Dysphagia
a swallowing disorder involving the oral cavity, pharynx, esophagus, or gastroesophageal junction.
Consequences of dysphagia include:
malnutrition and dehydration, aspiration pneumonia, compromised general health, chronic lung disease, choking, and even death.
Effortful swallow
-Targeted outcome: Increase muscular activation of the pharyngeal constrictors and base of tongue
-push your tongue to roof of mouth, swallow hard
tongue-hold swallow
- Targeted outcome: increased contraction of the superior pharyngeal constrictor muscle
-hold tongue between teeth, swallow your saliva w/ your in this position
supraglottic swallow
-volitional laryngeal vestibule closure
-take a breath & hold it, swallow w effort, cough
shaker exercise
- strengthening of hyolaryngeal elevation muscles
- lie flat on back, lift only with head & look at your toes, hold this position for 1 second & then lower your head
mendelsohn maneuver
-volitional prolonging of hyolaryngeal elevation and upper esophageal sphincter opening
-regular swallow, feel larynx move in upward direction, squeeze your muscles, maintain position for 5 secs, relax & finish swallow
effortful pitch glide
-shortening and constriction of pharynx
-take a deep breath, say "eee" w effort moving from low pitch to high pitch
oral phase (mouth)
sucking, chewing, and moving food or liquid into the throat
pharyngeal phase (throat)
starting the swallow and squeezing food down the throat. You need to close off your airway to keep food or liquid out. Food going into the airway can cause coughing and choking.
esophageal phase
opening and closing the esophagus (the tube that goes from the back of your throat to your stomach). The esophagus squeezes food down to the stomach. Food can get stuck in the esophagus. You may also throw
up a lot if there is a problem with your esophagus or if you have acid reflux
(commonly known as indigestion or heartburn).
plane of view for MBS
lateral or A/P view
positioning of MBS
limited positioning
location of study
in radiology
exposure risk MBS
radiation exposure
aspiration observed MBS
visualized
diagnostic & therapeutic MBS
evaluation only
swallowing visualization MBS
views oral, pharyngeal, and esophageal phases
type of procedure MBS
noninvasive
esophageal visualization mbs
esophageal transit
plane of view FEES
superior view
food used FEES
real food
positioning FEES
flexible positioning
location of study FEES
portable, in clinic/bedside
exposure risk FEES
no radiation
time limitation FEES
no time limit
aspiration observed FEES
inferred after swallow
diagnostic & therapeutic FEES
evaluation or treatment
swallowing visualization FEES
pre/post pharyngeal phase, real anatomy, secretions
type of procedure FEES
invasive
esophageal visualization FEES
superior view of UES
combine with other tests FEES
can be with flex laryngoscopy
oral motor development - before birth
- sucking & swallowing observed
oral motor development - birth
- opens mouth to suck fist
- gag response
- moves tongue in & out, up & down
oral motor development - 2 weeks to 9 months
-show open mouth for food
oral motor development - 2 months
-can move food from a spoon to the back of the mouth
oral motor development - 6 months
- gag response decline
-can move food from side to side
oral motor development - 6 to 12 months
eruption of front teeth
oral motor development - 6 to 14 months
can chew softer lumps & keep food in mouth
oral motor development - 7 to 12 months
can close lips to clear the spoon
oral motor development - 8 to 12 months
can bite into harder foods when teeth have erupted
oral motor development - 12 months 4 years
can cope with most textures offered but chewing not fully mature
oral motor development - 2 years
can cope with most foods offered as part of a family meal
feeding skills - birth
brings hand to mouth & opens mouth in preparation to suck
feeding skills - 2 months
holds objects
feeding skills - 3 months
holds objects & puts them in mouth
feeding skills - 4 months
holds, mouths & shows visual exploration of objects
feeding skills - 4 to 11 months
begins to sit with some support and then unaided
feeding skills - 9 months
pincer grasp with finger and thumb, sits without support
feeding skills - 9 to 18 months
says first words, context specific, might say word for known food
feeding skills - 12 months
-recognizes food by sight, smell & taste
-uses words to ask for or name foods they want
feeding skills - 12 months & beyond
visually groups food into categories
self feeding - 4 to 11 months
starts to hold food and bring food in mouth
self feeding - 8 months
begins to try and feed from spoon without spilling from eight months
self feeding - 8 months to 2 years
begins to drink from closed cup
self feeding - 11 months to 2 years
begins to drink from open cup
self feeding - 15 months
most infants can feed themselves with a spoon
Neurological and degenerative conditions that can cause
swallowing difficulties may be:
stroke (the most common cause of dysphagia); traumatic brain injury; cerebral palsy; Parkinson disease and other degenerative neurological disorders such as amyotrophic lateral sclerosis (ALS, also known as Lou Gehrig's disease), multiple sclerosis, progressive supranuclear palsy, Huntington disease, and myasthenia gravis.
