The local enhancement of radiation dose from photons of MeV energies obtained by introducing materials of high atomic number into the treatment region Ahmad Alkhatib, Yoichi Watanabe,a兲 and John H. Broadhurstb兲 Department of Therapeutic Radiology, University of Minnesota, Minneapolis, Minneapolis 55455 共Received 8 July 2008; revised 20 May 2009; accepted for publication 15 June 2009; published 2 July 2009兲 With the advent of therapeutic radiation treatment machines with photon end point energies of several MeV, a new channel is available to transfer the photon energy to biological material, namely, pair production. This process has a photon threshold energy of 1.02 MeV. The probability of pair production, which depends on the square of the atomic number 共Z兲 of the interacting material, increases markedly as the photon energy is further increased. As the goal of treatment planning in radiation therapy is to locally maximize the absorbed dose in abnormal cells and minimize the dose in surrounding normal cells, in this study the authors measured the dose enhancement which could be expected if a high-Z material such as gold was present adjacent to tumor sites during irradiation. The authors used photon beams produced by electron accelerators with energies ranging from 6 to 25 MV. They chose either gold or lead foils as high-Z materials, the measurements being repeated using the same geometry but replacing the high-Z materials with a low-Z material 共aluminum兲. The comparison of the experimental results using low- and high-Z materials verified the theoretical prediction of the expected dose enhancement. The effect of finite range of the electron-positron pairs was also studied by varying the spacing between two foils placed parallel or orthogonal to the incident photon beam. Using an 18 MV photon beam, the authors observed a maximum dose enhancement of 44%. They intend therefore to proceed from these phantom studies to animal measurements. © 2009 American Association of Physicists in Medicine. 关DOI: 10.1118/1.3168556兴 Key words: pair production, MV photon beam, dose enhancement, high-Z I. INTRODUCTION The goal of radiation therapy planning is to maximize the absorbed dose in abnormal or malignant cells and minimize it elsewhere. Our aim was to increase the absorbed dose by inserting a material with a high atomic number 共Z兲 locally in the region of the malignant cells. In vivo this would probably be achieved by injecting submicron gold particles. The injection of gold particles to enhance dose has already been proven to be viable using an animal model together with low energy photon beams 共250 kVp兲;1,2 however, with orthovoltage x rays the dose enhancement was due mainly to photoelectric interactions. At higher photon energies, the primary modes of energy transfer to the biological material are Compton scattering and pair production. As the photon energy is further increased 共above 5 MeV兲 and if high-Z materials 共such as gold兲 are present, pair production becomes dominant 共as seen in Fig. 1兲. By using foils of high-Z material, this study examines the effects of geometry 共the thickness of the foils, the gap width between the foils, and the orientation of the foils relative to the incident photon beam direction兲 together with the effects of both the photon beam energy and the atomic number of the foils on the local enhancement of absorbed dose. II. THEORY For megavoltage photon beams, the two competing processes for transferring energy from incident photons to tissue 3543 Med. Phys. 36 „8…, August 2009 are Compton scattering and pair production. These processes can produce high energy electrons but with different probabilities. Compton scattering is photon-atomic electron interaction, which therefore is proportional to Z, whereas pair production occurs primarily by interaction with the atomic nuclei and is proportional to Z2. Assuming that the incoming photon has much higher energy than the threshold energy for pair production 共i.e., 1.02 MeV兲, the electron-positron pair produced will have large kinetic energy and will initially interact with the surrounding tissue as relativistic particles, i.e., their linear energy transfer will be, to first order, independent of their kinetic energy. Unlike Compton processes, a pair production process produces two charged particles originating from the same location and no scattered photon, so the local linear energy transfer will be considerably larger than the energy transferred by Compton interaction. Furthermore, the electrons and positrons are emitted in the forward direction with respect to the direction of the incident photon beam. Therefore, the increase in linear energy transfer will be concentrated downstream of the pair production event. As the particles lose energy and become nonrelativistic, the normal pattern of electron-electron and electron-nuclear scatterings will take place; however, overall there is still the doubling of the