WiMAX and Mobile WiMAX 802.16-2004 (d), 802.16-2005(e) Presentation Overview • Standard Overview • WiMAX Family – WiMAX, Mobile WiMAX Specification Overview • Algorithm descriptions – PHY, MAC • Mobile WiMAX performance – Link, System, Comparative • WiMAX Availability/Deployments • Further amendments – 802.16h, 802.16j, 802.16m Specification Overview 802.16 Family (WiMAX) • • • • • 802.16 LOS 10-66 GHz 802.16a 2-11 GHz (superceded by 802.16-2004) 802.16c 2-11 GHz (superceded by 802.16-2004) 802.16d Combined 802.16, 802.16a, 802.16c into 802.16-2004 802.16e Approved Dec 7 2005 – • 802.16f Network Management Information Base (MIB) – • • • • Draft Feb 2006 802.16h Coexistence with license-exempt 802.16 protocols – • Published Dec 1, 2005 802.16g Network management plane – • Published Feb 2006 Draft 802.16i Mobile Management Information Base (explicitly to handle updates from 802.16e) – Just accepted contributions 802.16j Mobile Multihop Relay (More later in presentation) 802.16k Network Management/Bridging 802.16m 4G WiMAX – Just started http://grouper.ieee.org/groups/802/16/milestones_active.html IEEE 802.16 Standards Source: www.wimaxforum.org/news/events/wimax_day_agenda/Gordon_Member_IEEE_802.16.pdf WiMAX Schedules WiMAX Forum (2006): Mobile WiMAX – Part I: A Technical Overview and Performance Evaluation. Available at www.wimaxforum.org Relationship Between Players www.wimaxforum.org 802.16 Standard and Usage Model Mapping Source: www.wimaxforum.org/news/events/wimax_day_agenda/Gordon_Member_IEEE_802.16.pdf 802.16-2004 • Actually a suite of PHY protocols High Speed Unlicensed MAN Source: www.wimaxforum.org/news/events/wimax_day_agenda/Gordon_Member_IEEE_802.16.pdf WirelessMAN-SC • • • • Single Carrier Licensed operation LOS only, >10 GHz FEC = Reed-Solomon, optional Block Turbo Codes, Convolutional Turbo Codes • Power Control • Directional antennas at subscriber units • Channel quality measurements – RSSI – CINR Source: www.wimaxforum.org/news/events/wimax_day_agenda/Gordon_Member_IEEE_802.16.pdf WirelessMAN-SCa • • • • • • • Licensed operation < 11 GHz TDD and FDD duplex TDMA uplink Single Carrier Variable bandwidths Reed-Solomon and trellis coded modulation • Optional block and convolutional Turbo codes • Framing for equalization, channel performance • Robust modes for low SINR • Space time coding transmit diversity option • Block adaptive modulation WirelessMAN OFDM • • • • Licensed operation NLOS, < 11 GHz, TDD, FDD TDMA OFDM modulation, 256 point FFT – BPSK, QPSK, 16-QAM, 64QAM • Uplink power control • Optional space time coding – 2 Tx (BS), 1 RX (SS) • RSSI, CINR measurements – Adaptive modulation • Includes Mesh Frame (optional) • Reed Solomon, Optional BTC, CTC From IEEE Std 802.16-2004 Subcarriers: 192 Data, 8 Pilot, 28 Low Guard Band, 27 High Guard Band WirelessMAN OFDMA • Licensed operation • NLOS, < 11 GHz, TDD, FDD • Channel Bandwidths > 1.0 MHz, 2nxregulatory bandwidth • OFDM modulation, 256 point FFT – BPSK, QPSK, 16-QAM, 64-QAM • Subchannelization – OFDM FDMA = OFDMA – Gives flexibiltiy in channel assignment in time and frequency • Convolutional code, Optional BTC, CTC • Uplink power control • Optional space time coding – 2 Tx (BS), 1 RX (SS) • RSSI, CINR measurements – Adaptive modulation From IEEE Std 802.16-2004 Wireless HUMAN • • • • • Unlicensed operation NLOS, < 11 GHz, TDD Supports all PHY but 802.11SC Adds DFS to the MAC Defines center frequencies at 5 GHz – 5000 + 5 nch (MHz) From IEEE Std 802.16-2004 802.16e (Mobile WiMAX, 802.162005) • Ideally, 802.16 + mobility – Really intended for nomadic or low mobility – Not backwards compatible with 802.16-2004 • http://www.unstrung.com/document.asp?doc_i d=76862 • Approved Dec 7 2005 – Published Feb 2006 – http://www.ieee802.org/16/tge/schedule.html • Direct competitor to 3G, 4G, 802.20 though WiMAX Forum says otherwise • Receiving significant attention • Not intended for compatibility with 802.162004 Scalable OFDMA • PHY for 802.16e • Modifies OFDMA so FFT size varies with channel bandwidth – Keeps carrier spacing constant • Channel update rate of 1 KHz – Channel estimation, equalization WiMAX Forum (2006): Mobile WiMAX – Part I: A Technical Overview and Performance Evaluation. Available at www.wimaxforum.org H. Yaghoobi, “Scalable OFDMA Physical Layer in IEEE 802.16 WirelessMAN,” Intel Technology Journal, Volume 8, Issue 3, 2004. Available online: ftp://download.intel.com/technology/itj/2004/volume08issue03/art03_scalableofdma/vol8_art03.pdf Mobile WiMAX Peak Rates • Block Turbo Code and Low Density Parity Check Code (LDPC) are optional • Convolutional Codes (CC) and Convolutional Turbo Codes must be supported WiMAX Forum (2006): Mobile WiMAX – Part I: A Technical Overview and Performance Evaluation. Available at www.wimaxforum.org Optional Antenna Array Support • MIMO-STC (defined in Matrix A) • MIMO-Spatial Multiplexing (defined by Matrix C) • Beamforming • Operation defined by three classes matrices for antenna different number of antennas (2x2 STC is Alamouti) • Support for switching between approaches • Not being deployed initially, but more later WiMAX Forum (2006): Mobile WiMAX – Part I: A Technical Overview and Performance Evaluation. Available at www.wimaxforum.org Peak Data Rates MAC/Mobility Features • • • • • Frame-by-frame resource allocation Hybrid Automatic Repeat Request (HARQ) UL and DL Scheduling Variable QoS Three handoff methods – A traditional Hard Handoff (HHO) – Fast Base Station Switching (FBSS) • A list of reachable base stations is maintained by mobile and base stations, but base stations discard packets if not the active BS – Macro Diversity (MDHO) • Same list is maintained, but all base stations in the list can participate in the reception and transmission of