Sitting for the Certified Records Manager (CRM) Exam 1 1 Parts 1 – 5 with Scott Murchison CRM 2 2 Part 1 Management Principles 2 Part 1 Management Principles & RIM • Principles of Management • Human Resources • Methodologies • Financial Considerations • Planning • RIM Program Components • Directing and 3 Monitoring a RIM 3 Program • Ethics • Global Concerns of RIM Programs 3 Part 1 Management Principles & RIM Sample Question 1 The management function concerned with the assigning of tasks to various individuals or groups within the organization is: 4 4 a. b. c. d. e. planning influencing controlling prioritizing organizing 4 Part 1 Management Principles & RIM Sample Question 1 The management function concerned with the assigning of tasks to various individuals or groups within the organization is: 5 5 a. b. c. d. e. planning influencing controlling prioritizing organizing 5 Part 1 Management Principles & RIM Sample Question 2 According to _____, the right to give orders and the power to exact obedience is authority. a. b. c. d. e. Frank Fayol Gantt Taylor Maslow 6 6 6 Part 1 Management Principles & RIM Sample Question 2 According to _____, the right to give orders and the power to exact obedience is authority. a. b. c. d. e. Frank Fayol Gantt Taylor Maslow 7 7 7 Part 1 Management Principles & RIM Sample Question 3 Traditionally, an organization chart: a. b. c. d. e. shows the customer at the top of the chart. 8 is like a square. 8 is a pyramid form. is a depiction of an informal structure. is shaped like a circle. 8 Part 1 Management Principles & RIM Sample Question 3 Traditionally, an organization chart: a. b. c. d. e. shows the customer at the top of the chart. 9 is like a square. 9 is a pyramid form. is a depiction of an informal structure. is shaped like a circle. 9 Part 1 Management Principles & RIM Sample Question 4 One of the primary disadvantages of reaching decisions through consensus is it: a. b. c. d. e. 10 involves false information. 10 increases employee commitment to the decision. involves time-consuming discussions. often the manager must make the decision. requires only two people to agree. 10 Part 1 Management Principles & RIM Sample Question 4 One of the primary disadvantages of reaching decisions through consensus is it: a. b. c. d. e. 11 involves false information. 11 increases employee commitment to the decision. involves time-consuming discussions. often the manager must make the decision. requires only two people to agree. 11 Part 1 Management Principles & RIM Sample Question 5 _____ is the process of screening applicants in order to choose the best persons for a job. a. b. c. d. e. Interviewing Applying Hiring Selection Legislating 12 12 12 Part 1 Management Principles & RIM Sample Question 5 _____ is the process of screening applicants in order to choose the best persons for a job. a. b. c. d. e. Interviewing Applying Hiring Selection Legislating 13 13 13 Part 1 Management Principles & RIM Sample Question 6 Performance appraisals can best be described as: a. a one-time evaluation of an individual’s14productivity. 14 b. a continuing activity that provides feedback to organization members. c. a method of developing organizational goals. d. an activity without any potential weaknesses. e. subjective evaluations of work habits. 14 Part 1 Management Principles & RIM Sample Question 6 Performance appraisals can best be described as: a. a one-time evaluation of an individual’s15productivity. 15 b. a continuing activity that provides feedback to organization members. c. a method of developing organizational goals. d. an activity without any potential weaknesses. e. subjective evaluations of work habits. 15 Part 1 Management Principles & RIM Sample Question 7 A job _____ is a written description of the personal qualifications needed to perform a job 16 adequately. 16 a. b. c. d. e. resume agreement procedure application specification 16 Part 1 Management Principles & RIM Sample Question 7 A job _____ is a written description of the personal qualifications needed to perform a job 17 adequately. 17 a. b. c. d. e. resume agreement procedure application specification 17 Part 1 Management Principles & RIM Sample Question 8 Part-time, temporary, or contract employees whose work schedules dependent primarily on 18 employer needs are a_____ workforce. 18 a. b. c. d. e. free-reign flextime diverse contingent full-time 18 Part 1 Management Principles & RIM Sample Question 8 Part-time, temporary, or contract employees whose work schedules dependent primarily on 19 employer needs are a_____ workforce. 19 a. b. c. d. e. free-reign flextime diverse contingent full-time 19 Part 1 Management Principles & RIM Sample Question 9 A _____ is a temporary endeavor undertaken to create a unique product, service, or result. a. b. c. d. e. project matrix work plan schedule proposal 20 20 20 Part 1 Management Principles & RIM Sample Question 9 A _____ is a temporary endeavor undertaken to create a unique product, service, or result. a. b. c. d. e. project matrix work plan schedule proposal 21 21 21 Part 1 Management Principles & RIM Sample Question 10 A resource plan includes resources needed to develop a RIM program including personnel, 22 supplies, materials and: 22 a. b. c. d. e. schedules. deliverables. facilities. logistics. procedures. 22 Part 1 Management Principles & RIM Sample Question 10 A resource plan includes resources needed to develop a RIM program including personnel, 23 supplies, materials and: 23 a. b. c. d. e. schedules. deliverables. facilities. logistics. procedures. 23 Part 1 Management Principles & RIM Sample Question 11 The process of comparing the cost of an activity with the expected benefit or revenue that 24 results from performing the activity is: 24 a. b. c. d. e. financial planning. non-linear programming. break-even point analysis accountability. cost-benefit analysis. 24 Part 1 Management Principles & RIM Sample Question 11 The process of comparing the cost of an activity with the expected benefit or revenue that 25 results from performing the activity is: 25 a. b. c. d. e. financial planning. non-linear programming. break-even point analysis accountability. cost-benefit analysis. 