Client Interviewing Competition 2014 Regional round Sheffield/ London/ Cardiff Interview 1: Alistair/ Alison Munro Office Memorandum From: To: Re: Date: Secretary Solicitor New Client Alistair/Alison Munro telephoned for an appointment. S/he says s/he has an urgent problem with a contract. S/he says s/he is a director of Munro Climbs Ltd. The only contact detail given is an email address: amunro@munroclimbs.com. Client Interviewing Competition 2014 Regional round Sheffield/ London/ Cardiff Interview 2: Joe/ Joanna Smith Office Memorandum To: From: Date: Re: Solicitor Secretary Yesterday Joe/Joanna Smith I have made an appointment for you to see the above. S/he runs a restaurant and is having difficulties with a contract, and this is affecting business. Client Interviewing Competition 2014 Regional round Sheffield/ London/ Cardiff Interview 2: Joe/ Joanna Smith Office Memorandum Confidential Client Instructions Please read these instructions carefully and do not discuss with anyone before the Competition. If you have any queries, please email the competition co-chair, Graham Robson at grahamrobson@clientinterviewing.com. Make sure that you learn the details of the client's situation and wishes before the interview. Do not give all the information at once; respond to all the questions you are asked but make the solicitors prompt you for details. Try and play the role in the same way for each team of solicitors while responding in character to how you are treated. Please invent appropriate addresses/ telephone numbers for your town in advance. If necessary, you may have to improvise to fill gaps in these instructions. Do not, however, invent facts which are inconsistent with these instructions. General notes: You will be interviewed as a client by a team of two law students who are playing the part of solicitors/trainees, and you will do this three or four times for different law school teams. Each interview will be in the presence of a judging panel of three people who are there to judge the teams’ performance –not yours- against set criteria. You will not know which university the team represents until all interviews have finished. For the purposes of this interview, please try to forget that you have any legal knowledge. Instead, please try to get into the mind-set of a lay client, and try to play the role consistently between all the interviews, but obviously each will be conducted by different “solicitors” so will be different. There may be one or two observers watching the interview, which is permitted within Competition rules. The interviews will not be recorded. The students will explain their charges to you, and costs won’t be an issue for you. At the end of each interview, the teams will show you out, so please return to your client “base” room. It is important that you do not talk to any of the teams until you have finished all your interviews. The judges will want to hear your opinion of the interviews but only after you have finished them all. If you can make brief notes after each interview to remind you that might be helpful, but is not essential as the judges will mark the performances independently of your views. At the end of the interviews, your informal feedback to the teams would be appreciated over a glass of wine at the Reception. On the day of the Competition, there will be a client “briefing” which will give you the chance to discuss with other “clients” how you will play the role, and also whether you have any questions on the day. General information about the Competition is at www.clientinterviewing.com YOUR DETAILS Client Profile: You are Joe/ Joanna Smith. You own a restaurant, Simply Organics, in Church Street, Cardiff/ Sheffield/ North London (make up an address). You were lucky enough to inherit the premises and the business in 2010 from your grandmother who ran it as a “greasy spoon” cafe for many years. You know you are young to be the owner of a restaurant, but the catering business is in your family’s blood so you learned a lot even while you were at school. Since you’ve taken it over, you’ve developed a reputation for the purity of your ingredients, and you think this is an important selling point because you will not compromise on quality. You run the business with your brother Sam who has given you permission to seek legal advice. He’s a great people person and is excellent at front of house work in the restaurant, whereas you take responsibility for the business side –ordering, finances, and overseeing the quality of meals produced. You managed to recruit a young chef who trained at one of Jamie Oliver’s restaurants and he has been brilliant. The restaurant seats 50 people in total, but there is room to extend the buildings into the garden at the rear. You haven’t explored this yet because you want to take one step at a time to see how much extra business you can create without extending the buildings. You have not yet set up a limited company under which to run the business because it’s always been a small but successful family-run cafe, but you are in discussion with your