Science Analysis Report

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MATISSE Consortium
OCA-UNS-CNRS, Nice, France
MPIA, Heidelberg, Germany
MPIfR, Bonn, Germany
NOVA, The Netherlands
ITAP, Kiel University, Germany
Vienna University, Vienna, Austria
li
Very Large Telescope
MATISSE
Science Analysis Report
Doc. No.: VLT-TRE-MAT-15860-9008
Issue: 2
Date: 01.03.2012
Author(s):
B. Lopez, S. Wolf, W. Jaffe et al.*
Name
Project Manager:
Signature
Date
Signature
Date
Signature
P. Antonelli
Name
Principal Investigator:
Date
B. Lopez
Name
* The other contributors to this document are: J.-L. Menut, F. Millour, K.-H. Hofmann, A. Matter, O. Chesneau, S.
Lagarde, P. Bério, G. Weigelt, J.-U. Pott, J. Hron, M. Hogerheijde, F. Ober, A. Juhasz, , R. G. Pétrov , C. Paladini, A.
Chiavassa, L. Mosoni, K. Meisenheimer, M. Vannier.
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CHANGE RECORD
ISSUE
DATE
1
1
04/10/2010
16/02/2011
SECTION/PAGE
AFFECTED
All
All
2
01/03/2012
All
REASON/INITIATION/DOCUMENT/REMARKS
First Issue
From post-PDR issue to FDR one.
The changes involve most sections. The changes aim in
particular at improving the descriptions of the requirements
derived from the L&M band, motivated by the expected
scientific return. The changes aim also in defining the
necessary improvements on the VLTI infrastructure in order
to boost the science cases.
Second Issue
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TABLE OF CONTENTS
1
SCOPE ............................................................................................................................................................................. 5
2
APPLICABLE DOCUMENTS...................................................................................................................................... 5
3
REFERENCE DOCUMENTS ....................................................................................................................................... 5
4
MAIN INSTRUMENT CHARACTERISTICS ........................................................................................................... 6
4.1
5
MATISSE Performances .......................................................................................................................................... 6
REQUIREMENTS DERIVED FROM SELECTED SCIENCE CASES .................................................................. 8
5.1
Primary Science Case: Star and Planet formation .................................................................................................... 8
5.1.1
NIR/MIR long-baseline interferometric observations of circumstellar disks ................................................... 8
5.1.2
Feasibility studies (I): N band, Continuum..................................................................................................... 10
5.1.3
Feasibility studies (II): L (M) and N bands, Continuum ................................................................................. 24
5.1.4
Feasibility studies (III): L and M band, Lines ................................................................................................ 35
5.2
Primary Science Case: Active Galactic Nuclei ....................................................................................................... 42
5.2.1
Introduction .................................................................................................................................................... 42
5.2.2
Simulation results ........................................................................................................................................... 42
5.2.3
Observability of AGNs with MATISSE ........................................................................................................... 45
5.2.4
Fringe Tracker Requirements ......................................................................................................................... 45
5.2.5
Number of targets versus sensitivity ............................................................................................................... 45
5.3
Secondary Science Case: Evolved Stars ................................................................................................................. 47
5.3.1
Hot stars surrounded by disks ........................................................................................................................ 47
5.3.2
Cool giants and supergiants ........................................................................................................................... 48
5.4
Secondary Science Case: Extrasolar Planets .......................................................................................................... 51
5.5
Secondary Science Case: Solar System Minor Objects .......................................................................................... 54
6
SUMMARY ................................................................................................................................................................... 56
6.1
6.2
7
Science case requirements ...................................................................................................................................... 56
Feasibility of science programs .............................................................................................................................. 57
VLTI INFRASTRUCTURE: THE DESIRED EQUIPMENTS ............................................................................... 58
7.1
7.2
7.3
7.4
7.5
External Fringe tracker ........................................................................................................................................... 58
Tip-Tilt correction with IRIS .................................................................................................................................. 62
Lateral pupil motion monitoring ............................................................................................................................. 62
VLTI data content ................................................................................................................................................... 63
Use of PRIMA with MATISSE .............................................................................................................................. 63
APPENDIX (1): ABBREVIATIONS AND ACRONYMS ................................................................................................ 64
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SCOPE
The purpose of this document is:
 To summarize the main instrument characteristics (see also MATISSE Technical Specifications : VLTSPE-ESO-15860-4820 for the detailed specifications),
 To validate, according to the MATISSE Performance Analysis Report : VLT-SPE-MAT-15860-9007,
the feasibility to perform selected science cases
 To illustrate the potential of the image reconstruction packages,
 To motivate the desired equipments for the VLTI infrastructure like for instance the second generation fringe
tracker.
2
APPLICABLE DOCUMENTS
AD Nr
Doc Nr
AD1 VLT-SPE-ESO-15860-4820
AD2 VLT-ICD-ESO-15000-1826
3
Doc Title
Issue
Date
MATISSE Technical Specifications
1
12.07.2011
Interface Control Document between 6.0 22.06.2009
VLTI and its Instruments (part I)
REFERENCE DOCUMENTS
RD
Doc Nr
Nr
RD1 VLT-TRE-MAT-15860-4325
RD2 VLT-SPE-MAT-15860-9007
RD3 VLT-TRE-MAT-15860-4336
Doc Title
Issue
Date
MATISSE Phase A Science Cases
MATISSE Performance Analysis
Report
MATISSE Phase A Complement to the
Science Case Document. Answer to AI2
1
2
01.06.2007
01.03.2012
1
15.09.2007
1
1
4
01.03.2012
01.03.2012
01.03.2012
and AI3 of the Phase A Board Report,
Contribution to the Answer to AI1.
RD4 VLT-SPE-MAT-15860-9305
RD5 VLT-TRE-MAT-15860-9304
RD6 VLT-TRE-MAT-15860-9004
Data Reduction Library Design
Exposure Time Calculator
Instrument Specifications
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MAIN INSTRUMENT CHARACTERISTICS
MATISSE is a 4-way beam-combiner instrument for the ESO VLTI, designed to be sensitive from the
L to the N band. Its main characteristics were defined during the Phase A Science Case analysis
[RD1]. The characteristics and performance of MATISSE are specified in the Technical Specification
document [AD1]. The performances have been studied in the Performance Analysis Report [RD2].
Main characteristics and capabilities of MATISSE:

The number of combined beams is 4. The instrument can operate with 3 or 2 beams.

The Sensitivity, sampling, and throughput of MATISSE are optimized for the L and N bands.
The L band is specified [AD1] from 3.2 to 3.9 m and N band from 8.0 to 13.0 m. MATISSE
will operate also in M band, from 4.5 to 5.0 m. The L, M, and N bands can be observed
simultaneously.

The instrument must be able to observe with different spectral resolutions. Two spectral
resolutions are possible in N band (R ≈ 30, R ≈ 200) and 3 in L&M bands (R ≈ 30, R ≈ 500 for
L and M, R ≈ 1000 for L only). The full simultaneous coverage of the L&M bands, in low and
medium resolutions, and the full coverage of the L band, in high spectral resolution, require an
external fringe tracker [RD2].

MATISSE will measure the coherent flux, visibilities, closure phases and differential phases.
Differential visibilities can also be derived. These quantities will be measured as a function of
wavelength in the selected spectral resolutions. The specifications on these quantities are given
in the Technical Specifications document [AD1].
4.1
MATISSE Performances
In the following section, we present estimates of the signals that MATISSE would measure from
several important classes of astronomical targets. Then we will compare the estimates of these
quantities with the performance limits expected from MATISSE. These limits have been specified in
[RD2]. In the following tables we present performance figures, derived from the material in section 8
of [RD2], for the applications below. The quantities are presented here in less detail than in [RD2]; in
some cases “typical” values have been chosen where the specific values depend on the exact
configuration, e.g. whether BCD is used or no.
Limiting Fluxes for self-tracking: [RD2] Section 8.1
Telescope/Bands L-band M-band N-band
1.9 Jy
5.7 Jy
11.6 Jy
AT
0.18 Jy
0.44 Jy
0.7 Jy
UT
Table 1: Limiting Fluxes for self-tracking
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1- Uncertainty in correlated flux in 15-min integration
These numbers below are derived from Tables 8.2.1, 8.2.2 and 8.3.1 of [RD2] assuming the N-band
measurements will be done in HighSens mode and the L-band in SiPhot mode. The row labelled UT
(no FT) gives the noise level in 15 minutes for a source which is strong enough to be self-tracked, i.e.
stronger than given in the above table.
Telescope/Bands L-band M-band N-band
16 mJy
80 mJy
1.0 Jy
AT(with FT)
5 mJy
9 mJy
60 mJy
UT(no FT)
1.5 mJy
5 mJy
50 mJy
UT(with FT)
Table 2: Correlated Flux noise per spectral channel and low resolution
Absolute Visibility uncertainties
The estimates below, in percent, are expressed in the form x / S  y . The first term, x/S,
represents the contribution from the noise, where S is the flux in Jy. x is estimated for bright sources.
The second term is the additional uncertainty due to calibration errors. The two terms should be added
in quadrature to arrive at a final estimate.
Telescope/Bands
L-band
M-band
N-band
AT(with FT)
1.8/S1.6
8/S1.1
160/S1
UT(no FT)
0.6/S2.3
0.8/S1.5
9/S2.8
UT(with FT)
0.3/S2.5
0.5/S1.7
9/S1.1
Table 3: Visibility errors (%) in SiPhot mode
Differential Visibility uncertainties
For differences in visibility over wavelength within one band the following apply: Again the estimates
are in the form x / S  y with S in Jy. The noise contributions are the same as in the Absolute
Visibilities, but the calibration uncertainties are lower.
Telescope/Bands
L-band
M-band
N-band
AT(with FT)
1.8/S0.6
8/S0.3
160/S0.7
UT(no FT)
0.6/S0.8
0.8/S0.4
9/S1.4
UT(with FT)
0.3/S0.8
0.5/S0.4
9/S0.7
Table 4: Differential Visibility uncertainties (%) in SiPhotmode
.
Closure Phase errors given in millirad
Telescope/Bands
L-band
M-band
N-band
AT(with FT)
20/S20
66/S14
360/S14
UT(no FT)
7/S20
9/S14
30/S14
UT(with FT)
3.5/S20
5/S14
20/S14
Table 5: Closure Phase uncertainties. The BCD is used. One millirad is 0.057 degrees.
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REQUIREMENTS DERIVED FROM SELECTED SCIENCE CASES
Based on high-priority science cases selected from [RD1], requirements for the sensitivity and
accuracy of the measurements with MATISSE are derived. In particular, following observational
quantities are considered: visibilities, closure phases, differential phases, and differential visibilities.
For each case we discuss the scientific background and the physical models used to simulate the
observations. Then we present the observable measures that such models would produce and compare
them with the MATISSE performance figures specified in the preceding section to see if MATISSE
can indeed contribute to our understanding of these targets. We also discuss the number of targets
available for observation under different assumptions such as UTs versus ATs, and with or without an
external Fringe Tracker.
5.1
Primary Science Case: Star and Planet formation
5.1.1 NIR/MIR long-baseline interferometric observations of circumstellar disks
Circumstellar disks around pre-main sequence stars play a key role in the formation of the stars
themselves, as well as in the formation of planetary systems around the host star.
Table 6: Number of papers published on YSOs sorted by instrument. There is a significant overlap between AMBER and
MIDI, leading to a total number of YSOs observed with the VLTI of ~10–15 (source: olbin.jpl.nasa.gov). Note that the
number of targets published is not the number of sources successfully observed.
Astrophysical object
(total number of publications
interferometric observations)
T Tauri stars Herbig stars Debris disks Massive YSOs
(34)
(50)
(11)
(8)
Instrument
AMBER
1
17
1
2
MIDI
6
10
1
6
Keck-I
15
6
0
0
The AMBER and MIDI instruments have started to observe the brightest protoplanetary disks in the
infrared sky (Table 6). The current capabilities of other observatories are similar (see the comparison
with the Keck-I). While the closure phases, delivered by AMBER, have allowed for first simple
images of circumstellar disks (e.g. Kraus et al. 2010, Nature, 466, 339), the single-baseline MIDI
observations concentrated on resolving MIR continuum size scales for the first time (e.g. Leinert et al.
2004, A&A, 423, 537; di Folco et al. 2009A&A, 500, 1065). The combination of data from both
instruments helps to constrain the details of the dust distribution (e.g. Acke et al. 2008, A&A, 485,
209), but ambiguities remain due to the large gap between the currently available wavelengths and the
poor uv-coverage. These shortcomings of existing interferometers are particular apparent, when
studying more complex objects, like transitional YSO disks, which are in the process of dissolving and
transformation. First interferometric observations have confirmed, that the characteristic Spectral
Energy Distribution of transitional disks is due to dust depletion in the inner disk, probably opened up
by a low-mass companion or planet (Pott et al. 2010, ApJ, 710, 265). In addition to such spatial
complexity, the surroundings of young stellar optics, resolved by interferometers, also show temporal
changes on monthly scale, thus high observing efficiency is required to monitor and understand
changes in the disk structure. Such observing efficiency combined with calibration precision cannot be
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provided by the current generation of MIR interferometers.
The VLTI 1st instrument generation was also used to pioneer two further directions of disk and planet
formation research. In our own solar system, a few asteroids have been observed by MIDI (e.g. Delbo
et al. 2009, ApJ 694, 1228), demonstrating the feasibility to characterize solar system minor bodies
with interferometry. In contrast, extrasolar planet detections and/or characterization with
interferometry have so far not reached enough dynamic range to successfully observe any of them (see
e.g. Matter et al. 2010, A&A 515, 69 or Millour et al. 2008, SPIE, 7013, 41 and Absil et al. 2010,
A&A, 520, 2A).
To learn more about planet and star formation by interferometric observations, MATISSE is designed
to provide more baselines, new observing wavelength, spectroscopy and high-precision differential
visibilities and phases, and closure phases, which were not provided by MIDI.
At least four science cases in this context stand out which highlight particular observing capabilities
unique to MATISSE:
(1) Transitional disks
 Unique MATISSE capability: model-independent, sensitive 4T-imaging has particular
strengths for morphologically non-trivial disks with asymmetries, clumps, gaps, etc.
(2) Detection of faint companions
 Unique MATISSE capability: 4T- and combined L-N operation
 Parallel L-N band operation does help here since the number of source photons is
increased, and part of the noise is correlated between simultaneous L and N observation
(thinking of differential phase detection methods). Of course combined L-N operation will
be interesting for variable sources, as well.
(3) Physics of circumstellar disks
 Unique MATISSE capability: Adding LM to existing and near-future HK and N
 Such broad wavelength coverage will help to remove ambiguities from disk modelling, in
particular at which radii which dust species are located. This will also improve our
understanding of disk evolution processes.