25 Part 1 Management Principles & RIM Sample Question 12 A benchmark is a point of reference by which something can be: a. b. c. d. e. documented. forecasted. decided. measured. organized. 26 26 26 Part 1 Management Principles & RIM Sample Question 12 A benchmark is a point of reference by which something can be: a. b. c. d. e. documented. forecasted. decided. measured. organized. 27 27 27 Part 1 Management Principles & RIM Sample Question 13 Investment payback period is the period of time required for the return on an investment 28 to _____ the sum of the original investment. 28 a. b. c. d. e. repay invest double triple ignore 28 Part 1 Management Principles & RIM Sample Question 13 Investment payback period is the period of time required for the return on an investment 29 to _____ the sum of the original investment. 29 a. b. c. d. e. repay invest double triple ignore 29 Part 1 Management Principles & RIM Sample Question 14 A request for proposal (RFP) is, issued early in a _____ process, as an invitation presented for 30 suppliers to submit a proposal on a specific 30 commodity or service. a. b. c. d. e. procurement scheduling disposal budget audit 30 Part 1 Management Principles & RIM Sample Question 14 A request for proposal (RFP) is, issued early in a _____ process, as an invitation presented for 31 suppliers to submit a proposal on a specific 31 commodity or service. a. b. c. d. e. procurement scheduling disposal budget audit 31 Part 1 Management Principles & RIM Sample Question 15 _____ is a disciplined effort to produce fundamental decisions that shape and guide what an organization is, what it does 32 and why it 32 does it. a. b. c. d. e. Workflow design Strategic planning Change management Financial control Disposal processing 32 Part 1 Management Principles & RIM Sample Question 15 _____ is a disciplined effort to produce fundamental decisions that shape and guide what an organization is, what it does 33 and why it 33 does it. a. b. c. d. e. Workflow design Strategic planning Change management Financial control Disposal processing 33 Part 1 Management Principles & RIM Sample Question 16 The SWOT analysis in strategic planning matches internal organizational strengths and weaknesses with external _____ and 34threats. 34 a. b. c. d. e. opportunities obligations operations offices ownerships 34 Part 1 Management Principles & RIM Sample Question 16 The SWOT analysis in strategic planning matches internal organizational strengths and weaknesses with external _____ and 35threats. 35 a. b. c. d. e. opportunities obligations operations offices ownerships 35 Part 1 Management Principles & RIM Sample Question 17 All of the following are RIM program responsibilities, except: 36 be a. determining how long information should 36 retained. b. managing inactive records. c. protecting vital records. d. complying with laws and regulations. e. marketing company products. 36 Part 1 Management Principles & RIM Sample Question 17 All of the following are RIM program responsibilities, except: 37 be a. determining how long information should 37 retained. b. managing inactive records. c. protecting vital records. d. complying with laws and regulations. e. marketing company products. 37 Part 1 Management Principles & RIM Sample Question 18 The Generally Accepted Recordkeeping Principles (The Principles) were created by ARMA and include all of the following3838 principles, except: a. b. c. d. e. accountability. protection. compliance. usability. transparency. 38 Part 1 Management Principles & RIM Sample Question 18 The Generally Accepted Recordkeeping Principles (The Principles) were created by ARMA and include all of the following3939 principles, except: a. b. c. d. e. accountability. protection. compliance. usability. transparency. 39 Part 1 Management Principles & RIM Sample Question 19 The ICRM Code of Ethics was established to require that Certified Records Managers 40 maintain high professional: 40 a. b. c. d. e. grades. records. behaviors. standards. programs. 40 Part 1 Management Principles & RIM Sample Question 19 The ICRM Code of Ethics was established to require that Certified Records Managers 41 maintain high professional: 41 a. b. c. d. e. grades. records. behaviors. standards. programs. 41 Part 1 Management Principles & RIM Sample Question 20 The global standard for RIM is ______. a. b. c. d. e. DOD 5015.2 ISO 9000 AS 4390 ISO 4220 ISO 15489 42 42 42 Part 1 Management Principles & RIM Sample Question 20 The global standard for RIM is ______. a. b. c. d. e. DOD 5015.2 ISO 9000 AS 4390 ISO 4220 ISO 15489 43 43 43 44 44 Part 2 Creation & Use 44 Part 2 Creation and Use • Creating Records and Information • Information Capture and Use • Legal Compliance • Risk Assessments • Information Security • Electronic 45 Communications 45 • RIM-Related Business Activities 45 Part 2 Creation and Use Sample Question 1 A primary goal of managing records creation is to: eliminate the need for paper records. 4646 require that only official records are created. require that only official records are kept. assure policies and activities are documented accurately. e. conduct an inventory. a. b. c. d. 46 Part 2 Creation and Use Sample Question 1 A primary goal of managing records creation is to: eliminate the need for paper records. 4747 require that only official records are created. require that only official records are kept. assure policies and activities are documented accurately. e. conduct an inventory. a. b. c. d. 47 Part 2 Creation and Use Sample Question 2 _____ establishes that a record is what it purports to be and has not been tampered with or corrupted since its creation. 4848 a. b. c. d. e. Usability Transparency Authenticity Reliability Integrity 48 Part 2 Creation and Use Sample Question 2 _____ establishes that a record is what it purports to be and has not been tampered with or corrupted since its creation. 4949 a. b. c. d. e. Usability Transparency Authenticity Reliability Integrity 49 Part 2 Creation and Use Sample Question 3 Enterprise content management systems were designed to manage ______ data. a. b. c. d. e. structured unstructured reliable fixed database 50 50 50 Part 2 Creation and Use Sample Question 3 Enterprise content management systems were designed to manage ______ data. a. b. c. d. e. structured unstructured reliable fixed database 51 51 51 Part 2 Creation and Use Sample Question 4 Data migration may occur when hardware and/or software become: a. b. c. d. e. usable. transparent. obsolete. formatted. magnetic. 