The NRC Assessment of Doctoral Programs

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National Research Council

Assessment of Research

Doctorate Programs

Summary of Methodology http://www.nap.edu/catalog.php?record_id=12676

Michigan State University

What is it?

• National Academies of Science “rate” research doctorate programs approx. every 13 years

( 1982, 1995, 2009 ).

http://sites.nationalacademies.org/pga/Resdoc/index.htm

1995 was largely a reputational (only) survey.

• In 2003, NRC published a study on the methods used in 1995 with recommendations on changes for 2005-06 data collection (for

2009 ratings).

http://books.nap.edu/catalog.php?record_id=10859

2

Scope and Coverage of the

Current Study

• 222 institutions

• 61 fields (MSU ranked in 54 fields)

• 5006 programs across the 61 fields

• Each field of study had produced at least 500

Ph.D.s in the 5 years prior to 2004-05.

• To be included, each University program must have granted 5 Ph.D. degrees in the 5 years prior to 2005-06.

3

Current NRC study

• The taxonomy of fields was hotly debated.

Used CIP codes (US Dept of Ed taxonomy),

NSF fields, & info from scholarly societies.

• It is what it is! Not very useful for interdisciplinary programs as faculty effort was sub-divided. Universities use different names for similar programs.

• Learn more: http://sites.nationalacademies.org/PGA/Resdoc/PGA_044478 4

54 MSU programs in current NRC study

Agricultural Economics*

American Studies*

Animal Science

Anthropology

Astrophysics & Astronomy*

Biochem & Molecular Biology

Biosystems Engineering

Cell & Molecular Biology

Chemical Engineering

Chemistry

Civil & Environmental Eng

Communications

Comm Arts Media & Info Studies

Computer Science

Criminal Justice

Crop & Soil Sciences

Ecology, Evol Bio, & Behavior

Economics

Electrical Engineering

English

Mechanical Engineering

Microbiol & Molec Genetic

Entomology* Music Education

Environmental Tox icology Neuroscience

Fisheries & Wildlife

Food Science*

Forestry*

Pathobiol & Diagnostic Inv

Pharmacology/Toxicology

Philosophy

Genetics

Geography

Geological Sciences

History

Physics

Physiology

Plant Biology

Plant Breeding & Genetics

Horticulture

Human Nutrition

Plant Pathology

Political Science

Kinesiology Psychology

Large Animal Clinical Sci Sociology

Linguistics Spanish Lang, Lit, Culture

Materials Science & Eng Statistics

Mathematics Zoology

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Current NRC study

Faculty effort assignment to program(s)

(not always based on tenure/salary home unit):

– CORE

(supervise dissertations and/or on admissions/curriculum committees for PhD)

– NEW

(hired in previous 3 years & expected to become Core)

– ASSOCIATED

(not Core in program, but regular faculty at institution)

Note:

A faculty member’s program assignment may be divided between various programs, but will always total 100% Dept chairs made final decisions.

6

Current NRC study

• Data collection was in 2005-06

• Data points collected over various spans of time (Question G)

• Approx. 25%+ of MSU faculty changed between 05-06 and present

• Approx. 94% questionnaire participation rate by MSU faculty

7

Five Questionnaires

1. Institutional Questionnaire: U practices and a list of doctoral programs

2. Program Questionnaire: Characteristics of students, faculty, program

3. Faculty Questionnaire: Faculty work history, grants, pubs, and important characteristics of a quality program (Question G)

4. Student Questionnaire: Students ( post comps in English,

Chem Eng, Economics, Physics, Neuroscience

) background, faculty interactions, & post-graduation plans

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Questionnaires

5. Rating Questionnaire: Asked faculty to rate programs in their field

• Raters classified by rank, geographic region, faculty size in program. Each faculty member rated 15 programs with data provided. Not asked about basis for rating.

9

Current NRC study

• In addition to the questionnaires, publications and citations data were collected thru ISI database http://isiwebofknowledge.com/.

• Humanities CVs submitted with faculty questionnaire were used to count books and publications.

• Honors and awards data came from 224 scholarly societies.

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The 20 Variables (Question G on Faculty Questionnaire)

Publications per Allocated Faculty*, 2001-2006 (going back to 1986 for faculty in humanities fields)

• Average Citations per Publication (citations in 2001-2006 to articles dating back to

1981—for all fields except the humanities)

Number of Grants per Allocated Faculty*

Percent Interdisciplinary (% Associated Faculty)

• Percent Non-Asian Minority Faculty for Core or New Faculty, 2006**

Percent Female Faculty for Core or New Faculty, 2006**

• Awards per Allocated Faculty*

Average GRE, 2004-2006 (Verbal measure for the humanities, Quantitative measure for all other fields)

Percent students receiving full support in the first year, (fall 2006)

• Percent first year students with external funding, 2006

* Faculty members who served in more than one program were allocated to those programs based on whether they were core in the program and the share of that program of total dissertations supervised.

