Laboratory Measures of ADHD Adam B. Lewin November 19, 2003 What are Laboratory Measures? Laboratory Measures • Techniques where behavior is observed under standardized conditions – Usually involving stimuli designed to evoke the specific behavior of interest • Excluded: – Naturalistic observations in unstandardized conditions – Techniques designed primarily to elicit & observe physiological responses. (Frick, 2000 – J Clin Child Psychology) Laboratory Measures • Direct, systematic behavioral observations conducted in a clinic or research setting where efforts have been made to approximate more naturalistic situations (e.g., school, home, etc.). (Barkley, 1991 – J Ab C Psychology) • Often limited ecological validity Laboratory & PerformanceBased Measures • A Broader Perspective: – Techniques suitable for use in research settings – Often limited implementation clinically • Time consuming • Non-diagnostic – Despite clinical utility Ecological Validity • The extent to which predictions based on a laboratory measure can be extended to naturalistic setting – e.g., Does the result of a laboratory task reflect actual attentional problems? Ecological Validity: Barkley’s Criteria • 1. Does the laboratory measure show differences between ADHD & control groups? • 2. Correlations with other laboratory measures with well-established ecological validity • 3. Sensitivity to experimental manipulations know to affect the criterion • 4. Correlations with ecological criteria Laboratory Measures • 142 studies comparing ADHD & normal controls – 439 comparisons – Variety of tasks & neurocognitive tests • Plethora of instruments employed – CPT, WISC-R, WCST, MMFT, Stroop » (Rapport et al., 2000) Laboratory Measures • Reliable vs. unreliable instruments for detecting group differences – Reliable: CPT, WISC-R Coding & Arithmetic, Visual recall tasks – Unreliable: Tapping, pegboard, Trails A, WISC-R Mazes • Distinguishing characteristics: – – – – Involve recall and/or recognition Require use of the phonological loop Pacing – experimenter controlled Response stimulus not continuously displayed » (Rapport et al., 2000) MEASURES OF ATTENTION Continuous Performance Tasks • Originally designed to detect lapses in attention during seizures. » (Rosvold et al., 1956) • Usually computerized assessments of sustained attention • Can be visual, auditory, numerals, characters, shapes • Subject must respond to target embedded in a series of distracter stimuli Continuous Performance Tasks • Three General Models: » (Rapport, 1993) • X-Version – respond to a target stimulus – Reverse X-Version: inhibit response to a stimulus • AX-Version – respond to a target stimulus only when it is preceded by a different target • Double Letter Version – respond only to an immediately repeated stimulus » (Friedman et al., 1978) Continuous Performance Tasks • Assessment of sustained attention: – Number of Correct Responses – Errors of Omission (EO) • Number of Target Stimuli Missed • Believed to assess sustained attention & impulse control: – Errors of Commission (CE) • Responding after a non-target stimulus » (Sostek, Buchsbaum, & Rapoport, 1980) • Weakly correlated with error scores from the MFFT • Both CEs and OEs significantly correlated with CPRS & CTRS Hyp & Inattn scales » (Barkley, 1991) Conners’ CPT • • • • Computer-assisted assessment of attention 14 minutes X & Reverse X Versions; AX Version 6 Trial Blocks; 3 Sub-blocks per trial • 20 Trials Each • Interstimulus interval varies from 1, 2 or 4 seconds Conners’ CPT • Numerous output data: – Correct responses, OEs, CEs, reaction times, Index score – CPT-II: Clinical Confidence Interval • Norms for general population and children 418 diagnosed with ADHD • Low false positives and negatives (<10-15%) • Practice effects are minimal • Sensitive to pharmacological treatment changes Conners’ CPT • Some Advantages/Disadvantages – Avoids false negatives by frequent target presentation – Chance of impulsive errors maximized due to the continuous level of responding – Questionable ecological validity • Correlates with analogue measures of attention (.25.35) • Relates to parent & teacher ratings of inattention & hyperactivity – CPRS/CTRS & CBCL » (Barkely 1991) Conners’ CPT II • Normative sample of 2,686 clinical and nonclinical subjects. • T-Scores & the following classifications: – markedly, moderately or mildly atypical, within the average range, and good or very good performance. • New confidence index that is the percentage out of 100 clients that would be correctly classified based on a profile. • CPT-II provides an overall index, for research comparisons with the CPT I Ages 6 years and older – (Kiddie CPT for ages 4-5). TOVA • Test of Variables of Attention (TOVA) » (Greenberg & Waldman, 1993) • Two 11-minute computerized tasks (one for children under age 5) • Easily discriminated visual stimuli – Square with a small square adjacent either to the top (target) or bottom • Attempts to eliminate confounds due to learning difficulties TOVA • First task presents the target infrequently (1:3 ½) – Designed to elicit boredom & thus measure sustained attention • Second task presents the target frequently (3 ½ :1) – Designed to measure impulsivity • Normative data in 2-year intervals for children 4-19 (10 year intervals for adults) • Diagnostic utility not well documented Auditory CPT • Tape of a 96-word list, of 20 different monosyllabic words, read 6 times • Target word is “dog” • 20 times per 96-word trial • Respond by giving “thumbs up” • Test-retest only .67-.84 • Scoring is difficult Gordon Diagnostic System • Gordon Diagnostic System (GDS) » (Gordon, 1979) • Portable machine • Visual – Vigilance (numerical AX task) – Distractibility (Random numbers flash in proximity to the target) – Delay (points awarded for delaying response at least 6 seconds) • Measure of response inhibition • Correlates with hyperactivity ratings by parent & teachers • Not proven sensitive to medication effects GDS • Auditory – Vigilance Task: Subject responds to numbers that are heard instead of seen – Interference Task: Random number through the headphones. The subject performs on the standard Vigilance (or Distractibility) tasks while having to contend with the confusing auditory input. IVA • Intermediate Visual & Auditory CPT (IVA) • Half the targets are visual (the characters are a "1" and a "2“) and half are presented audibly through the computer's speaker • 13 minutes Other CPT Tasks • Children’s Checking Task (CCT) » (Margolis, 1972) – Paper & Pencil – “Cancellation Task” – Mark numbers listed in rows on a page as they are read on a recording – Circle discrepancies between the list & recording • 30 minutes; Scores include OE & CE • Strong correlations with other measures of attention • Better ecological validity than other CPTs Other CPT Tasks • Matching Familiar Figures Test (MFFT) » (Kagan, 1966) • Measure of attention and impulse control – Match-to-sample task – Identify the identical matching target picture from an array of six similar stimuli – 12 or 20 trial versions – Measures of response latency and errors • Fails to differentiate ADHD from controls & medication effects • Adolescent norms unavailable • Not recommended for clinical use TEA-Ch • Test of Everyday Attention for Children (TEACh; Manly et al., 1999) • Norms for ages 6-16 • 9 Game-like subtests • 3 Domains – Selective Attention (2 subtests) – Sustained Attention (5 subtests) – Attentional control/shift (2 subtests) • Approximately 2 hours to complete; subtests can be administered individually TEA-Ch • Children with ADHD show significant impairment on sustained attention & attentional control tasks (compared to clinical controls) • Differences on selective attention tasks not significant. » Heaton et al., 2002 Neuropsychological Tests Neuropsychological Measures • Stroop Word-Color – Timed test measuring the ability to inhibit or suppress automatic responses – High % of false negatives (53%) » (Barkely & Grodzinsky, 1994) • Trail Making Test – Trails B – Attentional Shift – Very high false negatives (80-82%) – Overall classification <54% correct. » (Barkely et al., 1992; 1994) • Mixed results • Not consistent in identifying group differences Neuropsychological Measures • Wisconsin Card Sorting Task (WCST) – Computerized/manual administration – Participant must correctly sort a series of colored geometric shapes according to an set of rules unknown to the subject. – After each “sort,” the only feedback is correct/incorrect – Rules must be deduced from this feedback – Rules change on each successive trial – Requires an ability to shift attention » (Mirsky et al., 1991; Heaton et al., 1993) – Not recommended for diagnostic use. • False negative 61-89%; MEASURES OF ACTIVITY Measuring Activity Level • Two primary classifications: 1. Binary Devices – Respond in an “all or nothing” manner when movement exceeds a threshold value 2. Proportional Devices – Measure motor activity in direct proportion to the magnitude of movement. (Tyron, 1984) Measuring Activity Level Binary Devices • Mercury Switches – – Position change sensors The “wiggle chair” – – • Pedometers – • Not consistent in identifying group differences Not related to parent hyperactivity ratings Activated by the impact of the foot & ground Photoelectric cells Actometers Proportional Devices • Actometers – ankle or wrist – Modified self-winding watches – Movements of the limb corresponds to movement of the watch’s hands – Sensitive to stimulant drug effects – Laboratory actometer ratings not significantly related to parent ratings of hyperactivity at home – Ankle actometers relate to CPT CEs.