Antiretroviral Resistance Testing in the Management of HIV-infected Patients Christopher Behrens, MD Amy Kindrick, MD Robert Harrington, MD Overview of Antiretroviral Resistance Testing • How does resistance develop? • What is the relationship between adherence and resistance? • How much resistance is out there? • How do we test for resistance? • How do we interpret the results of a resistance test? • Does resistance testing improve care? • When should you order resistance tests? • Can a single dose of nevirapine for Prevention of Mother to Child Transmission (PMTCT) result in clinically significant resistance? How Does HIV Develop Resistance to Antiretrovirals? HIV Life Cycle HIV Nucleoside Analogues (NRTIs) Reverse Transcriptase RNA DNA Nucleus Host Cell Non-Nucleosides (NNRTIs) Protease Inhibitors (PIs) How does HIV Develop Resistance to Antiretrovirals? • HIV reverse transcriptase is a low-fidelity enzyme, i.e., transcription mistakes are common • Mistakes (mutations) lead to mutant strains of HIV • Most mutations are inconsequential or result in incompetent strains of HIV, but certain mutations confer resistance to currently available antiretroviral drugs (ARVs) • Administration of antiretrovirals in an insufficiently potent manner exerts reproductive pressure that selects for resistance-bearing strains which then become the majority strain of HIV in that patient How Drug Resistance Arises How drug resistance arises. Richman, DD. Scientific American , July 1998 How does resistance develop? Continuation of a failing ART regimen after early resistance has developed selects for expansion of resistance How does resistance develop? Poor Adherence Drug Resistance Regimen Failure How does resistance develop? Social/personal issues Regimen issues Toxicities Poor potency Wrong dose Host genetics Poor adherence Poor absorption Insufficient drug level Rapid clearance Viral replication in the presence of drug Poor activation Drug interactions Resistant virus True or False? The patients with the lowest levels of adherence are the most likely to develop resistance to their ARVs Resistance What is the relationship between adherence and resistance? 1 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 0 10 20 30 40 50 60 70 75 Adherence 80 85 90 95 100 What is the relationship between adherence and resistance? Harrigan, JID, 2005 • Prospective, observational study • N = 1191 • Predictors of resistance – High baseline VL – Good (not great) adherence Is Resistance Becoming More Common? Prevalence of resistance among recently-infected patients at San Francisco General Hospital % of resistant isolates 25 NRTI any NNRTI any PI any primary two classes three classes 20 15 10 5 0 1996-97 1998-99 JAMA. 2002 Jul 10;288(2):181-8. 2000-01 Is Resistance Becoming More Common? Recently Infected, ART Naïve, United States Little SJ, Holte S, Routy JP, et al. N Engl J Med. 2002;347:385-94 How do we test for resistance? 1. Genotype 2. Phenotype 3. Virtual Phenotype HIV Life Cycle HIV Nucleoside Analogues (NRTIs) Reverse Transcriptase RNA DNA Nucleus Host Cell Non-Nucleosides (NNRTIs) Protease Inhibitors (PIs) Genotypic Resistance Assay • Sequences relevant portions of the HIV genome coding for Reverse Transcriptase and Protease enzymes • Detects and reports variations in the sequences of these genes that are known or suspected to confer antiretroviral resistance Codon Mutation AAA GAC AGT AAA AAC AGC Lys Asp Ser Lys Asn Ser Adapted from Winters. Reviewed in Wilson. AIDS Read 2000;10:469. Silent Mutation M184V M = Methionine 184 = the codon # V = Valine A mutation at codon #184 in the gene Reverse Transcriptase codes for a Valine residue where normally a Methionine residue is found. Reverse Transcriptase Mutations Selected by NRTIs (Wild Type) AZT M D K 41 1 (Mutant) 67 L L 70 210 215 W N R K ddI YF Q 560 184 74 R 219 M L 65 TK V V T ddC 65 184 74 69 D V E 3TC 44 118 184 I D VI V d4T 41 67 70 75 210 215 219 210 219 TMSA Y ABC 41 65 67 70 74 115 184 F Mutation Clinical significance under investigation Adapted from D’Aquila. Topics in HIV Medicine 2001;9(2):31. 