College and Career Readiness Bureau Request for Application Eligible Entities: NM State Supported Institutions RFA release date: May 1, 2015 Deadline to submit RFA: May 30, 2015 1 INFORMATION ABOUT THE CARL D. PERKINS REQUEST FOR APPLICATION In accordance with the Carl D. Perkins Career and Technical Education ACT of 2006 (Perkins V), 20 U.S.C.§§ 2301 et.seq. as amended by PL. 109-270, the Public Education Department provides financial support to serve individuals in state institutions, such as state correctional institutions and institutions that serve individuals with disabilities. The purpose of the Perkins V Act is to develop more fully the academic, vocational, and technical skills of secondary students and postsecondary students who elect to enroll in career and technical education programs. In alignment with the state’s approved Perkins V plan, $10,000.00 in support is available on an annual basis for this purpose. In order to provide a more comprehensive range of programs and services, the NM PED College and Career Readiness Bureau (CCRB) will release this RfA for a 2 year implementation plan for the amount of $20,000.00 ($10,000.00) where the funded institution commits for 2 years based on the availability of funds. A copy of the Perkins Act can be found at: http://www.gpo.gov/fdsys/pkg/BILLS-109s250enr/pdf/BILLS-109s250enr.pdf. The purpose of this RfA is to invite New Mexico State Supported Institutions to apply for the Carl D. Perkins funding to be utilized for the development, improvement, and / or expansion of Career Technical Education programs for students enrolled in state supported institutions. Interested entities are to submit a 2 year plan detailing activities and budget scope on a yearly basis. There will be no pre-application conference. The NM PED College and Career Readiness Bureau has designated Mary Medina as the contact persons for this RfA. Prospective applicants with questions should contact Mary Medina by email at Mary.Medina2@state.nm.us. An electronic copy of this RfA can be obtained at: http://ped.state.nm.us/ped/rfps.html. APPLICATION DUE DATE The completed RfA must be electronically generated with the original application containing original signatures sent by mail. An electronic copy of the completed RfA must be received no later than 5:00 pm on May 30, 2015. Applicants mailing applications should consider appropriate mailing time to ensure applications are received by May 30, 2015. Facsimile copies will NOT be accepted. All electronic copies should be sent to Mary Medina at: Mary.Medina2@state.nm.us. Requests for extensions will not be granted. SUBMISSION ADDRESS: Mail original application with required signatures to: NM Public Education Department College and Career Readiness Bureau 300 Don Gaspar Santa Fe, NM 87501 ATTN: Mary Medina Carl D. Perkins Application for Support for State Institutions 2015-2017 2 COVER PAGE AND DEMOGRAPHIC INFORMATION State Institution Name: Superintendent Name: Phone: Email Address: Mailing Address: Business Manager Name: Phone: Email Address: Amount of funding requested for proposed CTE Program of Study: Carl D. Perkins Application for Support for State Institutions 2015-2017 3 ASSURANCES: Please complete the attached assurances forms following this page. The assurances included are: 1) Certification Regarding Lobbying; Debarment; Suspension and Other Responsibility Matters; and DrugFree W orkplace Requirements; and 2) Assurances-Non-Construction Programs. The assurances must be signed by the District Superintendent or authorized representative. ASSURANCES - NON-CONSTRUCTION PROGRAMS Public reporting burden for this collection of information is estimated to average 15 minutes per response, including time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Office of Management and Budget, Paperwork Reduction Project (0348-0040), Washington, DC 20503 PLEASE DO NOT RETURN YOUR COMPLETED FORM TO THE OFFICE OF MANAGEMENT AND BUDGET. SEND IT TO THE ADDRESS PROVIDED BY THE SPONSORING AGENCY. Note: Certain of these assurances may not be applicable to your project or program. If you have questions, please contact the awarding agency. Further, certain Federal awarding agencies may require applicants to certify to additional assurances. If such is the case, you will be notified. As the duly authorized representative of the applicant I certify that the applicant: 1. Has the legal authority to apply for Federal assistance, and the institutional, managerial and financial capability (including funds sufficient to pay the non-Federal share of project cost) to ensure proper planning, management, and completion of the project described in this application. 