accountant about this. The turnover of the restaurant is about £400,000 a year. After paying the overheads, you and your brother split the profits equally – it translates into you each taking a “salary” from the profits of about £20,000 a year. You both share a small flat on the second floor of the premises, and again you think you are lucky to live there because it saves you a lot of money. But you think that you haven’t even started to tap into the full potential of the restaurant to increase its takings substantially. So, in order to update and improve business, which has been rather quiet recently, you decided to redesign and refit your restaurant, to properly mark its transition from a cafe to a modern restaurant. You hired Nouvelle Cuisine Ltd, a company that specialises in restaurant and bar designing and refurbishment, to redesign the restaurant and deal with the various contractors to ensure the work was finished in time and within your agreed price. It was their job to arrange for the local authority to inspect the work to ensure it had building regulation approval, but you know that separate planning permission was not needed. You found them on the net and talked through the redesign with Sharon Wilshere. She is the main person you have been in contact with at Nouvelle Cuisine. Usually you email her but you have phoned the office number a few times. She wouldn’t give you a mobile number because she said she always picked up emails promptly. Work was started on 1st September 2013. Nouvelle Cuisine is a small company with a main office in Norwich, although they tend to use local contractors. With hindsight you wish you’d chosen a more local company. Quite a lot of the work was done during the periods of the week and days when the restaurant was not open for business, for example you don’t open the restaurant on Mondays. You could not afford to close for any length of time because you would lose too much custom, particularly from your business clients. The restaurant is very close to a large insurance call centre (Claims Unlimited) and their management team gives you a lot of business as they often book your restaurant for dinner after their training events. Typically, that company alone accounts for about takings of about £3,000 a month. You did, however, close from 1-8th November 2013. This is recognised as a low period in the trade, and is just before the hoped-for Christmas rush. It was agreed that the work would be all finished by 15th November 2013. It was not finished. In fact, the work is continuing on a rather ad hoc basis. Quite a lot of the rewiring for the lighting has not been completed, which means that the plasterers cannot finish their work nor the decorators theirs. You managed to talk to the electrician when he appeared yesterday, but he says that Nouvelle Cuisine have not paid him for the last 2 jobs that he has done for them and so, no matter how sympathetic he is to you, if other work comes along that he knows he will get paid for he takes it and you will just have to wait. He only took your job on because he hoped that Nouvelle Cuisine would be able to pay him with your money. You have tried ringing Nouvelle Cuisine a number of times but there is only an answer machine and nobody seems to want to respond to your messages. Your emails to Sharon Wilshere are bouncing back. You are worried sick. The restaurant still looks like a building site. It’s not the sort of place where anyone would want to spend time relaxing and eating because there are bare wires, unplastered walls and a damp smell. With hindsight, you should perhaps have closed completely but you have to stand by that decision to remain open because you can’t change the past. You have an overdraft to finance these changes and have already paid £60,000 to Nouvelle Cuisine, out of a total contract price of £80,000 plus VAT. They invoiced you for this interim payment in early October and you paid it immediately. With reduced takings because of the state of the restaurant, you will soon struggle to pay your monthly overdraft payments, which are currently £1,000 a month. The work is not finished and you are losing business – you are able to operate only out of a small part of the restaurant, which is unaffected by the work. Your current takings average only about £5,000 a month, instead of the previous £33,000 or so a month (annual turnover £400,000) so by the time you pay for your supplies, the chef’s salary, and your outgoings you are actually making a loss, which is not sustainable. You had to phone several of your regular clients and cancel their reservations because of the delay in the completion of the work. They were all very understanding but you think that they may change their allegiance to other restaurants. In particular, Claims Unlimited’s Chief Operations Officer, who is your main contact there, has told you that there is a limit to what they can put up with. They want to continue to give you their business, but he has pointed out to you that other restaurants have opened several streets away that are not so nearby, but which