Cranial Nerves for Swallowing
V - Trigeminal
XII - Facial
IX - Glossopharyngeal
X - Vagus
XII - Hypoglossal
V - Trigeminal
Motor: Jaw movements, muscles of mastication
Sensory: Oral, lingual (anterior 2⁄3), and facial general sensory
XII - Facial
Motor: Muscles of the face, Visceral Motor: submandibular, sublingual,
and mucous glands of mouth, pharynx, and nose.
Special sensory: Anterior 2⁄3 of tongue
IX - Glossopharyngeal (mostly sensory)
Motor: Stylopharyngeus muscle, Visceral motor: Parotid Gland
Sensory: Posterior 1⁄3 of the tongue, tonsils, upper pharynx
Special sensory: Posterior 1⁄3 of tongue
X - Vagus:
Pharyngeal Branch
Motor: muscles of the pharynx and soft palate, Visceral: pharyngeal mucosa
Sensory: Lower part of pharynx
Superior Laryngeal Branch:
Motor: Cricothyroid muscle
Sensory: Epiglottis, base of tongue, aryepiglottic folds, larynx - to level of VFsRecurrent Laryngeal Branch:
Motor: intrinsic muscles of the larynx (except cricothyroid)
Sensory: the vocal folds, the larynx beneath the vocal folds
XII - Hypoglossal
Motor: Innervates all intrinsic muscles of tongue and all extrinsic
muscles of the tongue except palatoglossus (X).
Includes - Genioglossus: protrusion
Styloglossus: Elevation and retraction
Hyoglossus: Depression
Also innervates:
One suprahyoid muscle: Geniohyoid
One infrahyoid muscle: Thyrohyoid
What is the purpose of the Oral Preparatory Phase in swallowing?
The purpose of the Oral Preparatory Phase is to accept, manipulate, break down, and mix the bolus with saliva in the mouth.
Is the Oral Preparatory Phase of swallowing voluntary or involuntary?
The Oral Preparatory Phase of swallowing is almost entirely voluntary.
What are the main actions that need to happen during the Oral Preparatory Phase?
Putting food/liquid in the mouth
Keeping food/liquid in the mouth
Manipulating the bolus and mixing it with saliva
Chewing food thoroughly
Re-collecting the bolus to form a cohesive mass on the tongue
What is the purpose of the Oral Transport Phase in swallowing?
The purpose of the Oral Transport Phase is to transport the bolus from the anterior to the posterior part of the oral cavity, towards the oropharynx.
What initiates the Oral Transport Phase?
The Oral Transport Phase begins with the movement of the tongue.
What typically triggers a pharyngeal swallow response at the end of the Oral Transport Phase?
A pharyngeal swallow response is typically triggered at the end of the Oral Transport Phase.
What are the major contributors to the efficiency of bolus transport during the Oral Transport Phase?