(4) Distribution of gas vs. dust
 Unique MATISSE capability: spectral resolution combined with 4T-imaging
 Wavelength-differential, spectro-interferometric imaging will reveal the location and
kinematics of gas wrt. dust, exploiting the high precision of differential phase
In the following sections we will focus our modelling efforts on the T Tauri and the Herbig sources.
Furthermore, various aspects related to the dust and gas phase in this region and the feasibility to
perform these observations with MATISSE are evaluated.
In order to assess the MATISSE requirements, the following sections focus on:
 Definition of scenarios for different YSOs models, based on a Monte Carlo radiative transfer
simulations, in order to assess what astrophysical issues can be studied with MATISSE and
what requirements on the precision of the observables are needed,
 Estimation of the performance of different image reconstruction algorithms to evaluate the
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feasibility of imaging and assess what typical image features can be reliably reconstructed.
Two cases defining the input data accuracies are considered.
Potential targets: Evaluation of the number of available YSOs as a function of the instrument
sensitivity.
5.1.2 Feasibility studies (I): N band, Continuum
5.1.2.1 Goal
Definition of the requirements in term of accuracy on the visibility and phase closure and evaluation of
the proposed Image Reconstruction Algorithms
5.1.2.2 Definition of science cases
In comparison to a reference model for a circumstellar disk around a Herbig star, the impact of various
disk parameters on MATISSE observables (and required accuracy) is investigated in particular for the
N band. The following disk parameters are considered:
 Inner disk radius
 Inclination angle
 Upper grain size
 Chemical composition of the dust and its dependence on the location in the disk
5.1.2.3 Model setup
The central star is a Herbig star with an effective temperature of 10.000K and a radius of 2.27 Rsun. It
is surrounded by a flared disk with parameters comparable to those derived from high-angular
resolution imaging observations and subsequent modelling (see Equ. 1; see also [RD1]).
 ( r, z ) ~ r

 1  z 2 
exp     ,
 2h 


with scale height h ~ r 
Eq. 1: Disk density distribution (=2.37, =1.29)
The disk is assumed to be inclined by 45° from face-on, located in a distance of 280pc. The total disk
mass is set to 10-4 Msun with a gas-to-dust mass ratio of 100:1. The inner disk radius of the reference
model amounts to 3 AU. The outer disk radius is set to 100AU, its scale height at 100 AU is 15AU.
The dust parameters are those derived for the interstellar medium (size distribution: 5nm-250nm, size
distribution exponent: -3.5; composition: 62.5% astronomical silicate, 37.5% graphite).
In order to generate the required SEDs and mid-infrared images, we simulated the radiative transfer
with MC3D v.4 (see, e.g., Wolf, "MC3D - 3D Continuum Radiative Transfer, Version 2", 2003,
Comp. Phys. Comm. 150, 99; S. Wolf, Th. Henning, B. Stecklum, "Multidimensional Self-Consistent
Radiative Transfer based on the Monte Carlo Method", 1999, Astron. & Astroph. 349, 839; MC3D at
www.astrophysik.uni-kiel.de/~star/).
Based on the reference model, the following scenarios are discussed:
Scenario 1
Figure 1 represents the simulated 10 micron image for scenario 1, which is the reference model. The
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cut in this figure shows the contributions of the thermal emission from the dust and that of the
scattering of the central source radiation by the dust particles. At this wavelength and for the dust grain
size used, scattering is negligible as compared to the thermal emission of dust.
Figure 1: Log of the 10 microns simulated image of scenario 1. The side length of the image is 0.214", its pixel scale 1.066
mas. b) Contributions of the dust thermal emission and of the dust particle scattering.
Scenario 2
Inner rim radius changed from 3 AU to 4 AU
The inner rim size is a relevant astrophysical parameter which has been measured for a large sample of
sources. Several tens have been measured and are represented in Figure 7 of Absil & Mawet (2009).
Important parameters that may determine the inner disk radius are the dust sublimation temperature,
the presence of optically thick gas inside the inner rim, the decrease of accretion rate, and truncation
by magnetic fields. The inner rims are hence important diagnostics of the disks.
Scenario 3
Inclination angle of the disk changed to 35°
The sensitivity of MATISSE to the inclination angle of the disks is of interest for comparing the inner
parts of the protoplanetary disks to the external part which are studied by radio interferometry like
IRAM at Plateau de Bure and soon by ALMA. This inclination angle parameter is of importance for
testing the planarity of the different parts of the disks or detecting and understanding possible warps.
Scenario 4
Maximum grain size three times bigger than in reference model
The goal is to investigate whether MATISSE observations will allow one to confirm grain growth.
Earlier studies have shown that the dust grains around young stars are generally significantly larger
and more crystalline than in the interstellar medium (Absil and Mawett 2010 A&ARv 18, 317).
Scenario 5
Dust grains containing 10%-40% of crystalline (olivine) material
Definition of the requirements for MATISSE to perform a careful study of dust grain processing,
motivated by the significant results achieved with MIDI (van Boekle et al. 2004). Here, the study of
three HAeBe sources showed that the difference between the inner disk visibility shape and the outer
disk visibility indicates a difference in dust mineralogy, with more crystalline grains in the inner parts.
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Scenario 6
Derived from Scenario 5: Crystalline material located only between 3 and 6 AU (modeling for
scenario 6 failed).
The scenarios 1, 2, 3 and 4 are simulated for two single wavelengths: 3.5 and 10.5 µm.
Several wavelengths are simulated for the scenarios 5 and 6, as well as for scenario 1 in a second step:
3.20 µm, 3.35 µm, 3.50 µm and 3.75 µm for the L band, 7.50 µm, 8.00 µm, 8.50 µm, 9.00 µm, 9.50
µm, 10.00 µm, 10.50 µm, 11.00 µm, 11.50 µm, 12.00 µm, 12.50 µm, 13.0 µm for the N band.
5.1.2.4 Feasibility analysis: Required Visibility and Closure Phase
We investigate the accuracy of the visibility and closure phase which is required to distinguish the
various scenarios.
For this purpose, we use the ASPRO software (http://www.jmmc.fr/aspro_page.htm) to simulate a
realistic uv-coverage, and compute visibilities and closure phases corresponding to the different
scenarios. We use a set of 3 configurations with 3 telescopes aiming at producing baseline variations in
the range 20 meters – 150 meters with different orientations. A set of nine typical visibilities and 3
phase closures are produced in order to compare the model signatures. Most of the curves are shown in
Figure 2 and Figure 3 for a first ensemble of simulated images corresponding to scenario 1, scenario
2, scenario 3 and scenario 4. For these 4 scenarios only one image was simulated, at 10.5 m, and the
curves represented as a function of the wavelengths are extrapolated under the grey case assumption,
which means that the variations with wavelength only reflect the changes in spatial frequency.
The grey case does not justify chromatic plots of the visibilities versus wavelength and it is
implemented here only for comparison with former, MIDI-like representations. In the second series of
curves, scenarios 1, 1b (grey case of scenario 1, for comparison), 5 and 6 one can see the imperfections
introduced by the grey case extrapolation, since this second series of simulations involves physical
calculation of the images at the following wavelengths: 3.20 µm, 3.35 µm, 3.50 µm and 3.75 µm for
the L band, 7.50 µm, 8.00 µm, 8.50 µm, 9.00 µm, 9.50 µm, 10.00 µm, 10.50 µm, 11.00 µm, 11.50 µm,
12.00 µm, 12.50 µm, 13.0 µm for the N band.
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Figure 2: A first ensemble of simulated visibilities corresponding to scenario 1, scenario 2, scenario 3 and scenario 4.
These 4 scenarios differ from the change of the inner rim size, the change of the disk inclination and the change of the dust
grain size. For these 4 scenarios only one image was simulated at 10.5 m and the curves are extrapolated under the grey
case assumption.
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Figure 3: A first ensemble of simulated closure phases corresponding to scenario 1, scenario 2, scenario 3 and scenario 4.
These 4 scenarios differ from the change of the inner rim size, the change of the disk inclination and the change of the dust
grain size. For these 4 scenarios only one image was simulated at 10.5 m and the curves are extrapolated under the grey
case assumption.
Derived tolerances of the visibilities and phase closure errors
The differences in the signatures induced by changes in inner rim radius, inclination and dust grain
science are of order 1-10% in visibility and 0.05-1 radian in closure phase. These then directly
represent the MATISSE required accuracies needed to discriminate these crucial astrophysical
quantities. Please note that the variations assumed for the astrophysical quantities are relatively large.
It is valuable to discriminate variations in these astrophysical parameters at a level of 10% of that
assumed in the above simulations. As a goal we can try to achieve correspondingly finer tolerances in
the measured quantities. From Tables 4 and 5 we read that the MATISSE N-band differential visibility
and closure phase errors are about 1 % and 20 mrad for strong sources, which are adequate. However,
the noise contributions for weaker sources are significant. To achieve 3% differential visibility errors,
an N-band flux of 50 Jy (AT) or 3 (UT) is required. To achieve 100 mrad closure phase error, N-band
fluxes of 3.6 Jy (AT) or 200 mJy (UT) are needed. We see that closure phases may be considerably
more sensitive measures than visibilities.
The curves below (Figure 4 and Figure 5) represent the visibilities and phase closures for scenario 1,
1b, 5 and 6. Scenario 1 is now simulated in the multi-chromatic case, one brightness map/image is
simulated each 0.25 m of wavelength. The scenario 1b is a reminder of the former scenario 1 made in
the grey case. The scenario 1 and also the scenarios 5, 6 are simulated in the multi-chromatic case.
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Figure 4: A second ensemble of simulated visibilities corresponding to scenario 1 (in multichromatic case
now), scenario 1b (the former scenario 1 under the grey case assumption), scenario 5 and scenario 6.
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Figure 5: A second ensemble of simulated closure phases corresponding to scenario 1 (multichromatic case now),
scenario 1b (the former scenario 1 under the grey case assumption), scenario 5 and scenario 6.
There is a difference in the signature between scenario 1 and scenario 5. For the purpose of
comparison, scenario 1b is here presented, illustrating the limitation of the grey case, strongly different
from scenario 1 in multi-chromatic situation when we depart from the central wavelength of 10.5 m.
The scenario 6 must be considered as failed since we had to cut imperfectly by software two different
zones of the disk to simulate a radial variation of the degree of crystallinity in the disk.
Hence our comparison will then be at this second stage limited to the scenario 1 and 5. These 2
scenarios show signature differences in the visibilities ranging from 1 to at most 5 percent. The
differences in the phase closure are in the range 0.02-0.1 radian. These differences directly
represent the accuracies required from MATISSE in order to be able to discriminate the fraction of
crystalline material. Figure 6 below displays the differences in the spectra between scenario 1 and
scenario 5 caused by different degrees of crystallinity: 10%, 20% and 40% (40% is the value used in
the previous visibilities and closure phases representations). Crystallinity determination down to a
10% level is more exigent and would require, by scaling from the 40% case, a visibility accuracy
of at worst a few percent of accuracy to distinguish between scenario 1 (amorphous dust) and
scenario 5.
The absolute visibility accuracy measurements are difficult to achieve in the N-band. Spectral
signature of the crystalline material could be better evaluated in the differential visibilities. The closure
phase requrements (say ~50 mrad) can be met for sources stronger than about 7 Jy (AT) or 0.6 Jy
(UT).
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Figure 6: Differences in the wavelength spectra between scenario 1 and
scenario 5 with 10%, 20% and 40% of crystalline dust grains in the disk.
The Figure 6, displayed with a spectral resolution of nearly 100, also illustrates the importance of a
medium spectral resolution in N band in order to be sensitive to the sharpness of the expected features.
We conclude that the signatures in the visibilities and closure phases, that can be used to
distinguish between the different scenarios tested, require accuracies less than 5 percent in the
visibility measurements, and of 0.1 radian in the closure phase measurements.
5.1.2.5 Simulated observations
We now simulate the uv coverage using the ASPRO software, and then compute visibilities using the
prototype of the Exposure Time Calculator of MATISSE [RD5] that produces errors on the
measurements in accordance with the MATISSE Performance Analysis report. We simulate a set of
different telescope configurations for a 4-telescope, 7 night observation. The stations used are the
following:
 A1-B2-C1-D0
 A0-G1-I1-K0
 D0-H0-G1-I1
 A0-B5-J6-M0
 A0-B0-C1-D1
 A0-G1-J2-J3
 B5-E0-L0-G1
The three first configurations are those proposed by ESO currently and can be used for comparison
with the 3 night simulated observations used during Phase A for reconstructing an image from scenario
1. From the 3 night / 3 configuration simulations [RD1, Phase A] we concluded that the sparse
coverage of the uv plane was the strongest limitation on the image reconstruction process and that
measurement errors as large as 10% did not further diminish the quality of the results. The present
Science Analysis Report shows that satisfactory results can be expected indeed from an accuracy of 10
% on the visibility, however an accuracy of 2%-3% is highly desirable. Such a better accuracy
a) is required to detect spectral signatures like the ones of the crystalline dust material, and
b) would permit to improve the quality of image reconstruction assuming a good uv coverage is
ensured.
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A better convergence of the image reconstruction, tested here through the use of different algorithms,
is ensured when the accuracy on the visibility is improved (Figure 13 ).
We now consider the impact on this conclusion by increasing the number of configurations to 7 with a
correspondingly better uv coverage. Currently, four three-telescope reconfigurations, distributed over
~1 month, have been effectively done several times, and enable the VLTI to produce images of stellar
surfaces and stellar environments. It does not appear unrealistic that 3 more reconfigurations could be
done in the same amount of time (i.e., 7 nights of observations spread over ~1 month). We focus here
on ATs observations. This enables us to simulate the 202m baseline to get the highest available
angular resolution. The resulting uv coverage is shown Figure 7.
Figure 7: UV coverage of our simulation. Left is for the three first nights and right is for the whole dataset (7 nights).
Once the UV coverage is set, we use the scenario 1 images to simulate realistic observations using the
prototype of the Exposure Time Calculator of MATISSE [RD5]. This step produces OI Fits datasets.
This simulation is done under two assumptions:
 Case 1: Typical visibility error 10%, typical closure phase error 0.2 radians
 Case 2: Typical visibility error 2%, typical closure phase error 0.01 radians
These 2 cases correspond to :
 Case 1:
◦ Integration time 900 seconds (15 mn),
◦ Chopping 0.5Hz,
◦ Closure phase systematic error set to 100 milli-radians (which is a pessimistic error, indeed
from the AMBER Beam Commuting Device document – VLT-TRE-AMB-15830-7021,
this systematic error is 23 mrd).
