COMMUNITY DEVELOPMENT DEPARTMENT 333 Broadalbin St SW Albany, OR 97321 Ph: 541-917-7550 Fax: 541-791-0150 www.cityofalbany.net/cdbg 2015 CDBG Program Year PUBLIC SERVICES GRANTS OVERVIEW The City of Albany Community Development Department announces the availability of Community Development Block Grant (CDBG) funds for Public Service activities. Funds are authorized under the Housing and Community Development Act of 1974, as amended, and are received from the U.S. Department of Housing and Urban Development (HUD). CDBG activities must be in accordance with the City of Albany (City) 2013-2017 Consolidated Plan and in compliance with National objectives to develop viable urban communities through implementation of the following goals, principally for the benefit of low- and moderate-income (LMI) persons: Decent housing, A suitable living environment, Eliminate slums and blight, and Expanded economic opportunity. Pre-Application Workshop (MANDATORY): A Pre-application Workshop is mandatory for all agencies applying for funding. The workshop will be an opportunity for potential applicants to ask questions about the application, CDBG programs and requirements, evaluation criteria, and grantee requirements. An agency representative must be present at one of the mandatory workshops for the application to qualify (one person cannot represent multiple agencies). Workshop dates are: Wednesday, December 3, 2014, from 1:00 p.m. to 2:00 p.m. in the Willamette Room Friday, December 12, 2014, from 9:00 a.m. to 10:00 a.m. in the Santiam Rooms Questions, please visit the Community Development Counter on the second floor City of Albany, 333 Broadalbin St SW, Albany, 97321 To make a reservation, email or call Anne Catlin: anne.catlin@cityofalbany.net; (541) 917-7560. Application Deadline: All applications must be postmarked or received by the City of Albany Community Development Department staff no later than 4:00 p.m. on January 12, 2015. All original applications will be date stamped. Late submissions will not be accepted. Submission Requirements: One (1) original signed copy (double-sided is preferred). Please reference all additional “Attachments” in the application wherever applicable. One electronic submittal of the complete application and attachments may be emailed to anne.catlin@cityofalbany.net, but will not substitute for the original signed copy. Submit applications and questions to Anne Catlin; 541-917-7560; anne.catlin@cityofalbany.net. In Person: Albany City Hall, Community Development Department, 333 Broadalbin Street SW By Mail: P.O. Box 490; Albany, OR 97321 City of Albany, Application for CDBG-Funded Public Service Activities Page 1 of 12 The City will translate this document into another language upon request. Por favor, póngase en contacto con Anne Catlin asistencia para traducir este documento. Persons with disabilities may request reasonable accommodations. Requests should be made as early as possible to allow time to arrange the accommodations. Applicant Eligibility: In order to apply, an agency or organization must demonstrate that it is: Organized as a 501(c)(3) or (c)(4) not-for-profit corporation; or A tax-exempt organization with letter of determination from the Internal Revenue Service. Eligible Public Services and Activities: In order to qualify for funding, HUD requires the public service be one of the following: A new service or an expanded level of an existing public service; An existing service previously funded by the City’s CDBG (to maintain or expand the level of service); or Existing services, as long as the service was not provided by or on behalf of a local government with local or state government funding. Consolidated Plan Goals: The service must address one or more of the following priority needs identified in the City’s 2013-2017 Consolidated Plan and/or demonstrate the need should be added to the Plan: Reduce homelessness; Stimulate economic growth, development, and employment opportunities that will principally benefit LMI persons; Provide needed services to low-income and special needs residents; Support fair housing through education, counseling, legal assistance, and consumer protection programs; Reduce housing cost burden for Albany’s low-income households; or Remove blighting influences and/or improve low and moderate-income neighborhoods. Additional CDBG Program Goal (per 24 CFR 570 Subpart J): Eliminate conditions detrimental to health, safety, and public welfare. All public Service activities must meet a CDBG National Objective as described in Attachment D. Eligible public service activities include, but are not limited to (per 24 CFR 570 Subpart J): Homeless services Domestic violence and child abuse services Senior and disabled services Substance abuse counseling and Job training treatment Child care Energy conservation counseling and Health care testing Education programs – life skills, etc. Homebuyer down-payment assistance Public safety services Recreation programs Youth services Fair housing services activities Welfare (up to three (3) months of emergency grant payments for food, clothing, and shelter) City of Albany, Application for CDBG-Funded Public Service Activities Page 2 of 12 Activities not eligible for funding: Political or religious activities or on-going payments (defined as more than three consecutive months) to individuals for their