduced to the half-space case and discussed in the limit of radiative transfer theory. The backscattering cross-sections are applied to matching experimental data collected from vegetation and ice-snow fields. 103 6.1 Depolarization Backscattering Cross Section in the Second Order Born Approximation The second order scattering intensity takes the form (Chapter 3): + (2) (-)( > 2Re{<E 0 -E(3)* 0 r)> (r) (4)* (r>}. S< (0) 0 2 - 2 (2) z + < (6.1) (r> 0 It can be shown that the terms in the curly bracket are negligible [Appendix A]. We can concentrate on the term giving rise to depolarization effects ( 2 ) (0 01 1 01 3 <Q(r 1) Q (r2) [ r) 1 12 W4 11 0 d 3 r d 3 r d 3 r dar 4 G1 1 (r, r 2 ) -E 1 1 (r 3 ( 3) ' r4 )* 4 Q*(4)> 1 fV1 2 ) < (0) 1 . 2 > (2) <JOI v 1V 2 3 4 ]Iv 6.4 (6.2) 104 u. to denote the polarization Here we use the first subscript v of the incident wave and the second subscript the polarization of the scattered wave. to denote We shall consider U # v. the case of The fourth order moment of Q(r) in (6.2) may be expanded in clusters: + C(r 1 - where C(r. - Q*(r4)> = C(r 1 - r 2) C(r 3 r 3 ) C(r 2 - r4 - r 4 ) + C(r 1 - r 4 ) C(r 2 ) (r2) Q*(r3 - (6.3) r3 ) 1 is the two point correlation function for r. SJ the random medium. Note that the first term of (6.3) when substituted into (6.2) gives the square of the second order mean field which can be neglected in our calculation of I2 (2) - 1 4 = 1 1 (r - 1 , -r2 ) -G dardar2 LW V 1 2 9 3 r3 3 4[ d r 4G0 -1 Er G11(r 2)()y~V -- [G01(r, r3) - =3, r4 - ) (2) < We thus have 01 r = - - depolarization effects. 105 - - (C(r1 - r 3 ) C(r 2 - r ) + C(r1 - r ) - (r4 )] - (0)- E (6.4) 3 )]. C(r 2 The unperturbed incident field may be cast in the following form 1 ( ) (0) (z) l li (6.5) e where ik -(0) = E [f - A . e (z) E 1 0 ii f, and A. and B. -ik lziz z B (6.6) have been defined in Chapter 3. Intro- ducing the expressions for the dyadic Green's functions and the correlation functions of Chapters 2 and 3, we first perform the integration over transverse spatial variables which yield delta functions useful in the evaluation of transverse wave vector variables. 2>(2) = <|9(2) 0 yv V f d We obtain J k({k 41 4 f. d2 f.00 _00 dS da z z 106 0 =< -1 gL~ -(0) ' z 2) z(z (k (z 2 (k , 1 z, z3 (z z 3 , z) - -E z4 - g0 - g1 1 (k ' e = 11 (k-L - z 3 ) eiaz(z2 - - (z ) ) , z dz dz 2dz 3dz af -d z ) e iaz(z 2 - => z3 g 0 1 (k , z, z3 +kL , z3, Yg - i E ()]IV. (0) (6.7) ( = -z - [gol (k , [eiz .', , - ) -z) DL i The integrand of (6.7) is related to the bistatic scattering (Fung and Fung 61). k = - we set 01 . coefficients and obtain 4r(2k y (2) pv oi oi ' K..+ R~., In the baskcattered direction, 1 ')8 6 2 k L4 0 E0 4 a ) c?(Rji 2 - cos 1 |2 RKL'r i f f id j -00 dS da Z Z 107 - {2 Uv (- -k.L, 4. , + 1* (I, -k i , Faz yv J. J i' az (6.8) az, a )]} where (k. , -k ,r0az' az) = - g1(k-L ,1 Z 2) dz2 = > 01(-k -iazz2 azz ( + E(0) dz f Ei (2 ,Iz, z 1) dz 2 ( 1 01 -iaz 2 - (0) (z9) - I z (-k , z, iS z1 Pv =< - - g1 1 (k , z1 , z 2 ) - -( zy e z ) 0 -I 2 (6.9) Carefully carrying out the integrations over az' SZ and the spatial coordinates, we obtain, after considerable manipulations (Appendix B], 2) ()- hv oi oi h Yh oi oi o - oi K 2 a E 1 ( i co th (i cos 2Q. 1 2 ID 2 IF 2i 2i 2i i tv 108 sin 6 sec 8 de (sec e. + sec 6 0 W32(6, 6 W 1 (e, a (sec2 e. 8 ) , sec2 ) W - 1(6 6.) W3 (6 W2 (6, sin e sec 8 (sec e. - sec e)2 d + 0 9i) ) m (, sin 8 sec e + fr/2 d6 M 2 (8, 2 6 ) f 7r/2 VY% 141 W 2 2(e, 8i) ) m3(, 6 (6.10) where k ' W ) = , 2~, 2 (sin 2 e + sin 2 8.) 12 2- 2 e (6.11a) 2 Z2. W2(, 8)e = 47r 2 [1 + k 2 2 2 0 (cos e- cos (6.l1b) o.)2 Z2 W 3 (6, 8 ) = 2 47 [(1 p 2 2 + k'j Z (COS (6.11c) 8 + COSe 2 -4k'1 M (, 8) = - 4 cos26 IR12i2S2i2 e d izi1 R S COS 2 e D12 + 12 D 2 F2 2 109 2 Sl cos O 10 + D2 1 + k") d lz 1) 2 -2 (ki (e - e F2 cos e 2 i I S 1i2 R12i R12i + S 1 2 i + I S10S1 2 cos 2 e 10 12 S12i 10S121 2 F2 cos 2 0 sin 2 0 sin2 i] F21 2 + kz(e [2d 1 (kit + k -2 (kI 1Zi -e -4k" d lz 1 )d1 -4k" d 1 lzi )e -2kIid1 ) (e - e -2k" d -2kd z1) e d (6.12a) M2 (e, o 1 2 il 2 lR 1 2 i 2 e -4k" d lzi 1 + 1) 1I COS ) (IS os 2 9 L- 2 F2 + (k" lzi + k")z e 1 -4k" d lzi 1 - [(k - ki) 12 -2 (k" + k" )d lz 1 lzi . + cos 2 e sin26 sin 2 e i [ 2 . Cos2 2 2k". lzi e 110 (k" sin 2 e sin2. . + k"1 12i 1 lz IR 1 2 i 2 - ) cos 2G lzi 2 F2 k" - G e 1z -4 (k" lzi -2(k" r 2 + k"o )d lz . + k" )d lz lzi e 1 2 S cos 2G 12 + 1 I 1 2 F 2] -0 Is12 12 + + S10S. F2 -4k" d lz 1 - 2k" lzi 4 D2 2 i [k". Sl 2 if2 L cos 2 e 10 cos R10 + s10 e 2 F2 D2 ) 4 + 12 R 10 cos. + e S 1 0 S1 2 cos 2 - cos 2 6 sin 2 e sin2e -2 (k". ] e lzi + k" ) d lz 1 I F2 12 [e 3 ( ," e.) -2k" d izil =-cos2e. 4 -2k" d -e 1 I |S 12i | -2k" d e izi 1 R 12i |2 e -4k" d lzi l (6.12b) cos 2 Q S + 10 F 2 2 ill - + 2] 2 -2k" d d S2 cos G I + 12 (e -2k izi1 -e z 1 F D2 2 2 1 2 Cos 6 IR 1 2 i - 2 s 1 2 i. 2 + 1 F2 D2 IR 1 2 + s1 2 I2 cos 2 6 sin 2G sin 2 e.' F F . lzi [2(k" 1 2 2 co s cos 2 4 k" )d e 1z 1 J 2- -2k" d izi l R12i -2k" .d e zi l S1 2 -2k" d -2k" d izi 1 _e 1z cos2e 2 S S10s12 R10 12 F2 D2 cos 2 6 sin 2 6 sin 2e. + IR12i e -e -4k" d 1zi 1 i 12i 12 -2k F2 12 dd -2k" d -2k" .d lz 1 + e izi [2(ki - k" )d lzi lz1 10 s1 2 d -2k" (6.12c) (6 12c 112 k 12 where area, area, ty ( ) = 0 k1 2 = 2k" (2) (2) Ka IX1 0 i 2Oli 2 Ix 1~ 2lII~~ 12 (6.13) k0 The backscattering cross-section per unit ]I=Vy cos 6 readily follows from (6.10) . ) k 2 th (8 113 Half-Space Limit and Comparison with Backscattering Cross 6.2 Sections of Radiative Transfer Theory The backscattering coefficient (6.10) reduces to that for a half-space when we let Y =y ,) ( d1 +. 0. We find (2) = - (, (6.14) + y (2) where (2) Y+ 2tv(6 cosO. K W1(e, + e + S10 cos 2 e 3 2 cos 2 y (2) e ) j de 0 ){W2 (o, 6 sin 2 e e sec. + W(a cos 2 0 sin2 The first term ) th ) W 3 (e, /2 ) t 4 7r20 cos 6 = i sin 6 seC e sec 0 + sec a I cos 20 4(sec e. + sec 8) sin 2 e [IR 2 jS 1 0 12 cos 2 6 sin26 sin 6]) 1 0 (6.15) is also obtained from the radiative trans- 114 fer theory derived with the nonlinear approximation to the Dyson equation and with the ladder approximation to the BetheSalpeter equation. 59 The second term y (2) is an additional contribution not accounted for by the ladder approximation nor by the radiative transfer theory. The physical significance of the additional contribution especially in the context of renormalization methods will be discussed in Chapter 10. 77 Massachusetts Avenue Cambridge, MA 02139 http://libraries.mit.edu/ask MITtibraries DISCLAIMER NOTICE MISSING PAGE(S) 115 116 a (dB) vv hv 0 1 V H V H -5 HH vH Vv v V C C Cb -15 c- C - C - . b -20 0 10 20 30 40 50 60 a ahh' avv and ahv as a function of angle at Figure 6 .1 (DEG) 5.9 GHz 117 Ihh -- -a VV vv - ( a dB) hv H - -0 v H vV v C C H - -10 -4 H C v v V -- H C - -20 -"""- --- CC ----...... v H C -30. C -40 1 -50 0 10 20 30 40 50 6,0 70 S-. (DEG) 01 ahh, avv and ahv as a function of angle at Figure 6.2 35 GHz 118 hh a (dB) avv ah -a-.- ahv 10 V 0 V H HH VH C CE C C U V CC '. -M -- %0 .. C C - -30 -40 20 10 0 30 40 50 60 9O02. (DEG) 0 hh' avv and ahv as a function of angle at Figure 6.3 35 GHz 119 6.4 Appendices Appendix A The Cross Terms of Equation (6.1) According to Equation (6.1) the cross terms are (r) 2Re{<E 0 - EE 3 . The first cross term, -(0) (r) *-) (r) 0 0 <E (r) () .< (4)*r)>}. (A.1) 0 - E( 3)*()> does not contri- bute to the depolarized backscattering according to the following argument. field El It is well known that the first order has no depolarized component in the backscattering 0 direction. Therefore, even though ized components the product ( r) <E-(1) (r) - E-()0 0 may have depolar(r)> is easily seen to produce no depolarization effect in the backscattering direction. The fourth order scattered mean field is given by equation (3.11): 13r W411 ' < E (4 ) ( <E r 4 f 1 2 4 01 r1) 1 2 120 <Q(rQ 1 2) 3 - E1(0) (r4 ) ll(r3 , r ) - - , r -(r 2 3 = G (A.2) Q(r 4 )>. Substituting Equation (6.3) as well as Equations (2.5), (2.26) 1 - (r)> = f - 90 1 (k , z, 11 (k z1 ) (0i e (k ', z1 , z 2 9 " z3 , z ) f dcd 3 I, - e(r -la 11 dak dak 'd 2 k "d2k - (z4 (r2 e - r 2) (r2 * (r (r (r_1. 3z e( 12.) z2 , z3 -() - a - (r3 - r 4 r4 iE) - F S(r ) - d 3 rydar 2 dar 3 d3r - < ) -(4) ' and (3.14) of the preceding chapters into (A.2), we obtain r - re) -ia - (r 2 i -(r,. 3L - r41) - - r3 r3 22L Li (A.3) 121 It is understood here that actually consists gll(k , z., z.) z. > z.. Performing the trans1 J verse spatial integrations first we then may carry out the of two parts corresponding to integrations over c , , R " and kJ'". The result takes the form: E 0 e . ( 4 = () 0 a + ik oziz r (A.4) ..Li where - (k Az g Li, z2, z3 dazd8f dz dz2dz3dz4 W 411 04 Z. -11 (k I- k z f 12 90 1 (k az) ' , z, z , -i z(z z 1 - z 2) -iaz(zc 2-z) 3 - - g 1 (kL, z2 , z3 ) - ' k _Lf 1 Z2 ,k Sg 1 1 (k , z 3 1 z4 ) e + . -ik ziz _> e k ,z) - f k L, z 3, z ) e -i, z (z1 - z 3 ) d2k d2 k 0 ) 2 3 (k({' )(2) 3 122 (k z2'z3 e -iaz (Z2 - z 4) + 0 (k -ikL', az)ll -iS(z1 - z ) e 91 1 (k', z 3 , z) e - li (z 4 , -iaz(z 2 - z3 (A.5) ). -ik It is to be noted that the term in (A.5) is independent of z. e .z iz jo>(k j, z, zl) It is clear from (A.4) that the fourth order scattered mean field is specular and can only contribute to backscattering at normal incidence. However, even for normal incidence it is important to recognize that E 0 has no depolarized -. (4)* ()2Re[EO (r) - <E* (r)>] - the zeroth order reflected field component. Therefore the cross term 00 does not contribute to depolarization in the backscattering direction. 123 Appendix B (6.10) Derivation of Equation The integrand of Equations (6.9) may be cast into the form: =g 0> (A< ($)) S 5',5 pp prpI i(sk izi. + s'k lz )z 3 of +1 The indices and -l -(0)(z + p'klz)z e i (pk lzi (B. 1) (2.6), s, s', p (2.22), and (2.25) and and the amplitudes Substituting (B.1) in Appendix C. )IP ik .z e(Blozi where we have used Equations Chapter 2. 1" Z3 ,I g 11(k )1 z 'z, p' of take the values (A< ($)) V y- into (6.9) ssp , , are listed we form the following expression: I V(k i' = E s,s' z E p,p' Z , yv ppp L' -k {(>Pv (I)) z' ss'pp' z (A V l.v )) -- ssp (13 (i,,'s I IT z) 1 d "d)a 1zp Z z 0 0 *1 z p Iz 0\I (xrt dd, ss(( 0 ,dda ss ((') t + z Z OZ s (51731 liz:o I T z) Izz zz 0 z It zzp dl d) Iddiss(( 4 ' )t 'Z) 'f. 0 ~a d'fd) Izp 0 V\) 1 m\T ddiss + Zu (z 2 ~ ,z I S.1 s d'd. z) a zp 0 0 dd, ss 'f j t, Ez z Iidld)* I p- T zp zz r .1 0 rt ( - dd ss >Y) + ( (4) (z (1,s s% idd) z dz 70 s JZZ ",z) dS s Id i9f d)a EZ zz 0 125 s ,Is') (z , z , (B.2) z z ) F* (p, p, where: s ,s') z 2, az' F(PP', i(pklzi + p'k lz - az)z1 z - (ziI . i (sk e + s'k -c :z )z2 - (B. 3) LL ~ ss' p,E- 1 (-k liv , E fs'I P ' z 0 dz 1 -di --d 11 v -k ($k)) 0 dz 2 1 dz I a Z, aZ *L kL 4, ss'Ipp' z3 dz 3 4 . s a F* (pp, (z3 , z 4 (A> 1v az) (w)) s s pp, + + z '-v ($+7 )) s -- 'p - (A Iv (> + -R , (k * Similarly, we obtain, F(p, ', s,s') (zi, z 2' az Jz ss Ipp 126 0 0 dz 1 -d 1 F 3 < s 1iV 0 s p)' p 11V z4 (ss 0 (v 0 dz 3 1 F* (pp' , d1 4 Ss') (z 1 , Z2' 2z a . z dz 4 F(Pz , ss') (z , z 2' a SZ Z s') z 4 , az az) Substituting Equations integrations. 1-d Jd1 'p', 0 0 dz 2 l-d perform the F 3 dz azF az) p dz 1 (z3 r + (A< Cz' azl OS', , (z3 'Pps "s'I) , z 2' a Z, 8z (B. 4) - F* (P,p (z + iT)), Sv($ 0 dz 1 J: dz 2 lid dz z1 1d 3 f-d + -d 2 F dz ss') r 8 az) , (z f-d , (pI dz 2 (B.2) and (B.4) into (6.8), we then integrations before carrying out the z The only contributions must come from the poles 127 of the spectral densities. However, in order to determine the direction in which to close the contours in the complex and z Sz az planes, it is necessary to subdivide the domain of integrations further. In Equation (B.2) we must break the integrations into regions in which z2 < z z and < z3' In Equation (B.4) we break the integrations into regions in which z z4 < and z2 < z3. For example, consider the first term of Equation (B.2) when substituted into Y 1IV (2) .- oi' k '.) 