(.37) » (Barkely et al., 1975; Ullman et al., 1978) Parent Rating Scales Rating Scales • Should address aspects of the following: – – – – core features of ADHD symptom severity and development level of impairment comorbid conditions • Advantages: – – – – – Standardized Decreases subjectivity Cost-effective method for multiple informants Can be completed prior to evaluation Access to infrequently displayed behaviors that may be missed in observation periods » (Anastopoulos 2001) Rating Scales • Potential limitations: – Assume informant is familiar enough with the subject to accurately complete the measure – The informant must be able to understand the questions – Adult psychopathology may distort parent perceptions of the child – Parental or teacher tolerance of behavior may influence ratings. » (Anastopoulos 2001; Sattler 2002) Rating Scales • Conners’ Rating Scales – Parent & Teacher revised versions • Children 3-17 • Parent 80 items (27 on the Short-form) • Teacher 59 items (28 on the Short form) • Short form has limited scales – focus on ADHD/ODD symptoms – Self-report for adolescents 12-17 • Conners-Wells Adolescent Self Rating Scale • 87-item (27 on the short form) – Male & female norms in 3 year intervals – Rating on a 4-point scale Rating Scales • • • • Conners’ Rating Scales Ratings based on the previous month Excellent psychometric properties Simple comparisons between teacher & parent versions • ADHD Index (parent form): 12 items • Hyperactivity Scale moderately related to total hyperactivity score during analogue observation » Barkely 1991 Rating Scales • Behavioral Assessment Scale for Children (BASC) » (Reynolds & Kamphaus, 1992) • Parent, teacher, and self ratings scales; Student observation system • Ratings over the previous 3 months • Preschool, child and adolescent versions • 130 items on a 4 point scale (parent & teacher) • 170 True/False items for the self-report form Rating Scales • BASC • Scales include: adaptability, aggression, anxiety, attention problems, atypicality, conduct problems, depression, hyperactivity, leadership, learning problems, social skills, somatization, study skills, & withdrawal • Provides index of Adaptive Skills Rating Scales • BASC • Excellent psychometrics; correlates highly with the CBCL & Conners’; moderately with the PIC. • More predictive of ADHD status than the CBCL • 88% of the sample correctly identified as ADHD (using the Attention subscale) » (Ostrander et al., 1998) Rating Scales • Achenbach Child Behavior Checklist (CBCL) • Recently revised with new normative sample • Parent, teacher, & self-rating form of behaviors over the past 6 months • Externalizing, Internalizing, and Total Problem Scale – Attention & hyperactivity profiles • Perhaps the most frequently used broadbanded measure in research » Anastopoulos & Shelton, 2001) Rating Scales • DSM-IV SNAP-IV ADHD Checklist » (Swanson, 1992) • For parents, teachers, caregivers • DSM-IV symptoms on a 4 point rating scale • Does not include: – rating on impairment in function – information of symptoms across setting – symptom chronicity ratings – symptom onset data Rating Scales • SNAP-IV • Sample items: – Does not seem to listen when spoken to – Often “on the go” or acts as if “driven by a motor” – Often has difficulty waiting for a turn • Research screener for ADHD • Adult version is available Rating Scales • Personality Inventory for Children – 280/420 item parent rating form (True/False) – Lacks an inattentive subscale • Devereux Scales of Mental Disorders – Caregiver rating form – 5 point scale based on the previous month – Only 4 inattention items, 3 impulsivity items & 3 hyperactivity items – No hyperactivity or impulsivity subscale – Modest psychometrics Rating Scales • Behavior Rating Inventory for Executive Function (BRIEF; Gioia et al., 1996) • Designed to assess several aspects of executive functioning – Inhibition, Shift, Emotional Control, Working Memory, Planning/Organization, Organization of materials, Monitoring • For children ages 5-18 • 86 items; Parent & Teacher versions Rating Scales • BRIEF • May help differentiate ADHD subtypes » (Barkely, 1997) • May be useful in identifying difficulites associated with ADHD (e.g. poor behavioral initiation; planning, organization) • Working Memory & Inhibit Scales moderately predictive of ADHD diagnosis (Predominately Inattentive or Combined Type) Structured Interviews Structured Interviews • Diagnostic Interview Schedule for Children IV (DISC-IV) » NIMH 1997 • Developed for use in epidemiological studies of childhood behavioral