 Case 2:
◦ 1800 seconds of integration (30 mn),
◦ Chopping at 5 Hz
◦ No systematic error on the closure phase measurement, assuming BCD observations.
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5.1.2.6 Data analysis: Image reconstruction
In this section we present the different available imaging software for synthesising images from
interferometric datasets. We recall here that, in principle, radio-interferometry software can be used to
recover optical-interferometry images but that, due to practical reasons, specific softwares have been
developed for this. We list in 6 the existing imaging software, both for optical interferometry and
radio-interferometry. In this document, we focus on four software packages dedicated to optical/IR
interferometry:
 BBM (developed in Bonn),
 BSMEM (developed at Cavendish University),
 MIRA (developed at the Lyon observatory)
 WISARD (developed by the JMMC)
We compare their performance, ease of use, and results.
Table 7: List of existing interferometric image reconstruction software. The four software tested here are presented first.
Software
BBM
BSMEM
MIRA
WISARD
AIPS
Name stands for
Building Block Method
Bispectrum Maximum Entropy
Multi-aperture Image Reconstruction
Algorithm
Weak-phase Interferometric Sample
Alternating Reconstruction Device
NRAO Astronomical Image
Processing System
Common Astronomy Software
Applications
CASA
CITVLB
DIFMAP
MACIM
Markov Chain Image reconstruction
OYSTER
RPR
Recursive Phase Reconstruction
VLBMEM VLB Maximum Entropy Method
Algorithm
BBM
MEM
Main access
K-H Hofmann
http://www.mrao.cam.ac.uk/research/OAS/bsmem.html
Several
http://www-obs.univ-lyon1.fr/labo/perso/eric.thiebaut/mira.html
Several
JMMC
CLEAN
http://www.aips.nrao.edu/
ESO : http://www.eso.org/sci/facilities/alma/observing/tools/dataCLEAN
reduc.html
MEM
Caltech
DIFMAP
Caltech
Markov Chain + MEM http://www.physics.usyd.edu.au/~mireland/MACIM/
CLEAN, DIFMAP
C. Hummel / NPOI
RPR
ESO
MEM
http://www.astro.caltech.edu/~tjp/citvlb/vlbhelp/vlbmem.mem
We first compare the interface of all software. Our comparison points are the following:
 Input files: only BBM uses ASCII files in a defined format, while the other software uses
standard OI fits files.
 Input commands: all of the tested software are run via command-line (i.e. shell, yorick or IDL)
functions, and their use can be scripted.
 Parameters used as input: all packages use pixel size, pixel number, regularization superparameter and prior as input.
In addition, we tried (one has to keep in mind that such evaluation was made at the date of September
2010) to evaluate the runtime of one image reconstruction iteration. We define an iteration as “one run
of the software with one set of parameters that gives as output an intermediate image”. Indeed, user
interaction is needed at each iteration step until convergence of the software is reached (the
convergence criterion itself being a subjective and user-dependent estimate of the image quality).
We find that WISARD is one level below all other software, the computation time being the main
limitation of the current use of this software. The BBM code could be optimized. BSMEM and MIRA
are both very fast. Table 7 sums up this comparison.
In terms of ease of use, BSMEM and MIRA clearly stands out as the more polished software, while
BBM still has few aspects to improve (use of OI fits files, speed optimization) and WISARD stands
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behind, the computing time being a main limitation.
Table 8: The retained software for this study compared each other on “ease of use” criteria.
Software Licence
Who used it ? Code access Language Speed
Input commands
BBM
K-H Hofmann K-H Hofmann Fortran
~5mn/iteration Cshell scripts
BSMEM Case-by-case MEDC
F. Millour
F. Millour
C++
<1mn/iteration shell scripts
MIRA
Gnu Public Licence (free) F. Millour
Any
Yorick + C <1mn/iteration yorick scripts
WISARD JMMC
M. Vannier
M. Vannier
IDL
~10h/iteration IDL scripts
Regularization
MEM
MEM
Several
Several
Input files
ASCII files
OI FITS
OI FITS
OI FITS
We now compare the different software in terms of image reconstruction quality, in a similar approach
as done at the interferometric “imaging beauty contests” in the frame of the biannual SPIE
conferences.
To perform this comparison, we use the simulated data from the previous part as input into the
different packages. We then perform a visual comparison to a reference image made from the model
convolved with a 130 m equivalent round aperture (Figure 8). Secondly, we compare cuts through the
images in the axial and equatorial directions to verify the results of the visual inspection.
Figure 8: The model used (left, linear scale) and the same convolved with a beam corresponding to a 200 m aperture
telescope.
The case 1 (standard errors) recovered images are shown in Figure 11. The visual inspection shows
that all packages except WISARD yield reconstructions basically similar to the initial model. They all
create artefacts which are different from package to package: BBM and MIRA produces “fluffy”
images, whereas BSMEM gives two brighter “lobes” left and right of the annulus. Little or no faint
extended structure is seen in the BSMEM image. Finally, WISARD gives qualitatively the right
information (annulus with one side brighter than the other, extended flux), but the flux estimates are
obviously far from the initial model.
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Figure 9: Image reconstruction in the case 1 (10% errors on visibilities) for the 4 software packages tested here.
Qualitatively, all except WISARD can reproduce the features from the original object (annulus with one side brighter)
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Figure 10 Case 2 (2% errors on visibilities) image reconstruction tests. Qualitatively, all packages give the same result.
For case 2 (2% typical errors on visibilities), all packages give qualitatively similar results as shown in
Fig. 12. The ring appears smoother in the case of BBM and MIRA, while WISARD and BSMEM
produce unreal structures in it (“blobs” in several parts of the ring).
To compare the results more quantitatively, we plot axial and equatorial cuts in the images and
compare them with the original model image convolved with the 130 m aperture beam. The results are
shown in Fig. 13. As found qualitatively before, WISARD provides the poorest match to the model.
We also find that BSMEM, while being able to reconstruct the ring with proper flux ratios, is not able
to match the faint extended structures in the disk. The last two software packages, BBM and MIRA,
provide the best fidelity to the original model in both noisy and less noisy simulations. We find that the
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noise level has an impact on the reconstruction of the faint structures of the image. These are of high
importance in many aspects of the image analysis e.g. finding temperature gradient structures in the
disk. For the 2% errors case, BBM is able to marginally recover flux from the central star, where all
other packages fail to do so.
Figure 11 Comparison of the image reconstruction results with cuts in the axial and equatorial directions. This gives a
more quantitative estimate of the image reconstruction quality. Black line is the model convolved with the 130 m aperture
beam, green line is the MIRA reconstruction, blue line is the BBM reconstruction, pink line is the BSMEM reconstruction,
and red line is the WISARD reconstruction.
Our conclusion from this comparison is that MIRA and BBM provide the best image fidelity, with a
slight advantage for BBM. BSMEM provides less accurate results, although this may come from our
more limited experience with this package. Finally, WISARD provides the poorest image fidelity,
which may be linked to the very large computing times involved in its usage. These results are in line
with the Beauty contests except for the BSMEM software. These differences should be investigated in
the future, in particular, whether the fidelity can be increased by careful tuning of the parameters.
In terms of use, MIRA and BSMEM are the most advanced software (use of OI fits, calculation
speed). BBM is second with no interface with OI FITS, while WISARD is impaired by its very long
computing times.
As a general conclusion on the image reconstruction tests made here, it appears that, while all software
are able to qualitatively reconstruct the structures of our model (i.e. asymmetric ring + extended flux)
only BBM and MIRA are able to reconstruct faint structures with some fidelity in the images of disks.
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BBM is also able to recover partly the star flux in a case where the data errors are improved.
A new development, specific to MATISSE, is undergoing by K.-H. Hofmann to greatly improve the
quality and speed of the MATISSE image reconstruction software, formerly based on the Building
Blocks algorithm. This new IRS (Image Reconstruction Software) uses a different algorithm
(bispectrum match + ASA-CG descent algoritm), which was tested with success on existing
interferometric datasets (beauty contest + AMBER observations). The reconstructed images with this
IRS match better the data than BBM.
We also note that while it may be perceived that the UV coverage is the main limitation in the image
reconstruction process, in the case of many-configuration observations and in the example presented
here for MATISSE the limiting factor for recovering images becomes the accuracy of the observable
quantities which are the visibilities and phase closures.
5.1.3 Feasibility studies (II): L (M) and N bands, Continuum
5.1.3.1 Goal
Definition of the requirements in term of accuracy on the visibility and phase closure. Evaluation of
the scientific importance of continuum observations in L (M) band with MATISSE.
5.1.3.2 Definition of science cases
We consider the following two science cases:
Science Case 1:
Detection of inner holes and/or gaps in the potential planet forming region of circumstellar disks
Motivation:
Inner holes and/or gaps are predicted signatures of disk evolution (disk dispersal), planet formation
(grain growth with corresponding decrease of the disk opacity), and planet-disk interaction.
Science Case 2:
Detection of local brightness asymmetries in the potential planet forming region of circumstellar disks
Motivation:
Local brightness asymmetries are predicted signatures of disk evolution (e.g., locally enhanced scale
height due to local over-densities), disk-planet interaction, and embedded companions
For a more detailed scientific background of the outlined science cases, see [RD1].
As circumstellar disks are known around sources of different intrinsic brightness, both science cases
were evaluated in the case of a disk around a Herbig star (Scenario 1) and a T Tauri star (Scenario 2).
5.1.3.3 Model setup
The reference model for this study is similar to the one outlined in Sect. 5.1.3. For completeness, the
entire model is outlined below.
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Disk and dust parameters
A flared disk is used with parameters comparable to those derived from high-angular resolution
imaging observations and subsequent modelling (see Equ. 1 - Sect. 5.1.3; see also [RD1]). The disk is
assumed to be inclined by 30° from face-on, located in a distance of 140pc. The total disk mass is
assumed to be 10-3 Msun with a gas-to-dust mass ratio of 100:1. The inner disk radius of the reference
model amounts to 1.0AU in the case of the Herbig star, and 0.1 AU in the case of the T Tauri central
star (and thus close to the sublimation radius). The outer disk radius is set to 100AU, its scale height at
100 AU amounts to 15AU.
The dust parameters are those derived for the interstellar medium (size distribution: 5nm-250nm, size
distribution exponent: -3.5; composition: 62.5% astronomical silicate, 37.5% graphite).
Photospheric model
Blackbody radiation:
(Scenario 1) Herbig star:
(Scenario 2) T Tauri star:
10.000K, 2.11 Rsun
4.000K, 2 Rsun
Simulation of ideal images
As thermal reemission is of importance in the L to N band wavelength range, the temperature structure
is calculated self-consistently. Subsequently, wavelength-dependent images are calculated, taking
both, thermal reemission radiation of the disk and scattered stellar light on the disk upper layers into
account. The pixel scale of the images amounts to 0.714mas/Pixel which is about a factor of 4-5
smaller than the highest resolution MATISSE will achieve (L band, longest AT baselines).
We simulated the radiative transfer with MC3D v.4 (see, e.g., Wolf, "MC3D - 3D Continuum
Radiative Transfer, Version 2", 2003, Comp. Phys. Comm. 150, 99; S. Wolf, Th. Henning, B.
Stecklum, "Multidimensional Self-Consistent Radiative Transfer based on the Monte Carlo Method",
1999, Astron. & Astroph. 349, 839; MC3D at www.astrophysik.uni-kiel.de/~star/).
5.1.3.4 Evaluation: General comment
(1) As shown in Fig. 12, a major complication of continuum observations in L band – as compared to
N band observations – is the significantly lower ratio of the disk-to-stellar flux. This is primarily due
the fact that the disk brightness is mainly given by the scattered stellar light in L band, while in the N
band the additional disk reemission becomes important.
Figure 12 L and N band brightness distribution along the long major axis of the (inclined) reference disk in the case of a T
Tauri central star. The overall flux in N band is higher than in the L band except for the central source (R= 0AU).
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(2) Approach of this feasibility study:
 Comparison of simulated visibilities for the reference model outlined above and a modified
disk model
 Due to the close proximity in wavelength of the L and M bands, only the results for the L band
are presented here. For the selected science cases, the qualitative and quantitative conclusions
for the M band are very similar to those for the L band.
5.1.3.5 Evaluation: Science case 1 (inner holes, gaps)
Scenario 1 (disk around Herbig star)
Configurations considered:
a. Inner hole with radius 2 AU and 4 AU (reference disk: inner radius at 0.1 AU). These models
are labelled in the plots below as 02 and 03 respectively.
b. Gap between 2-3 AU and 4-5 AU (here, the increase of the local scale height at the outer gap
boundary due to direct illumination by the central star has been taken into account.
Furthermore, it has been further increased by a factor of ~2.5 to pronounce the effect). These
models are labelled 21 and 31 respectively.
Simulated fluxes and visibilities:
In Figures 13-14 the resulting simulated fluxes and visibilities as a function of baseline are shown for
the L and N band. The corresponding reference model is marked in black. The visibilities are low (max
~0.5 for all assumed models), allowing easy distinction between the science case model and the
reference model, in both L and N band.
For each model and band a range of baselines can be found where the difference in visibility is as large
a factor of ~2-3 as compared to the values for the reference model (for example see Fig. 14 model 21
in the L band at a baseline ~ 90 m). In absolute numbers, the differences are in the range of V~0.2.
Figure 13 Left:Simulated L-band correlated fluxes as a function of baseline [m] for Science Case 1 Scenario 1(HAe
star) Right: Corresponding N band models. The different colors plots data for the different models described above.
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Figure 14 Same models as preceding figure but now plotting visibilities (normalized by photometric flux)
Comparison to MATISSE specifications
We discuss this “standard” science case in terms of both instrumental sensitivity, and the need for an
external fringe tracker. We first discuss the relations between how the sources appear to MATISSE
(K- and L-band) and how they appear to the fringe tracker (K-band and shorter wavelengths).
Fringe Tracker considerations
We have also modelled the sources discussed here in the K-band. From these experiments, we
conclude that :
 The sources a K-band are usually very small, with visibilities ~1
 In the L- and N-band models presented here, the visibilities are lower but if we are
considering stars with weak apparent fluxes, these will be either farther away, or less
luminous, than our models, and hence be smaller. For the calculations concerning the fringe
tracker we can also assume that the visibilities of these stars at L- and K-band are near unity.
 At shorter baselines, the ratio of the K/L fluxes for the models presented is typically ~0.5. The
ratio of K/N is typically ~0.06. Thus in converting the a given tracker sensitivity in Jansky to
a minimum source flux in the scientific bands for use in the plots in Figures 23 and 24, we
must divide by 0.06 and 0.5 respectively
The sensitivity of Fringe Tracker designs is usually specified as a faintest correlated K-magnitude for
reliable tracking. For proposed VLTI 2nd generation fringe trackers this limit is usually in the range
K=8-12. For the primary science cases we have also modelled the coherent K-band flux from the
simulated sources. For convenience we present a table of conversion from K-magnitude to K-band
flux, assuming K=0 corresponds to 670 Jy.