01 first term (6.8) j , - - , - p,p s,s rp,p ss d2 k g of (B.2) -d dz 1 + (z3 ' z4, -d1 (k k, a' f3 dz 3 fzl -d 1-ddz 2 ) - k dz4 daz d8z (), ) zF' sIs') , ss - (A< 11V ( ) ss , ,. pp (B.5) We then break up the integrations over z, as 128 dz 1 -d 1d dz 2 z1 1 Z2 dz 3 0 -d dz 1 Z o -d Z d dz 3 J dz 3 Z2 dz4 d1 dz 4 rZ dz3 d dz 2 fZ dz3 z2 z2 0 dz 2 dz 1 f-l dz 2 d1 z2 dz 4 -d z2 Z dz = dz -d 1 z -d 1 3 dz dz2 f dz 2 1 -d -d -d d Sdz + dz 3 f z 3 dz 4 + d d + f -d 3 z dz4 (B.6) z2 when (B.6) is substituted into (B.5) the direction in which to close the contours in the complex defined. We denote the poles of where the superscripts + and D - a Sz planes is well m = 1, 2, as signify the location of the pole in the upper or lower half complex plane, accordingly. Therefore, upon performing the Equation (B.5) becomes az and z integrations, 129 y (k .,-k .) first term of (B.2) [Res '(Di E m,n s~ 1,iiv + Res w2, - ( , m (S m -', -, S n Res (P,P', S,s', - SI~ Sm) Res 5 (m + ,m+ Res c(k. p',, (k - k J-P - k a ;,O Sn) 3,lv($M + .a-) Res D(k .1 w4,Iv(S,m +jE., k .1i gn ) w r, ' 1 Sn n + k., (k jv r Res @( K. x m ) Res (. .L1 - k + w m, -) .1. (2ri) 2 Ppp J' n ) (P,p', + s' P",' Ss,' ) .' pp Ess pEp1 s, ) E 01 ) 01 ' lJV - (2) 130 D(k + .Li 8 +) .i. Al m (P,P', Ss', W 5,1yV m ' I Res 0(k n )+ k' . + Res n I where the summations over m (B.7) and n extend over the poles of (D and dz 1 1 (A 1,V dz 2 dz 3 (3 1 ss) )p, ,ss(( ss pp, PV 2. dz 4 1 ) - p- F (Pzp , s t ss'pl'p(z ,2' a z'p az ) (p,p', s,s', p0p') W (aZ' az) (B.8a) (pp', Ss', W 2,yvv a az z) , ) F (z ," z ,' a , $Z)) 0 f-d d rzi dz 1 dz2 d (zi 1 dz3 z2 2 dZ4 d (P8 0E) (z I z (is's z) ,ddss M %rt) I dld)a -;c czp zpEf Tzf T- Tp s z di d) (as IsI *ddss (M( rt p zp TZ 0f (js's d ( s ' ,) did I'is's ild'd) ) (08 * zI sM &rt did)a di d) ,dd ss ((a) Tzp zzp 0 V)I zs (JS s ',d'd) (Iss#di Z.' (Isis >) ' Z f 0 (Z 5 (rt ,dd ss * ('E'~I z z (5173 i- P- Ivzp ~zz (q80S~) z jzz z dIz) (is isI A' cz) id id) a 0rt 1 ddss TET 132 sts' W5,uv (aZ' , , ,z, ; ' (p,p'II dz az) 1 d {(A> ($)) PV , d (AlV ()) 0, ss pp ) z z dz3 f3 dz z2 - -- FIP'P ', ss') ss'pp' (zi, z 2' az'Jq Z y (z3 , z 4 , az' z J. dz 2 (B.8e) -J The next step is to perform the z integrations retaining only those terms which are dominant in the low conductivity regime. The result is: K z E -z-zS's, p"p, sts' Prp oi oi first terrh of (B.2) 6 - ,-, ss 6 ss 6 - pp 6 - pp II(> lv (4)) ss'pp 2 4K" ss' Res (D(k Res + k .K - c( ~)x (K* ss , - a n k , ) (K* , pp n - 8 m ) 4V ) Y(2) 133 Res (k 8 ) Res 0 (kL k + + Res m , pp am+ + k, S ss - n M + (K* 8) (k-k pp +Li n (k - Res D(k . -+ 8+ n (*,ss m- (k ) + kL, + ( ( Res * 8 npp) ( ss,- (B.9) where M( P is defined below in (B.lla). Following p steps analogous to those which led to (B.9), we include the remainder of the terms in (B.2) as well as all of evaluating (2) (k IV (6.8). The result -k .) oi, is: (.k' 4 .)2 k 41 (27T) 4 14 0 0 m m,n s,s' + (R< (c)) yIv pfp'I 11 ( I ,1* N (S', ss pp (B.4) when (k p ) 2 cos e 2k-" (2 k ''-'2 0 + ss'ppy p,p') + (K> +(V tv )) )) ss pp ss ss'PP' spp 134 * [(A< 1Jv (t:~+ M(s,s' x (k + pp ss p,p') (W U v (4)) ss'pp I* Imn ) 4 K" p (B.10) ,I where 2 + K" ss. ,)d 1 pp e 2 K" ,d ss 2K"I Id ep PP 1(1 ) M(s,s, (k (K" , 1 - e pp') p (K" ss ,) + , pp K" K" PP' (B.lla) + 2K"I ,) K" (K" ss Res D (k + + K" pp pp , m ) Res 0 (k - n - k , mn (K* s Res D (k +., . J.. (K* pp m n m 6) Res P (k . - I $n 4~ .' n + Res D (k * n + )(K pp - ss ., k + Ll ss m a n +) Res -( m (k. I* Npp I J.i -p -k m I _ J' n ) (K + J , + p d (B.llb) ) N(SSPP') (k s-S ,)d 1l Kt 1 - e 135 Res D(k , + +) + (. - k , The term Z JMn m,n argument. Let , ca - a) L (z p ., az) - ) ( da ( (B.llc) may be simplified by utilizing the following 00 z .+ n m np (K*s where Res m +i Z (B.12) z vanishes everywhere on the circle at infinity and has an equal distribution of poles {a m} m the upper and lower half complex planes. z and {a (B.12) we may close the contour either up or down. > 0 p (k., Zp) Closing up ( (k, a +] (B.13) + - To evaluate we find: Res (27ri) in m (zp - am + Im z } is a complex number which lies anywhere in the complex plane. and assuming n and closing down, we find Res I = - (kL, an) (B.14) 27ri E n (z -an 136 Therefore, it follows that (B.15) by n 4(k , (z Res p (z9 z ) k(D', - ) an yields ( 'c, . +) n ) Res $(D ', a a +)(z s m - (B.15) a - ct) n ) Res N(k -a)(z m ( kL, a s - a ) Res ', n a + Res p ,. ~Res t(K., am+) Re.s. (z -a (+ p m s ( (k, a (z ( _n am +) (IfmZs)kL Res Res ) Multiplying (zp - a + m ( (k + Res (k ', an (B.16) (zp - a ) (z - a This result would not change if we had assumed rather than result Im(z p) > 0 as we did. (B.16) we may sum equation Im(z p) < 0 Therefore, utilizing the (B.llc) as: 137 z =(k J + ,) m,n .L - k., K (B.17) ,). Substituting (B.17), Equation (3.29) of Chapter 3, and the from Appendix C, into (B.10) we obtain ) (A after some algebra; Equation (2) Yhv (Koi, -K oi (2) -,- vh k (6.10) 0. cos 6 01 , -1) th(6) tv(6i) sec 6 = W1(e, + 7/2 0 2 F 2 i2 e de a2 0 ei ). M (0, ) W3;1(e, sin 6 sec 9 (sec 6 - W3 (6, ) M 2 (6, e) W 1 (e, 2 W 22) (6, 6 e sin 6 sec 6 (sec 6 + sec 6) 2 ) i W 1(o, e ) W 2(O, 6 sec 6) + J7 r/2 0 ) M 3 (6, d6 e ) 2 Cos 2 j1r/ de -D E ) values of sin 6 sec e sec 6) (sec 6 - 2 (6.10) 138 APPENDIX C The Coefficients. Ah = Fv ei2klzd1 $))vyyy - klzi hv -FV e klz i R12 cos lz d 1 (R1 i e 2 i2k 1iz..d 1) sin $ + klz S12 D2 D 2k > hv , p, p klz S 12 k12 sin2 i2k , s'?s ss (R1 2 i S 12 i ei4klzid R12 os2 WX( uyV liv 2 7 e i4k lid1 11,11-1 i2klzd v klzi 12i 12i 10R12 klz D2 10 S12 F_2k2 k-. -4 D 2 lzi CO sin + klz Fk 2 - - I 139 (A v v 1,-1,,1 zid . - k11l2. cos $ sin i4k 12i S12i ++ za+O F 2k 12 Di klzi R 1 0 R1 2 ei2klzd c + k lzS10S12 s D 2 klzi v (S12i R12 i2k zid sin F v (R1 2 i e 1,1, -1,- i2k k lzF lzd S12 F 2k 12 D2 (-v klz lzi i2k z d izi 1 R10R12 klz S10S12 F2:1 -z Lz D2 cos s21 i2k lzd + v (0))-lylflfl F 2 k1 2 k2 140 i2k lzid lzi cos $ sin + + - D2 F2k 1 i2klzd klz 10 12 cos $ sin $ + e klz S10 S12 z+01 2 - e F2k klzi i2klzd R 12 2 s $ s VD + klz S12 F2k 2 i2k -1v1- i2k v lzd (S1 2 i e klzi R10 R12 e .d .zi 1 klz cos $ sin $_+__$) L k .k _ lzi cos D2 2 $ sin 10 S 12 F 2 k1 + lz F 2k 12 2 141 i2k 11-11-1,1 k lzi =F v R 12e Cos $ sin $ z - D2 F 2k i2klzd 1Flzi .d izi.1 2 klz S R1 0 R1 2 F 2k D2 i4k ~1,-1,1,-1 k lzi 10 = v (R 1 2 i Cos $ sin 5 12i lz - D2 2 .d izi. 1) e S10 F2k} _ w) 10S 2 = _ ,-{klzi k _ 10 Cos sin + D2 (Nv W it -1 r (R1 2 i i2klzid 10 F2k klzi D2 + klz S10 a F2k 12 zS 1 lz R10 cos sin $ -< 142 = k . c s $ sin $. -z k ( lzi 2 Fkk S Lcos zi R 10 R12 k~~ . D2 k - 2 klz ocos l lz Fk 211 klz 010 F k 2$ F21y 2 sin 1 0S 12 - i2kelzd $sin$-_$ Sz S F21 c 143 ( (k - k . cos $ z izi k k .) sin op $ where y 1i xOli F 2D 2i 2i h (k ozi) e (kozi k k k Lo 1zz for scattered TM waves for scattered TE waves (Avh(ss')p, The coefficients . 0"2 P- are obtained from the rela- , (A ( )) , vh ss pp =h(s v + 7)) , pp ss . tion 144 CHAPTER 7 Renormalization Methods in the Active Remote Sensing of Random Media In the preceeding chapters the problem of electromagnetic scattering by a two-layer random medium is solved with an iterative approach. However, if multiple scattering effects are to be included renormalization methods are necessary in which the Neumann series for the mean and covariance of the electromagnetic field are resunmmed. Tatarskii64 employed a Feynman diagrammatic technique to develop the Dyson equation for the mean field and the Bethe-Salpeter equation for the covariance of the field. He also considered the bilocal and ladder approximations to the Dyson and Bethe-Salpeter equations, respectively. Rosenbaum65 also investigated the coherent wave motion by applying a non-linear approximation to the Dyson equation. In this chapter we review the development of the Dyson and Bethe-Salpeter equations and.discuss the various approximations made in the solution of these equations. 145 The Dyson and Bethe-Salpeter Equations 7.1 In Chapter 3, we obtained the integral equation which governs the scattering of electromagnetic waves by a random G== (r,-- =(0 r) 0) =G G (0) -" (r -r' '- = Gr', G Qr' r - ) + fV d3r' (r, r ) In the case of a point source, we have: - medium. (7.1) where = wps Q(r) (r). Iterating (7.1) leads to the in- finite Neumann series given by: = - G(r, r 0) 0 * ()r, r) + G d 3 r' (r, r ) + 0 f SQ(r') Q(r") d 3 r" G( d 3r' G r, r') Q(r') - G , Cr, =(0) (r", r) +. G Ensemble averaging (7.2) (7.2) yields 0) <G(r, r 0)> == -G-=( (r, r ) + fVd r' (r f dr" G.O (r, r r') r0 ) (0) --= 0 - -=0)-- 146 (0) () C) + (7.3) where it should be noted that all odd order moments of vanish and all even moments of Q(r) Q(r) are cluster expanded in terms of the two-point correlation function, C(r - r'). A convenient method of handling cumbersome equations of the type (7.3) is through the use of Feynman diagrams. The fol- lowing symbols are used in constructing the Feynman diagrams <G (r, r0)> (0) 411* 0 C(r - - G (r, r0 r') Evertex over which integration is implied. Thus (7.3) may be expressed as ++ + 4T~+ 1/00000 _ 4 1A 147 (7.4) where, for example: = = dar'ddr" G(r, r' ) - G(r' , r") (7.5) - ) C(r' r (r -=*- -s - -4 1Th~-- We now define diagrams (minus end connectors) as strongly connected if it is impossible to bisect the diagram without All other diagrams are breaking the correlation connections. called weakly connected. The sum of all strongly connected diagrams defines the mass operator, given by . + + (7.6) We note that with (7.6), Equation (7.4) may be written in + j--- --- - + - _____+ + - - - - the form (7.7) 148 + - -- E[---------+- (7.8) _ where (7.9) is the diagrammatical representation of the Dyson equation for the mean Dyadic Green's function. form (7.9) reads:. <G(r, r -)> -Q(r' Here Q f (, (r + d3r'd3r"G =G r" In analytic- (r, r') G(r", r 0)> (7.10) is used to denote the mass operator. In a similar fashion we introduce the symbol for the field covariance: -<FQC,0 0 > ]IL E G(,r0 P0 0 (7.11) 149 The Neumann series for the field covariance has the following diagrammatical representation: ILL -2Z~22 +Ix (7.12) where for example C - r'). = (0) r', IG 1 )( 0*') 1,,r = (0) (r , . r 1'0 (r1 - 1, (7.13) The sum of all strongly connected diagrams is defined as the x = :,00 0 + intensity operator: + I dIr d r ' ["3() , Fl) - =G ( ) , F)I B 1 ''Vl I' = ::I- This allows the infinite Neumann series as: (7.14) (7.12) to be written 150 K (7.15) * X + + X X 6 '' 9(7.16) L X + X Equation (7.17) is the diagrammatic representation of the Bethe-Salpeter equation, which will be given in the next section in analytical form. (7.17) 151 7.2 Approximations to the Mass and Intensity Operators In (7.10), Q(', r") denotes the mass operator, which must be approximated if Dyson's equation is to be solved analytically. The most popular approximation to the mass operator is the bi-local approximation, which consists of retaining only the first term in the series for Q(r', ") (0) (r Q, that is, r") C(r' - r"). (7.18) Physically the bilocal approximation corresponds to a single scattering of the mean field as can be seen by substituting (7.18) into (7.10). The validity of the bilocal approximation has been discussed by Tatarskii,64 and Rosenbaum65 has shown that the bilocally approximated Dyson equation together with the ladder approximated Bethe-Salpeter equation do not lead to an energy conserving formalism. Another approximation to the mass operator which circumvents these difficulties is the non-linear approximation, in which an infinite sequence of terms in (7.6) is summed. S~+ + ... (7.19) Substituting (7.19) into (7.10), we obtain a non-linear integral 152 <G(r, r - ) <G(r', (r, r) r")> - + d r' d r" G <G(r", r )> C(r' - (r - equation for the mean dyadic Green's function r") (7.20) Physically, the non-linear approximation accounts for multiple scattering of the mean field and in this regard is superior to the bi-local approximation. The usual approximation made for the intensity operator is the so called ladder approximation in which only the first term of the series (7.14) is retained. That is, (7.21) In which case the Bethe-Salpeter equation reduces to: 1E or: (7.22) 153 <( 0 ) *(r', i)> 0 0\ = V d'rld3 rl' C(r < , i9> >') r0 1 0 - (7.23) where P(r, r ) 2 o (r, r ) on. mean dyadic Green's function. <G(r, r0 )>, is the incoherent 154 CHAPTER 8 Mean Dyadic Green's Function of a Two Layer Random Medium The study of the mean dyadic Green's function for a two layer random medium is of special importance in the fields of scattering, radiation, and diffraction of electromagnetic waves as applied to optical communications in the atmosphere, radar backscattering from earth terrain, and active remote sensing of the terrestrial environment. It is well known that the coherent wave motion in a random medium can be described by Dyson's equation, which is an exact equation for the mean field. Dyson's equation expresses the coherent field in terms of a mass operator Q which is in the form of an infinite series and must be approximated. commonly used approximation to Q The most is the so called bilocal approximation which follows by retaining only the first term in the infinite series representation for Q. Solutions to the bilocally approximated Dyson's equation have been the 6 4 ,6 5 subject of extensive investigation in the literature. However, as pointed out by Rosenbaum,65 the bilocal approximation not only leads to solutions with potentially severe range restrictions; due to the omission of higher order terms 155 in the mass operator, it also leads to solutions which are energetically inconsistent with the Bethe-Salpeter equation under the ladder approximation. An approximation to the mass operator, which circumvents these difficulties is the non-linear approximation 65 in which an infinite sequence of higher order terms in the series for Q is summed. This approximation to the mass operator results in an intractable non-linear integral-differential equation for the coherent field. Rosenbaum 6 5 ,7 5 found approximate solutions to the non-linearly approximated scalar Dyson's equation, for unbounded random media in the limit of large and small scale fluctuations. Tsang and Kong58,59 using a two variable ex- pansion technique have solved the scalar Dyson's equation in the non-linear approximation for the cases of a one-dimensional two-layer laminar structure and a three dimensional half-space random medium. In the limit of a laminar structure they found the coherent wave motion to possess two effective propagation constants. More recently, Tan and Fung60 also employed the two-variable expansion technique and solved the non-linear Dyson's equation for the zeroth order mean dyadic Green's function in the case of a half space random medium. Their vector solution contains only a single propagation constant for all components in the Green's dyadic. In this paper we employ the two variable expansion tech- 156 nique to obtain the complete zeroth order solutions for the mean dyadic Green's functions of a two layer random medium with arbitrary three dimensional correlation functions. It is found that the coherent vector field in general propagates in the random layer as if in an anisotropic medium with different propagation constants for the characteristic TM polarizations. TE and Moreover, in the limit of a laminar struc- ture two propagation constants for each polarization state are found to exist. 