Use of Geospatial information and Satellite derived products Background One of the key issues for all actors involved in post disaster need assessment activities is to obtain timely, relevant, and accurate information regarding geographic location and spatial extent of areas affected by a natural disaster including preliminary damage estimation to human and physical assets. This information should be collected immediately after a major disaster possibly prior the PDNA mission in order to plan and to prioritize the strategic collection of sectoral information needed for the recovery planning process. The use of satellite imagery can be a very cost-effective way to collect such information and often, in the immediate aftermath of a major disaster, represents the only source of synoptic information available within affected remote and less developed areas. Satellite imagery provides both geographic location and spatial representation of features and objects on the Earth’s surface: shape, size, visual appearance and spatial distribution patterns and, thus, it can be a very effective support tool for conducting preliminary (satellite based) damage analysis. The selection of suitable satellite images to assess the impact of natural disasters is generally based upon a number of different technical parameters, such as satellite characteristics (sensor and platform type), image availability, area coverage and required map scales, potentially affected recovery sectors, date of acquisition, number of spectral bands, and spatial resolution. Spatial resolution of satellite imagery is a critical factor since it directly influences the ability to discriminate objects and features on the ground: very high resolution satellite imagery is generally used to perform very accurate damage detection of objects with high spatial details such as buildings, shelters, bridges, dams, reservoirs, communication network and utilities lines. Medium and high resolution satellite imagery can be useful to assess damage to agricultural areas, environment and infrastructures at lower level of details, while low resolution imagery is commonly used for disaster mapping at regional scale. Satellite imagery is usually delivered as large volume binary data sets, which require dedicated processing before they can be used in assessment exercises. Currently, assessments are typically based on the interactive interpretation of high and very high resolution remotely sensed, optical, data i.e. : “image analysts inspect pre- and post- disaster imagery to detect potentially damaged areas or features that can be then categorized into a given thematic class and graded by damage severity. Due to the typical time pressure in obtaining “rapid” assessments, the processing time required should be kept at a minimum. Satellite imagery fits within the category of geospatial data which refers to data that are geographically referenced to a location on the Earth’s surface. Besides satellite imagery, commonly used geospatial data during PDNA activities are: aerial and/or geo-coded ground photos, topographic maps, GPS points, existing GIS datasets, and other disaster related spatial information from media, local authorities and field assessments. In the aftermath of a disaster, damage information extracted from satellite imagery can be easily integrated together with available geospatial data into a Geographic Information System (GIS) which allows to store, to manipulate and to analyse different spatial datasets and to create mapping products at different levels of detail. This information is crucial for a proper planning of the PDNA, but also for the aggregation and consistent presentation of results. GIS is a powerful analysis and modeling tool which may help actors involved in PDNA activities to address specific questions including the following: - Geographic extent of damaged areas (e.g. how many square kilometers?) - Spatial distribution and number of affected villages - Estimation of population living within affected areas (e.g. amount of affected population by administrative units) - Status of access routes and logistic facilities - Identification of most affected areas (e.g. based on population density, magnitude of disaster impact and transportation network accessibility, etc.) - Spatial distribution and amount of damage to physical assets (e.g. number of damaged housing and shelters, hospital and school facilities, industry, length of damaged roads, size of affected agricultural land, etc.) - GIS also allows distance and site selection analysis to relocate affected population and to support the planning and monitoring of reconstruction and rehabilitation measures and projects The Tables 1 and 2 below provide an overview of geospatial information in support of PDNA that can be either extracted from satellite imagery or collected from different sources of information such as international agencies, local authorities and PDNA field surveys. Table 1: Reference, baseline, pre-disaster, spatial information relevant for all recovery sectors Baseline (Common to all sectors) Administrative - Spatial information (Pre-disaster) Administrative boundaries P-codes and places names Population density and distribution Topography Land-use and land cover - Elevation (DEM) Slopes (steepness and orientation) Contour lines Bathymetry Coastlines - Land-cover including settlements and built-up areas Status of vegetation (health and phonology based on e.g. NDVI) Hydrographic network Watersheds and catchments Weather forecast Rainfall distribution Land and water surface temperature Wind speed and humidity Storm tracks Floods Landslides, mudflows and debris flows Volcano: lahars, pyroclastic and lava flows Earthquakes & Tsunamis Cyclones, Hurricanes and storms Forest fires - Hydrography Climate/Meteorology Disaster risk Table 2: Damage related spatial information grouped by recovery sector Recovery Sectors Agriculture Security & Food Health & WASH Education Infr ast ruc tur e& lan duse Social Productive Commerce & Industry Housing, Properties Land & - Damage related spatial Information Commercial Shops Markets Industry Crops and agricultural land Irrigation network Fishery livestock Agro-forestry Health facilities Wells, boreholes and springs Water and sanitation facilities School facilities - Housing & shelters including public buildings CrossCutting Infrastructure Environment - Transportation network Telecommunication network Utility lines - Protected natural areas Wetlands Forestry/deforestation Pollution World heritage sites Satellite imagery acquisition and mapping products for PDNA Within the context of the PDNA process, satellite imagery and geospatial information can be delivered within few days, sometimes few hours after the onset of disaster according to the geographic extent of affected areas, availability of satellite imagery and geo-spatial data and level of image processing required. Suitable satellite imagery and mapping products in support of the PDNA can be grouped into three primary stages of analysis ranging from predisaster and post disaster to medium and longer-term recovery planning and reconstruction monitoring: 1. Pre-Disaster (Disaster Preparedness) 2. Disaster to Immediate Post-Disaster 3. Medium and longer-term recovery planning and reconstruction Fig.1 Overview of information and satellite derived products in support of the PDNA process (copyright JRC – UNOSAT 2009) Pre-Disaster (Disaster Preparedness): Task: Strategic collection of geospatial data over vulnerable and hazard prone regions Timeframe: before the onset of a disaster During this stage of analysis, general information regarding the occurrence of natural hazards should be collected particularly over vulnerable and hazard prone areas. Existing information such as maps, satellite imagery, and reports can be used to illustrate historical and current conditions over hazard prone areas. With this information, it will be easier to identify potentially hazardous conditions and conduct qualitative and quantitative assessments of the probable impacts of natural hazards over a given area. Gathering all existing hazard-related information during the preparedness phase provides an inventory of what is available and enables the decision makers to determine what else will be needed for the subsequent phases. Hazard related information extracted from satellite imagery can be combined with other available information such as vulnerability data on population, land-use, buildings and contents type, infrastructure and economic activities to assess the risk and to create vulnerability and risk maps over hazard prone areas. The use of satellite imagery can be very cost-effective and often the only source of information within remote and less developed areas. Moreover, remote sensing may contribute to updating cadastral and land-use maps. Cartographic updates are an important aspect of remote sensing since there are often delays in public administration for maintaining updated official cartography. Obtaining a sufficient range of thematic and satellite images during the preparedness phase will save time and it may help to identify appropriate questions and issues to be addressed at the early stages of need assessment activities by PDNA expert teams. Satellite data and useful mapping products for disaster preparedness activities are listed below; the appropriate map scale and/or imagery resolution may vary according to the type of hazard and the size of the vulnerable and hazard prone regions. 1) Satellite imagery over hazard prone regions (archive of reference, baseline, satellite data) 2) Hazard related maps showing frequency and extent of past hazard phenomena 3) Reference maps for vulnerability and risk assessments Disaster to Immediate Post-Disaster: Task: Situation assessment maps Timeframe: Immediately after the disaster strikes (prior to PDNA mission) In the immediate aftermath of a natural disaster, timely and detailed situation assessments and maps are required to locate and identify affected areas and to perform preliminary damage assessment analysis to physical assets relevant to recovery sectors. Pending availability of pre-disaster satellite imagery, and the timely availability of post-disaster imagery, pre and post disaster satellite imagery are analyzed together with other available geospatial data and disaster related information from different sources (media reports, UNOCHA SitReps, local authorities, etc.). In general, the critical elements during rapid assessment and mapping activities are the availability of essential, reference and postdisaster, datasets, processing times, information extraction times, and the PDNA requirements. For a given major disaster, the geographic scale at which the analysis can be carried out is determined by both the spatial resolution of available preand postdisaster satellite data and existing geospatial datasets. The result of this stage of analysis is the production of the following mapping products that can be delivered from few hours to few days after the onset of a disaster: Fig. 2 Estimated earthquake intensity map showing the extent & variation of ground shaking throughout the affected province of South Kivu, Democratic Republic of Congo (February 2008). Fig. 3 Location map of Madagascar threatened by tropical cyclone Gamede (February 2007) showing the approximate population density and distribution of the country. Location maps