52 52 52 Part 2 Creation and Use Sample Question 4 Data migration may occur when hardware and/or software become: a. b. c. d. e. usable. transparent. obsolete. formatted. magnetic. 53 53 53 Part 2 Creation and Use Sample Question 5 A _____ classifies information into logical categories that allow users to readily browse 54 54 through content. a. b. c. d. e. network query taxonomy database emulator 54 Part 2 Creation and Use Sample Question 5 A _____ classifies information into logical categories that allow users to readily browse 55 55 through content. a. b. c. d. e. network query taxonomy database emulator 55 Part 2 Creation and Use Sample Question 6 Workflow applications tend to be targeted at _____ type work environments. a. b. c. d. e. transaction executive marketing facility content 56 56 56 Part 2 Creation and Use Sample Question 6 Workflow applications tend to be targeted at _____ type work environments. a. b. c. d. e. transaction executive marketing facility content 57 57 57 Part 2 Creation and Use Sample Question 7 Legislative and regulatory recordkeeping mandates require the RIM manager to work closely with the _____ department. 5858 a. b. c. d. e. finance Information technology marketing insurance legal 58 Part 2 Creation and Use Sample Question 7 Legislative and regulatory recordkeeping mandates require the RIM manager to work closely with the _____ department. 5959 a. b. c. d. e. finance Information technology marketing insurance legal 59 Part 2 Creation and Use Sample Question 8 A litigation hold requires a suspension of: a. b. c. d. e. retention schedule development. file plan implementation. software conversions. disposal actions. data migration. 60 60 60 Part 2 Creation and Use Sample Question 8 A litigation hold requires a suspension of: a. b. c. d. e. retention schedule development. file plan implementation. software conversions. disposal actions. data migration. 61 61 61 Part 2 Creation and Use Sample Question 9 Evidence _____ is the intentional or unintentional destruction of documents that may be relevant to legal proceedings.6262 a. b. c. d. e. tampering discovery spoliation classification infringement 62 Part 2 Creation and Use Sample Question 9 Evidence _____ is the intentional or unintentional destruction of documents that may be relevant to legal proceedings.6363 a. b. c. d. e. tampering discovery spoliation classification infringement 63 Part 2 Creation and Use Sample Question 10 Which of the following is considered a security breach? a. b. c. d. e. 64 home computer. 64 Opening an e-mail from Data migration in the system life cycle. Intentional spoliation. Bank account numbers are sold. Deletion of cookies. 64 Part 2 Creation and Use Sample Question 10 Which of the following is considered a security breach? a. b. c. d. e. 65 home computer. 65 Opening an e-mail from Data migration in the system life cycle. Intentional spoliation. Bank account numbers are sold. Deletion of cookies. 65 Part 2 Creation and Use Sample Question 11 _____ is a crime in which an imposter obtains key pieces of personal information in order to 66 impersonate someone else. 66 a. b. c. d. e. Spoliation Impersonation Identity theft Robbery Arson 66 Part 2 Creation and Use Sample Question 11 _____ is a crime in which an imposter obtains key pieces of personal information in order to 67 impersonate someone else. 67 a. b. c. d. e. Spoliation Impersonation Identity theft Robbery Arson 67 Part 2 Creation and Use Sample Question 12 _____is the conversion of data into a form, called a cipher text, that cannot be easily understood by unauthorized people. 6868 a. b. c. d. e. Encryption Migration Consolidation Automation Authentication 68 Part 2 Creation and Use Sample Question 12 _____is the conversion of data into a form, called a cipher text, that cannot be easily understood by unauthorized people. 6969 a. b. c. d. e. Encryption Migration Consolidation Automation Authentication 69 Part 2 Creation and Use Sample Question 13 _____ is a published global standard for information security that provides a template for development of a comprehensive70program. 70 a. b. c. d. e. ISO15489 ISO 9220 AIIM 4783 ISO 17799 AIIM 6220 70 Part 2 Creation and Use Sample Question 13 _____ is a published global standard for information security that provides a template for development of a comprehensive71program. 71 a. b. c. d. e. ISO15489 ISO 9220 AIIM 4783 ISO 17799 AIIM 6220 71 Part 2 Creation and Use Sample Question 14 In an email system, unsolicited and unwanted messages are known as ____. a. b. c. d. e. spam. archives. junk mail. emulators. websites. 72 72 72 Part 2 Creation and Use Sample Question 14 In an email system, unsolicited and unwanted messages are known as ____. a. b. c. d. e. spam. archives. junk mail. emulators. websites. 73 73 73 Part 2 Creation and Use Sample Question 15 A/An _____ is a private Internet network established within an organization behind a 74 firewall for use by employees. 74 a. b. c. d. e. repository LAN extranet website intranet 74 Part 2 Creation and Use Sample Question 15 A/An _____ is a private Internet network established within an organization behind a 75 firewall for use by employees. 75 a. b. c. d. e. repository LAN extranet website intranet 75 Part 2 Creation and Use Sample Question 16 Instant messages can be captured in record form on an IM server only if: a. b. c. d. e. the RIM manager approves. the messages are classified as records. special software is installed. e-mail is installed. the content is finalized. 76 76 76 Part 2 Creation and Use Sample Question 16 Instant messages can be captured in record form on an IM server only if: a. b. c. d. e. the RIM manager approves. the messages are classified as records. special software is installed. e-mail is installed. the content is finalized. 77 77 77 Part 2 Creation and Use Sample Question 17 Directives should be distributed to: a. b. c. d. e. all employees. 78 all departments. 78 top executives first. the employees who need the information. everyone who requests them. 78 Part 2 Creation and Use Sample Question 17 Directives should be distributed to: a. b. c. d. e. all employees. 