157 8.1 Zeroth Order Mean Dyadic Green's Function Using the Two Variable Expansion Technique Consider a two-layer random medium with boundaries at z = 0 z = -d 1 and [Fig. 3.1]. The random medium has a permittivity consisting of the sum of a mean part <E1 ()> and a random part vanishes. e (r) whose ensemble average The media in the regions nonrandom having permittivities e0 z > 0 and E (r) z < -d and E , All regions are characterized by permeability fluctuations el, are respectively. y9. The random will be assumed to be statistically homogeneous so that the two-point correlation function of the fluctuations is a function only of the difference in the two points. The coherent dyadic Green's function of a point source imbedded in the random medium satisfies Dyson's equation which under the nonlinear approximation takes the form 11m + where frd k2 o) mllm o o 'r 2 mr2 1i 2P' ) C(i - 2) (8.1) = E2o1m and the spatial integration extends over the layer of the random medium. The first subscript of the 158 dyadic Green's function indicates the region containing the observation point, the second subscript indicates the region containing the source point, and the third subscript indicates that the dyadic Green's function is the mean dyadic Green's function. We introduce the Fourier transforms of the mean dyadic Green's function and of the correlation function: i~c* G 1rn (r, r 0 ) = d2 k Lg ____ 1 2 (27r) J . urn (k . (r z ) e z, , 49 -r OJ. 0 (8.2) -ia d 3c r2 ) = C(r- A where k -(r - r2) e (8.3) A x k X .1. D(a) + y k y d2k and IJ = dk dk - x Substituting . Y- (8.2) and (8.3) into (8.1) and performing the transverse we obtain spatial integrations, il + k{ (k , z, z -11MlLk , z, ) = -I S(z ) da dz2 (k - k, T d k dr 00 - - ik + z i + z z) - (2r) 2 r 0 d _-iaZ (z - z2 159 (kL ',z, z 2 glm (8.4) * 9 1 1 M(k, z 2 , z) where k lmZ = [k 2 im - (8.5) k 2 1/2. L To solve equation (8.4) we make use of the two variable expansion technique, which has been used to solve for the long distance behavior of the wave propagation in a random medium with laminar structure. 58 Following the procedure as in Tsang and Kong 5 8 ,5 9 and defining a bookeeping parameter, 0 we find that to zeroth order of s lmz (k ; - gllmo (k , z, r and to order, 32 --- s z, , , for - ) = -I 6(z - , ; z > Z ( J. ; z, ; ,f = -2 . + z '3 (8.6) z) 2 g1 m ik 3z 2 + klmz + z i 0 .0 1llmo , + km] 3Z2 s, 160 ,(; ll1MO 0o &0) 0 f -d1 * gllmo dZk ' < (k ' - k, z 2 ) da dzz2 -00 (kL', z, Ef z2' 2) 9lmo ( .V Z2' E2; Zo, (9) (8.7) E = sz, where E = sz, and the subscripts o and 2 = sz 2 1 are long distance scales which follow the subscript m on the mean dyadic Green's function denote, respectively, the zeroth and the first order solution. In deriving (8.7) we have used the divergence relation for the mean dyadic Green's function in Fourier transform space, which for z < z0 iki z > z0 and is given by + z {-+ s + sgilml From which it * -i.'Z gllmo (k ; z, (; E; Z 0 , follows that: O) + .. z0 , = 0. E (8.8) 161 Zeroth Order: ii + z - - llmo (, z, (; z, y = 0 (8.9a) = - ^ 9 llmo (k,, z, - -lml (,, E; zo, E z, z., , + z ) ik First Order: (8.9b) The zeroth order Fourier transform mean dyadic Green's function satisfies an equation identical to that satisfied by the Fourier transformed dyadic Green's function of the nonrandom problem. This is not surprising since in the limit of vanishing random fluctuations the zeroth order solution obtained from (8.6) must reduce to the dyadic Green's function of the corresponding homogeneous problem. Moreover, the two variable expansion technique carried to zeroth order, accounts for the random fluctuations essentially by introducing corrections to the phase of the unperturbed dyadic Green's function. 6(z - g1mo (k ,tz, E; zo, E) = zz lm z ) Therefore the zero order solution takes the form 9 1 1 mo(k.1 z, z0 ,f ; (z ) > z ) 162 ilmo k, Lz, ; , (z 0O < z ) (8. 10a) where ,k , 911mo 0 ) I [A 1 (k ik z e(klmz) elmz + A () -ik 2 -L ) e(-k lmz z ) e mz k [B 1 (k , ) e(-klmz) e + B2 (k' ) e(klmz) e I + z; z ,f ik [C (kL,L) h(k lmz) e z + c2(k, ()h(-klmz -ik ik ,z [D 1 h(-k lmz kL' Z, Z;of, EO) -ik + D 2(k e (z > 911mo z lmz z0) o h(klmz z e (8.10b) 163 ik [B (k , (k ) e -ik + B2(k ik z ) e(-k lmz , z lmZ -ik z lmz E ) e (klz + A 2 (k. , lmz e (-klm O) z lmz + [A1 (k , ) ik mz z [D 1 (k ,) h (k lmz + D2 (k e ik1 [C 1 (k , EO) h(-klmz) -ik e mz z e -ik + C2 (k , g) (z The unit vectors ) h (-klmz , z h(klmz) e < z0) e(ky ) z lmz (8.1Oc) and h (klmz) directions of the electric field for the waves, respectively, we next substitute TE point in the and TM polarized (8.10a)-(8.10c) into (8.7) and eliminate secular terms independently for each polarization. This yields four differential equations per , polarization in the variable, for C1 , C 2 ' D1 ' D 2 . for A1 , A , B1 , B and After careful manipulations, the differ- ential equations may be cast into the following compact form: (k , a) +(2iri) +n i[-sk'lmz + pk lmz n , d2k Rak s m s T ( , E)[[ f (k ', ) p ( 0 = -2ipklmz ' i[-sk' f -s -, . L d 2 k ' Res 0(k a 'n + pklmz + an p i , ' - _ - ,g T~i a +) n lm z T (k ) ) , A Tl(-k s + k 2mn d + ( L D(k m, + p T (Res + 164 0 = -2ipk T C- mz~ , p) p Res ( ' (2Tri) + S S + (-R L ', E 2 f d 2k f n s T' - K a.-) Res $(k )] + ()fc d 2 k' -s -T K. d 2 k,' Res t(k 0 _ i [-sk i ', T) - 4 ' -k. a+ -L n + pklmz + an p ' -s . s i[-sk' lmz + pk lmz + a n ~] -T (-k, ( L. p ZEE ' (8. 11a) S k , a + (-k , m) z ^ * nk 5 lm (8. l1b) 165 where , A (k ct~ () T = TM (8.12b) () e (-klmz) T = TE (8.13a) C 2 (k, E) h (-klmz) T = TM (8.13b) B , , ) h (klmz) () e (-k lmz) T = TE (8.14a) D (k, () h (-k lmz) T = TM (8.14b) SB (ks, () e(klmz) T= TE (8.15a) D2 (k, () h(klmz) T = TM (8.15b) (k . = 2 - (k, () 2 ( (= , SZ_ (8.12a) (k, A 1T T = TE (k~, C (k a e(klmz) 166 In (8.lla) and (8.llb) the indices or -1, for either TE of +1 p and s whereas the superscripts or TM. take the values T and T' Moreover we have performed the integration using residue calculus, with denoting, respectively, the n-th an+ poles of the upper and lower halves of the complex case of laminar structures, for which (8.lla) and (8.11b) are different. az klm P a) plane. -+ C, az a and N(, stand in In the equations Treatment of this case is deferred to Section 8.5. Solutions to (8.lla) and (8.llb) have the form: -- , ) = a T - (k ) e ipx P - p T T (k , = a e(k - T - b T)(k ) e Jp T(k )L T ipX (8.16a) - -T a(k (k )( (8.16b) where a a ) T = TE (8.17a) h (klMz) T = TM (8.17b) A2 (k I) e(-klmz) T = TE (8.18a) C2 (k ) h (-klmz) T = TM (8.18b) (kd) (k( 167 B 1(k ) (-klmZ) T = TE (8.19a) D(k I) h(-klmz) T = TM (8.19b) T = TE (8.20a) T = TM (8.20b) ) e(k lmz) B2(k b1 { (k ) D In (k ) h(k (8.17a) through ) (8.20b), we have redefined the coefficients in the right hand side of (8.12a)-(8.15b). i-dependence of Al, A 2 , B1 , B 2, C 1 , C 2 , D, First note that the and D2is exponential in behavior and thus may be combined with their ik multiplying exponentials, e z ilmz We then factor out the am- dyadic Green's function (8.10a). plitudes of A C1 and which appear in the mean which depend only on combine these with the other amplitudes in km, (8.10a). defines a new set of coefficients which are given in and This (8.17a)- (8.20b) and are determined through the boundary conditions on the zeroth order mean dyadic Green's function. (8.16a) and (8.16b) into (8.lla) and 0 = 2X Tk ) klmz ap (k ) + (2Tri) .a.~~~ Substituting (8.11b), we obtain d 2 kL' E sm pT '{ 168 (k - ' k M ) Res a (k ')[b s L -s (kI ') i[-sk' + pk1 + an lmz n 1mz ' -k Res.(k n +a d 2 k' (k)] + p i[-ski + pk + an lmz lmz n b (-k ') [a , -T +! -s (- d k ' Res k2 lm - T b lmz 0(K ' - i ' -k, (27ri) n + ca (-kc )] +;d2 k', ( - T (-k ) + pns i[-sk' + pk lmz -b (k a +) z za (8.21a) , Res a T p ') ) -T a (k , 0 = 2X T (-k) k J n ~] E E {I d k 2 ' s -T'I -j -( ') a (k ')[b-T'I (k -s iL i s Res (k '- k. , an) i[-sk' lmz + pk lmz + nt n J. 2 + k 2 1m -s (-T -b ') (-k . k' Res p . [a (-k ' bT s ) 169 ,a - zz (- n' p 1 (8.21b) It is to be noted that equations (8.21a) and X (K ). sistent, yielding-the same result for seen as follows. In dot with the vector (8.21a) let p(k ). p -p + -T a-, (Y ). and In (8.21b), let then change integration variables as dot with the vector (8.21b) are con- ' This may be s + -s k+ then -k., - finally, -k ', and We also make use of the fol- lowing properties of the spectral density, which are valid for a large class of physically interesting correlation functions: (a )=a(-a ,a ) , Res @((a, a n = -a n+ c (8.22a) ) = - Res D(a , a ) (8.22b) (8.22c) Upon performing the described operations on (8.21a) and (8.21b), 170 = -T k lmz [ap( k L) - T ( -p Z ZI n s T' -r T - (k ) d2 k ' we find the consistent result: ( )] Res ( ' -T' ( k) -a (k)] [b , [a_ -T (sk mz -TI (k ) - b s ( -T [a (sk - pklmz + n+ -Tv--Ts-T ( ')][a ') - b) - pklmz -an (k '-k d2k' Res k (-k1 ') - b , an lmz im [z * -T T + (sk ] ap (kL)][z - b T(k L .. - pklmz - an Utilizing (8.17a)-(8.20b), we evaluate T=TE and (8.23) T=TM. The results are: (8.23) for the cases TE 2r) -dk Res imz B+a(k lmz A 2 (k ') B - + +)2 - n kz lmz (k (k I a l ') (kkmz + an+ - Cos' B2 (k ') 0 (k ' Ai j k lzn + 171 lmz - an - imz - an+)2 ni k 2 lmz k2 2 lmz sin 2( k2 (k - lmz + a n + D 2 (k ') + lm k2 + a+2 (k imz n lmz k'2 C 2 (k ') 2 mz D (k ') ( (k - - lm - (k xTM k27 E (8.24a) an )zz- k2 d 2 k' Res (k + an +) - , a +( lmz km lm (k{im sin2 Gp - ') - k2 B2 (k a + +)2 - n k2 lmz k2 A 2 (k') B (k lz(kl +) sin2- - km (k' imz a +) n 2 - n k2 lmz 172 (k'2 k2 cos 2( ') + - k 2 k, 2 ) 2 + lm (k + a +)2 n lmz k 2 k' k k ' cos($ lmz lmz .. (k'j + a +) + n . I I - lmz - 2D2 (k) k2 (k' lmz C2 (kL)D (k') k*4 1 (k'mz - + a +) 2 k2 +(k2 mz lMz - - 2 n lMz cos 2 ( ')+ kkLZ) -~ lm k2 D1 (k ') 'mz k 2C 2 (k k4 k k ' cos(4 lMzL k # D 1and 2 d 2 kL' Res c4 k - k 4Lf1 $' - k , an+). are the azimuthal angles subtended by respectively. D2 ' (8.24b) flL lm and ' Here, lmz k The coefficients, A 2 , B1 , B 2, k C2 , 7 -lk + (kjmz - a n+ K k2 lmz 1M+ + and a +) 2 - - (kj(k{n- must now be determined by imposing the boundary conditions on the zeroth order mean dyadic Green's function. 173 The Zeroth Order Mean Dyadic Green's Function Combining Equations (8.16a)-(8.20b), together with (8.10b) and (8.10c), the zeroth order mean dyadic Green's function may be written in the form: (r,r) limo o (2r) J d 12r k 2 2 {[e(k -i(k l + A 2 (k ) e(-klmz) lmz + A ) e i(k )z e i(k1 + A ) 0 [B 1 (k ) e(-klmz) + +xTE) A )z -i (k 0o elmz + B2 (k) e(klmz) + G i (k l [h (k lmz + x TM ) z e -i (k + C 2 (k) h(-k 1 + TM) I ) e i(k [DI(kl) h(-km) e + ATM)z lmz 0 + AtE )z IZ 174 ) h (klmz) + D2 (k (k e + (z Gllmo (r, 1 (27) ro d2k + B2 (k ) e(-klmz) e [e (-k lmz ) e ^(k e (klmz I + i (k e lmz e i (klz+ x TM)z 0 [h (-k lmz ) eilmz + TE) z m -i (k lm+ h (-klmz) ( - r 04. (8.25a) + ATE )z e-i (kmz + [D1 (k) h (k)lmz ik > z0) { [B1 (k -i(k l + ) 0 11 i (k] mz + xTE)z 0 + A 2 (k ) e (klmz) + D2 (k )zTM lmz TM) TM )z I i (k e + x TE) z 175 -i(kimz + x TM)z + C 2 (k ) h(k mz e i.l 0.