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The 20 Variables (continued)

Percent Non-Asian Minority Students, 2006

• Percent Female Students, 2006

Percent International Students, 2006

Average annual PhDs graduated 2002 to 2006

• Average completions (8 year completion percentage for humanities fields, 6 years for other fields)

Time-to-Degree (for Full and Part Time graduates)

• Percent PhDs with definite plans for an academic position, 2001-2005 (including postdoctoral fellowships)

Student Work Space [1 = 100% of students with workspace, -1 if <100% of students with workspace]

• Health Insurance [1= provides health insurance, -1 = does not provide health insurance]

Student Activities (number offered from a list of 18)

** “Core” Faculty are those whose primary appointment is in the doctoral program.

“New” faculty are faculty with tenure track appointments who were appointed in the past 3 years.

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2009 NRC Methodology report

MSU task force of statistical/survey experts to study the report and provide input:

Brian Silver

--

Director, Center for Statistical Consulting, Political Science

Neal Schmitt -- Chair, Department of Psychology

Les Manderscheid -- Ag, Food and Resource Economics and the Graduate School

Mary Black -- Assistant Director, Office of Planning and Budgets

Kyle Sweitzer -- Data Analyst, Office of Planning and Budgets

CONVENER: Karen Klomparens -- Dean, Graduate School

Methodology was complex and valid, with sources of uncertainty dealt with appropriately.

PROGRAMS WILL PROVIDE FURTHER INTERPRETATION OF THE DATA

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NRC 2006 Methodology

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Ranges of overall ratings two methods

1. Directly: Faculty chose the most important quality characteristics from Question G

2. Reputational rating: statistically related faculty ratings to the Question G variables.

Combined the direct and reputational weights, rank ordered. Used first and third quartiles of these ratings to yield a RANGE

OF RATINGS for each program

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Additional information

• No student outcomes are reflected in the overall rating, so 3 supplemental measures added

• NRC preparing a way for us to weight variables differently and run own ratings

• Not reporting data with less than 5 per cell

• Combined small progs with others to calculate weights

• Preparing a way for students to use data when considering programs

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Supplemental Ratings

Research Impact

Publications/faculty member

– Citations/publication

Percent of faculty holding grants

– Honors and awards per faculty member

Student Support and Outcomes

Percent of students having full support in first year

– Percent of students with portable fellowships in first year

Percentage of students with RAships

– Percentage of students with TAships

Time-to-degree

Percent who complete in 6 years (sciences) or 8 years (humanities)

– Placement in an academic position or postdoc after graduation

Source: C. Kuh, NAS

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Supplemental Ratings (2)

Diversity of the Academic Environment

Percent of students who are female

Percent of faculty who are female

– Percent of students from underrepresented minority group

– Percent of faculty from underrepresented minority group

Percent of students who are international

Source: C. Kuh, NAS

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Ranges of Ratings for a Field

• Programs will be arranged alphabetically and the range of ratings will be given for each.

• Ranges overlap other ranges for most programs. This means that there may be a number of programs of roughly the same quality.

• You should identify those similar programs in discussing the quality of your programs.

Source: C. Kuh, NAS

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What information will I receive about the rating calculation for my programs?

1) A list of the values of variables that your program supplied to the NRC or that was calculated from those variables

2) The normalized values for those variables

3) The median combined coefficient (statistical + direct) for each variable and its standard deviation

4) The range of the normalized variable values

5) The range of the combined effects of the coefficients in the random halves calculation

Source: C. Kuh, NAS

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TABLE 5-1 Data and Coefficient Table for a Program in Economics

Standardized Program Values and Range of Combined Coefficients Institution Name: xxx Program Name: yyy

