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The Unraveling of Ethnic-federalism
Why ethnic elites undermine national social and economic cohesion
Aklog Birara, PhD
“They gave the land and we took it. This is green gold.”
Karuturi on land grab in Gambella
“The government is killing our people through starvation and hunger…We are dying here
with our children. Government workers get their salary, but we are just waiting to for death.”
An Anuak Elder to Human Rights Watch
Although I subscribe to federalism as a form of state and government, I have always been
aghast at the poisonous effects of ethnic federalism in Ethiopia. At last, Prime Minister
Hailemariam Dessalegn was bold enough to acknowledge and state publicly that ethnic
bigotry, arrogance and exclusion emanating from ethnic federalism has become a huge
deterrent to Ethiopia’s sustainable and equitable growth; and poses an existential threat to
the country. This systemic problem did not emerge out of the blue. Its socioeconomic and
political foundation and culture were designed, institutionalized and imposed on Ethiopian
society by self-selected elites of the Tigray People’s Liberation Front (TPLF) and the ethnic
elite coalition it created. The intent of ethnic federalism was to democratize Ethiopian society
through the devolution of decision-making authority to the local level. Instead, ethnicfederalism has morphed, with local and regional ethnic elites undoing the social fabric of
Ethiopian society in which peaceful coexistence among various ethnic and religious groups
was the norm. This tradition of mutual acceptance and peaceful coexistence had
distinguished Ethiopia from the rest of Sub-Saharan Africa.
At the heart of the current unraveling is the cumulative impact of 24 years of relentless
propagation of ethnic and religious hatred, bigotry, demeaning, exclusion and ethnic
cleansing narrated mostly by ethnic leaning intellectuals, academics and political leaders from
each ethnic and religious group. These propagators either forgot or accepted intentionally,
that eventually but surely, ethnic and or religious hatred would lead to genocide and to total
collapse of the entire nation and state. In that event, everyone will lose, including the ruling
party. The government of Rwanda learned from the catastrophic lessons of genocide. Wisely,
it outlawed political and other organization on the basis of ethnic affiliation. Today, Rwanda
is a model of peaceful coexistence and shared growth. It fares better in social and economic
indicators than most of Sub-Saharan Africa including Ethiopia. Ghana has done the same.
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For the TPLF/EPRDF, the self-made and self-propagated and systemic culture of ethnic hatred,
bigotry, exclusion, cleansing and marginalization is a singular political challenge it faces
today; and will face in the years ahead. Ethnic elites who have made it rich for themselves do
not see anything wrong with the current system for numerous self-serving reasons. Among
these is rent-seeking. In a country that is well known for bribery, nepotism and corruption,
the motive of using local and regional autonomy and authority to amass wealth at the cost of
the vast majority is pervasive and systemic. Ethnic cleansing is justified by demeaning,
accusing, and “murdering,” expelling and excluding others on the basis of ethnic and religious
affiliation. No one is held accountable. The practice of ethnic cleansing at the local and
regional level is not criminalized because central authorities are able to maintain political and
economic dominance by appeasing ethnic allies and by pitying one ethnic group against
another.
More than three years ago, I wrote a series of commentaries on the subject of ethnicfederalism and its pitfalls. It is virtually impossible for Ethiopia to achieve sustainable and
equitable growth without dealing with the pitfalls of ethnic federalism without delay. Among
other things, enormous resources are being used to control the society; and are being
diverted for private and group gain; and not to advance the common good. Social cohesion is
literally shattered. Nothing worthy of commonality is being coveted, encouraged and
institutionalized as a national glue except the popular እንጀራና ወጥ. Even if it is system-made and
inflicted, Prime Minister Hailemariam is right to air the dangers the country is facing. I urge him and
his government to take bold steps now before unintended consequences of balkanization, ethnic war and
genocide take place in one of the most important countries in Africa and the world.
In my 2012 commentaries on ethnic federalism, I anticipated the dire consequences of ethnic-federalism
in with natural resources capture including land grab. Below, with minor modifications, is the first one
of several commentaries that readers may find useful and relevant.
“Anyone who has read the latest Human Rights Watch investigative report on land grab
(የመሬት ነጠቃና ቅርሚት) in Gambella under the title “Waiting for Death” should have no doubt
that the governing party is callous and does not place value on human life. The people of
Gambella who are being moved or relocated “forcibly” are citizens and humans who deserve
fair treatment like any human being on this planet. It is their citizenship that is being robbed
from them and from their children by repressive ethnic elites that have aligned themselves
with loyal domestic and foreign investors such as Saudi Star and Karuturi. Shouldn’t this
latest report on social, economic, cultural, political and psychological violations of citizens in
Gambella and other regions where similar occurrences are taking place enrage and mobilize
us? If such violations do not lead to convergence, what would? My plea to the reader is this.
