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REGIONAL/NATIONAL

ELECTRONIC HEALTH RECORDS

COST-BENEFIT ANALYSIS:

A SYSTEMATIC REVIEW

21 st May 2012 Class 4 aturma4@gmail.com

2

Introduction

CONCEPTS: Electronic Health Records

 “Media that facilitate transportability of pertinent information concerning patient's illness across varied providers and geographic locations.

Some versions include direct linkages to online consumer health information that is

relevant to the health conditions and treatments related to a specific patient

PubMed - MeSH, 2010

 “Electronically stored and transmitted medical record that contains patient demographics, medical history, lab tests, X-rays, scans, prescription lists, and any

other relevant information” Wulsin, L. and Dougherty, A., 2008

Wulsin, L. and Dougherty, A., Health information technology - Electronic health records: a primer, California State Library, 2008 (http://www.library.ca.gov/crb/08/08-013.pdf) http://www.ncbi.nlm.nih.gov/mesh/68057286

3

Introduction

CONCEPTS: Cost-Benefit Analysis

“a method of comparing the cost of a program with its expected benefits in dollars (or other currency); the benefit-to-cost ratio is a measure of total return expected per unit of money spent.

This analysis generally excludes consideration of factors that are not measured ultimately in economic

terms. Cost effectiveness compares alternative ways to achieve a specific set of results.”

(PubMed – MeSH, 1976)

4

Introduction

EHR: Why so delayed?

It is generally agreed that EHRs hold great promise for improving healthcare quality and efficiency

But healthcare is decades behind other industries dealing with Information Technology adoption

There is an urgent need for hospitals to adopt general EHR systems.

However, the efforts of government and other EHR advocates have not sufficiently accelerated the diffusion trajectory.

Lori T. Peterson et al., Assessing Differences Between Physicians’ Realized and Anticipated Gains from Electronic Health Record Adoption, 2009

5

Introduction

Costs and benefits: economic issues

Costs

versus

benefits

Investment budget Cost Savings Increased revenue

- Activities

- Personnel

- Executive management

- Human resource and finance

- Building

- Supplies

- Electronic health record

- Other operating expenses

 Eliminating costs of a storing paper records

 Downsizing personnel

Dukyong Yoona et al., Adoption of electronic health records in Korean tertiary teaching and general hospitals, 2012,

International Journal of Medical Informatics 81 (2012) 196 – 203

 Government incentives for use health IT

 Pay-for-performance incentives

IT – information technology

Discussion

Barriers to adoption of EHRs (e.g. South

Korea)

6

Barriers

The amount of capital needed to purchase and implement the system

Uncertainty about return on the investment

Concerns about the ongoing cost of maintenance

Finding an EHR system that meets the organization’s needs

Resistance to implementation from physicians

Lack of adequate IT staff

Concerns about lack of future support for upgrading and maintaining the system

Concerns about “hacking”

Lack of interoperable IT systems in the marketplace

Concerns about inappropriate disclosure of patient information

Lack of capacity to select, contract for, and implement an EHR system

Hospitals with EHR Hospitals without EHR

53.8%

33.0%

27.3%

34.4%

22.3%

29.1%

16.7%

12.7%

13.4%

9.2%

11.1%

76.3%

40.0%

36.8%

35.2%

30.5%

27.0%

23.3%

19.2%

18.0%

10.9%

2.9%

Discussion

Facilitators of adoption of EHRs

(e.g. South Korea)

7

Facilitators Hospitals with EHR Hospitals without EHR

Additional reimbursement for the use of EHRs 68.1%

Incentives for the purchase and implementation of an

HER system (e.g., tax credits, low-interest loans, grants)

Technical assistance for implementation and process change

Objective evaluations of EHR capabilities and implementation experiences (“consumer reports” on

EHRs)

Published lists of certified EHR systems to assure the presence of necessary capabilities and functions

Changes in the law to protect physicians from personal liability for “hacking” or for privacy and security breaches

61.4%

57.0%

45.4%

40.6%

37.1%

Dukyong Yoona et al., Adoption of electronic health records in Korean tertiary teaching and general hospitals, 2012,

International Journal of Medical Informatics 81 (2012) 196 – 203

62.9%

58.7%

31.1%

34.1%

36.7%

32.4%

8

Research

Questions

What is the return per unit of money spent on regional or national EHR systems?

Is this system financially supported by the government of each country where it was implemented?

http://aep.ist.utl.pt/divulgacao/publicacoes/

Aim

9

 To review the published literature regarding the financial costs and benefits of regional or national Electronic Health Records.

With this, we intend to …

 Find out which records characteristics are associated to a bigger investment return.

 Measure the differences relating to the return of investment between all regions.

10

Methods

Systematic Review

A systematic review is a method of identifying, appraising, and synthesising research evidence. The aim is to evaluate and interpret all available research that is relevant to a particular review question . In a systematic review, the scope (for example, the review question and any subquestions and/or sub-group analyses) is defined in advance, and the methods to be used at each step are specified. The steps include: a comprehensive search to find all relevant studies; the use of criteria to include or exclude studies; and the application of established standards to appraise study quality.