79 all departments. 79 top executives first. the employees who need the information. everyone who requests them. 79 Part 2 Creation and Use Sample Question 18 Approval cycle times can be significantly reduced by using e-forms, routing via e-mail 80 and digital____. 80 a. b. c. d. e. form numbers. instructions. form titles. statements. signatures. 80 Part 2 Creation and Use Sample Question 18 Approval cycle times can be significantly reduced by using e-forms, routing via e-mail 81 and digital____. 81 a. b. c. d. e. form numbers. instructions. form titles. statements. signatures. 81 Part 2 Creation and Use Sample Question 19 To achieve more efficient postal delivery, an organization can: a. b. c. d. e. eliminate Saturday deliveries. use e-mail. pre-sort outgoing mail. use third class postage. use standardized mailboxes. 82 82 82 Part 2 Creation and Use Sample Question 19 To achieve more efficient postal delivery, an organization can: a. b. c. d. e. eliminate Saturday deliveries. use e-mail. pre-sort outgoing mail. use third class postage. use standardized mailboxes. 83 83 83 Part 2 Creation and Use Sample Question 20 _____ is a printing and photocopying technique that works on the basis of 84 electrostatic charges. 84 a. b. c. d. e. Calligraphy Microphotography Xerography Imaging Hybrid 84 Part 2 Creation and Use Sample Question 20 _____ is a printing and photocopying technique that works on the basis of 85 electrostatic charges. 85 a. b. c. d. e. Calligraphy Microphotography Xerography Imaging Hybrid 85 86 86 Part 3 RIM Systems, Storage and Retrieval 86 Part 3 Systems, Storage & Retrieval • • • • Basic Concepts Filing Systems File System Design Indexing and Retrieval • File Conversions • Records Storage Facilities • Records Center 87 Operations 87 • Commercial Records Centers 87 Part 3 Systems, Storage & Retrieval Sample Question 1 Records that continue to be used with sufficient frequency to justify keeping them in 88 the office of creation are _____ records. 88 a. b. c. d. e. stable inactive active reference business 88 Part 3 Systems, Storage & Retrieval Sample Question 1 Records that continue to be used with sufficient frequency to justify keeping them in 89 the office of creation are _____ records. 89 a. b. c. d. e. stable inactive active reference business 89 Part 3 Systems, Storage & Retrieval Sample Question 2 A technique to provide automated access to data from media that must be mounted before 90 being read is _____ storage. 90 a. b. c. d. e. offline centralized decentralized active nearline 90 Part 3 Systems, Storage & Retrieval Sample Question 2 A technique to provide automated access to data from media that must be mounted before 91 being read is _____ storage. 91 a. b. c. d. e. offline centralized decentralized active nearline 91 Part 3 Systems, Storage & Retrieval Sample Question 3 A patient’s medical record is an example of a _____ file. a. b. c. d. e. reference convenience history case correspondence 92 92 92 Part 3 Systems, Storage & Retrieval Sample Question 3 A patient’s medical record is an example of a _____ file. a. b. c. d. e. reference convenience history case correspondence 93 93 93 Part 3 Systems, Storage & Retrieval Sample Question 4 The _____ used to store computer data could be in the form of disk or tape. a. b. c. d. e. media folder network botnet container 94 94 94 Part 3 Systems, Storage & Retrieval Sample Question 4 The _____ used to store computer data could be in the form of disk or tape. a. b. c. d. e. media folder network botnet container 95 95 95 Part 3 Systems, Storage & Retrieval Sample Question 5 _____ filing was developed for large name files where surnames may sound alike but have 96 spelling variations. 96 a. b. c. d. e. Alphabetic Geographic Hierarchical Chronologic Phonetic 96 Part 3 Systems, Storage & Retrieval Sample Question 5 _____ filing was developed for large name files where surnames may sound alike but have 97 spelling variations. 97 a. b. c. d. e. Alphabetic Geographic Hierarchical Chronologic Phonetic 97 Part 3 Systems, Storage & Retrieval Sample Question 6 Microfiche and microfilm jackets are considered _____ media. a. b. c. d. e. electronic physical unitized direct roll 98 98 98 Part 3 Systems, Storage & Retrieval Sample Question 6 Microfiche and microfilm jackets are considered _____ media. a. b. c. d. e. electronic physical unitized direct roll 99 99 99 Part 3 Systems, Storage & Retrieval Sample Question 7 For permanent storage of microfilm, boxes must be chemically stable and free of: a. b. c. d. e. ink. coloring. labels. acid. redox. 100 100 100 Part 3 Systems, Storage & Retrieval Sample Question 7 For permanent storage of microfilm, boxes must be chemically stable and free of: a. b. c. d. e. ink. coloring. labels. acid. redox. 101 101 101 Part 3 Systems, Storage & Retrieval Sample Question 8 Which of the following is an advantage of centralized file rooms? a. b. c. d. e. Users are located close to the records. 102 102 There are no misfiles. Duplication is minimized. Employees will not keep personal records. Records are always color-coded. 102 Part 3 Systems, Storage & Retrieval Sample Question 8 Which of the following is an advantage of centralized file rooms? a. b. c. d. e. Users are located close to the records. 103 103 There are no misfiles. Duplication is minimized. Employees will not keep personal records. Records are always color-coded. 103 Part 3 Systems, Storage & Retrieval Sample Question 9 _____ filing is considered an indirect access system. a. b. c. d. e. Alphabetic Subject Chronologic Numeric Geographic 104 104 104 Part 3 Systems, Storage & Retrieval Sample Question 9 _____ filing is considered an indirect access system. a. b. c. d. e. Alphabetic Subject Chronologic Numeric Geographic 105 105 105 Part 3 Systems, Storage & Retrieval Sample Question 10 When considering converting a manual paper filing system to a digital imaging system, _____ 106 could be a deciding factor. 106 a. b. c. d. e. network traffic color-coding folder size document size reference activity 106 Part 3 Systems, Storage & Retrieval Sample Question 10 When considering converting a manual paper filing system to a digital imaging system, _____ 107 could be a deciding factor. 