Chapter 9 Long-Term Assets Useful life of more than one year Used in the operation of a business Not intended for resale Long-term assets might include: Equipment Vehicles Property Trademarks Copyright © Cengage Learning. All rights reserved. 9–1 Carrying Value The unexpired cost of an asset (also called book value) Unexpired Cost = Cost – Accumulated Depreciation On the Balance Sheet: Copyright © Cengage Learning. All rights reserved. 9–2 Classification of Long-Term Assets and Methods of Accounting for Them Copyright © Cengage Learning. All rights reserved. 9–3 Asset Impairment When is an asset deemed impaired? When a long-term asset loses some or all of its potential to generate revenue before the end of its useful life Asset Impairment The carrying value of a long-term asset exceeds its fair value Copyright © Cengage Learning. All rights reserved. 9–4 Acquiring Long-Term Assets How do companies make the decision to acquire long-term assets? Capital Budgeting Method of Evaluation Net Present Value Method Evaluates the purchase based on the net present value of acquisition cost, net annual savings in cash flows, and disposal price Copyright © Cengage Learning. All rights reserved. © Royalty-Free/Corbis 9–5 Net Present Value Method Illustrated Apple Computer is considering the purchase of a $100,000 customer relations software package. Management estimates that the company will save $40,000 in net cash flows per year for four years, the usual life of the software. The software should be worth $20,000 at the end of that period. The interest rate is 10 percent compounded annually. Cash flows related to the purchase of the computer would be as follows: Acquisition cost Net annual savings in cash flows Disposal price Net cash flows 20x5 ($100,000) $40,000 20x6 20x7 20x8 $40,000 $40,000 ($60,000) $40,000 $40,000 $40,000 20,000 $60,000 Present value Tables 1 and 2 can now be used to place the cash flows on a comparable basis. Copyright © Cengage Learning. All rights reserved. 9–6 Example of Net Present Value Method (hwk E4) Acquisition cost Net annual savings in cash flows Disposal price Net cash flows Acquisition Cost 20x5 ($100,000) $40,000 20x6 20x7 20x8 $40,000 $40,000 ($60,000) $40,000 $40,000 $40,000 20,000 $60,000 Present Value Factor = 1.0 ($100,000) Net Annual Savings Present Value Factor = 3.17 Cash Flows Table 2: 4 Periods, 10% 3.170 X $40,000 $126,800 Disposal Price $13,660 Present Value Factor = 0.683 Table 1: 4 Periods, 10% 0.683 X $20,000 Net Present Value As long as the net present value is positive, Apple will earn a return of at least 10 percent. Copyright © Cengage Learning. All rights reserved. $39,600 The return is greater than 10 percent on the investment. Based on this analysis, Apple should purchase the software. 9–7 Financing Long-Term Assets • Financing alternatives: Use cash flow from operations Issue common stock Issue long-term notes Issue bonds Investors may investigate whether a company has free cash flow to finance long-term assets. Copyright © Cengage Learning. All rights reserved. © Royalty Free PhotoDisc Collection/ Getty Images Free cash flow is cash that remains after deducting funds committed to operations at current levels 9–8 The Matching Rule and Long-Term Assets When a company purchases an asset, it may choose to capitalize it, thus deferring an expense to a later period Favorably impacts profitability for that current period Management must use ethical judgments when resolving two issues: 1. How much of the total cost of a long-term asset should be allocated to expense in the current period? 2. How much should be retained on the balance sheet as an asset that will benefit future periods? Copyright © Cengage Learning. All rights reserved. 9–9 Long-Term Asset Accounting Policies Each company must determine how it will treat long-term assets: 1. How is the cost of the long-term asset determined? 2. How should the expired portion of the cost of the long-term asset be allocated against revenues over time? 3. How should subsequent expenditures, such as repairs and additions, be treated? 4. How should disposal of the long-term asset be recorded? Copyright © Cengage Learning. All rights reserved. 9–10 Acquisition Cost of Property, Plant, and Equipment © Royalty Free PhotoDisc Collection/ Getty Images Copyright © Cengage Learning. All rights reserved. 9–11 What Are Expenditures? (hwk E6) Payments or obligations to make a future payment for an asset or for a service Capital Expenditure Expenditure for the purchase or expansion of a longterm asset Copyright © Cengage Learning. All rights reserved. Revenue Expenditure Expenditure for the repair, maintenance, and operation of a long-term asset 9–12 Capital Expenditures Outlays for plant assets, Betterments, which are improvements to a natural resources, and plant asset but that do intangible assets not add to the plant’s Additions, which are physical layout enlargements to the Extraordinary physical layout of a repairs, which are plant asset repairs that significantly enhance a plant asset’s estimated useful life or residual value Copyright © Cengage Learning. All rights reserved. 