K=8->0.4 Jy
K=9->0.17 Jy
K=10->0.067 Jy
K=11->0.027 Jy
K=12->0.011 Jy
Table 9 Conversion of K-magnitudes to fluxes.
Observability of targets for Science Case 1 Scenario 1 (HAe stars)
Comparison of the above figures to the values in Tables 1, 2, and 3 allows us to conclude:
 All models can be self-tracked with the UTs at both bands. Only the brightest models can be
self-tracked with the ATs, so use of the ATs, with their more complete UV-coverage, will in
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general require an external fringe tracker. The L-band fluxes are ~1 Jy so the K-band fluxes
will be ~0.5 Jy. This corresponds to a tracker with K-band limit of magnitude ~8.
The UTs without fringe tracker, and the ATs, with fringe tracker, will in general have sufficient
sensitivity and accuracy to distinguish between the models in this scenario.
Scenario 2 (disk around T Tauri star)
The configurations considered are labelled in the colored plots below:
a. Inner hole with radius 1 AU (model 01)
b. Inner hole with radius 2 AU (model 02)
c. Gap between 1-2AU (model 11)
d. Gap between 2-3AU (model 21)
e. Reference disk: inner radius at 0.1 AU
Here, the situation is more complex. Because the exciting stars are less luminous, the warm dust zones
emitting in the mid-infrared are less luminous and smaller.
First, the detection of spatial structures in the N band is feasible. We confirm this result of the image
reconstruction studies outlined in Sect. 5.1.3 and [RD1]. The simulated fluxes, visibilities and closure
phases are shown in Figures 15, 16, and 17 (N band on the right hand side). Furthermore, in nearly all
N band models we can distinguish between reference and science case model (differences are in the
range V~0.2…0.5).
Figure 15 Simulated fluxes from Science Case 1 Scenario 2. Left: L-band, Right N-band. Reference model is black.
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Figure 16 Visibilities for Science Case 1 Scenario 2
Figure 17 Closure Phases for Science Case 1 Scenario 2
In the L band (left hand side of Figure 16) the simulated visibilities for most baseline lengths amount
to ~0.9-1.0. However, in the particular case of a gap between 1 and 2 AU (model 21), the visibility
decreases down to ~0.85.
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To summarize, it would be possible only to distinguish between selected disk configurations through L
band observations. The main reasons are a) the larger error due to the significantly lower luminosity of
the central sources (as compared to the case of Herbig stars) and b) the general higher visibilities (see
Fig. 18 showing the compact brightness profile of the disk around the T Tauri vs. the Herbig Ae star).
Figure 18 Radial L and N band brightness profiles of the HAe vs. TTauri disk (along the long major axis of the disk).
Observability of Case 1 Scenario 2 (TTauri stars):
 With luck, the strongest targets can be self-tracked with the UTs. Generally most source
models would require a fringe tracker even on the UTs. The L-band fluxes are ~0.2 Jy
corresponding to K-band ~0.1 Jy. From Table 9 the fringe tracker sensitivity must exceed
K=10.
 Distinguishing between models will require a sensitivity of better than 10 mJy at L-band and
100 mJy at N-band. In the more fortunate cases observations with the ATs are possible in Lband, but not in N-band. With the UTs the sensitivity is adequate in both bands.
5.1.3.6 Evaluation: Science case 2 (brightness asymmetry, T Tauri)
Configurations considered:
 Reference model with an added point source at various radial distances from the center
(0.5 AU, 1 AU, 2 AU, 5 AU, 10 AU).
 Brightness of the additional point source: 10% and 1% of that of the central star. The models
with the 10% point source are labelled in the plots below as (A00, A01, A02, A03, and A04).
along with the Reference. For the 1% point source we only display the 10 AU model as B04.
 Central star: T Tauri star
Brightness of the additional source: 10% of the brightness of the central source
The correlated fluxes, visibilities, and closure phases are shown in Figures 19, 20, and 21. In analogy
to Science Case 1 Scenario 2, the visibilities are close to 1.0. However, in each considered case it is
possible to distinguish between the modified disk (i.e., the disk with the secondary source) and the
reference model. Even more, all models can be distinguished from each other.
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Figure 19 Science Case 2 (TTauri star, additional point source), Correlated Fluxes of the disk plus added point source:
10% of the brightness of the central source. Location of the secondary source: A00: 0.5 AU, A01: 1 AU, A02: 2AU, A03:
5AU, A04: 10AU. Left: L-Band, Right: N-Band
Figure 20 Science Case 2, Visibilities
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Figure 21 Science Case 2 Closure Phases
Figure 22 Science Case 2 B04 point source added at 1% of flux of central source at 10 AU, L-band Visibilities and
Closure Phases.
Brightness of the additional source: 1% of the brightness of the central source
L-band: In this case, the resulting L band visibilities of the disk with and without the secondary source
are very high and can hardly be distinguished with the expected accuracy of ~2% (see Figure 22 for
illustration). The closure phase differences are of order 2 degrees or 30 mrad, and the differences
between the reference model and model B04 are much less, so in this measure the models are not
distinguishable.
N band: Similar calculations in N-band show that the visibilities and closure phases of model B04 and
the reference model cannot be distinguished for the weak T Tauri stars (~300 mJy).
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5.1.3.7 Summary
Requirements on the visibility: summary Table 10
Note: The derived requirements for ΔV/V are valid for selected baseline ranges
Science case
Band
Required ΔV/V
A. Herbig stars:
L
N
~ 0.50
~ 0.70
A. T Tauri stars
L
N
~ 0.10
~ 0.70
B. Asymmetries
L
N
~ 0.17 down to 0.02
~ 0.02
Remarks:
(1) The evaluation (feasible/not feasible) is to be seen in the context of the considered model.
(2) For the interpretation of the results for the Science case 2 it is important to consider that the
brightness of the secondary source was relative to that of the central star. Thus, L band
observations are particularly useful for the detection of illuminated structures in the disk or L
band-bright (i.e., hot) self-radiating secondary sources.
N band observations of local brightness asymmetries are also possible, but for N band-bright
sources (see, e.g., [RD1] for an example of an embedded accreting proto-planet). However, the
reference brightness relevant for the evaluation of the feasibility of these observations would
be that of the hot inner rim of the dust disk, not of the N band-weak T Tauri or Herbig star.
5.1.3.8 Potential targets
We evaluate the number of available YSOs as a function of the instrument sensitivity by taking our
sample of sources containing protoplanetary and debris disks detections and parameters from the
website www.circumstellardisks.org. The catalogue provides a library-like data base of the best known
and observed sources, not the entire number of circumstellar disks observed.
We limit our study to source declinations < 30° in order to get only sources observable from the VLTI.
We collected the received fluxes from these sources from existing catalogues and from the literature.
Based on the above catalogue, the total number of objects with a declination between 30° and -80° is
126. Among these sources, our search of available photometric data reduces the sample to 73 targets
in N band (58% of the initial source sample) and to 66 sources in L band (representing 52% of the
initial sample). This translates into the following histograms for N band (Figures 23) that represent
sources for all declinations and those with declinations between only 10° and -50° (Figure 23, left and
right histograms respectively).
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Figure 23: N band flux histogram of observed YSOs from our sample. The sample seems to be incomplete below 0.5 Jy.
We note that the number of sources steadily increases from ~100 Jy to ~0.5 Jy, with almost no data
below the 0.5 Jy level. This is probably due the limitation of the considered catalogue and/or the
incompleteness of photometric surveys in the southern hemisphere.
In addition, while the number of T Tauri stars increases with decreasing flux, the number of Herbig
stars does not. This may be related to the way Herbig stars are detected (spectroscopically) compared
to T Tauri stars (JHK photometry).
While the catalogue used and recognized by the community for the study of circumstellar YSO disks is
probably incomplete, it is still useful to assess the MATISSE requirements in term of sensitivity.
In Figure 24 we present the same histogram for the L band.
Figure 24: L band flux histogram of observed YSOs from our sample. We note that the sample seems to be incomplete
below 0.5 Jy.
The requirement for MATISSE is to access to a significant enough number of sources. Having a the
source sample accessible with MATISSE larger than a few tens for the YSO category (30-40 sources)
will allow to have good understanding and statistics on the astrophysical parameters.
Remark : Recent progress on the data reduction side in the context of the MIDI AGN large program
pushed the MIDI stand-alone sensitivity limit to about 0.2Jy. Down to this level, fringes can be reliably
recorded and calibrated (Kishimoto et al. 2011; Burtscher et al. 2011, PhD thesis). This level can be
pushed even further by another factor 4..5 with external fringe tracking, as demonstrated with the
PRIMA fringe tracker (Müller, A. et al. 2010). The new MIDI faint source limits are significantly
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increasing the number of available source for AT-observations. This is particularly important in the
context of the imaging capabilities of Matisse, since the AT array offers a wider range of baselines,
and thus higher dynamic resolution of the resulting images, than the UT array.
We now use the MATISSE sensitivity estimates from Section 4, and the N(S) estimates in Figures 25
amd 26 to estimate the number of accessible targets. Without fringe tracker we take the limiting
MATISSE fluxes to be L-band=1.9 Jy (AT) and 0.18 Jy (UT); in N-band 11.6 Jy (AT) and 0.7 Jy
(UT). The numbers of observable sources brightest are then:
N band:
L band:
ATs: ~ 5,
ATs: ~ 12,
UTs: ~ 35
UTs: ~ 30
The sources listed in the two bands are, of course, often the same sources. These numbers are
consistent with those provided in Table 6 giving the number of papers published on YSOs sorted by
instrument. These numbers are consistent also with the current evaluated numbers of studied young
stellar objects by optical interferometry (approximately 30-40 sources; review article of Absil &
Mawett, 2010).
The number of potential UT targets is reasonably large, but those accessible to the ATs, which provide
the UV-coverage necessary for good imaging, is rather small. We now consider the impact of an
external fringe tracker on the AT numbers.
For a given tracker sensitivity (Table 9) we divide the K-band flux by the above specified conversion
factors to L- and N-bands (0.5 and 0.06 respectively), and use the plots to determine the number of
sufficiently bright targets. With some conservative extrapolation of the plots to lower fluxes we find:
K(tracker)=
L-band
N-band
8
20
7
9
25
8
10
30
12
11
35
18
12
>40
24
Table 11 Available YSO targets with ATs for given Fringe Tracker sensitivity
5.1.4 Feasibility studies (III): L and M band, Lines
5.1.4.1 Goal
As it is specified in the Technical Specifications [AD1], MATISSE, in the L&M spectral band, has a
maximal resolution of 950 in the L band only a maximal resolution of the order of 650 in M band
(medium resolution in L&M). The present section evaluates the interest of a higher spectral resolution
with an example which is the study of the CO lines at about 4.7 microns in the M band.
Other very important emission lines are the Hydrogen lines, in particular the Br line at about 4.05
microns in L band.
5.1.4.2 Definition of science cases
The medium and high spectral resolution modes of MATISSE provide access to high-angular
resolution imaging of the inner regions of protoplanetary disks in gas emission lines. The brightest
emission lines in the M-band include the fundamental rovibrational lines of CO near 4.67 micron, and
several atomic hydrogen lines in the L band, such as Br Pf and Pf. The CO rovibrational emission
traces gas within the inner few AU of the disk. The hydrogen lines, likely trace the disk wind region
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(e.g., Weigelt et al. 2011, A&A 527, A103). Long-slit spectroscopy with instruments like NIRSPEC,
CRIRES, and Phoenix resolve the individual rotational lines inside the rovibrational ladder up to Jlevels as high as 40, with line widths up to 50-100 km/s (e.g., Brittain et al. 2003; Blake & Boogert
2004; Rettig et al. 2004; Salyk et al. 2007). These observations do not spatially resolve the emission,
but gas in Keplerian rotation is inferred from the velocity-resolved line profiles. In several cases (e.g.,
TW Hya and GM Aur; Salyk et al. 2007) gas is seen inside the innermost disk regions that have been
cleared-out of dust. The amount of gas, however, is insufficient to maintain the observed stellar
accretion rates, therefore indicating ongoing replenishment from the surrounding gas+dust disk.
MATISSE will be able to spatially resolve the gas and dust emission (although not spectrally resolve
the individual lines) and directly address the question of how the gas fills the inner disk regions. At a
spectral resolution of ~1300, MATISSE can separate the individual lines within the rovibrational
ladder of CO, and image the line and continuum emission separately. In the analysis below, we will
focus on predictions for the fundamental rovibrational ladder of CO for a few disk geometries.
Science case: Detection of differences in the spatial distribution of dust and gas in the potentially
planet-forming regions of a circumstellar disk.
Motivation: Spatially unresolved spectra suggest that inside the gaps and holes observed in
protoplanetary disks in the continuum, appreciable amounts of gas are still present. Theoretical
studies of planet-disk interactions suggest that, although planets can reduce the density in the
gap/hole, the gas is not completely removed from this region.
5.1.4.3 Model setup
We base the line models on the same disk structures as investigated in the preceding sections for the
continuum emission (Sect. 5.1.4). For the dust density and temperature distribution as well as the
stellar photospheric emission we used some of the same parameters used to simulate the continuum
emission. The gas was assumed to be in Keplerian rotation around the central star with masses, of 1.0
Msun and 2.5 Msun for the T Tauri and the Herbig Ae star case, respectively. Outside of the perturbed
region (hole/gap) we assumed that the spatial distribution of gas follows that of the dust with a fixed,
uniform gas-to-dust mass ratio of 100 and a CO/H2 abundance of 110-4. Regarding the distribution of
gas in the holes/gaps, seen in the dust distribution, we investigated three scenarios:
Scenario 1:
Scenario 2:
Scenario 3:
The gap/hole does not contain any gas, i.e., it is both dust- and gas-free.
The gap/hole exists only in the distribution of dust, while the spatial distribution of gas
is unperturbed.
The gas is removed from the gap/hole except for a narrow spiral stream. This model
represents a case where instabilities at the gap/hole edge cause some continued gas
accretion. We describe the density distribution in the gap by
 (r  rc ( )) 2 
,
 (r ,  )   0 exp  

2


where 0 is the gas density in the unperturbed, reference model while  is the standard
deviation of the Gaussian that describes the radial width of the stream. The quantity
rc() is given by
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
(rgap,out  rgap,in )  0.7  rgap,in .

Here  is the azimuthal coordinate while rgap,in and rgap,out are the inner and outer radius
of the gap/hole, respectively.