are keen to have his business and are offering him all sorts of freebies to tempt him there. You think that Nouvelle Cuisine are in breach of their agreement with you and want the solicitors to do something now before things get worse. Don’t volunteer a copy of the contract unless the lawyers ask you for it, in which case give it to them. You haven’t brought a copy of the agreed schedule of works that is referred to in the contract, but the bulk of the major building work has been completed. What is outstanding are the plastering, covering up the electrical wiring, installation of two new windows, and full re-decoration. After the original contract, there has been nothing in writing between you other than your emails which have bounced back, which are simply you pleading with Sharon Wilshere to let you know what is happening. Only if pressed, say that your main concern is to try to keep the business of Claims Unlimited as your main customer, and not to lose the reputation you have for excellent food and ambience. You have lost patience with Nouvelle Cuisine although you have not lost faith in the quality of their work. With hindsight you would never have entered into this contract with them, but you didn’t really do your homework beforehand because other people have told you they are “very slow”, even though their work is of a good standard. Your priority is to get this work finished as soon as possible – it doesn’t matter who does it as long as it is done quickly and to a high standard - and to relaunch the new-look restaurant, and hopefully get a piece written about your food in the local newspaper. Make up any facts that are consistent with the above broad scenario, if the solicitors ask you. If the solicitors ask you how much you think it would cost for the remaining work to be completed, say that your brother’s friend is a builder and he thinks that there is still about £40,000 of work (including VAT, labour and materials) left to be done. The lawyers may well ask you questions about refinancing your overdraft, in an attempt to discuss non-legal options with you – just go along with their suggestions if they make sense to you, and make up facts that are consistent with your overall position. REPAIRS, MAINTENANCE AND IMPROVEMENTS CONTRACT 1. Between Simply Organics Limited (the employer ) of Church Street, Cardiff and Nouvelle Cuisine Ltd (the contractor) of Unit 6B, Norwich Business Park, Norwich NR8 4BW 2. The contractor will carry out and complete the following work for the fixed sum of: £ 80,000 plus VAT (if this applies) to a total of £ 96,000: Redesign, repair and refit the Church Street premises of Simply Organics Limited in accordance with agreed schedule of work dated 1st August 2013 3. The work will start on 01/09/2013 and will be completed by 15/11/2013 The contractor will not leave the site for more than 5 days in a row without a reasonable explanation and will carry out the work using reasonable skill, care and progress. The contractor will tell the employer straight away of the cause and extent of any delay. If the contractor cannot meet the original completion date because of things outside their control, such as bad weather or sudden illness, they will agree extra time with the employer for carrying out the work. 4. The contractor will provide everything necessary for, and be responsible for, carrying out the work properly and efficiently, including labour, materials and equipment, unless the employer says otherwise in writing. All materials will be fit for their purpose, and will be new unless the employer has agreed otherwise in writing. 5. The following person is responsible for getting any necessary planning permission and building regulations consent and must make all notifications, arrange inspections and pay any application fees in connection with the work: ___the employer ____the contractor 6. The employer will, where practical, make sure there are no obstructions on the site, such as blocked paths or driveways, and remove all furniture, fixtures and fittings that are necessary for the contractor to carry out the work. The employer will provide the necessary facilities (for example, power and water) as long as the contractor gives them plenty of notice. 7. The contractor will only carry out variations to the work (for example, extra or different work) if they have written instruction from the employer, including agreement to extra costs and time for completing the contract. 