August 2014 Misc.11 [Misc.11] Dealing with Customer Correspondence Received through Email 1 Introduction. The Revenue website lists a large number of email addresses via which our customers can transact business or request information. Customers can find out which email address to use by referring to the Contact Locator on our website. Revenue’s Customer Service Standards outline our commitment to reply to 50% of correspondence (including emails) within 10 working days, 85% within 20 working days and 100% within 30 working days. Where a full reply cannot be issued within 30 days, we will write explaining why and tell the customer when to expect a full reply. Revenue’s Secure eMail System There are inherent dangers in transmitting confidential and sensitive information via external email systems using the internet as these transmissions are potentially open to interception and unintentional disclosure. Under the Data Protection Acts, Revenue, has a legal responsibility to put procedures in place to ensure that personal information is protected. Maintaining the confidentiality of customer information is of critical importance to Revenue and this is provided for in section 851A Taxes Consolidation Act 1997. Revenue provides a secure email system to facilitate sending and receiving sensitive, confidential or case specific information. To ensure the confidentiality of client information, customers and their agents should only use the secure email system when sending personal data to Revenue via email. The Security page on the Revenue website contains information in relation to security issues that may arise for agents and customers in their dealings with Revenue. Revenue staff have been instructed not to use “non-secure” email to respond to emails containing personal or sensitive data received from “non-secure” systems. Instead Revenue staff will use other channels to respond to the email i.e. via the telephone or by letter. If email is an agent’s preferred channel of contact with Revenue they should register for and, at all times, use the secure email system. Instructions on registering for and accessing secure email are available on the Revenue website at: Online Services – Secure eMail. Registration is automatic on completion of the online application. Secure email passwords issue by post within 2-3 working days. Until the password is received by a customer or an agent, secure email cannot be used. 1 Misc.11 Revenue has a dedicated email address for secure email queries, including those relating to lost or incorrect passwords. Queries can be sent by “normal” email to securereg@revenue.ie. Where a password is lost, Revenue will issue a “forgot password” link. This allows a password to be reset if the customer can answer a security question. If the secure email account is blocked, for example by entering the incorrect password on numerous occasions, Revenue issues a new password to the customer by post or telephone. The secure email system is particularly relevant to those persons wishing to submit queries to the Revenue Technical Service (RTS). The use of the secure email system to communicate with the RTS is recommended as the quickest and most convenient channel. (Guidelines on Revenue's Service to Practitioners and Business Taxpayers are available on our website http://www.revenue.ie/en/practitioner/rts-guidelines.pdf.) Once registered for Secure Email, a customer can send a secure email to any member of staff in Revenue. Revenue staff can send a message by secure email if the text SecureMail: is in the subject line. Customers and agents should note that Revenue is currently reviewing options to replace the existing secure email service with a web based secure contact service similar to ROS inbox functionality and the new ‘online enquiry’ facility for Household Charge arrears. Dealing with Customer Correspondence Received through Email The following instructions outline how to deal with customer correspondence received through email and should be read having due regard to Circular E. 6344 (14/07/2014) Revenue’s Email and Internet Usage Policy, which updated Circular E. 5988 (13/10/2006). The instructions must be adhered to when using email for dealing with external customer correspondence in order to ensure appropriate, lawful and secure use of this form of communication. Never ask a customer to send personal, sensitive, or confidential information to Revenue using standard (unsecure) email. Always validate the identity of a customer who has submitted a request via email. Never include personal, sensitive, or confidential information in a standard (unsecure) email to a customer. In some cases this may require that staff delete personal information included in the email string before issuing a reply. This should not prevent staff from replying by email to emails received, however, staff should not put themselves in the position of sending a reply to a customer that contains personal or commercially sensitive information. 2 August 2014 Misc.11 Always ensure email messages are correctly addressed to the intended customer. Do use Revenue’s Secure Email system, or another channel (e.g. phone or post) to communicate confidential, personal or sensitive information to a customer. The advice of the Data Protection Commissioner is that personal data includes Name; Address; Date of birth; PPSN; Bank account information; Employment information; Details of partner/ relatives/ marital situation/ children or dependant relatives. 3