9–13 Acquisition Costs Includes all expenditures reasonable and necessary to get an asset in place and ready for use Installation costs Freight Insurance while in transit Testing and setup Are these items considered acquisition costs? Repair costs No Interest charges on purchase No © Royalty Free/ Corbis Copyright © Cengage Learning. All rights reserved. 9–14 Acquiring Land Costs that should be debited to the Land account include: Sample Acquisition of Land Purchase price Agent commissions Legal fees Accrued taxes paid by purchaser Grading Land preparation fees Assessments for local improvements Landscaping Copyright © Cengage Learning. All rights reserved. Net purchase price Brokerage fees Legal fees Tearing down old building Less salvage Grading Total cost $340,000 12,000 4,000 $10,000 8,000 12,000 2,000 $370,000 Improvements to real estate like fences, driveways, or parking lots have a limited life. They should be recorded in an account called Land Improvements, not the Land account. 9–15 Acquiring Buildings Acquisition costs include: Purchase price Repairs and other expenditures required to put it in usable condition Buildings are subject to depreciation because they have a limited useful life Copyright © Cengage Learning. All rights reserved. © Royalty Free/ Corbis 9–16 Building Construction Costs © Royalty Free/ Corbis Copyright © Cengage Learning. All rights reserved. Materials and labor Overhead and other indirect costs Architects’ fees Insurance during construction Interest on construction loans Lawyers’ fees Building permits Outside contractors 9–17 Leasehold Improvements Improvements to leased property that become the property of the lessor at the end of the lease Classified as tangible assets in the property, plant, and equipment section of the balance sheet Costs of leasehold improvements are depreciated or amortized over the remaining term of the lease or the useful life of the improvement, whichever is shorter. © Royalty Free/ Getty Images Copyright © Cengage Learning. All rights reserved. 9–18 Acquiring Equipment • Acquisition costs include: Purchase price (less cash discounts) All expenditures connected with purchasing the equipment and preparing it for use • • • • • • Freight Insurance in transit Excise taxes and tariffs Buying expenses Installation costs Cost of test runs Copyright © Cengage Learning. All rights reserved. Equipment is subject to depreciation because it has a limited useful life 9–19 Group Purchases (example SE 4 hwk E 8) Land and other assets may sometimes be purchased for a lump sum Because buildings are depreciable and land is not, the purchase price must be allocated to each asset Land Building Totals Appraisal $ 20,000 180,000 $200,000 10 % 90 100 % ABC Co. buys a building and the land on which it is situated for a lump sum of $170,000. Assume that appraisals yield estimates of $20,000 for the land and $180,000 for the building if purchased separately. Allocate as follows: Percentage ($20,000 ÷ $200,000) ($180,000 ÷ $200,000) Copyright © Cengage Learning. All rights reserved. Apportionment $ 17,000 ($170,000 x 10%) 153,000 ($170,000 x 90%) $170,000 9–20 What Is Depreciation? The periodic allocation of the cost of a tangible asset (other than land and natural resources) over the asset’s estimated useful life All tangible assets except land have a limited useful life (physical deterioration and obsolescence limit useful life) Depreciation refers to the allocation of the cost of a plant asset to the periods that benefit from the asset, not to the asset’s physical deterioration or decrease in market value Depreciation is not a process of valuation; it is a process of allocation Copyright © Cengage Learning. All rights reserved. 9–21 Four Factors That Affect the Computation of Depreciation 1. Cost Net purchase price of an asset plus all reasonable and necessary expenditures to get it in place and ready for use 2. Residual value The portion of an asset’s acquisition cost that a company expects to recover when it disposes of the asset 3. Depreciable cost 4. Estimated useful life Cost less residual value Copyright © Cengage Learning. All rights reserved. Total number of service units expected from a long-term asset 9–22 Accounting for Depreciation Depreciation is recorded at the end of the accounting period by an adjusting entry Depreciation Expense, Asset Name Accumulated Depreciation, Asset Name To record depreciation for the period Copyright © Cengage Learning. All rights reserved. xxx xxx 9–23 Methods of Accounting for Depreciation Straight-line method Spreads the depreciable cost evenly over the estimated useful life of the asset Production method Based on the assumption that depreciation is solely the result of use and that passage of time plays no role in the depreciation process Accelerated method of depreciation that results in larger amounts of depreciation in earlier years of the asset’s life and smaller amounts in later years Declining-balance method Copyright © Cengage Learning. All rights reserved. 