disorders • 6 major sections; 24 diagnostic modules – 30 DSM-IV diagnoses may be generated • Graded question format – – – – Questions on symptom onset, severity, duration Stem questions asked of everyone Contingent questions Primarily responded to by yes or no Structured Interviews • DISC-IV • Administered to parents of children 6-17 – Youth version for ages 9-17 • • • • 45-90 minutes administration time Clinician administered, computer entered Good reliability & validity Gathers information on ADHD symptoms & comorbid disorders • May result in an overestimation of psychiatric symptoms Structured Interviews • Diagnostic Interview for Children & Adolescents-IV (DICA-IV) » (Reich et al., 1996) • Screening measure for psychiatric disorders • Revised to address major child and adolescent DSM-IV diagnoses • Clinician administered, computer entered • Parents of children age 6-17 years • 28 Diagnostic Categories; 5-20 minutes each • 6 “High Risk” areas, e.g., CD, alcohol & street drug use, MDD, suicide, PTSD Structured Interviews • • • • DICA-IV Two child forms available Allows for probing beyond simple yes/no format Requires more clinical skill & expertise than the DISC to administer • Clinicians have the option to not administer certain categories • Critical item screen Structured Interviews • Schedule for Affective Disorders and Schizophrenia (K-SADS) » (Puig-Antich & Chambers, 1978) • Semi-structured interview for parents and children • Children ages 6-17 • Typically takes 30-90 minutes • K-SADS-PL – version most useful for ADHD assessment » (Kaufman et al., 1997) Structured Interviews • K-SADS • Unstructured introductory interview – Demographics, present complaints, development, prior psychological treatment, family/peer relationships, academic functioning & hobbies. • Screening Interview (82 symptoms divided into 20 diagnostic areas) – Rate symptoms with regard to current & most severe past occurrence – 27-28 questions on ADHD section • Diagnoses based on both parent & child report Structured Interviews • K-SADS – Reliability good for ADHD (.63 for present diagnosis; .55 for lifetime diagnosis) but slightly less than structured interviews. • Assesses age of onset, impairment, crosssituation criteria, academic achievement. • No absolute guidelines for resolving informant discrepancies • Requires substantial training relative the DISC & DICA Behavioral Observation Systems Behavioral Observation • Why observe? – Parent evaluations may be biased due to distress or other psychological factors – Intense behaviors may be perceived as more frequent – Increased objectivity • Ecological validity vs. experimental control Behavioral Observation • Direct observation of a child’s behavior – Analogue/laboratory settings – Naturalistic observation • “Checklist” vs. Anecdotal Observation – ABC data is useful in understanding overall behavioral patterns – More intensive for the observer • Data collection – – – – Interval Frequency Duration Latency Behavioral Observation • Requires clear operational definitions of target behaviors – Objective, observable characteristics – Replicable (clear; unambiguous) – Discriminating information; eliminate judgment » (Baer, Wolf & Risley, 1968) • Observer training and agreement Behavioral Observation • BASC Student Observation System • Coding of classroom behaviors • 15 minute observation period – Checklist of 65 adaptive and maladaptive behaviors – Occurrence of behaviors during 30 3-second intervals – Additional observations (e.g .teacher reaction) Behavioral Observation • BASC Student Observation System – Good for initial assessment – No Normative Data – Brief sampling window – Difficult to examine behavioral contingencies Behavioral Observation • ADHD Behavioral Coding System » (Barkely; 1990) • Laboratory-based • Child is observed completing an academic task – Instructed to work on the assignment – Stay seated – Do not touch toys & stimuli in the room Behavioral Observation • ADHD Behavioral Coding System – 15 minute observation – Off-task behavior, fidgeting, leaving the seat, vocalizing, or playing with the toys – 30-second interval recording – Can be used to code behavior during the CPT Behavioral Observation • ADHD Behavioral Coding System – Good inter-observer agreement (.77-.85) – Children with ADHD tend to score higher – Sensitive to medication effects – Lacks normative data – Questionable ecological validity – Interval/frequency recording General Conclusions - When incorporating laboratory measures into clinical assessments, keep in mind ecological validity. - In case of disagreement, consider the most ecologically valid source of information - Diagnosis and treatment planning should not be based on a single piece of information. END