packets. WiBro • Korean version of 802.16e – – • Korean spectrum allocated 2002 – • 2.3 GHz (100 MHz) Harmonization 802.16e/WiBro agreed Nov 2004 – – • Phase 1 standardized by TTA of Korea (2004) Phase 2 standardized in 2005 Samsung joined WiMAX Forum Dec 2004 May indicate Samsung’s guess on 4G direction Plans for Nationwide Korean deployment – – KT & SK Telecom launched June 30, 2006 in Seoul http://kt.co.kr/kthome/kt_info/pr/news_center/news_view.jsp?pa ge=1&no=397&gubun=1 KT and Hanaro Telecom to jointly deploy outside of Seoul and 6 other cities http://times.hankooki.com/lpage/tech/200501/kt2005011117243 611810.htm How does WiBRO relate to 802.16e? • WiMAX Forum: (http://www.wimaxforum.org/news/press_releases/WiBro_and_Mobile_WiMAX_Bac kgrounder.pdf) – “WiBro is the service name for Mobile WiMAX in Korea. WiBro uses the Mobile WiMAX System Profile. The system profile contains a comprehensive list of features that the equipment is required or allowed to support, and, as a result, WiBro offers the same capabilities and features of Mobile WiMAX.” – It’s Mobile WiMAX, just with a different profile (frequency, bandwidth…) • Vendors: WiBRO is compatible with 802.16e, but there’s more to Mobile WiMAX than just 802.16e compatibility and many choices in WiBRO are different from what is mandatory in 802.16e – From (http://www.nortel.com/solutions/wimax/collateral/wimax_wibro_white_paper.pdf) • Some more important differences from white paper – Mandatory Handoff • 802.16e = HHO • WiBRO = FBSS – HARQ • 80.16e = Chase combine HARQ • WiBRO = Incremental redundancy HARQ – Likely (though unclear) network layer differences Reality on compatibility • All of these different profiles would be quite difficult for a hardware radio to support (as the white paper points out), but… • 802.16 is likely the first SDR standard • Leading implementation approaches appear to be using specialized processors • Further, there exists a certification body for interoperability (WiMAX Forum) with the first certified Mobile WiMAX products expected for the end of 2006 or the first quarter of 2007 • And a Global Roaming Alliance Algorithm Descriptions PHY, MAC, Security Mandatory Convolutional Encoder in 802.16e • Constraint length 7 • Rate ½ • Initialization Encoder – OFDM mode: • Zeros encoder • Blocks padded with byte 0x00 at end – OFDMA • Tailbiting • 6 bits appended to front, output from last six bits of previous block discarded – Tailbiting is slightly more bandwidth efficient (and mandatory), but much more computationally intensive J. Andrews, A. Ghosh, R. Muhamed, Fundamentals of WiMAX, Prentice Hall, 2007 Supported Data Rates Optional Codes 802.16-e Turbo Encoder • Optional codes: – block turbo codes, – convolutional turbo codes, – low density parity check (LDPC) codes • Significant performance gains over mandatory convolutional codes without a lot of added Andrews, A. Ghosh, R. Muhamed, complexity J.Fundamentals of WiMAX, Prentice Hall, 2007 Code performance Subcarrier Permutations • • • Subcarrier permutation – how subcarriers are allocated across subchannels Burst profile – predefined combinations of modulation, code rate and FEC type Full Usage of Subcarriers (FUSC) – • Downlink Partial Usage of Subcarriers – – • – – Subcarriers divided into tiles (4 subcarriers over 3 symbols) 8 data, 4 pilot Good for high Doppler spread Tile Usage of Subcarriers (TUSC) – • Subcarriers “randomized” Supports segmentation and frequency reuse factors of 1 Uplink Partial Usage of Subcarriers – • Pilots independent, data subcarriers evenly spread out Downlink version of uplink PUSC Band Adaptive Modulation and Coding (AMC) – All subcarriers are adjacent • • Hurts frequency diversity, but simplifies multiuser divserity “Bins” defined as 8 data symbols plus 1 pilot (in center of data) •J. Andrews, A. Ghosh, R. Muhamed, Fundamentals of WiMAX, Prentice Hall, 2007 Specified PHY Information • Channel Quality Measurements – Used to adapt transmission parameters • Modulation, coding, burst profiles, power – Received signal strength indicator • Mean, standard deviation – SINR • Mean, standard deviation • Requires demodulation • Power Control – Only directly supported on uplink – 30 dB/s fluctuations – Should account for PAPR – MS maintains same transmit power density (power/subcarrier) – Maximum MS power for various modulations (backoff can vary to control PAPR) Open Loop MIMO • Transmit diversity/space time coding – Numerous optional schemes for 2,3,4 antennas – Most common: • Spatial Multiplexing • Alamouti • Frequency Hopped Diversity Code – Optional mode – First antenna transmits without modification – Second encodes over two consecutive subchannels J. Andrews, A. Ghosh, R. Muhamed, Fundamentals of WiMAX, Prentice Hall, 2007 Closed Loop MIMO • Feedback mechanisms –Antenna selection. The MS indicates to the BS which transmit antenna(s) should be used • Useful at highspeeds –Antenna grouping. The MS indicates to the BS the optimum permutation of the order of the various antennas to be used with the current space/time encoding matrix –Codebook based feedback. The MS indicates to the BS the optimum precoding matrix to be used, based on the entries of a predefined codebook. • Sum capacity and MMSE most popular –Quantized channel feedback. The MS quantizes the MIMO channel and sends this information to the BS, using the MIMO_FEEDBACK message. • High bandwidth, but usable in low speed environments –Channel sounding. The BS obtains exact information about the CSI of the MS by using a dedicated and predetermined signal intended for channel sounding. • Maximum (theoretical) capacity, maximum required bandwidth J. Andrews, A. Ghosh, R. Muhamed, Fundamentals of WiMAX, Prentice Hall, 2007 Hybrid ARQ • HARQ – ARQ, but receiver