Nine‐yr experience of 700 hand‐assisted laparoscopic donor nephrectomies in Japan Clinical Transplantation Volume 26, Issue 5, pages 797-807, 26 MAR 2012 DOI: 10.1111/j.1399-0012.2012.01617.x http://onlinelibrary.wiley.com/doi/10.1111/j.1399-0012.2012.01617.x/full#ctr1617-fig-0001 Organ Transplantation Lloyd E Ratner MD MPH Department of Surgery Columbia University New York-Presbyterian Hospital New York, NY Disclaimer: I am a transplant surgeon, not an ethicist Topics • • Brain death Allocation • Transplant center interests versus patient interests – • Patient selection Living Donation – – – Risk acceptance/aversion Misattributed paternity Kidney paired donation • • • – – – • Living donor list exchange Living organ donation in terminally ill patients Donor/Recipient risk/benefit ratio Utilization of vulnerable populations as donors – – – Transplant commercialism Transplant tourism Prisoners as donors • • – • Compatible pair participation Organ equity Donor safety oversight Living Executed Children as donors Deceased donor experimentation Brain Death: History • • • • • • 1954 Murray kidney transplant from an identical twin 1962 Murray first successful cadaveric kidney transplant 1963 Starzl first human liver transplant 1963 Hardy first lung transplant 1967 Barnard first heart transplant Brain death donor was brought to the OR, ventilator was stopped and everyone waited for the donors heart to stop, therefore these donors were not brain death at the time of organ retrieval Brain Death: History cont. • • • • • • • • 1959 Wertheimer et al. characterized the death of the nervous system 1959 Mollaret and Goulon coined the term “coma depasse” (beyond coma) for and irreversible state of coma and apnea June 3,1963 Guy Alexandre introduced the first set of Brain Death Criteria based on description of coma depasse and performed the first kidney transplantation from a heart beating brain death donor The recipient, who was maintained on PD, died of sepsis on post op day 87 1968 Ad hoc Committee at HMS defined irreversible coma and transplantation from brain death donors begins in the US 1970’s only 20 stated had adopted the criteria 1981 the presidents commission for the study of ethical problems in medicine and biomedical and behavioral research published its guidelines adopting “whole brain” formulation All 50 states accepted these guidelines Brain Death • Harvard Ad Hoc Committee 1968 – “ With its pioneering interest in organ transplantation, I believe the faculty of Harvard Medical School is better equipped to elucidate this area than any other single group” – Dean Robert Ebert – 13 Members • Technological progress – “Life” support (e.g. mechanical ventillation) – Diagnostics (e.g. EEG) – Cardiac arrest & cardiopulmonary bypass in cardiac surgery • Transplantation’s need for organs – 1st heart transplant 1967 – Kidney procurement from heart beating donors 1960s • Public distrust of the medical profession – Fear of premature burial (ancient fear) • Resource utilization of “comatose” patients • Benefit to the donor “Any modification of the means of diagnosing death to facilitate transplantation will cause the whole procedure to fall into disrepute…….” Discussion regarding establishing brain death criteria 1966 Defining Brain Death: 4 Major Questions 1. Under what circumstances, if ever, shall extraordinary means of support be terminated, with death to follow? (Answer: When the criteria of irreversible coma described above have been fulfilled.) 2. From the earliest times the moment of death has been recognized as the time the heartbeat ceased. Is there adequate evidence now that the "moment of death" should be advanced to coincide with irreversible coma while the heart continues to beat? (Answer: Yes.) 3. When, if ever, and under what circumstances is it right to use for transplantation the tissues and organs of a hopelessly unconscious patient? (Answer: When the criteria of irreversible coma described above have been fulfilled.) 