- (.L e (z (8.25b) < z 0 ). The boundary conditions which the zeroth order mean dyadic Green's function must satisfy are: At z = 0: z x G Olmo z x V x G At (r, r o limo imo (r, Olmo (r, r) = z x V (r,Pr) = zx G r 0) a z x V x G limo (r, o (8.26a) (r, r 0 x G r ). o (8.26b) z = -d 1 : z xG 2imo 0 z x V x G 21mo (r, From ) = z x G (8.6) it follows that llmo (,r) (8.27a) o r o). (8.27b) 176 lamo - k lin _ gllmo -k=l az -11. Z-)*Z ik z + 911lmo - 0 ag A ) - limo - + lim LZ-)ZO 3z + 1mz (8.28a) - 0 e (k - + k, -w 1im k-1 allmo lim z*z0 3z 0 e (klmz ) = -1 where k E k /k . (8.28b) In region 0, the Fourier transformed mean dyadic Green's function assumes the following form in order to match the boundary conditions at ik z) = i(k e lmz e(k ) e OZ (B1 (k )- e (-klmz) + xTE)z -i(k o + B2 (k ) e(klmz) e + xTE ) oz, z + ik r2 h2(k oz ) e z OZ [D 1 (k) h (-k 1linz ) e i (k + +Xo TM ) g z = 0: 177 Similarly, ) h(k)lmz) X )TM ) + + D 2 (k e- i(klmz (8.29) in Region 2, the mean dyadic Green' s function is taken to be: -ik TE 0 + A2 (k e z A fe (-k lmz) 2z e e (k)lmz -i (k + lmz xTE) z 0 + lmz 3 e (-k2z) ) i(k e = ) 921mo (k z, z + , z 2z h (klmz) e lmz e + TM lmz z + +Xo TM ) i(k [h(-k ) e -i(k ) + C 2 (k ) -ik r4 h(-k 2 0 . (8.30) Applying boundary conditions (8.26a)-(8.28b) to (8.25a), (8.25b), (8.29) and (8.30), results in the following equations for the unknown coefficients contained in (8.25a), and (8.30) : (8.25b) (8.29) 178 r1 = 1 + A 2 (8.31) k (-1 + C 2 0 k klm (z = klmz k (1 (8.32) ) 2 = A2 (8.33) ki0r 2 = km(i + c 2 (8.34) - ) r ) oz ik 2zd F3 e - [1 e 1E3 k 2F 4 B2 - ik zd e 2z 1 -iK By e k e ik2zd 1 lmz [Bm e = iK B2 e d im (8.35) TM d lm 1 iK D e - iKTEd 1 ik d e2z 1 =k[De lmi A2B d m+ klmz k2 - [D k2 z kim1 -iK TMd lm 1 + D iK B 2 e e e d lm 1 (8.36) d m 1 iK TMd lm 1 (8.37) (8.38) (8.39) - IE4 = 2ikx lmz D2 - D - 1 2iklmz (8.40) (8.40) 179 where KT 1M k lmZ . + Equations (8.31)-(8.40) are easily solved for the unknown coefficients. The resulting zeroth order mean dyadic Green's functions are: S(r, r limo 0 (27r) 1 d 2 kL e 2 2 ik, m + xTE)z [e (klmz) e ) D2 (k + R10 (k ) e (-klmz) ) i2K [R 1 2 (k e -i(k )z I d m 1 e (-k lmZ i(k e lmzo e mz + X T) 0 + + e (k)lmZ + A -i (k em (k + A )z ) e 1[h (k lmz F2 (k ) -i(k l + S 1 0 (k ) h (-k ) e + ATM )z I + A ) 0 180 ) (k l ) i2K TMd [S 1 2 (k e I h (-klmz e-i (klmz + X TM) Z0 r Gllmo (r, (27r) 2 I. e ) (z (r 0 r .1- e > (8.41) z0) 1 0 2ik1 D2 (k) d im 1 e (k lmz) + TE) -i (k +A )]z A lmz e ] [e + XTE )z i (k e -klmz lmz e + xTE) z i (k 0 lmz ) e(klmz) I ij d2k i2K [R1 2 (k4 A i (k + X TM) z e mz TE z O ) + -i (k elmz e (k)lmz + ) + R 1 0 (k ) S12 (k h (k)lmz) + x TM) i (k elmz ) F 2 (k i2K Td im e -i(k + h (-k)lmz) .+ S 1 0 (k) 10m e h (klmz + A lmz e i (klmz zTM)z ] [h (-klmz + TM)Z] ei (k lmz I (z + x TM) z < z0) 0 (8.42) 181 d2k 1 -L e - (r G0mo (r, 2ik 1 i2K imdi e(koz )R D 2 (k ) O 12 (k ) e + )TE)z k I ) e i2K (S1 2 (k ) e TMd lm 1 h(-kz) h(klmze e i(lmz +A)z e e(-klmz m Y 10 (k) m+ k9 F2 (k ) A h(k o) z i (k + +xTM) A lmz ) imz + h+ ATM )z i (k 1mz + h(kimz) e '(8.43) (r 1 f d2 k e (2W) 2 L G (r,r)=21nmo 0 X1 (k) -r ) e .L o. -ik z 2z 2ik1 i (k mz + X ) 0 ) e (-k2z) [e (-klmz D 2 (k z z TE ( X X10.( _) + e (k eik e + AT Ezz0 -i(k + R (k ) e (kz) e lmz 10 lmz k Y 1 2 (k + -k2 F2 (k F 2 (k) A) A + S10 (k ) h (klmz) e + Ai(k h(-k 2z)[h(-k 2ziz )e ATM)z 1mz + xTM) z -i (k lmz If (8.44) 182 where: f1 d2k TE ( L ik n imz cos 2 (, k' - (k' 0 ') D (k') lmz2. Res D(k ' -k, + an n + a +)2 (k' - mz n R 10(k ') R1 2 (k ') (k'lmz e + a a k2 - lmz i 2 K , TEd lm 1 (kjm F - Un+ - k2 - an)] - k2 lmz n )2 sin2 (k + an + ( kjm ' k lm F 2 (k') -L ) (k' - M: S10 (k,') S 2(k ') (k' imz f* ( iT ik lmz n d2k 1 n - imz k2 lmz Res +( z ' - (k lmz k, a +) n + an ) - 2 k lmz sin ( 2 i2K' d im 1(k e n ' xTM + a + lm k' R 1 0 (k ') D (k ') mz2 R1 (k 1 (k') imz - (k mz +0(C+ n i2K'E d m 1 (k' e . lmz - k2 an+)2 n lmz -ka lmz - a+ - k 2. } (8.45) 183 + 1 k' 4 k lm (k4Lkgcos 2 ( F2 (ka- ' lmz 4') + k2 kv 2 ) (k - 1~ S 1 2 (k 1) . k k'cos(o - ') 2 i2Ki,TM dT1 im e + ') +n) + 2k'k] 2 i+ an+ n (I, S 1 0 (k ++ kmz km F2 k 2kIjI k! c' cos(4-~)-(j -) + - a (kI lmz n L k - k lmz 2L k d 2 k' E - 4 um )z ' k -k) - k ltnz Res <D (k' n kl= Cos2( -k , n (8.46) . .~ (k: ) - and k. - k. lz kz k. + k. LZ (8 .47a) ]z (k) E 3 .k. lz .ki. + 3Jlz X. (k ) = 1 + R - e.k. 1 3z (8 .47b) c kj :Ljz (k . ) S (8.48a) 184 Y i(k ) = 1 + S.. (8.48b) D2(k 1 + R01 12 e i 2 KTEd lm 1 F 2 (k ) 1 + S 0 1 S1 e i2KTd lm 1 K' 1m k lm + X In (8.47a)-(8.49b) where (kj) klz E1 and respectively. 2 k ') i T = TE, and j (8.49a) (8.49b) TM. take the values are to be interpreted as Equations (8.50) 0, 1 klmz and and 2, Elml (8.41)-(8.49b) represent the complete zeroth order solution for the mean dyadic Green's function of a two layer random medium in the non-linear approximation to Dyson's equation. 185 8.2 Effective Propagation Constants for TE TM and Modes The two variable expansion technique has been applied to Dyson's equation in the non-linear approximation to obtain the zeroth order mean dyadic Green's function for a two layer random medium. The results as given by (8.41)-(8.49b) indi- cate the anisotropic effect of the random medium to vector fields resulting in effective propagation constants which in general are different for the characteristic modes. TE and TM Physically, this is not surprising if we consider wave propagation within a random medium with distinctive vertical and lateral correlation lengths. Waves with vertical polari- zation will experience an effective decay differing from that However, for correla- of waves with horizontal polarization. tion functions with azimuthal symmetry, and for wave propagation along the. z-direction, we -expect idential propagation characteristics for both the TE and TM This ob- modes. servation is substantiated by the results given in (8.46) by letting k -+ TM X in which case 0 (8.45) and TE XT To illustrate the results given by (8.45) and (8.46), we take the spectral density to be 6k 4 (z 4=m 4 2z Z P e2P 2 /4 (8.51a) 186 which corresponds to a correlation function of the form: -~r 1 C (ry - I- 2/Z 2 - r2 = kl4 - z2 -Z e and k denote the lateral and vertical correlation p is the variance of the fluctualengths, respectively and 6 Z where tions. Taking the residue of (8.51a) at the pole (i/Z), where 6n,l 6 n,l is the Kronecker delta symbol, we find Sk 4 i)= Res an+ = z 2 Zz m P e 2 /4 P. (8.52) 8 7r2 Substituting (8.52) into (8.45) and (8.46) yields x (k 26 = -k km 8 k k - 2/4 k' 2 z. 2 /4 e d2k -m 22. 7Tklmz '2 2 P cos( - ') 2 cos 2 { mz + kmz sin2 ( k2 F (k ') lm 2 J_ ) M (k' 2 - M (k ') 2 ( TE - (8.53a) 187 and, 4 Zk =p lm 8 7k lmz k k 'p 2 .1* 2Z cos ( ') lm (M 3 ( + k4 lmzlm k 22 2/4 L p F 2 (k ') - 2 lmz sin (p k2 k' 2/4 - e 2 9 2 e -k' d 2k' - 2, TMX (kQ) ') k' z M 1 (ks') K.I D2 + m4 of) )) (8.53b) where ~pJi m (k - R10 (k ') 3kjmz ( i2k' d lmz1 R 12(k ') k2 lmz lmz (8.54a) -2 lmz - lmz k mz + e - ' ) lk lmz M 2 (k - k lmz + 2 - k2 lmz S1 0 (k ') S12 (k ') 188 i2k'Mzd e i klmz- -k kimz - 10 (k') S12 (k') e M 3 (k (8.54b) Z' 1z __ i2k' d lmz 1 4 2k.k k k cos- (kv 2 k2 cos2 ( +')k k'2) k + - k2 k' lmz lmz (8.54c) In (8.53a) and (8.53b), and k'. cos $', $ - $' is the angle between If we make the transformation k ' = k lm sin portion of e' sin $' k-space, we obtain k ' = k x k sin lm e' and neglect the evanescent d2k = k2 e' cos sin e' dQ'd$ ', where the angular integrations extend over the hemisphere defined by 0 < 4' < 2w and 0 < 6'< r/2. The may be performed directly. However, the e' only be carried out numerically. *' integration integration can The numerical results are illustrated in Figs. 8.1, 8.2 and 8.3 where we have plotted FT = 21m[XT (k )]/k" -L lz versus angle and frequency for T = TE 189 waves. In Fig. 8.1 we have plotted of propagation angle, 6 = .1 for a rTE =.rTM. 6, at 10 GHz Z = .1 m = .01 m, thick random layer. 40 cm as a function and Note that at nadir This follows froni the azimuthal symmetry of the greater than TM Z with correlation function used. the r r r At large angles, becomes indicating a grater scattering loss for , wave than for the TE wave. This is because Z > which presents a greater scattering cross section for TM waves than for Z TE waves. To illustrate the case of , TM and > Z, TP we have plotted in Fig. 8.2 40 cm = .009 m, Z angle, with > rTM rF and at as a function of 6 = .1 and for a It is interesting to note that in r decrease with angle with TM wave. random layer. maximum around 2 We have taken Both r 27 GHz, and TE In Fig. 8.3 we have plotted as a function of frequency for a 20* 5 = .0005. 10 GHz indicating a greater scattering loss for the wave than for the T at t = .0004 m thick random layer. this case, both r FT P p = .95 m, 40 cm thick 2 = .002 m and are seen to exhibit a broad and a slow decay at higher frequencies. This behavior is due to the effect of resonant scattering, upon and X TM (k ) . TE X (k ) , - the propagation constant corrections, 190 )} 2Im{h kj" .17 .15 TE .13 .1S114 .09 20 10 30 40 SO 60 8 (DEG) rP and T as a function of angle at Figure 8. 1 10 GHz 191 m(X TO) 1.0 - .9 - .8 . 1z TE .7 TM .6 .5 - 21 .4 I 20 10 30 I 40 I 50 I 60 8 (DEG) STE and rTM as a function of angle at Figure 8.2 10 GHz 192 1.0 .8 .6- TE TM .2 5 10 FREQUENCY rTE and r 20 15 25 30 (GHz) as a function of frequency at Figure 8.3 200 193 8.3 Comparison with Scattering Coefficients of Radiative Transfer Theory It is of interest to compare in the half space limit the imaginary parts of the effective propagation constants as obtained from the zeroth order solution to Dyson's XTE equation with the scattering coefficients Kh(e) as given by the radiative transfer theory. space limit of (8.53a) and TE 6k~42. 2z im p 87 cos a Im[BTE ] k g 2 2 lm - f Taking the half (8.53b), we obtain do' (sin2 e + sin2 e' - 2 sin e sin e' cos($ 2 e [l + k (1 + = 2 2 (cos 2 e + k2 2 im Z (cos e + cos e')2 [1 {cos2 (4 Im[X T 63 K ve) and - and XTM - c') kim2 87 cos e + cos 2 e' sin 2 (c - do' + cos 2 ')] k 2im Z 2 (cos e 4')} - cos 6')2 (8.55a) 194 k2 -lm 2 z p (sin2 e + sin 2 e' - 2 sin e sin e' C() - 4')) 4 e [1 + k2 Z2 (cos lm e + cos 2 e ) + km 92 (cos ][1 ha e - - 41)) cos z2 (0 cos 2 6 cos 2 6' , + 4k 2 2 $') 2 + cos 2G sin (0) sin e sin O' cos( (8.55b) - + cos 2 e cos 2 e' cos - {[1 + k{ Z 2 (cos 2 e + cos 2 e')][sin 2 e sin 2 eI The scattering coefficients as defined in radiative transfer Sk 4 Tr I. dO' [D(', $ '; lm 2 Kh(6) 2 + [(v' 6k4 K (8) - + c(7 T im 2 - (h' e, 4) 8, o', $'; 8, $)[(h' ))] (8.56a) I. 4'; + $(D h)2] h dW' {t(D', O'; e, 8', 63 - theory are given by Tsang and Kong: (h' V)* + (v' v)2 + - v) 2 (v * 7r - e' V) 2] (8.56b) 195 $' ,; e, k 2, 2 - p e 22, 2, (sin 2 e' + sin26 - @(D'e , $ where 2 sin e' sin e cos(O - $')) 4 47 2 [1 + k 2 Z 2 (cos 6 - cos 6')21 im (8.57) (v' = sin26 sin 2 e + cos 2 e cos 2 6' cos 2 ( V) + 2 sin e sin e' (h' - (v' *h)2 2 (h' - h) 2 cos e cos e' cos(, = cos 2 e sin 2 ($ - = cos26' sin 2 (4,- = cos 2 (4 - 4,') $') 0'). Combining (8.56a)-(8.58d), we obtain - $') - ,) (8.58a) (8.58b) (8.58c) (8.58d) 196 6k 4 2 22 lm p 4T - ( Kh k 2, 1* 2 (sin2 e + sin 2 e' - Z2 (cos 2 e + cos 2 6')] [1 + k [1 + k 2 9 2 (cos 6 im ha cos e')2][1 - - [cos 2 e' sin2 () 6k 4 K (6) k (cos e + cos e')21 (8.59a) $'1)] 2 (sin 2 e + sin 2 6' - e - cos 6')2][1 4 [1 + k im - 2 z 2z f d' 7r = 2, kim 4') + cos 2 (4) 2 (cos {[1 + k 2 lm 2 sin 6' sin e cos($ - 4')) + k2 k2 (cos 6 + cos e')23 un z 2 (cos 2 6 + cos 2 6')][sin 2 6 sin 2 6, + cos 2 6 cos 2O' cos 2 ($ + 4k2 cos 2 e' sin 6 sin 6' cos($ - $')}. Z2 COS2e - e -0)) 4 + e 2 sin 6' sin e cos($ $') + cosz e sin 2 (4 - V))] (8. 59b) 197 Comparing (8.59a), (8.59b) with (8.55a), (8.55b), we find that 2 Im[k TE cos e = Kh(e) (8.60a) 2 Im[X TM cos e = K V(6). (8.60b) It is clear from (8.60a) and (8.60b) that the scattering coefficients as defined in the radiative transfer theory are related to the imaginary parts of the effective TE and TM propagation constants obtained in the zeroth order solution to the non-linear Dyson's equation for a half space (or unbounded) random medium. In the case of a two (or more) layer random medium the terms in (8.53a) and (8.53b) which contain Fresnel reflection coefficients, are present in the effective propagation constant and represent coherent effects due to the presence of the bottom boundary. 198 8.4 Half-Space Limit-Comparison with the Result of Tan and Fungy As another interesting case, we consider the limit of small scale fluctuations for a half space random medium, characterized by a correlation function of the form: where e_L ./ime - 2Iz1-z - i1 211( 6k - - r2) k . ) C(r = Re(k (8.61) The spectral density of this correla- tion function is: a 2Z 6k iAZ lm P O(D , L )= 4.. z 27r 2 (1 + 29 p 2)3/2 (8.62) (1 + z 2 2) Substituting (8.62) into (8.45) and (8.46), and retaining terms through first order in the vertical correlation length we obtain, the leading corrections to the propagation constant, 1 . k A TE i lm 3k1 (8.63a) 199 6k 3 Z TM 22 k4 imZm k 4k 6ZSk+ im P (k+k2 im P 2 , k' 4 2 6k lm lmz lmz (8.63b) We again observe that in the limit of small scale fluctuations the propagation constant corrections as given by (8.63a) and (8.63b) are distinct, but reduce to an identical result for propagation in the The results (8.63a) and z-direction. (8.63b) should be compared to those of Tan and Fung,60 who for the same correlation function, (8.61) obtained a single propagation constant correction for all components in the mean They found the zeroth order mean dyadic Green's function. g.1J.(u, v, z, z') = + r. .(u, [C. .(u, v) 13 (z e - dyadic Green's function to be: v) e-iy'[Z + Z'] (8.64a) with, k y ' (u, v) = y 1 - - (u 2 + v ) _ 4 a.2 (k ' )2 (8.64b) ka L- 4y2 y= (ka2 - u2 2 2)V21/ 2 (8.64c) 200 where ka is the mean wavenumber, a2 is the variance of fluctuations and the transverse Fourier transform variables are denoted by u and v. Comparing the second term in the square bracket of (8.64b) with the first term of (8.63b), it is clear that Tan and Fung's res'ult represents the lowest order correction to the real part of the constant. The terms of order k 3 2. lm p 2Z TM propagation in (8.63a) and (8.63b) correct the imaginary parts of the propagation constants and account for the decay of the coherent field as it propagates in the random medium. In the case of laminar structures, with k MP - co, it is found (Section 8.5) that additional secular terms arise in the first order equation and that elimination of the secularities results in two propagation constants per mode of polarization. The existence of two propagation constants also has been found in the case of scalar wave propagation in a half-space random medium ture is taken. 