Disinfection Byproducts in Drinking Water and Human Health Dave Reckhow University of Massachusetts Amherst 2009 GRC on Water Disinfection By-Products Outline DBP Discovery – What’s new? – – Iodo compounds N-DBPS Focus on reactions with free chlorine, including comments on other disinfectants Reactivity of Specific Nitrogenous Constituents – – – Complementary approaches Amino Acids Amines, Purines & Pyrimidines Others What next? Initial products & End products 2007 John #1: Dr. John Snow 1813-1858 Cholera – – First emerged in early 1800s 1852-1860: The third cholera pandemic Snow showed the role of water in disease transmission – 3 London’s Broad Street pump (Broadwick St) Miasma theory was discredited, but it took decades to fully put it to rest Soho, Westminster 4 Picadilly Circus John #2: Dr. John L. Leal Jersey City’s Boonton Reservoir Leal experimented with chlorine, its effectiveness and production – George Johnson & George Fuller worked with Leal and designed the system (1908) “Full-scale and continuous implementation of disinfection for the first time in Jersey City, NJ ignited a disinfection revolution in the United States that reverberated around the world” 5 1858-1914 M.J. McGuire, JAWWA 98(3)123 Leal on chlorine “the practical application of the use of bleach (chlorine) for the disinfection of water supplies seems to me to be a great advance in the science of water purification. It is so cheap, so easy and quick of application, so certain in its results, and so safe, that it seems to me to cover a broader field than does any other system of water purification yet used.” – 6 John L. Leal, 1909 Chlorination 1-2 punch of filtration & chlorination Greenberg, 1980, Water Chlorination, Env. Impact & Health Eff., Vol 3, pg.3, Ann Arbor Sci. US Death Rates for Typhoid Fever 7Melosi, 2000, The Sanitary City, John Hopkins Press John #3: Johannes J. Rook Short Biography – Education – PhD in Biochemistry: 1949 Work experience Technological Univ., Delft (~‘49-’54) – 8 Laboratory for Microbiology Lundbeck Pharmaceuticals in Copenhagen, (~’55-?) Noury Citric acid Factory (in Holland) Amstel Brewery Rotterdam Water Works by 1963, chief chemist (1964-1984). 1984-1986; Visiting Researcher at Lyonnaise des Eaux, Le Pecq. – Early Research 1955, Microbiological Deterioration of Vulcanized Rubber – Applied Micro. 1964, secured funds for a GC at Rotterdam – Carlo Erba with gas sample loop John Rook & DBPs Major Contributions – Brought headspace analysis from the beer industry to drinking water – Found trihalomethanes (THMs) in finished water – – – 9 T&O problems Carcinogens !?! Published in Dutch journal H2O, Aug 19, 1972 issue Deduced that they were formed as byproducts of chlorination Proposed chemical pathways Rook, 1974, Water Treat. & Exam., 23:234 Reactions with Disinfectants: Chlorine Oxidized NOM and inorganic chloride •Aldehydes The Precursors! HOCl + natural organics (NOM) Chlorinated Organics •TOX •THMs •HAAs The THMs Br Cl Cl C H Cl Chloroform 10 Cl C Br Br H Cl Bromodichloromethane Br C H Cl Chlorodibromomethane Br C H Br Bromoform The Haloacetic Acids HAA5 & HAA6 include the two monohaloacetic acids (MCAA & MBAA) plus One Br Cl of the trihaloacetic acids: – Cl C Cl COOH COOH Br C Cl Cl Trichloroacetic Acid C 11 11 Tribromoacetic Acid HAA6 only H C Br And 2 or 3 of the dihaloacetic acids COOH Cl Dichloroacetic Acid (DCAA) H C Br COOH Cl Bromochloroacetic Acid COOH Br Chlorodibromoacetic Acid Cl – Br C COOH Cl Bromodichloroacetic Acid (TCAA) Br Br H C COOH Br Dibromoacetic Acid Haloacetonitriles Others that are commonly measured, but not regulated include the: Br – Dihaloacetonitriles Br Cl H C C N H Cl Cl Dichloroacetonitrile (DCAN) C N C Trihaloacetonitriles Bromochloroacetonitrile (BCAN) Cl C C N Cl Trichloroacetonitrile 12 12 C C N Br Cl – H (TCAN) Dibromoacetonitrile (DBAN) Halopropanones Cl O H C C H C etc. H H Cl As well as the: 1,1-Dichloropropanone – dihalopropanones (DCP) Cl O H Cl C H 1,1,1-Trichloropropanone 13 H Cl C C C C H –Ctrihalopropanones Cl 13 Br O (TCP) Cl H H 1,1,1-Bromodichloropropanone etc. DBPs: Formation in Plant Nitrosamines Trihalomethanes Haloacetic Acids 160 Precursors DBPs 140 DBPs (ug/L) 120 100 80 60 40 20 0 Cl2 Coagulant Cl2 Settling 14 Dave Reckhow, UMass-Amherst Filtration NH3 Dist. Sys. Epidemiology Bladder Cancer – Other Cancers – – – Neural tube defects Miscarriages & Low birth weight Cleft palate Other – – 15 Rectal, colon Reproductive & developmental effects – DBPs linked to 9,300 US cases every year Kidney & spleen disorders Immune system problems, neurotoxic effects 137,000 at risk in US? National Distribution 241,000,000 people in US are served by