9–24 Straight-Line Method Illustrated A delivery truck costs $20,000 and has an estimated residual value of $2,000 at the end of its estimated useful life of 5 years. Yearly Depreciati on Cost – Residual Value Estimated Useful Life $20,000 – $2,000 $3,600 per year 5 years Copyright © Cengage Learning. All rights reserved. 9–25 Depreciation Schedule, Straight-Line Method Date of purchase End of first year End of second year End of third year End of fourth year End of fifth year The amount of depreciation is the same each year Cost $20,000 20,000 20,000 20,000 20,000 20,000 Yearly Depreciation — $3,600 3,600 3,600 3,600 3,600 Accumulated depreciation increases uniformly Copyright © Cengage Learning. All rights reserved. Accumulated Depreciation — $3,600 7,200 10,800 14,400 18,000 Carrying Value $20,000 16,400 12,800 9,200 5,600 2,000 The carrying value decreases uniformly until it reaches the estimated residual value 9–26 Production Method A delivery truck costs $20,000 and has an estimated residual value of $2,000 at the end of its estimated useful life of 90,000 miles. Assume the truck was driven 20,000 miles during year 1; 30,000 miles during year 2; 10,000 miles during year 3; 20,000 miles during year 4; and 10,000 miles during year 5. Depreciati on Cost Cost – Residual Value Estimated Units of Useful Life $20,000 – $2,000 $0.20 per mile 90,000 miles Copyright © Cengage Learning. All rights reserved. The unit of output or use should be appropriate for that asset 9–27 Depreciation Schedule, Production Method Date of purchase End of first year End of second year End of third year End of fourth year End of fifth year Cost $20,000 20,000 20,000 20,000 20,000 20,000 There is a direct relation between the amount of depreciation each year and the units of output or use. Miles — 20,000 30,000 10,000 20,000 10,000 Yearly Depreciation — $4,000 6,000 2,000 4,000 2,000 Accumulated depreciation increases each year in direct relation to units of output or use. Copyright © Cengage Learning. All rights reserved. Accumulated Depreciation — $4,000 10,000 12,000 16,000 18,000 Carrying Value $20,000 16,000 10,000 8,000 4,000 2,000 The carrying value decreases each year in direct relation to units of output or use until the estimated residual value is reached. 9–28 Declining-Balance Method Based on the passage of time Assumes that many kinds of plant assets are most efficient when new Is consistent with the matching rule Any fixed rate can be used Most common rate is twice the straight-line depreciation percentage (called doubledeclining-balance method) © Royalty Free PhotoDisc Collection/ Getty Images Copyright © Cengage Learning. All rights reserved. 9–29 Double-Declining-Balance Method Illustrated A delivery truck costs $20,000 and has an estimated residual value of $2,000. Its estimated useful life is 5 years. Under the straight-line method, the depreciation rate for each year is 20 percent: 100 percent 5 years 20 percent Under the double-declining-balance method, the depreciation rate for each year is 40 percent: 2 20 percent 40 percent This fixed rate is applied to the remaining carrying value at the end of each year. Copyright © Cengage Learning. All rights reserved. 9–30 Depreciation Schedule, Double-Declining-Balance Method Yearly Depreciation Date of purchase End of first year End of second year End of third year End of fourth year End of fifth year Cost $20,000 20,000 20,000 20,000 20,000 20,000 Note that the fixed rate is always applied to the carrying value at the end of the previous year. (40% x $20,000) (40% x $12,000) (40% x $7,200) (40% x $4,320) Depreciation is greatest in the first year and declines each year after that. Copyright © Cengage Learning. All rights reserved. $8,000 4,800 2,880 1,728 592 Accumulated Depreciation — $8,000 12,800 15,680 17,408 18,000 Carrying Value $20,000 12,000 7,200 4,320 2,592 2,000 The depreciation in the last year is limited to the amount necessary to reduce the carrying value to the residual value. ($2,592 - $2,000 = $592 9–31 Graphic Comparison of Three Methods of Determining Depreciation (examples SE 5-7 hwk E10 P4) Copyright © Cengage Learning. All rights reserved. 