8. The contractor will take responsibility for the work, including any work carried out by his subcontractors. He will put right, at his own expense, any loss or damage caused either by himself or his subcontractors. The contractor will also insure against any loss or damage to the work or materials under a contractor’s ‘all-risks’ policy. The contractor will give the employer appropriate evidence of insurance if they ask for it. 9. The contractor will meet legal insurance requirements for their employees and provide suitable cover against injury to their parties or damage to third party property under public liability insurance, to a minimum of £2 million. The contractor will give the employer appropriate evidence of insurance if they ask for it. 10. The contractor will tell the employer if they plan to subcontract the work or any part of the contract and will make sure that any subcontractors meet the standards of the quality mark. 11. The contractor will be responsible for maintaining safety on the site, in accordance with legal requirements and keeping the site tidy while work is in progress, including removing rubbish as necessary. When they have completed the work, they will leave the site clean and tidy and remove all rubbish. The contractor will meet any legal requirements for removing waste products (including hazardous waste). 12. For short-term projects or projects under £5,000 in value. When the contractor has completed the work to the satisfaction of the employer, the employer will pay the contractor the full amount within 14 days of receiving the final invoice. 13. For long-term projects or projects over £5,000 in value. The employer and contractor may agree that the employer will pay in instalments as certain stages of the work are completed to the employer’s satisfaction. The contractors will give the employer an invoice at each stage with details of the work they have carried out as set out on a separate payment schedule (to be attached). The employer should make all payments within 14 days of the invoice date. 14. When the contractor starts the work, they will give the employer a warranty or guarantee which will include cover in case they do not complete the work or in case poor workmanship leads to faults or major damage. The warranty is in addition to any legal rights relating to faulty services provided. Nothing in these conditions will reduce these rights. If the employer has any doubts about their legal right, they should contact their local Citizens Advice Bureau or take independent legal advice. 15. The employer may end the contract by sending the contractor a written notice if the contractor: does not carry out the work with reasonable skill, care and progress, or stops the work before it is finished without reasonable cause; or does not follow the employer’s instructions without reasonable cause for 14 days after receiving a written notice specifying the failure; or goes into liquidation or is wound up. In any such case the contractor must stop working and another contractor may be employed to complete the agreed works. The cost of doing this will be deducted from any amount due to be paid to the contactor. 16. The contractor may end the contract by sending the employer written notice if the employer: delays the work for four weeks or longer without reasonable cause, except by previous agreement or does not make the agreed stage payments for work that has been completed to their satisfaction for 14 days after receiving a written notice that the payment period is over or goes into liquidation or is wound up. In any such case the employer must pay for the work already carried out, as well as for goods and materials legitimately purchased for the work. 17. The contractor will co-operate with advice agencies and local authorities acting on the employer’s behalf. The employer’s signature ……… J Smith The contractor’s signature………S ……………… Date … Wilshere………… Date… 01/08/2013… 02/08/2013… Client Interviewing Competition 2014 Regional round Sheffield/ London/ Cardiff Interview 1 Confidential Client Instructions Please read these instructions carefully and do not discuss with anyone before the Competition. If you have any queries, please email the competition co-chair, Graham Robson at grahamrobson@clientinterviewing.com. Make sure that you learn the details of the client's situation and wishes before the interview. Do not give all the information at once; respond to all the questions you are asked but make the solicitors prompt you for details. Try and play the role in the same way for each team of solicitors while responding in character to how you are treated. Please invent appropriate addresses/ telephone numbers for your city in advance. If necessary, you may have to improvise to fill gaps in these instructions. Do not, however, invent facts which are inconsistent with these instructions. General notes: You will be interviewed as a client by a team of two law students who are playing the part of solicitors/trainees, and you will do this three or four times for different law school teams. Each interview will be in the presence of a judging panel of three people,who are there to judge the teams’ performance –not yours- against set criteria . You will not know which university the team represents until all interviews have finished. For the purposes of this interview, please try to forget that you have any legal knowledge. Instead, please try to get into the mind-set of a lay client, and try to play the role consistently between all the interviews, but obviously each will be conducted by different “solicitors” so will be different. There may be one or two observers watching the interview, which is permitted within