PWSs that apply a disinfectant High THMs are levels of at least 80 ppb over a 3 month average 16 Gray et al., 2001 [Consider the Source, Environmental Working Group report] Hunting for the bad DBPs Observational/empirical – – Multifaceted analysis of treated waters Companion toxicity testing Deductive/theoretical – – Postulate DBPs from known NOM substructures Exploit Structure-toxicity models Also allows us to probe NOM contributions to regulated DBPs THMs, THAAs The DBP Iceberg DHAAs ICR Compounds 50 MWDSC DBPs ~700 Known DBPs Susan Richardson Halogenated Compounds Non-halogenated Compounds Stuart Krasner GAC Adsorption Total Organic Halogen Pyrolysis Oven Standard Methods; USEPA Method #1650 Activated Carbon Adsorption & Pyrolysis & Microcoulometric Detection of halide Extended Method for TOCl, TOBr, TOI Trap gases & ion chromatography – 19 Microcoulometric Cell (e.g., Hua & Reckhow, 2008) The TOX Pie Data from the Mills Plant (CA) August 1997 (courtesy of Stuart Krasner) THMs 20% Haloacetonitriles 2% Unknown organic Halogen 63% HAA5 10% Chloral Hydrate 1% Bromochloroacetic Acid 3% Halonitromethanes Haloketones TOX Distribution of Newport News Water NH2Cl (66 g/L) Cl2 (543 g/L) THM 27.6% UTOX 54.9% HAA 15.4% HAN 1.1% HK 1.0% CP 0.1% O3/Cl2 (395 g/L) THM 25.2% UTOX 56.6% HAA 14.4% UTOX 80.2% ClO2 (39 g/L) THM 2.1% HAN 0.3% HK 1.8% HAA CP 15.4% 0.2% UTOX 80.3% THM 1.8% HAN 0.2% HK 0.4% HAA 17.3% CP 0.0% O3/NH2Cl (56 g/L) HAN 0.6% HK 2.3% CP 0.8% THM 2.0% HAN 0.2% UTOX 84.0% HAA 11.2% HK 2.2% CP 0.4% Hua & Reckhow, 2007 MW Distribution of Unknown TOX MW>10K 3K<MW<10K 100 0.5K<MW<3K MW<0.5K Substantial overestimation of MW due to charge effects Percentage(%) 80 60 40 20 0 A B C D O3/NH2Cl O3/NH2Cl O3/ClO2 NH2Cl E F Cl2 Cl2 Hua & Reckhow, 2007 Chlorine & Ozone produce iodate IO3- CHCl2I 40 CHClI2 400 30 300 CHBrI2 CHI3 20 200 10 100 0 IO3- (g/L) I-THM (g/L) CHBrClI CHBr2I 0 Cl2 O3/Cl2 NH2Cl O3/NH2Cl ClO2 Cambridge MA Water, DOC: 4.2 mg/L, I: 200 g/L Hua & Reckhow, 2007 Iodinated TOX (TOI) Cambridge MA Water, DOC: 4.2 mg/L, I: 200 g/L Concentration (g Cl/L) 500 TOCl TOI 400 300 TOI : NH2Cl > ClO2 > Cl2 > O3 200 100 0 O3 Cl2 O3/Cl2 NH2Cl O3/NH2Cl ClO2 Hua & Reckhow, 2007 Regulated DBP as surrogates 2D Graph 1 140 120 EPA’s ICR Database TTHM (g/L) 100 80 60 40 20 0 0 100 200 Unknown TOX (g/L) 300 400 Organic Chloramines Stable N-chloroaldimine from amino acids – Pathway favored at lower pHs Half-life of 35-60 hrs @pH 7-8 Boning Liu PhD student Conyers & Scully, 1993 [ES&T 27:261] Median C/N ratio (15) TOX pie revised NX 0.5 TON Organic Chloramines NX 0.2 TON THMs 20% Unknown organic Halogen 63% Haloacetonitriles 2% HAA5 10% Chloral Hydrate 1% Bromochloroacetic Acid 3% Halonitromethanes Haloketones Source: Who is really responsible? or 28 Watershed Origins Lake Algae Aquifer Sediment & Gravel in Lake Bed 29 Darleen Bryan’s study Leaching Experiments 30 White Pine White Oak Red Maple Algae as THM Precursors From: Plummer & Edzwald, 2001 – [ES&T:35:3661] Scenedesmus quadricauda ~25% from EOM Cyclotella sp. Algae 31 pH 7, 20-24ºC, chlorine excess Regulated DBP as surrogates 2D Graph 1 140 120 EPA’s ICR Database TTHM (g/L) 100 80 60 40 20 0 0 100 200 Unknown TOX (g/L) 300 400 Watershed Origins Upper Soil Horizon Lower Soil Horizon Lake Litter Layer Algae Aquifer Sediment & Gravel in Lake Bed 33 33 Plant biopolymers Cellulose Lignin – – – – Phenyl-propane units Cross-linked Radical polymerization Ill defined structure Hemicellulose Terpeniods COOH Lignin Monomers Aromatic structures – – – OCH3 OH OH 4-Hydroxybenzoic acid Vanillic acid COOH CH3O OH Syringic acid 4-Hydroxybenzaldehyde CH3 CHO CO CH3O OCH3 CO OCH3 OH OH OH Vanillin 4-Hydroxyacetophenone Syringaldehyde COOH OCH3 OH CH3 CHO from CuO degradation Syringyl Vanillyl Cinnamyl CHO COOH OCH3 OH Acetovanilione COOH CH3 CO CH3O OCH3 OH OH 4-Hydroxycinnamic acid Acetosyringone OCH3 OH Ferulic acid Cl2 Demand TOX Unkn TOX 10.0 2.0 9.0 8.0 6.0 5.0 1.0 4.0 3.0 TOX Formation (M-Cl/M-compound) Chlorine Demand (M/M-compound) 1.5 7.0 4-hydroxy benzenes 0.5 2.0 1.0 0.0 0.0 4-hydroxy benzoic acid 4-hydroxy benzaldehyde 4-hydroxy acetophenone TTHM THAA DHAA DHAN Unkn TOX TOX Speciation COOH CHO CH3 CO OH OH OH Among the most reactive structures tested Alkali CuO oxidation Method Oven method: Hedges and Ertel (1982) – – 1g CuO, 25-100 mg FAS, 7 mL NaOH 170 oC in oven for 3 hours Microwave method: Goni (1998) – – 500 mg CuO, 50 mg FAS, 15 ml 2N NaOH 150 oC in microwave for 90 min Mining the literature to postulate “new” DBPs Chloro-substitution of the benzene ring and followed decarboxylation: Chlorination of phydroxybenzoic acid based on Larson and Rockwell (1979). “A” represents electrophilic aromatic substitution, “B” is oxidative H decarboxylation HO HO O O O OH H HO HO O O O O H H A B HO O O HO O HO O O Cl A H Cl O O Cl Cl OH H Cl OH 1 3 H B B Cl Cl Cl Haloquinones are likely intermediates A A Cl OH 2 OH 4 Cl Cl OH 5 Cl Cl OH Cl PAHA II Cl Cl H – – Halohydroxydienoic acids TCAA Cl Cl O 5 H HO Fill in missing steps by analogy Cl OH O Cl Cl O Cl C C Cl3C C HC Cl HO H H C C O Cl3C C O H Cl C HC O C Cl Cl 6 HCl HO Cl HO O C C Cl3C C HC HO H Cl OH Cl C C O Cl3C C O H Cl C HC O C Cl Cl 7 H Cl Cl O C C HC Cl C Cl HO H O Cl3C O C C HC H 2O Cl3C C Cl HO COOH H Cl C O Cl Cl O Nitrogenous Biopolymers Why focus on these? – – – – Nitrogenous organics are generally quite reactive N-DBP formation can be enhanced by chloramination Some evidence that they are major contributors to adverse human health effects of DBPs Relatively little is known about N-DBPs Key suspects – – – Amino Acids & Proteins Nucleic Acids, Pyrimidines & Purines Others (e.g., porphyrins) Organic Nitrogen Abundance Ratio to carbon – Redrawn from Westerhoff & Mash, 2002 60 50 DOC/DON (mg-C/mg-N) 40 30 27 20 15 8.2 10 0 0 10 20 30 40 50 Percentile 60 70 80 90 100 N-DBPs we know about: end products Certain to come from N-organics when using free chlorine CNCl & CNBr Major types: – – – Cyanogen Halides Haloacetonitriles Halonitromethanes Cl Dichloroacetonitrile H C C N Cl Bromochloroacetonitrile (BCAN) NO Chloropicrin (CHP) C N Br H C C N Br Dibromoacetonitrile (DBAN) Cl Cl 9 species H C (DCAN) Cl Cl C Br Cl Cl C 2 Special focus on these compounds because of large data set C N Cl Trichloroacetonitrile (TCAN) Occurrence DHANs are typically 10% of THM level Krasner et al., 2002 [WQTC] – 12 plant survey ICR (mean for all) – – – HAN4: 2.7 µg/L CP: <0.5 µg/L CNCl: 2.1 µg/L 10-6 44 10-5 Haloacetamides Haloacetonitriles Halonitromethanes BNM DBCNM BCNM 10-4 Not Genotoxic: DCAA, TCAA, BDCAA, Dichloroacetamide, 3,3-Dibromopropenoic Acid, 3-Iodo-3-bromopropenoic Acid, 2,3,3,Tribromopropenoic Acid 10-3 CNM Dichloroacetonitrile Chloroacetamide CDBAA EMS +Control Trihloroacetamide 2-Iodo-3-bromopropenoic Acid Bromate 2,3-Dibromopropenoic Acid 2-Bromobutenedioic Acid TBAA BIAA BCAA DBAA DIAA Dibromoacetamide Trichloroacetonitrile Chloroacetonitrile MX Tribromopyrrole DBNM DibromoacetonitrileIodoacetamide Iodoacetonitrile Bromoacetonitrile Bromoacetamide DBP Chemical Class Bromochloroacetonitrile 3,3-Bromochloro-4-oxopentanoic Acid CAA DCNM BAA Other DBPs BDCNM TBNM 3,3-Dibromo-4-oxopentanoic Acid TCNM Halo Acids IAA Work of Michael Plewa Genotoxicity Haloacetic Acids 10-2 Single Cell Gel Electrophoresis Genotoxicity Potency Log Molar Concentration (4 h Exposure) July 2006 Quantitative Structure-Toxicity Models Lowest Observed Adverse Effect Level 200 15 A l l Ha l o DB P s Ha l o n i t ri l e s 10 100 >0.01-1 >0.1-1 >1-10 >10-100 0 >100-1000 5 0 -1 Distribution of estimated chronic LOAELs, mg/kg day N umber of halonitriles AWWARF report by Bull et al., 2007 >1000 – N umber of halogenated D BPs H Cl C OCl k4 k1 H C Cl Chemical Degradation in Distribution Systems Accelerated by chlorine and base N k2 Cl C Cl OH DHAN DCAN H H2O N Cl C C fast OH H fast H2O Cl H NH C C Cl OH NCl C OH Cl Cl C O Cl N-Cl-DCAD anion fast pKa = 3.7 DCAD Cl N-Cl-DCAD H H NH2 C k1-1 H Cl C Cl Cl C C C S (+IV) O Cl NHCl Cl(+II) k1-2 OH OH O HOCl H NH2 C O Cl Cl fast fast NH3 Cl H O C C Cl DCAA Cl NHCl2 OH C NHCl C OCl OH N C OCl Proposed Rate Law for DCAN Hydrolysis and oxidation dC {k1 k 2 [OH ] k 3[Cl ( I )]}C dt k1 = 1.78 x10-7 ±0.35 x10-7 (s-1) k2 = 3.42 ±0.31 (M-1s-1) k3 = 1.30 x 10-1 ±0.08 x 10-1 (M-1s-1) DCAN half-life based on pH & HOCl DCAN Halflife 100 1 Hour 8 Hours Chlorine Residual (mg/L) 10 Minutes 1 Day – OCl- 10 3 Days At 20 C From Reckhow, Platt, MacNeill & McClellan, 2001 1 Week Degradation in DS observed to increase with increasing pH – 1 OH- H 2O 0.1 3 Weeks 6 7 8 9 pH 10 11 Aqua 50:1:1-13 ICR data: Obolensky & Frey, 2002 H Cl C – OCl k4 k1 H C Cl Formed from degradation of DCAN Readily halogenated N k2 Cl C Cl OH DCAD DCAN H H2O N Cl C C fast OH H fast H2O Cl H NH C C Cl OH NCl C OH Cl Cl C O Cl N-Cl-DCAD anion fast pKa = 3.7 DCAD Cl N-Cl-DCAD H H NH2 C Only exists as N-Cl-DCAD? k1-1 H Cl C Cl Cl C C C S (+IV) O Cl NHCl Cl(+II) k1-2 OH OH O HOCl H NH2 C O Cl Cl fast fast NH3 Cl H O C C Cl DCAA Cl NHCl2 OH C NHCl C OCl OH N C OCl DCAD Halflife 100 10 Minutes Chlorine Residual (mg/L) DCAD Stability 1 Hour 8 Hours 10 1 Day 3 Days 1 HOCl 1 Week 3 Weeks 0.1 6 6 7 7 8 8 pH 9 10 11 9 10 11 1 Hour 3 Days Reducing Conditions OH- 8 Hours 1 Week 3 Weeks 1 Day Organic Nitrogen Abundance Ratio to carbon – Redrawn from Westerhoff & Mash, 