can use previous failed transmissions to improve estimates • Type I HARQ Type II HARQ – Chase combining – Retransmits until receiver gets the packet right of failure propagates up to the network layer • Type II HARQ – Incremental redundancy – Retransmits with successively lower rate codes until receiver gets the packet right of failure propagates up to the network layer J. Andrews, A. Ghosh, R. Muhamed, Fundamentals of WiMAX, Prentice Hall, 2007 MAC Convergence Sublayers • Supported Networking protocols – – – – – – – – – – ATM CS Packet CS IPv4 Packet CS IPv6 Packet CS 802.3 (Ethernet) Packet CS 802.1/Q VLAN Packet CS IPv4 over 802.3 Packet CS IPv6 over 802.3 Packet CS IPv4 over 802.1/Q VLAN Packet CS IPv6 over 802.1/Q VLAN Packet CS 802.3 with optional VLAN tags and ROHC header compression – Packet CS 802.3 with optional VLAN tags and ERTCP header compression – Packet IPv4 with ROHC header compression – Packet IPv6 with ROHC header compression Scheduling/QoS • Actual algorithms vendor specific, but 802.16e assumes MS requests performance based off of a number of messages which the BS may or may not be able (or willing) to accommodate. – – – – – – – Max data flow per stream Requested minimum data rate Request for MBS Maximum latency Retransmission policy Traffic priority (8 classes) Tolerated Jitter Mobile WiMAX MAC QoS Classes WiMAX Forum (2006): Mobile WiMAX – Part I: A Technical Overview and Performance Evaluation. Available at www.wimaxforum.org Network Entry Process Network Entry Steps Negotiated Parameters J. Andrews, A. Ghosh, R. Muhamed, Fundamentals of WiMAX, Prentice Hall, 2007 Other Services • Network discovery – WiMAX supports either manual or automatic selection of networks based on user preference – Defines protocols to support this • IP address management – Note: packet transmission in WiMAX is based on connection identifiers instead of MAC addresses, so multicasting in IPv6 needs work • Radio Resource Management – Mostly information management in standard, vendors can do different things with information – Activities • • • • • Controlling measurements by BSs and MSs Delivering measurements to required databases maintaining RRM databases exchanging information between these databases within or across ASNs, making radio resource information available to other functional entities, such as HO control and QoS management. 802.16-2004 Security Vulnerabilities • Replay Attack • • • • Nonetheless, Boom writes: – Resend detected valid messages “In the author’s opinion, the – Intention is to induce BS to send SS a reset standard is an excellent starting message point for the basis of a military AP Spoof tactical network. Given that the – Subscribers are authenticated, but not above recommendations have access point been applied, there would remain MAC Address Spoof changes required to create a RNG-RSP Denial of Service military wireless network. – Weaknesses in ranging (not encrypted, Because of the unique military automatic acceptance of adaptations by SS) environment and requirement for Auth Invalid Attack very high availability, DoD should – “Auth Invalid” (possibly spoofed) puts adopt an appropriately robust subscriber in a vulnerable state spread spectrum physical layer to – Followed with a “Permanent Auth Reject” message prevents all future communications improve conventional jamming until MAC reset resistance. Second, DoD should continue to use higher layer encryption to protect end-to-end transmissions.” Based on D. Boom, “Denial of Service Vulnerabilities in IEEE 802.16 Wireless Networks,” Thesis, Naval Post Graduate School, Sep 2004. Available online: http://www.ieee802.org/16/tge/contrib/C80216e-04_406.pdf 802.16e Security • Multiple layers of security • Many aspects added to address WiMAX problems D. Pang, L. Tian, J. Hu, J. Zhou, J. Shi, “Overview and Analysis of IEEE 802.16e Security,” Available online: http://hdl.handle.net/2100/172 Security Improvements in 802.16e • Authentication – BS identity now verified in PKMv2 • Authorization – RSA-based authorization and EAP – PKMv1 (2004) AAA in application layer, but in PKMv2 (802.16e) in different hierarchy • Data confidentiality – Many more crypto algorithms • Data authenticity – AES CCM-Mode • Replay attack – Some added protection, but still vulnerable • Handoff support – Possibly problematic – 802.16e suggests, but does not define, preauthorization – Leads to key sharing between BS D. Pang, L. Tian, J. Hu, J. Zhou, J. Shi, “Overview and Analysis of IEEE 802.16e Security,” Available online: http://hdl.handle.net/2100/172 Mobile WiMAX Performance Effect of varying parameters on link and system performance Link Simulation Parameters • From Chapt 11 of J. Andrews, A. Ghosh, R. Muhamed, Fundamentals of WiMAX, Prentice Hall, 2007 • Scenarios: – AMC vs PUSC – Effect of HARQ – MIMO + Fading + AMC – Open loop vs closed loop – Common nonlinear receiver structures SISO AMC vs PUSC, Pedestrian AMC vs PUSC: QPSK, Ped B 10-0 10-0 R1/2 R1/2 R3/4 R3/4 PUSC AMC PUSC AMC R1/2 R1/2 R3/4 R3/4 10-1 PUSC AMC PUSC AMC BER BER 10-1 10-2 10-2 10-3 10-4 0 AMC vs PUSC: 16QAM, Ped B 10-3 5 10 15 20 25 30 SNR AMC vs PUSC: QPSK, Ped A 10-4 0 5 10 15 20 25 30 SNR AMC vs PUSC: 16QAM, Ped A 10-0 10-0 R1/2 R1/2 R3/4 R3/4 R1/2 R1/2 R3/4 R3/4 PUSC AMC PUSC AMC PUSC AMC PUSC AMC 10-1 BER BER 10-1 10-2 10-2 10-3 10-3 10-4 0 10-4 0 5 10 15 SNR 20 25 30 5 10 15 SNR 20 25 30 SISO AMC vs PUSC, Vehicular AMC vs PUSC: QPSK, VehA30 AMC vs PUSC: QPSK, VehA120 10-0 10-0 R1/2 R1/2 R3/4 R3/4 R1/2 R1/2 R3/4 R3/4 PUSC AMC PUSC AMC PUSC AMC PUSC AMC 10-1 BER BER 10-1 10-2 10-2 10-3 10-3 10-4 0 10-4 0 5 10 15 SNR 20 25 30 5 10 15 SNR 20 25 30 SISO AMC vs PUSC, Summary • AMC (modulation adaptation) outperforms PUSC (carrier adaptation) at