2. W ill give the awarding agency, the Comptroller General of the United States, and if appropriate, the State, through any authorized representative, access to and the right to examine all records, books, papers, or documents related to the award; and will establish a proper accounting system in accordance with generally accepted accounting standards or agency directives. 3. W ill establish safeguards to prohibit employees from using their positions for a purpose that constitutes or presents the appearance of personal or organizational conflict of interest, or personal gain. 4. W ill initiate and complete the work within the applicable time frame after receipt of approval of the awarding agency. 5. Will comply with the intergovernmental Personnel Act of 1970 (42 U.S.C. ∋∋4728-4763) relating to prescribed standards for merit systems for programs funded under one of the 19 statutes or regulations specified in Appendix A of OPM's Standards for a Merit System of Personnel Administration (5 C.F.R. 900, Subpart F). 6. W ill comply with all Federal statutes relating to nondiscrimination. These include but are not limited to: (a) Title VI of the Civil Rights Act of 1964 (P.L. 88-352) which prohibits discrimination on the basis of race, color or national origin; (b) Title IX of the Education Amendments of 1972, as amended (20 U.S.C. ∋∋1681-1683, and 1685-1686), which prohibits discrimination on the basis of sex; (c) Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. ∋794), which prohibits discrimination on the basis of handicaps; (d) the Age Discrimination Act of 1975, as amended (42 U.S.C. ∋∋ 6101-6107), which prohibits discrimination on the basis of age; (e) the Drug Abuse Office and Treatment Act of 1972 (P.L. 92255), as amended, relating to nondiscrimination on the basis of drug abuse; (f) the Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment and Rehabilitation Act of 1970 (P.L. 91-616), as amended, relating to nondiscrimination on the basis of alcohol abuse or alcoholism; (g) ∋∋523 and 527 of the Public Health Service Act of 1912 (42 U.S.C. ∋∋ 290 dd-3 and 290 ee 3), as amended, relating to confidentiality of alcohol and drug abuse patient records; (h) Title VIII of the Civil Rights Act of 1968 (42 U.S.C. ∋ 3601 et seq.), as amended, relating to nondiscrimination in the sale, rental or financing of housing; (i) any other nondiscrimination provisions in the specific statute(s) under which application for Federal assistance is being made; and (j) the requirements of any other nondiscrimination statute(s) which may apply to the application. Carl D. Perkins Application for Support for State Institutions 2015-2017 4 7. W ill comply, or has already complied, with the requirements of Titles II and III of the uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 (P.L. 91-646) which provide for fair and equitable treatment of persons displaced or whose property is acquired as a result of Federal or federally assisted programs. These requirements apply to all interests in real property acquired for project purposes regardless of Federal participation in purchases. 16. Will comply with the Lead-Based Paint Poisoning Prevention Act (42 U.S.C. ∋∋4801 et seq.) which prohibits the use of lead- based paint in construction or rehabilitation of residence structures. 8. W ill comply, as applicable, with the provisions of the Hatch Act (5 U.S.C. ∋∋1501-1508 and 7324-7328) which limit the political activities of employees whose principal employment activities are funded in whole or in part with Federal funds. 17. Will cause to be performed the required financial and compliance audits in accordance with the Single Audit Act Amendments of 1996 and OMB Circular No. A-133, ΑAudits of States, Local Governments, and Non-Profit Organizations.≅ 9. Will comply, as applicable, with the provisions of the Hatch Act 18. Will comply with all applicable requirements of all other Federal laws, executive orders, regulations and policies governing this program. U.S.C. ∋276c and 18 U.S.C. ∋∋874) and the Contract Work Hours and Safety Standards Act (40 U.S.C. ∋∋ 327-333), regarding labor standards for federally assisted construction subagreements. pertaining to the care, handling, and treatment of warm blooded animals held for research, teaching, or other activities supported by this award of assistance. 