For the gas kinetic temperature we assumed a value which is 1.3 times larger than the dust temperature
at any location in the unperturbed reference model. The increased gas temperature matches the line
luminosities observed in spatially unresolved long-slit spectra of young stars. The temperature of the
gas is indeed likely larger than the dust temperature in the upper layers of protoplanetary disks due to
UV/X-ray photons.
We used the 3D radiative transfer code RADMC3D (Dullemond et al. in prep., www.ita.uniheidelberg.de/~dullemond/software/radmc-3d/) to calculate channel maps for five lines in the
fundamental band of CO (v=1-0 P8-P12). The energy levels of CO are assumed to be populated
according to local thermodynamical equilibrium (LTE). Einstein A coefficients, statistical weights
and level energies for each transition were taken from Goorvitch 1994. After the level populations
were obtained, channel maps were calculated with raytracing, placing the object at an orientation of 0
(face on) and 45. Channel maps were calculated at a high enough spectral resolution (R=31051.5106) to resolve the lines, which is necessary to calculate the line luminosity correctly. Raytracing
was done only around the vicinity of the lines, +-8km/s in face on models and +-100 km/s for 45°
inclination and the continuum images for the wavelengths in-between were calculated using linear
interpolation. The high resolution channel maps were finally re-binned to the spectral resolution of
R=3000.
5.1.4.4 Evaluation
(1) Spectral resolution
We calculated the spatially integrated photometric flux at each wavelength at different spectral
resolutions (see Fig. 30). At a spectral resolution of several hundreds the line and continuum emission
cannot be separated as each channel will contain both line and continuum emission, i.e., no clear
continuum channel will exist. A resolution of at least R=1300 is required to separate the CO line
and continuum emission, with pure line-free continuum separating the lines. Higher spectral
resolution up to 3000-6000 will increase the line-to-continuum ratio, and therefore the signal-to-noise
in the line emission, as the square-root of the spectral resolution as long as the individual lines are not
spectrally resolved. Any higher resolution will spread the line flux over a larger number of channels,
thus decreasing again the S/N. MATISSE cannot resolve the line kinematics, which are of the order of
tens of km/s or resolving power of 10,000 or more.
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Figure 27. Spatially integrated spectrum of a model disk around a Herbig Ae star seen at 45° inclination angle. Five lines
of the fundamental band of CO are shown at three different spectral resolutions. It is clearly seen that a spectral resolution
of at least R=1300 is required to separate the line and continuum emission.
(2) Sensitivity and ability to distinguish between different models
We simulated observations with MATISSE using the ATs for a 15 min of integration time. The model
source was placed at a declination of -40. The spectra were rebinned to a resolution of 1300. To
evaluate how well MATISSE can distinguish between the three models with different gas distribution
we compared the correlated (continuum-subtracted) line fluxes as a function of baseline.
A) Herbig Ae stars
Figure 28 shows the correlated line flux as a function of baseline for all three considered scenarios for
a model with a 2 AU inner hole and a face-on (0) orientation. The source is well resolved in all three
cases and the structural differences are visible in the curves. Scenarios 1 and 2 have symmetric source
models, resulting in smooth visibility curves. The spiral arm pattern of Scenario 3 is not symmetric,
resulting in a scatter of the points at similar projected baselines, depending on position angle.
The average flux level in the correlated line flux is about 100-200 mJy at baselines longer than ~40 m,
which is about the same as the average difference between the different models. Taking a flux
uncertainty of 100 mJy for 15 min integration time on the ATs translates to a signal-to-noise ratio in
the correlated line flux of 1-2 at baselines longer than ~40 m and 2-8 for baselines shorter than ~40 m.
This is marginally sufficient to disentangle between the different scenarios. Therefore, only the
brightest and closest Herbig Ae stars can be observed using only the ATs. However, we can gain a
factor of at least 20 in signal-to-noise by using the UTs instead of the ATs, which makes the
observations of most of the known Herbig Ae stars feasible with MATISSE.
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Figure 28 Disk around a Herbig Ae star: Correlated flux in the line centers as a function of baseline for all three simulated
scenarios for the gas distribution with a 2 AU inner hole in the dust distribution, seen under a face-on orientation.
B) T Tauri stars
In Figure 29 we show the correlated line flux as a function of baseline for all three considered
scenarios for a model of a T Tauri star and a surrounding disk with a 2 AU inner hole. There are two
important differences between the Herbig Ae stars and the T Tauri stars that are strongly reflected in
these curves.
(1) The absolute brightness of T Tauri systems is lower than that of Herbig Ae stars by a factor of
several tens, which decreases both the correlated and the total flux.
(2) Due to the lower stellar luminosity the spatial extent of the emitting region is also smaller in T
Tauri stars compared to Herbig Ae systems if they are seen at the same distance. This changes
the visibility amplitude, decreasing the correlated and increasing the correlated flux. By
comparing Figure 28 with Figure 29 it is clearly seen that the correlated flux of the T Tauri
models is about a factor of hundred lower than the Herbig Ae stars. This means that even with
the UTs the correlated flux can only be measured at the shortest baselines. This still allows us
to distinguish between disks without a gap in the gas distribution, and models with a gap that is
partially or fully evacuated in gas as well. However, to distinguish whether the gap is entirely
empty of gas, or if a spiral-like gas streamer is present, is probably beyond the capability of
MATISSE even using the UTs. Complementary long-slit spectroscopy, on the other hand, tells
us whether gas is present at all inside the gap (via line width information), irrespective of the
extent to which the gap is filled. Together, a more-or-less complete picture can be constructed.
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Figure 29 Same as for Fig.28, but here for a disk around a T Tauri star. Although the three different scenarios provide
clearly different signatures in the correlated line fluxes, note the difference in the flux levels between the Herbig Ae (Fig
31) and the T Tauri cases.
Fig. 30. Same as Figs. 28 and 29, but now for viewing angles of 45. The upper panel shows the case for a Herbig Ae disk,
the lower panel for a T Tauri star. The histrograms show binned values for a bin width of 20 m.
Figure 30 shows the corresponding simulation for a Herbig Ae disk and a T Tauri disk for a viewing
angle of 45. Qualitatively, the strength of the signal remains the same. The largest difference with the
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case of a face-on orientation is that the more oblique viewing angle introduces a spread of correlated
fluxes for a given projected baseline, corresponding to the different position angles involved. Binning
the fluxes, the simulated data still differentiate between the case where gas fills the gap, vs cases where
the gap is empty of gas or only partially filled. When position-angle information is used (not shown),
stronger constraints on the gas distribution inside the gap can be deduced, but never as clear as in the
face-on case.
5.1.4.5 Summary
The detection of differences in the spatial distribution of dust and CO line gas in the potentially planetforming regions of a circumstellar disk might become feasible for Herbig stars and appears difficult for
the weak T Tauri sources.
At resolution of R=1300 in M band would be required to separate the CO lines from the continuum
R = 650 is the maximal resolution reached with MATISSE, with the medium L&M resolution, for the
M band.
The maximal resolution of MATISSE is 950 for the L band. It would allow to study the hoter gas
counterpart of the disks.
Hydrogen lines allow us to study the hot gas in the inner parts of the disks and the disk wind, as
demonstrated by Brγ AMBER observations with R = 1500 and 12000 (e.g., Kraus et al. 2008, A&A
489, 1157; Weigelt et al. 2011, A&A 527, A103). The typical line widths of Hydrogen lines are in the
range of 50 to 100 km/s. The Brα line in the L band has the advantage that it is brighter than the Brγ
line in the K band. The maximal resolution of MATISSE in the L band is R = 950. At least R = 600 is
required to image YSOs in Hydrogen lines (e.g., Brα line) with good SNR (e.g., Geers et al. 2007,
A&A 476, 279).
The Br line is at about 4.05 microns in L band. The spectral coverage allowed for the L&M band
ranges between 2.8 and 5 microns of wavelengths (see the ‘Instruments Specifications’ document :
RD6). The wavelength coverage for the L band high resolution ranges from 2.8 to 4.2 microns,
covering the detector size. This coverage includes the Br line.
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Primary Science Case: Active Galactic Nuclei
5.2.1 Introduction
This section on AGNs will verify whether MATISSE as specified can add to our understanding the
nature of AGNs, particularly our understanding of the dust structures, known historically as the
“obscuring torus”, at parsec scales. Our methodology, similar to that used for the protoplanetary disks,
is to consider a number of theoretical models of the dust with different characteristics, and investigate
whether MATISSE can distinguish these models.
We use as a basis the models published by Schartmann et al. 2008 (A&A 482, 67) where the dust disk
is simulated as a set of optically thick clouds in a rotating flattened structure about the hot AGN core.
The clouds absorb UV radiation from the core and reradiate it at infrared wavelengths. The clumpy
structure of the disk has been indicated by both theoretical studies and MIDI observations. The
models studied by Schartmann vary in the total dust mass, its radial distribution, its meridional
distribution, and the degree of clumpyness. Additional we consider the effects of viewing angle with
respect to the disk spin axis, since differences in the viewing angle are usually considered to be the
origin of the Seyfert 1/Seyfert 2 dichotomy. We do not discuss the details of the models here, but in
the figures below we designate them according to the figure numbers used in Schartmann 2008, and
the inclination angles. In other words, the plots labelled f12a_10 or f12_70 refer to the models shown
in Fig. 12a in Schartmann, viewed at angles of 10 degrees and 70 degrees from the spin axis,
respectively. The 10 degree models may be taken to represent Sy 1 galaxies, and the 70 degree models
Sy 2 galaxies.
5.2.2 Simulation results
In the figures immediately below, we show the simulated correlated fluxes and visibilities measured by
MATISSE in the 4-telescope UT configuration for an AGN at a declination of -40 degrees, and a
distance of 40 Mpc. For reference the nearest few AGNs, besides our own Galaxy, are at distances of
4-15 Mpc. AGNs vary in total luminosity by many orders of magnitude. From physical scaling laws, a
powerful AGN at a large distance appears similar to a weaker nearby AGN. The farthest Seyfert
galaxies likely to be accessible to MATISSE are at distances up to 100 Mpc. The more powerful
quasars, like 3C273, are observable to ~500 Mpc. Obvious scaling relations also exist when viewing
AGNs of a given luminosity at different distances. If the distance doubles the visibilities will match at
twice the projected baseline, but the correlated flux at this point will drop by a factor of four.
For brevity we do not show every model considered, but only cases that illustrate typical values and
the range of variation. Each plot shows the correlated flux or visibility of one model as a function of
projected baseline, for five color-coded wavelengths: 3.5 (L-band), 4.6(M-band), 8.5, 10.1 and
12.0 (all N-band; to illustrate the changes across this wide band).
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Figure 31 AGN correlated fluxes for model f6 at various wavelengths and at two inclinations
Figure 32 AGN visibilities for model f6
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Figure 33 AGN correlated fluxes for model f12
Figure 34 AGN visibilities for model f 12
Summary of Simulations
From the plots, and including information from the models not plotted:
 The AGN spectra are red: they are stronger at longer wavelengths in contrast to stars. This is
because the emitting dust is relatively cool.
 N-band characteristics: most models well resolved, typical fluxes 200 mJy-500 mJy, typical
visibilities 0.2-0.8 with model-model variations in the same ranges.
 M-band: also well resolved, fluxes 100-300 mJy, visibilities 0.2-1.
 L-band: some models partly resolved, others essentially unresolved, fluxes 0-250 mJy,
visibilities 0.7-1.0
Considering the models more physically we see that the near face-on, 10 degree inclination, Sy 1,
models show high visibilities and moderately red spectra; the edge=on, 70 degree Sy 2 models have
lower visibilities and very red spectra: the L-band fluxes are extremely low. Both these phenomena
arise because in the face-on models, the hot central core dominates the shorter wavelengths, while in
the edge-on models, the emission from the core is extinguished by the intervening dust, and re-emitted
at longer wavelengths and larger radii.
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The edge-on models show a larger scatter of visibilities at a given baselines; this is because these plots
do not distinguish measurements at different position angles, so the major/minor axis projection effects
at high inclination appear as scatter. At fixed inclination angle the scatter increases in models with
fewer clumps, as the random variation in the positions of the clumps has then a larger effect.
5.2.3 Observability of AGNs with MATISSE
Comparison of Figures 31 to 34 3434 to the performance values in Tables 1 to 3 allows us to conclude:
 For the reference model at 40 Mpc AT measurements without a fringe tracker are useless. In
fact there are a very small number (~2) of nearer targets (c.f. MIDI publications) accessible to
the ATs without fringe tracker.
 From the signal/noise point of view Seyfert 1 galaxies (low inclination, hot inner source) are
observable at L- and M-bands with fringe tracked ATs or UTs. Even with the UTs, the fluxes
are lower than the self-tracking limits (Table 1) so a fringe tracker will be necessary. At Nband they are marginally observable with fringe tracked ATs, and easily observeable with
(fringe tracked) UTs.
 From the signal/noise values Seyfert 2 galaxies (edge-on, inner regions obscured) are
marginally observable at L- and M-bands with tracked ATs and with UTs. In N-band they
unobservable with ATs. They are too faint to self-fringe track at all wavelengths.
 Realistically this means that the nearest or most luminous sources can be observed without a
fringe tracker.
 With an external fringe tracker the ATs are scientifically useful in the L- and M-bands, but
only marginally so in the N-band
5.2.4 Fringe Tracker Requirements
While producing the models just used, K-band correlated fluxes were also calculated in order to judge
the possibilities of fringe tracking on the AGN nuclei. These varied in the same general fashion as the
L-band fluxes, but more extremely. For the face-on models the typical K-band correlated fluxes were
~180-200 mJy (K~9.0). Edge-on models varied from 1-50 mJy (K=10.3-14). Thus to observe Sy 1
galaxies with one-beam, on-source, tracking requires a tracker with limiting K>9.0. Observing Sy2
systems requires K~11. Also a number of the more distant targets will be sufficiently near to a
trackable foreground reference star. Estimates of the number of such targets are given below and
range from ~3 at K(FT)=7 to ~40 at K(FT)=10.
We conclude that the 2nd generation fringe tracker must be able to track stars with K-band magnitudes
in the 10-11 range.
5.2.5 Number of targets versus sensitivity
The nominal MATISSE sensitivity in blind mode at N-band is .6 Jy in 4-telescope mode, similar to the
nominal MIDI sensitivity, although to date MIDI has been used to obtain correlated fluxes of AGNs
down to 0.17 Jy. The nominal L-band sensitivity from the Performance Analysis is 0.1 Jy.
For MIDI observations various lists of AGNs have been assembled, often based on the
(inhomogeneous) list of Veron-City and Veron 2006 (A&A 455, 773) Limited baseline MIDI
observations of these source yield the following estimates of the number of sources visible from
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Paranal for specified N-band correlated fluxes:
3 targets> 1 Jy
8 targets >0.5 Jy (including the above 3)
15 targets>0.2Jy (including above)
More complete lists of AGNs, derived from the Sloan Survey and equivalent VISTA surveys, will
probably increase the number of southern AGNs in the weaker flux intervals by a factor of 2-3.