Bolus propulsion and drive are major contributors to the efficiency of bolus transport during the Oral Transport Phase.
Several areas can trigger a swallow response if they are
stimulated:
● Anterior faucial arches
● Posterior tongue
● Valleculae
● Pyriform sinuses
● Laryngeal aditus (entrance to the larynx)
Although a swallow response is most commonly triggered by
the time the bolus reaches base of tongue there is
VARIABILITY with this in normal adults and with aging.
What marks the beginning of the Pharyngeal Phase of swallowing?
The Pharyngeal Phase of swallowing begins with a trigger/response mechanism.
What propels the bolus into the pharynx during the Pharyngeal Phase?
The bolus is moved into the pharynx by the pressure exerted by the tongue.
What prevents the bolus from entering the nasal cavity and the larynx/airway during the Pharyngeal Phase?
During the Pharyngeal Phase, the bolus is prevented from entering both the nasal cavity and the larynx/airway.
Where does the bolus move to after passing through the pharynx during swallowing?
After passing through the pharynx, the bolus is moved into the esophagus.
What is the purpose of the apnea period during the Pharyngeal Phase of swallowing?
The apnea period, characterized by the prefix "a" (meaning no/not) and "Pne(a/o)" (meaning breathing), indicates a temporary cessation of breathing. This apnea period prevents the bolus from entering the airway.
What term can help you remember the apnea period during the Pharyngeal Phase of swallowing?
The term "pneumonia" can help you remember the apnea period during the Pharyngeal Phase, as it relates to breathing and the avoidance of aspiration.
What is the state of residue in the throat after completing the Pharyngeal Phase of swallowing?
After completing the Pharyngeal Phase of swallowing, there is typically little to no residue remaining in the throat.
What happens to the VP port (velopharyngeal port) during the Pharyngeal Swallow phase?
During the Pharyngeal Swallow phase, the VP port closes.
What are the movements of the hyoid and larynx during the Pharyngeal Swallow?
In the Pharyngeal Swallow phase, both the hyoid and larynx elevate.
What occurs with the airway during the Pharyngeal Swallow phase?
During the Pharyngeal Swallow phase, the airway closes to prevent entry of the bolus.
Describe the changes in the pharynx during the Pharyngeal Swallow phase.
In the Pharyngeal Swallow phase, the pharynx shortens and elevates, contracting behind the bolus.
What happens to the upper esophageal sphincter (UES) during the Pharyngeal Swallow phase?
During the Pharyngeal Swallow phase, the upper esophageal sphincter (UES) relaxes and opens, allowing the bolus to enter the esophagus.
What is the role of hyolaryngeal elevation in airway protection during swallowing?
Hyolaryngeal elevation involves the upward and forward movement of the hyoid bone, larynx, and related muscles/ligaments. It contributes to opening the upper esophageal sphincter (UES) and inverting the epiglottis to protect the airway.
How does the airway close during the process of airway protection in swallowing?
The airway closes through the adduction of the true vocal folds and the approximation of the false vocal folds. Additionally, the laryngeal vestibule closes via the anterior movement of arytenoids and the approximation of the base of the epiglottis. Epiglottic inversion also aids in airway closure.
What is the final line of defense in airway protection during swallowing?
The final line of defense in airway protection is a reflexive cough, which can be triggered to protect the airway if any material attempts to pass beyond the closed airway during swallowing.
What are some specialists to whom a speech-language pathologist (SLP) might refer individuals with oropharyngeal and esophageal problems?
SLPs may refer individuals with oropharyngeal and esophageal problems to specialists such as Gastroenterologists (GI), Radiologists, and Otolaryngologists (ENT) for further evaluation and management.
What is the role of the cricopharyngeal muscle in the upper esophageal sphincter (UES)?
The cricopharyngeal muscle helps to keep the opening to the esophagus closed at rest. It holds the upper esophageal sphincter (UES) closed when not actively swallowing.