food, clothing, rent, utilities or other income payments. The acquisition of land, or the construction, acquisition, and/or rehabilitation of buildings are not eligible public services. Funding Allocations: CDBG program guidelines limit funding to Public Services to 15% of Albany’s annual CDBG allocation for the program year. The City estimates there will be approximately $55,000 available for public services in Fiscal Year 2015-2016. Minimum Grant Request: $5,000 per eligible activity per fiscal year Maximum Grant Request: None; however, the Commission prefers to fund two or more programs Eligible costs include labor, materials, supplies, some operating and maintenance costs for the portion of the facility in which the public service is located, and equipment necessary for the provision of the public service. Ineligible costs include income payments (except as three (3) month emergency grant payments for basic levels of shelter or food), assistance for buildings used for the general conduct of government, general local government expenses, political activities, and the purchase of equipment except equipment that constitutes all or part of a public service. Priorities for Public Services Grants: CDBG funds are awarded on a competitive basis and there are often more applications than funds available. To ensure fair and equitable access to all eligible applicants, the City has developed policies and priorities to guide the use of these funds. These policies and priorities are based on federal requirements for the CDBG program and local needs and funding priorities. Award Policies and Priorities: These general policies and priorities apply to all applications for CDBG funds: 1. Grantees who receive funds in year one are not guaranteed future funding.Future funding is dependent on many factors, including need and performance; 2. The Community Development Commission (CDC) will carefully evaluate funding to the same organization for the same project (or a substantially similar project) for more than several consecutive years; and 3. Grantees may not purchase capital equipment with CDBG funds. Funding priority will be given to activities that: have a high benefit to low-income Albany residents; require a short-term infusion of funds and have a detailed plan for permanent funding; maximize the use of outside funds and services; support or coordinate with other public, private, or community development efforts; are clearly defined as to scope, need, budget, goals, and means for evaluation of program progress; demonstrate the capacity of the applicant, and the capability to be carried out successfully; present a reasonable, sound budget; are to be implemented by organizations with a solid record of accomplishment; and are ready to proceed immediately after funds are received, and are prepared to spend the funds within a 12 month period (any funds not spent within this timeframe may be collected by the City and re-programmed). City of Albany, Application for CDBG-Funded Public Service Activities Page 3 of 12 Application Evaluation and Selection: The CDC and City Council will evaluate applications based on the following rating system: Activity need and Consolidated Plan priority, clear goals/objectives High benefit to low-income Albany residents, number served Agency capacity and experiece w/ activity-financial, staff Experience managing CDBG or federally-funded projects Project budget costs are reasonable, sound agency budget NEW! Amount of leveraged/matching funds* (per below) > 1 to 1 20 points 1-.75 to 1 15-19 points .75 -.5 to 1 10-14 points .5 -.25 to 1 5-9 points .10-.25 to 1 2-4 points .10 - 0 to 1 0 points 20 Points 20 Points 10 Points 5 Points 20 Points 20 Points *NOTE: Agencies may count volunteer and staff hours to the activity. Volunteer hours are calculated at the current annual volunteer wage rate. Funding and Project Timeline: The CDC will review applications in January and February for consideration in the City’s 2015 Annual Action Plan. The Draft 2015 Action Plan will be published in early April for a 30-day comment period. At the end of the comment period, the Plan and budget with any revisions will be submitted to the City Council for approval and authorization to submit to HUD by May 15, 2015. Once HUD approves the Plan and funds are released, a funding agreement will be prepared and signed between Albany and the sub-recipient. Funded activities would begin no sooner than July 1, 2015. Funding agreements will have an implementation timeline of 12 months from date of contract. Availability of Funds for Future Fiscal Years: Successive funding opportunities will remain competitive and thus there is no implicit or explicit guarantee funding will be renewed. No liability shall accrue to the City of Albany in the event this provision is exercised, and the City of Albany shall not be obligated or liable for any future payments or for any damages as a result of termination under this paragraph. Contractual Requirements: Each grantee selected to receive funds is required to sign a contract with the city. No costs incurred prior to the execution of an agreement with the city are reimbursable. Under CDBG laws and regulations, certain requirements must be met in order to negotiate an agreement. These requirements include the following: 1. After an application is approved for funding, a contract will be prepared for authorized signatures. The contract will specify the amount of the award, the period for which the project is approved, the contract terms, federal requirements, and administrative provisions. Special conditions attached to the award will also be specified in the agreement. 