107 a. b. c. d. e. network traffic color-coding folder size document size reference activity 107 Part 3 Systems, Storage & Retrieval Sample Question 11 A methodology to evaluate different methods or strategies by estimating the ratio of all 108 expenses to benefits is a: 108 a. b. c. d. e. strategic business plan. SWOT analysis. conversion. cost-benefit analysis. data migration. 108 Part 3 Systems, Storage & Retrieval Sample Question 11 A methodology to evaluate different methods or strategies by estimating the ratio of all 109 expenses to benefits is a: 109 a. b. c. d. e. strategic business plan. SWOT analysis. conversion. cost-benefit analysis. data migration. 109 Part 3 Systems, Storage & Retrieval Sample Question 12 _____ is a backfile conversion method where records are only digitized when needed. a. b. c. d. e. Day forward Reference scanning Scan-on-demand Complete digitization Service digitization 110 110 110 Part 3 Systems, Storage & Retrieval Sample Question 12 _____ is a backfile conversion method where records are only digitized when needed. a. b. c. d. e. Day forward Reference scanning Scan-on-demand Complete digitization Service digitization 111 111 111 Part 3 Systems, Storage & Retrieval Sample Question 13 Mobile shelving systems increase storage density by drastically reducing _____ space. a. b. c. d. e. shelf folder reference cabinet aisle 112 112 112 Part 3 Systems, Storage & Retrieval Sample Question 13 Mobile shelving systems increase storage density by drastically reducing _____ space. a. b. c. d. e. shelf folder reference cabinet aisle 113 113 113 Part 3 Systems, Storage & Retrieval Sample Question 14 A _____ is a sealed room-size storage enclosure incorporated into a structure. a. b. c. d. e. safe file room vault records center shelter 114 114 114 Part 3 Systems, Storage & Retrieval Sample Question 14 A _____ is a sealed room-size storage enclosure incorporated into a structure. a. b. c. d. e. safe file room vault records center shelter 115 115 115 Part 3 Systems, Storage & Retrieval Sample Question 15 _____ folders hang from rails built into or installed into file drawers. a. b. c. d. e. Side-tab Color-coded Accordion Manila Suspended 116 116 116 Part 3 Systems, Storage & Retrieval Sample Question 15 _____ folders hang from rails built into or installed into file drawers. a. b. c. d. e. Side-tab Color-coded Accordion Manila Suspended 117 117 117 Part 3 Systems, Storage & Retrieval Sample Question 16 A records center is a specially designed, warehouse-type facility that provides highdensity storage for records that are: 118 118 a. b. c. d. e. never used. retrieved frequently. used infrequently. permanent. vital. 118 Part 3 Systems, Storage & Retrieval Sample Question 16 A records center is a specially designed, warehouse-type facility that provides highdensity storage for records that are: 119 119 a. b. c. d. e. never used. retrieved frequently. used infrequently. permanent. vital. 119 Part 3 Systems, Storage & Retrieval Sample Question 17 Most records centers provide a _____ area where records may be examined by authorized 120 persons. 120 a. b. c. d. e. disposal staging vault reference stack 120 Part 3 Systems, Storage & Retrieval Sample Question 17 Most records centers provide a _____ area where records may be examined by authorized 121 persons. 121 a. b. c. d. e. disposal staging vault reference stack 121 Part 3 Systems, Storage & Retrieval Sample Question 18 Most records centers use _____ shelving or pallet rack units to store containers. a. b. c. d. e. steel plastic wooden mobile lateral 122 122 122 Part 3 Systems, Storage & Retrieval Sample Question 18 Most records centers use _____ shelving or pallet rack units to store containers. a. b. c. d. e. steel plastic wooden mobile lateral 123 123 123 Part 3 Systems, Storage & Retrieval Sample Question 19 A new document or file placed within an existing stored container of records is a/an: a. b. c. d. e. refile. backfile. interfile. chron file. reading file. 124 124 124 Part 3 Systems, Storage & Retrieval Sample Question 19 A new document or file placed within an existing stored container of records is a/an: a. b. c. d. e. refile. backfile. interfile. chron file. reading file. 125 125 125 Part 3 Systems, Storage & Retrieval Sample Question 20 Storage termination costs in a commercial records center are also referred to as _____ 126 fees: 126 a. b. c. d. e. filing destruction exit delivery contract 126 Part 3 Systems, Storage & Retrieval Sample Question 20 Storage termination costs in a commercial records center are also referred to as _____ 127 fees: 127 a. b. c. d. e. filing destruction exit delivery contract 127 128 128 Part 4 Records Appraisal, Retention, Protection and Disposition 128 Part 4 Appraisal, Retention, Protection & Disposition • Records Inventory • Records Appraisal • Retention Schedule Creation • Schedule Implementation • Schedule Administration • Vital Records Program129 129 • Business Continuity • Archives 129 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 1 A records _____ is a group of logically related records that support a specific business or 130 130 administrative operation. a. b. c. d. e. inventory retention schedule series center assessment 130 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 1 A records _____ is a group of logically related records that support a specific business or 131 131 administrative operation. a. b. c. d. e. inventory retention schedule series center assessment 131 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 2 The records _____ is a process of surveying the records in an office, typically at the series level. a. b. c. d. e. inventory analysis appraisal classification recovery 132 132 132 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 2 The records _____ is a process of surveying the records in an office, typically at the series level. a. b. c. d. e. inventory analysis appraisal classification recovery 133 133 133 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 3 The _____ should be the principal contact for all records inventory activity within their 134 respective office areas. 134 a. b. c. d. e. finance auditor corporate lawyers CIO archivist departmental coordinator 134 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 3 The _____ should be the principal contact for all records inventory activity within their 135 respective office areas. 