4. Can society afford to discard the tissues and organs of the hopelessly unconscious patient when they could be used to restore the otherwise hopelessly ill but still salvageable individual? (Answer: No.) Renewal: Finds Living Kidney Donors In the Orthodox Jewish Community Directed Donation • Donor or decedent’s family stipulate who the organs will go to – Individual – Specific group of people • Race, Religion, Ethnic group, Geographic location, etc • Non-directed donation • Living donor giving purely altruistically without a connection to any individual recipient Organ Allocation Structuring • Analytic discussion that spells out a variety of conflicting ethical principles in order to isolate and ultimately clarify the pivotal concepts involved in the decision Rationing Goal: Maximize # of lives saved 1 Produce the greatest benefit 2 Give the most deserving 3 Give to those who make the greatest contribution to society 4 Give to individuals who have the greatest responsibility to others 5 Assign by random choice 6 (Select those willing to pay the most) Distributive Justice Goal: Maximize quality-adjusted life years saved 1 Utility (length & quality of life produced) 2 Neutral queuing (first-in-first-out) 3 Principle of rescue – Absolute – save life above all else – Modified – triage for expected length of survival or quality related issues – Modified Utility Principle Value-Based System 1 Urgency – Pro or Con – Saving the most lives vs Longest possible functional period per organ 2 Loyalty to patient – Influences judgement 3 Fairness Medical Considerations • • • • • • Age Potential for recurrent disease Retransplantation Non-adherence Immunologic compatibility Waiting time United States Organ Allocation • National Organ Transplant Act – Sponsored by Al Gore • Governed by OPTN – UNOS is the OPTN contractor • Membership organization – Transplant centers • Public members (e.g. patients, organ donors, etc.) • Organ specific differences in allocation United States Organ Allocation • Sickest patients prioritized – Liver – Heart – Lung • Post-transplant outcomes not included in allocation • Kidney largely based on waiting time & longevity matching Unbalanced System Components Over time, waiting time has become the primary driver of kidney allocation Histocompatibility components have diminished over time This overreliance led to a system that does not accomplish any goal other than transplanting the candidate waiting the longest Doesn’t recognize that not all can wait the same length of time Fails to acknowledge different needs for different candidates (e.g., speed over quality) Proposed Policy Objectives Make the most of every donated kidney without diminishing access Promote graft survival for those at highest risk of retransplant Minimize loss of potential graft function through better longevity matching Improve efficiency and utilization by providing better information about kidney offers Proposed Policy Objectives Provide comprehensive data to guide transplant decision making Reduce differences in access for ethnic minorities and sensitized candidates Kidney Donor Profile Index (KDPI) KDPI Variables •Donor age •Height •Weight •Ethnicity •History of Hypertension •History of Diabetes •Cause of Death •Serum Creatinine •HCV Status •DCD Status KDPI values now displayed with all organ offers in DonorNet® Sequence A Sequence B KDPI <=20% KDPI >20% but <35% Highly Sensitized 0-ABDRmm (top 20% EPTS) Prior living donor Local pediatrics Local top 20% EPTS 0-ABDRmm (all) Local (all) Regional pediatrics Regional (top 20%) Regional (all) National pediatrics National (top 20%) National (all) Highly Sensitized 0-ABDRmm Prior living donor Local pediatrics Local adults Regional pediatrics Regional adults National pediatrics National adults Sequence C KDPI >=35% but <=85% Highly Sensitized 0-ABDRmm Prior living donor Local Regional National Sequence D KDPI>85% Highly Sensitized 0-ABDRmm Local + Regional National *all categories in Sequence D are limited to adult candidates Proposed Classification: Longevity Matching Estimated Post-Transplant Survival Candidate age, time on dialysis, prior organ transplant, diabetes status Top 20% of candidates by EPTS to receive kidneys matched on longevity Applies only to kidneys with KDPI scores <=20% not allocated for multi-organ, very highly sensitized, or pediatric candidates