59 when the limit of a laminar struc- However, in the limit of an unbounded, laminar random medium, we recover one propagation constant per polarization in the mean dyadic Green's function. 201 8.5 Special Case of a Laminar Structure In the limit of a laminar structure, we have (D (a 2 ) = (27) , 5(a ) (8.65) Z) Substituting (8.65) into (8.7) and eliminating secular terms results in four coupled differential equations per polarization to be solved for the 0 =-2ipk 1 dependence of the coefficients: (kR, k) - (27r)2 (27ri) -- Z -TSs k ,_ , () i[(p -T Ss _) - (k,() + - (- (2Tr) 2 - _-T L( s)k 1mZ + a n -- ) a- k , i[(p - s)k1 (27ri) - T - U) Z Res D(an n T + a, - - T a s (k ) n,s I Res D(an+ , 202 pT a (-k ()[a (k )I Ian - T - - T(k P , (k -_ 4- -P , (k a ian p T ( ,T -s s i[(p (2n) 2 (27ri) ) , -s)klmz -T ( T(RL EC-k_ - T E) - (K i[(p - Z oo2- (2.) 2 p (8.66a) (2Tri) -k - - T( a T ( + n 2ip k mz - n + an -TT (-k L P s)klmz + an Res (a n -T - -T )[a -k- la n ) -T - - + 0 = zz (a ) lm Res . i(2) k2 - + (-k E Res (D (a +y n.s 203 -T --T - T ian i(2) E Res ( + lm k2 -T a where (8.66b) zz n and example with T + are given by -T T = TM, (8.12a)-(8.15b). For and after careful manipulations, the coupled differential equations to be solved take the form: 0 = -kmz C 31 + Cy Z Res D(an 3 1 n 4Lr 3 kL 2- 1 + I -3_++ 2D1 i(2klmz + an)+ ian i (2k l + (2w7) 2 k )} + in 2 lm (k j 2 - k2 lmz- (8.67a) $ + D2 Z Res 2 1 (an) FD 2 C Ln n i (2klmz + an+} k 21 -3_ + n + + C D + + i (2k + a n) 2 - 0 = k1 47 3 I(27r ) 2 k 2 (k 2 lm . - k2 lmz- (8 .67b) 204 aCr -3 2 + C ZRes (D(an) D C 21 2 n 3t + CDD ---- +} 21 ia n n 1 {in+ i (2klMz + an k 2 .L i(2k + lmz 4ir 3 lmz + a n (27r) 2 k 2 (k 2 lm I ) k 0 = - k2 lmzj (8.67c) k lmz + D 47r 3 E Res 1n 3E 1 -+ +1 n D C 2 1 { -3 i2klmz + an ct) k 2 kim (k 2 + + C 2 D1 (a ) - 0 = ian i (2klmz + Cn (2 7) 2 .1.L - 2 kI lmz (8.67d) Solutions to C (8.67a)-(8.67c) have the form E gn(MTM + M) ,TM, e n in 2 = C1 e TM c 2 c2 e T = n(N TM+ N TM n in 2n (8.68a) (8.68b) 205 D, = TM 1 + N E g(N 2n' n m in e ) LTM (8.69a) 2 D D2 L TM 1 (M TM + M I~n n )M 2n (8.69b) TM C., where = TM 1 1 i2lmz + -n TM -3 . 2 MTM = 1 in -3 L 2n Here, - LT . (2klmz + an 2 2 k{ (k 2 - k2) -1 (8.70b) k 2 (k 2 2+ 1ian+ N TM g _ n+) (8.71a) (2r) i (2k lmz + an+) 1 1TM + NTM = TM (27r) 1 + 2n (8 .70a) + in + MTM ian i (2k = D2 TM 2 k2 -k (8.72b) (8.73) (an). Res Here TM CD + an lmz 2 = C 2 D. A similar set of equations 206 and corresponding solutions follow from (8.66a) and (8.66b) for T = TE. Substituting these results as well as (8.68a)- (8.73) into (8.10a) and (8.10b) and applying boundary conditions (8.26a)-(8.28b), yields the zeroth order mean dyadic (- - = 1 ) i(r d2 k G lmo(r, r ) llmo o(27r) 4e -i(k 1mz e xTE U + (elmz + R 10(k ) e(-klmz ) D 2 (k ) [e(k 1 2ik1 2 i(k 1 -r ) Green's functions for a laminar structure: + e (k + xTE D )m e ([R12(k ) e F 2 (k) U i(k lmz lmz 0 + TM u )z lmz -i (k + S 1 0 (k i(k TE) imz [h(k + + -i (k1 )m e ) e (-k i 2 kTEd 1m 1 h(-k ) e e + x TM D I 12 (k ) h(-klMz + xTE) D 0 207 i (k + ADT )z A + mz 0 + h(k im ) e -i (klmz + +A0) TM ) i2K TMd e rn lmz r0) = limo0(2wr) (- f.* d kg 2 2 (8.74) (r. e D (k ) (k )e 12 J.. (k -i (k + e (-k lmz ) e lmz )e (k )e + xTE)z u ] [e (-k (klm e + xTE) lmz l (k ) e lmz ) e + x TE u lmz 0 0 i2KTMd K1 1 I (k 1 mz + ATM)z D lmz F 2 (k) +h(-k D m [S 1 2 (k ) h (k + i(kz + xTE) D lm1e Ai lmz -i (k + R1 1 r 2ik1 i2KTEd (R - ) Gllmo (r, > z0 ) (z ) e -i (k1 lmz +A TMz u A ] [h(-k ) e i (k + ATM)z u 0 lmz 208 + xTM)z -i (k D lmz (z 1 < z0 (8.75) ik .1* z d 2k (27r) a .1 X1 0 (k) ^ e (ko ) [R (k oz12 .L D 2 (k 2ik m i2K e lmz d i(k + xTE z o D lm 1 e lmz lmz u e 0] k + -i ko (k Y 10 (kF2(k) h(k z i2 KTMd i(k + XTM)z lmz D 0 lmi e -i(k + XTM)z 0 u lmz )mze + h(k 1 G2lmo (r, r) (27r)2 f - r -ik z ) ei2z e 2ik 1 i(k e(-k 2 ) [e(-k ) D 2 (k) (8.76) (r d 2k ) x12(k X 12( h(-k ) ) [S 1 2 (k TE ) + -i(k lmz e + e (klmz) ) ) ) e (-k ) ) G Ol Olmo (r, r 0 0 ) + S 1 0 (k ) h(k)lmz) e lmz e + ATE) z lmz u 0 209 + R10 (k. k + xTE) -i(k D e imz ) lmz) Y 1 2 (k ) ^ i(k F (k ) h(-k F2( L k+ k0 2 )[h(-k -i(k + S 0 (k.) h(k ) e 1 ) e + xTM) u 0 + xT)z imz D 0] (8.77) where g(MT T U n T D T T ln 2n n g(NT n nln TM L1 1 2iklm TM 2 + NT 2n (8.78b) (8.79) F2(k) S1 0S 1 2 e 2ik (8.78a) i2K d lmi F2(k) imz 2 -i. L TE (8.81) ) 2iklmz D2(k (8.80) 210 i2 KTE d lmi1 LTE 10 R12 e 101 (8.82) JjU 2 Klmz L) The two effective propagation constants per polarization of a laminar structure follow from (8.78a) and (8.78b). S T2 (8.83a) ) = klmz (KL) = k + XD T (8. 83b) 211 CHAPTER 9 Modified Radiative Transfer Theory for a Two-Layer Random Medium Modified radiative transfer (MRT) equations appropriate for electromagnetic wave propagation in bounded random media are derived from the Bethe-Salpeter equation in the ladder approximation together with the solution to the non-linearly approximated Dyson equation. The MRT equations are solved in the first order renormalization approximation to obtain analytical results for the backscattering cross-sections, of a two-layer random medium with arbitrary three-dimensional correlation functions. The coherent effects of MRT theory are illustrated and comparisons are made with backscattering cross sections obtained in the first order Born approximation to the wave equation. 212 9.1 Derivation of MRT Equations from Bethe-Salpeter Equation The Bethe-Salpeter equation for the dyadic field covariance, under the ladder approximation may be written as E 1 - E 1 d 3 r 2 C(r 1 (r, r + <Gllm( where f d 3 rl =f *(r')> r 1 1(r ( ,r) 2 E1 * Elm.= <E > and electric field in Region 1 (Fig. 3.1) Dyson's equation. r ' 1 (r2 * E1 (r) - E lm(r) (r) 2 ){ 1 1 (9.1) r2 is the mean and is a solution to The zeroth order mean field propagating within the random layer, due to an incident plane wave E , <1() takes the general form: =[E .ue [E . e + e(k .)z+ E h(k .) + E d .de inhiz inie(-k1 ik~ .)]i e .)]i e + E lm(r) ienhiz in vi vuii lmzi . e vdi viz iki h(-k (9.2) - rs 213 where the subscript i denotes that a quantity is to be evaluated at the incident wave vector angles. The unknown amplitudes which appear in (9.2) are determined by matching boundary conditions on the mean fields to zeroth order, and The effective propagation constants are listed in Appendix B. 'n and are defined in (8.50). nh We first decompose the incoherent field into a spectrum of upward and downward propagating plane waves: s 1 (r) = d 2 E e. -i5' + Ed(z, 5 ) e (z, e lmz z (9.3) m where hu (z, d ) e( d imz) + E(z, d L ) h( S ) . )= Eu (z, (9.4) In (9.3) and (9.4), tained in E (z, $_) lmz and = Re($ lmz ). Ed (z, S ) characterized by the quantities {Im(lh) }-. kv The z-dependence re- is a long distance scale =Im) ()} and Zh Therefore-, two points can be close together on 214 Zv by lm Zh or lm scale and yet far apart on a scale characterized z (Z being the vertical correlation length). z z We will assume that for points Z ' the h <Ej (z, a)k <jd (z, <s. ju (z, <jd (z, close together on z' scale: = ( - ) Jjku(z, z', (z, z', ))Jkd ) c ) E*(z', kd a ) E j, where and k = h (z9,- or )> = 6( - )> - .. v = ( ) J.(z, i 9 ) '(9.5a) c) (9.5b) z', c) Jjkc2(Z, z', ) jkcl (9.5c) ( the (9.5d) for horizontal or vertical polarizations. Thus incoherent fields with different transverse directions of propagation are uncorrelated. However, for a given transverse direction there exist correlations between upward and downward propagating incoherent fields due to the presence of reflecting dielectric interfaces at z -= 0 and z = -d . tions are represented by Jjkcl and Jjkc2 These correla- in (9.5c) and (9.5d). Combining Equations (9.3) and (9.5a)-(9.5d), the left hand side of the Bethe-Salpeter equation (9.1) may be written as = f e iimz(z - z') r + (z, -iS' e d 2 Q$ e {'f u(z, z', + rd(z, e mz (z - z') i6 Iz(z + z') mz e z', -i+ e z ,' + Pc2(z, z', a ) s*(r')> <sr ) 215 (z + z') (9.6) } mz where ) = Jhhu(z, z', + J (z, e( jmz) ) e(5mz) e(lmz) z (amz) ) h(Smz) h h( mz + J vhu(z, z', + Jhvu(z, z', ) z', h(almz) e(Simz) ) U(z, (9.7a) Fd(z, z', + J vvd(z, = Jhhd(z-, z', z', ) h(-a S.) mz)5 e (- lmz) h -a mz) e mz) (PL "6) Lz )ZL c+ T4 ( z oz ) 5 );g ZUr[ T4 '1Z .5%' (ZUIT T ZUIT5 ZUIf - ZUIT ( ZUT5)9 ++ IZ))A ~( 5) %e,. (T 5 IZ)' Z 'z D =T1 r I &1 Z 'z) LI (O'L 06) zuIT ZUITS 'a (ZUIM lz) TOIA 1 a 1 (ZUIT5)ea . -,Z)TZAr (751liz (ZM 9-) ti ( UIT[5)t (ZUIlg) z AfZ)T4f lz =* + ) + 1( 5 Z) ToAtlP + S'z -. iZ) TJ (qL 06) TU- (ZT )T4( zu-)e 1Z jZ) PA~I + J)tIc+ ) ZUIT5 (5 i 1 z 9TZ 217 The right hand side (RHS) of the Bethe-Salpeter equation (9.1) may be expanded as: lm + ()G* (r, (lm z , <G -d dz E*m n (r'r) r) f d 2 r 2 1 "f z V -d ** 2) ' G s1 r) dz G im 1 (r) Illm(r, -d (r2) + <Gllm(r, r r) 2 s*(r 12 - m )>]C(r 1 lm (' 2 E 1 (r) G *(r, r 2 (r2 )>] C(r 1 - r2 + => Sdz 1f-d1 ll 1 lurn - n (r 2 ) + im<G 2 (r, 'r r) 1 Elm (r 1 ( ) G G * (rlim ( ' I r2 r r - dzz' dz 2G llm 1 2 (r', (r' (r, r1 dz1 ) E1 d2r ' *E = ) R.H.S. 2 - r) 2 218 2*(r)>1 dz z dz + respectively. 1 1 11m G11m r2 (r Elmri1 (r, r) dz 2 (G 1 2 1 fl z 1 *(r 2)>] where C(r 1 - and C(r 1 - 11m r) (r', r 'i (r im2 * 2 2 llm 1 G r2 ) (9.8) - 1 are defined by (8.25a) and (8.25b) In the limit z - z' it can be shown by sub- stituting (8.25a), (8.25b) and (9.2) together with (9.3) and a typical correlation function into (9.8) that the second and third terms in (9.8) do not contribute as significantly as the first and fourth terms. The same conclusion may be reached by the following argument. The correlation functions which appear in (9.8) restrict the integration variables z and z2 to be separated by not more than the order of a vertical correlation length, Z . Therefore, in the limit z -+ z', it is clear that in (9.8) the first and fourth terms contribute over the entire range of the z, z 2 integration whereas the second and third 219 terms can contribute only over a narrow range on the order of z = z'. a correlation length which straddle the point Thus, we approximate (9.8) by retaining only the first and fourth terms. Introducing the Fourier transform of the correlation func- tion -i(a C(r1 - d3c r2 ) = We substitute - @(a) e (r - 29.a (9.9) (8.25a), (8.25b), (9.2), (9.3) and (9.9) into the approximated form of (9.8) and make use of (9.7a)-(9.7d). Equating this result to (9.6), we next balance terms of similar phase and polarization. hhu (z, ', l1mz(z z') iaimz (z - z') a) elm S (z, z', + 15 (z,z', 5 ) + )+ B I5 (z, z', inhz - inh*z I (z, ) i e - Phase Factor This yields: z', [ I A 1 (a L )12 84) (9.10a) 220 in z') ) 1 2 (z, z', 1 + ID iS' S 3 ( + 1 7 >(z, z', 4 Z in hz - z') z', ) z', ) + 17 <(z, , + 8> (z, z', + B 1 (S) (z - in Z V 8 ) + D 1 (L) B 1*(5L) + 8 <(z, ) z', y V |2 *z' [A z', 1( i ) )] z', z') in 13< (z, D*(L lmz 89 [IC 1 ( (9 .10b) h is' Jvhu (z, (z - *z V -aI) e .) e in 12 Cz, z', + 1 6< (z. z', hvu(z, z', 8.) z V 89]. C 1* ( ) - ) Jvu~z (z m Sf e (9 .10c) - in hh*z [C I 4 <(z, Z, ( ) iS' z', 8) (9.10d) 221 -i$' 6.) e z hhd(z [A2 ( + I (z - 1 1 >(z, 12 -i5I Z, Jvd(z [|C 2 (9 + I 0 ) e + I> ) z', + z', (z - z') -invz + inv z' + (z - I 2 <(z, z', )] -inhz - z') (9. llb) inV*z' lmz Z2*(S3) (z, z',I (z, (9.lla) 1 2 1 2 >(z, z', e I 9 (z, z', 5) + I< 0 (z, z', Z , [A2(A -inhz + infhZ lmz -iS' Jhvd(z, z') -i8im(z - (z, Z',z ) +I <(z, z', )] 9 z') m e ) Phase Factor I+ ) + I< (z, (z, z', z',i f <)+ (9.llc) 222 -iS' [C 2 ( + ih *z' -i) =e e ) A 2 *( ) + 14< (z, z', 14 >(z, z', )] (9.lld) . + I>2(z, z', 5 ) + I<2(z, z', +2.I12( z 12 ) 89 Jvhd (z, z', (z - z') where the coefficients I. < J (j = 1, respectively. 2, ... , A1 , B 1 , C1 , D1 , A 2, C 2 12) and the terms are listed in Appendices A and C A similar set of equations may be obtained for the cross correlation terms, Jhhcl' hhc 2 ... by balancing phase factors of the type e amz(z + z') e -smz(z and + z') The resultant set of equations, however, is not required in the development of MRT equations for three dimensional random media. In the case of a one dimensional laminar structure in which k 1M lm p + co the set of equations for the cross correlation terms is required in the derivation of MRT equations. In order to see this point more clearly and moreover to illustrate the evaluation and reduction of the will consider I5> (z, z' , 51) I. J terms in Appendix C, we in detail. 