2002 60 50 DOC/DON (mg-C/mg-N) 40 30 27 20 15 8.2 10 0 0 10 20 30 40 50 Percentile 60 70 80 90 100 Organic-N: Types & Abundance Amino Acid Estimates in µg-N/L Classification 50%ile DON 99%ile 350 800 2000 Free AA 20 50 200 Combined AA 40 100 400 Nucleic acids 20 50 200 Amino Sugars 40 100 400 Humic-N 25 200 1000 From: Bull et al., 2006 [1] 90%ile Glycine Alanine Valine Isoleucine Leucine Serine Threonine Methionine Aspartic Acid Glutamic Acid Lysine Ornithine Arginine Histidine Asparagine Glutamine Tryptophan Phenylalanine Tryrosine SUM Abundance 11.7% 11.7% 5.2% 4.4% 5.6% 10.8% 7.0% 1.0% 10.2% 10.0% 1.6% 2.0% 7.4% 2.5% 0.4% 0.5% 2.5% 3.4% 2.2% 100.0% Based on an average of: Isle Bay water (Yamashita & Tanoue, 2003), Lake Biwa (Wu et al., 2003), and water column values, summer, from Thomas, 1997 52 Many N-halo products Reaction pathways R1=H R1 R4 X N H R1 N C R2 R3 R4 + X+ X R4 N C Nu Nu X R3 R2 X R3 R2 II I R2=H or COOH C R2=H or COOH HX (CO2) HX (CO2) R1=H R1 N General scheme for carbonyl and cyano formation from chlorination of amines, amino acids & related compounds – (adapted from Nweke and Scully, 1989, and Armesto et al., 1998). R4 X+ R3 Nu X N C III R4 C R3 IV R4=H NH2X HX R4 R1NH2 O C V N C R3 R3 Monohalamine Pathway Dihalamine Pathway VI GAC Adsorption Total Organic Halogen Pyrolysis Oven Standard Methods; USEPA Method #1650 Activated Carbon Adsorption & Pyrolysis & Microcoulometric Detection of halide Extended Method for TOCl, TOBr, TOI Trap gases & ion chromatography – 54 Microcoulometric Cell (e.g., Hua & Reckhow, 2008) Median C/N ratio (15) TOX pie revised NX 0.5 TON N-Halo Organics NX 0.2 TON THMs 20% Unknown organic Halogen 63% Haloacetonitriles 2% HAA5 10% Chloral Hydrate 1% Bromochloroacetic Acid 3% Halonitromethanes Haloketones Amino Acids Free, combined & “humic” From: “DBP Formation from Amino Acids and Proteins in NOM”, Kim & Reckhow, in preparation at er s Fu lv H yd Hu ic A H ro m ci yd ph ic d ro o A H ph bic cid yd ob A ro ic cid p N H hob eu s H ydr ic tra yd op B l ro hi as p l e H hili ic A s yd c c ro Ne ids ph u ilic tra Ba ls se s M et As hio pa ni rti ne c ac Ly id s Ar ine gi H nin As istid e pa in r e G agi lu n Tr tam e Ph ypt ine en op yla ha la n Ty nine ro C sine ys te C ine ys tin e W Chlorine Demand (mg/mg-C) More reactive than most NOM ea k ho le W W Amino Acids: Chlorine Demand 2D Graph 1 12 10 Aquatic NOM Fractions Selected Amino Acids 8 6 4 2 0 Precursor Classic Mechanism Isoleucine 2 Pathways – – Formation of nitriles with excess chlorine Formation of aldehydes with under-chlorination Froese, Kenneth L., Wolanski, Alina, and Hrudey, Steve E. “Factors Governing Odorous Aldehyde Formation as Disinfection ByProducts in Drinking Water”. Water Research 33[6], 1355-1364. 1999. Aldehyde Nitrile Fu lv H yd Hu ic A H ro m ci yd ph ic d ro o A H ph bic cid yd ob A ro ic cid p N H hob eu s y H dr ic tra yd op B l ro hi as p l e H hili ic A s yd c c i ro Ne ds ph u ilic tra Ba ls se s M et As hio pa ni rti ne c ac Ly id s Ar ine gi H nin As istid e pa in r e G agi lu ne Tr tam Ph ypt ine en op yla ha la n Ty nine ro C sin ys e te C ine ys tin e ea k Asparagine at er s W Histidine W Aspartic acid ho le Dihaloacetic Acid Formation (g/mg-C) W Dihaloacetic Acid 2D Graph 1 400 350 300 250 200 150 100 387 Aquatic NOM Fractions Selected Amino Acids 89 Precursor 115 60 55 50 45 40 35 30 25 20 15 10 5 0 W Fu lv H yd Hu ic A H ro m ci yd ph ic d ro o A H ph bic cid yd ob A ro ic cid p N H hob eu s y H dr ic tra yd op B l ro hi as p l e H hili ic A s yd c c ro Ne ids ph u ilic tra Ba ls se s M et As hio pa ni rti ne c ac Ly id s Ar ine gi H nine As istid pa in r e G agi lu ne Tr tam Ph ypt ine en op yla ha la n Ty nine ro C sin ys e te C ine ys tin e ea k at er s Dihaloacetonitrile Formation (g/mg-C) Histidine W Aspartic acid ho le W Dihaloacetonitriles 2D Graph 1 250 200 150 100 50 255 Aquatic NOM Fractions Selected Amino Acids 85 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 0 Precursor Aspartic Acid Early Recognition of DHAN pathway – From Trehy, 1980 (MS Thesis) Phenylalanine Stable N-chloroaldimine – Pathway favored at lower pHs Half-life of 35-60 hrs @pH 7-8 Conyers & Scully, 1993 [ES&T 27:261] Asparagine Oxidant Residuals and CNCl – Residual Chlorine (mg/L) – 0.036 mM Asparagine, pH 7, 30 min Shang, Gong & Blatchley, 2000 (Shang et al., 2000) Free Tri Di Mono Cyanogen Chloride (ug/L) Asparagine Proposed degradation pathway – Showing major, non-trivial “stable” products Polypeptide linkages Amide nitrogen thought to react slowly About 5% under conditions used Based on Jensen et al., 1999 More reactive than expected – 815 736 192 65 Measured Cal w/ amide