Sequence A Sequence B KDPI <=20% KDPI >20% but <35% Highly Sensitized 0-ABDRmm (top 20% EPTS) Prior living donor Local pediatrics Local top 20% EPTS 0-ABDRmm (all) Local (all) Regional pediatrics Regional (top 20%) Regional (all) National pediatrics National (top 20%) National (all) Highly Sensitized 0-ABDRmm Prior living donor Local pediatrics Local adults Regional pediatrics Regional adults National pediatrics National adults Sequence C KDPI >=35% but <=85% Highly Sensitized 0-ABDRmm Prior living donor Local Regional National Sequence D KDPI>85% Highly Sensitized 0-ABDRmm Local + Regional National *all categories in Sequence D are limited to adult candidates Proposed Classifications: Very Highly Sensitized Candidates with CPRA >=98% face immense biological barriers Current policy only prioritizes sensitized candidates at the local level. Proposed policy would give following priority CPRA=100% CPRA=99% CPRA=98% National Regional Local To participate in Regional/National sharing, review & approval of unacceptable antigens will be required Sequence A Sequence B KDPI <=20% KDPI >20% but <35% Highly Sensitized 0-ABDRmm (top 20% EPTS) Prior living donor Local pediatrics Local top 20% EPTS 0-ABDRmm (all) Local (all) Regional pediatrics Regional (top 20%) Regional (all) National pediatrics National (top 20%) National (all) Highly Sensitized 0-ABDRmm Prior living donor Local pediatrics Local adults Regional pediatrics Regional adults National pediatrics National adults Sequence C KDPI >=35% but <=85% Highly Sensitized 0-ABDRmm Prior living donor Local Regional National Sequence D KDPI>85% Highly Sensitized 0-ABDRmm Local + Regional National *all categories in Sequence D are limited to adult candidates Unmodified Classification: Prior Living Organ Donor Prior living organ donors receive the same level of priority as current policy Requirements remain the same for registering a prior living organ donor Policy proposal to allow priority with subsequent registrations to be considered by Board in November 2012 Proposed policy will base qualification on date of procurement not date of transplant Would provide priority for prior donors whose organs were removed but not transplanted Sequence A Sequence B KDPI <=20% KDPI >20% but <35% Highly Sensitized 0-ABDRmm (top 20% EPTS) Prior living donor Local pediatrics Local top 20% EPTS 0-ABDRmm (all) Local (all) Regional pediatrics Regional (top 20%) Regional (all) National pediatrics National (top 20%) National (all) Highly Sensitized 0-ABDRmm Prior living donor Local pediatrics Local adults Regional pediatrics Regional adults National pediatrics National adults Sequence C KDPI >=35% but <=85% Highly Sensitized 0-ABDRmm Prior living donor Local Regional National Sequence D KDPI>85% Highly Sensitized 0-ABDRmm Local + Regional National *all categories in Sequence D are limited to adult candidates Modified Classification: Pediatric Current policy prioritizes donors younger than 35 to candidates listed prior to 18th birthday Proposed policy would Prioritize donors with KDPI scores <35% Eliminate pediatric categories for non 0-ABDR KPDI >85% Provides comparable level of access while streamlining allocation system Sequence A Sequence B KDPI <=20% KDPI >20% but <35% Highly Sensitized 0-ABDRmm (top 20% EPTS) Prior living donor Local pediatrics Local top 20% EPTS 0-ABDRmm (all) Local (all) Regional pediatrics Regional (top 20%) Regional (all) National pediatrics National (top 20%) National (all) Highly Sensitized 0-ABDRmm Prior living donor Local pediatrics Local adults Regional pediatrics Regional adults National pediatrics National adults Sequence C KDPI >=35% but <=85% Highly Sensitized 0-ABDRmm Prior living organ donor Local Regional National Sequence D KDPI>85% Highly Sensitized 0-ABDRmm Local + Regional National *all categories in Sequence D are limited to adult candidates Modified Classification: Local + Regional for High KDPI Kidneys KDPI >85% kidneys would be allocated to a combined local and regional list Would promote broader sharing of kidneys at higher risk of discard DSAs with longer waiting times are more likely to utilize these kidneys than DSAs with shorter waiting