Land and water resource transfers to domestic allies and foreign investors in the name of
development that do not show immediate and long-term benefits to the people of Ethiopia,
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and especially to indigenous or local inhabitants is a travesty. This, in itself, should compel us
to close ranks and cooperate and collaborate for justice, freedom and the rule of law. Equally,
it is time to speak-up and condemn ethnic cleansing and marginalization.
I want to start this commentary with a rationale of why I am doing a series on ethnic based
political organization and governance---the current well-crafted geopolitical architecture of
the TPLF/EPRDF. It seems to me that each and every one of us who believes in the enormous
potential of our country of origin and its diverse population has a moral obligation to identify
and articulate the reasons why Ethiopia is still one the five poorest countries in the world
with a per capita income in 2011 of US$350 and now $470 compared to the Sub-Saharan
African average of US$1,070. As important, we are obligated to reflect on why and what type
of change we would like to see in Ethiopia that will serve and benefit all Ethiopians left out by
the so-called economic boom since the thwarted elections of 2005. I have suggested that if
we want to see change, we must overcome minor differences, agree on a minimum agenda
and deliver for the Ethiopian people. The time for action is now and not tomorrow. እሽ ነገ will
not advance the cause of peace, national reconciliation, justice and the rule of law and the
sovereignty of the Ethiopian people. It will prolong the agony that ordinary Ethiopians face:
hyperinflation, unemployment, human and financial capital flight, human rights violations. In
short, it will perpetuate disenfranchisement.
Those of us outside the country possess the knowledge, diversity of experience, financial and
material resources and technical tools to advance change if we are committed, willing and
ready. I am not at all convinced that we are there. If we were, we would have contributed
immensely in advancing the process of change by supporting grassroots and home-based
individual activists, civic organizations and political parties that advance a common national
agenda and or force others to do the same. These series of articles are intended to provide
conceptual underpinnings or reasons behind the current disenfranchisement and
powerlessness felt by the majority of the Ethiopian people regardless of ethnic or religious
affiliation, gender or age.
Powerlessness and resource mismanagement
Have you ever asked yourself or your friend or anyone why the TPLF/EPRDF led government
gives away millions of hectares of the most fertile farmlands and waters basins for literally
nothing and for up to 100 years to domestic allies and foreign investors? Have you ever posed
for one second to reflect on the long-term implications of these national resource transfers
for this and coming generations? If land is “green gold,” why would any government grant it
for almost nothing as if it has no social, economic, psychological, security and political value?
What system allows for this to occur and why? Let me summarize a few fact contained in my
latest book, “The Great land giveaway: የመሬት ነጠቃና ቅርሚት” and link it to the ethnic elite
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architecture that allows this to happen without challenge. Why is there no challenge? It is
because ordinary people are denied their fundamental right to vote for and elect their
representatives and leaders.
In April 2011, the Reporter newspaper presented an investigative piece on land grab and
validated that the Federal Government has slated, promised or granted “3,638, 415 ha” of the
most fertile farmlands and water basins, primarily to foreign investors from 36 countries. The
same article noted that regions had turned over another 2,000,000 ha of lands to the Federal
Government to allocate as it sees fit. A break down by Ato Wudineh of the Reporter showed
that 1,149,000 ha of these giveaways are in Beni-Shangul Gumuz and 1,800,000 ha in
Gambella, among the poorest regions in the country. Experts estimate that by 2015, the
amount of lands given away will reach 7,000,000 ha. Smallholders farm less than half an acre
and support a family of at least 6 persons. Ethiopian smallholders are the backbone of the
national economy. Studies show that 4/5ths (75 percent) of smallholders manage to produce
and feed the bulk of Ethiopia’s population from 12,000,000 ha. Smallholders are the ones that
feed millions; and not large foreign owned commercial farms. Imagine what smallholders
could do if there was a deliberate policy to help them modernize their farms; if they had
security to the lands they farm and so on. Karuturi of India and Saudi Star of Saudi Arabia and
other Middle East sponsored countries are the lead beneficiaries of the largesse. This is why
Karuturi calls Ethiopia’s fertile farmlands “Green gold.” Access to land defines power. It is
firms such as Karuturi and Saudi Star and loyalists to the TPLF and its allies that have power.
