MARCEL DEKKER, INC. • 270 MADISON AVENUE • NEW YORK, NY 10016 ©2002 Marcel Dekker, Inc. All rights reserved. This material may not be used or reproduced in any form without the express written permission of Marcel Dekker, Inc. NUMER. FUNCT. ANAL. AND OPTIMIZ., 23(3&4), 323–331 (2002) ON ALMOST WELL-POSED MUTUALLY NEAREST AND MUTUALLY FURTHEST POINT PROBLEMS Chong Li1 and Hong-Kun Xu2,* 1 Department of Applied Mathematics, Southeast University, Nanjing, 210096, People’s Republic of China E-mail: cli@seu.edu.cn 2 Department of Mathematics, University of Durban-Westville, Private Bag X54001, Durban 4000, South Africa E-mail: hkxu@pixie.udw.ac.za ABSTRACT Let G be a nonempty closed (resp. bounded closed) subset in a strongly convex Banach space X. Let BðXÞ denote the space of all nonempty bounded closed subsets of X endowed with the Hausdorff distance and let BG ðXÞ denote the closure of the set fA 2 BðXÞ : A \ G ¼ ;g. We prove that Eo(G) (resp. Eo(G)), the set of all A 2 BG ðXÞ (resp. A 2 BðXÞ) such that the minimization (resp. maximization) problem min(A, G) (resp. maxðA, GÞ) is well-posed, is residual in BG ðXÞ (resp. BðXÞ). Key Words: Minimization problem; Maximization problem; Wellposed; Dense G-subset AMS: 41A65; 46B20; 54E52 *Corresponding author. 323 Copyright # 2002 by Marcel Dekker, Inc. www.dekker.com MARCEL DEKKER, INC. • 270 MADISON AVENUE • NEW YORK, NY 10016 ©2002 Marcel Dekker, Inc. All rights reserved. This material may not be used or reproduced in any form without the express written permission of Marcel Dekker, Inc. 324 LI AND XU 1. INTRODUCTION Let X be a real Banach space and let BðXÞ denote the space of all nonempty closed bounded subsets of X. For a closed subset G of X and A 2 BðXÞ, we set AG ¼ inffkx zk : x 2 A, z 2 Gg, and if G is also bounded, we set AG ¼ supfkx zk : x 2 A, z 2 Gg: Let G be a nonempty closed (resp. closed bounded) subset of X. Following Ref. [5] we say that a pair of (x0, z0) with x0 2 A, z0 2 G is a solution of the minimization (resp. maximization) problem, denoted by min(A, G) (resp. max(A, G)), if kx0 z0 k ¼ AG (resp. kx0 z0 k ¼ AG ). Moreover, any sequence {(xn, zn)} with xn 2 A and zn 2 G for all n such that limn!1 kxn zn k ¼ AG (resp. limn!1 kxn zn k ¼ AG ) is called a minimizing (resp. maximizing) sequence for min(A, G) (resp. max(A, G)). A minimization (resp. maximization) problem min(A, G) (resp. max(A, G)) is said to be well-posed if it has a unique solution (x0, z0) and every minimizing (resp. maximizing) sequence converges strongly to (x0, z0). In the sequel, we suppose that the space BðXÞ is endowed with the Hausdorff distance H(, ) which is defined by HðA, BÞ ¼ max sup inf ka bk, sup inf ka bk , A, B 2 BðXÞ: a2A b2B b2B a2A As is well known, ðBðXÞ, HÞ is a complete metric space. In Ref. [5], the authors considered the well-posedness of the minimization and maximization problems for convex subsets. More precisely, they proved that if X is a uniformly convex Banach space, then the set of all convex subsets A 2 BG ðXÞ (resp. A 2 BðXÞ) such that the minimization (resp. maximization) problem min(A, G) (resp. max(A, G)) is well-posed forms a dense G-subset in the set of all convex subsets in BG ðXÞ (resp. BðXÞ). (Here BG ðXÞ is the closure of the set fA 2 BðXÞ : AG > 0g in the sense of Hausdorff distance H.) Recently, the first author of the present article extended the above result to the framework of reflexive locally uniformly convex Banach spaces for the class of compact convex subsets.