Cal w/o amide 22 20 Demands calculated from component AAs both with and without amide reactivity 4 18 16 3 14 12 2 10 8 6 1 4 2 0 0 ine lan a l ny sp he A P p l-L As rty a sp L-A sp p-A s -A A n mi lbu bin glo o m He Compound e zym o s Ly In lin su Cl2 Demand (M/M-N) – 2 24 Cl2 Demand (mg/mg-N) 4 # of AAs Proteins vs Amino Acids Cont Comparison to constituent free AAs – – same dihalo; more trihalo Somewhat more TOX & UTOX Lysozyme Insulin 700 Observed Predicted 300 600 125 500 100 75 200 50 100 90 80 70 60 50 40 30 20 10 0 25 20 15 10 5 0 TTHM TCAA DCAA DBP TOX UnKn TOX DBP Formation (g/mg-N) DBP Formation (g/mg-N) 400 150 DBP Formation (g/mg-C) 500 400 250 225 200 175 150 Observed Predicted 350 325 300 275 250 225 200 175 150 125 100 75 50 25 0 120 110 100 90 80 70 60 50 40 30 20 10 0 TTHM TCAA DCAA DBP TOX UnKn TOX DBP Formation (g/mg-C) Aromatic Amines When R is electron withdrawing – – – Otherwise ring halogenation precedes Nchlorination With some R both can occur May also occur with R in ortho position Quite stable From study of Sufamethoxazole (Dodd & Huang, 2004) Some New DBPs Finished Drinking Water Concentrations Concentrations in µg/L Compound 50%ile 90%ile 99%ile N-Chloroiminoacetonitrile 0.3 0.6 2.5 N-N-Dichloroaminoacetonitrile 0.6 1.4 5.5 N-Chlorophenylacetaldimine 5.5 13 53 Assumptions – – – N-Chloroiminoacetonitrile and N-N-Dichloroaminoacetonitrile were derived only from Asparagine at yields of 40% and 60% respectively N-Chlorophenylacetaldimine was only from phenylalanine at a yield of 50% Proteins yielded 50% of component AA byproducts Summary A broad range of nitrogenous organic compounds in natural waters are reactive with chlorine and produce both regulated and non-regulated DBPs – – – N-chloro DBPs may be important – – Amino acids are generally reactive Proteins may be more important than previously thought Nucleic acids (bases) are all quite reactive Reactive; could be quite prevalent; maybe toxic? Causes “hidden TOX” Chloramination may not be effective at reducing these byproducts Other DBPs that may be of concern include – – – – Haloquinones Halonitriles Nitrosamines Iodo compounds Acknowledgements Richard Bull UMass Researchers – – – Guanghui Hua & Boning Liu Junsung Kim & Hans Mentzen Andrew MacNeill Sponsors – AWWA Research Foundation (now WRF) – Project #2867; Report #91135 Others: NSF, EPA The End 60 A l l h a l o DB P s Ni t ro s o c m p d s 40 100 >0.01-1 >0.1-1 >1-10 >10-100 0 >100-1000 20 TD 50 or chronic LOAEL, mg/kg day- 1 0 N itroso carcinogens 200 >1000 N umber of halogenated D BPs TD50’s of carcinogenic nitroso compounds vs. NOAEL Halo DBPs Conclusions: from QSTR Research needs Group Example Occurrence Toxicology Haloquinones 2,6-dichloro-3-methyl-1,2benzoquinone (DMBQ) 1 2 Organic Nhaloamines Prioritize on range of stabilities and mutagenic activity 2 1 Alkaloidal nitrosamines N-nitrosonornicotine 1-Noxide 1 2 Cyclopentenoic acids & MX-related 3,5-dichloro—1-hydroxy-4ketocyclopent-2-enoic acid CMCF 1 2 2 1 2,3-Dichloropropenal (Carc) 2,3-dibromopropionitrile (DT) 1 1 Halonitriles Chlorination of Aquatic NOM (after Reckhow & Singer, 1984) Known vs. Unknown Cl2 BPs 500 900 800 400 0 .1 x O x idat ion 700 THA A + THM 600 300 500 Unk nown TO X 400 200 300 DHA A 200 100 20 mg/L chlorine dose pH 7.0 20oC 100 0 0 0 74 20 40 60 80 100 Time (hrs) 120 140 160 DBP Concentration (g/L) Reaction Time Oxidation and Unknown TOX (g/L) Known vs. Unknown Cl2 BPs 1200 600 THA A + THM 1000 550 500 450 0 .1 x O x idat ion 800 400 350 600 300 Unk nown TO X 400 250 200 150 DHA A 200 100 50 0 0 10 75 100 Chlorine Dose (mg/L) DBP Concentration (g/L) Dose effects Oxidation and Unknown TOX (g/L) Known vs. Unknown Cl2 BPs pH effects 1200 400 Oxidation and Unknown TOX (g/L) THA A & THM 350 1000 Unk nown TO X 300 800 250 600 200 0 .1 x O x idat ion 150 400 100 DHA A 200 50 0 0 2 76 3 4 5 6 7 pH 8 9 10 11 12 DBP Concentration (g/L) Proteins & Polypeptides Ratio of observed to predicted Cl2 Demand TOX THM TCAA DCAA Albumin 0.73 1.06 2.83 2.17 0.66 1.02 Hemoglobin 0.91 0.90 4.49 3.20 0.61 0.52 Lysozyme 0.82 1.70 2.40 3.51 0.99 1.73 Insulin 0.85 1.66 1.40 1.63 1.05 1.98 Amide linkages cause: – – – – Unkn TOX small decrease in chlorine demand Mixed affect on TOX Higher trihalo DBPs (THM, TCAA) No DCAN Conclusions: AAs & Proteins Aspartic acid alone may be responsible for a substantial amount of the DHANs in treated drinking waters Proteins are surprisingly reactive despite “recalcitrant” amide nitrogens Side chains are probably the site of most attack Tendency to form more trihalo DBPs as compared to free amino acids, but almost no HANs Similar amount of unknown TOX is formed despite relatively