SHARED LEARNINGS FROM THE CITY OF CAPE TOWN’S URBAN RENEWAL PROGRAMME Information and Knowledge Management URP Meeting 29 June 2006 OUTLINE 1. Introduction • • Motivation Scope 2. Approach 3. Findings for Shared Learning 4. Putting Learning into Practice 5. Questions 1. INTRODUCTION • Motivation – – – – • Gap identified - intellectual and knowledge based assets flowing from URP (local level) Experiences from a ‘ground-breaking initiative’ can provide learning value Providing a resource to inform adaptations and interventions in the programme Mid point in 10 year programme (2001-2011) Scope – – – Not comprehensive evaluation of URP in KMP Not an evaluation in terms of planned outcomes of URBP Strategic effort to identify: • Aspects of URP that can contribute to learning, and • Experiences that could benefit CoCT and inter-governmental coordination and relations 2. APPROACH • Evaluative Framework • Methodology – – Principles & Approach to UR Qualitative focus Information sources: • • – Series of Interviews Desktop survey (URP strategy documents, nodal profiling and reflective studies) Limitations • • Role-players outside government Line department inputs Leading Questions 4.1 4.2 4.3 Themes Challenges Progress Underlying Influences ‘Lessons’ 3. FINDINGS FOR SHARED LEARNING Themes for Evaluation and Knowledge Sharing 1. Government Coordination and Alignment 2. Community Engagement and Participation 3. Piloting Innovative Initiatives and Partnerships L N Plan / strategy …budget Action P L L L Coordination of action and resources to increase opportunity for synergies and maximise impact 3. FINDINGS FOR SHARED LEARNING Theme 1: Government Coordination and Alignment Challenges • • • • Links between strategy development and line budgeting Collective coordinated budgeting (inter- & intra-sphere) Prioritisation of & resource allocation to the URN (line departments) Coordination between project planning & post implementation impacts for ‘servicing’ departments Progress • • • • IGR structures (e.g. MSF) long before IGRFA Strategy developed to provide common basis (7 outcomes) Project level coordination URP unit…promise 3. FINDINGS FOR SHARED LEARNING Theme 1: Government Coordination and Alignment Influencing factors 3. FINDINGS FOR SHARED LEARNING Theme 1: Government Coordination and Alignment ‘Lessons’ • Strategy development as a means of promoting budgetary alignment – – – – • Coordination Structures – – • Necessary precondition to foster alignment but not sufficient Useful platform but audience not always those necessary (Lack of) Communication – • Potentially powerful, but no clear common base for role-players; Strategy implementation alignment a challenge without strategy being attached to clear action plan and agreed upon expenditure framework; Budgeting process happens despite and removed from broad strategy development process; ‘Alignment’ at detailed project level where implementation framework and budgeting linked to strategy (e.g. local area design framework) Precondition for duplication (occurred despite coordinating structures) Managing tensions part of URP 3. FINDINGS FOR SHARED LEARNING Theme 2: Community Engagement and Participation Challenges • • • Clarity around roles, political structures – community/civic structures tensions Achieving shared direction within community organisations Loss of a community organisation within URP Progress • • Deepened level of ‘community’ participation through structures and certain projects Civic structures managed to further UR – assist in mobilising funding 3. FINDINGS FOR SHARED LEARNING Theme 2: Community Engagement and Participation Influencing factors • (In)stability and Establishment Processes – Background MPDF • • • – Background KDF • • • • • • Rapid process of establishment (URP focus), Initial clarity around role, overtaken by individuals used it as mechanism for own agendas and gains Role: ‘creation of monster’ Early 1990’s emerged ‘organic community driven’ collection of civil society Strong developmental agenda Were early challenges around legitimacy NGO support (FCR) Continued involvement of high placed individuals Tensions: political agendas, rivalries and inter-organisational friction 3. FINDINGS FOR SHARED LEARNING Theme 2: Community Engagement and Participation ‘Lessons’ • Formation of community structures potential minefield • Working with existing structures (if present) less scope for upsetting social networks and power relations • Cautious approach if need to form new structures, mechanisms to reduce scope for ‘politicking’ • Community engagement on Project basis vs ‘mega structures’ • Structures can play potentially powerful role in furthering UR (case of KDF and funding) 3. FINDINGS FOR SHARED LEARNING Theme 3: Piloting Innovative Initiatives and Partnerships Challenges and Progress • • • Securing/leveraging private sector investment Innovative project management and approaches to secure public funding Innovative forms community engagement Case studies • • • Case 1: Khayelitsha Business District: Innovative partnerships to Leverage Private Sector Investment Case 2: Mitchells Plain Town Centre (CBD): Coordinating Intervention and Public Spending Case 3: Tafelsig Safety Audit and Precinct Development Planning 3. FINDINGS FOR SHARED LEARNING Case 1: KBD - Innovative Partnerships to Leverage Private Sector Investment Background • • Initiated late 1990s, 73ha vacant land, became 1 of 10 URP anchor projects Range of public investment existing (e.g. magistrates offices, social welfare) and planned New private investment 17500m2 retail centre • Process • 