are generally realized using the most recent pre-disaster satellite archive ideally less than five years old to provide a geographic overview over potentially affected regions. Depending of the geographic extent of the disaster, location maps are generally produced at a variable scale ranging from 1:50.000 to 1:1.500.000 showing, when available, baseline information such as administrative boundaries, topography, major communication network, major cities and towns, population density /distribution and other relevant information layers. Fig. 5 Disaster overview map of Ayeyarwady Delta, Myanmar hit by Cyclone Nargis (May 2008) showing total population living within flood affected areas Disaster maps provide an overall view of affected areas and are useful planning and coordination support tools for both humanitarian and need assessment activities to set priorities for interventions. A detailed inventory of all areas affected by disasters may require large scale satellite derived mapping products for which high and very high resolution imagery become necessary. The intent of disaster maps is to estimate the potential impacts on population and physical assets relevant to the recovery sectors caused by the disaster event. Disaster maps are usually produced at a variable scale ranging from 1:50.000 to 1:1.500.000 depending on the geographic extent of affected areas as well as on the spatial resolution of available post-disaster satellite imagery. At this stage of analysis, It is crucial to collect rapidly existing spatial datasets over areas of interest such as administrative boundaries, topography, major transportation network, major cities and towns population density/distribution, urban areas, land-use/land-cover maps. These datasets are usually combined into a GIS together with the extent of damage extracted from post-disaster satellite imagery. GIS analysis allows the identification of those areas potentially damaged and to estimate the number of affected population Fig. 6 Damage assessment map of a village in Ngapudaw township, Myanmar hit by Cyclone Nargis (May 2008) showing spatial distribution of building and damage statistics (400 buildings likely destroyed or severely damaged which represents 87% of all village buildings. and amount of damage to physical assets (e.g. number of villages and size of agricultural land severely flooded). Damage Assessment statistics and maps are generally produced few days after the onset of a major disaster when very-high and high resolution imagery becomes available over affected regions. Satellite derived damage assessment is often performed by analysis of pre- and post disaster satellite imagery, especially when detecting damage to infrastructures such as buildings, road network and other ground features with high spatial details. To be relevant for PDNA activities, this stage of satellite derived analysis should cover damage assessment to the following recovery sectors : Productive sector: industry and agriculture focusing on damage to buildings and agricultural land Social sector: health and education focusing on damage to buildings Infrastructure and built-up environment including housing Cross-cutting: environment Fig. 7 Damage assessment map of the village of Gonaives, hit by four hurricanes in 2008, showing the overall affected area (in red) and the roads flooded or mud-covered (in yellow), 129 km of road were affected. summarise damage statistics by sector at an appropriate scale. The map scale of these satellite derived mapping products generally varies between 1:2.000 and 1:50.000. The information derived from GIS analysis usually refers to the spatial distribution of damaged ground features with damage statistics by administrative unit and/or by sectors when this information is available. The maps should show the spatial extent of damage, main affected sectors, and Recovery planning and reconstruction monitoring Tasks: Field verification of satellite based damage analysis – Damage statistics aggregated by recovery sector and administrative – Damage maps - Establishment of a spatial database infrastructure - Training and capacity building programmes Timeframe: During and after the PDNA Mission During the PDNA mission, satellite derived damage analysis conducted in the aftermath of the disaster can contribute as evidence based information to support and plan the PDNA sectoral data collection. Field verification with the support of detailed geo-coded photos, videos and observation and the integration of spatial data and information collected during the PDNA into a GIS can significantly improve the preliminary and remote damage analysis carried out prior the PDNA missions. GIS analysis performed during PDNA missions allows the production of more detailed damage assessments and aggregated statistics as well as maps categorized by different recovery sectors and administrative units. These damage statistics and maps may be included into the PDNA report to make more visible and clear the geographic distribution of damages and losses within affected regions. In addition, the establishment of a Spatial Database Infrastructure (i.e. data structure and access procedures) allows a better management of spatial data and information collected prior and during the PDNA and it will facilitate the handover of data and information to national and local authorities to support the recovery planning process including monitoring of reconstruction activities. Spatial databases generated during the PDNA should be accessible by all the different actors involved in the recovery planning process including national authorizes and they should integrate: Data and Information generated during the emergency response phase as