times Sequence A Sequence B KDPI <=20% KDPI >20% but <35% Highly Sensitized 0-ABDRmm (top 20% EPTS) Prior living organ donor Local pediatrics Local top 20% EPTS 0-ABDRmm (all) Local (all) Regional pediatrics Regional (top 20%) Regional (all) National pediatrics National (top 20%) National (all) Highly Sensitized 0-ABDRmm Prior living organ donor Local pediatrics Local adults Regional pediatrics Regional adults National pediatrics National adults Sequence C KDPI >=35% but <=85% Highly Sensitized 0-ABDRmm Prior living organ donor Local Regional National Sequence D KDPI>85% Highly Sensitized 0-ABDRmm Local + Regional National *all categories in Sequence D are limited to adult candidates Organ Allocation – Other Countries • Old for old (some European countries) • Israel: Prioritization given to those individuals who are designated organ donors • Japan: Little acceptance of brain death, therefore minimal deceased donation Transplant Center Interests Versus Patient Interests Transplant Center Interests Versus Patient Interests • Patient selection – Transplant center performance metrics • Patient safety – Use of hemostatic clips in living donor nephrectomy • Cost savings • FDA contra-indication in US but not elsewhere • Continued use in other countries Transplant Volume Declined in Centers With Low Performance Schold JD et al: AJT 2013, 13(1):67-75 Living Donation Living Donation • • • • Risk acceptance/aversion Misattributed paternity Potential donor’s desire to back out Kidney paired donation – Compatible pair participation – Organ equity – Donor safety oversight • Living donor list exchange • Living organ donation in terminally ill patients • Donor/Recipient risk/benefit ratio Living Donation: Risk Acceptance/Aversion • Who determines the degree of risk a donor should take? – Paternalism? – Opportunity to do good • What risk? – Operative risk – Long term risk • Absolute minimal risk versus risk assessment and stratification? • Risk based on what comparator group? • Should the relationship between donor & recipient influence risk tolerance? – Coercion? • Liver versus Kidney donation LIVE DONOR MORTALITY RATES Segev Trotter/Ringe Truthfulness? • Misattributed paternity – Medical implications – Relationship dynamics – Legal implications • Potential donor’s desire to back out – Coercion – Medical excuse • Ability to donate at a later date ABO Compatibility Random Pairs of Individuals A to O 21% B to O 4% AB to O 1.3% AB to A 1.1% B to A 5% AB to B 0.6% A to B 3% ABO Identical 39% ABO Compatible 25% Kidney Paired Donation History of Kidney Paired Donation • 1986 – • 1991 – • – Rees removes logistical constraint of simultaneous operations with Nonsimultaneous, Extended, Altruistic-Donor Chain Utilization of compatible donor/recipient pairs to facilitate KPD for incompatible donor/recipient pairs 2008 – • Antibody Working Group 3rd Meeting – Focus on KPD to overcome immunologic incompatibility 2007 – • Establishment of Dutch “Crossover Transplantation Program” 2004 – • First KPD Johns Hopkins U – Legal Dept. requirement to anesthetize donors simultaneously 2003 – • First KPD in U.S. NEOB 2001 – • Successful use of Plasmapheresis/IVIg to overcome immunologic incompatibility – Johns Hopkins Univ. – February First international presentation of Korean PKE Program – ASTP - May 2000 – • First Laparoscopic Donor Nephrectomy – Johns Hopkins Univ. 1998 – – • Establishment of KPD program at Yonsei Univ in S. Korea 1995 – • Rapaport first proposes KPD to overcome immunologic incompatibility with live kidney donors National Kidney Registry established 2010 – UNOS Pilot Project commences A Conventional Paired Exchange Donor 1 Blood Group A Donor 2 Blood Group B X X Recipient 1 Blood Group B Recipient 2 Blood Group A An Unconventional Paired Exchange Donor 1 Blood Group 0 Donor 2 Blood Group A Positive Crossmatch X Recipient 1 Blood Group A (DSA) X ABO Incompatibility Recipient 2 Blood Group B A Nonsimultaneous, Extended, Altruistic-Donor ChainBrief Report:Michael A Rees, Jonathan E Kopke, Ronald P Pelletier, Dorry L Segev, et al. The New England Journal of Medicine. Boston: Mar 12, 2009. Vol. 360, Iss. 11; pg. 1096 Compatible Pair