Competition rules. The interviews will not be recorded. At the end of each interview, the teams will show you out, so please return to your client “base” room. It is important that you do not talk to any of the teams until you have finished all your interviews. The judges will want to hear your opinion of the interviews but only after you have finished them all. If you can make brief notes after each interview to remind you that might be helpful, but is not essential as the judges will mark the performances independently of your views. At the end of the interviews, your informal feedback to the teams would be appreciated over a glass of wine at the Reception. On the day of the Competition, there will be a client “briefing” which will give you the chance to discuss with other “clients” how you will play the role, and also whether you have any questions on the day. General information about the Competition is at www.clientinterviewing.com A. YOUR DETAILS NAME: Alistair or Alison Munro AGE: If possible you need to give the impression of being in at least your late 20's. CONTACT DETAILS: You live at 14 Highlands Court, Scotland Place (Sheffield/ Cardiff/ London, add appropriate postcode and telephone number). You rent a flat. You have only given the lawyers your email address so far (amunro@munroclimbs.com). Have a mobile number ready if asked. MARITAL STATUS: Single B. YOUR REASONS FOR COMING TO SEE A SOLICITOR TODAY (try not to give all the information at once – just give a bit at a time, and wait for the solicitors to prompt you) Your name is Alistair/Alison Munro. You are a young but very successful and quite well-known mountaineer. You were very keen on climbing as a youth. After starting at a local climbing centre, you graduated to serious outdoor climbing. You wrote a book about climbing and subsequently set up a company called Munro Climbs Ltd (Munro Climbs). You are the owner of this company: you are sole director and shareholder. Your company was established about three years ago, when you started to make money out of your climbing following sales of your book, and it makes a decent profit to give you a comfortable living but there’s always room for more! In January 2013, you were approached by Peter Wall, the Managing Director of Global Hiking Research Ltd (Global). Global is an outward bound science research company. Wall told you that the company’s focus was the research of hiking and trekking equipment. The company has been operating for thirty years. Whilst one part of the company was researching a potential cure for a medical condition, one of their scientists discovered that a by-product of the serum produced was to mildly thicken the oxygen content of blood. This had some scientific interest but when it was considered by the recreational team, they realised that it had the potential to assist with one of the major challenges for professional trekkers: the climbing of high mountains without oxygen assistance. Global are hoping to market the product under the brand name of OxyPlus. You have been told that the company was able to receive conditional approval for OxyPlus backed by the British Pharmaceutical Society, limited to one experiment with full consent. As far as you know, all relevant permissions are in place for the testing, and there have been no issues. The company has asked you to organise a small team of climbers to climb Mont Blanc to test the serum, which at the moment has to be administered intravenously via a daily injection, but the company hopes that in time it can be converted into tablet form. Munro Climbs entered an agreement with Global under which a team of 3 would attempt to climb Mont Blanc. You don’t have a copy of the contract, but can get one if it’s needed. Basically, what was agreed was fairly straightforward as far as you are concerned. One climber would use OxyPlus, one would use oxygen and not OxyPlus. The third member would be a camera operative who would also just use oxygen. You personally agreed to use OxyPlus and personally signed all the medical consent forms. The trip was scheduled to take place in July 2013. Global agreed to cover the costs of the preparation and of the actual climb. Munro Climbs agreed to record a daily video diary comparing the experiences of the two climbers. It was also agreed that upon the return of the mountaineers, they would co-operate with specific publicity events afterwards. These were clearly set out and specifically required. Amongst other things, you would attend a dinner in your honour where investors In Global would be able to meet you. You would also give a 15 minute speech discussing the merits of OxyPlus. The climb was a success. Wall contacted you on your return and told you that the climb would make OxyPlus the hottest thing on the market. With a successful advertising campaign, it would become as standard for mountaineers as nutritional bars, energy drinks and temperature guaranteed sleeping bags. The pinnacle of the advertising campaign was the contracted dinner. This is all set up for next Friday, 31st January 2014 at the Ritz