[12] In the present paper, we continue to consider the same problem but for the wider class of bounded subsets of X. Actually, if X is a strongly convex Banach space and if G is a nonempty closed (resp. bounded closed) subset of X, then we prove that Eo(G) (resp. Eo(G)) is a dense G-subset of BG ðXÞ (resp. BðXÞ), where Eo(G) (resp. Eo(G)) denotes the set of all subsets A 2 BG ðXÞ MARCEL DEKKER, INC. • 270 MADISON AVENUE • NEW YORK, NY 10016 ©2002 Marcel Dekker, Inc. All rights reserved. This material may not be used or reproduced in any form without the express written permission of Marcel Dekker, Inc. MUTUALLY NEAREST AND FURTHEST POINT PROBLEMS 325 (resp. BðXÞ) such that the minimization (resp. maximization) problem min(A, G) (resp. max(A, G)) is well-posed. It should be noted that the problems considered here are in the spirit of Steckin.[16] Some other research in this direction can be found in Refs. [2, 3, 4, 8, 10, 11, 13] and in the monograph.[7] The generic results in spaces of convex sets can be found in Refs. [5, 6, 12]. The results of the present paper generalize some results from Refs. [1, 5, 10, 12, 14, 15, 16]. 2. PRELIMINARIES Let A be a subset of Banach space X. As usual, we denote the closure and diameter of A by A and diam A, respectively. Let >0 and let G X, F 2 BðXÞ and x 2 X be arbitrary. We set dðx, GÞ ¼ inffkx gk : g 2 Gg, LG ðF, Þ ¼ fg 2 G : dðg, FÞ FG þ g, and, if G is bounded, eðx, GÞ ¼ supfkx gk : g 2 Gg, MG ðF, Þ ¼ fg 2 G : eðg, FÞ FG g: Then the sets LG(F, ), MG(F, ) are nonempty, closed and satisfy LG ðF, Þ LG ðF, 0 Þ, MG ðF, Þ MG ðF, 0 Þ for < 0 . Proposition 2.1. Let G X be closed and F 2 BðXÞ arbitrary. (i) The problem min(F, G) is well-posed if and only if inf diam LG ðF, Þ ¼ 0 and >0 inf diam LF ðG, Þ ¼ 0: >0 (ii) If G is bounded, the problem max(F, G) is well-posed if and only if inf diam MG ðF, Þ ¼ 0 and >0 inf diam MF ðG, Þ ¼ 0: >0 Proof. This is similar to that of Proposition 2.2. of Ref. [5]. g Definition 2.1. A Banach space X is said to be (sequentially) Kadec provided for each sequence fxn g X which converges weakly to x with limn!1 kxn k ¼ kxk we have limn!1 kxn xk ¼ 0. Definition 2.2. A. Banach space X is said to be strongly convex if it is reflexive, Kadec and strictly convex. MARCEL DEKKER, INC. • 270 MADISON AVENUE • NEW YORK, NY 10016 ©2002 Marcel Dekker, Inc. All rights reserved. This material may not be used or reproduced in any form without the express written permission of Marcel Dekker, Inc. 326 LI AND XU The next result concerning the characterization of strongly convex spaces is due to Konjagin.[9] (See also Borwein and Fitzpatrick[3]). Proposition 2.2. A Banach space X is strongly convex if and only if for every closed nonempty subset G of X there is a dense set of points in X \G possessing unique nearest points. We also need a result due to Lau.[10] Proposition 2.3. Suppose that X is a strongly convex Banach space and G a nonempty closed (resp. closed bounded ) subset of X. Then the set of all points x 2 X such that the minimization (resp. maximization) problem min(x, D) (resp. max(x, G)) is well-posed is a dense G-subset of X \G (resp. X). 