223 z' dz 2 e -icc z (z 1 @(D z2 ) - T.c a) F(zi, -d k L) Zf, z2' + rd(zi, z2' kj) e - z2 -ik' (z lmz 1 - z2 ik'jm + rc 2 (z1 , z 2 k.) (z1 + z 2 ' ' + Tcl(z1 , z 2 R L) e ) ik' (z elm ) -d1 -{u daz f d 2 k (27rr) 4 = dz z takes the form: I5 ) ', (z, S ) 5 (z, z', - The term 15 ) The Term where F(zi k' )[B *(z 2 (9.12) A. = Re(klmz ) ) = A 1( -ikjm (z, + z ) 2 1 e m () and e inh z 1 e(-Slmz) + e -i hz e(Slmz)I. (9.13) 224 We note from Equations rc2 and zI vary on the long distance cl l , rd' (9.7a)-(9.7d) that z2 and There- scales. fore, in (9.12) due to the extremely sharp peak in the correlation function relative to the long distance scale, we may replace T c2. z2 by z1 in the arguments of Next we take the limit z integration into the intervals The az -+ z' ru' d' cl and and break up the -d 1 < z2 z1 z2 zI < z 2 < Z. integration then is performed using residue calculus followed by the z 2-integration. In performing the z2 integration we retain only constructive interference terms of the form or e e , where n - Im(n ). Destructive interference terms of the form i(2n' + an )z1 en or i21'z 1 e (where n' E Re(nh or Re(n v) will contribute a small fraction and an is explained below) n"/(2n' + an ) or n"/n' of the constructive interference terms when integrated over z1. Upon performing the operations discussed above, the ex- 225 15 (z, z, becomes: 15 pression for ) = i(27)5 -d -d n -~~ i(an d 2k E hhuz, n - f Z )[ l ( - 1 dzi Res c4(k L , L [ln R+ 6,a - - IK-) )e -2n hz1 . J 2 nhz k )e L,F ] + + M2n , zi, k1. )[M3n sJ -2nh toz 12 e , k) + M4 Th ifz1 e I + Jvvu(z kj) k J vhu(zi, zi, k M )[5n ( e6n 2 , k ) e h" z 1 - z, + Mn + M8n e , k. ) e 2 nh1z + k )[M7n iL, ) + Jhvu (zi, -2hz 1 I kL) e Jhhd(zi, zi, k)[Nln 'I -2T e z _ + N2n (, K ) e 2 h" z ] + 226 hvd(z , e-2h1z + N 4n S) -2 e hZ + N6 n K ) (zi, zj, L) [N3n k 2nhzI k. e + ivvd E) [Nn (.L' zL k4 ) [N 7 n ( Lf , + zl, + N8n (.L' h ) e .) + Jvhd (z1, Shhcl (z ,I zl k )e 2n L)[Wln(T_..' -i(h A.. + qh* - e i(nh + h nh* h + 2k 'mz )z :1 2k' )z1 I m + + W , , Jhhc2 (z1 + W4nL.' zLr , )[w3 n(. IL3n -i( k ~heh + k) e (-h + h * + 2k' mz )z 1] hfl* - 2k' )z lmz 1 (9.14) 227 where an+ and an represent the n-th in the upper and lower half complex-a M in inN.in W. and (i = 1, 2, jn ... plane. (c.,ctz) The functions j = 1, 2, 3, 4) 8 , poles of listed in Appendix D, for reference. are In deriving (9.14), we have made use of the following properties of the spectral density which are valid for a large class of physically interesting correlation functions: n+ n - (9.15a) n Res =-cta Res #(ct., ct =.RsDaLa(91b ) = - Res Nc(a , n (9.15b) ). It is important to note in (9.14) that the terms which appear in the phases are function of nh 8 . and nh However, for laminar structures the spectral density attains a delta function dependence 6(k -.L 8 . ) so that in (9.14) k lmz + 8lmzo. In this case a typical cross correlation term in (9.14) takes the form: Jhhcl(z1, z1 , 8) W 2 n8, a) e -n -( + nh*(,) - 21Jz] h - - (9.16) A typical equation obtained by balancing phases and pol- 228 arization terms (as was done in (9.10a)-(9.lld)) and then letting z + z' is: hhcl(z, = A (a.) A *(a 1 .. 2 + I> (z, z,S 13 2.) + nh*(a ) - h ) e z, . )I )+ (z, 1 I <(z, 13 2ajm )z .) + B (< ) I(z, z, S.) 1 .. 1 z, z, .). (9.17) It is clear that equation (9.17) may be used to express (9.16) each of which contains 2nv 1Z or constructive interference terms of the form e in terms of e 2 h''z1. IS , I , I and 13 However, for general non-laminar structures, the cross correlation terms of (9.14) do not have the form (9.16) and therefore cannot be expressed in terms of contructive interference terms by means of equations like (9.17). Therefore, as discussed above, the equations obtained by balancing phases and polarizations for cross-correlations are not required in the development of MRT equations for three dimensional random media. Finally, the residue of the spectral density which appears in (9.14), may be reduced by the method described in Appendix E, and the final form of I5> is: 229 (z, = z, d2 k (2r) s ) 15 L) B 1 () dz 1{[ A 1( I2 1 1+ ) 12 F-hu IA 1 ( , (hu h"z e (z - I + JA , k )j + [A 1 (a) B 1 ( (. 2 ) ~hd~L 2n hlz -L' -2nh" zI k1 ) -2n k) 2nh"z where, h( K P hu , 2 hdY and Phd k ) = - K 1 (9.18) I(Z, ) (S9) are row matrices, defined as: , S ) [{e (TS - e(k mz2 m) {e (~lmz) {e (Talmz) k-L. ' hd ~(k (A e k mz e ;lmz) a+. h (k lmz)}, lmz) e(-k (9.19a) 01 lmz ' - 230 {e( 61m) lmz e(-k mz) 01 - h(-k h (-klmz )}2' {e( 6 lmz) h(-k lm)}e( h U E kmz +1mz where )m 1 and Id (9.19b) e are column matrices given by: z, k) jhhu (z, d J I (z, k ) = d vvu(z, z, d (9.20) 2Re{J vhu(z, z, R ) I d 21m{Jvhu(z, z, K )} d listed in Appendix C, may be reduced and I. J term (9.18). cast into a form similar to that of the 15 The other terms We illustrate the development of MRT equations by considering equations (9.10a)-(9.10d) in the limit + Z," IB 1 (L)12 e 2 fnh"z 1 = 1<(z, 1A 1 (S)1 z, 2 1 1 >(z, ) + [I5 (z, z, 6 ) J hhu(z, z, i ) Equation (9.10a) may be written as z' -+ z. 231 (z, z, (9.21) ) + I Operating on both sides of (9.21) with d/dz, we obtain dJhhu(z, z, = - 2nh ) hhu(z, z, dz + e dI >(z, Z, ) - 2 nhIz [fAl(8L)| 2 dz + 2 )| |B d_ I1< (z, z, ) + dz --- (I> (z, z, dz + 15 < (z, z (9.22) The transport equation for for ) Jhhu(z, z, the replacements Equations h J (z, z, a ) is similar to that and can be obtained from (9.22) by making -+ 11< v, 16 'I A + C and + D1 .. (9.10c) and (9.10d) may be cast into the following 2 Re{Jhu(z, dz )} z, vhu = - 21m[KVh vh vhu(z, z, vh ) forms: d B 232 +riKVhz + eA + e dI3 z, 1 C1 * + B D * d 11 dz iKvhz dI C A * v z, 5,)dI3 (z, z, * dI 3 (,z dz <(z, z, + D B 1* dz iKvhz d > dz- (17 (z, z, 5 ) + d + e > --- (I8>(z, z, ) +8 - vh + dz (,, (z, ) -i*z )L z, (9.23) dz S = 2Re[Kvh vhu(z, z, ) - 21m{J vhu(z, z, dzvh.Lv vh -i*z + i e vhA C i*h zd - e - where vh r h Tfl v ) + B * I dz dz dz dz7 C A *- e Kv I3>(z, z, (z, z, ) (I 8 (z, z, + 17 I (z, (z, (z, z z, z, S)) )) (9.24) 8 *d8 - ~hJ Reducing the terms I.< listed in 233 I5 Appendix C, according to the method outlined above for the term and then substituting into (9.21)-(9.24), we may cast the MRT equations governing the upward propagating intensity into matrix form: u (z, ) = - 9z, |Slmz I (Z ) ISlmzt2 dz + Q UU (a L k I 11 + 1 Qcl .L j, k)Li - U (z, -Li mu mcl (z k ) + Pud a kj ud k L + -Li LI md dzk[F (3 Id(z, k )]. , ) . (z, k.) +.,k ) (z, k.) (9.25a) Similarly, equations (9.lla)-(9.lld) may be reduced to matrix form governing the downward propagating intensity: d~ d = - -~ -a -~mI - dz + Q dd( k) dd i Imd (z, k .) + lmd a d ( du a ,k .) ii . - Imu (z, k .) s 234 ~Lcl (6. r,.1) imc2- - d (z, E) + Pdu 1 c ,, ..1.1. ) ++ ) where in (9.25a) and (9.25b), (j = 1, 2, 3, 4), e [fh occur. [F (S ... 4dd ,I - I (z, k )] A = 1 (9.25b) if = i and is Mathematically this arises in the reduction of zero otherwise. I. J d 2k (z, k ) - 1 Qc - where terms of the form i)Izl h (. .. It is clear that these terms are of the constructive interference type only for destructive interference type. = +. . and otherwise are of the Discussion of the physical sig- nificance of this result is deferred to Section 9.5. The Q and P matrices in (9.25a) and (9.25b) are scat- tering matrices for the mean and incoherent field intensities respectively and are defined in Appendix F, together with the other matrices in (9.25a) and (9.25b). In order to complete the derivation of MRT equations we must obtain boundary conditions satisfied by the intensity matrices, Iu and Ido 235 9.2 Boundary Conditions for MRT Equations The boundary conditions appropriate for the modified radiative transfer equations are obtained from Equations (9.10a) by first taking the limit -(9.lld), z = 0 and -d1 . and (9.lla) at z' -+ z and then setting To illustrate the technique, consider (9.10a) z = 0. We have A (0, 0,(0, 0, )A= A2Il> (0, , ) +I5hhu (9.26a) 0, Jhhd 0, A 2 (S ) ) 2 1 >(0, 0, ) + 1 9(0, 0, (9.26b) scribed above for 15 > (0 0 5 and I according to the method de- 15> it is easily shown that -A|A2- ) = > I A2 ( From Appendix A, we obtain 2 JA 2 (0, 0, (9.27) 9 2 = |R 1 0 (81 21A1 2 , I5 , Upon evaluating which 236 upon combining with (9.27), Jhhd(0, o, (9.26a) and (9.26b) yields (9.28) hhu (0, 0, . R10 ) = A similar procedure may be applied to the other equations in (9.10a)-(9.lld), so that the complete set of boundary conditions I and Id (0' = , takes the form: . U R1 2 '01 (9.29a) 1d(-di, (9.29b) ) Iu(-d 10 Id ) satisfied by where: 0 0R. .12 0 0 0 0 ~ 3-J 0 R..(S where is .|12 (9.30) ) = i = 1 0 0 Re (R*S. .) 0 0 Im(R*".S..) 1] ii and j = 0 1J iJ or -Im(R*.S.) R JIJ Re(R*.S. .) iJ ij- 2. The incoherent intensity transmitted from region 1 into 237 region 0, is given by Iou ( a = T1 0 (.L u (f 0 a) (9.31) where: X10 2 0 TI 0 2 --Yb0 0 0 0 0 10 - R- IM- 0 0 Re Y 1-1 0 -Im -- 0 0 Im Y 1 0 10 ReL Y10 10 10 1Oki -(-.32 - -1 1 (9.32) and ohu(0,? 8i ) oh(O, <S I (0, ou (0, .j. . ) s* (0, S.)> ovu (9.33) = 2Re<E ) E* (0, ovu L ohu (0, 238 Boundary condition (9.31) is obtained by noting that the plane wave components of the incoherent fields in regions 1 and 0 satisfy the boundary conditions E ovu (0, Eh(O, -o K) = x1 Y (a.) E (U,() (9.34a) 10 ._. lvu .J. Ell .L E lhu(, ). (9.34b) Upon forming the appropriate ensemble averages, boundary condition (9.31) results. 239 Comparison of MRT and RT Equations and Solutions in the 9.3 First Order Renormalization Approximation (9.25a) It is of interest to compare the MRT equations and (9.25b) with the conventional RT equations in current use. For example the RT scattering phase matrix coupling the four Stokes parameters of the scattered wave in direction Q to the four Stokes parameters of the incident wave in direction 0' is given in Ref. 63 and may be cast into the notation of this thesis as: uu k.' .. 2..' (e - e') (h * Z lmz 2 e') 2(h - e') (e - e') - klmz (e - h') (e - e') (e - h') 0 (h- h') 2 (h - e') (h h') 0 (h - h') (e - e') 0 2(h - h') (e - h') +(e - h') (h 0 0 e') 0 (e - e') (h - h') -(e h') (h - e') (9.35) where e = e ($ lmz h h (,lmz e' E e(k lmz) and h' 2 h(k )mz' 240 Comparing (9.35) with (F.16)-(F.20),, we note that the MRT scattering phase matrix has additional terms not present in the wave like corrections due to the bottom interface at z = -d . These additional terms represent RT scattering phase matrix. This can be seen by removing the effects of the bottom boundary (i.e. by letting ac2 - 0 R1 2 ' S1 2 -* 0) in which case and the MRT scattering phase matrix ah, av' acl (F.16) reduces identically to the RT result (9.35). We now consider the MRT scattering coefficient matrix as given by (F.1) and (G.13). The RT scattering coefficient matrix is given in Reference 63, and in the notation of this thesis is given by Kh(e) 0 0 0 0 Kv(6) 0 0 0 0 + Kh()) 2 0 0 0 (Kv(6) 0 (K (6) +K() h+GK v ) 2 (9.36) In Chapter 8 it was shown that, 241 2 Im[X TE cos e = Kh(e) 21m[X TM cos 6 = Kv (9.37a) (e) (9.37b) where ( = nh (KL) (9.38a) - kImz ) X;TE-( (K = n (.) (9.38b) Therefore, it is clear that (G.13) reduces to the form Kh(e) 0 K v(6) 0 0 0 0 K (0)= (Kv (e) 0 + Kh(e) 0 2 (Kv(.e) + Kh(e)) 0 0 -(nv h 2 (9.39) Comparing (9.39) and (9.36) it is apparent that the MRT result (9.39) exhibits additional wave-like correction terms of the 242 (n form - h' Physically these terms arise from the fact that TE and TM polarized waves in general propagates in the random medium with distinct phase velocities, thereby affecting their cross correlation. However, should the random medium be such that TE and TM polarized waves have identical phase velocities, then the MRT result (9.39) reduces to the standard RT result (9.36). As an application of the MRT equations and to illustrate the significance of the (particularly the term with factor A1 ) (9.25a), (9.25b) Q matrix terms we compute the back- scattering cross section for a two-layer random medium by applying the first order renormalization approximation.61 In the first order renormalization method, the scattering of the incoherent intensity is neglected in the Bethe-Salpeter equation. dz ( , k.) I I(z, k.) i .2 md .. (Z,' = - - ( Iu (Z, - f ) + uIlmz I (z, k .) + mu .u1 + A1 cl (.L. Ikmcl Ud . 1 = {Qu - d -- -y In this approximation the MRT equations reduce to (6 , k .) k (z, k i)} (9.40a) 243 dlmz -md (z, k .) + md .1 i Ocl QL' - of (9.40a) and Id Jk Iu( h (1 0 u - 4d1 = =1. u 2 I I The results are f7r 2F( , 0) IR12i - .i .) lmzi -4n". d e 1 i ) (1 + |R thi , 2k 2 .i e d (2K uv . , -1 -4T11 e 4 Imzi (9.40b) .L)} (9.40b) is known, we can readily solve for in which case .i2 + 1mc2(z 1 .Li Moreover we consider the backscattering direction, -k lmz i Im mu (z, k iL1.) in conjunction with boundary conditions (9 .29a), (9.29b). = (uL , k 1.) z-dependence of the terms within the curly brackets Since the and d d . k 2 k 2 0 e hi 1y hi 1 (9.4la) 2 2 I F lm 14 2i- m 2 (2 L . i , 2k .) 