well as during the PDNA, Detailed satellite based damage assessments/statistics produced by GIS and Remote Sensing experts including available pre and post disaster satellite imagery Project proposals, reconstruction plans including the reconstruction projects awarded A well designed and implemented information management system allows the establishment of a monitoring mechanism to guarantee transparent, traceable and efficient implementation of recovery plans. For this reason the provision of training and capacity building to strengthen local capacities in the use of geo-information technologies should be considered as a critical component of the entire recovery planning process. Standards and Data Format The complexity and diversity of geographic datasets needed to support PDNA activities call for the formalization of spatial data concepts, data structures, data formats and the use of appropriate data standards that facilitates spatial data exchange between all actors involved in the PDNA process. Amongst other initiatives, The Geographic Information Support Team (GIST), an ad-hoc interagency support group for sharing of geographic information between actors in the humanitarian relief community, has developed a set of core standards for sharing of information. These standards, following the SHARE (Structured Humanitarian Assistance Reporting Exchange) approach, include: Geographic reference or location information on where data was collected, Time-stamp indicating when data was collected, and at what frequency new data are collected, where suitable, Meta-data (information about the data itself), including information on source of data, what the data values represent, which standards were used and how the data were acquired. One of the main benefits with satellite imagery is that it follows these standards. This makes satellite data particularly suitable for GIS integration and sharability with other actors involved within the PDNA process. In terms of data formats, satellite imagery is normally delivered as raster data, either already geo-referenced (e.g. in the GeoTIFF format) or with so-called header-files (meta-data) containing information on the type of sensor, center and corner co-ordinates, acquisition date and time, satellite orbit parameters, pixel size, processing level and data provider, etc. Static, pre-rendered map products are commonly delivered in JPEG or PDF formats which allow easy file download and printing. Increasingly, webGIS functionality supports interactive composition of maps, e.g. from a collection of web-services that supply relevant geospatial outputs. Such web-services typically adhere to the Open GIS Consortium’s web map service (WMS) and web feature service (WFS) standard protocols. GeoRSS, GeoPDF and Google Earth formats (KML) are OGC standard implementations that allow wide access to geospatial datasets also to users that are not experienced in the use of GIS and mapping. The use of tile server protocols (e.g. OGC TMS, or Google Earth SuperOverlays) support the sharing of full resolution and complete image coverage and their derived analysis results amongst assessment teams. These novel GIS architectures can be based on inter-connected GIS data servers, dedicated computing nodes and distributed clients for visualization and analysis. This is particularly relevant in PDNA contexts, where contributing PDNA entities may hold particular geospatial data sets (e.g. derived from satellite imagery, or ground observation collected by field teams) of interest that need to be shared rapidly in a “common operational picture”. Legal aspects and limitations Within the context of the PDNA process, the benefit of using satellite derived products is more related to the evaluation of damages and losses to physical assets rather than the identification of human recovery needs. However, timely delivered satellite derived products such as disaster situation maps may be very useful for all actors involved in the PDNA for the planning and coordination of field activities. Satellite derived damage analysis constitute an evidence based information to support field data collection on damages and losses. Despite the enormous progress of Earth Observation satellite technology and the recent availability of very high resolution satellite imagery there are still some technical limitations in the use of satellite imagery for operational activities such as disaster response and post disaster need assessments where timely and accurate information is needed: Availability of satellite imagery: in the immediate aftermath of disaster very high resolution imagery may not be available over affected areas due to the revisit time of orbiting satellites that may vary from 2 to 8 days. Another important issue is represented by weather conditions over disaster impacted regions: cloud coverage may dramatically affect the exploitation of Very high resolution optical imagery to perform damage analysis. Thus, days of delay might be expected before acquiring successfully cloud free satellite imagery. Weather conditions are less important if radar data can be used for disaster impact delineation (e.g. in the case of floods). The selection and procurement of satellite data may also require 1-2 days. Another important aspect to consider is that the quantitative estimation of damage to buildings and other infrastructures when performed with satellite imagery is a conservative estimate compared to the actual damage assessed from the ground. This limitation is mainly caused by the overhead viewpoint of very high resolution optical imagery that does not allow detecting lateral damage and damage to internal structures of buildings. Moreover, partial damage to