linear energy transfer due to the presence of two particles in the same region. Once the positron has reached epithermal ener- 0094-2405/2009/36„8…/3543/6/$25.00 © 2009 Am. Assoc. Phys. Med. 3543 3544 Alkhatib, Watanabe, and Broadhurst: Dose enhancement by high-Z material for photon radiotherapy 3544 FIG. 1. Pair production probabilities for water and gold as a function of photon energy. The figure was drawn based on the photon interaction data provided by Hubbell 共Ref. 4兲. gies, it will interact with an atomic electron, creating two gamma rays each of 0.511 MeV energy. These photons are unlikely to interact locally, and therefore will contribute little to the local dose. Figure 2 is the photon energy spectrum of a 25 MV photon beam generated by an SL25 linear accelerator 共Elekta, Stockholm, Sweden兲.3 We calculated the relative numbers of electron-positron pairs with varying total kinetic energy for water and gold by convolving the pair production probability4 with the photon energy spectrum given in Fig. 2, the results being shown in Fig. 3. Since the area under the gold curve is 84 times that of water, the total number of electron-positron pairs produced for the 25 MV photon beam is 84-fold larger when gold replaces water. In addition, the curves show that the electron-positron pairs from the high-Z FIG. 2. Photon energy spectrum of a 25 MV photon beam from an Elekta SL25 linear accelerator. Medical Physics, Vol. 36, No. 8, August 2009 FIG. 3. Relative number of electron-positron pairs for water and gold as a function of the total kinetic energy of the electron-positron pair. Note that the data for water are multiplied by 10 for presentation purpose. material 共gold兲 will on average have a somewhat lower total kinetic energy than those pairs produced from water 共i.e., 8.6 MeV vs 9.0 MeV兲. Note that the total kinetic energy of an electron-positron pair from pair production is divided randomly between the electron and the positron. This implies that the electrons and positrons deposit their energy in a smaller volume surrounding the high-Z material than electrons produced by both pair production and Compton events in water because with lower energy these particles will have a shorter range. We computed the kinetic energy carried by secondary electrons 共and positrons兲 produced through photoelectric interactions, Compton scattering processes, and pair productions when photon beams produced by various accelerator energies, i.e., 6, 10, 18, and 25 MV, interact with gold atoms. For simplicity we made the following three assumptions. First the energy of photoelectrons is the same as the incident photon energy. Second the energy of the Compton electrons is the maximum possible energy of electrons emitted when photons are scattered backward with respect to the initial photon flight direction. Third the total energy of an electron and a positron is the incident photon energy minus twice the electron mass. We used the published photon energy spectra3 and the photon interaction data available at NIST.4 Table I shows the fractions of energy carried by secondary electrons 共and positrons兲 from three different photon interaction processes. When the beam energy increases above 18 MV, the energy carried by electron-position pairs exceeds the energies of photoelectrons and Compton electrons. Hence, one can conclude that secondary charged particles 共i.e., electrons/ 3545 Alkhatib, Watanabe, and Broadhurst: Dose enhancement by high-Z material for photon radiotherapy 3545 TABLE I. The fraction of energies carried by electrons from photoelectric, Compton, and pair production interactions for photon beams with various energies. The values are percentage ratios of the electron energy transferred from the incident photon and the initial photon energy. Photon beam energy Photoelectric Compton scattering Pair production 共MV兲 共%兲 共%兲 共%兲 6 10 18 25 32.1 18.5 8.3 6.2 58.3 54.4 42.7 37.1 9.5 27.1 49.1 56.7 positrons兲 are produced mainly by pair production for high energy photon beams such as 18 and 25 MV beams. III. METHODS AND MATERIALS All measurements were made using phantoms assembled from acrylic slabs, between which both high-Z materials and dose measurement devices were inserted. For this work, the high-Z materials were gold 共Z = 79兲 or lead 共Z = 82兲 foils of different thicknesses. Note that gold is desirable for biological applications; however, we also used lead foils because of cost considerations. The thickness of 1 ⫻ 1 cm2 square foils varied from 0.3 to 1.0 mm. To further verify that the dose enhancement was due to pair production in the lead or gold foils, the experimental measurements were repeated using the same geometry but with aluminum foils 共Z = 13兲. The two-dimensional 共2D兲 distributions of absorbed dose were obtained using Kodak EDR2 films 共Eastman Kodak Co., Rochester, NY兲 placed between the sheets of the acrylic phantoms. The film analyses were performed using the RIT113 software