2k lmzi 244 (1 -4n" d e e vi 1 ) - a + 1e- s 4n".id1 1) + 4d11 (2K . , 0) vi (k2 - k 2 .) Lik 2 lmzi 2 is -4n".d~ e vi 1 where I and elements of I signify respectively the first and second Iuv . U - lm (9.41b) The intensity transmitted into region 0, is found by applying boundary condition (9.31) to (9.41a) and (9.41b). I = I = ouv jIX 1 0i 2 -IY 10i. I (0, -K L) (9.42a) uv (0, -T .Li ). (9.42b) The backscattering cross sections per unit area follow from the relation Chh ouh = avvi1 2 cos 2 6 . (9.43) ouv and f = 1 in I f = 1 in I e ouh m ouv We now consider a spectral density of the form . with 4r k 245 2 Sktk4 Z km p z z) = 47r 2 (l + $ -_ e 22, 2/4 ip (9.44) iz z which corresponds to a correlation function which is Gaussian Combining equations laterally and exponential vertically. (9.41a)-(9.43), we obtain the backscattering cross sections per unit area for a two-layer random medium in the first order renormalization: Sk{k 2 Z IX 1 Q.iI =_4 _ -k 2Z jkozi|1 _ZD 2iOI klzi 0 1 d hil1 -4T1" 2 n" hi + 8d, (1+ 2 2) (1 + 4k' lmzi z |R 12il I e 6ka4 2z CrvV=m P sin 2 e 0) - 4 n"1 d e hil) -4+nghiRd it (9 .45a) 4 k ozi 4 -kk 2 sin2e0 4IF iI 1k31l4e F2i 14 z -4n (1 - R 1 2 i1 4 2 p 4T d1 )s v1 -4'i" d (1 + Is e 2 ". (1 + 4k' 2 vi lmzi z z 2) + 8d 1 S 1 2 i 1 2 e 4n".td vi l - ) lmzi +sin2e6 k2 kmzi - sin 2 o 0 l k2 12 k02 1 2 (9.45b) 246 9.4 Illustration of Backscattering Cross-Sections In order to illustrate the backscattering cross sections (9.45a) and (9.45b) obtained from MRT theory, we plot in Fig. 9.1 a ahh " av 20 cm = a at nadir, as a function of frequency for thick random layer. The coherent effects of MRT theory are apparent in the oscillatory behavior exhibited by the spectral dependence of a. In Fig. 9.2 we plot a as a function of frequency for the same parameters as Fig. 9.1 but with increased 6. We see that increased scattering dampens the interference pattern by shielding the bottom boundary to a greater extent. A particularly significant coherent effect arises from the A1 As discussed in Sec- terms in (9.25a) and (9.25b). tion 9.2 these terms constructively interfere only for k (i.e. forward or backward scattering). i = Physically, this is illustrated in Fig. 9.3 where we have sketched the path lengths traversed by the single scattered mean field and its conjugate in the two cases of forward and backscattering. Constructive interference terms of this type are not included in phenomenological radiative transport theories. In order to gauge the error produced by omitting these constructive interference terms, we set A = 0 in (9.25a) and (9.25b) and rederive badkscattering cross sections, ahh and 247 aV . The results are similar to (9.45a) and (9.45b) except that the second terms within the curly brackets are reduced by a factor of 2. In the case of thin layers with low ex- tinction the contribution of the A1 terms can be significant. However, for thick lossy layer the error produced by omitting the A terms is minimal. a (db) Figure 9.1 hh -8 vv as a function of frequency at nadir -10 -12 -14 z -16 S0 <e z = 0 1> = (3.2 + i0.01)c 0 6 = 0.1 -18 p =0.1 1 C2(80, 8 9 cm f (GHz) cm z =0.05 t iO, 6 )E 11 10 t '7 ~Th gJ 12 o (db) Figure 9.2 -2 as a function of frequency at nadir - -4 Ghh = avv -6 -8 -100 z= 0 <1 > = (3.2 + iO.01)e0 6 = 0.8 -12 - = 0.1 cm p k z =0.05cm z = -20 62 = 8 9 (80. + iO.6)E 0 11 10 f (GHz) 12 cm z z 11 I / ft I 10 1E0 / 0 160 I Z = 0 t1 > + ot if 1 r Ur' P 0, <E1> + E if Z = -d O (a) P 2 (b) Baci scattering E Forward scattering Constructive interference path lengths Figure 9.3 110 Ln 0 251 9.5 Comparison with First Order Born Approximation Cross Sections As another case of interest, we compare the backscattering cross sections of MRT theory, (9.45a) and (9.45b) with those obtained in the first Born approximation to the wave equation. In Chapter 3, the Born approximated cross sections for a twolayer random medium with spectral density (9.44) are given in (3.30a) and (3.30b). Comparing (3.30) with (9.45), the MRT results are seen to have the same form as the Born-wave results a but with renormalized decay constants k Mzi. of the decay constant v+ k lmzi fluctuations and in place n"* In the limit of small permittivity (small scattering) 6 -+ 0 and ni, " and the MRT backscattering cross sections reduce to the first order Born results. fixed incident angle kim, This is illustrated in Fig. 9.4 where for 6 ., frequency, f, and decay constant we plot backscattering cross sections, a function of the variance, 6, av (in db) as in both the wave-Born and MRT-first order renormalization approximations. For large permittivity fluctuations the MRT result is bounded by the asymptote avv = constant. Physically, this is due to a balance between the increased backscattering and increased shielding of the medium produced by large permittivity fluctuations. Alternatively, the Born result is unbounded as 252 6 increases. This follows from the absence of multiple scattering and the associated shielding effect in the first Born approximation. vv (db) Figure 9.4 a vv as a function of variance 0 Born -4 MRT -8 -12 z=0 <e > = z -16 p 9. z - (1.8 + iO.005)c 0 = 0.1 cm 0.05 cm = k__ E2 = _= _0.05_cm_ z = -50 cm (6.0 + iO.6)e0 A0 .0 .004 .012 .008 'S .016 tn 254 9.6 Appendices APPENDIX A A a (k ) (A.1) R1 0 (k A 2 (k) = a 2 ) D 2(k (A. 2) D2(k) B (k ) =R12 (k) e (A.3) C1 (kl ) (A.4) = F2 ( .i) ) S 1 0 (k C 2 (k = a (A.5) F2(k) D (k ) = S2 (k ) e i21vd (A. 7) where: (A.8) - a = (2-7r) 2 2ik1 m 255 D 2 (k) = 1 + R0 1 (k R 1 2 (k ) e i2n hd1 (A. 9) i2Iv d F 2 (k 1 + S0 - k. R. .= (A.10) k. jz Z + k. 1 (k ) S1 2 (k ) E (A.l1) Ek. iz JZ (A. 12) Es.k. + s.k. i Jz 3 iz where i, j = 0, 1, 2 interpreted as klmz and and klz Elm' as well as E respectively. are to be 256 APPENDIX B Here we list the amplitudes in Equation (9.2) for the zeroth order mean field in the two-layer random medium. Assuming a unit amplitude incident plane wave, we have: 2 Ehu = X .hR . = f exO e 2i E d1 iihi nh.d .2 e i (B.1) x .= hdi f e O D (B.2) . E D2i Y. k E . vui = f m-E -0 mk F lm 2i .2 e S v1 (B.3) 12 k Y Oli -c =f E vdi m k F. lm 2i (B.4) X (B.5) Y where .d i2n -. Oli . f e 1 + R Oli = 1 + S and f m (B.6) i. denote the fraction of ponents in the incident wave. TE and TM com- 257 APPENDIX C which (j = 1, 2, ... , 12) I. (z, z', i) J For j = 1, 2, 3, appear in Equations (13a)-(14d) are listed. The terms has the generic form: I. J (z, z', ) dz fz' -d = ei (z1 2 {5*(z j 2, da (2 )' f - z2 ) - (k i i z -d > (z1 0 E lm(zi 31) , 4, , dz 1 )} (C.1) E*(z E. lm'2' k.)} 1l ) where .) =Ehui einhiz e(k lmzi) + Ehdi e-ihiz + Eviii. e -in i-n .z ^ e(-k lmzi) .z , E lm(z,k h(k 1mzi.) + Evdi. e h(-k i .mi) (C.2) The coefficients in (C.2) are given in Appendix B. -) I. (z, z', J has the same form as (C.1) except the integration ranges become z < z 1 < 0, z' < z 2 < 0 and 1 , Q. are replaced 258 by P <, Q.<. > P (z, B )e inh(S)Z l2 e + )z nh -i e(lmz (C.3) a1> (z, I )= (C.4) Seinh()z e )z ) z 52 z, (C.5) <(z, I (C.6) ) 52) = S1 <(z, > ( ) e(almz) + A P (z, ) = A 1(S9) e (-S m) e h )= D 1 (%L) (5 in h(-5lm) e )z -in A + h(S lmz 4 V ( )z e (C.7) 2 >(z, " ) = 2< - P2 (z, S9) 2 >(z, k (C.8) )S () Ain = C 1(59) h(-5 1 ) e V )z .1 + C2 ( ) h(a mz 259 -in (8 )z (C.9) Q2 <(z, 8) 2(Z S) (C. 10) P 3 >(z, = > (z, 3 >(z, ) = (z, S) (C. 12) ) = .(Z, S) (C.13) 3 (z, 3 >(z, p4 ) = ) = P (z, 4 (z, 89) = P4 (z, ) L ) 5 4 <(z, (C. 11) (C.14) 2 (z (z, (C.15) (Z, (C.16) = P 2 <(z, (C.17) I ). (C. 18) 260 j = 5, 6, ... , 12 I.< terms which appear in 3 (9.l0a)-(9.lld) have the generic form: e (z 2 1 mz (z 1 ik' e - {(z 1 , z 2, k z2 e 2 -ik' (z lmz 1 z2 e-ik{(z where the dyads r R 2, J except the ranges of the < 0, and z' < z R.>. 3 2 , , ct Z z z2 z2 1 + z2 < 0, >* (z are defined in (9.7a)-(9.7d). (j = 1, I. j and ... , 12) z1 , z2 F.> 3 and (C.19) , , c2 (Z, sion for ) + k i ' z2 e ) ikjmz (z1 + rcl(z , 1 - >( ) + rd(zl, - z2 - z +(D ) ' dz d2 k C ) J0Z f 00. -ict z -d f z dz -id dz 1 da ) (27r) 4 ) = - I.> (z, z',I the + For is identical to The expres(C.19) integrations become H.> 3 are replaced by z < z F. J 261 F 5 >(z, B) B1 (5.L) e A 1 (BQ) = emz) inh(SZ B1 5 > (AI 5 ) = H (z, A(Sz -in h(I)z e (C.20) e (almz ) + A 1(a.) < F (z, S 5 + B1 ( (z, a) )inh , A (aL) B, (a. ) = (a e (C.21) e $mz) ) A2 (a.L) (S in C 1( , c (a_) )z e D, (a. ) e <'z, ) = H6 + D 1 (L) C2 (L) e 7( = V i 55( ,i ) = ) = 7 > (z (z ) ( , -in 6> (z, (z 5 ) )z )z h L h (-a lmz (C.22) h .1.. h( < F6 v ( = R6 )> (z, -i+) + e (-Sy )zm eh (i 6 >(z, Z ) <z C )D 1(L) ( h(..L) -- e inv ) (5 z h (- lmz (C.23) (C.24) (C.25) 262 p7 (z, ,) 5 ) = 7 <(z, 8 ( ,5) = 6 (Z, 59 = 5 (z, 8 >(z, ;) R< (z, 9 >(z, 5 ) = H9 = P *(z, F< (z, 59 + B2 ) A 1 = (5) A 1 () (C.28) S) (C.29) (C.30) he (Slmz) (5 ) z (C.32) e(-Simz) = A 2(5) e S) (C.31) 2 (5) e H9<(z, (C.27) -I (z, 5 ) = A2n in + B S) S) 6) =6<(z, 8 <(z, (C.26) 5) = F5<(Z, h( e e (-a3mz)3 ei(hlz (C. 33) 263 -inv (8)z 1010 ) = z ) D1 ( ) e H in + C 2 (a) F<(z, 8) (z, in (Z = (z,8 (8 )z C8 h )z h(-81z) (z, = = 2 A (C.34) e (8 )z lmz (C.35) (C.36) 8) (C.37) (C.38) g< (z, (C.39) ((z, ) =z, 12(z, v h(8mz) A (z, ) = Hj(z, 2L -in e SQ e h (-.lmz) ) 1 (z' + C 1 (8) C2 -< - )=10(z )=Vh( = (z, F9 >(z, 8) (C.40) .. (C. ) Fz 41) 264 1~2 (z <2(z, L F, F~ < F9(z, 0 (z, Q f (C.42) (C. 43) 265 APPENDIX D mln f i. )L m2n mz) *{e 0 {e(lmz) - e (k lmz ) (D. 1) 12 * e (klmz) }2 (D. 2) II 3n .1 f {e f {e(almz) (D. 3) h (klmz lmz) A M4 n {e lmz , 5n (T - h (k e (klmz (D. 4) )}2 lmz h (klmz (D.5) {e(lmz) 6n Se (klmz)}{e( lmz) h (k )} (D. 6) {e ( mz) h h(klmz)}{e( -mz) 7n 4. -LR f - Se (klmz (D. 7) (ST'Q) { (ZUrT9) 9 a (Z'UIgS);aI{ ("'iIN- ZUIT[ = Tx 17g UL N ( V'I) I{( zu[ -) T4 (ZUIT ) a{ ZUITX- Tx * zurT ifg)U9 1. V0 %, (ET*C) ZUIT ZUIT zuxT - T ZUIT (T~ 4 ~ T us N I1W11, + (ZTQ) C zur 31-) t ZIT * ( (T T a)C ) ZMT I{( ( zmr z{ 9-) a) U) N .6 ZDIT -)a _r B '- )UN X + (OT * (6 0CO * ( -) UT[ o-r 5-) 9) %0 (8 0G) ZUIT * ur (UT }( ZUIT[X)X Sm[ ) 9 0 *( + T- Ir) usW 99Z 267 A k e(-kimz S-{e ( lmz) ) N 8 n (L, (D.16) where: (D.17) (an kimz n+ - lmz klmz mz C+ + (D.18) (an C+ imz A C_ (A k mz - lmz imz (D.19) 12 B =lAL) lmz''c (D.20) )12 Also, k L) b {e (-lmz) e(kimz) }{e(lmz) e(-klmz + Wln ($. W2 n -LF ( )=b* Ic- - (D.21) {e (a mz) e (klmz lmz) - e(-k lmz) (D.22) 268 L W3n k ) {e (-a lmz b - e (-k)lmz}{e(mz) Se (klmz) (D.23) -J{e ( lmz) = b* W4n aj- e (-klmz e(lmz - e (klmz) (D. 24) where: b = A(I ) 12 269 APPENDIX E In this appendix, we illustrate the technique used to sum the residue terms which appear in (9.14). Referring to equation (9.14) and Appendix D, a typical sum over residues has the form: (an- z ..L + ) c , - L n ) (a (E.1) - z z where the complex variable (ki I-mz 6*z) - -(k' or lmz represents p + a* lmz imz cording to the specific term in Let Im(z ) > 0 az the real 1 and -(k' lmz - a* imz lmz ), ) or ac- (9.14) we are trying to sum. and consider the following integral, I 0 (k da {a n J (ct - The spectral density n or lmz along axis: 27ri {an } ) + 6 (k } cD - z , - z a. ) n (k E -. ) Res (E.2) p has an equal distribution of poles in the upper and lower half complex-a plane and vanishes everywhere on the circle at infinity. this case we evaluate (E.2) by closing the contour both up In 270 plane: (k (k _L p _ Res down Equating Dk an (N - a -z n I -z (E.3) z) + E -8Z, and n Idown, Z Res NDk -p L (E.4) , Iup = , - Res #( + az and down in the complex p we obtain (n -S . n (an n+ ~zp)an~ -z) (E.5) where we have made use of Equations (9.15). unchanged if the initial assumption Im(z p) by Im(z ) < 0. Therefore, Result (E.5) is > 0 is replaced (E.5) may be used to sum the re- sidue terms of the form (E.1) which appear in (9.14). 271 APPENDIX F Here we list the matrices of the MRT equations (9.25a) . and (9.25b) 0 h 0 ~1~ 0 0 0 0 ) 2 0 0 0 0 (n " + -h ") h -(nI I ( TI v - Th h + (F.1) where n =h" v Quu and Im ( h) v v .J 2 Re (TIh Tht -5.' Ii V 5 lmz - klmzi A Lh {elmz) - e (klmzi 12 av{h(Slmz ) - e (klmzi) }2 h (klmz i ah {e1mz) av{h lmz 0 0 0 0 0 0 0 0 0 0 0 0 (F. 2) 272 Qdd Jk. = same as j) = same as .Li) and k J.. i) = same as cl AL ,,a .1. .) = QUU . ..L' ( QUU kmzi + -k except let except let Slmz (F.3) lmz (F.4) . + -k lmzi .lmzi- Qdu Fealmz) QU . L . Qud except let almz + (F.5) lmz 0) 2 -*e(klmzi.} - e(-k {e(- lmz 0 0 0 0 0 lmz i.)} A ) {h(6 lmz) -h(k lmzi.)} 0 0 (h (-a lmz) 0 0 0 0 0 0 0 0 (F.6) 273 ; 2 n".(5 hi e d )z . IE hui 2 ) T2-n".(l Evui 12 e (F.7) d mu (z, 0 d 0 2 Re{Ehui hdi 2 n" Y z' hi -2"z 2Re{E mcl (z, V.L E* VU. vi y~~ I) e vi (F.8) k .) J.1 0 0 z 2-n I2Re{E hui 2Re{E v hi' hi e2n viz E* Yvi vdi (F.9) kJL i ) mc2 (z, Ehdi e 0 0 where: 1 ah = IR 10( ) 12 IR 12(a ) 12 -4nh t()d 1 (F.10) ID 2 ( L.) 12 274 a v = 1 - iS10 -(.) 12 1S12 .L.) F2C -i2n . y hi.=R* 12i e (1. *d hi 12 e -4nv It(a.L) 1 (F. 11) 2 i2 nhidi + ROliR 2i (F. 12) D2 i i2ri. d e y vi. = S*. 12i S . .S Oli i2i e ) -i2n*.d vii1 (i + (F.13) F2 ij D* Yhi R10i ID (F.14) 2 F* Y. vi = - s .i (F.15) 2i IF 2~I We also have: uu where: k ) = .L (k 2 LO (F. 16) lmz -kimz C D 275 h {e e (klmz lmz) ah {e( lmz (F.17) -e (klmz) 2 a v{h (a lmz * h (klmz)12 ) "v h(lmz) h lmz e (k lmz e amz) (klmz)2 (F. 18) B e (klmz (h(almz) 0 (klmz)2 ) a v h(almz 2acl {h(lmz {e(a lmz) -2ac2 {h(almz) {e(a lmz) e (klmz)} e (kz )} e (k lmz)} lmz 2acl {e(a lmz) -2a c2{h (lmz c2 lmz) Sh (klmz Sh (klmz Sh (klmz Sh (klmz (F. 19) 276 cl h (k lmz} h(Mz) ci ac2{e(lmz) e (k lmz lmz) h (k lmz lmz) h lmz) e klmz lmz) - e (klmz) A + {e(almz) - h (k)lmz - lmz) - e (klmz) c {h(a mz -ac2 - e (klmz) {h(mz) - h (k)lmz} lmz) h ( lmz -e (k lmz + {e( lmz) - h (klmz) {h(klmz) - e (klmz) lmz) - h (klmz) lmz) - e (klmz) ) (F.20 .. Sud k'k.) .. = same as Puu k) except let klmz -klmz (F.21) (du .L ,k) = same as Puu k..) except let Slmz * -almz (F.22) 277 P ,(I kL) = same as and FlR SReL klmz R 01 12 k except let lmz ) dda..' -klmz S* S* 01 12 -a1mz (F.23) i2(nh - n d e (F.24) D2F2 F2 = - e i2(n 0 1R 1 2 01 12 - nv *)d h v I (F.25) 22 where Appendices A, B and C should be referenced for the definition of the variables in (F.1)-(F.25). 