The number > 1Jy will probably not increase, these are all very well-known sources.
The expected correlated fluxes at L- and M- bands are not well known. Only a few sources have been
observed interverometrically in the near- and mid-IR. NGC 4151, for example drops a factor of 3 in
correlated flux between 10 microns and 2 microns. The sources in the MIDI AGN snapshot survey
(Tristram et al., 2009, A&A 502,67) typically show drop in correlated flux for factors of 1.5-2 between
13m and 8m. With these spectral slopes, the L-band fluxes should be factors of 2-4 below the Nband (10 m) fluxes, consistent with the value for NGC 4151. These values are consistent with those
found from the modelling procedures, with larger ratios being found for edge-on systems where the Lband flux is reduced by absorption. With these scaling factors the number of sources detectable in
blind mode at L-band will be approximately:
3 targets > 0.2 Jy
15 targets > 0.1 Jy
Thus in UT self-tracking mode, including the expectation of an expanded target list, we expect to be
able to map 10-20 targets in N-band, 4-T mode, and ~5 targets in L-band 4-T mode.
5.2.5.1 AGN targets with an external fringe tracker
We have also examined the number of targets with bright cores at K-band, or near (<30 arcsec)
relatively bright reference K-band stars. The number is of course a strong function of the limiting
magnitude of the fringe tracker. The tables below give approximate numbers of southern targets for
different K-band limiting magnitudes (derived from the Veron-Cetty, Veron list) and can perhaps be
multiplied by 2 for a more complete AGN list.
K(tracker)=
N(AGN core)
N(ref star)
8
1 (NGC 1068)
5
9
1
21
10
9
40
11
30
>40
12
>40
>40
These numbers should be ~4 times larger if reference stars within 60” are included, but this has not
been verified, nor whether MATISSE will produce useful images at this separation. This is
particularly doubtful at L-band. The single-beam versus dual-beam AGN target lists are (mostly) nonintersecting sets.
Approximately 10 AGN targets are available at the nominal MATISSE performance limits in blind
mode or internal tracking mode. To significantly increase this number, an external tracker with K_lim
>~ 10 is necessary.
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Secondary Science Case: Evolved Stars
Compared to the N band first explored by MIDI, the L band remains a relatively unexplored region
and a few studies can be reported in the field of evolved stars. In this section, the focus will be
particularly on the L and M bands, and the study of evolved, very bright sources at the highest spectral
resolution. Arguments will be provided to have the highest possible spectra resolution in the L and the
M bands, based on the MATISSE performances described in Sect.4.
5.3.1 Hot stars surrounded by disks
Many disks are encountered around evolved stars that were studied with the first generation VLTI
instruments AMBER and MIDI. These studies suffer from the lack of homogeneity between the
AMBER dataset and the MIDI one. Generally, due to the 3T recombination of AMBER, the amount of
data presented is much larger than for MIDI, including observable such as the closure phase.
The characteristics of these disks are very close to those of some passive disks found around the
hottest YSOs, namely the Herbig Ae and Be stars, and many conclusions reached in Sect. 5.1. can be
applied for these sources. There is, however, a critical intrinsic difference between YSOs disks and
disks found around evolved sources. Disks observed around YSOs are accretion disks surrounding a
single or multiple stellar sources. By contrast, the disks observed around evolved stars are formed by
mass-loss, and in most cases by mass-exchange within a binary system. B[e] stars are hot objects (O, B
type) that surprisingly exhibit strong IR excess related to a compact dusty environment. This spectral
type is not related to a determined evolutionary state but cover a vast variety of stars that interact in
binary systems (including some early-type YSOs in multiple systems). The only exception to this trend
is the disks encountered around the fast rotating Be stars that are probably formed independently from
the fact that the star is single or multiple.
At low spectral low resolution, and using the imaging capabilities of MATISSE, the systematically
redundant LM/N bands of the MATISSE observations will allow one to tightly constrain the radial
dependency of the temperature gradient in disks, providing invaluable constraints on their density and
temperature structure. There is a particular interest of detecting any direct or indirect signature of
binarity. Directly by detecting point sources in the vicinity of the source, and indirectly by detecting
spiral arms or rotating inhomogeneities in the disk.
The medium spectral resolution is much appropriate to study the dusty features that are dominantly
observed in the L band. We present an example that concerns only the disks encountered around
evolved stars. The Aromatic Infrared Bands (AIBs) are observed in very various environments:
evolved C-rich stars such as AGB stars, PNs, or evolved massive stars such as late-type Wolf-Rayet
stars. Even though no specific molecules have been identified, Polycyclic Aromatic Hydrocarbons
(PAHs) are the most probable carriers of the AIBs. The L-band (together with the N band) can be used
to study the growth and fate of carbonaceous dust such PAHs. The PAH bands from 7 to 9 micron (CC modes) behave generally in a decoupled way compared to the 3micron and 11-14 micron plateau
(out-of-plane C-H stretching modes). In particular importance, are the PAHs discovered around
double-chemistry sources, i.e. evolved carbon-rich sources surrounded by an oxygen-rich dusty disk,
that is now believed to store the result of previous mass-loss event, when the primary of secondary star
was oxygen-rich.
The high spectral resolution is of great importance for studying the hottest sources and their
environment that can be a disk, but also sometime an expanding nebula in case of outburst (novae), or
a colliding-wind pattern for the most massive double source. MATISSE will represent a definitive
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improvement upon previous studies by providing images in the LMN continua but also in important
lines such as Br (4.05m) and from the Pfund series (Pf, Pf, Pf, since these hot
sources are also surrounded by an environment rich of plasma, and often dust at larger scale. The disk
of plasma emits a copious amount of free-free continuum, and is visible only in the vicinity of the
most-often unresolved central star. Thanks to the MATISSE high spectral resolution mode, the study
of the inner disk is much easier, since the plasma environment can be isolated from the other flux
sources. We note that the goal is to isolate the signal of an emission line from the signal of the nearby
continuum. In most cases, the lines should be considered as spectrally unresolved except exceptional
cases such as novae or Wolf-Rayet stars exhibiting radiative wind with velocities in the range of 20005000 km/s.
Summary:
 Generally bright targets (typically K/L<4/3),
 Flux in K dominated by the hot central source, high visibilities for a fringe tracker,
 Overlap of some scientific aspects with the Herbig Be stars, for stars with dusty disks (B[e])
 Sources dominated by interacting binaries, with many potentially complex features (spiral-arms,
clumps, jets…)
 Velocities in emission lines from 200 up to 2000 km/s for erupting or jet-like sources, barely
resolved in the L band at the highest resolution (Br, Pf…),
 Potentially complex chemistry in some cases (binary post-AGB with disks, double-chemistry
disks, and symbiotic sources) best studied in the medium resolution mode. The most interesting
features are in the L band.
5.3.2 Cool giants and supergiants
Cool giants and supergiants (i.e. stars on the AGB and Red Supergiants) have been and still are prime
targets for interferometry since they are large, bright and offer interesting science. The main scientific
questions relevant for MATISSE concern (a) the structure of convection and the formation of large
scale surface inhomogeneities and (b) understanding the mass loss mechanism(s), in particular the role
of dynamic processes like pulsation and dust formation. For both topics, time dependent modelling is
essential. However, this is still in a very exploratory stage, especially when 2D or 3D models are
concerned. In a certain respect the situation is worse than for YSO disks since the morphology is more
complex. Therefore model predictions for MATISSE are very limited and only more qualitative
statements can be made at the moment. But on the other hand this means that new observations (in
particular using the imaging capabilities of MATISSE) are absolutely essential to constrain and
improve the modelling.
The L band contains a few diagnostic molecular features for studying the above topics: the SiO first
overtone bands and the Br emission line near 4m and the C2H2/HCN combination bands near 3.1
and 3.9m. Due to the rather narrow width of Bra few 10km/s) and the weakness of the SiO bands
these features require spectral resolutions of a few 1000 to be resolved. On the other hand, the 3.1m
feature can already be studied well at spectral resolutions of a few 100. The feature consists of a very
large number of rather strong lines, thus even spectral resolutions of several 1000 are not enough to
resolve these but the large number of lines produces a notable feature already at low spectral
resolutions. The high temperature sensitivity of this feature and the importance of C2H2 as a key
building block of amorphous carbon dust make this feature particularly attractive for MATISSE and
for the above science cases, also since this is the only C2H2 feature easily observable from the ground.
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The importance of the 3.1m feature as a diagnostic tool for MATISSE observations at a spectral
resolution of at least 200 is demonstrated in Fig. 33 (left). It compares the visibilities of two 1D
dynamic (i.e. time dependent) models, one which develops a stellar wind driven by pulsation and
amorphous carbon dust and a model which develops no wind, i.e. has an atmospheric structure quite
similar to a static atmosphere. This comparison also points to the strong temperature dependence of the
feature, an aspect relevant for the possible effects of atmospheric inhomogeneities (caused by
convection, dust formation or hydrodynamic effects; see below). Figure 35 (left) also compares the
visibilities for two pulsational phases of the dynamic model with a wind. Besides an overall change in
diameter, the shape of the 3.1m feature changes by several 0.01 in visibility.
Figure 36 [Left] Comparison of two dynamic 1D models for C-rich AGB-stars in the L band at a spectral resolution of
200 for three different baselines. Full lines show the dynamic model with a stellar wind at maximum luminosity, dotdashed lines show the same model at minimum luminosity. Note the prominent signatures of the C2H2/HCN combination
bands near 3.1 and 3.9m The dotted lines at high visibilities are for a hotter dynamic model not developing a stellar wind.
A typical distance of 500pc was assumed for both models.
[Right] Comparison of two dynamic 1D models for C-rich AGB-stars in the M band at a spectral resolution of 2000 for
three different baselines. Full lines show the dynamic model with a stellar wind at maximum luminosity, the dotted lines
are for a hotter dynamic model not developing a stellar wind. Note the signatures of CO fundamental lines. A typical
distance of 500pc was assumed for both models.
In the M band the main diagnostic features are the CO fundamental lines but their spacing and strength
requires spectral resolutions of at least 2000. From exploratory dynamic 1D models for AGB stars we
expect differences in the visibilities across CO fundamental lines of the order of 0.05, provided the
spectral resolution is larger than 1000 (Figure 36, right). Nevertheless, at lower resolutions the
differences between the distribution of gas close to the photosphere and cool material in the upper
atmosphere can be studied by comparing images in the NIR and the L/M bands. This is of special
relevance for AGB stars with very extended and likely inhomogeneous atmospheres. As an illustration
we show in Figure 37 synthetic snap-shot images of a 3D AGB model of Freytag & Höfner in the K
and M bands (spectral resolution 1500). The differences in the appearance are obvious.
For cool supergiants, ongoing studies indicate that the differences between the NIR and L/M are more
subtle in the images but should be more prominent in direct interferometric observables.
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Figure 37 Comparison of a snapshot of a 3D AGB model in the K- and M-bands at a spectral resolution of 1500.In the Kband the intensity ranges between 0 and 30000 erg/s/cm2/Å, in the M-band between 0 and 2000.
Summary:
 Generally bright targets (typically K/L<4/3)
 Minimum K-band visibilities for fringe tracker 0.05, Klim~6 for the coherent flux.
 Time dependent models still exploratory, especially in 3D, therefore observations are essential for
further constraints/improvement.
 Two main science cases: Convection/large scale inhomogeneities and dynamic processes
(formation of molecules and dust in shells, wind driving mechanisms)
 L band: very promising at low spectral resolution for carbon stars (strong C2H2/HCN features), for
M-stars interesting at highest spectral resolution (Br, SiO).
 M band: resolution of (at least) 1000-2000 needed to see effects across CO fundamental lines but
comparison with NIR should show differences between surface structures of lower and upper
atmosphere, especially for AGB stars with extended atmospheres.
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Secondary Science Case: Extrasolar Planets
The mid-infrared spectral domain is well adapted to the observation of close-in or young Extrasolar
Giant Planets (EGPs). Due to their high effective temperature, these sources are significantly luminous
in this wavelength domain. Atmospheric composition, planetary mass, and orbit inclination of
extrasolar planets around nearby stars may be studied using the VLTI (Segransan et al. 2000; Lopez et
al. 2000; Vannier 2003). Direct characterization of known EGPs is foreseen with the MATISSE
instrument by using differential phase and phase closure (Segransan et al. 2000; Vannier et al. 2006).
Assuming (i, j) the pair of telescopes i and j, the approximated expression of the differential phase
produced by a close-in EGP is:
obj,ij ( ) 
I planet ( )
C* (uij ) I star ( )
sin( 2uij   )
Istar(λ) and Iplanet(λ) are the monochromatic flux of the two components, separated by an angular
distance ρ. C*(u) is the modulus of the intrinsic visibility of the partly resolved stellar component with
uij=Bij/λ the angular frequency (Bij being the baseline ranging between the telescopes i and j). The
expression of the phase closure of the planet, denoted as  obj ( ) , is:
 obj ( )   obj,ij ( )  
(i , j )
ij
I planet ( )
C* (uij ) I star ( )
sin( 2 u ij   )
Barman et al. (2001) modelled cool and hot irradiated 1-Jupiter mass and radius EGPs with intrinsic
temperatures of 500 K and 1000 K, and various orbital distances. Regarding the atmospheric
composition, especially in terms of opacity, two types of atmosphere were considered: a “dusty”
atmosphere where all the particles and grains remain in the upper atmosphere, and a “condensed” one
where dust has been removed from the upper atmosphere by condensation and gravitational settling.
In 2000, a planetary companion identified as Gliese 86b was detected by radial kinematics around the
K1 star Gliese 86 (Queloz et al. 2000). This star has an apparent magnitude of about 4 and 3.8 in L and
N band, respectively. The planetary companion is close to its parent star, with a 0.11 AU semi-major
axis and an angular separation of about 10 mas. It has a minimum mass of about 4 MJ, a rotating period
of 15.76 days and a very low eccentricity of 0.04. According to Matter et al (2010), the expected flux
ratio between Gliese 86 and its planet is much more favourable in L and N band (≈ 10-3) than in the
near-infrared (≈ 10-5) or the visible (≈ 10-6). Matter et al. modelled the differential phase signal of
Gliese 86b, as expected in the spectral sensitivity domain of MATISSE.
Assuming a mean projected baseline of about 110 m, the expected differential phase signal produced
by Gliese 86b is represented in the left panel of Figure 38. In right panel of Figure 38, an example of
expected closure phase signal is represented in the case of Gliese 86b; The closed loop of baselines
considered here is the UT1-UT3-UT4 triplet; the baseline UT1-UT4 being assumed to be aligned with
the separation vector (denoted as ‘ρ’) of the planetary system.