version 4 共RIT Inc. Colorado Springs, CO兲. As there was some concern about the unavoidable introduction of a higher-Z material in the silver halide of the Kodak films, spot measurements were also made using tissue equivalent thermoluminescent dosimeters 共TLDs兲 共3 ⫻ 3 mm2 square size Harshaw TLD-100 chips from Thermo Scientific, Franklin, MA兲. The irradiating photon beams were provided by Varian 2300CD 共Varian Medical Systems, Palo Alto, CA兲 and Elekta Synergy linear accelerators 共Elekta, Stockholm, Sweden兲. The phantom assembly was placed at 100 cm source-tosurface distance 共SSD兲. To mimic normal therapeutic treatment conditions, a dose of 200 cGy at the depth of dose maximum, dmax, was delivered at a dose rate of 400 MU/min over a 10⫻ 10 cm2 field size. Two different geometries were used to test the thesis of dose enhancement, which takes advantage of increased pair production in high-Z materials with high energy photon beams. In all measurements the enhancement volume was chosen to be in a region downstream of the maximum dose, or dmax. In this chosen region many of the lower energy photons would already have been absorbed, thus making an enhancement mainly due to pair production. The first geometry 共called perpendicular configuration兲 was to place a foil 共or the first foil兲 upstream over the volume, in which enhancement was expected, with the foil surface orthogonal to Medical Physics, Vol. 36, No. 8, August 2009 FIG. 4. Illustration of geometrical arrangement for foil surfaces placed orthogonal to the photon beam direction 共perpendicular configuration兲. The distance between the 1 ⫻ 1 cm2 foils was varied from 3 to 9 mm. The foil at upstream was placed at 5 cm depth in solid phantom. the beam direction. A second foil was placed parallel to the first foil below the volume as shown in Fig. 4. The purpose of the second foil was to backscatter electrons and positrons which had passed through the enhancement volume without depositing most of their kinetic energy. A single foil configuration was considered before through experimental measurements and Monte Carlo simulations.5–7 Our initial measurements indicated that, without the second foil, no observable dose enhancement would be obtained. Furthermore, this single foil arrangement does not mimic an attainable configuration for obtaining dose enhancement in clinical settings. Thus, the single foil geometry will not be further discussed in this article. A second geometry 共called parallel configuration兲 as shown in Fig. 5 more closely simulated a high-Z elemental distribution that could be realized in patient treatment. In this case foils were placed parallel to the beam axis on two sides of the enhancement volume. To confirm our measurements 共of the perpendicular con- FIG. 5. Illustration of geometrical arrangement for foil surfaces placed parallel to the photon beam direction 共parallel configuration兲. 1 ⫻ 1 cm2 square foils were placed in solid phantom. The depth of the foils was 13.5 cm. The interfoil spacing between the foils was variable 共less than 10 mm兲. 3546 Alkhatib, Watanabe, and Broadhurst: Dose enhancement by high-Z material for photon radiotherapy FIG. 6. Absorbed dose comparison between gold foils and aluminum foils. A 25 MV photon beam from a Varian 2300CD was used. The interfoil spacing between two foils was 4 mm. Figure 4 shows an illustration of the geometry 共perpendicular configuration兲 for this measurement. figuration兲, we did Monte Carlo simulations using the MCNP code.8 For simplicity we approximated the geometry using a cylindrical model with the incident beam being along the axis of the cylinder. We used the energy spectrum of the 25 MV photon beam as shown in Fig. 2. A 10 cm diameter photon beam entered at the top surface of a 40 cm diameter cylindrical volume filled with water. Gold foils were modeled as thin disks of 1 cm diameter. The absorbed dose in the region between the two foils was calculated on a 1 cm diameter surface. The contributions by electrons 共or positrons兲 produced in the gold foils upstream and downstream were differentiated by using the Cell Flagging Card 共CFn card兲 available with the MCNP code. This option enabled us to trace back the locations where the secondary electrons 共or positrons兲 passed through before contributing to the dose at the dose calculation points. 3546 FIG. 7. Photon energy dependence of dose enhancement. 6, 10, and 18 MV photon beams from an Elekta Synergy were used. Lead foils 共1 mm thickness at the upstream position and 0.5 mm thickness at the downstream position兲 were used. The geometry was the same as that used for Fig. 6. 