278 APPENDIX G In this appendix we convert the MRT equations (9.25a) and (9.25b) to standard form by using solid angles and specific intensities. To illustrate we consider the angular decomposi- tion of the upward Poynting flux associated with the vertical polarization: S d 25 = /7-lm/i r /Elm/7 (z, ) Jvvu(z z, <E d2S E* (z, > (G.1) ). Let x a (G.2) lm sine y= sin (G.3) then the integral operator d2 dm2{ cos 0 = J s n/2 f2r sin ed6 0 d 2Q cos lmd4S becomes l (G. 4) 279 3 where we have neglected the evanescent portion of space. Therefore (G.1) becomes: Sd= 7d vu [vM COS (z, z, )]. (G.5) i 1m o We define the quantity within the square brackets of (G.5) as (z, 0) the upward specific intensity, polarization. of the vertical Therefore we define upward and downward specific intensity matrices 4u(z, Q) as: d a.2 cos ) = u(z, d where 1l = - lm and (G.2), (G.3), and (G.4) tions cos IU(z, (G.6) ) I (z, d ) is given by (9.20). Using d together with (G.6) the MRT equa- (9.25a) and (9.25b) may be cast into the form: -- ju(Z, dz + Qud (' G) = - K (z, C) - K(0) -vu(z, Q) auz'0 )i \.md(z, SI ) + A1 Qcl(Q ' 0i 'h? mcl (z, 2.) 280 Q') + Nud 2 ) -, Cd(z , u(z, ' + dM'[fuu ' Q')] (G.7) - (Q OF0i ' u u(z, (v, ') = 2') (z, I) 1 (8 I ( 2.) 82im1 cos , ( )(z, 0) 2i) ~a'*md(z, du ')] . ) ' ) 2') + Pdd (' + Qdd i) m mc3 (Z' ) Q - 2') ' - Q. 5mu (z, 2) + ' 0 Qi ) + Qdu d (z, :a (G. 8) (G. 9) i ) d -Co s e dd(z, 0) e (G.10) 1 UOcl' ( 2 OCl 2 lm L.' k.Li COS s (G.11) 281 K =2s" a = m 21= 2 Im(8lm) - K((Q) = cos 8 rj(a ) where I (G.12) K I - (G.13) is the identity matrix and it is understood that is to be expressed in terms of (G.2) and (G.3). spectively u The subscripts or d. U e and v Combining (G.6) with the boundary conditions relating p and and by means of signify, re(9.29a) and 4d (9.29b) are easily de- rived. 4d (00, 4u = (-dl , R1 0(M 1) Olu( = R 1 2 (Q 1) (G.14) Gy) d (-dl, (G.15) ).) Conversion of boundary condition (9.31) to standard form may be accomplished by first multiplying both sides of (9.31) by d 2 $_ and then making use of the transformation implied by (G.4): y )= 0 ($1 ) - u( ) d2 $ d 2 L Iou (0, (G. 16) 282 (S) - I(0, ) 2 COS 6 d% d2 cos 60 S0 0 ou (0, .. ) = 10 1 u lm 1 1 (G. 17) E - ) u(0 0 Em cos 60 L T 10 (21 ,&(, l). (G. 18) -SOS 1, no In going from (G.17) to (G.18) we have used (G.6) and the result: d d~l 'm cos elm 'no Cos e0 Fos n (G.19) 283 CHAPTER 10 Renormalization of the Bethe-Salpeter Equation In Chapter 6, it was found that the cross-polarized backscattering cross-section computed in the second order Born approximation does not agree with the cross-polarized backscattering cross section obtained from radiative transfer theory. In this chapter we examine the reason for the dis- crepancy between the wave and radiative transfer results. It is found that an infinite sequence of terms in the intensity operator may be summed resulting in a renormalized BetheSalpeter equation which contain coherent effects not accounted for by the ladder approximated Bethe-Salpeter equation nor by the radiative transfer theory. 284 10.1 Physical Significance of Cross Terms The additional contribution to the depolarized backscat- tering as shown in (6.14) originates from the last term of the cluster expansion (6.3) which correlates r2 with r3 r1 with r4 and To see this more clearly, consider the last term of (6.4) in the limit of very strong correlations. It becomes {daridsr 2 [G%1 (r, [01 '2 r%) -G 1 1 (r1 , r2 ) -. G11 2' 1 1 (2y ( V The backscattering path of the field represented by the first of the square brackets is depicted in Fig. 10.1 by a solid line. The backscattering path of the field contained in the second set of square brackets is depicted in Fig. 10.1 by a dashed line. We may consider each represents the wave vector of a plane wave. Thus in the backscattering direction the two path lengths are equal and the two waves interfere constructively. In the radiative transfer theory only the ladder terms are included and the constructive interference is con- 285 z A 0 z = 0 'E 1 + lf r2 ' r 3 r1 , r 4 z = -d I, 2 Constructive interference path lengths for second order backscattering -Figure 10.1 286 sidered due to coincidental ray paths rather than phase fronts. Thus only the first term of (6.14) is accounted for in the radiative transfer theory. 01(r, r, 2 01 r2 ) and E(0) E1 G*1 (r 22 (r 1(~ and r) over the respective (r, r) 01' 1' E1(0) (r2 ) - Mathematically we see that the phases of as well as and G 111' (r combine in such a way that when integrated z-coordinates, a contribution of second order in albedo is produced. This argument may be applied to higher order intensities with the result that additional significant contributions besides the ladder terms in the radiative transfer theory may be identified. Therefore in the limit of low loss and high scattering these additional contributions may be included in a renormalization of the Neumann series for the covariance of the field. We then obtain a Bethe- Salpeter equation with a renormalized intensity operator in which the infinite sequence of cross type terms are summed. 287 10.2 Resummation of Cross Terms in the Intensity Operator The dyadic Green's function for a random medium satisfies d3 r d3 r T 1 Vl Q(r ) Q(r 2 ) G j Q(r 1) -(0) G kj 2 GGik ( , r1 (r2 , r) +. G - (r , r ()r ) - d 3 r G (0) (r,- r) 1 ikC, TV. r2 ) r - . (r, , (0) ) = G (r, r) ) G. r - an integral equation similar to that of the field + (10.1) To simplify the analysis we associate Feynman diagrams with the various terms in (10.1) according to the following rules <G i (r, GP) -r G ] (r r2 ) = (10.2a) (10.2b) - (). 2)= C(r 1 - r2 ) = or (10.2c) 288 <G..(F, ij ) G*(9', r')> o lk o = I (lO.2d) The correlation of the dyadic field in (10.1) is given by +1 Th +Ix H- -1-- (10.3) Integration is performed over the coordinates of all internal vertices and convolution is carried out over all indices of internal vertices. The second order ladder and cross terms which lead to an equally significant contribution are readily recognized in (10.3). We consider the sum of the strongly connected diagrams and identify the "kernel" of the this expression as the intensity operator: 289 4- 9 0 + + x 0 -I-- (10.4) The approximation usually made is to retain only the first term of (10.4) resulting in the so-called ladder approximation. The ladder approximation reproduces, for example, the second and fourth terms on the right hand side of (10.3) as well as higher order ladder terms. In order to reproduce the cross terms of (10.4) which contribute significantly to the backscattering cross sections, we renormalize (10.4) by considering the following expression AM Al -H >I< + *.. (10.5) 290 Equation (10.5) resums an infinite sequence of cross terms in the intensity operator. We may proceed with the usual develop- ment of the Bethe-Salpeter equation to obtain +lll I (10.6) and approximate the intensity operator by 0+ (10.7) Equations (10.6) and (10.7) lead to a nonlinear integral equation from the correlation of the dyadic Green's function. form, (10.6) and (10.7) may be written as In analytic 291 <G..(r, 13 + r) 0 f G* Zk (r', 3r ')> = <G..(r, 03 d'r d 3 r d 3 r'd 3r S l 2 2 [C(r 1 -r 1 ') 6(S 1 + C(r - - '<G.(i, ip j) 2 0) Grk 1 - zq j')2 6 o 2, ' I)> )> ('i rj)><G* 6( 1' i k' PS 6qr 2 )<G ps Cr, r) 2 G*qr (l 1 ' 1 22') C(r 1 Gsj~2' )><G*(i' o r2 (10.8) 0 Consequently the covariance of the scattering field takes the form d r d 3 r d3 r E.*(r')> =f C + C(r 2 r2 1- -r2' C(i [<Es (?2 )><Er 1 - ' - 2 1 'd'r '<G. 2 ( 2 ' - ) i <G ) <s.(r) 2)> + <E ps (' ip il)><G* (i', 1 jq (i, ') 6 2) G*r 2 (r2) E r 0 21> ps qr 6 i')> 1 rq ' 2 1 109 292 where C. = E. :1. -<E 293 10.3 Renormalized Bethe-Salpeter Equation and Discussion Continuing with the renormalization we write (10.8) in diagrammatic form: Th I -- zz~>< (10.10) Using the first two-terms on the right hand side of (10.10) as the zeroth order iteration, and iterating with respect to the correlation which appears on the right side of the third + term in (10.10), we obtain: jmcj + + AsWt7T1 (10.11) 294 We regroup the terms of (10.11) as follows: ____ S..] __________________________ rI I _ - Th + + [ +A +7- (10.12) In (10.12) we define the sum of all the terms which appear in the square brackets by the symbol proven that . It is easily satisfies the following integral equa- U x IC)I + tion: ZAhcCQo (10.13) 295 in which case (10.12) takes the form: -U (10 .14) Equations (10.13) and (10.14) are a pair of coupled integral equations for the correlation of the dyadic Green's function which analytically takes the form: (i, P )><Gk <G (i Usj,rk Fj)><Gq(', 122 ' P ' 0 9k0 - r 2 ') C(r1 ')><G (pi, F2 > r2 - ) 1J d 3 r dar1 'd 3 r 2 dr 2 ' C( + <G r ') = <G. G*F, (E,1 E ) G* (E' E ')> = U.. ( ' aj k 0 1)1,zk' ') > (10.15) o') j ' aI! E o ) Ir' 00 ' ' ijrk ) Uijk 296 f drd 3r 1 ' U ip rs ' j1 ' r') Cr 1 - r1 3 ) + (ry, r Gs ' )> <G (10.16) G where we have defined Uij,2k as . It is interesting to note that the renormalized equation (10.16) has a structure similar to the ladder approximated Bethe-Salpeter equation. In fact, if Uijrlk is approximated by the first term on the right hand side of (10.15), then (10.16) reduces identically to the Bethe-Salpeter equation in the ladder approximation. In order to determine which terms have been picked up in the resummation of (10.1) (or equivalently, (10.6), (10.7)), we may solve equations (10.15) and (10.16) by successive iteraThe result is: +- + tions. 4W gd ARL = + < 0~0 . 0W 297 Ank x -H +-- xx +4--(10.17) It is clear from (10.17) that the renormalization includes ladder terms, strongly and weakly connected cross terms as well as weakly connected ladder-cross terms. 298 CHAPTER 11 Conclusions and Suggestions for Further Study In this thesis, theoretical models have been developed for electromagnetic wave scattering from layered random media with applications to microwave remote sensing. Applying Born approximations which are valid for small albedo, backscattering cross-sections have been derived with a wave approach for a two-layer random medium with arbitrary three-dimensional correlation functions. Carrying to first order the backscat- tering cross sections illustrate the possibility of ahh >vv due to the Brewster angle effect at the bottom boundary. Previous models of a half-space random medium do not reproduce the effect of a hh > avv which is observed in certain back- scattering data. The first order Born approximation also has been applied to the case of backscattering by a stratified random medium with arbitrary three-dimensional correlation functions. It has been found that multiple resonances occur which may explain the spectral dependence observed in active remote sensing data. The multiple resonances are due to resonant scattering in each random layer and to illustrate this important effect the special case of a three-layer random medium has been used. 299 In addition the three-layer model also has been found useful in interpreting the diurnal change of snow-ice field due to solar illumination. Cross polarized backscattering cross sections for a twolayer random medium have been derived by applying the second order Born approximation to the integral equations of scattering theory. In the half-space limit the cross-polarized backscat- tering cross sections do not reduce to previous results 6 3 obtained using radiative transfer theory. The discrepancy is due to cross terms not accounted for by radiative transfer theory nor by the Bethe-Salpeter equation under the ladder approximation. In order to account for these additional cross terms the Bethe-Salpeter equation has been renormalized by summing an infinite sequence of terms in the intensity operator. The result takes the form of coupled integral equations for the covariance of the electromagnetic field. It is found that the renormalization accounts not only for cross terms but many other terms in the infinite series representation for the intensity operator. In this thesis we have applied renormalization methods to study the multiple scattering of electromagnetic waves by a two-layer random medium. Due to the presence of a bottom boundary there exist significant coherent effects in a twolayer random medium. 300 We have solved Dyson's equation in the non-linear approximation for the zeroth order mean dyadic Green's function. The coherent field is found to propagate within the random medium as if in an anistropic medium with characteristic and TM polarizations. TE The zeroth order solution to Dyson's equation in conjunction with the ladder approximated BetheSalpeter equation have been used to derive modified radiative transfer (MRT) equations appropriate for electromagnetic scattering within a two-layer random medium. The MRT equations have been solved in the first order renormalization approximation and significant coherent effects not accounted for by phenomenological radiative transport theories are found. 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He received the B.S. degree in Physics from Penn State University, State College, PA, in 1973 and the M.S. degree in Physics from Drexel University, PA, Philadelphia, in 1975. In 1975 he became a graduate student at MIT in the Department of Physics. During 1975-1977 he was an IBM Fellow and conducted research in the kinetic theory of plasmas. In the summer of 1977 he was with the Fusion Energy Division, O.R.N.L., Oak Ridge, TN. In the years as a graduate student, he has served both as a Research Assistant and Teaching Assistant. Mr. Zuniga is a member of Sigma Xi.