slow speeds • PUSC outperforms AMC at high speeds • Why? – At Pedestrian (3 kph) coherence time is 150 ms – At 120 kph channel coherence time reduced to 3 ms – Feedback duration (5 ms) – At high speeds channel feedback needed for AMC is poor predictor • Moving from Pedestrian to Vehicular 120 causes drop in link performance –QPSK ~1-1.5 dB –16-QAM ~ 2-2.5 QAM • Why? –OFDM sensitive to frequency offsets (Doppler) –Higher order modulations more sensitive to channel estimations • Insights: –Channel state information very important to performance –Value to adjusting adaptation schemes based on Doppler Effect of Channel Estimation (PUSC) QPSK Real vs Perfect 10-0 R1/2 R1/2 R3/4 R3/4 R1/2 R3/4 10-0 Veh A30 Veh A120 Veh A30 Veh A120 Perfect Perfect 10-1 BER BER 10-1 16-QAM Real vs Perfect 10-2 10-2 10-3 10-3 10-4 0 10-4 0 5 10 15 SNR 20 25 30 R1/2 R1/2 R3/4 R3/4 R1/2 R3/4 5 Veh A30 Veh A120 Veh A30 Veh A120 Perfect Perfect 10 15 20 25 30 SNR • Channel estimation via frequency domain linear minimum mean square error + partial information about channel covariance (from RMS delay spread) • At low SNR, noise dominates • At high SNR, estimation imperfections dominate • Higher order modulation more sensitive to estimation imperfections Effect of Hybrid-ARQ HARQ, QPSK HARQ, 16-QAM 4 R1/2 R1/2 R1/2 R3/4 R3/4 R3/4 3 No HARQ HARQ I HARQ II No HARQ HARQ I HARQ II Transmissions Transmissions 4 2 1 0 0 3 6 9 12 15 18 21 R1/2 R1/2 R1/2 R3/4 R3/4 R3/4 3 No HARQ HARQ I HARQ II No HARQ HARQ I HARQ II 2 1 0 6 9 12 15 SNR 18 21 24 SNR • Type I HARQ = Chase Combining – All retransmissions identical to first transmission • Type II HARQ = Incremental Redundancy – Puncture patterns vary by retransmission 27 30 Hybrid ARQ Summary • Benefit of HARQ is at low SINR • No Benefit at high SINR • Type II HARQ gives highest gain due to reducing code rates SIMO Performance and Correlation R1/2 Ped B Varying Correlation R3/4 Ped B Varying Correlation • QPSK, MMSE receiver, AMC SIMO Correlation Summary • Performance gain – 1x2 yields 3 dB gain (low SINR) – 1x4 yields 6 dB gain (low SINR) – Even more at high SINR Effect of Correlation AMC, R 1/2, Ped B AMC, R 3/4, Ped B Complex correlation, =0.5 PUSC, R1/2 Ped B PUSC, R3/4 Ped B Correlated/Uncorrelated Fading Summary Gain versus SISO with AMC • • • • • • At low SNR, correlation has little effect At higher SNR, however, the multiantenna gain is reduced by 1dB to 0.5dB, owing to the correlation in the fading waveform. Lower code rates are more sensitive to this correlation than are higher code rates. Figure 11.20 and Figure 11.21 provide link-level results for various possible open-loop and closed-loop transmit diversity schemes in WiMAX. The open-loop diversity considered here is the 2 x 2 Alamouti pace/time block cde (STBC). For AMC subcarrier permutation, STBC’s benefit is marginal, especially with correlated fading because STBC hardens the channel variation that band AMC is designed to exploit. On the other hand PUSC subcarrier permutation, as shown in Figure 11.22 and Figure 11.23 benefits significantly from 2 x 2 STBC Open Loop MIMO with Multiple Streams AMC QPSK R1/2 in Ped B Dual Stream, Matrix B AMC QPSK R3/4 in Ped B Open Loop Diversity Summary Open Loop Gains over 2x2, AMC, Ped B, Dual Streams • Greater benefit for higher rates • Why? – More sensitive to fades and added diversity reduces fades Closed Loop Scenarios AMC, QPSK, R1/2 Ped B • AMC, QPSK, R3/4 Ped B Antenna selection feedback (1/frame) – 3-bits specify antenna pair for each subchannel • Codebook feedback (1/frame) – 6-bits that specify code for linear precoding for each subchannel – Code minimizes postdetection mean square error of both streams • Quantized channel feedback – MS quantizes channels; BS chooses code as above • Per subcarrier SVD – Optimal precoding Open versus Closed Summary • Closed loop reasonably close (~1-2 dB) to each other • However, closed loop techniques can add 5 dB in link gain over open loop techniques Effect of Receiver Structures PUSC, QPSK, R1/2 Ped B PUSC, QPSK, R3/4 Ped B • Ordered Successive Interference Cancellation (O-SIC) – SIC from highest SINR to lowest • Maximum Likelihood Detection (MLD) – Search for most likely combination of transmitted symbols – Simplified by using MMSE followed by sphere-decoding – Optimum noniterative algorithm for MIMO receivers Receiver Structure Summary Gain over MMSE receiver at 10-4 BER 2x2 PUSC, Ped B • An iterative MAP will outperform MLD • QRM-MLD is suboptimal (and “low-complexity”) but performs within a dB of MLD – K. Kim, J. Yue, “Joint channel estimation and detection algorithms for MIMO OFDM,” Proceedings of Asilomar Conference of Signals, Systems, and Computers, Nov 02. Link Performance Summary • Adaptive modulation lets WiMAX approach at low SINR – High SINR limited by discrete modulation set • Turbo codes yield significant performance gain over mandatory convolutional codes • AMC is better at low speeds, PUSC at high speeds • HARQ most effective at low SINR, – HARQ II better than HARQ I in terms of BER • Closed-loop gives > 5 dB gain over open-loop at low speeds (not practical at high speeds) • Advanced MIMO structures can give another 5 dB gain System Level Performance Simulation Parameters • From Chapt 12 of J. Andrews, A. Ghosh, R. Muhamed, Fundamentals of WiMAX, Prentice Hall, 2007 System Configurations • • • • Basic assumes the BS is able to separate the two MSs using the two receive antennas. Enhanced configuration 1 increases the number of receive antennas in the DL from two to four thus providing higher order receive diversity in the DL, but is otherwise the same Enhanced configuration 2 increases the number of transmit antennas in the UL and DL Enhanced configuration 3 uses 4 x 2 closed-loop MIMO in