215 V Selected in vitro Reverse Transcriptase Mutations Selected by NNRTIs L KV V NVP Y 106 108 100 103 181 I NAI 1 Y G CI C LH 188 190 A 560 P DLV 103 236 181 L C P EFV 100 103 108 188 190 L SA Mutation Adapted from D’Aquila. Topics in HIV Medicine 2001;9(2):31. 225 H Protease Mutations Selected by PIs L 10 IDV 1 L K 20 IRV V 24 32 I MR 36 I I M M 46 AG 54 I I 73 77 71 V V I V VT SA 82 L 84 90 99 M I AFTS V L RTV 10 32 20 33 36 46 F 54 IL 71 77 82 84 90 71 73 77 82 84 90 VL G SQV 10 48 54 V S A D NFV 10 30 FI N 36 46 71 I APV 10 32 LPV/RTV 10 I V 20 24 84 88 90 D I 47 46 FIRV 82 AFTS IL N 77 46 V 84 54 50 VM F 53 L 54 63 L Primary Adapted from D’Aquila. Topics in HIV Medicine 2001;9:31. Secondary 71 P 82 84 90 Interpretation of the results: what are the clinical implications of these mutations in terms of resistance to antiretroviral agents? Interpretation of the Genotypic Resistance Assay • The genotype report typically includes an interpretation of the clinical implications of the identified mutations • However: – The exact significance of many mutations remains controversial – Interactions between mutations further complicate estimation of the clinical impact of a given set of mutations – Interpretation of genotypic resistance assays is not standardized across different laboratories – Assays will not detect minority resistant strains (less than 1020% of the viral population) Phenotypic Resistance Testing • Tests viability of a synthetic version of the patient’s HIV in the presence of antiretroviral agents • Similar to traditional bacterial antibiotic susceptibility assays • Results reported as foldchange in susceptibility to antiretroviral agents Inhibition of Viral Replication (%) Phenotype Resistance Testing 100 Fold Resistance 50 Wild-type strain Mutant strain 0 IC50 IC50 Drug Concentration Reviewed in Wilson. AIDS Read 2000;10:469. PhenoSense HIV Patient Report PhenoSense™ HIV Report Which Resistance Assay is Better? Pros Cons Genotypic assay • More clinical experience and evidence of clinical utility • Less expensive (~$400) • Results available in 1-2 weeks • Results difficult to interpret • Does not directly measure net effect of multiple mutations Phenotypic assay • Simpler to interpret • Clinically relevant thresholds • More directly estimates net of resistance not yet determined effect of multiple mutations for many agents • Less evidence of clinical utility • More expensive (~$1000) • Results in 3-4 weeks Does the use of resistance assays improve clinical results? Published Randomized Controlled Trials of Resistance Testing Study (year published) VIRADAPT (1999) CPCRA 046 (2000) Havana (2002) ARGENTA (2002) VIRA3001 (2002) Narval (2002) Study Arms Conclusions Genotype + expert advice vs usual care (no expert advice) Genotype + expert advice vs usual care (no expert advice) Genotype +/- expert advice vs usual care (+/- expert advice) Genotype + expert advice vs usual care (+ expert advice) Phenotype (no expert advice) vs usual care (no expert advice) Genotype (no expert advice) vs phenotype (no expert advice) vs usual care (no expert advice) Genotype with expert advice better than usual care without expert advice Genotype with expert advice better than usual care without expert advice Genotype and expert advice each helpful; genotype with expert advice resulted in best clinical outcomes Genotype with expert advice not significantly better than standard of care + expert advice Phenotype without expert advice better than usual care without expert advice No signficant advantage of genotype or phenotype over usual care Havana Results: % of Patients with HIV-1 RNA <400 copies/mL 100 (ITT) No G No Expert Op. 80 60 40 P = .0206 P = .00132 No G Expert Op. G No Expert Op. G Expert Op. 20 0 BL wk 12 NO G, NO Expert (N = 77) NO G, Expert (N = 67) G, NO Expert (N = 69) G, Expert (N = 65) Tural. 