135 a. b. c. d. e. finance auditor corporate lawyers CIO archivist departmental coordinator 135 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 4 Legal retention criteria may be defined by _____ that mandate retention periods of records for a specific period of time. 136 136 a. b. c. d. e. judges attorneys laws criteria archivists 136 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 4 Legal retention criteria may be defined by _____ that mandate retention periods of records for a specific period of time. 137 137 a. b. c. d. e. judges attorneys laws criteria archivists 137 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 5 A/an _____ retention schedule specifies retention periods for designated records 138where series, regardless of the program units 138 the records are maintained. a. b. c. d. e. departmental approved committee legal general 138 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 5 A/an _____ retention schedule specifies retention periods for designated records 139where series, regardless of the program units 139 the records are maintained. a. b. c. d. e. departmental approved committee legal general 139 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 6 Typical reviewers and approvals of the new retention schedule may include the legal 140a/an: department, chief financial officer and 140 a. b. c. d. e. safety officer. archivist. CEO. CIO. marketing director. 140 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 6 Typical reviewers and approvals of the new retention schedule may include the legal 141a/an: department, chief financial officer and 141 a. b. c. d. e. safety officer. archivist. CEO. CIO. marketing director. 141 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 7 A certificate of _____ documents the disposal of specific records in conformity with an 142 approved retention schedule. 142 a. b. c. d. e. evidence authenticity transfer inventory destruction 142 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 7 A certificate of _____ documents the disposal of specific records in conformity with an 143 approved retention schedule. 143 a. b. c. d. e. evidence authenticity transfer inventory destruction 143 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 8 A hold order is a communication directing the halt of scheduled _____ of any records subject 144 to potentially relevant litigation or audit. 144 a. b. c. d. e. retention destruction migration conversion transfer 144 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 8 A hold order is a communication directing the halt of scheduled _____ of any records subject 145 to potentially relevant litigation or audit. 145 a. b. c. d. e. retention destruction migration conversion transfer 145 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 9 Vital records are _____ information. a. b. c. d. e. important useless mission-critical permanent evidential 146 146 146 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 9 Vital records are _____ information. a. b. c. d. e. important useless mission-critical permanent evidential 147 147 147 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 10 A risk analysis is also referred to as a risk: a. b. c. d. e. statement. schedule. measure. assessment. determination. 148 148 148 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 10 A risk analysis is also referred to as a risk: a. b. c. d. e. statement. schedule. measure. assessment. determination. 149 149 149 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 11 Dispersal of electronic records often includes application and system _____ necessary to 150 access the records. 150 a. b. c. d. e. documentation tapes software stamps drives 150 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 11 Dispersal of electronic records often includes application and system _____ necessary to 151 access the records. 151 a. b. c. d. e. documentation tapes software stamps drives 151 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 12 A vital records master plan will list the record title, the responsible department and the 152 method of: 152 a. b. c. d. e. destruction. filing. storage. protection. delivery. 152 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 12 A vital records master plan will list the record title, the responsible department and the 153 method of: 153 a. b. c. d. e. destruction. filing. storage. protection. delivery. 153 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 13 In the testing phase of the business continuity plan, simulated scenarios of _____ are 154 executed. 154 a. b. c. d. e. disasters protection audits discovery conversions 154 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 13 In the testing phase of the business continuity plan, simulated scenarios of _____ are 155 executed. 155 a. b. c. d. e. disasters protection audits discovery conversions 155 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 14 Disaster recovery planning includes procedures to recover from and _____ the impact of an 156 unexpected interruption of operations. 156 a. b. c. d. e. observe multiply stage soften mitigate 156 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 14 Disaster recovery planning includes procedures to recover from and _____ the impact of an 157 unexpected interruption of operations. 157 a. b. c. d. e. observe multiply stage soften mitigate 157 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 15 Preservation _____is/are information about an object used to protect the object from harm, 158 158 deterioration or destruction. a. b. c. d. e. techniques indexes values metadata entries 158 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 15 Preservation _____is/are information about an object used to protect the object from harm, 159 159 deterioration or destruction. a. b. c. d. e. techniques indexes values metadata entries 159 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 16 Evidential value is the quality of records that provides information about the _____, 160 functions, and activities of the creator. 160 a. b. c. d. e. age charter origin name research 160 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 16 Evidential value is the quality of records that provides information about the _____, 161 functions, and activities of the creator. 