10. Will comply, if applicable, with flood insurance purchase requirements of Section 102(a) of the Flood Disaster Protection Act of 1973 (P.L. 93-234) which requires recipients in a special flood hazard area to participate in the program and to purchase flood insurance if the total cost of insurable construction and acquisition is $10,000 or more. 11. Will comply with environmental standards which may be prescribed pursuant to the following: (a) institution of environmental quality control measures under the National Environmental Policy Act of 1969 (P.L. 91-190) and Executive Order (EO) 11514; (b) notification of violating facilities pursuant to EO 11738; (c) protection of wetlands pursuant to EO 11990; (d) evaluation of flood hazards in floodplains in accordance with EO 11988; (e) assurance of project consistency with the approved State management program developed under the Coastal Zone Management Act of 1972 (16 U.S.C. ∋∋1451 et seq.); (f) conformity of Federal actions to State (Clear Air) Implementation plans under Section 176(c) of the Clear Air Act of underground sources of drinking water under the Safe Drinking W ater Act of 1974, as amended, (P.L. 93-523); and (h) protection of endangered species under the Endangered Species Act of 1973, as amended, (P.L. 93-205). 12. Will comply with the Wild and Scenic Rivers Act of 1968 (16 U.S.C. ∋∋1721 et seq) related to protecting components or potential components of the national wild and scenic rivers system. 13. Will assist the awarding agency in assuring compliance with Section 106 of the National Historic Preservation Act of 1966, as amended (16 U.S.C. ∋470), EO 11593 (identification and protection of historic properties), and the Archaeological and Historic Preservation Act of 1974 (16 U.S.C. ∋∋469a-1 et seq.). 14. Will comply with P.L. 93-348 regarding the protection of human subjects involved in research, development, and related activities supported by this award of assistance. 15. Will comply with the Laboratory Animal W elfare Act of 1966 (P.L. 89-544, as amended, 7 U.S.C. ∋∋2131 et seq.) Carl D. Perkins Application for Support for State Institutions 2015-2017 5 NAME OF SUPERINTENDENT: SIGNATURE OF SUPERINTENDENT: NAME OF STATE INSTITUTION: DATE SUBMITTED: Standard Form 424B (Rev. 7-97) Back Carl D. Perkins Application for Support for State Institutions 2015-2017 6 IT IS ASSURED AND UNDERSTOOD THAT: • Brochures and other printed materials paid for, in whole or in part, with Carl D. Perkins funds will carry a statement indicating the funding source. Brochures and other small documents must carry the statement: “The contents of this publication were developed with funds from the Carl D. Perkins Act.” Other publications such as reports, films, video clips, etc. must carry the statement: “The contents of this publication were developed under a grant from the US Department of Education (Carl D. Perkins Act). However, the contents do not necessarily represent the policy of the Department of Education.” (EDGAR 75.620) • Perkins funds will not be used to supplant program activities or services being funded with state and local funds. • An inventory record will be maintained for all equipment costing $5,000 or more and purchased with federal funds; a copy of which will be submitted with the annual report. • Funds will not be used to acquire equipment (including computer software) that results in direct financial benefit to any organization representing the interest of the purchasing entity or its employees or any affiliate of such organization. • Career-Technical services, programs, and activities will reflect state or regional labor market needs. • Provisions will be made to provide equal access to programs and opportunities for all students who desire to participate in career-technical services, programs, and activities regardless of race, color, national origin, sex, disability, or age. • The applicant will provide Career-Technical Education programs that achieve at least one or more of the Nine Required Uses of Funds (see Attachment A). The applicant understands that it will be held accountable on Compliance Reviews for meeting the Nine Required Uses. • The applicant shall provide the local plan to appropriate Career-Technical committees/councils for review. • The recipient is not debarred or suspended or otherwise excluded from or ineligible for participation in Federal assistance programs under Executive Order 12549, “Debarment and Suspension,” and the recipient will not contract with a subcontractor that is debarred or suspended. • Equipment purchased with these funds will be used for Career-Technical purposes during regular school hours. • The applicant agrees to report and disaggregate Performance Data by these categories: 1) Gender; 2) Ethnicity (American Indian or Alaska Native, Asian or Pacific Islander, Black-Non Hispanic, Hispanic, W hite-Non-Hispanic), and 3) Special Populations (Individuals with Disabilities, Economically Disadvantaged, Single Parents, Displaced Homemakers, Other Educational Barriers (if applicable), Limited English Proficient and Nontraditional Enrollees). NAME OF SUPERINTENDENT: SIGNATURE OF SUPERINTENDENT: NAME OF STATE INSTITUTION: DATE SUBMITTED: Carl D. Perkins Application for Support for State Institutions 2015-2017 7 APPLICATION NARRATIVE Year 1 Please provide