Hotel London. However, you are now feeling unwell and you got your secretary to phone Wall yesterday to tell him that you were unwell and would not be able to attend the dinner. Wall apparently started shouting and said he would “sue the ass off Munro” unless he “got his act together and got to the dinner”. You sent Wall an email saying that you were very sorry but you had flu and could not attend. You then received the attached email in response to yours (which you will show the lawyers if requested). This has frightened you and led you to see these lawyers today. If the lawyers ask about a medical certificate, you should say that you know a friendly doctor who could probably write a medical certificate for you. If then asked, you should say that you do feel a bit better now but really don’t want to go to the dinner. Unless you are pressed and assured that this information will remain confidential, you will not tell the lawyers the real reason why you do not want to attend the dinner: you also have an ongoing contract to do adverts for Four, a mobile phone company. They want you to fly to Nepal from next Wednesday for a week to film a new advert. They have offered you £500,000. They want you to promote their mobile phones as the new face of intrepid mountaineering and you think this is too good an offer to refuse as it will set you up financially for years. You know that as an outdoors active person this interest in you would end abruptly if you were to become injured, so you can’t really turn down such a good offer. C. THE ADVICE YOU ARE SEEKING You should initially complain about Wall’s unacceptable rudeness – how dare he call you an idiot? Why should you go to the dinner if he is going to be rude like this? Can Global really make you attend the dinner when you are ill? What would be the implications of you sticking to your line and not attending the dinner? Surely this £10 million stuff is just scare tactics? If the information about the Four mobile deal has come out, you can then say you want to break the contract with Global if it makes financial sense. Do not present the lawyers with options –see what they come up with. It is impossible to predict in advance what advice or options the lawyers will give you, so you will just need to react to whatever they say in accordance with how they have explained things to your satisfaction or otherwise. As a very last resort, and only if there are no other options, you will attend the dinner, but you really want to avoid this because of the money you could make from the other deal. From: A. Munro [mailto:amunro@munroclimbs.com] Sent: 24 January 2014 11:21 To: Peter Wall Subject: OxyPlus Dinner Dear Peter I am really sorry that I am unwell but obviously this is not a matter of choice on my part. I am sorry you seemed to take this so personally but perhaps you could rearrange the event so that I can attend. I have good availability after the first week of February. Best wishes A Director Munro Climbs Ltd From: Peter Wall [mailto:pdwall@globalhikingresearch.co.uk] Sent: 24 January 2014 14:15 To: amunro@munroclimbs.com Subject: OxyPlus Dinner Dear Munro You seem to have no idea of the implications of your actions, which leads me to think that you are a bit of an idiot. The pinnacle of our advertising campaign is the contracted dinner. Our 10 top contributors, together with prospective sponsors, potential clients and wealthy supporters, totalling 125 people, are scheduled to attend the dinner. Your behaviour is entirely unacceptable. It will be impossible to get these people to agree to a mutually convenient date in the next month and this is when we need to launch the product. Our product is good, a great drug, but if it could easily be seen that its star part is not supporting it, the market would be destroyed. We anticipate sales, advertising revenue and licence revenue over 10 years of over £10 million and that could be lost if this doesn't go ahead. It goes without saying that we would treat your non-attendance as a fundamental breach of contract and hold you liable for these losses. Please confirm you will be attending the dinner by 10am on Monday 27th January at the latest. If we do not have a positive response from you by then, we will put this matter in the hands of our solicitors, BW P. Wall Peter Wall Managing Director Global Hiking Research Ltd Global Hiking Research Limited is registered in England No. 56392735 -NOTE: The information contained in this e-mail is confidential and may be subject to legal privilege. If you are not the intended recipient, you must not use, copy, distribute or disclose the e-mail or any part of its contents or take any action in reliance on it. If you have received this e-mail in error please e-mail the sender by replying to this message. All reasonable precautions have been taken to ensure no viruses are present in this e-mail. Global Hiking Research Ltd cannot accept responsibility for loss or damage arising from the use of this e-mail or attachments and recommend that you subject these to your virus checking procedures prior t o use.