H-1B Employee’s Name: ____________________________________ Penn State ID: ________________________ Position Title: ______________________________________________ Start Date: _______________ End Date: _______________ H-1B Compliance Certification – HR Rep. The hiring department and the H-1B employee must maintain compliance with H-1B federal regulations during the course of the employee's employment at Penn State. Failure to maintain compliance could result in serious penalties and fines should Penn State be audited by the Department of Labor and/or USCIS. The responsibilities of the department, faculty supervisor, and Human Resources are listed below. I understand that prior to submission of the H-1B petition, the department will be required, when prompted by the International Scholar Advising office, to post a Labor Condition Application/notice in the employee’s work site that includes the title, salary, and time period requested. I understand that the department must notify the International Scholar Advising office in advance of any employment changes related to an employee’s H-1B status, and that such changes may include: changes in job title, salary, job duties, or decrease/increase in work hours. I further understand that some changes may require the International Scholar Advising office to file an amended H-1B petition with USCIS, in which case, the department agrees to pay for the fees associated with the filing. I understand that the department must notify the International Scholar Advising office if an H-1B employee will be transferring to a new department at Penn State, even if the job title and job duties will not change significantly. I understand that the department must notify the International Scholar Advising office if it is determined that the employee's job will be terminated prior to the H-1B expiration date. I understand that this will be considered an involuntary separation and agree that it is the department’s responsibility to pay the cost of return transportation to the employee's home country. I understand that there is no lawful grace period for the H-1B employee after early termination of employment, and that the termination carries serious implications for the H-1B employee’s immigration status. I further understand that advance notice of termination will allow employees in H-1B status to explore other job opportunities at Penn State, within the U.S., and/or file a timely application for change to another permissible immigration status. I understand that it is the department’s responsible to ensure that the H-1B employee checks in with the department’s administrative support person to initiate the mandatory document check-in process in iStart within 3 days of his/her arrival on campus. The department will ensure that funding is available for this position for the period of employment requested in the eForm. I understand that it is the hiring department’s responsibility to pay the Filing Fee of $325 for all H-1B petitions and the $500 Anti-Fraud Prevention and Detection Fee for the following petitions: Change of Status to H-1B, H-1B Out of Country H-1B, and H-1B Change of Employer. I understand that these fees may NOT be deducted from the H-1B employee’s pay. The H-1B employee will be paid the full-time salary (actual wage) specified in the eForm. I understand that the H-1B employee must be paid for any non-productive time (e.g., because of lapse in license, lack of work assignments, etc.). I further understand that the hiring department is not required to pay for non-productive time if it is at the request of the employee (e.g., extended sick leave, leave of absence, etc.), and note that continued payment is not required in the event of termination for cause. The department agrees to provide working conditions for the H-1B employee that will not adversely affect the working conditions of other similarly employed workers. 1 H-1B Employee’s Name: ____________________________________ Penn State ID: ________________________ Position Title: ______________________________________________ Start Date: _______________ End Date: _______________ --DEEMED EXPORT COMPLIANCE ATTESTATION -As a part of the H-1B process, the Export Compliance officer, Wayne Mowery, will be contacted to assess whether EAR or ITAR regulations will apply. See below for more information regarding EAR and ITAR. The department will be contacted after the Export Control office has completed the assessment. If you have any further questions about EAR and ITAR regulations, please contact Wayne Leonard Mowery, Jr., in the Ethics and Compliance Office at (814) 867-2379 or wmm12@psu.edu. The Export Administration Regulations (EAR) (15 CFR 770-774) and the International Traffic in Arms Regulations (ITAR) (22 CFR 120130) require U.S. persons to seek and receive authorization from the U.S. government before releasing to foreign persons in the U.S. controlled technology or technical data. Under both the EAR and the ITAR, release of such technology/data to foreign persons in the U.S. - even by an employer - is deemed to be an export to that person's country or countries of nationality. One implication of this rule is that a U.S. employer must seek and receive a license from the U.S. government before it releases controlled technology or technical data to its H-1B, L-1, or O-1A beneficiaries. EAR-controlled list (Commerce Control List or CCL):http://www.bis.doc.gov/index.php/regulations/commerce-control-list-ccl; ITAR-controlled list (U.S. Munitions List or USML): https://www.pmddtc.state.gov/regulations_laws/documents/official_itar/ITAR_Part_121.pdf; Penn State's Export Compliance Policy Information: http://www.research.psu.edu/osp/manage-awards/export-control. I have reviewed the relevant EAR and ITAR regulations. I certify that to the best of our knowledge, the H-1B employee will NOT participate in research that involves technologies or technical data that is covered either by EAR or ITAR. If the Export Control Officer determines that a license IS required, I will prevent access to the controlled technology or technical data by the H-1B employee until and unless I have received the required license or other authorization in order to release it to the H-1B employee. Human Resources Representative’s Acknowledgement ______________________________ Print Name ________________________________ Signature ____________________ Date ______________________________ Title ________________________________ Email ____________________ Phone 2