No wonder then, claim over natural resources is the single most important trigger for ethnic
cleansing.
I will not dwell on the pros and cons of Foreign Direct Investment (FDI) in commercial farms in
Ethiopia except to provide two examples showing that the policy is utterly flawed. First, the
government argument that these transfers will generate substantial employment for
Ethiopians does not hold. Research by the Oakland Institute, Grain and others shows that
each ha of land grant or sale or lease generates 0.005 employments. It means that the
government would have to grant millions of ha to generate employment opportunities for
thousands. Making matters worse, Karuturi wishes to bring in and employ Indians to farm
Ethiopian lands. Second, the government’s rationale that land giveaway—that lacks
preconditions for Ethiopia and the Ethiopian people will bring in new technologies is not
based on facts. Here is another problem. The country’s domestic investors with monies are
doing everything within their power to take their capital out of the country as do officials
with money. Over the past four years alone, Ethiopia lost $10 billion in illicit outflow. This is a
symptom of broken system.
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Why is there massive capital outflow from one of the poorest and capital starved or deficient
countries in the world? National investors do not trust their own government. They do not
have confidence in the future. They are essentially voting with their monies against the
regime. They do not trust or have confidence in the future of the economy. If they did, they
will invest domestically and boost employment and productivity. On the other hand, largescale commercial farming for Karuturi, Saudi Star and others is lucrative. Profits can me made
relatively quickly and proceeds can be taken out of the country. Foreign investors have little
incentive to spread technology, modern management practices and know-how. Why would
they create national competitors when they can dominate the large commercial farming
sector for up to 99 years? Capitalism does not work that way whether it comes from China,
India or Saudi Arabia. Third, the government argument that Ethiopia will achieve food selfsufficiency and food security through FDI is not borne by facts. Karuturi said over and over
again that his firm is under no obligation to set aside sizeable quantities of the produce for
the domestic market. This will not change unless the government changes the conditions in
favor of the country and its starving millions. The current famine is an indicator of structural
deficiencies in the rural sector where reform is needed urgently.
These three examples lead me to pose a question to the reader. How is it possible for these
flaws in government policy that undermine potential ownership of the means of production
by Ethiopians and national productivity for Ethiopians to occur? Let us ignore my own
research and findings that are documented in my latest book and look at what foreign
observers say how this happens. In her “The Great land grab,” Rene Lefort highlights the
following themes.
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

Land defines citizenship
Land is a source of power, wealth and corruption
Land is used as a diplomatic leverage
These are among the reasons why the TPLF/EPRDF led government is the “world’s champion
of land grab.” Have you ever wondered how a regime that claims to adhere to Revolutionary
Democracy becomes a prime champion of unfettered capitalism and corruption? Have you
ever wondered why a government leadership that accuses the private sector of rent seeking
behaviors becomes the largest rent seeker in the country’s history or of any forward looking
government in the 21st century? “They gave the land and we took it. This is green gold” did
not happen by chance. It happened by invitation. Political elites do not invite a foreign guest
to take away prime property without a motive. The motive is private gain. Ethnic cleansing
operates within similar parameters, greed of ethnic elites.
Today, the governing party is the dominant land lord in the country. Recent changes in urban
land legislation indicate that the leadership is determined to alienate Ethiopians from private
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ownership of wealth and wealth making assets such as urban and rural lands. It does this
while granting millions of ha to domestic allies and foreign investors. These transfers and
ownerships are effective forms of privatization for a selected few; and deprivation for the
vast majority of Ethiopians. When land is scare, ethnic conflict is inevitable. This is why Lefort
argues that land “defines citizenship and is a source of power and wealth.” She explains
rightly that the reason why land grab is so easy in Ethiopia is because of the preponderance
of the TPLF ethnic core and allied elites over politics and economics. “Ethiopia is de facto
ruled by a “monolithic party-state.” This “monolithic party-state” is the TPLF core ethnic elite.
It is these elite that make land farm colonization by invitation possible and doable. Land is
the single most important source of political, financial and economic power in Ethiopia today.
“Most of what was left over (after graft, corruption and giveaway) has been pocketed by little
oligarchy under the protection of the merged party state.” This “oligarchy” is now
pronounced and pervasive throughout the country, consuming billions of birr in
administrative expenses through the Federal system. The five to one network is an
instrument of total control and had nothing to do with devolution of power.