9–32 Group Depreciation Companies often group similar assets to calculate depreciation Group depreciation is used in all fields of industry and business Average length of time assets of the same type are expected to last Copyright © Cengage Learning. All rights reserved. © Royalty Free C Squared Studios/ Getty Images 9–33 Methods of Disposal When plant assets are no longer useful… Discard Sell for cash Exchange for another asset 1. Record depreciation for the partial year up to the date of disposal 2. Remove the carrying value of the asset Copyright © Cengage Learning. All rights reserved. 9–34 Discarded Plant Assets Plant assets rarely last as long as their estimated lives Never depreciate past point at which carrying value equals residual value Total accumulated depreciation should never exceed total depreciable cost Copyright © Cengage Learning. All rights reserved. © Royalty Free/ Corbis 9–35 Disposal of a Depreciable Asset KOT Company purchased a machine on January 2, 2009, for $13,000 and planned to depreciate it on a straight-line basis over its estimated useful life (8 years). Its residual value at the end of 8 years is estimated to be $600. On December 31, 2015, the balances of the relevant accounts were: Machinery Accumulated Depreciation, Machinery 13,000 9,300 On January 2, 2015, management disposed of the asset. Copyright © Cengage Learning. All rights reserved. 9–36 Disposal of a Plant Asset Remove the carrying value of the asset • Carrying value is computed by subtracting accumulated depreciation from the acquisition cost of the asset • If the asset is fully depreciated, the carrying value is zero • If the asset is not fully depreciated, a loss is recorded Jan. 2 Accumulated Depreciation, Machinery Loss on Disposal of Machinery Machinery Discarded machine no longer used in business Machinery 13,000 Bal. 9,300 3,700 13,000 Accum. Depreciation, Machinery 13,000 -0- 9,300 9,300 Bal. -0- Gains and losses on disposal of plant assets are classified as other revenues and expenses on the income statement. Copyright © Cengage Learning. All rights reserved. 9–37 Selling a Plant Asset for Cash In addition to removing the carrying value of the asset, you will also record the cash received © Royalty Free PhotoDisc Collection/ Getty Images Copyright © Cengage Learning. All rights reserved. If cash received = carrying value, no gain or loss is recorded If cash received < carrying value, loss is recorded If cash received > carrying value, gain is recorded 9–38 Selling an Asset for Cash Cash Received = Carrying Value Received $3,700 cash for sale of machinery. Remove the carrying value of the asset and record receipt of cash: Jan. 2 Cash Accumulated Depreciation, Machinery Machinery Sale of machinery for carrying value; no gain or loss Copyright © Cengage Learning. All rights reserved. 3,700 9,700 13,00 9–39 Selling an Asset for Cash Cash Received < Carrying Value Received $2,000 cash for sale of machinery. Remove the carrying value of the asset and record receipt of cash: Jan. 2 Cash 2,000 Accumulated Depreciation, Machinery 9,300 Loss on Sale of Machinery 1,700 Machinery Sale of machinery at less than carrying value; loss of $1,700 recorded ($3,700 – $2,000) Copyright © Cengage Learning. All rights reserved. 13,000 9–40 Selling an Asset for Cash Cash Received > Carrying Value (example SE 8 hwk E 13) Received $4,000 cash for sale of machinery. Remove the carrying value of the asset and record receipt of cash: Jan. 2 Cash 4,000 Accumulated Depreciation, Machinery 9,300 Gain on Sale of Machinery Machinery Sale of machinery at more than carrying value; gain of $300 recorded ($4,000 – $3,700) Copyright © Cengage Learning. All rights reserved. 300 13,000 9–41 What Are Natural Resources? Assets that are converted to inventory by cutting, pumping, mining, or other extraction methods Timberlands Oil and Gas Reserves Mineral Deposits Copyright © Cengage Learning. All rights reserved. Record at acquisition cost and show on the balance sheet as long-term assets 9–42 Depletion of Natural Resources (1) The exhaustion of a natural resource and (2) The proportional allocation of the cost of a natural resource to the units extracted Costs are allocated much like the production method of depreciation © Royalty-Free/Corbis Cost of Natural Resource - Residual Value Depletion Cost per Unit Estimated Number of Units Available Copyright © Cengage Learning. All rights reserved. 