4C IV. RESULTS The first measurements were performed using the geometry of Fig. 4 共perpendicular configuration兲. A 0.9 mm thick gold foil 共or the first foil兲 was used for the upstream position at a depth of 5 cm. The thickness of the second gold foil at the downstream position was 0.3 mm. The distance between the two parallel foils was 4.0 mm. A 25 MV photon beam from a Varian 2300CD linear accelerator was used. An additional measurement was made under the same condition using aluminum foils 共0.9 mm thick foil for the upstream position and 0.3 mm thick foil for the downstream position兲 to verify the expected Z dependence of the dose enhancement. Figure 6 shows the dose enhancement obtained from the use of gold foils and the lack of measurable enhancement obtained when gold was replaced by aluminum in the same geometry. The amount of dose enhancement we obtained was 20% for the gold foils. To eliminate the possibility of dose enhancement as a result of the high-Z component in the Kodak EDR2 films, we measured the doses at the center of the dose enhancement region between the foils and at 2.5 cm off the centerline using TLD chips with the same configuration as that used for Medical Physics, Vol. 36, No. 8, August 2009 the result shown in Fig. 6. The ratio of the measured doses at the center and off-centerline positions was 1.24, or a 24% dose enhancement downstream from the first gold foil. The similar dose enhancement obtained using TLD chips confirms the validity of the dose enhancement observed with the film-based measurements. Figure 7 presents the energy dependence of the dose enhancement for the perpendicular configuration depicted in Fig. 4 using two lead foils of 1 and 0.5 mm thicknesses. The depth of the first lead foil was set to be 5 cm below the phantom surface. The three different photon energy beams used 共6, 10, and 18 MV兲 were from an Elekta Synergy accelerator. The figure shows that the dose downstream of the first foil 共1 mm thick lead兲 on the beam axis in a volume between the foils decreased for 6 and 10 MV photon beams, whereas the result of the 18 MV photon beam indicates a dose enhancement occurring both near the beam axis and regions along the foil edges. Figure 8 shows the effect of changing the interfoil gap FIG. 8. Absorbed dose comparison between two gold foils with different separations 共4 and 7 mm兲 using an 18 MV photon beam from an Elekta Synergy. The perpendicular configuration as depicted in Fig. 4 was used. 3547 Alkhatib, Watanabe, and Broadhurst: Dose enhancement by high-Z material for photon radiotherapy 3547 FIG. 9. 2D dose distribution taken with a radiographic film, which was placed at the middle of two 1 mm thick lead foils separated by 4 mm in solid phantom 共parallel configuration as depicted in Fig. 5兲. An 18 MV photon beam from an Elekta Synergy was used. width between two gold foils on the dose enhancement for an 18 MV photon beam. The dose enhancement increased with the decreasing distance between the two foils; a dose enhancement of 37% being observed with 4 mm spacing. The physical mechanisms of the energy and the interfoil gap width dependence of the dose enhancement are discussed in Sec. V. Dose was also measured using the parallel configuration, in which foils were arranged parallel to the beam direction as illustrated in Fig. 5. Two 1 mm thick and 1 ⫻ 1 cm2 square lead foils were placed at a depth of 13.5 cm from the phantom surface with an interfoil spacing between the foils of 4 mm. An EDR2 film was placed centrally between the two foils oriented parallel to the 18 MV photon beam direction. A color wash plot of the 2D dose distribution shown in Fig. 9 clearly demonstrates the dose enhancement obtained in a volume between the foils. Figure 10 shows the dose profile along the transverse plane taken across the enhancement re- FIG. 10. Dose profile plotted along the transverse direction through the dose enhancement region at 13.5 cm depth, or along line A-A⬘ as shown in Fig. 9. Medical Physics, Vol. 36, No. 8, August 2009 gion shown in Fig. 9. Note that in this case the enhancement was 44% and the peak dose in the enhancement area exceeded the dose at dmax. V. DISCUSSION The energy dependence of dose enhancement seen in Fig. 7 is due to the energy dependence of three physical processes 共namely, photoelectric, Compton, and pair production兲 in high-Z materials. The dose in the downstream region strongly depends on the secondary electron transport processes inside and near the high-Z material.9 For low photon energies 共i.e., a 6 MV photon beam兲 the high-Z material causes increases in both the photoelectric interactions and Compton scattering. Photoelectrons have a low energy and do not travel very far out from the high-Z material. Most Compton electrons are ejected in the directions away from the incident photon direction. Hence the dose in the region downstream to the first foil actually decreases. As shown in the Sec. II, for higher photon energies 共i.e., an 18 MV photon beam兲 the pair production process in high-Z material efficiently converts the photon energy to the energy of secondary electrons/positrons 共an average energy of about 4.3 MeV兲, which travel a short distance 共about 2 MeV/1 cm兲 before transferring all their kinetic energy in the solid phantom. This