Alarmed by the dispossession of Ethiopians, an Indian Economist told Al Jazeera that
“foreigners have more power than Ethiopians” in their own home country. Ordinary
Ethiopians are both “powerless” in terms of policy and decision making; and are helpless in
terms of access to economic and social opportunities. Power has shifted dramatically to both
ethnic elites at the federal, regional and local levels; and to firms such as such as Karuturi and
Saudi Star.
The ethnic based political and administrative system that divides and pities Ethiopians among
one another facilitates these national resource transfers with unprecedented ease. In the 21st
century, Foreign Direct Investment (FDI) does not operate by itself. It requires the support
and protection of government officials. The reader would have to question the tiny ethnic
elites that rule the country by force; and question whether it has an appreciation of the longterm implications of these giveaways that emanate from poor, repressive and discriminatory
governance. What is clear to me and many detached foreign and domestic observers is this.
By any definition, governance under “monolithic” ethnic elite is exclusionary in its political,
social and economic manifestations. The TPLF has virtually merged party, state ethnicity into
one. Its economic policies and programs lean toward monopolistic practices and group and
individual interests with affinity to the ruling-party. Other ethnic elite follow the same
model.
As a result, this type of governance has prevented and will continue to impede fair and
democratic competition; and as important, sustainable and equitable development. In
assessing ethno-nationalism and the alliances that helped it to succeed, the ruling party’s
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current cohort of non-Tigrean elites and foreign supporters may not care deeply enough to
leverage their considerable financial, material and diplomatic powers to break monopolistic
practices. It is largely stability they want. This is especially true for foreign governments and
investors.
The reality of existing strong relations between the leadership of the ruling party and its
cohort of global supporters has placed the burden of peaceful change toward pluralist politics
and genuine devolution or decentralization of power to civil society, communities, ordinary
Ethiopians, domestic opposition groups and the Ethiopian people a whole. Those of us
outside the country can do a great deal to build the capacities of these grassroots groups
within the country. In the long-term, the nurturing and strengthening of a pluralist, inclusive
and indigenous political culture that is post ethnic could only come from the experiences and
contributions of the Ethiopian people and their supporters. This view is hardened by the fact
that, ethno-nationalism and ethnic federalism have survived for 24 years with no end in sight
leaving no room for being lax in pursuing multiethnic and unified politics. Why not speak up
now?
Despite the need for convergence among opponents to the regime, there are still two
opposing and contrasting schools of thought: those who do not see much hope in peaceful
change argue that the only option the ruling-party understands is armed struggle or violent
change; and the second school that argues that peaceful and nationwide struggle has not
been explored, developed and used fully. I believe in the latter; but see the merit of why
some argue and defend the former. I do not dismiss their tactic to the extent that they stand
firmly for genuine democracy and inclusion of all Ethiopians in determining their destiny.
They key is to arrive at a shared understanding of the problem; come up with a national
agenda for change; and initiate actions. The central issue is lack of good and empowering
governance; and not replacing one form of dictatorship by another. Simultaneously, those of
us on the outside can do much more than we are doing on the diplomatic front. Sitting idle is
no longer acceptable.
Almost all foreign development experts agree that Ethiopia needs structural and policy
reforms if it wishes to accelerate economic productivity, increase employment and incomes
and reduce poverty. None that I am aware of suggests that Ethiopian can advance its reform
agenda through continued civil unrest, ethnic hatred and polarization, dissension and civil
wars. Experts believe that the non-peaceful route to policy and structural reforms will be a
costly option in multiple ways. One does not have to dwell on the subject and contribute to
the tradition of quarreling elites. Ethiopians do not deserve continued repression and
violation of human rights. The country paid a heavy price in its development efforts as
consequences of civil turmoil, insurgencies, terrorism, instability, civil wars and bad
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governance. The notion of continued conflicts to achieve a democratic transition is debatable
at best and reckless at worst. So is continuation of the status quo under a single ethnic-based
minority ruling party? Conflicts are not likely to create a democratization culture and the
infrastructure that will accommodate competing interests. The option ignores vested
interests that have emerged over the past two decades, including members of the
TPLF/EPRDF. Ethnic elites allied to the EPRDF have a vested interests in the status quo. They
must be persuaded that the current system is not in their best interest long-term. We must
reach out to them and suggest that “ጉርሻ” or whatever is left over is not the same as the real
thing. More critical, we must show that the people they represent are left out of the
development process. Leaving them out is trouble. Condoning ethnic cleansing is morally
bankrupt and will derail Ethiopia’s growth and development.