unreactive amide nitrogen Need to identify more “UTOX” N-chloro compounds should be investigated Glycine Proposed Pathways of N,NDichloroglycine Decay Na & Olson, 2006 Tryptophan Chlorination of Tryptophan – From Trehy, 1980 (MS Thesis) Similar mechanism for Tyrosine – Trehy et al., 1986 ES&T 20:1117 Observation Cl2 Dem 4 15 DHAN 1 0.01-0.02 TOX 2 1.9 THM 0 0.16 THAA 0 0.11 DHAA 0 0.06 UTOX 0 0.85 M/M Prediction Continued Reaction 8.0 2.0 Cl2 Demand TOX Unkn TOX 7.0 6.0 Chlorine Demand (M/M-compound) From Model compound studies 1.5 5.0 4.0 1.0 3.0 2.0 TOX Formation (M-Cl/M-compound) 0.5 1.0 0.0 0.0 Anthranilic acid TOX Speciation 3 Aminobenzoic acid 4 Aminobenzoic acid 2 Aminophenol TTHM THAA DHAA DHAN Unkn TOX Conclusions: Amino Acids All 20 essential amino acids are highly reactive with chlorine Several react to form substantial amounts of “unknown” organic halide byproducts – Histidine, Asparagine, Tryptophan, Tyrosine, Aspartic Acid Only Tryptophan and tyrosine produce elevated levels of THMs and THAAs Aspartic acid produces very large yields of DHANs and DHAAs Aspartic acid alone is responsible for a substantial amount of the DHANs in treated drinking waters Conclusions: Proteins Proteins are surprisingly reactive despite “recalcitrant” amide nitrogens Side chains are probably the site of most attack HANs are not produced by the bound Asp Tendency to form more trihalo DBPs as compared to free amino acids Similar amount of unknown TOX is formed despite relatively unreactive amide nitrogen Need to identify more “UTOX” Acknowledgements Research Support – – Many UMass students, post-docs, and collaborators – – American Waterworks Association Research Foundation National Science Foundation Richard Bull Junsung Kim, Darlene Bryan, Gladys Makdissy, Cynthia Castellon Many Drinking Water Utilities Compare with Model Compounds Wide range in reactivity 1000 TriHAA Precursors (g/mg-C) Aromatics Nucleic Bases Simple Aliphatics Amino Acids Amino Sugars 100 10 1 0.1 0.01 0.01 0.1 1 10 100 THM Precursors (g/mg-C) 85 1000 10000 Balance of formation & degradation Above pH 7.5 – DCAD is formed faster than it decomposes Below pH 7.0 – – DCAD decomposition is faster It is just a transient intermediate; present at some pseudosteady state concentration 10 Chlorine Residual (mg/L) DCAD Degradation DCAD formation 8 Hours 1 Day 1 3 Days 1 Week 0.1 6 7 8 9 pH 10 11 NOM Origins: Metabolic Pathways Steroids Terpenoids Porphyrins Nucleic Acids Water Soluble Acids Amino Acids Mevalonic acid Acetate Misc. N & S compounds Flavonoids Unsaponifiable Liquids Pyruvate Proteins Shikimic Acid Saponifiable Liquids Carbohydrates Aromatic Compounds Activated non-N precursors Nitrogenous precursors From: Robinson, 1991 O C COOH OH Aromatic Amines 1, 2, or 3 chlorinations initially COOH Cl Cl Cl Cl Cl Cl NH2 And or chlorination of the amine OH NH2 NCl2 NH2 Cl Cl COOH COOH Cl Cl Cl Cl Cl Cl - NCl2H OH O NH2 Cl2 Cl Cl OH O Proposed degradation pathway for 3amino benzoic acid. OH OH Cl OH OH Cl Cl COOH Cl Cl O COOH Cl COOH Cl Cl Cl Cl Cl Cl Cl Cl O O O Cl Cl Cl O COOH OHl OH Cl Cl Cl Cl Cl COOH COOH Cl Cl Cl Cl Cl HO O Cl Cl HO O O O Cl Cl Cl Cl Cl Cl OH Cl Cl -CO2 O Cl COOH COOH Cl Cl Cl Cl Cl Cl Cl Cl Cl Cl HOOC HO Cl O O HO Cl Cl O Cl Cl Cl OH Cl O Initial decarboxylation that we would predict for the para substituted compound is less likly here because the intermediate is not resonance stabilized Cl Ranges of Org-N by types Estimates from literature surveys Order of magnitude estimates for organic nitrogen in surface waters (all values in µg-N/L) Classification DON Free AA Combined AA Nucleic acids Amino Sugars Humic-N Others 50%ile 90%ile 99%ile 350 800 2000 20 50 200 40 100 400 20 50 200 40 100 400 25 200 1000 Algae are known Precursors From: Plummer & Edzwald, Cl 2 NOM 2001 THMs (e.g ., CHCl3 ) – [ES&T:35:3661] Scenedesmus quadricauda ~25% from EOM Cyclotella sp. Algae pH 7, 20-24ºC, chlorine excess Algal Impacts on Water Supplies High photosynthetic activity 4.0 TOC: Kornegay data SUVA: ICR Influent Water 0.0 0 2 4 6 8 10 12 14 16 18 20 Approximate Date 2/1/1999 1/1/1999 12/1/1998 11/1/1998 10/1/1998 9/1/1998 8/1/1998 7/1/1998 6/1/1998 5/1/1998 4/1/1998 3/1/1998 2/1/1998 ICR Month 1/1/1998 91 Lake Lanier WTP Gwinnet Co., GA 0.5 12/1/1997 91 Often attributed to release of proteinaceous material 1.0 11/1/1997 Source for Gwinnett Co.’s (GA) Lanier WTP 1.5 10/1/1997 2.0 9/1/1997 e.g., Lake Lanier 2.5 8/1/1997 – 3.0 7/1/1997 Many examples TOC: ICR 6/1/1997 TOC (mg/L) or SUVA (m-1) 3.5 Fu lv H yd Hu ic A H ro m ci yd ph ic d ro o A H ph bic cid yd ob A ro ic cid p N H hob eu s y H dr ic tra yd op B l ro hi as p l e H hili ic A