How is the opening of the upper esophageal sphincter (UES) achieved during swallowing?
The opening of the UES is achieved by the combined effects of movement of the hyolaryngeal complex forward and upward, relaxation of the cricopharyngeal muscle, and the enlargement of the opening as the bolus is pushed into the esophagus (bolus propulsion). Mechanical and pressure forces also play a role in allowing the bolus to be propelled into the esophagus.
What is the main goal of bolus efficiency in swallowing?
The main goal of bolus efficiency in swallowing is to move the bolus from the oral cavity to the esophagus in a timely manner without significant residue, effort, or the need for repeated swallows.
What is the primary focus of the airway protection aspect of swallowing?
The primary focus of the airway protection aspect of swallowing is to prevent the bolus or any material from entering the larynx and trachea, thereby protecting the airway from aspiration and potential harm.
What is residue in the context of swallowing?
Residue refers to bolus or material that remains in the oral cavity, pharynx, or esophagus after the swallow has occurred.
Define penetration in terms of swallowing.
Penetration in swallowing refers to the situation where the bolus or material enters the laryngeal vestibule but does not pass below the level of the vocal folds.
What is aspiration in the context of swallowing?
Aspiration occurs in swallowing when the bolus or material passes below the level of the vocal folds and enters the trachea, potentially causing harm to the airway.
How can dysphagia result from issues related to the oral or pharyngeal phase of swallowing?
Dysphagia can result from anything that affects the timing, speed, strength, or coordination of the muscles or structures involved in the oral or pharyngeal phase of swallowing. This can lead to difficulties in the swallowing process.
What are some factors that can cause a swallowing deficit before the swallow?
Lack of sensory input, delayed swallow trigger, incomplete epiglottic inversion, and poor bolus hold (due to coordination or tongue strength issues) can all contribute to a swallowing deficit before the swallow.
What are the potential consequences of a swallowing deficit before the swallow?
The potential consequences include penetration, aspiration, and the presence of bolus or material in the pyriform sinuses prior to the swallow.
What are the potential issues that can occur during the swallow?
During the swallow, potential issues include penetration and aspiration.
What are some underlying causes that can lead to penetration and aspiration during the swallow?
Muscle weakness, incomplete epiglottic inversion, lack of sensory input, muscle miscoordination, and structural abnormalities can all contribute to the occurrence of penetration and aspiration during the swallow.
What are the potential issues that can occur after the swallow?
After the swallow, potential issues include residue in valleculae, pyriform sinuses, and the oral cavity, as well as reflux from the upper esophageal sphincter (UES).
What are some underlying causes that can lead to issues like residue and reflux after the swallow?
Muscle weakness, muscle miscoordination, and esophageal problems can contribute to the occurrence of residue in valleculae, pyriform sinuses, and the oral cavity, as well as reflux from the UES.
What are some possible etiologies of swallowing disorders?
Possible etiologies of swallowing disorders include neurogenic diseases such as Parkinson’s Disease, ALS, and dementia; neurological events like stroke and traumatic brain injury (TBI); structural issues like ACDF hardware and osteophytes; head and neck cancers with radiation and post-surgery effects; post-intubation issues (often transient); age-related swallowing changes known as presbyphagia; and cases with an unknown etiology.
What is the difference between compensatory and rehabilitative strategies in the context of swallowing disorders?
Compensatory strategies are used to manage symptoms and prevent aspiration or swallowing difficulty by modifying something, without changing the underlying swallow physiology. They provide immediate and short-term benefit to mitigate signs or symptoms of dysphagia. On the other hand, rehabilitative strategies involve treatment to improve the functioning of a swallow through exercises that target strengthening the muscles of swallowing and addressing the underlying disordered or impaired process. The choice between these strategies should match the physiological findings and can depend on the etiology of the disorder.
Chin Tuck
-Difficulty with premature spillage
-Pharyngeal swallow delay if limited to
valleculae-Widens valleculae
-Improves base of tongue contact with
posterior pharyngeal wall.
