Securities (finance)

2017-07-29T04:56:05+03:00[Europe/Moscow] en true Corporate bond, Current asset, Treasury stock, Warehouse receipt, High-yield debt, Collateralized debt obligation, Dividend, Warrant (finance), Bill of lading, Asset-backed security, Share (finance), Spot contract, Employee stock option, Securitization, Sarbanes–Oxley Act, Municipal bond, Negotiable instrument, Zero-coupon bond, War bond, China Securities Regulatory Commission, Securities Industry Association, Investment Industry Regulatory Organization of Canada, Pirum, Securities and Exchange Commission (Bangladesh), Securities and Futures Commission, Securities and Exchange Commission (Philippines), ADS Securities, New York Institute of Finance, Anti-Money Laundering Council (Philippines), Promissory note, Seeking Alpha, Eurobond, Tombstone (financial industry), Depository Trust & Clearing Corporation, Ontario Securities Commission, Iraq Securities Commission flashcards Securities (finance)
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  • Corporate bond
    A corporate bond is a bond issued by a corporation in order to raise financing for a variety of reasons such as to ongoing operations, M&A, or to expand business.
  • Current asset
    In accounting, a current asset is any asset which can reasonably be expected to be sold, consumed, or exhausted through the normal operations of a business within the current fiscal year or operating cycle (whichever period is longer).
  • Treasury stock
    A treasury stock or reacquired stock is stock which is also bought back by the issuing company, reducing the amount of outstanding stock on the open market ("open market" including insiders' holdings).
  • Warehouse receipt
    A warehouse receipt is a document that provides proof of ownership of commodities (e.g., bars of copper) that are stored in a warehouse, vault, or depository for safekeeping.
  • High-yield debt
    In finance, a high-yield bond (non-investment-grade bond, speculative-grade bond, or junk bond) is a bond that is rated below investment grade.
  • Collateralized debt obligation
    A collateralized debt obligation (CDO) is a type of structured asset-backed security (ABS).
  • Dividend
    A dividend is a payment made by a corporation to its shareholders, usually as a distribution of profits.
  • Warrant (finance)
    In finance, a warrant is a security that entitles the holder to buy the underlying stock of the issuing company at a fixed price called exercise price until the expiry date.
  • Bill of lading
    A bill of lading (sometimes abbreviated as B/L or BoL) is a document issued by a carrier (or his agent) to acknowledge receipt of a shipment of cargo.
  • Asset-backed security
    An asset-backed security (ABS) is a security whose income payments and hence value are derived from and collateralized (or "backed") by a specified pool of underlying assets.
  • Share (finance)
    In financial markets, a share is a unit of account for various investments.
  • Spot contract
    In finance, a spot contract, spot transaction, or simply spot, is a contract of buying or selling a commodity, security or currency for settlement (payment and delivery) on the spot date, which is normally two business days after the trade date.
  • Employee stock option
    An employee stock option (ESO) is commonly viewed as a complex call option on the common stock of a company, granted by the company to an employee as part of the employee's remuneration package.
  • Securitization
    Securitization is the financial practice of pooling various types of contractual debt such as residential mortgages, commercial mortgages, auto loans or credit card debt obligations (or other non-debt assets which generate receivables) and selling their related cash flows to third party investors as securities, which may be described as bonds, pass-through securities, or collateralized debt obligations (CDOs).
  • Sarbanes–Oxley Act
    The Sarbanes–Oxley Act of 2002 (Pub.L. 107–204, 116 Stat. 745, enacted July 30, 2002), also known as the "Public Company Accounting Reform and Investor Protection Act" (in the Senate) and "Corporate and Auditing Accountability and Responsibility Act" (in the House) and more commonly called Sarbanes–Oxley, Sarbox or SOX, is a United States federal law that set new or expanded requirements for all U.
  • Municipal bond
    A municipal bond is a bond issued by a local government or territory, or one of their agencies.
  • Negotiable instrument
    A negotiable instrument is a document guaranteeing the payment of a specific amount of money, either on demand, or at a set time, with the payer named on the document.
  • Zero-coupon bond
    A zero-coupon bond (also discount bond or deep discount bond) is a bond bought at a price lower than its face value, with the face value repaid at the time of maturity.
  • War bond
    War bonds are debt securities issued by a government to finance military operations and other expenditure in times of war.
  • China Securities Regulatory Commission
    The China Securities Regulatory Commission (CSRC) is an institution of the State Council of the People's Republic of China (PRC), with ministry-level rank.
  • Securities Industry Association
    The Securities Industry Association (SIA) was an association of firms and people who handle securities (in the financial sense) (stocks, bonds and their derivatives).
  • Investment Industry Regulatory Organization of Canada
    The Investment Industry Regulatory Organization of Canada (IIROC; Organisme Canadien de réglementation du commerce des valeurs mobilières or OCRCVM in French) is a non-profit, national self-regulatory organization (SRO).
  • Pirum
    Pirum is a UK-based financial services technology vendor, headquartered in the City of London.
  • Securities and Exchange Commission (Bangladesh)
    The Bangladesh Securities and Exchange Commission (BSEC) is the regulator of the capital market of Bangladesh, comprising Dhaka Stock Exchange (DSE) and Chittagong Stock Exchange (CSE).
  • Securities and Futures Commission
    The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong.
  • Securities and Exchange Commission (Philippines)
    The Securities and Exchange Commission (Filipino: Komisyon sa mga Panagot at Palitan, commonly known as SEC) is the agency of the Government of the Philippines responsible for regulating the securities industry in the Philippines.
  • ADS Securities
    ADS Securities LLC is a private financial services firm in Abu Dhabi that offers commodity trading (precious metals such as gold, platinum, silver, and palladium), foreign exchange, and multi-asset investment services.
  • New York Institute of Finance
    The New York Institute of Finance is an American Education Company that was founded by the New York Stock Exchange (NYSE).
  • Anti-Money Laundering Council (Philippines)
    The Anti-Money Laundering Council (AMLC) Philippines government agency tasked to implement the provisions of Republic Act No.
  • Promissory note
    A promissory note is a legal instrument (more particularly, a financial instrument), in which one party (the maker or issuer) promises in writing to pay a determinate sum of money to the other (the payee), either at a fixed or determinable future time or on demand of the payee, under specific terms.
  • Seeking Alpha
    Seeking Alpha is a crowd-sourced content service for financial markets.
  • Eurobond
    A Eurobond is an international bond that is denominated in a currency not native to the country where it is issued.
  • Tombstone (financial industry)
    A tombstone is a type of print notice that is most often used in the financial industry to formally announce a particular transaction, such as an initial public offering or placement of stock of a company.
  • Depository Trust & Clearing Corporation
    The Depository Trust & Clearing Corporation (DTCC) is an American post-trade financial services company providing clearing and settlement services to the financial markets.
  • Ontario Securities Commission
    The Ontario Securities Commission (OSC) is a regulatory agency which administers and enforces securities legislation in the Canadian province of Ontario.
  • Iraq Securities Commission
    Iraq Securities Commission, (ISC) is an independent public commission that oversees the activities of licensed securities markets, one of which is the Iraq Stock Exchange.