the DL with antenna selection and quantized channel-feedback-based closed loop MIMO . Feedback once every 10 ms over two bands. Basic Configuration Ped B • Handheld assumes omnidirectional antennas • Desktop device has low-gain (3dBi-6dBi) directional antennas • Desktop implements selection diversity from 6-8 antenna Average Throughput, Ped B Ped A Average Throughput, Ped A Basic Configuration Summary • Directionality does better, but limited benefit when already sectored • (1,1,3) is more spectrally efficient, but has poor cell-edge performance • General tradeoff between reliability and spectral efficiency Effect of Scheduling and Subcarrier permutations (Handheld) PUSC vs AMC PF vs Round Robin • (1,1,3) configuration • Without precoding, AMC offers limited benefit (though still non-negligible ~14-18%) • Proportional fairness scheduler has slightly more flexibility in exploiting multi-user diversity so sees better performance in capacity (~25%) Effect of MIMO Configurations Downlink Uplink Note: Same uplink used for basic and enhanced 1 configurations Enhanced Profile Summary Total Throughput per Cell, Ped B, (1,1,3), 30 MHz • Both receive diversity and transmit diversity improve the average throughput of a WiMAX network. • By increasing the number of transmit antennas from two to four, the per sector throughput improves by 50 percent. • Similarly, by increasing the number of receive antennas from two to four, the per sector throughput is increased by 80 percent • UL throughput results do not account for the fact that a part of the UL bandwidth is used by the closed-loop MIMO feedback Enhanced Profiles Downlink, Ped B Downlink, Ped A Enhance Profile Summary 5% & 10% Data Rate, Band AMC, Ped B (1,1,3) • Fifth and tenth percentile DL data rates are not improved by increasing either transmit or receive diversity order. • Implies that transmit diversity with antennas in DL is not sufficient to improve the cell-edge data rate in the case of (1,1,3) reuse • Closed loop (4x2) however, provides significant • (1,1,3) frequency reuse will not be able to provide carrier-grade reliability and guaranteed data rate unless closed-loop MIMO features are used. System Performance Comments • Frequency planning – (1,1,3) gives highest per-sector • But unequal distribution – cell edge performs poorly – (1,3,3) gives good cell edge performance • But requires additional spectrum – (1,1,3) with segmentation is a compromise solution • Scheduling algorithms w/ multi-user diversity can significantly improve cell throughput – up to 25% • Diversity (receiver more so than transmitter) gives significant gain in average throughput – 50-80% – Cell-edge behavior still bad enough that (1,1,3) is hard to justify – Needs closed-loop MIMO • Closed loop MIMO gives big gains • Overall spectral efficiency (throughput/sector/total deployment bandwidth) – Open loop MIMO 1.7 Mbps/Hz – Closed loop pedestrian 3.9 Mbps/Hz Interference Patterns with Reuse = 1 http://www.wimaxforum.org/technol ogy/downloads/mobile_wimax_depl oyment_alternatives.pdf Relative Capacity as function of • 19 BS, 3 sectors, spaced 2.8 km, mix of users • Proportional Fair scheduling WiMAX Performance Comparisons Technology Comparison WiMAX Forum (2006): Mobile WiMAX – Part II: Competitive Analysis. Available at www.wimaxforum.org Performance Comparisons with Existing 3G, 3G+ WiMAX Forum (2006): Mobile WiMAX – Part II: Competitive Analysis. Available at www.wimaxforum.org Performance Comparisons Mobile WiMAX: The Best Personal Broadband Experience! June 2006, Available at www.wimaxforum.org Cost Comparison • • • • Fewer base stations to provide same level of service with Mobile WiMAX than HSPA or EVDO RevB Less cost tied up in IP royalties (~2-3% vs 10-15%) New spectrum costs http://www.wimaxforum.org/technology/faq/ – The second generation of Subscriber Equipment is expected to be priced from $200 - $300 in 2008. – The third-generation CPEs will be integrated into laptops and other portable devices and are expected to initially cost approximately $100 and be available in 2nd half 2008. Mobile WiMAX: The Best Personal Broadband Experience! June 2006, Available at www.wimaxforum.org Summary of comparisons • Mobile WiMAX is most directly comparable not to existing 3G or 3G+ standards, but to ones coming out in a few years – LTE – EVDO, Rev C (UMB) • Similar performance comes from similar technologies – OFDMA, MIMO, MBS, HARQ, Turbo codes, Adaptive modulations, bandwidths, IP core, VOIP • So some convergence in technologies (at last!) – Yet these “converged” standards have a huge number of options available, so will be difficult for a single ASIC solution – Likely need for SDR Mobile WiMAX Deployments and Availability Certification, Chipsets, Products, Spectrum, Deployments WiMAX Certification Schedule • The WiMAX Forum plans to have five certification test labs located in the U.S., Europe, China, Korea and Taiwan by end of 2007. – http://www.wimax.com/commentar y/news/wimax_industry_news/wim ax-forumae-designates-first-northamerican-based-certification-lab • Certification Waves – (.16-2004) Wave 1 enables a simple air link – (.16-2004) Wave 2 adds QoS, security, and advanced radio features for outdoor CPEs – (.16-2004) Wave 3, adds indoor CPEs and PCMCIA cards for fixed and nomadic networks – (.16e) Wave 4, adds hand-offs and simple mobile for 802.16e or mobile WiMax – (.16e) Wave 5 adds full mobility Source: http://www.wimaxforum.org/technology/downloads/W iMAX_and_IMT_2000.pdf WiMAX Certification Labs • AT4 Wireless Parque Tecnologico de Andalucia Calle Severo Ochoa 2 29590 Campanillas, Málaga Spain • Telecommunications Technology Association 267-2 Seohyun-dong Bundang-gu Seongnam-City Gyeonggi-do 463-824 Korea • China Academy of