40th IACAC; 2000; Toronto. Presentation LB-10. wk 24 36.4% 49.3% 46.4% 69.2% Expert Consultation Resources • National Clinicians’ Telephone Consultation Service (Warmline): 800-933-3413 • Internet: – http://hivdb.stanford.edu – www.hivresistance.com • Others? The Virtual Phenotype Genotype HIV Access Data RT Proteas e Virtual Phenotype Wild-type HIV Resistant HIV Illustration by David Spach, MD Genotype & Phenotype Data The Virtual Phenotype Sample report When Should a Resistance Assay be Ordered? Antiretroviral Resistance Testing: Guidelines for Implementation Clinical Setting/ Recommendation Rationale Recommended: •Virologic failure during ART Determine role of resistance in drug failure and maximize the number of active drugs in the new regimen •Suboptimal suppression of viral load Determine the role of resistance in drug failure and maximize the number of active drugs in the new regimen (VL) after initiation of ART Determine if resistant virus was transmitted; select •Acute (primary) HIV infection regimen accordingly •Chronic HIV infection before Assays may not detect minor resistant species, but some starting ART resistance mutations may persist for years. Consider testing early after diagnosis of HIV infection. Usually not recommended: •After discontinuation of drugs •Plasma VL <1,000 copies/mL Resistance mutations may become minor species in the absence of selective drug pressure Resistance assays unreliable if VL is low Adapted from DHHS, Antiretroviral Guidelines, October 6, 2005 Antiretroviral Therapy: Virologic Failure 100000 Medications Started HIV RNA 10000 1000 100 50 10 50 Time Illustration by David Spach, MD Antiretroviral Therapy: Failure to Suppress 100000 Medications Started HIV RNA 10000 1000 100 50 10 50 Time Illustration by David Spach, MD Time Trends in Primary HIV-1 Genotypic Drug Resistance Among Recently Infected Persons % of resistant isolates 25 NRTI any NNRTI any PI any primary two classes three classes 20 15 10 5 0 1996-97 1998-99 JAMA. 2002 Jul 10;288(2):181-8. 2000-01 Antiretroviral Resistance Testing: Guidelines for Implementation Clinical Setting/Recommendation Recommended Virologic failure during HAART Rationale Determine the role of resistance in drug failure and maximize number of active drugs in a new regimen if indicated Suboptimal suppression of viral load after Determine the role of resistance and maximize initiation of HAART number of active drugs in new regimen Acute (Primary) HIV Infection Consider Chronic HIV infection prior to initiation of HAART Not Generally Recommended After discontinuation of drugs Plasma viral load < 1000 copies/mL Determine if drug resistant virus was transmitted and design initial regimen accordingly Minor drug-resistant species might not be detected, but consider testing if significant probability that patient may have been infected with a drug-resistant virus Resistant quasispecies tend to become minor species in the absence of selective drug pressure, making detection by current assays unlikely Current assays unreliable at low viral loads DHHS. Antiretroviral Guidelines, July 14, 2003, Table 3. Antiretroviral Resistance Testing: Guidelines for Implementation Clinical Setting/ Recommendation Rationale Recommended: •Virologic failure during ART Determine role of resistance in drug failure and maximize the number of active drugs in the new regimen •Suboptimal suppression of viral load Determine the role of resistance in drug failure and maximize the number of active drugs in the new regimen (VL) after initiation of ART Determine if resistant virus was transmitted; select •Acute (primary) HIV infection regimen accordingly Consider: •Chronic HIV infection before starting ART Usually not recommended: •After discontinuation of drugs •Plasma VL <1,000 copies/mL Assays may not detect minor resistant species, but consider if significant probability of transmitted drugresistant virus Resistance mutations may become minor species in the absence of selective drug pressure Resistance assays unreliable if VL is low Adapted from DHHS, Antiretroviral Guidelines, October 6, 2005 Reversion to Predominant Wild-Type Virus After Discontinuing ART Illustration by David Spach, MD Drug resistance is Significantly Correlated with Reduction in Replication Capacity Wrin T, et al. 5th International Workshop on HIV Drug Resistance and Treatment Strategies. Scottsdale, AZ: June 2001 (Abstract 24) Resistance What is the relationship between adherence and resistance? 