POLITICS IN RUSSIA Political change in Russia during the last two decades can be characterized as a struggle to establish democratic institutions in a country with an inheritance of authoritarianism. The transition to democracy has not yielded effective governance, economic progress, or popular satisfaction. It is insecure and incomplete. In fact, President Vladimir Putin, who is serving in his third Presidential term after one term as Prime Minister resorted to authoritarian tactics in his effort to control renegade local officials, the rebel Chechnya Republic, and the oligarchs. These strong armed tactics were further evidenced by his annexation of Crimea and his attempt to capture Eastern Ukraine. In response to these recent events, President Obama issued an executive order freezing the assets of Russian officials responsible for the military intervention in Ukraine. When Dmitry Medvedev was elected President in 2008, he immediately appointed former President Putin as Prime Minister and Putin pushed through legislation that would lengthen the presidential term from four to six years beginning in 2012 (Putin was eligible to run again in 2012 and easily won the election and Medvedev was appointed Prime Minister). The two were able to maintain a working relationship throughout Medvedev’s presidential term, but cracks in their unity began to emerge over speeches regarding Medvedev’s support of attacks on behalf of rebels against Qaddafi’s Libyan government, while Putin criticized UN infringement of Libyan sovereignty in 2011 air strikes. It appears that the rift between the President and Prime Minister was not genuine as Medvedev decided not to run for a second term, allowing Putin to run for President without any effective competition. Significant historical events The Tsarist Regime that existed before the Soviet Union was established was characterized by autocracy, patrimonialism, and orthodoxy exacerbated by inefficiency and ineffectiveness. The empire came to an end and was briefly replaced by a provisional government. The temporary democratic government was eventually overthrown in 1917 with the Russian Revolution led by Vladimir Ilyich Lenin. The Bolsheviks, later named the Communist Party of the Soviet Union (CPSU), promised to institute Marxist-Leninism in a new socialist state. Under a succession of leaders--Lenin, Stalin, Khruschev, Breznev, Andropov, and Chernenko, the country became increasingly characterized by centralization of authority. The system allowed for no 'feedback' that could have corrected or ameliorated problems and it eventually became dysfunctional. By the time Mikhail Gorbachev was elected General Secretary of the CPSU in 1985, the political system of the USSR had grown top-heavy, unresponsive, and muscle bound. Reasons given for the system's failure include: (1) overcentralization, (2) failure of the economic system, (3) political rigidities and corruption, (4) lack of systematic provision for transfer of power, and (5) lack of transparency. When Mikhail Gorbachev called for glasnost, other democratic reforms, and perestroika, the people of Russia expected a law governed state, pragmatic economic changes, modernization and change to a democratic, socialist system. What they got was rapid change. In 1989, the countries of Eastern Europe experienced popular revolution, Germany was reunited and the Baltic states seceded from the union. While Gorbachev permitted people to voice their discontent without persecution, he failed to create democratic institutions that were willing to address their wants and demands, which weakened the regime’s legitimacy. Gorbachev's reforms had consequences he clearly had not anticipated and when he was not seen to be sufficiently radical, Boris Yeltsin called for even more rapid economic and political transformation. Under Gorbachev, a new office of president of the USSR was established in 1990, chosen by the Soviet Union’s Congress of People’s Deputies that selected Gorbachev as President. In August 1991, a coup attempt by communist hardliners to overthrow Gorbachev was halted by Yeltsin; which prevented a return to the anti-reformist hardline communists, but contributed to the eventual demise of the USSR. In December 1991, the USSR itself collapsed, and all 15 of its constituent republics became independent states and formed a confederal alliance known as the Commonwealth of Independent States (excluding Estonia, Latvia, and Lithuania). By then Boris Yeltsin had established a state presidency in the largest of the Soviet republics, Russia, where he was elected president in June 1991 by direct popular vote. The Commonwealth of Independent States has been dominated by the Russian Federation ever since it was created. In an effort to keep Ukraine within his sphere of influence, Putin annexed Ukraine’s province of Crimea fearing that Ukraine was being pulled toward the European Union and away from the CIS. Putin has further intervened in Ukraine by supporting the anti-government protestors with armed men in Eastern Ukraine who have taken over police stations and other public buildings. As President of the newly formed Russian Federation in 1992, Yeltsin demanded that the legislature, the Russian Congress of People's Deputies, grant him extraordinary powers to carry out a program of radical market-oriented economic reform (shock therapy implemented by Prime Minister Gaidar). Unfortunately, these reforms were not popular, and led to severe economic dislocations. Conflict between Yeltsin and the legislature grew so intense