Lucie Rychetnik, Penelope Hawe, Elizabeth Waters, Alexandra Barratt, Michael Frommer. A glossary for evidence based

public health. J Epidemiol Community Health2004;58:538-545 doi:10.1136/jech.2003.011585. (17/12/2011)

Methods

How did we create the queries?

11

 Make an inventory of synonyms of the key terms of the research

KEY TERMS

EHR

Economics

SYNONYMOUS

Electronic Health Record

Electronic Medical Record

Electronic Patient Record

Personal Health Record

Personal Medical Record

Computer Patient Record

Computer Health Record

Computer Medical Record

Digital Health Record

Digital Medical Record

Digital Patient Record

Fees

Funding

Financing

Cost

12

Methods

How did we create the queries?

KEY TERMS

Cost-benefit analysis

National

Regional

SYNONYMOUS

Cost-Benefit Analyses

Cost Benefit Analysis

Cost Effectiveness

Cost-Benefit Data

Cost Benefit

Benefits and Costs

Costs and Benefits

National Health Programs

National Health Insurance

National Health Services

Regional Health Planning

 Combine the terms in the query using Boolean operators.

Methods

How did we create the queries?

13

 Establish limits on the search

Limit the search to the timespan:

1994 to 2012

Limit the search to articles in:

 English

French

Excluded articles on:

 Maths

Veterinary Sciences

History

 Anthropology

Chemistry

 Physics

Architecture

 Geography

Linguistics

 Religion

Zoology

Languages

Timespan

Subject areas

Query with LIMITS

Methods

Collecting articles

14

 Insert queries in three different Databases

DATABASES

851 1312

TOTAL: 4362

2199

15

Methods

Query

PUBMED

(("Electronic Health Record*" OR "Electronic Medical

Record*" OR "Electronic Patient Record*" OR "Computer*

Patient Record*" OR "Computer* Health record*" OR

"Computer* Medical Record*" OR "Digital Health Record*"

OR "Digital medical record*" OR "Digital patient record*")

AND ("Cost-benefit" OR cost OR costs))

16

Methods

Query – ISI WEB OF KNOWLEDGE

Topic=((("Electronic Health Record*" OR "Electronic Medical

Record*" OR "Electronic Patient Record*" OR "Computer* Patient

Record*" OR "Computer* Health record*" OR "Computer* Medical

Record*" OR "Digital Health Record*" OR "Digital medical record*"

OR "Digital patient record*") AND ("Cost-benefit" OR cost OR costs)))

Refined by: [excluding] Subject Areas=( VETERINARY SCIENCES OR

HISTORY OR ANTHROPOLOGY OR CHEMISTRY OR PHYSICS OR

ARCHITECTURE OR GEOGRAPHY OR LINGUISTICS OR RELIGION OR

ZOOLOGY ) AND Languages=( ENGLISH OR UNSPECIFIED OR FRENCH )

Timespan=1994-2012.

17

Methods

Query

SCOPUS

(("Electronic Health Record*" OR "Electronic Medical Record*" OR "Electronic

Patient Record*" OR "Computer* Patient Record*" OR"Computer* Health record*"

OR "Computer* Medical Record*" OR "Digital Health Record*" OR "Digital medical record*" OR "Digital patient record*") AND ("Cost-benefit" OR cost OR costs)))

AND (EXCLUDE(SUBJAREA, "CENG") OR EXCLUDE(SUBJAREA, "MATH") OR

EXCLUDE(SUBJAREA, "PHYS") OREXCLUDE(SUBJAREA, "AGRI") OR

EXCLUDE(SUBJAREA, "MATE") OR EXCLUDE(SUBJAREA, "ENVI") OR

EXCLUDE(SUBJAREA, "ARTS") OREXCLUDE(SUBJAREA, "VETE") OR

EXCLUDE(SUBJAREA, "CHEM")) AND (LIMIT-TO(LANGUAGE, "English") OR LIMIT-

TO(LANGUAGE, "French")) AND (LIMIT-TO(PUBYEAR, 2012) OR LIMIT-TO(PUBYEAR,

2011) OR LIMIT-TO(PUBYEAR, 2010) OR LIMIT-TO(PUBYEAR, 2009) OR LIMIT-

TO(PUBYEAR, 2008) OR LIMIT-TO(PUBYEAR, 2007) OR LIMIT-TO(PUBYEAR, 2006)

OR LIMIT-TO(PUBYEAR, 2005) OR LIMIT-TO(PUBYEAR, 2004) OR LIMIT-

TO(PUBYEAR, 2003) OR LIMIT-TO(PUBYEAR, 2002) OR LIMIT-TO(PUBYEAR, 2001) OR

LIMIT-TO(PUBYEAR, 2000) OR LIMIT-TO(PUBYEAR, 1999) OR LIMIT-TO(PUBYEAR,

1998) OR LIMIT-TO(PUBYEAR, 1997) OR LIMIT-TO(PUBYEAR, 1996) OR LIMIT-

TO(PUBYEAR, 1995) OR LIMIT-TO(PUBYEAR, 1994))

Methods

Collecting the Final Articles

Step by step

18

 Exclude the repeated articles

 Exclude the non-real articles (ex: letters, conversations, news)

 First exclusion by abstract with two revisors

EXCLUSION CRITERIA OF THE FIRST EXCLUSION

 1 st : Not mentioning monetary values/ costs;

 2 nd : Refering to a single hospital/institution;

 3 rd : Refering to a group of services in a certain hospital.