1999-2001 – “Foundations for development” – – – – Planning, env scoping Community engagement: stakeholders framework agreement & development principles Marketing Cooperation agreement City and RMB 3. FINDINGS FOR SHARED LEARNING Case 1: KBD - Innovative Partnerships to Leverage Private Sector Investment Process • 2002-2003: “Toward Partnership Agreements” – New round of planning and agreements: • • • • Urban Development Framework Endorsed financial plan (funding arrangements) Approved institutional framework (KCT controlling role and link to community) 2004-2005: Secure Partnerships and Implementation of the Retail Centre – – KManco (owned by KCT acted as developer) KManco - Number of agreements with stakeholders e.g.: • • • • – – Land lease (KCT, City) Loan agreement with RMB – one loan paid KManco reap benefits – community projects Development and Management agreement with Future Growth Reduced risk to community, greater on developer/contractor Future Growth agreement with WBHO Empowerment strategy (Zakhe Engineering) 3. FINDINGS FOR SHARED LEARNING Case 1: KBD - Innovative Partnerships to Leverage Private Sector Investment KBD – Financial & Institutional Arrangements Source: human, 2006 3. FINDINGS FOR SHARED LEARNING Case 1: KBD - Innovative Partnerships to Leverage Private Sector Investment ‘Lessons’ • The need for a dedicated project champion – – • Resource intensive process (city perspective) Context of resource constraints Public investment and commitment required to leverage private development – – • Public investment, land write down Reduction of risk Planning obstacles – – Inflexibility in system of regulation of land uses Access to centralised data for multitude of consultants – delays and errors: • • Taxi facility built on retail centre erf, MPC proposed over sewer but local office didn’t know about it 3. FINDINGS FOR SHARED LEARNING Case 2: MPTC / CBD Background • • URP anchor project Cluster of development projects: – – – – Transport interchange phase 1 (Portland Taxi Rank & Market Space) Transport interchange phase 2 (southern and northern rank, bus terminus) Market and public space improvements Mitchells Plain town centre extension (northern site) • Public investment in infrastructure used as a basis for response & (re)investment by public & private sector • Detailed planning flowing from MPDF, 2000 Public investment of R30m+ • City of Cape Town, 2006 3. FINDINGS FOR SHARED LEARNING Case 2: MPTC / CBD ‘Lessons’ • Strong project level management enables coordination of funding – – • Interdepartmental PMT - 5 funding sources secured One committed source ability to leverage others Delegated decision making required on major projects – – • Nimble and rapid implementation Cut own on unnecessary reporting (whilst following due process) Individual ‘opportunism’ – Official of line department seeing an opportunity and maximising urban renewal ‘tag’ …access to funding 3. FINDINGS FOR SHARED LEARNING Organisational Models and Individual Action “HIERARCHY” Alignment and “organisational” thinking Centralisation Vertical alignment Source: Schmidt, 2006 3. FINDINGS FOR SHARED LEARNING Organisational Models and Individual Action Functional/Specialist Units “MATRIX” A Horizontal alignment B C D Alignment and “organisational” thinking Projects 1 2 Source: Schmidt, 2006 3 3. FINDINGS FOR SHARED LEARNING Theme 3: Piloting Innovative Initiatives and Partnerships Organisational Models and Individual Action Alignment and “organisational” thinking “NETWORKED” Source: Schmidt, 2006 3. FINDINGS FOR SHARED LEARNING Case 3: Tafelsig Safety Audit & Precinct Planning: Community involvement as a Basis for Intervention Background • • • • • • Recognised by Cape Urban Renewal Strategy as focus area (crime) CoCT sponsored safety audit: understanding concerns around safety and how relates to environment Process of planning and design undertaken with community involvement (as opposed to top down process) Framework developed into implementation and budgeting strategies Implementation of range of projects (youth & family centre, housing development) guided by community prioritisation Improved control over public realm Source: DAG Source: Holm Jordaan 3. FINDINGS FOR SHARED LEARNING Case 3: Tafelsig Safety Audit & Precinct Planning: Community involvement as a Basis for Intervention ‘Lessons’ • Community involvement and participation critical part of the process – – • Beyond consultation toward understanding peoples’ reality Responsive process i.t.o. infrastructure/service related intervention and prioritisation Secure funding – – Highlighted as critical Significant process of engagement – if funding to act not available momentum amongst community would have been lost (“window of opportunity”) 4. PUTTING LEARNING INTO PRACTICE Perspectives and considerations: URP • Comprehensive/flawless plan vs. learning by doing/project based alignment? • Funding for URP and aligning resources: Existing streams vs. ‘top slicing’ vs. ‘ring fencing’ for URP unit (implementation?) …those with purse strings yield amount of power • IDP other mechanisms to build alignment vs enforced prioritisation through scorecards? • UR unit potentials in fostering coordination but resource constraints? • Communication as the Key (new mechanisms?) Information & Knowledge Management • Value of reflective practice, case based, fosters culture of learning within City and beyond (e.g. of dignified spaces) 5. QUESTIONS Questions & Comments SHARED LEARNINGS FROM THE CITY OF CAPE TOWN’S URBAN RENEWAL PROGRAMME Information and Knowledge Management URP Meeting Thank you 29 June 2006