that in 1993 Yeltsin dissolved the Communist dominated legislature by force and asked Russians to approve a referendum that created a new Russian Constitution and simultaneously asked voters to select their representatives in the newly formed Duma (legislature’s lower house) that the Constitution created. Executive Branch The 1993 Constitution gives the president wideranging powers, including the power to issue decrees equivalent to law, to appoint and remove the prime minister (PM), dissolving parliament if they reject his third choice for PM, and direct control over the agenda of the four power ministries (Defense, Federal Security Bureau, Internal Affairs, Foreign). President Yeltsin's relations with the new legislature (the bicameral Federal Assembly) was often difficult (impeachment proceedings were initiated over his actions in Chechnya), but were eventually resolved by peaceful means. The election of the President is based on the French model with a two-ballot system. If voter turnout is over 50% and a candidate receives over 50% on the first ballot, then that candidate becomes President. If no candidate receives a majority vote, than the top two candidates compete against each other in a runoff election. Interestingly, the 1993 Constitution eliminated the position of Vice President, thus providing that the prime minister be the first in line of succession to the presidency. In fact, Putin ascended to the Presidency when Yeltsin resigned on December 31, 1999. Three months later, he won the first ballot election for President in March 2000 and then won reelection in 2004. Putin’s hand-picked successor Medvedev won the 2008 election as the candidate of Putin’s United Russia party. Putin did not run in 2008 because of the Constitutional limitation that presidents can not serve more than two terms consecutively. Putin positioned himself to stay in power by having Medvedev appoint him as Prime Minister and as expected, Putin ran for President in 2012, and won. In all three of Putin’s electoral victories, people questioned the legitimacy of votes that came from Chechnya supporting Putin and questionable tactics to pressure college students and state workers to vote were used to ensure that the 50% voter turn-out threshold would be met in 2004 and 2012. In response to the Presidential election in 2012 and after the Duma elections in December 2011, many people protested the electoral results. Some commentators labeled the protests as the Moscow Spring, in reference to the Arab Spring of 2011 because many of the protesters were middle-class, internet using participants that were upset with Putin’s “managed” democracy. People complained that during the election for seats in the Duma (2011), Russia’s electoral commission kicked out election observers and falsified the count, especially in Moscow, which voted overwhelmingly against the Kremlin’s United Russia party. After the presidential election, which Putin won with 64% of the vote over Communist leader Zyuganov who had 19%, and Prokhorov, a liberal business tycoon, who received 17%, Putin gave a tearful speech in which he promised to continue to fight for Russia and made no conciliatory remarks towards those that opposed him. Russia’s Federal Assembly Yeltsin’s 1993 Constitution created a semipresidential system which is a unique combination of United States, French, and Russian governmental arrangements. The Federal Assembly has a bicameral parliament: the State Duma, the lower house which was elected in 2003 on the basis of popular representation (225 Single member districts and 225 Proportional Representation seats determined by party lists with a 5% threshold) and the Federation Council (FC), the upper house which consists of two representatives from each of the 83 regions (for a total of 166 seats). In the 2007 Duma elections, new electoral reforms introduced by Putin made all 450 seats chosen by proportional representation with a 7% threshold which ensured that Putin’s United Russian Party would have a majority (70%) in the Duma and effectively eliminated many minor parties ability to win seats due to the increased threshold. Also, Duma terms were increased to five years after the 2011 election, thus, the next Duma elections will be held in 2016. In 2013, Putin proposed returning back to the parallel system of independent candidates and Party lists for the 2016 election. This electoral change is expected, but has not been officially implemented. Even though Putin claims the electoral change would create a fair and free democracy, most political scientists argue that the change is meant to ensure the maintenance of one-party rule by the United Russia Party. Without name recognition and the resources of a major party it will be difficult for independent and opposition party candidates to win seats in the single member system. Previously, Putin also changed the make-up of the FC by having the local elected leaders appoint representatives to the FC, rather than having local leaders serve in the FC part-time. One FC representative is appointed from the local province’s executive authority and the other representative is appointed by the local province’s legislative branch. The heads of the regional governments which are indirectly appointed by the President also serve in a parallel advisory body, the State Council, which the president can consult with at-will to propose policies. Another significant advisory committee that influences the policy agenda is the Public Chamber, which is in many ways similar to British Quangos. The