Telecommunication Research 52 Hua Yuan Bei Lu Haidian District Beijing 100083 China • • 31 certified products http://www.wimaxforum.org/kshow case/view/catalog_search Chipsets (1/4) • Beceem Communications (BCS2000) – – – – • Fujitsu MB86K21 SoC is Wave 2 – – – – • Wave 2, SIMO, MIMO, baseband IC + RFIC (all PHY, MAC, RF) 2.x and 3.x GHz bands http://www.beceem.com/products/ms120.shtml Wave 2 SOC 2-11 GHz, 802.16e compliant Either base or subscriber http://www.fujitsu.com/downloads/MICRO/fma/pdf/wimax_mobilefs.pdf Sequans Communications (3 mobile products) – SQN2110 • 3 FPGA chipset for base stations • Wave 2, – SQN1130 SOC • Baseband PHY, MAC • Wave 2 – SQN 1110 • Like 1130, but for Wave 1 • http://www.sequans.com/site/products.html Chipsets (2/4) • Wavesat Umobile SOC – – – – – • Wave 2 Programmable PHY, MAC 2x2 MIMO Support for 802.11a/g www.wavesat.com Runcom Technologies Ltd – RNA 200 • • • – Others: • • • 802.16e-2005 Full PHY/MAC (no RF) http://www.runcom.com/upload/infocenter/info_images/28012007194733RNA200%20ASIC.pdf RNF2000 is FPGA version RNA2000 ASIC version TeleCIS Wireless – – – – – – TCW 1620 Portable 802.16-2004 implementation Lowest power SoC PHY/MAC MAC supports Wave 2 and Wave 3 2x2 MIMO Built in PCI interface Chipsets (3/4) • Comsys Mobile – CM1100 • • • • Mobile WiMA baseband Wave 2 compliant High speed support http://www.comsysmobile.com/commaxcm1100.html – CM1125 • • • • • GSM/EDGE + Mobile WiMAX Baseband PHY/MAC Class-12 E/GPRS mobile http://www.comsysmobile.com/commaxcm1125.html. Altair Semiconductor – ALT2150 • Mobile WiMAX SOC • Wave 2 Handset • http://www.ccpu.com/ • ApaceWave Technologies – APW-2000 SoC – Wave 2 MIMO A,B – http://www.apacewave.com/ Chipsets (4/4) • picoChip – WiMAX Reference Designs – http://www.picochip.com/solutions/wimax – PC8520 802.16-2004 base station – PC8530 Mobile WiMAX base station – PC6530 Femtocell base station – PC8532 Wave2 Basestation PHY – All software upgradable Intel • Chipsets still in the works, but… • Service providers already have expressed a preference for Intel – http://www.digitimes.com/systems/a20070831PD215. html – Nokia already ordered • http://www.wimaxday.net/site/2007/09/27/nokia-orders-intelchips-intel/ – Microsoft working on WiMAX drivers • http://www.wimaxday.net/site/2006/11/07/runcom-signs-dealwith-microsoft/ – Apple rumored to want Intel chips • http://www.macnn.com/articles/05/06/01/apple.and.wimax/ More Intel • Already secured deals for use of WiMAX chips in laptops – – – – – Hoping to repeat Centrino success 2008 "Montevina" both Wi-Fi networking and WiMAX Deals: Lenovo, Acer, Asus, Panasonic and Toshiba No Deals: Dell, HP Part of a planned “WiMAX Inside” Marketing campaign • http://www.wimaxday.net/site/2007/08/03/intel-plans-%e2%80%9cwimaxinside%e2%80%9d-marketing • Investing in WiMAX service providers – Bulgaria with Nexcom Bulgaria • http://www.wimax.com/commentary/news/wimax_industry_news/intelcapital-and-mci-have-invested-in-bulgarian-wimax-operator-nexcom – Japan with KDDI • http://www.wimax.com/commentary/news/wimax_industry_news/intelcapital-and-mci-have-invested-in-bulgarian-wimax-operator-nexcom More 802.16e equipment • Adaptix – SDR OFDMA/TDD platform – Salvaged technology from Broadstorm • Alvarion – Devices support 802.16-2004 and e • ArrayComm – – – • OFDM + smart antennas Uses IntelliCell beamforming technology Applied to other standards Navini – – – – Adds smart antennas to nomadic OFDM Wireless broadband Georgia – BellSouth August 05 Multicarrier Synchronous Beam Forming Adaptive modulation QPSK – 64 QAM Other Product Vendors • From http://www.wimaxforum.org/kshowcase/view – Redline, Selex, Nokia-Siemens, ET Industries, Axxcelera, Aperto Netwrosk, Alvarion, Airspan, Siemens, SR Telecom, Telsima WiMax Frequency Allocation http://www.wimaxforum.org/news/downloads/supercomm_2005/WF_Day_in_a_Life_with_WiMAX_Final.pdf 3.5 GHz is the international band for WiMAX Other WiMAX Spectrum Opportunities • 700 MHz band – http://www.xchangemag.com/articles/501/79h139171 83935.html?cntwelcome=1 – Needs to support public safety in the nationwide band – No plan for WiMAX certification profile unless band becomes global • 3G Spectrum – Push to be included as a 3G standard • http://www.livemint.com/2007/09/06000634/India-backsWimax-techon-3G-n.html WiMAX Spectrum Alliances • Regulatory Database – – – • WiMAX Global Roaming Alliance – – – – • AT4 Wireless Launched November 2006 http://www.wimaxforum.org/join/spectrum_demo/ Brought together unlicensed providers to promote global roaming Now defunct Will probably come back in some form http://www.theregister.co.uk/2006/09/29/oz_wimax_roaming_alliance/ WiMAX Spectrum Owners' Alliance – – – – http://www.wisoa.com/ Promotes roaming agreements Participants: Unwired Australia, Network Plus Mauritius, UK Broadband, Irish Broadband, Austar Australia/Liberty Group, Telecom New Zealand, WiMAX Telecom Group, Enertel and Woosh Telecom WiMAX Trials M. Giles, “Wireless Broadband,” EDUCAUSE 2006, October 9, 2006 150 Fixed WiMAX trials are underway around the world. Technology Deployment Timeline • 2006 – Mobile WiMAX Trials – Fixed WiMAX Ramp – >150 WiMAX Trials/Networks Planned • 2007 – Mobile WiMAX (MIMO) Trials – Mobile WiMAX (SISO) Ramp • 2008 – Dual-Mode & Multi-Mode Handhelds – Mobile WiMAX (MIMO) Ramp • Source: M. Giles, “Wireless Broadband,” EDUCAUSE 2006, October 9, 2006. Clearwire Coverage • Provides Fixed WiMAX based wireline replacement service to home + portability within coverage area • 2 Mbps data + voice http://www.clearwire.com/ • Founded in October 2003 by Craig O. McCaw Fixed WiMAX for AT&T • Fixed WiMAX services as DSL/cable competitor (like ClearWire) – Launch in 2Q 2008 for the US South in old BellSouth spectrum – 2.3 