2. All recipients are required to comply with the federal government’s uniform administrative requirements for non-profit organizations (codified at 24 CFR Part 84). City of Albany, Application for CDBG-Funded Public Service Activities Page 4 of 12 3. Grantees are required to submit and file monthly and quarterly reports on clients served and progress on program goals. Requests for reimbursement of expenses are processed quarterly. 4. A minimum of one site visit will be made by the City during the grant period. Records to be maintained are found in 24 CFR 570.506 and reporting requirements in 24 CFR 570.507. 5. In the event of non-compliance, the agreement may be terminated or suspended in whole or in part. Disclaimer: This solicitation is offered in accordance with federal and state requirements governing procurement of professional services. Accordingly, City of Albany reserves the right to negotiate an agreement based on fair and reasonable compensation for the scope of work and services proposed, as well as the right to reject any and all responses that no application received is either feasible, meets a local need, or serves eligible or intended beneficiaries. City of Albany, Application for CDBG-Funded Public Service Activities Page 5 of 12 COMMUNITY DEVELOPMENT DEPARTMENT 333 Broadalbin St SW Albany, OR 97321 Ph: 541-917-7550 Fax: 541-791-0150 2015 CDBG Program Year PUBLIC SERVICES GRANT APPLICATION Application Elements and Checklist: The application must address the following items: 1. Project Narrative – Complete the questions. 2. Detailed Project Budget – Submit a budget that includes all funding sources and proof of funding references (you may use the summary budget form in Attachment A). 3. Project Staffing – Submit information about each project staff person as outlined in Attachment B. Submit resumes for the project manager(s) 4. Agency Information - The applicant must provide current documentation showing it possesses adequate fiscal management systems and legal certifications to implement the proposed project. Organizational mission statement and date established Proof of non-profit or tax exemption status with IRS Current Articles of Incorporation and Bylaws Board/governing body: list of current board members, number of times met in the last 12 months, indicate if minutes are kept of board meetings Current year operating budget Financial statements (3 months) Most recent financial audit Tax return 990 forms for the most recent year Proof of Liability Insurance/Bonding/Worker’s Compensation Required Certifications signed by authorized official (Attachment C) Completed 1099 Tax Form Project Narrative: Please submit answers to the following questions in a separate narrative. Project Overview 1. Describe in detail the proposed service/project, and its consistency with needs and priorities identified in the Consolidated Plan and/or Annual Action Plan. Provide statistics or evidence to document the need. List actions our outline the services that will be provided to address the identified need. 2. Describe how the proposed service/project will comply with the CDBG National Objective to principally benefit low- and moderate-income persons and describe the Albany clientele and/or area you will serve. See Attachment D for more information on national objectives. Note: Recipients of any proposed projects or services must be City of Albany residents. City of Albany, Application for CDBG-Funded Public Service Activities Page 6 of 12 3. Please explain any complementary services or resources offered to project clients by your agency or through inter-agency collaboration or formal partnership with other agencies. Please explain any collaborative efforts with other agencies. 4. Please identify specific performance measures of the service/project, including how many people will be served by the proposed project and the impact or outcome to be achieved by the project. Program impact reflects the extent to which the proposed activity produces desired outcomes in the community or in the lives of persons assisted (link goals with outcomes) [Example performance measure: 4 homes repaired. Example outcome: Reduced operating costs for low-income household.] See Attachment D for HUD performance measures. 5. Describe experience conducting the same or similar projects, if any, and your success with performance measures and outcomes. 6. Project Staffing - Identify the name of all staff participating in the proposed project, their role, experience that they have in this role, their title, and the expected FTE on the project. Staff members identified after the application are subject to review (you may use Attachment B). 7. Project Budget - Provide a summary of the proposed service/project activity budget and other sources of funding (see draft template in Attachment A). Please provide details and references regarding other funding sources being leveraged or used for the proposed project (federal, state, local or private). If applicable, please describe use of donated goods and services and the estimated value of these services and how you arrived at these amounts. Project Sustainability 8. How will your organization continue providing these services if CDBG funds are not awarded next year? 9. If your project is not fully funded, will your organization be able to implement the project with partial funding? Project Timeline: All projects must be completed within one year of funding. 