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Figure 39 Left panel: Expected differential phase signal produced by Gliese 86b between 1 and 15 μm of
wavelength. Right panel: Expected closure phase signal between 1 and 15 μm.
According to this Figure, the amplitude of the phase signal of the planet is greater in N band and of the
order of 0.1° (≈ 10-3 rad). Note that the period of the sine modulation increases with respect to
wavelength, so that the differential phase is quite linear from 8 μm to 13 μm. Concerning the phase
closure, its amplitude also increases with respect to wavelength, attaining almost 0.15° (≈ 3.10-3 rad) in
N band.
When residual atmospheric piston is removed during data processing, it removes at the same time the
linear part of the phase signal. As a result, the remaining expected differential phase signal is the
curvature of the curve, with an amplitude for the N band of the order of 0.03° (≈ 5 10-4 rad) in the case
of GL86.
In L and M bands, the signal amplitude (differential phase and phase closure) decreases by a factor of
10 (≈ 10-4 rad). However these spectral bands seem to be the best compromise between the expected
flux ratio between an EGP and its star, and the relatively limited thermal background noise present in
this wavelength domain.
The overall calibration of other limiting factors on the differential phase, such as the dominant
chromatic effects of water vapour in N band, is detailed in Matter et al. (2010).
As a conclusion we can state that the requirements, related to the science case of hot Jupiters and
according to the GL 86 case, are: Closure phase: ~10-4 rad and ~5.10-4 rad in L and N band, and
Differential phase: ~10-4 rad and ~5.10-4 rad in L and N band
Several other candidates could be foreseen for MATISSE using differential phase and closure phase
observables. Vannier (2003) performed a feasibility study, in terms of fundamental noise in K and N
band, on about twenty exoplanet candidates already discovered by radial kinematics. This study was
recently extended to phase closure in L and M bands in the science case document of MATISSE, for
three peculiarly favourable EGPs candidates: τ boo, 51 Peg , and 55 CnC.
Considering Fig.36, we see that the potential SNR in term of fundamental noises on the phase closure
for these three candidates could be very favourable in L and M bands.
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Figure 40 Typical noise level on the closure phase for 6h of integration for AMBER, MIDI and MATISSE, taking into
account the fundamental noises (detector and photon noises). Overplotted are the flux ratio between the star and planet for
three selected examples:  Boo, 51 Peg and 55 Cnc. The fundamental limits of the detection in the different bands are
represented.
In terms of time budget, achieving a precision of about 10-4 radians on the closure phase would require
an integration time of about 6h per star, which represents nearly 1 night of observation.
In addition to these potential EGPs candidates, the detection of well separated and intrinsically hot
EGPs, embedded in their debris disk, could be also foreseen. This is the case of the star beta Pic which
would possess a 1500K and 8 MJ planetary companion, detected by Lagrange et al. (2009) at a
projected distance of 8 AU (≈ 0.4 arcsec). Since such an angular separation is very well resolved by
typical interferometers, the sine modulation is clearly visible in the phase. This would prevent from a
strong decreasing of the phase amplitude when residual atmospheric piston is removed.
Using a simple blackbody model for Beta Pict b and its A-type parent star, the expected flux ratio is
about 9.10-4 at 10 microns. The corresponding signal requirements are about 0.1° (≈ 10-3 rad) and 0.2°
(≈ 3.10-3 rad) for the phase closure amplitude in L and N band respectively, and 0.05° (≈ 5.10 -4 rad)
and 0.1° (≈10-3 rad) for the differential phase amplitude in L and N band respectively.
Note that the blackbody assumption for Beta Pict b is in good accordance with the expected flux
derived from a cloudy model from Hubeny and Burrows (2007). This model gives an expected
planetary flux of about 1.5 mJy at 10 microns; the corresponding blackbody flux of Beta Pic being
approximately 1.5 Jy at 10 microns.
According to IRAS, the measured stellar flux is about 3.5 Jy at 12 microns, showing an important
infrared excess with respect to a blackbody model. This infrared excess produced by the dusty content
of the circumstellar disk represents approximately 60% of the total integrated density flux.
This optically thin debris disk, seen edge-on, is characterized for example by an inner part (r<25 AU)
depleted by a factor of ~100 with respect to the regions of peak density (Lagage & Pantin, 1994).
Several structures have been identified in the disk, including for example a warp at ~ 70 AU studied in
detail by Boccaletti et al (2009), or axisymmetric clumpy structures reported by Wahhaj (2003) and
located between 15 and 80 AU from the star. These clumps are interpreted for the moment as the
projection of rings, which could indicate the presence of planetesimal belts or planetary orbits.
However the inner part of the disk (< 13 AU) (including the ‘hot dust’ content, the possible planet
already discovered and small-scale asymmetries) still remains quite unknown because of a lack of
angular resolution and the use of coronagraphs. This highlights the importance of interferometric
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observations of the Beta Pic system (and possibly Beta Pic b) in the mid-infrared domain. In 2010,
Absil et al. have attempted to detect Beta Pic b using the closure phase observable in K band. Their
detection limit would allow brown dwarfs to be detected (K-band contrast ~ 5.10-3) but appeared to be
insufficient to detect the planetary companion which presents a K-band contrast of about 2.5.10-4.
In this context, L (and N) bands appear anyway to be more advantageous in terms of flux ratio (3 times
better) for future observations of Beta Pic b, using closure phase or differential phase.
5.5
Secondary Science Case: Solar System Minor Objects
With the angular resolution provided by the VLTI, the direct measurement of the sizes and shapes of
the solar system minor bodies, now becomes possible. In particular, the VLTI can spatially resolve
asteroids in a range of sizes and heliocentric distances that are not accessible to other techniques such
as adaptive optics and radar mapping. The feasibility of interferometric observations of asteroids with
the VLTI, has been recently demonstrated with MIDI. This science program was developed in the
Phase A Science Case document; it is here updated by new references and by more precise
specification of the MATISSE sensitivity requirements.
With MIDI and the UTs, fringes have been recorded on two main-belt asteroids, (234) Barbara and
(951) Gaspra (Delbo et al. 2009), both having correlated fluxes of about 1 Jy. Delbo et al (2009)
measured an extension of about 15 km for (951) Gaspra, in good agreement with the ground truth
coming from the in situ measurements by the Galileo mission. Moreover, they derived size
information about the shape of (234) Barbara, known to exhibit unusual polarimetric properties. In
particular they found evidence of a potential binary or strongly concave nature. This was confirmed by
further observations based on stellar occultation.
More recently, Matter et al (2010) successfully obtained fringes on a big Main-Belt asteroids, (41)
Daphne, using the ATs. Using simultaneous spectrophotometric and interferometric data, they derived
size estimates in good agreement with previous direct disk-resolved observations, and they also
constrained for the first time the thermal properties of the asteroid, including thermal inertia and
surface roughness.
MATISSE will be particularly well suited for observations of asteroids in the N band. Temperatures of
asteroids are around 450-400K in the near-Earth space (heliocentric distance of about 1 AU) and about
250-200 K in the main belt (at heliocentric distances between 2 and 3.5 AU). The wavelength of the
corresponding emission peak is thus in the N band between 7 and 14 µm (M. Delbo, PhD thesis,
2004).
MATISSE Performance
Figure 41 shows that with a projected flux of limit of 1 Jy in N band, about 1000 asteroids should be
observable with MATISSE. This number increase to about 5000, if MATISSE can detect source down
to 0.5 Jy, which the MIDI experience suggests is possible.
Although the number of asteroids observable is quite large in the case of UTs, it is clear that the main
contribution of the VLTI to the studies of asteroids lies in the possibility to observe selected objects of
particular interest. The performance goal in terms of sensitivity of MATISSE in the N band opens the
door to the possibility of investigating faint and small targets with sizes smaller than 50-40 km in the
main belt, i.e. in a diameter range where direct determination of asteroid sizes is at present limited to
few bodies explored by spacecraft flybys. Reliable asteroid size estimation requires visibility
measurements along several projected baselines. While the process to retrieve such information is slow
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with MIDI, with MATISSE many visibility measurements will be possible in a short time.
Figure 41: Cumulative number of main belt asteroids observable (Visibility > 0.1) with the VLTI in the thermal infrared as
function of the limiting flux of the instrument. Diameters of asteroids are calculated from their known absolute magnitudes
and assuming a geometric visible albedo equal to 0.11. The visibility is calculated assuming a uniform disk and a baseline
of 24m in the N band (and Q band) and a baseline of 16m in the M band. A vertical line is drawn in correspondence with
the sensitivity goal of MATISSE in the N band of 1 Jy.
VLTI observations of binary asteroids could provide accurate determinations of the elements of their
orbit around each other. This leads directly to estimates of the mass of the components. Since the
interferometric data also leads to estimates of the sizes of the components, MATISSE observations
provide direct estimates of the density of binary asteroids. The densities of course serve as indicators
of the composition of the asteroids.
The M band capabilities of MATISSE will be of great utility in the case of NEAs (Near Earth
Asteroids) which have larger angular sizes than the main-belt asteroids and are typically warmer. The
M-band photometric and interferometric data will be complementary to those obtained in N band for
the purpose of constraining the asteroid temperature distributions. In M band the Main Belt asteroids
should not be with reach of the MATISSE sensitivity and would require sensitivity better tha 0.2 Jy.
It is not clear whether the M band could be twice as sensitive as the N band and thus allows one to
reach a sensitivity of 0.5 Jy, the M band is part of the Technical Specifications but the instrument is
optimized for the L band. Between 10 and 20 NEAs could be observable with MATISSE depending on
the limiting correlated flux in the M band. In the case of main belt asteroids, the flux drop of the
thermal emission of asteroids in the M band and the increase of spatial resolution is so strong that
MATISSE will offer only limited possibilities to observe main belt asteroids in the M band.
Moreover, observations of asteroids in the M band is of interest since there is a contribution of solar
light reflected by the surface if the object has a high albedo (e.g. albedo > 0.3). In the L band the
contribution of the reflected sunlight is strong and the thermal radiation is, in general, so low that no
asteroids will be observable in this band.
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SUMMARY
6.1 Science case requirements
Table 12 below summarizes the requirements derived from the science cases studied in this document.
Coherent Flux
Sensitivity
Protoplanetary
disks (number
of available
sources)
Protoplanetary
disks in N :
signatures in
visibility and
closure phase
N ~ 1 Jy UTs
~20 Jy ATs
L ~0.2 Jy UTs
~ 4 Jy ATs
_
Visibility
Accuracy
Closure Phase
Accuracy
Differential Phase
Accuracy
Imaging
& Spectroscopy
_
_
_
_
Scenarios 1-2-3-4: 1
- 10 % in N
Scenarios 1-2-3-4:
0.05-1 radian in N
_
_
Scenarios 5-6:
1 - 5 % in N
Scenarios 5-6:
0.02 – 0.1 radian in
N
_
_
_
Herbig :
V/V~.5 in L, .7 in N
T Tauri :
V/V~.1 in L, .7 in N
Asymmetries :
V/V~.17 in L down
to 0.02 , 0.02 in N
Protoplanetary
disks in L (&N)
_
Protoplanetary
disks : interest
of the L&M
spectral lines
Protoplanetary
disk (image
reconstruction
approach)
AGN
_
_
_
_
Sp. Res. in L&M > 600
Desired Sp. Res. in M >
1300
_
10 %
0.2 radian
_
best with 2 %
best with 0.01
radian
One test case for N band
imaging
10%
_
_
_
_
_
_
Sp. Res. in L&M > 200
Interest for L with R ~ 1000
Sp. Res. in M > 1000-2000
_
Evolved Stars
Asteroids
N ~0.5 Jy UTs
L ~0.1Jy UTs
Very luminous
objects
N ~ 1 Jy
_
_
_
M < 0.5 Jy
L < 0.1 Jy
Extrasolar
N ~ a few Jy
_
~ 5 10-4 radian in N ~ 5 10-4 radian in N
_
planets
down to 1 Jy
~ 10-4 radian in L
~ 10-4 radian in L
L ~ a few Jy
up to 10 Jy
Table 12 : A synthetic view of the main requirements derived from the science cases presented in this document. Note, that
the empty boxes are not to be filled. One filled box per column and per observable is useful to constrain the requirements.
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Feasibility of science programs
Table 13 below summarizes the feasibility of the astrophysical programs here discussed.
Coherent Flux
Sensitivity
Visibility
Accuracy
Closure Phase
Accuracy
Differential Phase
Accuracy
Imaging
& Spectroscopy
Are the requirements defined here satisfied by the Performance Analysis Report [RD2] calculations ?
Protoplanetary
Yes
_
_
_
_
disks (number
of available
sources)
Protoplanetary
_
Yes
Yes
_
_
disks in N :
signatures in
visibility and
closure phase
Herbig :
_
Protoplanetary
_
_
_
Yes
disks in L (&N)
Protoplanetary
disk (image
reconstruction
approach)
Protoplanetary
disks : interest
of the L&M
spectral lines
AGNs
Evolved Stars
Asteroids
_
T Tauri :
Yes
Asymmetries :
Yes, but certain
scenarios require
high accuracies,
V/V < 2%
Yes
Yes
_
_
_
_
_
_
Yes for R in L&M > 600
No for M > 1300
Yes
Yes
Yes
_
_
_
_
_
Yes for R in L&M > 200
Yes for R in L ~ 1000
No for M > 1000-2000
_
_
Yes in N
_
_
_
No in L
Extrasolar
Yes in L and
_
Challenging as an Challenging as an
_
planets
N
exploratory goal
exploratory goal
Table 13 : Feasibility of the astrophysical programs according to the Performance Analysis Report [RD2]. The empty
boxes mean that the requirements are not of interest or not commented or not studied.
We conclude that the feasibilities, of the selected astrophysical programs considered in this document,
are met according to the expected performances of MATISSE (RD2).
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VLTI infrastructure: the desired equipments
In this section we outline the desired equipments for the VLTI infrastructure. In particular, this
concerns:
 The external fringe tracking
 The lateral pupil motion monitoring
 The Tip-Tilt correction
 The VLTI data content
 The use of PRIMA with MATISSE
We are also working on two other issues, which are : a) the possibility to perform Fourier Transform
Spectrometry with MATISSE and b) the possibility to observe in an hybrid mode mixing ATs and UTs
beams. The work on these issues is not presented in this document since it is not yet completed and
does not provides for the moment the same level of quantitative information, compared to the fringe
tracking issue for instance.