1 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 0 10 20 30 40 50 60 70 75 Adherence 80 85 90 95 100 Antiretroviral Resistance Testing: Guidelines for Implementation Clinical Setting/ Recommendation Rationale Recommended: •Virologic failure during ART Determine role of resistance in drug failure and maximize the number of active drugs in the new regimen •Suboptimal suppression of viral load Determine the role of resistance in drug failure and maximize the number of active drugs in the new regimen (VL) after initiation of ART Determine if resistant virus was transmitted; select •Acute (primary) HIV infection regimen accordingly •Chronic HIV infection before Assays may not detect minor resistant species, but some starting ART transmitted resistance mutations may persist for years. Consider testing early in the course of HIV infection. Usually not recommended: •After discontinuation of drugs •Plasma VL <1,000 copies/mL Resistance mutations may become minor species in the absence of selective drug pressure Resistance assays unreliable if VL is low Adapted from DHHS, Antiretroviral Guidelines, May 4, 2006 Persistence of Resistant Strains Following Primary HIV Infection • 11 subjects with primary HIV infection who deferred ART and who had at least one major drug resistance mutation identified at presentation, followed with serial resistance assays. – – – – 7 subjects with NNRTI resistance 2 with NRTI and PI resistance 1 with NNRTI and PI resistance 1 with resistance to all three classes of drugs • NNRTI resistance was lost slowly: the average time to reversion of 103N variants to mixed 103N/K populations was 196 days following the estimated date of infection (153 to 238 days, 95%CI). • PI resistance was not lost at all: In the 4 patients with protease resistance mutations, no reversion was detected at 64, 191, 327, and 342 days after infection. • Complete reversion of genotypic resistance was observed in only one patient, at 1019 days after infection. Little SJ. 11th CROI, February 2004, Abstract 36LB Persistence of Resistant Strains Following Primary HIV Infection N = 6 patients infected with resistant strains of HIV; none reverted to wild-type over the course of several months of observation Barbour JD et al. AIDS: Volume 18(12) 20 August 2004 pp 1683-1689 Persistence of Resistant Strains after Primary HIV Infection? Illustration by David Spach, MD Persistence of Some Resistant Strains after Primary HIV Infection? Illustration by David Spach, MD Testing for Antiretroviral Drug Resistance: Conclusions • The proportion of new HIV infections that involve resistant strains tends to increase with increasing availability of ART • Initial ART is more likely to fail in patients with a resistant strain • In patients treated with ART, resistance mutations, especially those affecting the NNRTIs and PIs, have been found to persist for up to two years after discontinuation of ART • Resistance testing is becoming more common in chronicallyinfected patients in North America who acquired their infection in the past few years What if you cannot obtain a resistance assay for your patient who is failing therapy? Empiric sequencing of ART regimens Empiric design of salvage regimens for patients failing ART: key considerations • The genotypic barrier to resistance varies across different antiretroviral agents – For some ARVs, a single mutation can induce high-level resistance (e.g., lamivudine, efavirenz, nevirapine) – For other ARVs, resistance generally does not develop until multiple mutations accumulate (eg, AZT, stavudine, tenofovir) Empiric design of salvage regimens for patients failing ART: key considerations • The phenotypic barrier to resistance can vary for different ARVs as well – High serum levels can help to prevent or even overcome resistance mutations • Ritonavir boosting of protease inhibitors will increase their phenotypic barrier to resistance – PIs, like many medications, are metabolized in the liver by the cytochrome P450 enzyme complex – Ritonavir inhibits this complex, thereby boosting serum levels of co-administered PIs – Low doses of ritonavir can be used to increase the potency and simplify the dosing of PI-based regimens An Example of Ritonavir Boosting: Indinavir/Ritonavir