3. MINIMIZATION PROBLEM In this section, let G be a fixed nonempty closed subset of a Banach space X and we put, for convenience, F ¼ FG. Define BG ðXÞ ¼ fA 2 BðXÞ : A > 0g, where the closure is taken in the sense of the Hausdorff metric H. For k 2 N, set k ¼ 1=k and define Lk ¼ F 2 BG ðXÞ : inf diam LG ðF, Þ < k and inf diam LF ðG, Þ < k : >0 >0 We need two lemmas which ensure that Lk is open dense in BG ðXÞ provided X is a strongly convex Banach space. The proof of the first lemma can be found in Ref. [5] and is thus omitted. Lemma 3.1. For any Banach space X, Lk is open in BG ðXÞ. Lemma 3.2. Suppose that X is a strongly convex Banach space. Then Lk is dense in BG ðXÞ. Proof. Let F 2 BG ðXÞ be arbitrary. Without loss of generality, we may assume that F >0. For any 0<r<F, take x 2 F such that dðx , GÞ < F þ r=4. It follows from Proposition 2.3 that there exists x~ 2 X such that kx x~ k < r=4 and the minimization problem minðx~ , GÞ is well-posed. Take g~ 2 G such that kx~ g~k ¼ dðx~ , GÞ and set r r x~ þ g~: u¼ 1 kx~ g~k kx~ g~k MARCEL DEKKER, INC. • 270 MADISON AVENUE • NEW YORK, NY 10016 ©2002 Marcel Dekker, Inc. All rights reserved. This material may not be used or reproduced in any form without the express written permission of Marcel Dekker, Inc. MUTUALLY NEAREST AND FURTHEST POINT PROBLEMS 327 Then ku x~ k ¼ r and the minimization problem min(u, G) is also wellposed. Define Y ¼ F [ fug. Then HðF, YÞ ku x k ku x~ k þ kx~ x k 5r : 4 So to complete the proof it suffices to show that Y 2 Lk . Since ku g~k ¼ kx~ g~k kx~ uk kx~ x k þ dðx , GÞ r < r=4 þ F þ r=4 r ¼ F r=2, we obtain Y ku g~k < F r=2: Next, if < r/2, then for y 2 LY ðG, Þ, we derive that dð y, GÞ Y þ < F r=2 þ < F : It follows that y 2 = F. This means that we have proved that LY ðG, Þ ¼ fug, for all < r=2: ð3:1Þ We now show that LG ðY, Þ LG ðu, 2Þ, for all < r=4: ð3:2Þ Indeed, for any g 2 LG ðY, Þ, we have g 2 G and dðg, YÞ Y þ . Let y 2 Y satisfy kg yk Y þ 2. It follows that kg yk Y þ 2 < F r=2 þ 2 < F , which implies that y 2 = F and we must have y ¼ u. Hence, kg uk Y þ 2 dðu, GÞ þ 2: That is, g 2 LG ðu, 2Þ and Eq. (3.2) is proved. Now since the minimization problem min(u, G) is well-posed, it follows from Proposition 2.1 that diam LG ðu, 0 Þ < k for some 0 < 0 < r=4. Thus we obtain by Eq. (3.2) that inf diam LG ðY, Þ diam LG ðY, 0 =2Þ diam LG ðu, 0 Þ < k : >0 This together with Eq. (3.1) implies that Y 2 Lk . g MARCEL DEKKER, INC. • 270 MADISON AVENUE • NEW YORK, NY 10016 ©2002 Marcel Dekker, Inc. All rights reserved. This material may not be used or reproduced in any form without the express written permission of Marcel Dekker, Inc. 328 LI AND XU Theorem 3.1. Suppose that X is strongly convex and G a nonempty closed subset of X. Then Eo(G), the set of all subsets F 2 BG ðXÞ such that the minimization problem min(F, G) is well-posed, is a dense G-subset of BG ðXÞ. Proof. By Proposition 2.1, we have \ E o ðGÞ ¼ Lk : k2N Thus, Lemmas 3.1 and 3.2 imply that Eo(G) is a dense G-subset of BG ðXÞ and the proof is complete. g Theorem 3.2. Let X be a Banach space. Then the following statements are equivalent: (i) X is strongly convex; (ii) for every closed nonempty subset G of X, the set of all A 2 BG ðXÞ such that the minimization problem min(A, G) is well posed contains a dense