9–43 Recording Depletion Expense A mine that cost $3,600,000 has an estimated 3,000,000 tons of coal. The estimated residual value of the mine is $600,000. During the first year, 230,000 tons of coal are mined and sold. Cost of Natural Resource - Residual Value Depletion Cost per Unit Estimated Number of Units Available $3,600,000 - $600,000 $1 per ton 3,000,000 tons Dec. 31 Depletion Expense, Coal Deposits Accumulated Depletion, Coal Deposits To record depletion of coal mine: $1 per ton, 230,000 tons mined and sold 230,000 230,000 Natural resources that have been extracted but not sold are considered inventory and are not recorded as an expense until the year sold. Copyright © Cengage Learning. All rights reserved. 9–44 Depreciation of Closely Related Plant Assets (example SE 9 hwk E 15) Closely related long-term assets are those assets necessary to extract the resource (Conveyors, drilling, and pumping devices) If the life of the asset is longer than the life of the resource, depreciate on the same basis as the depletion is computed If the life of the asset is shorter than the life of the resource, depreciate over the shorter life of the asset © Royalty Free C Squared Studios/ Getty Images Copyright © Cengage Learning. All rights reserved. 9–45 What Is an Intangible Asset? Long-term, nonphysical asset whose value comes from the rights or advantages afforded its owner Goodwill Trademarks Brand names Copyrights Patents Leaseholds Software Customer lists © Royalty Free C Squared Studios/ Getty Images Copyright © Cengage Learning. All rights reserved. 9–46 Importance of Intangibles For some companies, intangible assets make up a substantial portion of total assets Copyright © Cengage Learning. All rights reserved. 9–47 Accounting for Intangible Assets Intangibles developed by a firm for its own benefit Record as expense Copyright © Cengage Learning. All rights reserved. Intangibles acquired from others Record as asset; amortize over the shorter of useful life or legal life (not to exceed 40 years) 9–48 Difficult Issues When Accounting for Intangibles How to account for the initial carrying value? How to account for that amount under normal business conditions (periodic write-off or amortization)? How to account for the amount if the value declines substantially and permanently? How to estimate an intangible asset’s value and useful life? Copyright © Cengage Learning. All rights reserved. 9–49 Intangible Assets Illustrated Later Bottling Company purchases a patent on a unique bottle cap for $36,000. The patent will last for 20 years, but the product using the cap will be sold only for the next six years. Record the purchase of the patent: Patents 36,000 Cash 36,000 To record purchase of bottle cap patent Record the annual amortization expense: Amortization Expense Patents To record amortization expense for patent ($36,000 ÷ 6 years) 6,000 6,000 Notice that the Patents account is directly reduced by the amount of amortization expense, whereas depreciation or depletion is accumulated in separate contra accounts for other long-term assets. Copyright © Cengage Learning. All rights reserved. 9–50 Intangible Assets Illustrated (hwk E 17) The patent becomes worthless after only 1 year. Record the write-off: Loss on Patent Patents 30,000 30,000 To record the write-off of a worthless patent ($36,000 – $6,000) If the patent becomes worthless before it is fully amortized, the remaining carrying value is written off as a loss by removing it from the Patents account. © Royalty Free C Squared Studios/ Getty Images Copyright © Cengage Learning. All rights reserved. 9–51 Research and Development Costs The FASB requires that all R&D costs be treated as revenue expenditures and charged to expense in the period in which they are incurred. Why? Too difficult to trace specific costs to specific profitable developments Costs of research and development are continuous and necessary for the success of a business and so should be treated as current expenses Studies show that 30 to 90 percent of all new product fail and 75 percent of new-product expenses go to unsuccessful products Copyright © Cengage Learning. All rights reserved. 9–52 Computer Software Costs Costs incurred in developing computer software for sale or lease or for a firm’s internal use are research and development Once a working program is costs until the product has ready, all costs are recorded proved technologically feasible as assets Costs incurred before technologically feasible should be charged to expense as incurred Copyright © Cengage Learning. All rights reserved. Amortize over the estimated economic life using the straight-line method 9–53 Goodwill A company’s good reputation Customer satisfaction Good management Manufacturing efficiency Good location © Royalty Free/ Corbis Goodwill exists when a purchaser pays more for a business than the fair market value of the business’s net assets Goodwill should not be recorded unless it is paid for in connection with the purchase of a whole business Goodwill = Purchase price – FMV of identifiable net assets Copyright © Cengage Learning. All rights reserved. 9–54