BID PK Study 10,000 IDV/RTV q12h: 800/200 High-fat Meal Indinavir Plasma Concentration (nM) 800/100 High-fat Meal 1,000 400/400 High-fat Meal IDV q8h: 800 mg Fasted 100 0 2 4 6 8 Time after dose (hours) 10 12 6th Conference on Retroviruses and Opportunistic Infections; 1999. Abstract 362. Implications of varying genotypic and phenotypic barriers to resistance • Resistance develops initially to NNRTIs (efavirenz, nevirapine) and lamivudine • If treatment is continued, resistance can subsequently develop to other NRTIs such as AZT, stavudine, didanosine, abacavir, tenofovir • Protease inhibitors: – Variable, but generally resistance develops more slowly than to lamivudine and NNRTIs – Ritonavir boosting significantly delays development of resistance to protease inhibitors Havana Results: % of Patients with HIV-1 RNA <400 copies/mL 100 (ITT) No G No Expert Op. 80 60 40 P = .0206 P = .00132 No G Expert Op. G No Expert Op. G Expert Op. 20 0 BL wk 12 NO G, NO Expert (N = 77) NO G, Expert (N = 67) G, NO Expert (N = 69) G, Expert (N = 65) Tural. 40th IACAC; 2000; Toronto. Presentation LB-10. wk 24 36.4% 49.3% 46.4% 69.2% Should we discuss resistance with patients? Factors Associated with Higher Levels of Adherence • • • • • Twice-daily or once-daily regimens1,4 Belief in own ability to adhere to regimen1 Not living alone2 Dependent on a significant other for support2 History of opportunistic infection or advanced HIV disease3 1. Eldred L, et al, J Acquir Immune Defic Syndr Hum Retrovirol 1998;18:117-125. 2. Morse EV et al, Soc Sci Med 1991;32:1161-1167. 3. Singh N, et al, AIDS Care 1996;8:261-269. 4. Stone VE, et al. JAIDS 2001; 28:124-131. Factors Associated with Higher Levels of Adherence • Belief in efficacy of antiretroviral therapy • Belief that non-adherence will lead to viral resistance Wenger N, et al. 6th Conference on Retroviruses and Opportunistic Infections, 1999; Chicago. Abstract 98. Teaching the concept of resistance to patients A cartoon metaphor How Resistance Develops to HIV This is the virus known as HIV. The only thing that matters to him in his short, nasty life is to destroy T-Cells. To do this, he must somehow get over this wall. The wall is created by taking anti-HIV medications. When the medicines are taken correctly, the virus is unable to climb over the wall to get to your T-cells. Sometimes the Wall Comes Down When you forget to take your evening dose, or only take 2 of your anti-HIV medicines, the strong wall comes down. The virus breaks free and is able to get over the wall. When he gets to the other side, he discovers a way to get over the wall in the future. This is called resistance. He finds a spring that will give him a little more bounce. The Wall Goes Back Up When you start taking the medicine regularly again, the wall goes back up. Sometimes, it’s too late and the virus uses the spring to jump over the wall. At this point, it is a resistant virus The drugs may not be able to keep the wall high enough to stop the springing virus. Lessons to Be Learned It is better to not take anti-HIV drugs at all than to take them only some of the time. If you think you may be missing doses often, please tell your health care provider or pharmacist! We promise not to tell your mother. Antiretroviral Resistance Summary & Conclusions Summary & Conclusions • Resistance develops in the setting of an inadequately suppressive ART regimen • Educating patients about resistance may promote better adherence • For the patient who is failing therapy: – Revisit adherence issues – Consider obtaining a resistance assay – Resistance assay results need to be interpreted with caution, and ideally with expert assistance – Salvage regimens can be designed empirically without the assistance of a resistance assay Cases In which of these situations is resistance testing clearly indicated? • A 28 yo male just diagnosed with acute HIV infection • A 38 yo woman on d4T/3TC/indinavir who had enjoyed full virologic suppression but whose last two HIV viral loads were 72 and 110 copies/mL • A 41 yo man on AZT/3TC/nelfinavir whose last three viral loads were 256, 865, and 1838 copies/mL • A 35 yo woman with a history of