leads to the observed downstream dose enhancement. The effect of interfoil gap width on the dose enhancement presented in Fig. 8 can be explained as follows. As previously stated, for 18 MV or higher photon energy beams, pair production is the primary photon interaction process in a high-Z material 共i.e., gold foils兲. The total dose between two foils is the sum of the dose due to the electrons/positrons produced in the first 共upstream兲 foil and the dose due to the electrons/positrons backscattered into the same region by the second 共downstream兲 foil. A Monte Carlo simulation of the material and geometry configuration of the measurements in 3548 Alkhatib, Watanabe, and Broadhurst: Dose enhancement by high-Z material for photon radiotherapy fact showed that the backscattered electrons contributed 18% of the total dose at points between the two foils. Since the net increase of the dose by replacing water with gold foils was 26%, the backscattered electron contribution to the dose enhancement was large. As the separation between the foils is increased, slower electrons/positrons from the pair production process do not reach the downstream foil. They therefore do not backscatter and again deposit energy in the same volume between the foils. The above argument is also supported by a measurement we made using a single gold foil, in which no measurable dose enhancement was observed downstream of the foil. Our initial results indicate that dose enhancement by pair production due to high-Z material placed on the upstream side was to a large extent negated by the loss of the lower energy photons, both through photoelectric absorption and scattering out of the initial beam direction due to increased Compton interactions in the high-Z material upstream of the volume of interest. However, when the geometry of the phantom was modified so that high-Z foils were introduced around the area of interest but parallel to the incident photon beam direction, the photons did not have to traverse the upstream foil to reach the area of interest, while Compton scattered photons from both the regions inside and outside the area of interest could pass through the surrounding foils, interact, and produce either electron-positron pairs for local dose enhancement or more electrons by a second Compton process. This explains why a larger dose enhancement is observed with the parallel configuration than that with the perpendicular configuration of foils relative to the incident photon beam. For the current study we used thin parallel metallic foils, the geometrical arrangements being essentially two dimensional as seen in Figs. 4 and 5. Both foil arrangements showed dose enhancement. A further increase in the dose enhancement could be expected if the gold is arranged in a three-dimensional 共3D兲 geometry so that the increased production of secondary electrons/positrons more effectively contributes to the dose between the gold. An optimization of the geometry, i.e., the shape/size of gold 共foils, cylinders, or micro-/nanoparticles兲 and the gap distance among the gold materials, may well lead to even larger dose enhancement in the 3D configuration. As an example, further phantom measurements can be made with the high-Z material formed in a cylinder surrounding the region of interest.7 When progress- Medical Physics, Vol. 36, No. 8, August 2009 3548 ing to animal and eventually human studies, thin foils would be replaced by submicron gold particles suspended in a gel10 or gold nanoparticles injected at many sites to simulate the optimum geometry. As stated, depending on the biological geometry, larger enhancements than reported in this paper may be possible with a 3D distribution of gold microparticles suspended in a gel carrier. VI. CONCLUSIONS These phantom based studies have shown that local dose enhancement of as much as 40% can be achieved by the introduction of high-Z materials close to the region of interest with 18 MV or higher energy photon beams. Detailed work is in order to study the interactions more carefully and gain much better understanding of dose distributions in all the type of geometries that were suggested here using measurements and more detailed Monte Carlo simulations. Simultaneously, animal experiments will be undertaken to ensure that the enhancement can be sustained under biologically meaningful conditions. a兲 Author to whom correspondence should be addressed. Electronic mail: watan016@umn.edu; Telephone: 612-626-6708; Fax: 612-626-7060. Permanent address: Department of Physics, University of Minnesota, Minneapolis, MN 55455. 1 J. F. Hainfeld, D. N. Slatkin, and H. M. Smilowitz, “The use of gold nanoparticles to enhance radiotherapy in mice,” Phys. Med. Biol. 49, N309–N315 共2004兲. 2 J. F. Hainfeld et al., “Radiotherapy enhancement with gold nanoparticles,” J. Pharm. Pharmacol. 60, 977–985 共2008兲. 3 D. Sheikh-Bagheri and D. W. 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