Participation Compatible Pair Participation: Background • Living Kidney Donor: – a private resource for the recipient since first LD Tx in 1954 • “Good Samaritan” or “Undirected” Donors: – Used with increasing frequency – Public resource (center limited?) • Kidney Paired Donation (KPD): – Incompatible donors are relinquished • Compatible Pair Participation (CPP): – Compatible donors exchanged to enable more incompatible patients to be transplanted Compatible Pair Participation Compatible Donor 1 Blood Group 0 Recipient 1 Blood Group A Donor 2 Blood Group A Recipient 2 Blood Group B X ABO Incompatibility Compatible Pair Participation • Major paradigm shift: donor from private resource to public or shared resource • Potential large impact on organ supply • Regional or national sharing networks not necessary to achieve AUPKEs • Easily performed at any center • Ross et al – ethical concerns due to potentially coercive nature – Transplantation. 2000 Apr 27;69(8):1539-43. Altruistic Kidney Exchange Live Donor Renal Transplants Columbia University January 2005 – July 2006 n = 163 Donor Recip A A B O AB 29 2 21 0 B 3 9 6 0 O 9 4 74 0 AB 2 2 2 0 THE POTENTIAL FOR 2005-2006 DONOR A B O AB RECIPIENT A X X 868 B X X 403 O X X 78 55 X AB 43 Total # of Living Donor Transplants in the UNOS data base 2005-2006: Total # of Transplants that had the Potential to Participate in AUPKE: Blood group O donors: 1314 (90.8%) 6,565 1,447 (22%) Compatible Pair Participation: Areas of Ethical Concern • Coercion Opportunity to Participate in AUPKE Would Place Unwanted Pressure 20 Number of Patients Responding 18 16 Recipient Donor 14 12 10 8 6 4 2 0 e re Ag ee or N e re ag is D r Ag ly ng ro St e re Ag er th ei N ly e re ng ag is D ro St D gr a is ee Coercion • Recipient: opportunity to obtain an organ with likelihood of a superior outcome • Donor: primary goal of altruism fulfilled by facilitating more transplants Altruistic Unbalanced Paired Kidney Exchange: Areas of Ethical Concern • • Coercion Donor equity or “trading up” Compatible Pair Participation: Areas of Ethical Concern • • • Coercion Donor equity or “trading up” Donor/recipient age matching Compatible Pair Participation: Areas of Ethical Concern • • • • Coercion Donor equity or “trading up” Donor/recipient age matching Disparity in donor/recipient attitudes Disparity in Donor/Recipient Attitudes Towards CPP Donor - Yes Donor - No Recipient - Yes Yes/Yes Yes/No Recipient – No No/Yes No/No Donor & Recipient Attitudes Towards Decision Making Responsibility for Participation in AUPKE Recipient-Joint Decision Donor-Joint Decision Recipient-Donor Decision Donor-Donor Decision Recipient-Recipient Decision Donor-Recipient Decision ee r Ag r No ee e ee gr sa Di re Ag er ly ng ro St r Ag th i Ne e re ag s Di ly ng ro St ee gr sa Di Potential Recipients' Willingness to Participate in an AUPKE 35 # of Recipients Responding 30 25 20 15 10 5 0 0 1 2 3 4 Likert Scale No advantage Better match Other recipient a relative Donor strongly supports AUPKE 5 6 Potential Donors' Willingness to Participate in AUPKE 30 # of Donors Responding 25 20 15 10 5 0 0 1 2 3 4 Likert Scale No advantage Advantage to the recipient Younger donor Better match Other recipient someone I knew Other recipient a relative Other recipient a child Recipient strongly supports AUPKE 5 6 Compatible Pair Participation: Areas of Ethical Concern • • • • • Coercion Donor equity or “trading up” Donor/recipient age matching Disparity in donor/recipient attitudes Donor selection based on willingness to participate in AUPKE Compatible Pair Participation: Areas of Ethical Concern • • • • • • Coercion Donor equity or “trading up” Donor/recipient age matching Disparity in donor/recipient attitudes Donor selection based on willingness to participate in AUPKE Anonymity Anonymity • Dislike • Coercion • Poor outcomes First Compatible Pairs Participation Columbia University 8/30/07 Recipient Donor Relationship O AB A X AB Spouse A Acquaintance O Spouse Compatible Pairs Participation: Complex Exchange Recipient Donor Relationship AB O B X X O Spouse B Daughter AB Brother Ethical Considerations CUMC Ethics Committee & University of Pisa