Public Chamber consists of 126 members from the civic, professional, artistic, and other nongovernmental organizations which deliberates on matters of public policy and makes recommendations to parliament and government on pending policies. Both the State Council and Public Chamber are quasi-legislative bodies that weaken the federal assembly’s role. The two-headed government which consists of a President and Prime Minister has nearly sixty ministries led by the prime minister. The President maintains control of foreign policies and national security with direct control over the power ministries (Defense, Foreign, Internal Affairs, and Federal Security Bureau), while the Prime Minister is in charge of domestic, economic, and social policies. The President also is in charge of the Security Council which consists of a permanent secretary, the heads of the power ministries, and other security-related agencies, the prime minister, and the chairs of the two chambers of the Federal Assembly. As President, Putin used the Security Council to formulate policy proposals on issues dealing with organization of the executive branch, in addition to its expected foreign and defense policy proposals. Remember, the President also consults with the State Council and the Public Chamber for policy proposals. Judicial Branch One of the major problems of the Russian Federation has been the lack of development and institutionalization of a ‘law-governed’ state. Russia’s legal system traditionally vested a great deal of power in the procuracy, which was considered the most prestigious branch of the legal system. It is comparable to the system of federal and state prosecuting attorneys in the US and is charged with fighting crime, corruption, and abuses of power in the bureaucracy. On paper, it is independent of the executive; however, the president names the procurator-general and informally supervises any politically significant cases. Furthermore, the procuracy has been the major source of resistance to the introduction of a jury trial system because they believe it would lower their conviction rates. Although not an essential feature of democracy, it supports democratic values in participation and transparency. The Supreme Court, the Constitutional Court, and the Supreme Court of Arbitration contribute to the institutionalization of a legal society. Unfortunately, pay and training for judges is very poor, resulting in corruption. This is further compounded by the fact that Russians rely on bribes, personal connections (patron-client networks), or force, rather than the rule of law. The constitution provides for judicial review by a Constitutional Court whose members are nominated by the president and subject to confirmation by the Federation Council. It has used its power of judicial review to overturn some laws passed by the Russian Republics and has struck down several provisions of the Russian Criminal Code that limited individual rights. It has also consistently maintained the supremacy of the federal constitution over regional governments. However, the court has been reluctant to challenge the authority of the President. Since Putin took over the reins of government in 2000, the court has avoided crossing the president. In an effort to ensure that the courts didn’t challenge presidential authority, Putin moved the court to St. Petersburg in 2008 in an effort to marginalize the institution by physically keeping it far away from governing bodies in Moscow. Political Culture Through time, over two revolutions and two major wars, the political culture of Russia has been characterized by a gulf between state and society. There has been a contradiction in that there has been a belief in democratic values yet consistent dissatisfaction with democratic structures and low levels of confidence in political institutions. Russians tend to place a high value on democracy, but have low levels of confidence in the present regime. However, Putin continues to maintain a high public opinion approval, despite his attacks on civil liberties, efforts to marginalize the oligarchs (Gusinsky, Berezovsky, and Khodorkovsky), and strong-arm tactics in Chechnya, exemplifying that Russians are more concerned about stability than democracy. The most important factors include generational change, rising educational levels, urbanization and industrialization, and resurgent nationalism. There is a high level of public frustration, which generally accompanies high levels of expectations. Political recruitment for the old Soviet regime stressed appearances of collective involvement. However, participation was largely symbolic and formal. Real participation was a potential threat. Voting levels were high but as races were uncontested, they gave the appearance of mass support while maintaining party control. Recently, mass participation seems to ebb and flow with popular frustration and generally reflects support for the democratic system but dissatisfaction with policy. Strikes and protests continue. Recruitment within the bureaucracy exemplifies an elitist institution, which in some ways is an adaptation of the former nomenklatura (political recruitment within the Soviet Union that was regulated and controlled by the Communist Party of the Soviet Union). Interest groups are formed around labor, professional unions, youth and student groups, women and veterans. Since 1991, there has been a perceptible change from statist to pluralist interest group formation. These may represent economic interests, criminal groups, business