INCLUSION CRITERIA OF THE FIRST EXCLUSION

 1 st : Mentioning Electronic Health Records;

 2 nd : Mentioning Cost-Benefit Analysis;

 3 rd : Referring to monetary values / costs;

 4 th : Dealing only with regional and/or national aspects.

Methods

Collecting the Final Articles

Step by step

19

 Exclude the articles from previous years than 2008

 Get the full-texts available – search on 7 different databases (PubMed, Google Scholar, B-On, Scopus, Isi

Web of Knowledge, AtoZ, EBSCO)

 Contact the authors to ask for the articles of interest that were not available

 Second exclusion reading the full-article, according to the same parameters as the first one

 Extract data from the articles

20

Methods

Selection of the Articles - STEPS

Total of documents found

Total of articles without the repeated ones

Total of articles only with the real ones

4362

2937

2621

 Repeated: 1425

 Not articles: 316

21

Methods

Selection of the Articles - STEPS

Total of articles

Total of articles included by both revisers

306

Total of articles after the year 2008

147

2621

22

Methods

Selection of the Articles - STEPS

Total of articles after the year 2008

Full-text articles available

Articles after contact with authors

Articles included by both revisors 48

105

111

147

23

Methods

Variables

Country where the system is implemented

Date of article publication

Institutions involved

What type of medical data is integrated

User groups

Financing agents

Cost Savings

Costs of initial investment

Profit

Results

Countries where the systems were implemented

24

USA

South Korea

Japan

Norway

United Kingdom

India

Results

Date of article publication

25

2008-2012

Institutions involved

Hospitals

Physician groups

Clinics

Nursing homes

Municipal health station

Community health centers

RHIOs

Results

Type of data integrated

26

Insurance coverage and benefits

Payment remittance advice

Electronic radiology reports

Computerized physician order entry for medications

Electronic physician notes

Data about the patient’s consults

Demographic information

Nursing assessments

Medication lists

Discharge summaries

Laboratory, radiology reports and other diagnostic testing

Results

User groups

27

Health care providers

Payers

Pharmacists

Chiropractors

Doctors

Physicians

Patients

Nurses

All hospital services

Results

Financing Agents

28

Government

CNO

Massachusetts eHealth

Collaborative and New York

City Primary Care

Information Project

Other EHR advocates

29

Results

Initial Investment

Country

USA

USA

USA

USA (Massachussets and

New York)

USA

USA

USA (California)

USA

USA

USA

USA

United Kingdom

USA

USA

USA

USA

USA

USA

Mean

Initial Investment ($)

19 billion

77.8 billion

30 billion

36 500

19 billion

2,55 billion

59.2 billion

195 million

19.2 billion

19 billion

20 billion

32 billion

28 billion

31.4 million

630 000

130 billion

32 billion

17,2 billion

24 billion

30

Results

Cost Savings

Country

USA (Minnesota)

Korea

USA

USA

USA

USA

USA

USA

USA

USA

USA

USA

USA (Rhode Island)

Mean

Cost Savings ($/year)

60 million

2,7 billion

81 billion

77 billion

667 896

46 400

1,2 million

81 billion

6 million

20 billion

30 billion

35 million

42 000

22 billion

Conclusions

31

In terms of cost savings, we studied them per year.

The investment from government or other entities was, in mean, 24 billion dollars , being the highest value from the USA, 77.8 billion dollars and the lowest

36500 , also from USA (Massachusetts and New York).

Our data related to cost savings came from 13 articles that referred values varying from 81 billion dollars to

42000 dollars.

In mean, 22 billion dollars were saved per year with EHR.

With two exceptions (Korea and UK), all of this was related to USA medical institutions.

32

Conclusions

From this point of view, EHR appear as advantageous. However, when compared to the mean of investment, which is 24 billion, we observe that this is not that linear.

In terms of profit, the target articles almost didn’t contain this type of information. Just some of them stated that the profit was

11billion, 20-30 billion, 1-2 million or 154,900 per year.

33

Conclusions

One of the main limitations to our project was the lack of relevant information in the final articles selected

The access to the full-text of many articles was denied and when asking the authors to provide us their articles, the majority did not answer us

The variables related to monetary values, such as initial cost investment, cost savings and profit, did not gathered information in every article

34

Conclusion

From our systematic review, because the major barriers to adoption of EHRs are financial, we suggest that hospitals in better financial position with regard to liquidity, profitability and human resources efficiency will be more likely to adopt EHRs.

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