10. Please provide a detailed schedule for the project including the project start date, completion date, and dates when all major activities will be executed. Organizational Capacity 11. Please describe the organization’s history and prior experience, if any, using federal funds or CDBG funds. Please provide your agency’s DUNS # and EIN #. (If you need a DUNS #, please get one online here: http://www.dunandbradstreet.com. 12. If your agency has received federal funds before, explain any issues that were raised during monitoring or compliance with any federal regulations, if any. Budget, Financial Audits and Reports: Please explain any unusual figures. 13. Please explain your agency’s fiscal management procedures and how you will track expenses and employee time to projects and ability to meet all federal and contractual requirements. City of Albany, Application for CDBG-Funded Public Service Activities Page 7 of 12 Attachment A Project Budget Summary (See 24 CFR 570 Subpart J) Estimated Total Cost of Project: CDBG Funding Amount Requested for Project: Total Number of People/ Units Served: Total Cost per Person/Unit Total CDBG Cost per Person/Unit Amount and Source of Other Funds Leveraged for Project: (Please submit proof of other funding $ $ $ $ Source Year Amount sources) Project Budget Detail Specific Cost Item/Description Total CDBG Amount Requested Other Funds Source Other Funds Amount Total Amount CDBG + Other Sources $ $ $ $ $ $ City of Albany, Application for CDBG-Funded Public Service Activities Page 8 of 12 Attachment B Project Personnel Summary Staff Member Background and Expertise of Personnel Name: Title: FTE on This Project: Name: Title: FTE on This Project: Name: Title: FTE on This Project: Name: Title: FTE on This Project: Please submit resumes of the Executive Director and project management staff. See 24 CFR 570.506 for records requirements and 24 CFR 570.507 for reporting requirements. City of Albany, Application for CDBG-Funded Public Service Activities Page 9 of 12 Attachment C Required Certifications for CDBG Public Services Activities Application Signature of Agency Representative with Binding Authority below certifies the following statements: Organization has no conflict of interests with any City of Albany appointed or elected representatives and does not employ city appointed or elected representatives or their families. Organization will comply with all applicable federal requirements, including compliance with federal Labor Standards, Section 3, Segregated Facilities, Equal Opportunity, and Non‐Discrimination. Section 109, Title VI and EO 11246. All requirements are described in 24 CFR 570 Subpart K (CDBG Entitlement Grants). The proposed service or project has been approved by the agency's Board of Directors. Authorized official certifies that this CDBG Public Services application package has been reviewed and all information provided in this application and attachments is true and correct. Sufficient funds are available from non-CDBG sources to complete the project, as described, if CDBG funds are allocated to the applicant. ____________________________________ Signature of authorized agency representative _____________________ Date ____________________________________ Printed name ____________________________________ Title ____________________________________ Organization City of Albany, Application for CDBG-Funded Public Service Activities Page 10 of 12 Attachment D OVERVIEW OF CDBG PROGRAM REQUIREMENTS Per 24 CFR 570 CDBG NATIONAL OBJECTIVES CDBG Public Service projects must principally benefit low- and moderate-income (LMI) persons. Determination is based on either a limited clientele or area benefit activity (see 24 CFR 570.208). Low- and moderate-income (LMI) is defined as having an income equal to or less than 80 percent of the area median income, adjusted for household size. The specific household income limits are based on U.S. Census Bureau estimates, updated and issued by HUD annually (http://www.huduser.org/portal/datasets/il.html). LINN County – 2014 Persons in Household HUD Income Limits 1 2 3 4 5 6 7 8 30% of median income $11,200 $12,800 $14,400 $15,950 $17,250 $18,550 $19,800 $21,100 50% of median income $18,600 $21,250 $23,900 $26,550 $28,700 $30,800 $32,950 $35,050 80% of median income $29,750 $34,000 $38,250 $42,500 $45,900 $49,300 $52,700 $56,100 BENTON County: 2014 HUD Income Limits 30% of median income 50% of median income 80% of median income Persons in Household 1 2 $15,600 $17,800 $25,950 $41,550 3 4 5 6 7 8 $20,050 $22,250 $24,050 $25,850 $27,600 $29,400 $29,650 $33,350 $37,050 $40,050 $43,000 $45,950 $48,950 $47,450 $53,400 $59,300 $64,050 $68,800 $73,550 $78,300 Limited Clientele activity. This is the category most often used for public service activities. Services qualifying under this category serve a specific clientele rather than providing service to all persons in a geographic area. At least 51% of those served must be lLMI persons. Limited clientele activities may qualify