Chin up/Head Extension
-Difficulty with oral phase
anterior-posterior transit and clearance
-Glossectomy-Gravity assists in transit
-Narrows valleculae
Head Rotation
-Unilateral pharyngeal/laryngeal deficits
-Reduced UES opening-Most often turn to weaker side.
-Closes off weaker side, bolus directed to
stronger side.
-Increased UES diameter.
Head Tilt
-Unilateral oral phase deficits
-Unilateral pharyngeal phase deficits
-Head & neck cancer patients, partial
glossectomy, stroke patients-Most often tilt to stronger side.
-Goal: direct bolus to stronger side
-Gravity assists
What are compensatory strategies in dysphagia management?
Compensatory strategies are techniques used to manage dysphagia symptoms and prevent aspiration by modifying aspects of the swallowing process. These strategies do not change the underlying swallow physiology but aim to optimize oral intake and safety.
How do compensatory strategies aim to alter/enhance oral sensation?
Compensatory strategies for altering/enhancing oral sensation involve modifying sensory aspects of the food or liquid being consumed. This can include changes in taste, temperature, volume, consistency, spice, and mode of delivery. The goal is to improve awareness and sensory input to drive a more coordinated motor response during swallowing.
What deficits might compensatory strategies for altering/enhancing oral sensation address?
Compensatory strategies for altering/enhancing oral sensation can address deficits such as reduced awareness of food, delayed or absent pharyngeal swallow, and other issues related to sensory input during the swallowing process.
What is the underlying concept behind using sensory information to drive motor responses in compensatory strategies?
The underlying concept is that sensory information plays a crucial role in initiating and coordinating motor responses. By modifying sensory aspects of the food or liquid, compensatory strategies aim to improve the sensory input and, subsequently, the effectiveness of the motor response during swallowing.
What is the research consensus regarding the effectiveness of compensatory strategies that alter/enhance oral sensation?
The research on the effectiveness of compensatory strategies that alter/enhance oral sensation is inconsistent. While these strategies are based on the idea of sensory-motor interaction, their impact on dysphagia management varies, and individual responses may differ.
Modify Amount and Rate of Bolus Delivery
-Deficits with oral control / premature
spillage into pharynx
-Delayed pharyngeal swallow
-Impulsivity-Using utensils with smaller capacities
(small spoons/forks)
-Using low flow straws or restricted cup
Multiple Swallows
Alternate Liquid / Solid Boluses
-Oral or pharyngeal residue-Swallow a bite of food 2-3 times and / or
take a sip of liquid before taking another
bite
Finger / Tongue Sweep Liquid Wash
-Oral residue-Use tongue, finger, or sips of liquid after
each bite to reduce residue
Environmental Modifications
-Attentional deficits
-Impulsivity
-Reduced independence-Reducing distractions in the environment
-Supervision when eating
-Assistance with oral care after meals
Bolus hold (3 second prep)
-Delay in oral/pharyngeal phase of
swallow1. Bolus is placed in mouth
2. Counts to 3 with bolus in mouth
3. Transfer bolus posteriorly
Supraglottic Swallow
-Aspiration
-Patients with supraglottic laryngectomy
Helps with: Closure of airway at the level
of true vocal folds1. Hold breath
2. Swallow during breath hold
3. Cough / throat clear immediately after
swallow before inhalation
4. Swallow again
Super-supraglottic Swallow
-Same indications as supraglottic swallow
-Aspiration
Helps with: Closure of airway at the level
of the laryngeal vestibule (more complete)1.Hold breath
2. “Bear down” while holding breath
(contracting muscles of laryngeal
vestibule)
3. Swallowing with holding breath and
bearing down
4. Cough / throat clear immediately after
swallow
5. Swallow again
Effortful Swallow
-Residue caused by reduced base of
tongue retraction / reduced pharyngeal
constriction
Helps with: Increasing tongue pressure-Swallow “with effort”
Swallow if you have something thick in the
back of your throat, like peanut butter” and
you have to swallow hard to get it down.