a narrative of how each of the application components below will be met. NOTE: Please complete a narrative form detailing year 1 and year 2 activities separately. I. Describe how one or more of the Nine Required Uses of Funds will be carried out with funds received under this title. (NOTE: Focus on any one or more of the attached Nine Required UsesAttachment A.) II. Describe the career technical education activities that will be carried out in order to support students within your institution through the integration of academics and Career Technical Education (CTE). III. Describe how the CTE program will be of such size, scope, and quality to bring about improvement in the quality of the career and technical program within your institution. IV. Describe the current support for CTE provided by your institution or part of your institution where the funds made available from this application will be invested. V. Describe the process that will be used to evaluate the effectiveness of the funded CTE project. Carl D. Perkins Application for Support for State Institutions 2015-2017 -2015 8 APPLICATION NARRATIVE Year 2 Please provide a narrative of how each of the application components below will be met. NOTE: Please complete a narrative form detailing year 1 and year 2 activities separately. I. Describe how one or more of the Nine Required Uses of Funds will be carried out with funds received under this title. (NOTE: Focus on any one or more of the attached Nine Required UsesAttachment A.) II. Describe the career technical education activities that will be carried out in order to support students within your institution through the integration of academics and Career Technical Education (CTE). III. Describe how the CTE program will be of such size, scope, and quality to bring about improvement in the quality of the career and technical program within your institution. IV. Describe the current support for CTE provided by your institution or part of your institution where the funds made available from this application will be invested. V. Describe the process that will be used to evaluate the effectiveness of the funded CTE project. Carl D. Perkins Application for Support for State Institutions 2015-2017 -2015 9 PROPOSED BUDGET Year 1 On the budget form below, provide a detailed line itemized budget and narrative justification for requested funding. NOTE: Please complete a separate budget form for year 1 and year 2 requests. Description Itemized Costs and Justification Total Amount Salary Benefits Travel Purchased Services (be specific) Supplies (list types and amounts) Equipment (list types and amounts) Other (be specific) Administrative 5% cap Maximum amount of administrative cost that can be taken in each year is $476.19 {(10,000 x .05) ÷1.05=476.19} Total Amount Requested: Carl D. Perkins Application for Support for State Institutions 2015-2017 -2015 10 PROPOSED BUDGET Year 2 On the budget form below, provide a detailed line itemized budget and narrative justification for requested funding. NOTE: Please complete a separate budget form for year 1 and year 2 requests. Description Itemized Costs and Justification Total Amount Salary Benefits Travel Purchased Services (be specific) Supplies (list types and amounts) Equipment (list types and amounts) Other (be specific) Administrative 5% cap Maximum amount of administrative cost that can be taken in each year is $476.19 {(10,000 x .05) ÷1.05=476.19} Total Amount Requested: Carl D. Perkins Application for Support for State Institutions 2015-2017 -2015 11 APPLICATION TIMELINE Release of Application……………………………………………………………………..May 1, 2015 Deadline to Submit Application……………………………………………………….May 30, 2015 Application Review………………………………………………………………………….June 1-5 2015 Successful Application Notification………………………………………………….June 15, 2015 Contract Development…………………………………………………………………….June 16 -30, 2015 Term for Implementation………………………………………………………………..August 1, 2015 Annual Report (Year 1) Due……..……………………………………………………..June 30, 2016 Annual Report (Year 2) Due…………………………………………………………….June 30, 2017 Carl D. Perkins Application for Support for State Institutions 2015-2017 -2015 12 CARL D. PERKINS 9 REQUIRED USES OF FUNDS ATTACHMENT A There are specific mandatory leadership activities for which leadership funds under Perkins must be used: 1. an assessment of the CTE programs carried out with funds under this title, including an assessment of how the needs of special populations are being met and how the CTE programs are designed to enable special populations to meet state adjusted levels of performance and prepare the special populations for further education, further training, or for high-skill, high- wage, or high-demand occupations; 2. developing, improving, or expanding the use of