s yd c c ro Ne ids ph u ilic tra Ba ls se s M et As hio pa ni rti ne c ac Ly id s Ar ine gi H nin As istid e pa in r e G agi lu n Tr tam e y Ph pt ine en op yla ha la n Ty nine ro C sin ys e te C ine ys tin e at er s Tyrosine ea k – W Tryptophan W – Trihalomethane Formation (g/mg-C) Minor except for two ho le W AAs: THM formation 2D Graph 1 147 140 120 100 80 Aquatic NOM Fractions Selected Amino Acids Precursor 113 70 65 60 55 50 45 40 35 30 25 20 15 10 5 0 All at 20oC Cyanogen Halides Xie & Reckhow, 1993 Cyanogen Chloride dC k1 k 2 [OH ] k 4 [OCl ] C dt k1 2.9 x10 7 s 1 1 1 k 2 2.9 0.2 M s k 4 40 6 M 1s 1 dC {k 2 [OH ] k 4 [OCl ]}C dt k2 = 3.0 ±0.1 (M-1s-1) k4 = 40 ±6 (M-1s-1) Pedersen & Mariñas, 2001 dC k1 k 2 [OH ] C dt k1 2.9 x107 s 1 k2 2.8M 1s 1 Roughly in agreement with Na & Olson Cyanogen Bromide dC k 2 [OH ]C dt k2 = 3.4 ±0.3 (M-1s-1) Xie & Reckhow, 1993 Nitrosamines NDMA: typically formed at greater levels with chloramination than with chlorination – Continues to form across DS? other nitrosamines (beyond NDMA) have been reported in chloraminated water Levels and mechanisms – – Earlier work: Valentine & Weinberg New mechanism: Mitch One possible pathway to NDMA Role of Dichloramine and oxygen Monochloro Unsymmetric Dimethylhydrazine (UDMH-Cl) Dichloramine Cl N H Cl Cl R CH3 N H CH3 N R N Cl CH3 CH3 Dimethyl(xx)amine O O Oxygen From: Walse & Mitch, 2008 [ES&T, 42:4:1032] Cl PRODUCTS CH3 N H Cl O N N CH3 Nitrosodimethylamine (NDMA) Unnatural Precursors? Ranitidine (Zantac) – 63% conversion to NDMA – Introduced in 1981, largest selling prescription drug by 1988 – – 96 Stomach ulcers and esophageal reflux Mean concentration of 3000 ng/L estimated for raw municipal WW (national average) – Schmidt et al., 2006 [WQTC] Sedlak 2005 AWWARF report 450 ng/L formation in raw WW expected Unknowns: how much does this persist in treatment and in the environment? Many products from UDMH Abbreviations – – – – – – DMD: dimethyldiazene TMT: tetramethyltetrazene FMMH: formaldehyde monomethylhydrazone FDMH: formaldehyde dimethylhydrazone DMC: dimethylcyanamide DMF: dimethylformamide From: Mitch & Sedlak, 2002 [ES&T, 36:588] Reactions with Chlorine Oxidized NOM and inorganic chloride •Aldehydes The Precursors! HOCl + natural organics (NOM) Chlorinated Organics •TOX •THMs •HAAs The THMs Br Cl Cl C H Cl Chloroform Cl C Br Br H Cl Bromodichloromethane Br C H Cl Chlorodibromomethane Br C H Br Bromoform An Aquatic Humic “Structure” Hydroxy Acid OH COOH From Thurman, 1985 HO COOH COOH HOOC Phenolic-OH O OH HOOC Aromatic Dicarboxylic Acid Aliphatic Dicarboxylic Acid HO Aliphatic Acid H3CO COOH COOH Aromatic Acid TOX: Known & Unknown Data from the Mills Plant (CA) August 1997 (courtesy of Stuart Krasner) But, the Bad Stuff is probably somewhere here Unknown Organic Halogen 64% Regulated DBPs Haloketones Chloropicrin Trihalomethanes 20% Haloacetonitriles 2% Chloral Hydrate 1% Sum of 5 Haloacetic Acids 10% Bromochloroacetic Acid 3% N-chloro-organics Reactions of chlorine with organic amines – Primary amines R NH 2 R NHCl R NCl2 HOCl – HOCl Secondary amines R2 NH HOCl R2 NCl Inorganic chloramines can transfer their active chlorine in a similar fashion Degradation of Organic Chloramines Parent Amine Alanine Glycine Histidine Leucine Phenylalanine Serine Creatinine Glycine N acetyl Glycine ethyl ester Glycylglycine Sarcosine kobs (s-1) 1.3E-04 1.4E-06 2.7E-04 1.6E-04 2.2E-04 2.4E-04 3.5E-06 6.0E-07 2.3E-04 1.0E-05 5.3E-05 t½ (min) 86 8400 43 72 52 49 3300 19000 50 1100 210 Known vs. Unknown Cl2 BPs 1200 600 550 1000 500 THA A + THM 0 .1 x O x idat ion 450 800 400 350 600 300 Unk nown TO X 250 400 200 150 DHA A 200 100 50 0 10 3 0 0 20 40 60 80 100 120 140 Chlorine Dose (mg/L) 160 180 200 220 DBP Concentration (g/L) Dose effects Oxidation and Unknown TOX (g/L) Cl2 Demand TOX Unkn TOX 10.0 2.0 9.0 Vanillins 8.0 6.0 5.0 1.0 4.0 3.0 TOX Formation (M-Cl/M-compound) Chlorine Demand (M/M-compound) 1.5 7.0 0.5 2.0 1.0 0.0 0.0 Vanillic acid Vanillin Aceto vanillione TTHM THAA DHAA DHAN Unkn TOX TOX Speciation CHO COOH CH3 CO OCH3 OCH3 OH OH OCH3 OH Similar patterns Cl2 Demand TOX Unkn TOX 9.0 3.0 8.0 No ring-based THMs Chlorine Demand (M/M-compound) 6.0 2.0 5.0 1.5 4.0 3.0 1.0 TOX Formation (M-Cl/M-compound) Syringyls 2.5 7.0 2.0 0.5 1.0 0.0 0.0 Syringic acid Syring aldehyde Aceto syringone TTHM THAA DHAA DHAN Unkn TOX TOX Speciation CH3 CHO COOH CO OCH3 CH3O CH3O OH OCH3 OH CH3O OCH3 OH Analysis of Lignins & NOM Multiple tests – Yields (mg/100mg) Monomer Abbr. Vanillic Acid Vanillin Acetovanillone Syringic Acid Syringaldehyde Acetosyringone p-Coumaric Acid Ferulic Acid p-OH Benzoic Acid p-OH Benzaldehyde p-OH Acetophenone Total