GHz band – Already trialing system in Alaska – http://www.unstrung.com/document.asp?doc_i d=133853&f_src=unstrung_gnews Fixed WiMAX Deployments • WiMAX I – IEEE 802.16 – 2004 – – – – – • Equipment – – • (Intel) Alvarion Ltd., Aperto Networks Inc., Proxim Corp., Redline Communications Inc., Siemens AG, and China's Huawei Technologies Co. and ZTE Corp Other: Picochip, WaveSat Current Deployments – – • IEEE Standard issued WiMAX Forum specification Fixed point-to-point/point-to-multipoint First WiMAX certified products end of year Certified in 3.5 GHz band $1.4 billion in revenue in 2004 (Marvedis) Altitude (France) voice over pre-WiMAX Trial Deployments – – – Seattle - Sprint http://www.wimaxxed.com/wimaxxed_news/sprint_motorol.html London (2006) http://www.wimaxxed.com/wimaxxed_news/london_councils.html Xbox360? http://wimax.com/commentary/spotlight/wimax-xbox Sprint XOhm • Mobile WiMAX focus of next generation Sprint cellular network XOhm – • – Precommercial launch in two markets by end of 2007 – Multi-market launch in early 2008 – 10,000 sites in preparation – 1750 base stations delivered in 2007, 20,000 antennas – 2010 coverage http://www.wimax.com/commentary/spotligh t/zoom-on-xohm-2013-an-update-from-thesprint-technology-summit Sprint device expectations – Sprint partners (Motorola, Intel, Samsung) have said embed 50 million units by 2010 in the US. These will be mainly laptops and PDAs. Sprint alluded that it expects chipset cost to go down to $5-$15 – WiMAX incorporated in cameras and televisions, household appliances, and security systems, as well as over 50 million hand-held devices Fast extensive rollout planned – http://www.wimaxday.net/site/2007 /09/28/sprint-dominates-andtantilises-wimax-world-usa-withxohm/ http://www.xohm.com/latestnews.html Expects $2-2.5 billion in revenue by 2010, of which 80% comes from new revenue and 20% is from cannibalization. Assuming an ARPU of $30 per month ($360/year), that means 6.2 million subscribers by 2010 – • • • • 48 million homes, 4.5 million offices, 130 million consumer electronic devices Open network – “As long as the device is WiMAX certified, it will work on Sprint’s network after provisioning. Sprint wants to sell services, not devices.” More Sprint • Partnering with ClearWire to accelerate WiMAX deployment – Roam between networks and exchange spectrum – http://www.xohm.com/news_071907.html • Going to provide federal government connectivity via WiMAX – http://www.wimaxday.net/site/2007/06/05/sprint-plans-wimax-forgov%e2%80%99t-services/ • Partnering with Google to provide services – Aiming for the “digital lifestyle” – Gmail, social networking tools, location-based services and multi-media services. – http://www.wimaxday.net/site/2007/07/27/sprint-and-google-willpartner-for-mobile-wimax-services/ Motorola • Focusing on being an infrastructure vendor • Lots of test trials • 2.5 GHz band in Chicago for Sprint – http://www.wimaxday.net/site/2007/09/26/it-worksmotorola-takes-wimax-out-of-the-lab-and-into-the-city/ • 25 other trials around the world – http://www.wimaxday.net/site/2007/03/28/motorola-in25-wimax-trials/ First WiBRO Deployment • Nov 15, 2005 – Launch of KT’s personal broadband service • “To prove its mobility, KT delivered two-way video, Internet and messaging broadband services, a range of devices that were located in a traveling shuttle bus that allowed conference attendees to experience mobile broadband.” • Given Mobile WiMAX certification in late 2006. – http://www.wimaxforum.org/news/press_releases/AP EC_release_111505_FINAL_FINAL1.pdf Additional Deployments of Mobile WiMAX • Arialink with Samsung products (rural Michigan) – http://www.3g.co.uk/PR/April2006/2948.htm • Islanet (Puerto Rico) – http://www.techweb.com/wire/networking/193402237 • Wateen in Pakistan (Motorola) – http://news.com.com/2100-1039_3-6075684.html • AT&T (Soma) in Nevada – http://telephonyonline.com/wimax/marketing/att_mobile_wimax_111606/ • Taiwan (Far Eastone) – http://www.wimaxday.net/site/2007/09/28/far-eastone-plans-wimax-rollout/ • Telecom (Bahrain) – http://www.gulf-dailynews.com/Story.asp?Article=194068&Sn=BUSI&IssueID=30181 Projected Market Breakdown http://www.wisoa.net/members_logos/ecosystem-2-big.jpg Further amendments 802.16h, 802.16j, 802.16m 802.16h • • • Improved Coexistence Mechanisms for License-Exempt Operation Basically, a cognitive radio standard Incorporates many of the hot topics in cognitive radio – Token based negotiation – Interference avoidance – Network collaboration – RRM databases • Coexistence with non 802.16h systems – Regular quiet times for other systems to transmit From: M. Goldhamer, “Main concepts of IEEE P802.16h / D1,” Document Number: IEEE C802.16h-06/121r1, November 13-16, 2006. General Cognitive Radio Policies in 802.16h • Must detect and avoid radar and other higher priority systems • All BS synchronized to a GPS clock • All BS maintain a radio environment map (not their name) • BS form an interference community to resolve interference differences • All BS attempt to find unoccupied channels first before negotiating for free spectrum – Separation in frequency, then separation in time DFS in 802.16h • Adds a generic algorithm for performing Dynamic Frequency Selection in license exempt bands • Moves systems onto unoccupied channels based on observations Generic DFS Operation Figure h1 (fuzziness in original) Adaptive Channel Selection • Used when BS turns on • First – attempt to find a vacant channel – Passive scan – Candidate Channel Determination – Messaging with Neighbors • Second – attempt to coordinate for an exclusive channel • If unable to find an empty channel, then BS attempts to join the interference community on the channel it detected the least interference Figure