G-subset of BG ðXÞ; (iii) for every closed nonempty subset G of X, the set of all A 2 BG ðXÞ such that the minimization problem min(A, G) is well-posed contains a dense subset of BG ðXÞ. Proof. By Theorem 3.1, it suffices to prove that (iii) implies (i). For any fixed x 2 XnG and 0 < < dG ðxÞ, it follows from (iii) that there exists B 2 BG ðXÞ such that Hðx, B Þ < =2 and minðB , GÞ is well-posed so that minðB , GÞ has a unique solution (x0 , z0 ). Thus, kx x0 k Hðx, B Þ þ =2 < and x0 has a unique nearest point z0 in G. Thus from Proposition 2.2 follows the implication ðiiiÞ ) ðiÞ. g 4. MAXIMIZATION PROBLEM In this section, we let G be a fixed nonempty closed bounded subset of a Banach space X and put, for convenience, F ¼ FG. For k 2 N, set k ¼ 1=k and define Mk ¼ F 2 BðXÞ : inf diam MG ðF, Þ < k and inf diam MF ðG, Þ < k : >0 >0 As counterparts of Lemmas 3.1 and 3.2, we have Lemma 4.1. For any Banach space X, Mk is open in BðXÞ. MARCEL DEKKER, INC. • 270 MADISON AVENUE • NEW YORK, NY 10016 ©2002 Marcel Dekker, Inc. All rights reserved. This material may not be used or reproduced in any form without the express written permission of Marcel Dekker, Inc. MUTUALLY NEAREST AND FURTHEST POINT PROBLEMS 329 Lemma 4.2. Suppose that X is a strongly convex Banach space. Then Mk is dense in BðXÞ. Proof. Let F 2 BðXÞ be arbitrary. Since the case F ¼ 0 is trivial, we may assume that F>0. For any 0 < r< F, take x 2 F such that eðx , GÞ > F r=4. From Proposition 2.3 it follows that there exists x~ 2 X such that kx x~ k < r=4 and the maximization problem maxðx~ , GÞ is well-posed. Let g~ 2 G with kx~ g~k ¼ eðx~ , GÞ and set r r x~ g~: u¼ 1þ kx~ g~k kx~ g~k Then ku x~ k ¼ r and the maximization problem max(u, G) is also wellposed. Define Y ¼ F [ fug. Then HðF, YÞ ku x k ku x~ k þ kx~ x k 5r : 4 Hence to complete the proof it suffices to show that Y 2 Mk . Observing ku g~k ¼ ku x~ k þ kx~ g~k r kx~ x k þ eðx , GÞ > r r=4 þ F r=4 ¼ F þ r=2: we deduce that Y ku g~k > F þ r=2: Since for <1/2 and y 2 MY ðG, Þ, eð y, GÞ Y > F þ r=2 > F , we must have y 62 F and thus y ¼ u. This proves that inf >0 diam MY ðG, Þ ¼ 0 < k . It remains to show that inf diam MG ðY, Þ < k : ð4:1Þ >0 To prove Eq. (4.1) we need to verify the inclusion: MG ðY, Þ MG ðu, 2Þ, for all < r=4: ð4:2Þ Take g 2 MG ðY, Þ; i.e., g 2 G and eðg, YÞ Y . Let y 2 Y be such that kg yk Y 2. It follows that kg yk Y 2 > F þ r=2 2 > F : This implies that y ¼ u; hence MARCEL DEKKER, INC. • 270 MADISON AVENUE • NEW YORK, NY 10016 ©2002 Marcel Dekker, Inc. All rights reserved. This material may not be used or reproduced in any form without the express written permission of Marcel Dekker, Inc. 330 LI AND XU kg uk Y 2 eðu, GÞ 2: That is, g 2 MG ðu, 2Þ and Eq. (4.2) is proven. Now since the maximization problem max(u, G) is well-posed, it follows from Proposition 2.1 that diam MG ðu, 0 Þ < k for some 0< 0<r/4. Thus by Eq. (4.2) we get inf diam MG ðY, Þ diam MG ðY, 0 =2Þ diam MG ðu, 0 Þ < k : >0 This is Eq. (4.1) and the proof is complete. g Theorem 4.1. Suppose that X is a strongly convex Banach space and G is a nonempty bounded closed subset of X. Then Eo(G), the set of all subsets F 2 BðXÞ such that the maximization problem max(F, G) is well-posed, is a dense G-subset of BðXÞ. Proof. 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