161 a. b. c. d. e. age charter origin name research 161 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 17 A _____ is a tool that facilitates discovery of information within a collection of archival 162 records. 162 a. b. c. d. e. newsletter master retention schedule roster finding aid certificate of destruction 162 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 17 A _____ is a tool that facilitates discovery of information within a collection of archival 163 records. 163 a. b. c. d. e. newsletter master retention schedule roster finding aid certificate of destruction 163 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 18 All of the following are considered to be preservation methods and techniques, except: a. b. c. d. e. emulation. microfilming. conversion. encapsulation. honeycombing. 164 164 164 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 18 All of the following are considered to be preservation methods and techniques, except: a. b. c. d. e. emulation. microfilming. conversion. encapsulation. honeycombing. 165 165 165 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 19 A manuscript repository is an institution that collects historically valuable records of: a. b. c. d. e. local or state governments. federal governments. united nations. individuals or families. private corporations. 166 166 166 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 19 A manuscript repository is an institution that collects historically valuable records of: a. b. c. d. e. local or state governments. federal governments. united nations. individuals or families. private corporations. 167 167 167 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 20 The purpose of _____ is to preserve the original software environment in which digital data of long-term value were created.168 168 a. b. c. d. e. migration emulsion emulation digitization conversion 168 Part 4 Appraisal, Retention, Protection & Disposition Sample Question 20 The purpose of _____ is to preserve the original software environment in which digital data of long-term value were created.169 169 a. b. c. d. e. migration emulsion emulation digitization conversion 169 170 170 Part 5 Technology, Equipment and Supplies 170 Part 5 Technology, Equipment and Supplies • System Lifecycle • Architecture and Infrastructure • Lifecycle Management • Imaging Technology • Program, Software171 and 171 Applications 171 Part 5 Technology, Equipment and Supplies Sample Question 1 The _____ phase of the system development life cycle verifies that the system works and 172 meets all of the business requirements. 172 a. b. c. d. e. development planning analysis implementation testing 172 Part 5 Technology, Equipment and Supplies Sample Question 1 The _____ phase of the system development life cycle verifies that the system works and 173 meets all of the business requirements. 173 a. b. c. d. e. development planning analysis implementation testing 173 Part 5 Technology, Equipment and Supplies Sample Question 2 A _____ plan is a step-by-step guideline defining how the organization will recover 174of its from a disaster or extended disruption 174 business. a. b. c. d. e. workflow business process systems lifecycle development business continuity strategic 174 Part 5 Technology, Equipment and Supplies Sample Question 2 A _____ plan is a step-by-step guideline defining how the organization will recover 175of its from a disaster or extended disruption 175 business. a. b. c. d. e. workflow business process systems lifecycle development business continuity strategic 175 Part 5 Technology, Equipment and Supplies Sample Question 3 The central processing unit (CPU) is the actual hardware that interprets and executes _____ 176 176 instructions. a. b. c. d. e. software communications recordkeeping web retention 176 Part 5 Technology, Equipment and Supplies Sample Question 3 The central processing unit (CPU) is the actual hardware that interprets and executes _____ 177 177 instructions. a. b. c. d. e. software communications recordkeeping web retention 177 Part 5 Technology, Equipment and Supplies Sample Question 4 A _____ computer is a small, portable, fully functional, battery-powered computer. a. b. c. d. e. desktop calculator mainframe notebook docking 178 178 178 Part 5 Technology, Equipment and Supplies Sample Question 4 A _____ computer is a small, portable, fully functional, battery-powered computer. a. b. c. d. e. desktop calculator mainframe notebook docking 179 179 179 Part 5 Technology, Equipment and Supplies Sample Question 5 _____ are tiny files hidden inside an internet browser that can disclose to others what PCusers are doing on their computers. 180 180 a. b. c. d. e. Datamarts Spam Cookies Portals Blackberries 180 Part 5 Technology, Equipment and Supplies Sample Question 5 _____ are tiny files hidden inside an internet browser that can disclose to others what PCusers are doing on their computers. 181 181 a. b. c. d. e. Datamarts Spam Cookies Portals Blackberries 181 Part 5 Technology, Equipment and Supplies Sample Question 6 A/An _____ is an organized collection of information accessed according to the use of 182 logical structure information. 182 a. b. c. d. e. index database system portal dictionary 182 Part 5 Technology, Equipment and Supplies Sample Question 6 A/An _____ is an organized collection of information accessed according to the use of 183 logical structure information. 183 a. b. c. d. e. index database system portal dictionary 183 Part 5 Technology, Equipment and Supplies Sample Question 7 The original application and format used to create an electronic record is its _____ format. a. b. c. d. e. native proprietary mirror official online 184 184 184 Part 5 Technology, Equipment and Supplies Sample Question 7 The original application and format used to create an electronic record is its _____ format. a. b. c. d. e. native proprietary mirror official online 185 185 185 Part 5 Technology, Equipment and Supplies Sample Question 8 A process performed by special computer software for scrambling plain text and other 186 digital information is: 186 a. b. c. d. e. emulation. migration. encryption. preservation. mirroring. 