h37: IEEE 802.16h-06/010 Draft IEEE Standard for Local and metropolitan area networks Part 16: Air Interface for Fixed Broadband Wireless Access Systems Amendment for Improved Coexistence Mechanisms for License-Exempt Operation, 2006-03-29 Collaboration • BS can request interfering systems to back off transmit power • Master BS can assign transmit timings – Intended to support up to 3 systems (Goldhammer) • Slave BS in an interference community can “bid” for interference free times via tokens. • Master BS can advertise spectrum for “rent” to other Master BS – Bid by tokens • Collaboration supported via Base Station Identification Servers, messages, and RRM databases • Interferer identification by finding power, angle of arrival, and spectral density of OFDM/OFDMA preambles • Every BS maintains a database or RRM information which can be queried by other BS – This can also be hosted remotely 802.16h Status • Currently in letter ballot – Draft 2c (password protected): http://www.ieee802.org/16/private/drafts/le/P8 0216h_D2c.zip 802.16j Mobile Multi-hop Relay • Expand coverage, capacity by adding relay stations • Intended for licensed operation • Not intended as a mesh network – Actually a tree • Support mobile units • • Relays controlled from base stations Fixed Relay – Permanent installation – Useful for coverage holes • Nomadic Relay – Temporary fixed installation – Extra capacity for special events (military SDR conferences) • Mobile Relay – Placed on mobile platform to support users on the platform – Useful for public transport (buses, trains) Modified from Fig 1 in IEEE 802.16mmr-05/032 802.16j Requirements • Backwards compatible frame structure supporting both relay frames and legacy frames • Definition of RF requirements including the relay link frequency, duplexing and channel B/W • Relay shall support network entry for the mobile station QoS and HARQ shall be supported by relay as defined in legacy 16e systems • Relay supports mobile station handover • The specification shall support relay mobility • The use of multiple antennas to enhance the spectral efficiency of the relay link • The support of more than one relay hop between MMRBS and MS – http://www.ieee802.org/16/relay/docs/80216j-06_016r1.pdf 802.16j Status • Failed letter ballot 9-25-07 – 67% (needed 75%) http://ieee802.org/16/ballots/ballot28/report28. html • Last open draft – http://www.ieee802.org/16/relay/docs/80216j06_026r4.zip Mesh in 802.16-2004 • Mesh protocols not fully specified in 802.16-2004 – Network Entry supported, some neighbor services – Routing? Congestion? • 802.16-2004.3 (WirelessMAN OFDM) PHY includes frames for Mesh operation between subscribers • SkyPilot is developing a layer for Mesh operation that sits atop 802.16-2004.3 – Targeted for Public safety applications in 4.9 GHz band – http://www.wi-fiplanet.com/news/article.php/3549846 • 802.16f should aid creation of fixed mesh networks • 802.16i may help for mobile devices • If market demand exists, would likely be an amendment that specifies mechanisms for mesh as 802.11s did for 802.11’s ad-hoc mode 802.16m • Intended to be 4G (satisfy requirements of IMT-Advanced) • http://www.ieee802.org/16/tgm/ • Requirements still being defined – – – – – – – – – – – http://www.ieee802.org/16/tgm/docs/80216m-07_002r1.pdf Backwards compatible with 802.16j Support MMR (802.16j), though not specifically part of the standard Will define new profile WirelessMAN-OFDMA/2008 Support interoperability with other systems Bands under 6 GHz Bandwidths of 5-20 MHz (others may be used based on ITU and operator requirements) TDD and FDD Support MIMO and beamforming Mobile expected to have 1 transmit and 2 receive antennas Support E-911 services IEEE C802.16m-07/002r1 More Draft 802.16m requirements • Minimum Peak Rate – Downlink 6.5 bps/Hz – Uplink 2.8 bps/Hz • • Latency less than 802.16e Radio Resource Management – Reporting, interference management – Multicast broadcast service – “High-resolution” location determination • Internetworking with: – 802.11 3GPP, 3GPP2 • • • • • Coverage optimized for 5 km, functional to 30-100 km Optimized for low mobility (<15kph), maintain connection up to 350 kph Optimized for contiguous spectrum but support discontiguous Reuse/share bandwidth with legacy systems Direct migration from 802.16e IEEE C802.16m-07/002r1 802.16m Usage models • High data rates and improved performance in legacy cell sizes • Very high data rates in smaller cells • High mobility support • Deployment with MMR • Co-deployment with other networks • Collocation/coexistence with PAN/LAN/WAN WiMAX Summary Points to Remember • Very flexible standard – Modulation, subcarriers, coding, antenna arrays • Big performance gain from Turbo codes and closed-loop MIMO • Different scheduling/subcarrier allocation algorithms work better in different environments • WiMAX receiving massive commercial interest at the moment – Sprint is way out in front with XOhm in the US – WiBRO has been doing well in Korea for a while • Intel is a little late, but will likely dominate – “WiMAX Inside” push on laptops – Backing service providers, so they’ve doubled their bet Points to Remember • People are already looking towards 802.16m • WiMAX is emerging primarily as a cellular competitor – Previously viewed as more of a backhaul • Lots of software radio based implementations coming out – picoChip, Useful WiMAX Resources • WiMAX Standards – http://ieee802.org/16/pubs/80216-2004.html – http://www.ieee802.org/16/pubs/80216e.html • Mobile System Profile Rev 1.4 (May 2007) – http://www.wimaxforum.org/technology/documents/wi max_forum_mobile_system_profile_v1_40.pdf • WiMAX News – http://www.ieee802.org/16/relay/docs/80216j06_026r4.zip • WiMAX Forum: – http://www.wimaxforum.org/home