infrastructures may not be accurately assessed due to the spatial resolution of the imagery and also the total destruction of buildings might be not assessed especially in the case of the pancake collapse with intact roof. Copyrights: all purchased satellite imagery acquired by commercial orbiting satellites comes with varying degrees of copyright restrictions. Raw satellite imagery data themselves are usually restricted to the organization that bought the image, or restricted to a group of predefined users. For the overall benefit of the PDNA process, satellite imagery should be purchased in a multi-license mode which will allow sharing pre and posting disaster satellite images amongst all actors involved in the PDNA including national and local authorities. However satellite derived mapping products (e.g. location maps, disaster overview maps and damage assessment maps) can be shared freely amongst PDNA actors without any restrictions. Cost can be another important limiting factor for the operational use of satellite imagery. It is a general assumption that satellite imagery are expensive data. This is to a certain extent correct, but it depends on the type of imagery, and to what one compares the cost. The cost of satellite raw data ranges from zero (low resolution imagery) to around 20 US$ per SqKm (Very High resolution imagery). However, during a major disaster, the International Charter on Space and Major Disasters provides to authorized users free raw satellite data over affected regions from which satellite derived mapping products can be produced and freely delivered to both humanitarian and PDNA actors. Despite there are still some technical and cost limitations, the use satellite imagery in support of emergency response and recovery planning continue to increase. The growing number of Earth-orbiting satellite systems makes satellite imagery day by day cheaper and available in an increasing number of archive data (multi-temporal datasets), scene sizes, spectral resolution, and spatial details. Regarding the potential legal restrictions that might affect the utilization of satellite imagery in the context of PDNA framework an important reference is provided by the UN Remote Sensing Principles (United Nations, 1986) and the Outer Space Treaty (United Nations, 1967). The UN Remote Sensing Principles constitute a set of statements from the UN to which many countries subscribe— and provide that space-borne remote sensing activities can in principle be undertaken without the specific permission of the state where satellite imagery is acquired. The UN Remote Sensing Principles highlight the fact that remote sensing activities should (a) be carried out for the benefit and in the interests of all countries, taking into particular consideration the needs of the developing countries (Principle II) and, (b) include international co-operation and technical assistance (Principles V and VIII). Furthermore, when one country acquires data over another, the sensed country should have access to the data on a non-discriminatory basis and at reasonable cost (Principle XII). If monitoring is performed from outer space, states can legally collect data but should be willing to make these data available to the sensed state. Remote sensing technology should be viewed as a tool to support humanitarian assistance and the overall recovery planning process and not an instrument for treaty policing. After all, the UN Principles provide that remote sensing activities should be carried out in the spirit of international cooperation and for the benefit and in the interests of all countries. Useful web links and References For more information regarding technical capabilities of satellite sensors for risk management application: http://www.space-risks.com/SpaceData/index.php?id_page=1 To access and download disaster-related mapping products: http://www.unosat.org http://www.gdacs.com http://www.reliefweb.org http://ocha.unog.ch/virtualosocc/ Guide to Multi-Stakeholder Post Disaster Needs Assessment (PDNA) and the Recovery Framework, Working Draft, 16 January 2009. Handbook for Estimating the Socio-economic and Environmental Effects of Disasters. Economic Commission for Latin America and the Caribbean (ECLAC) 2003. T.Lillesand, R.Kiefer, Remote Sensing and Image Interpretation, John Wiley & Sons 1994 GMOSS - Global Monitoring for Security and Stability, JRC scientific and technical reports 2007 United Nations, 1986. Principles Relating to Remote Sensing of the Earth from Outer Space. UN Resolution 41/65, 31 December 1986. United Nations, 1967. Treaty on Principles Governing the Activities of States in the Exploration and Use of Outer Space, including the Moon and Other Celestial Bodies. UN Resolution 2222 (XXI), 27 January 1967. Bjorgo, E. Using very high spatial resolution multispectral satellite sensor imagery to monitor refugee camps International Journal of Remote Sensing, Letters, accepted as coverpublication 1999. Brunner D., G. Lemoine, F.X. Thoorens and L. Bruzzone, 2009, Distributed geospatial data processing functionality to support collaborative and rapid emergency response, IEEE JSTARS, Vol. 2, No. 1, … S. Voigt, T. Kemper, T. Riedlinger, R. Kiefl, K. Scholte and H. Mehl (2007): Satellite image analysis for disaster and crisis management support. IEEE Transactions on Geosciences and Remote Sensing, 45(6):1520-1529 Pisano, F. and E. Bjorgo, Space Security and Satellite Applications in Humanitarian Aid. UNIDIR Conference Report, Security in Space – The Next Generation, 2008 Pisano, F. and E. Bjorgo, Moving from technology to its applications: using satellite remote sensing for disaster prevention and vulnerability reduction, In Real Risk, Tudor Rose, 2006