186 Part 5 Technology, Equipment and Supplies Sample Question 8 A process performed by special computer software for scrambling plain text and other 187 digital information is: 187 a. b. c. d. e. emulation. migration. encryption. preservation. mirroring. 187 Part 5 Technology, Equipment and Supplies Sample Question 9 _____ classify information into logical categories that allow users to readily browse 188 through content. 188 a. b. c. d. e. Repositories Purges Taxonomies Platforms Databases 188 Part 5 Technology, Equipment and Supplies Sample Question 9 _____ classify information into logical categories that allow users to readily browse 189 through content. 189 a. b. c. d. e. Repositories Purges Taxonomies Platforms Databases 189 Part 5 Technology, Equipment and Supplies Sample Question 10 _____ retrieval is the ability of a recordkeeping system to consistently deliver to its users exactly the information they request.190 190 a. b. c. d. e. Marginal Relevant Search Precise Qualitative 190 Part 5 Technology, Equipment and Supplies Sample Question 10 _____ retrieval is the ability of a recordkeeping system to consistently deliver to its users exactly the information they request.191 191 a. b. c. d. e. Marginal Relevant Search Precise Qualitative 191 Part 5 Technology, Equipment and Supplies Sample Question 11 A software program that runs on a new computer and allows it to operate like an old 192 computer is a/an: 192 a. b. c. d. e. intranet. spreadsheet. taxonomy. database. emulator. 192 Part 5 Technology, Equipment and Supplies Sample Question 11 A software program that runs on a new computer and allows it to operate like an old 193 computer is a/an: 193 a. b. c. d. e. intranet. spreadsheet. taxonomy. database. emulator. 193 Part 5 Technology, Equipment and Supplies Sample Question 12 All of the following are records destruction methods, except: a. b. c. d. e. incineration. shredding. maceration. pulverization. redacting. 194 194 194 Part 5 Technology, Equipment and Supplies Sample Question 12 All of the following are records destruction methods, except: a. b. c. d. e. incineration. shredding. maceration. pulverization. redacting. 195 195 195 Part 5 Technology, Equipment and Supplies Sample Question 13 _____ measures the ability of microfilm equipment and photographic materials to render fine detail within an image. 196 196 a. b. c. d. e. Reduction Redaction Resolution Magnification Archiving 196 Part 5 Technology, Equipment and Supplies Sample Question 13 _____ measures the ability of microfilm equipment and photographic materials to render fine detail within an image. 197 197 a. b. c. d. e. Reduction Redaction Resolution Magnification Archiving 197 Part 5 Technology, Equipment and Supplies Sample Question 14 All of the following are benefits of implementing an imaging system, except: a. b. c. d. e. convenient remote access. elimination of indexing activity. reduced photocopying. version control. improved productivity. 198 198 198 Part 5 Technology, Equipment and Supplies Sample Question 14 All of the following are benefits of implementing an imaging system, except: a. b. c. d. e. convenient remote access. elimination of indexing activity. reduced photocopying. version control. improved productivity. 199 199 199 Part 5 Technology, Equipment and Supplies Sample Question 15 _____ means that information has not been altered. a. b. c. d. e. Security Availability Accountability Integrity Confidentiality 200 200 200 Part 5 Technology, Equipment and Supplies Sample Question 15 _____ means that information has not been altered. a. b. c. d. e. Security Availability Accountability Integrity Confidentiality 201 201 201 Part 5 Technology, Equipment and Supplies Sample Question 16 The _____ component of a decision support system performs the function of storing and maintaining the information you want202 to use. 202 a. b. c. d. e. user interface organizational external model management data management 202 Part 5 Technology, Equipment and Supplies Sample Question 16 The _____ component of a decision support system performs the function of storing and maintaining the information you want203 to use. 203 a. b. c. d. e. user interface organizational external model management data management 203 Part 5 Technology, Equipment and Supplies Sample Question 17 Enterprise content management refers to the technologies, tools and methods used to 204 create, capture, process, store and preserve 204 _____content. a. b. c. d. e. structured unstructured procedure structured financial 204 Part 5 Technology, Equipment and Supplies Sample Question 17 Enterprise content management refers to the technologies, tools and methods used to 205 create, capture, process, store and preserve 205 _____content. a. b. c. d. e. structured unstructured procedure structured financial 205 Part 5 Technology, Equipment and Supplies Sample Question 18 A _____ defines all the steps or business rules, from beginning to end, required for a business 206 process. 206 a. b. c. d. e. wiki website workflow system database 206 Part 5 Technology, Equipment and Supplies Sample Question 18 A _____ defines all the steps or business rules, from beginning to end, required for a business 207 process. 207 a. b. c. d. e. wiki website workflow system database 207 Part 5 Technology, Equipment and Supplies Sample Question 19 _____ allows users to communicate in real time between computers without a record of 208 the conversation. 208 a. b. c. d. e. E-mail Snail mail Voice mail Instant messaging Spam 208 Part 5 Technology, Equipment and Supplies Sample Question 19 _____ allows users to communicate in real time between computers without a record of 209 the conversation. 209 a. b. c. d. e. E-mail Snail mail Voice mail Instant messaging Spam 209 Part 5 Technology, Equipment and Supplies Sample Question 20 A _____ is a Web site in the form of a journal in which you post entries in chronological order and often allow viewers to add210 210 comments. a. b. c. d. e. wiki portal podcast broadcast blog 210 Part 5 Technology, Equipment and Supplies Sample Question 20 A _____ is a Web site in the form of a journal in which you post entries in chronological order and often allow viewers to add211 211 comments. a. b. c. d. e. wiki portal podcast broadcast blog 211