technology in CTE that may include – a. training of CTE teachers, faculty, career guidance and academic counselors, and administrators to use technology, including distance learning; b. providing CTE students with the academic and career and technical skills (including mathematics and science knowledge that provides a strong basis for such skills) that lead to entry into technology fields, including nontraditional fields; or c. encouraging schools to collaborate with technology industries to offer voluntary internships and mentoring programs; 3. professional development programs, including providing comprehensive professional development (including initial teacher preparation) for CTE teachers, faculty, administrators, and career guidance and academic counselors at the secondary and postsecondary levels, that support activities described in section 122 of the Act regarding State Plan development and activities described in the State Plan and – a. provide in-service and pre-service training in CTE programs – i. on effective integration and use of challenging academic and CTE education provided jointly with academic teachers to the extent practicable; ii. on effective teaching skills based on research that includes promising practices; iii. on effective practices to improve parental and community involvement; and iv. on effective use of scientifically based research and data to improve instruction; Carl D. Perkins Application for Support for State Institutions 2015-2017 -2015 13 b. are high quality, sustained, intensive, and classroom-focused in order to have a positive and lasting impact on classroom instruction and the teacher’s performance in the classroom, and are not 1-day or short-term workshops or conferences; c. will help teachers and personnel to improve student achievement in order to meet the State adjusted levels of performance established under Section 113 of the Act (regarding accountability); d. will support education programs for teachers of CTE in public schools and other public school personnel who are involved in the direct delivery of educational services to CTE students to ensure that teachers and personnel – i. stay current with the needs, expectations, and methods of industry; ii. can effectively develop rigorous and challenging, integrated academic and CTE curricula jointly with academic teachers, to the extent practicable; iii. develop a higher level of academic and industry knowledge and skills in CTE; and iv. effectively use applied learning that contributes to the academic and career and technical knowledge of the student; and e. are coordinated with the teacher certifications or licensing and professional development activities that the state carries out under title II of the Elementary and Secondary Education Act of 1965 and title II of the Higher Education Act of 1965; 4. supporting CTE programs that improve the academic and career and technical skills of students participating in CTE programs by strengthening the academic and career and technical components of such CTE programs, through integration of coherent and relevant content aligned with challenging academic standards and relevant career and technical education, to ensure achievement in – a. the core academic subjects (as defined in section 9101 of the Elementary and Secondary Education Act of 1965); and b. CTE subjects; 5. providing preparation for nontraditional fields in current and emerging professions, and other activities that expose students, including special populations, to high-skill, highwage occupations; Carl D. Perkins Application for Support for State Institutions 2015-2017 -2015 14 6. supporting partnerships among local educational agencies, institutions of higher education, adult education providers, and, as appropriate, other entities, such as employers, labor organizations, intermediaries, parents, and local partnerships, to enable students to achieve state academic standards, and career and technical skills, or complete career and technical programs of students, as described in section 122(c)(1)(A); 7. serving individuals in state institutions, such as state correctional institutions and institutions that serve individuals with disabilities; 8. support for programs for special populations that lead to high-skill, high-wage, or high demand occupations; and 9. technical assistance for eligible recipients. (Note that technical assistance is an allowable use under both the administration and leadership set-aside. In making a decision about whether a technical assistance activity should be budgeted under leadership or administration, PED should keep in mind that all administrative expenditures must be matched with non- federal funds.) Carl D. Perkins Application for Support for State Institutions 2015-2017 -2015 15