7.1 External Fringe tracker
The external fringe tracker is very important for MATISSE. This device implemented in the VLTI
infrastructure will allow :
a) To perform the medium and high spectral resolution modes of MATISSE for L&M
bands.
b) To access to a significant AGNs and Young Stellar Objects sample by accessing to faint
sources.
c) To increase the measurement precisions by stabilizing the instrumental transfer
function.
a) The external fringe tracking is required in order to perform the medium and high
spectral resolution modes of MATISSE for L&M bands.
The study of the spatial location in the disk of the dust and gas line emission with MATISSE
would require resolution ranging from a few tens for N to a few hundred and would require a
resolution of several hundred in L&M.
A spectral resolution in N ranging from 30 to 220 is required in N for the mineralogy study of
dust in protoplanetary disks. Crystallinity was identified to occur in the inner part of disk
from MIDI/VLTI observations (van Boekel et al. 2004, Nature 432, 479). R=30 was a
resolution sufficient with MIDI to separate spatially the amorphous material from the
crystalline signatures. Using TIMMI2 with R = 160 in the N spectral band (van Boekel et al.
2005, A&A 437, 189), it is a mixture of several dust components which is used in the
modeling fit of the data. This mixture includes amorphous olivine, amorphous pyroxene,
crystalline forsterite, crystalline enstatite, amorphous silicate. PAH emission was also added
as a fit component. In the L band part of the spectrum, Geers et al. (2007, A&A 476, 279), did
used a spectral resolution of R=600 to study Hydrogen lines emission including Br and the
PAHs emission.
In the L&M band, at medium and high spectral resolutions, it is essential to use a fringe
tracking because with the detector read out speed it is impossible to read all the spectral
channels within the coherence time of the atmosphere.
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b) The external fringe tracking is important to access to a significant Young Stellar
Objects and AGNs sample by accessing to faint sources.
The sensitivity limit [RD2], without fringe tracker and on one individual frame, in the L band
is of the order of 0.2 Jy with UTs and 2 Jy with ATs in low resolution and HighSens mode, in
the N band it is of the order of 0.7 Jy with UTs and 12 Jy with ATs .
With a fringe tracker, a 15 minute observation pushes these limits, in the L band, to the order
of 0.003 Jy with UTs and 0.03 Jy with ATs, and in N band, to the order of 0.008 Jy with UTs
and 0.13 Jy with ATs. The observation is obtained with a SNR of 3 on the coherent flux for
the ensemble of the spectral channels.
Based on the ‘circumstellardisks.org’ catalogue (www.circumstellardisks.org), we evaluate
that the numbers of observable young stellar sources brightest than the sensitivity levels
quoted for L and N band are almost :
N band:
L band:
ATs: ~ 2-4,
ATs: ~ 14,
UTs: ~ 38
UTs: ~ 44
We have assumed that the object source visibilities V  1.
An increase of the sensitivity by a factor of ~ 5 would change the accessible sources to :
N band:
ATs: ~ 20,
UTs: ~ 70
L band:
ATs: ~ 40,
UTs: ~ 61
In fact the increase of sensitivity is not 5 but of the order of 70-80 on the coherent flux, see
the above numbers computed in this section from RD2.
This huge increase of sensitivity cannot be easily translated into a number of available targets.
First because the circumstellardisks.org catalogue is incomplete for faint magnitudes. Second
because it is not easy to answer quantitatively to the question ‘could we fringe track on all the
sources’ : on their K band counter part or on a off axis source. For this later question an
answer is provided in RD3 in which we present, for several science cases including the
Young Stellar Objects, a list of sources with off axis stars on which fringe tracking could be
ensured (see Table 6, 7, 8, 9, 10 of RD3 for more details). These off axis star are located
within 30-60 arcsecs of distance from the main source. Several subsets could be considered
for young stellar objects for instance. A subset with nearby sources located at less than 150
parsec. The motivation of this criterium is the Taurus region. The total number of sources
with this criterium is 23. A subset of source at more that 150 parsecs, the subset counts 24
sources. A subset of sources at less than 52 pc of distance. The motivation is the fine study of
disk structures. This subset counts 6 sources. A subset of sources composed of T Tauri stars
with close companions. This subset counts more than 50 sources.
Concerning AGNs, approximately 20 AGN targets are available at the nominal MATISSE
performance limits in blind mode. In more details (see the previous AGNs section) in blind
tracking mode, we expect to be able to map 10-20 targets in N-band, 4-T mode, and ~20
targets in L-band 4-T mode. If we use L-band fringe sensing to ‘stabilize’ (coherencing
and/or post-data processing approach) the N-band fringes, the number of N-band targets
becomes equal to the number of L-band targets, i.e. ~20.
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We have also examined the number of targets with bright cores at K-band, or near (<30
arcsec) relatively bright reference K-band stars. The number is of course a strong function of
the limiting magnitude of the fringe tracker. The tables below give approximate numbers of
southern targets for different K-band limiting magnitudes (derived from the Veron-Cetty,
Veron list) and can perhaps be multiplied by 2 for a more complete AGN list.
Single Beam Fringe Tracking using the AGN core as reference:
K_lim=8 - 1 target (NGC 1068)
K_lim=9 - 1 target (same)
K_lim=10 - 9 targets
K_lim=11 - 30 targets (including above)
Dual Beam Tracking using a reference star within 30”
K_lim=7 - 3 targets
K lim=8 - 5 (including above 3)
K_lim=9 - 21 (including above)
K lim=10- 40 targets.
It may be worthwhile to point out that the single-beam versus dual-beam AGN target lists are
(mostly) non-intersecting sets - eg. the ~30 targets on the single-beam list are separate from
the ~40 on the dual-beam list. It is thus expected that the use of a fringe tracking allowing K
limit between 9-10 will double the sample of studied AGNs.
c) The use of an external fringe tracker can allow to increase the measurement
precision by stabilizing the instrumental transfer function.
We here consider three cases :
 The OPD jitter of the fringe tracker (as given for FINITO in AD2 for the UTs) is
less than 450 nm RMS,
 The OPD jitter is less than 300 nm RMS as a goal given in the ICD (AD2),
 The OPD jitter is less than 180 nm RMS as reachable with ATs in the ICD and as
a goal for the improvement of the UTs vibration. This jitter of 180 nm RMS
corresponds to a reasonable contrast loss of 5 %.
If we assume the observation of a L band flux source of 3 Jy, with the current performance of
OPD jitter given in the ICD, the performances of MATISSE allow (RD2) :
L band 3 Jy
AT with FT
OPD Jitter=150 nm RMS
UT no FT
UT with FT
OPD Jitter=450 nm RMS
Accuracy for a 15 mn
observation with chopping
v/V = 10%
= 100mrd
v/V = 2.3%
= 25mrd
v/V = 0.8%
= 8.5mrd
Precision
Error V = 10%
Error = 100 mrd
Error V = 3.7%
Error = 32 mrd
Error V = 2.6%
Error = 22 mrd
The accuracy is related to the fundamental noise contributions (detector, photon noises from
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the source and the background). The precision involves the calibration procedure (cycle
source/calibrator) and in subject to change in the transfer function. In the previous table the
case AT with FT, the result is dominated by the fundamental noises, it is why the accuracy
and the precision are almost the same.
In the case of the N band (non represented in the Table), the Fringe Tracker allows to gain a
factor of about 1.5-2 on the accuracy of the closure phase thanks to a gain on the fringe
contrast. In the case of high flux source and in N band, the contribution of the variation of the
transfer function compared to the fundamental noise becomes to be preponderant. The fringe
tracking allow in this case to stabilize the transfer function and allow to gain not only on the
closure phase accuracy but also on the visibility precision by a factor of about 2. These gains
are seen as important.
The gain in accuracy in the L&M band shown in the Table are stronger than those in N band.
To illustrate the impact of the performance of a fringe tracker in OPD stabilization, let us
evaluate for the L band the effect of the OPD jitter on the precision of the visibility :
Fringe Tracker
Contrast loss Resulting visibility
Equivalent UTs
Equivalent ATs
OPD Jitter
precision
source brightness* source brightness
450 nm RMS
28 %
2%
0.07 Jy
0.9 Jy
300 nm RMS
14 %
1%
0.14 Jy
1.8 Jy
180 nm RMS
5%
0.35 %
0.4 Jy
5 Jy
* Brightness of the source for which the fundamental noise give a visibility accuracy
equivalent to the precision.
The strongest precision on the resulting visibility are reached when the OPD Jitter for the
Fringe tracker is reaching 180 nm RMS.
Going down 180 nm RMS for the Fringe Tracking stability is of importance since for
example, the visibility precision of a > 5 Jy source tends towards 0.35 %. Several science
cases will strongly benefit of such high level of precision in the calibrated visibility. It is the
case of the detection of low brightness asymmetries in protoplanetary disks down to less than
1% of the total source flux. These asymmetries are important signatures to search for since
linked to the planet embryos or to the dynamic interaction between the planets and the disk.
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Characteristics and requirements of the external fringe tracker
We here define the characteristics and requirements for the external fringe tracker.







Number of telescopes: 4 telescopes
Fringe tracking in K (instead of H). It is due to the observation of the AGNs and on the stars
embedded in dust envelopes.
Chopping compatibility: Full fringe reacquisition in less than 30ms (full including guiding:
MACAO or STRAP, vibration damping …). Goal: less than 10ms for closing FT loop at K=10.
Off axis tracking allowed within 30-60 arcsecs.
Sensitivity and tracking accuracy.
- Tracking limit magnitudes compatible with the extragalactic program (K=12). Possibility to
fringe track on a quasar observable in L like 3C273 (K  9.7, 0.5 Jy in L band). The specification
is K>10, with a goal K>12.
- Tracking accuracy: To achieve a budget of 5% contrast loss in L, compatible with all the other
contributions of contrast loss (RD2), the requirement is  p  180nm RMS over 1 minute. This
requirement should be valid up to K=8-9.
Residual data recording : The fringe sensor residual data must be part of the MATISSE pipeline
data in order to perform off-line processing and to improve the measurement accuracy of
MATISSE.
Pupil lateral motion monitoring as part of the fringe sensing device. It is possible that the 2sd
generation fringe tracking device requires for its own operation a monitoring of the lateral pupil
motion. In such case it will be important (see below) for MATISSE to collect the pupil monitoring
data.
7.2
Tip-Tilt correction with IRIS
IRIS can monitor the tip tilt inside the laboratory. A correction at low frequency is made by the VLTI
The residual values of these corrections are given in AD2. In AD2 also are given the possible
performance of tip-tilt with the IRIS fast guiding IFG. The use if the IFG requires having fast actuators
inside the instrument. Considering the weak gain provided by IFG, no fast corrections will be made (in
RD2 the performance is calculated without IFG).
We would like to record the Tip-Tilt residual values in order to flag the bad frame at the time of data
processing (RD4).
In the case of IRIS use : the pupil lateral position can be checked. However this must be seen as an
occasional check performed at each acquisition of the star or of the calibrator. A more frequent check
is desirable but a highest priority is given to the control of the slow tip-tilt motion and correction.
7.3 Lateral pupil motion monitoring
While real-time lateral pupil stabilization is not required (RD2), lateral pupil motion monitoring is
required.
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In the Performance Analysis Report, Table 9.5.5, ‘Contribution of the pupil motion to the contrast
loss’, it is shown that the contrast loss due to the pupil shift (mean value) is less than 1 % for 90 % of
the time. More precisely, 1 % of contrast loss is produced for a pupil shift of 2.65 mm in L band and
2.3 mm in N band. This shift occurs 2.2% of the time for UTs in L band, 7.1 % of the time for ATs in
L band, 2.4 % of the time for UTs in N band and 9.6 % of the time for ATs in N band.
Even if the contrast loss produced by a pupil shift is not frequent, it may occur on the calibration star
while not occurring on the source. In this case, this contrast loss impacts on the calibrated visibility
accuracy.
The monitoring during observations of the pupil lateral motion will be used to flag the bad data (RD4)
and to ensure ‘calibrability’ of the instrumental transfer function based on comparison of source and
calibrator data.
7.4 VLTI data content
The VLTI data: Fringe tracking residuals, lateral pupil motion and Tip-Tilt residuals are required for
the data reduction process of MATISSE (RD4). Accurate calibration of the instrument transfer
function can only be achieved after analysis of the monitored tip-tilt and fringe tracking residuals and
lateral pupil motion. Data lying outside valid threshholds will be flagged.
It might be worth to record also if possible the Strehl ratios as measured for each IRIS individual
frame.
7.5 Use of PRIMA with MATISSE
We have difficulty reaching a definitive conclusion on the interest and need of PRIMA facility for
MATISSE. This difficulty is partly linked to the fact that the PRIMA off axis fringe tracking and the
PRIMA reference modes are planned for the moment only to operate with 2T while MATISSE is a 4T
beam combiner.
It has been concluded at the end of MATISSE Phase A, in ‘MATISSE Phase A Complement to the
Science Case Document, Answer to AI2 and AI3 of the Phase A Board Report, Contribution to the
Answer to AI1 – VLT-TRE-MAT-15860-4336’, that:
c) The PRIMA off axis facility is of relevance for MATISSE for accessing more sources
belonging in particular to the AGN sample which possess approximately 15 sources with a
reference star at less than 30 arcsecs of separation,
d) The PRIMA phase reference mode facility could significantly improve the image
reconstruction quality in relation with the object angular extension and flux.
However:
e) Considering that the PRIMA off axis fringe tracking and the PRIMA reference modes can for
the moment only operate with 2T.
f) Concerning the PRIMA off axis fringe tracking facility, the MATISSE requirements would be
to have a fringe tracking sensitive to magnitude 10- goal 12 in K. This requirement is for us
part of the requirements for the second generation Fringe Tracker.
g) Concerning the PRIMA phase reference mode facility, although it can significantly improve
the image reconstruction quality, the PRIMA performance in Phase Referencing mode would
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not be tested before 2012. We do not know what would be the impact to request for this mode
which would imply a metrology between the VLTI and MATISSE.
As a preliminary conclusion regarding the use of PRIMA in phase reference mode, it is not clear to us
how the science benefit of PRIMA for MATISSE balance with any extra cost of study, manpower and
time at ESO side and at the MATISSE Consortium side that we are not in a position to insure.
APPENDIX (1): Abbreviations and Acronyms
AT
BCD
ESO
FDR
IRIS
MATISSE
OPD
PDR
RMS
RON
TBC
TBD
UT
VLT
VLTI
Auxiliary Telescopes
Beam Commuting Device
European Southern Observatory
Final Design Review
InfraRed Image Sensor
Multi AperTure mid Infrared SpectroScopic Experiment
Optical Path Difference
Preliminary Design Review
Root Mean Square
Read Out Noise
To Be Clarified
To Be Defined
Unit Telescopes
Very Large Telescope
Very Large Telescope Interferometer
End of document
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