groups, or regional organizations. There is a potential for the development of corporatist institutions. Due to economic uncertainty caused by the transition from a command to a market economy, interest groups representing civil servants and other laborers have taken to the streets in protest. Some 92 percent of strikes in 1994 and 1995 were by teachers protesting unpaid wages, which encouraged more strikes organized for miners, railroad workers, and others. This has led to the formation of a major trade union federation--FITUR. At the beginning of his administration, Putin’s public approval rating increased due to his ability to ensure that civil servants and pensioners receive their money on time. However, Putin’s popularity waned toward the end of his 2nd term due to his attempt to reform social security benefits to veterans and the elderly by replacing free services with cash payments. Putin was forced to increase the amount of cash payments and return some free services after spontaneous protests erupted when the social security reform was first enacted. The changing patterns of interest articulation are evidenced by the formation of new economic groups such as new entrepreneurs, commercial bankers, private farmers and others interested in protecting rights of property and commerce. Others include former managers of state-owned enterprises, organized labor, consumer organizations, local and city governmental officials, and an estimated 50,000 non-governmental organizations. Russian Political parties Political parties may be based on specific interest group organization and objectives. They may represent single interest, occupational groups or be ideological in focus. Freer elections in the 1990s created a stimulus to political party organization that represented the possibility of legislation on specific issues. Political parties generally breakdown into the following categories: democratic (Russia’s Choice and Yabloko), centrists (Women of Russia) nationalists (Liberal Democratic Party of Russia), leftists (Communist Party of Russia and the Agrarian Party) and parties in power (United Russia and its allies). The opposition parties consist of leftist and nationalist parties. The Communist Party of the Russian Federation (CPRF) led by Gennadii Ziuganov (received 17.7% of the 2008 Presidential vote) has seen its support diminish after initially controlling a plurality of seats in the State Duma in the 1990s. Likewise, the Liberal Democratic Party (extreme nationalists) led by Vladimir Zhirinovsky (received 9.3% of the 2008 Presidential vote) was at one time considered a threat to Yeltsin, but was unable to garner enough support to challenge Putin or Medvedev for the presidency. On the other end of the spectrum, democratic parties such as Yabloko and Russia’s Choice have received fewer and fewer seats in the legislature due to the disillusionment of economic reforms that benefited the oligarchs and Yeltsin’s family. In 2011, the Patriots of Russia Party was created to take away votes from opposition parties and prevent them from reaching the 7% threshold. Political Party reform There are numerous political parties that exist at the local and national level, which spurred Putin to introduce political party reform. Currently, parties must be registered, which requires membership of at least 10,000 members and functioning party branches in a majority of the 83 regions of Russia. Major parties include: Liberal Democratic Party of Russia, Communist Party of the Russian Federation, Agrarian, Russia's Democratic Choice, and Women of Russia (which has also lost tremendous support from 8.3% of the 1993 vote to not having any significant percentage in 2007). The Unity Party was created and later joined with All Fatherland Russia creating the United Russia Party to bolster support for Putin’s policies in the State Duma. After the 2003 parliamentary elections, the United Russia Party secured a majority of seats in the Duma, which dramatically strengthened the power of Putin. Interestingly, neither Yeltsin nor Putin initially affiliated themselves with any one political party; however, when Putin became prime minister he was considered the leader of the United Russia Party. In the 2011 regional/local elections, a new party emerged called the Patriots of Russia which amassed 8% of the vote. Many skeptics belief that the party was created by the Kremlin to act as a spoiler for the Communist and democratic parties to prevent them from winning seats in the upcoming December 2011 parliamentary elections. Current problems facing Russia What about the future? Will Russia continue to move towards democracy or suffer irrevocable reverses? It is commonly assumed that Russia has a good chance at democracy--better than at any time in history. However, Putin, a former KGB official, fostered stronger ties with the siloviki (former KGB members) while he was President and he gravitated toward more dictatorial measures than expansive democratic reforms. In fact, many political scientists label the Russian Federation as an illiberal democracy which is exemplified by a system in which leaders and lawmakers are elected by the people, but tend to be corrupt and often do not respect the law. President Putin’s dictatorial tendencies were evidenced by the following: (1) the military fighting the resistance of Muslim rebels in Chechnya and having a Kremlinwritten Constitution for Chechnya approved by a questionable referendum (2) The indirect elimination of all independent media outlets (media moguls Berezovsky (who