Lignin Phenols5 Total Lignin Carbon7 VAD VAL VON SAD SAL SON CAD FAD PAD PAL PON Organosolve lignin Alkali lignin 0.51 5.57 2.43 0.11 8.59 6.01 1.97 6.01 <0.1 0.68 0.65 26.52 20.15 1.37 6.36 2.71 <0.1 <0.1 <0.1 <0.1 <0.1 0.02 0.05 0.71 11.22 7.10 Humic acid Fulvic acid 0 0 0.37 3.4 <0.1 0.51 0 0.43 4.15 <0.1 1.56 0 1.56 0 0.04 0.89 6.66 4.67 <0.1 <0.1 <0.1 0.49 <0.1 <0.1 5.59 3.13 From: “Analysis of Lignin in NOM Using Alkali CuO Oxidation”, Kim & Reckhow, in preparation 6 60 4 40 2 20 0 0 THMs 2XAA 3XAA TOX Unknown TOX 6 30 4 20 2 10 0 0 Oragnosolv lignin Alkali lignin Measured TOX yield (M Cl/mM C) 80 Estimated TOX yield (M Cl/mM C) Lignin acts much like the sum of its monomers Substantial source of carbonaceous precursors Measured DBP yield (M/mM C) Estimated DBP yield (M/mM C) DBP yields 8 Why N-DBPs? Nitrogenous organics are generally quite reactive Can be enhanced by chloramination Some evidence that they are major contributors to adverse human health effects of DBPs Very little is known about N-DBPs Analytical chemistry is more complicated Ranges of Org-N by types Estimates from literature surveys Order of magnitude estimates for organic nitrogen in surface waters (all values in µg-N/L) Classification DON Free AA Combined AA Nucleic acids Amino Sugars Humic-N Others 50%ile 90%ile 99%ile 350 800 2000 20 50 200 40 100 400 20 50 200 40 100 400 25 200 1000 Haloacetamides Mostly from HANs: Measureable by GC Haloacetonitriles Haloacetamides Haloacetic Acids Free (f) Sulfite Chlorine N-Halogenated Forms Combined (c ) Total (t) Ultrafiltration of DCAA and TCAA Raw 10K 3K 0.5K Concentration (g/L) 50 40 30 20 10 0 DCAA TCAA Hua & Reckhow, 2007 MW: DCAA, 128.9; TCAA, 163.4 Halamides Compounds – Monohaloacetamides – Dihaloacetamides – Dichloroacetamide (DCAD) Bromochloracetamide (BCAD) Dibromoacetamide (DBAD) Trihaloacetamides Chloroacetamide, Bromoacetamide trichloroacetamide & analogues Chlorination byproducts – – Probably a bit less prevalent with chloramines Pre-oxidation will probably reduce subsequent formation Dichloroacetonitrile (DCAN) 6.5 Surface Water 6.0 5.5 Dichloroacetonitrile (g/L) Chemical Degradation in Distribution Systems 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 Chlorine Dose 2.5 mg/L 5 mg/L 10 mg/L 1.0 Loss of Residual 0.5 0.0 0 20 40 60 Time (hrs) 80 100 120 Amino Acids and Proteins Simple Amino Acids – – some form THMs and HANs Highest reactivity for activated AAs NH2 H2C Tyrosine & Tryptophan: activated aromatic Cysteine: sulfhydryl group C H Alanine COOH Proteins – – many linked AAs; relatively unreactive polypeptide bonds Reactions with proteins occurs most readily on AA side chains NH2 HO C H2 C H COOH Tyrosine Amino AA conc Acid (µM/mg-C) Cl2 Cons. (mg/mg-C) Glycine Alanine Valine Isoleucine Leucine Serine Threonine Methionine Aspartic acid Glutamic acid Lysine Ornithine Arginine Histidine Asparagine Glutamine Tryptophan Phenylalanine Tyrosine Total FAA Upper Limit Whole Waters Total FAA Upper Limit 0.030 0.030 0.013 0.011 0.015 0.028 0.018 0.003 0.026 0.026 0.004 0.005 0.019 0.007 0.001 0.001 0.006 0.009 0.006 0.259 3.454 0.0072 0.0046 0.0022 0.0018 0.0022 0.0083 0.0068 0.0010 0.0083 0.0036 0.0013 0.0017 0.0104 0.0040 0.0004 0.0004 0.0068 0.0017 0.0053 0.0780 1.0403 1.89 4.1% 55.0% DBP Formation (µg/mg-C) TOX 0.002 0.007 0.009 0.004 0.000 0.001 0.012 0.004 0.849 0.004 0.001 0.011 0.032 0.153 0.012 0.000 0.432 0.000 0.257 1.789 23.855 185 1.0% 12.9% THM 0.000 0.000 0.002 0.000 0.000 0.000 0.000 0.001 0.002 0.000 0.000 0.002 0.000 0.002 0.000 0.000 0.124 0.000 0.069 0.201 2.677 48.2 0.4% 5.6% TCAA 0.000 0.000 0.001 0.000 0.000 0.000 0.000 0.000 0.002 0.002 0.000 0.000 0.000 0.021 0.000 0.000 0.115 0.000 0.065 0.207 2.765 60 0.3% 4.6% DCAA 0.000 0.002 0.002 0.002 0.002 0.000 0.000 0.001 0.491 0.002 0.001 0.000 0.003 0.042 0.005 0.000 0.050 0.003 0.021 0.626 8.340 33.1 1.9% 25.2% HANs Unkn TOX 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.323 0.000 0.000 0.000 0.001 0.040 0.000 0.000 0.013 0.001 0.006 0.385 5.131 1.8 21.4% 285.0% 0.001 0.006 0.005 0.001 -0.001 0.001 0.011 0.003 0.367 0.001 0.000 0.009 0.030 0.084 0.009 0.000 0.193 -0.002 0.138 0.856 11.418 129.7 0.7% 8.8% Analysis of Organic N-chloramines Approach – – Seems well suited to LC Prior efforts with GC were not very successful e.g., tosyl derivatization Proposal – – Fast analysis with UPLC Parallel detection and analysis by Post-column reaction with I and absorbance LC/MS/MS Some New DBPs Finished Drinking Water Concentrations Concentrations in µg/L Compound 50%ile 90%ile 99%ile N-Chloroiminoacetonitrile 0.3 0.6 2.5 N-N-Dichloroaminoacetonitrile 0.6 1.4 5.5 N-Chlorophenylacetaldimine 5.5 13 53