There is a further point the reader should keep in mind. Conflicts and instability are
enormously costly. I will provide one example of using the depletion of human and financial
capital as a consequence of ethnic and other forms of conflict in Africa to strengthen the
deliberate de-institutionalization by the TPLF core argument I advanced in my latest book.
During what is called the era of Dictatorship of all sorts in Africa and the “Lost Decade of the
1980s,” more than 100,000 of the most talented and well trained Africans left their countries
and immigrated and billions of dollars was lost. Some countries have not recovered from the
social capital loss. Ethiopia’s Diaspora started during the Socialist Dictatorship and expanded
under the TPLF/EPRDF dictatorship. Today, Ethiopia’s dictatorship sees the Diaspora as a
potential threat and opportunity. It has a well crafter program to de-mobilize the Diaspora,
penetrating faith groups, enticing some to invest in a country full of corruption, nepotism and
bureaucratic hurdles where merit and hard work do not count.
In summary, ethnic based governance and conflicts are enormously costly for the country and
its people. Continued conflict will not nurture peace and national reconciliation in the
medium and long-term. On the contrary, conflicts and ethnic polarization will perpetuate
animosities and ethnic based hatreds that the society cannot afford. If not averted soonest, it
can lead to Ethiopia’s balkanization and to genocide. Conflicts will also strengthen the
determination of the ruling-party to prolong a single party state and will make the country
more and more vulnerable to external threats. It will keep the country poor.
The question then is whether or not the ruling-party has shown any willingness, readiness
and baldness to move forward with the requisite reforms and gain the confidence and trust
of the Ethiopian people. If one believes in option one--a peaceful transformation is possible-one needs to assess the preconditions for success. One would also need to define what
meaningful reforms will be about. One area of bold and forward looking reform is to rethink
the type of federalism the country needs in order to achieve sustainable and equitable
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growth and development that leaves no one. The future must result in real change in culture
and attitudes so that there is meaningful and sustained dialogue by all stakeholders. At
minimum, the ruling party must accept the reality that it can’t and won’t solve Ethiopia’s
myriad of problems alone; it must involve all stakeholders; and it must dare to halt ethnic
hatred, demeaning and deliberate ethnic cleansing by any group. It can show its
determination by applying the full force of the law and by holding those who murder
accountable for crimes against humanity. It must declare and proclaim publicly and
unequivocally that no single individual will be subjected to ethnic displacement,
marginalization and cleansing; and that those who commit crime will be held accountable.
Such declaration is not only just; it is also a minimum standard in the application of globally
accepted international human rights laws.
Sadly, even with the current uncertainties and infighting within the governing party, especially
the TPLF, I am not aware of the ruling-party’s readiness to allow public debate of policies,
including the pitfalls of ethnic federalism. Despite formidable odds, the democratization
process must continue and political leaders and supporters of opposition groups must find
innovative tools to strengthen the institutionalization, with focus on civil society. Dialogue and
debates and other instruments must debunk the myth that ethnic-federalism is pluralist or
democratic. It isn’t. When Ethiopian citizens see reals democratic alternatives, as was the case
in the 2005 elections, they will feel empowered and will tackle collective and pervasive fear
that, in turn, engenders ethnic and religious demonization. The fractured opposition must come
out of its shell now and use each window of opportunity to put the ruling-party on the
defensive. The more defensive it is the better for the democratization process. This requires a
new and post ethnicity cadre of political and social leaders who believe in a unified, all-inclusive
and democratic Ethiopia that will accommodate everyone’s interests. ALL stakeholders must
accept the notion that Ethiopian centrality will not survive without accommodating the hopes
and aspirations of all citizens. A bunker mentality on any side will not help the country. It will
only deepen and worsen ethnic hatred and demagoguery. It is clueless not to heed to timeless
wisdoms such as one from Charles Darwin who had said, “It is not the strongest of the species
that survive, or the most intelligent, but the one most responsive to change.” The TPLF
mentality of invincibility has put Ethiopia at enormous risk. I therefore urge Prime Minister
Hailemariam to take the higher road of rapid political, social, cultural, financial and economic
reform based on bold dialogue and transition to inclusive governance before it is too late.
Ultimately, political wisdom is readiness and willingness to change. It is political parties and
leaders who respond to new requirements and changes who will make a difference to Ethiopia
and the Ethiopian people as a whole. Neither ‘big nation chauvinism’ nor ‘small nation
arrogance and exclusivism’ would serve the competing and complementary interests of the
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country’s mosaic. I suggest that our common motto should be, “united we prosper; divided we
suffer.”
To be continued.
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