died in 2013 in London) and Gusinsky were harassed by government officials and eventually succumbed to government control of their news agencies by selling them to Gazprom Media), (3) the arrest of Yukos Oil oligarch Mikhail Khodorkovsky (who was released in December 2013 just before the Sochi Olympics) over tax violations and the 2010 questionable extension of his sentence (many claim, however, he was arrested because he was considered a threat to the government for supporting opposition parties and possibly considering a run for President), (4) the creation of seven prefects to oversee locally elected leaders in the 89 (now 83) federal regions to ensure they do not ignore or nullify federal policies, (5) the ability of the president to fire regional presidents (governors) with approval by a judge for violating federal laws, and (6) the attacks against media outlets that criticize Putin’s rule as exemplified by Dozhd that has been dropped by many Russian cable companies for its critical coverage of the Kremlin and the passage of a new law which allows Russian authorities to block internet sites without a court order on the grounds of vaguely defined “extremism”. Just before the 2004 presidential election, Putin removed Prime Minister Kasyanov (who was considering a run for President) and replaced him with an unknown technocrat named Mikhail Fradkov, which helped Putin win the election on the first ballot with 71% of the vote. Kasyanov was considered a friend of the oligarchs and one of the last remnants of Yeltsin’s “family” in the administration. In 2008, Putin’s handpicked successor, Medvedev won the Presidential election on the first ballot with 70.2% of the vote and immediately thereafter, Medvedev selected Putin as the Prime Minister. Also, Medvedev introduced legislation that passed increasing the presidential term from four to six years beginning in 2012. Ethnic tension Initially, the attacks on 9/11/01 allowed Putin to expand authoritarian control over Russia without scrutiny from the international community. Demands of the Muslim rebels in Chechnya for more autonomy continue to be a major source of ethnic conflict and violence in Russia. Rebels have resorted to terrorist attacks, such as the hostage crisis in a Moscow theater that resulted in deaths of both patrons and rebels when the military used gas to expel the rebels, the surprise attack in 2004 at a Beslan school resulting in the deaths of numerous children, and the recruitment of Chechen rebel widows to become suicide bombers (black widows) in public places and planes. More recently, Moscow’s busiest airport suffered from a male suicide bomber that killed 35 people and injured more than 100 in 2011. This attack came just a few months after two black widow suicide bombers blew themselves up at a Moscow train station, killing 40 people. Terrorist activity motivated by Muslim extremists spread to the US in 2013 as the brothers responsible for detonating two bombs at the finish line of the Boston Marathon had ties to Muslim extremists in Chechnya and Dagestan. Russian authorities warned the US about their ties to Muslim extremists in an effort to cooperate with America’s war on terror. While Putin appears to support the investigation, his response to the Magnitsky Act (discussed below), his annexation of Crimea, and his lack of support for US President Bush’s preemptive strike in Iraq negatively affected Russo-US relations. Conflict with the West Towards the end of his second term, Putin attempted to influence events in Georgia (rose revolution) and Ukraine (orange revolution). Fearing that reformers in these countries would seek assistance from the West (European Union), Putin supported the repressive rulers in both countries, sometimes in surreptitious ways (possibly poisoning Ukrainian oppositionist reformer Yushchenko), but to no avail since the oppositionists secured control of both countries. In 2013, tension between the US and USSR intensified due to the US’s passage of the Magnitsky Act which placed sanctions on Russian officials involved in human rights abuses. Sergei Magnitsky was a 37-year-old lawyer who was beaten, deprived of vital medical attention, and left to die in a Russian prison nearly a year after uncovering a massive fraud allegedly committed by Russian officials to the tune of $230 million. In response to the Magnitsky Act, Russia banned Americans from adopting Russian children. In April 2013, Congress published a list of Russian citizens that were banned from entering the US and the Russian Duma responded in kind. In anticipation of the 2014 Sochi Olympics, Putin did his best to improve his image by releasing former oil oligarch Khodorkovsky and members of a feminist punk rock group that were imprisoned for a sacrilegious performance in the Cathedral of Christ Church in Moscow. However, his strong armed tactics in Ukraine, his censorship of Russian media, and the anti-gay legislation that outlawed “propaganda of non-traditional sexual relations” among minors contributed to protests and criticisms that were rampant throughout the duration of the 2014 Sochi Olympics. More recently, Putin denied fomenting a rebellion in Crimea and Eastern Ukraine while proof has come to light that the takeover of public buildings in Eastern Ukraine has the hallmarks of a Russian operation. Men have appeared in unmarked uniforms as they did in the run up to the annexation of Crimea in March 2014, roadblocks sprung up, and Pro-Russian forces now control the two main roads from Kiev to the east as of April 2014.