What is the purpose of using diet modifications as compensatory strategies in dysphagia management?
The purpose of using diet modifications as compensatory strategies is to optimize swallowing safety and efficiency by altering the texture and consistency of foods and liquids. This can address specific swallowing difficulties and reduce the risk of aspiration.
How can thickened liquids assist with swallowing difficulties, and what should be considered before recommending them?
Thickened liquids can reduce bolus speed, assist with anterior leakage, and help manage poor oral control and pharyngeal swallow delay. Before recommending thickened liquids, the speech-language pathologist (SLP) should consider the patient's quality of life and assess the risk/benefit ratio of potential issues like aspiration, dehydration, and fatigue.
Are thickened liquids a long-term solution for dysphagia management? Why or why not?
No, thickened liquids are not a long-term solution for dysphagia management. While they can help address certain swallowing difficulties, they may not be suitable for every patient with aspiration. The SLP should evaluate the individual's needs and consider other options to improve swallowing safety and quality of life.
What are some modifications that can be made to food to assist with dysphagia?
Modifications of food can include altering its texture and consistency to accommodate swallowing difficulties. These modifications can be helpful for individuals with poor mastication, reduced tongue strength, and significant pharyngeal residue.
What is the recommended approach for modifying diets based on texture and consistency?
A recommended approach for modifying diets based on texture and consistency is to follow the International Dysphagia Diet Standardisation Initiative (IDDSI) framework, which involves a sequential shift from least to most restrictive diet levels. This includes categories such as soft and bite-sized, minced and moist, pureed, and liquidized foods.
What is aspiration pneumonia, and how is it related to dysphagia?
Aspiration pneumonia is a type of pneumonia caused by inhaling foreign substances, such as food, liquid, or oral secretions, into the lungs. It can be related to dysphagia when individuals have difficulty swallowing and coordinating their oral and pharyngeal phases, leading to the risk of material entering the airway.
Is oropharyngeal dysphagia alone a significant risk factor for aspiration pneumonia?
No, oropharyngeal dysphagia alone is not necessarily a significant risk factor for aspiration pneumonia. While dysphagia can increase the risk of aspiration, other factors, such as altered oropharyngeal flora, aspiration into the lungs, and host resistance, also play a role.
What is meant by "colonization of altered oropharyngeal flora" in relation to aspiration pneumonia?
Colonization of altered oropharyngeal flora refers to changes in the normal microbial environment in the mouth and throat, often due to factors like dependency for oral care. This altered flora can increase the risk of aspiration pneumonia by introducing potentially harmful microorganisms into the respiratory tract.
How can aspiration into the lungs lead to aspiration pneumonia?
Aspiration into the lungs occurs when foreign substances, such as food, liquid, or oral secretions, enter the respiratory tract. These substances can irritate the lungs and trigger an inflammatory response, potentially leading to aspiration pneumonia.
What are some factors related to host resistance that can contribute to aspiration pneumonia?
Host resistance factors that can contribute to aspiration pneumonia include the individual's systemic immunologic response and any underlying medical conditions they may have. Multiple medical diagnoses can weaken the body's ability to fight off infections and increase the risk of pneumonia following aspiration events.
Masako Maneuver
-May be indicated for patients with vallecular residue due to reduced
contact/pressure between base of tongue and posterior pharyngeal wall-Purpose is to improve posterior pharyngeal wall to meet base of tongue
Expiratory Muscle Strength Training (EMST)
-Reduced anterior hyoid movement, reduced laryngeal elevation
-weakened cough-May improve cough effectiveness and/or swallow function in patients with
Parkinson’s, H&N cancer, healthy but sedentary elderly, and multiple sclerosis.