spotty adherence and a viral load of 20,000 copies/mL while on d4T/3TC/efavirenz one year ago. She discontinued all antiretrovirals shortly thereafter, but now wants to restart ART and appears highly motivated. In which of these situations is resistance testing clearly indicated? • A 28 yo male just diagnosed with acute HIV infection • A 38 yo woman on d4T/3TC/indinavir who had enjoyed full virologic suppression but whose last two HIV viral loads were 72 and 110 copies/mL • A 41 yo man on AZT/3TC/nelfinavir whose last three viral loads were 256, 865, and 1838 copies/mL • A 35 yo woman with a history of spotty adherence and a viral load of 20,000 copies/mL while on d4T/3TC/Efavirenz one year ago. She discontinued all antiretrovirals shortly thereafter, but now wants to restart HAART and appears highly motivated. Case 1 • A 33 yo woman with a baseline CD4 count of 260 cells/mm³ and a viral load of 90,000 copies/mL initiates ART with a regimen of d4T/ddI/nelfinavir. She achieves virologic control with a viral load <50 copies/mL and her CD4 count rises to 420. • 6 months later, she develops pancreatitis; 3TC is substituted for ddI, and her viral load remains <50 copies/mL on d4T/3TC/nelfinavir • 4 months later her viral load rises to 25,000 copies/mL, and her CD4 count drops to 320. Case 1: Figure Viral Load (copies/mL) Initiate ART 100000 90000 80000 70000 60000 50000 40000 30000 20000 10000 50 0 Genotype ordered Pancreatitis; lamivudine substituted for didanosine 30 mos 24 mos 18 mos 12 mos 6 mos ago ago ago ago ago Viral Load 1 mo ago Case 1 continued • You order a genotypic resistance assay, which reveals the following mutations: – Reverse transcriptase: M184V – Protease: D30N • Which of the following regimens is/are reasonable options for this patient? – – – – ddI/abacavir/efavirenz AZT/3TC/nevirapine d4T/abacavir/ritonavir/saquinavir d4T/tenofovir/efavirenz Case 1 continued • You order a genotypic resistance assay, which reveals the following mutations: – Reverse transcriptase: M184V – Protease: D30N • Which of the following regimens is/are reasonable options for this patient? – – – – ddI/abacavir/efavirenz AZT/3TC/nevirapine d4T/abacavir/ritonavir/saquinavir d4T/tenofovir/efavirenz Case 2 • A 37 yo male initiated ART 5 years ago • Initial regimen: AZT/ddI/nevirapine • Responded well initially with VL drop to undetectable, rise in CD4 from 240 to 400 cells/mm³ • However, experienced virologic failure within one year with rise in viral load to 12,000 copies/mL • Regimen changed to d4T/3TC/indinavir; change made without using a resistance assay Case 2 continued • He again achieved an undetectable viral load, on his new regimen of d4T/3TC/indinavir • 6 months ago lost to follow-up • One month ago returned to clinic, describing recent depression and spotty adherence (both of which improved in past month) • labs reveal CD4=320, viral load=10,000. Case 2 continued Failed AZT/ddI/nevirapine in remote past • You order a genotypic resistance assay while he is still taking d4T/3TC/indinavir, which reveals: – Reverse transcriptase: M41L, M184V, T215Y – Protease: I84V • Which regimen(s) would you recommend? – – – – – ddI/nevirapine/nelfinavir AZT/3TC/tenofovir/lopinavir+ritonavir AZT/tenofovir/efavirenz d4T/abacavir/ritonavir/saquinavir AZT/d4T/lopinavir+ritonavir Case 2 continued • You order a genotypic resistance assay while he is still taking d4T/3TC/indinavir, which reveals: – Reverse Transcriptase: M41L, M184V, T215Y – Protease: I84V • Which regimen(s) would you recommend? – – – – – ddI/nevirapine/nelfinavir AZT/3TC/tenofovir/lopinavir+ritonavir AZT/tenofovir/efavirenz d4T/abacavir/ritonavir/saquinavir AZT/d4T/lopinavir+ritonavir Extra slides How much resistance is out there? • 89 diagnostic and clinical sites in 6 U.S. states • 828 newly diagnosed patients, 95% genotyped • Overall prevalence of resistance was 14.5% Prevalence of resistance among new 787 HIV diagnostic specimens from 899 sites in six states Categories Any drug class: RTI or primary PI Participants with HIVDR 114 (14.5%) NRTI 56 (7.1%) NNRTI 66 (8.4%) PI 22 (2.8%) Two or more drug classes 24 (3.1%) Underwood M et al. 12th CROI; 2005, Boston. #674.