Symposium: Ethically Sound & Acceptable Compatible Pair Participation • Definition of : – Compatible – Incompatible • Immunologically incompatible • Blood type • Donor specific antibodies – Quasi-compatible • Some advantage may be obtained in either survival (patient or graft) or risk if participate in KPD • Age • Serology Safety Oversight in KPD • What responsibility does the recipient center have to the donor? • What responsibility does the donor center have to the recipient? • Each patient has their own physicians to assess and counsel regarding risk • What if different centers have different risk tolerances? • What if organ is lost or damaged in transport? Living Donor List Exchange • Deceased donor organ is used to initiate a KPD chain • Opportunity to increase the number of transplants by utilizing more live donors • Some patients advantaged while other disadvantaged – Blood group O patients without live donor are disadvantaged – Blood group A patients will be advantaged ABO Compatibility Random Pairs of Individuals A to O 21% B to O 4% AB to O 1.3% AB to A 1.1% B to A 5% AB to B 0.6% A to B 3% ABO Identical 39% ABO Compatible 25% Living Organ Donation In Terminally Ill Patients • Question has come up in patients with ALS (Lou Gehrig’s Ds) • More and better quality organs for transplantation if taken from living donor • Able to give informed consent and express individual’s wishes • Decision for withdrawal of life support and subsequent donation Utilization Of Vulnerable Populations As Donors • Transplant commercialism – Black market – Regulated system (Iran) • Transplant tourism • Prisoners as donors – Living – Executed • Children as donors – Child conceived as donor for ill sibling – Court as guardian Transplant Commercialism • US NOTA prohibits “valuable consideration” for organs • Regulated system of organ sales – Government establishes non-negotiable price and pays donors – Proposal for US $100,000 – Iran only country with this system • Black market • How to prevent in US? • What is the role of the transplant center/physician? – Suspicion – No investigative powers Transplant Tourism Definition: Declaration of Istanbul “Travel for transplantation is the movement of organs, donors, recipients or transplant professionals across jurisdictional borders for transplantation purposes. Travel for transplantation becomes transplant tourism if it involves organ trafficking and/or transplant commercialism or if the resources (organs, professionals and transplant centers) devoted to providing transplants to patients from outside a country undermine the country's ability to provide transplant services for its own population.” Transplant Tourism • Stewardship of a scarce resource • Potential for exploitation of vulnerable populations • Poor follow-up care • Transplant service may not be available in all localities (countries) Prisoners As Donors • Living prisoners – Mississippi case – Free will and informed consent? – Quid pro quo? • Executed prisoners – – – – – – Ethics of capital punishment? Main source of donated organs in China Justice of the legal system Consent Donor donation part of repaying debt to society Transplant tourism in China Children As Donors • Ability to give informed consent • Coercive nature of parental relationship • 18 yo age of consent – Mature 17 yo • Independent • Understands risks and consequences • Child conceived as donor for ill sibling • Court serves as guardian for decision Deceased Donor Experimentation Deceased Donor Experimentation • Necessary to move the field of transplantation forward – Organ supply • Number of organs per donor • Quality of organs • Multiple potential recipients with competing needs – When in relation to organ allocation – Consent? – Which organ takes priority? • Who provides oversight? ht Summary & Conclusions • Finite resource (organs) brings transplantation to the fore for ethical considerations • Everyday part of transplantation • Plethora of interesting and vexing ethical issues • Acceptance of various ethical issues in transplantation have evolved and will continue to do so • As demand increasing and technology advances we can expect new challenging issues