as either a presumed benefit activity or a direct benefit activity. A presumed benefit activity is one that exclusively serves a specific group of people that HUD categorically considers to be LMI persons. These categories include: abused children, battered spouses, elderly persons, homeless persons, illiterate adults, persons living with AIDS, migrant farm workers, and severely disabled adults as defined by the Bureau of Census. The project sponsor must document that the activity is designed to be used exclusively by a category of persons presumed by HUD to be LMI. (Typically this is done through a client verification form provided by the City for use by subrecipients.) If the clientele served does not fall under one of the presumed benefit category of persons, it may qualify as a direct benefit activity that serves LMI persons. The project sponsor must verify and maintain documentation regarding the family size and income of each person served. At least 51%of the clientele served must be LMI persons or the activity funded must be limited exclusively to LMI persons. The nature and location of the activity may also support a conclusion that primarily lowand moderate-income persons are served. To qualify under this definition, the service provided must be both of such nature and in such location that it may reasonably be concluded that the activity’s clientele will primarily be LMI persons. Area Benefit activity benefits all residents in a particular area where the residents are primarily LMI. The area served must be primarily residential in nature and the activity must be designed to meet the identified needs of LMI people. Albany 2010 Census Tracts 204 and 208 qualify as low- and moderate-income areas because more than 51% of the population is low- or moderate-income. The City of Albany, Application for CDBG-Funded Public Service Activities Page 11 of 12 boundaries of the service area must be within one of these Census tracts, be specifically delineated in the application, and the basis for determining the boundaries must be substantiated.Census Tract maps are online at http://www.census.gov/geo/maps-data/maps/2010ref/st41_tract.html. The Linn County Census Tract map is here: http://www2.census.gov/geo/maps/dc10map/tract/st41_or/c41043_linn/DC10CT_C41043_001.pdf. HUD PERFORMANCE MEASUREMENT SYSTEM Federal regulations require agencies receiving CDBG funding to report annually under a uniform performance measurement system. The system provides three possible objectives (purpose of the activity) and several possible outcomes (anticipated effect or change in participants or communities) that may be used to measure program performance. Although more than one objective and outcome may apply to a single activity, only one objective and performance outcome may be selected per service/project. As required, the City of Albany has identified objectives and outcome in the Consolidated Plan related to public services that best reflects the purpose in funding the projects. Projects receiving CDBG Public Service funding will fall under one of the two objectives: 1. Creating a Suitable Living Environment. Activities that are designed to benefit low-tomoderate income persons by addressing physical problems and social issues in their living environment. 2. Providing Decent Housing. Housing activities that meet individual, family or community housing needs. Public Services must address one of the following HUD performance outcomes included in the Consolidated Plan: 1. Public service activity other than LMI housing benefit: number of LMI people served. 2. Homeownership assistance or housing counseling: number of LMI households assisted. 3. Operating costs of homeless shelters: number of people served. OTHER FEDERAL REQUIREMENTS INCLUDE BUT ARE NOT LIMITED TO: Funded recipients must comply with all other requirements set forth in 24 CFR 570 Subpart K and in grant contracts. Federal regulations are available online at http://www.ecfr.gov/. Fiscal Management: Agencies receiving funding are required to comply with federal uniform administrative requirements regarding fiscal management including financial reporting, record keeping, accounting systems, payment procedures, procurement of goods and services, conflict of interest, and audit requirements. Non-profit organizations must administer programs in compliance with Office of Management and Budget (OMB) Super Circular codified at 24 CFR Part 84. The Super Circular t supersedes and streamlines requirements from OMB Circulars A–21, A–87, A–110, and A– 122 (which have been placed in OMB guidances); Circulars A–89, A–102, and A–133; and the guidance in Circular A– 50 on Single Audit Act follow-up. Public agencies must administer programs in compliance with 24 CFR Part 85. Non-Discrimination and Equal Opportunity: Agencies receiving funding are required to comply with various federal, state and local laws that provide equal opportunity and prohibit discrimination against persons on the basis of race, color, national origin, religion, sex, age or disability. Discrimination is prohibited in the provision of services, in access to the services and to the facilities where the services are provided, and in all other aspects of administering a CDBG project such as employment and procurement. City of Albany, Application for CDBG-Funded Public Service Activities Page 12 of 12