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6

Combined Coefficients**

Program Program Value

Description Variable Value Standardized Minus 1 SD TO Plus 1 SD

Publications per Allocated Faculty

Cites per Publication

Percent of Faculty with Grants

Percent of Faculty Interdisciplinary

Percent of Non-Asian Minority Faculty

V1

V2

V3

V4

V5

1.074

1.171

25.50%

5.90%

7.70%

2.180

-0.234

-0.583

-0.641

0.547

0.118

0.276

0.084

n.s.# n.s.#

0.132

0.307

0.091

n.s.# n.s.# n.s.#

0.060

0.096

0.056

0.033

Percent Female Faculty

Awards per allocated faculty

Average GRE-Q

Percent 1 st yr. Students w/full support

Percent 1rst yr. Students w/portable fellowships

Percent non-Asian Minority Students

Percent Female Students

Percent International Students

Average PhDs 2002 to 2006

Percent Completing within 6 years

Time to Degree full and Part time

Percent students in Academic Positions

V6

V7

V8

V9

V10

V11

V12

V13

V14

V15

V16

V17

12.50%

0

746

100.00%

0.00%

10.00%

44.40%

53.30%

5.4

27.60%

5.67

11.10%

-0/440

-0.546

-0.165

0.980

-.544

0.069

0.678

-0.509

-.0355

-0.638

0.232

-1.405

n.s.#

0.043

0.092

0.036

0.021

Student Work Space

Health Insurance

Number of Student Activities Offered

V18

V19

V20

1

1

17

1

1

0.439

* Col 3 is based on data submitted by the program or calculated from these data.

+

Col 4 is standardized across all program values in the field, with mean of 0 and variance of 1.

** Col 5 is Minus 1 Standard Deviation from the Mean for the combined coefficients for the field as a whole

** Col 6 is Plus 1 Standard Deviation from the Mean for the combined coefficients for the field as a whole

# n.s. in a cell means the coefficient was not significantly different from 0 at the p=.05 level.

n.s.# n.s.#

0.026

n.s.#

-0.038

n.s.#

0.120

n.s.#

-0.028

0.049

21 n.s.#

-0.030

n.s.#

0.144

n.s.#

-0.017

0.065

n.s.# n.s.#

0.037

22

23

24

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Analyzing the data by program

1. Identify variables with the largest contribution. These had the greatest effect on the range of ratings by program.

2. Compare your variable values with programs in other institutions. These will be available in an online database.

3. Consider any additional relevant comments about your program and the

NRC methods.

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Next steps

• The data will be made available 24-72 hours before they are publically released, and programs may review their data during this time. COMMENTS TO KK!

• Additional analyses will be conducted upon release of the data (by CIC, AAU, and by you!)

• This study improved MSU’s ability to have data readily available in a consistent fashion about students and committee memberships. Data collection has expanded to include ALL graduate programs (Master’s and Doctoral) via the GradInfo database.

www.gradinfo.msu.edu

See next slide…

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Weights for Supplemental Measures

Research Activity

Broad Field

Biological Sciences

Health Sciences

Engineering

Physical Sciences

Agricultural Sciences

Social Sciences

Humanities

Pubs per

Faculty

0.30

0.35

0.29

0.28

0.34

0.36

0.53

Cites per

Pub

0.21

0.16

0.25

0.26

0.18

0.26

------

Pct Fac w grants

0.36

0.37

0.29

0.29

0.34

0.22

0.15

Awards per fac

0.13

0.11

0.17

0.17

0.13

0.16

0.32

Source: C. Kuh, NAS

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Weights for Supplemental Measures

Student Support & Outcomes

Broad Field

Biological Sciences

Health Sciences

Engineering

Physical Sciences

Agricultural Sciences

Social Sciences

Humanities

Pct full Finish Median Student

Supp 6 Yrs TTD Placmt

0.26

0.24

0.26

0.29

0.14

0.14

0.17

0.16

0.34

0.29

0.28

0.27

0.29

0.20

0.23

0.23

0.24

0.25

0.10

0.12

0.12

0.12

0.11

0.18

0.18

0.18

0.18

0.17

Collect

Outcome

0.17

0.16

0.18

0.18

0.18

0.18

0.17

Source: C. Kuh, NAS

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Weights for Supplemental Measures

Diversity of Academic Environment

Broad Field

Biological Sciences

Health Sciences

Engineering

Physical Sciences

Agricultural Sciences

Social Sciences

Humanities

Pct fac Pct fac Pct stud Pct stud Pct stud

Minority Female Minority Female Int’l

0.14

0.24

0.23

0.14

0.30

0.38

0.25

0.18

0.09

0.07

0.13

0.10

0.15

0.22

0.21

0.16

0.20

0.17

0.20

0.24

0.26

0.20

0.30

0.26

0.20

0.27

0.29

0.22

0.17

0.18

0.18

0.21

0.15

0.16

0.16

Source: C. Kuh, NAS

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