3.3 The Social Contract Theory
Just as natural rights and natural law theory had a florescence in the 17th and 18th century, so did the
social contract theory. Why is Locke a social contract theorist? Is it merely that this was one prevailing
way of thinking about government at the time which Locke blindly adopted? I think the answer is that
there is something about Locke's project which pushes him strongly in the direction of the social contract.
One might hold that governments were originally instituted by force, and that no agreement was involved.
Were Locke to adopt this view, he would be forced to go back on many of the things which are at the
heart of his project in the Second Treatise. Remember that The Second Treatise provides Locke's positive
theory of government, and that he explicitly says that he must provide an alternative to the view ”that all
government in the world is merely the product of force and violence, and that men live together by no
other rules than that of the beasts, where the strongest carries it...” So, while Locke might admit that some
governments come about through force or violence, he would be destroying the most central and vital
distinction, that between legitimate and illegitimate civil government, if he admitted that legitimate
government can come about in this way. So, for Locke, legitimate government is instituted by the explicit
consent of those governed. (See the section on Consent, Political Obligation, and the Ends of Government
in the entry on Locke's Political Philosophy.) Those who make this agreement transfer to the government
their right of executing the law of nature and judging their own case. These are the powers which they
give to the central government, and this is what makes the justice system of governments a legitimate
function of such governments.
Ruth Grant has persuasively argued that the establishment of government is in effect a two step process.
Universal consent is necessary to form a political community. Consent to join a community once given is
binding and cannot be withdrawn. This makes political communities stable. Grant writes: “Having
established that the membership in a community entails the obligation to abide by the will of the
community, the question remains: Who rules?” (Grant, 1987 p. 115) The answer to this question is
determined by majority rule. The point is that universal consent is necessary to establish a political
community, majority consent to answer the question who is to rule such a community. Universal consent
and majority consent are thus different in kind, not just in degree. Grant writes:
Locke's argument for the right of the majority is the theoretical ground for the distinction between duty to
society and duty to government, the distinction that permits an argument for resistance without anarchy.
When the designated government dissolves, men remain obligated to society acting through majority rule.
It is entirely possible for the majority to confer the rule of the community on a king and his heirs, or a
group of oligarchs or on a democratic assembly. Thus, the social contract is not inextricably linked to
democracy. Still, a government of any kind must perform the legitimate function of a civil government.
3.4 The Function Of Civil Government
Locke is now in a position to explain the function of a legitimate government and distinguish it from
illegitimate government. The aim of such a legitimate government is to preserve, so far as possible, the
rights to life, liberty, health and property of its citizens, and to prosecute and punish those of its citizens
who violate the rights of others others and to pursue the public good even where this may conflict with
the rights of individuals. In doing this it provides something unavailable in the state of nature, an
impartial judge to determine the severity of the crime, and to set a punishment proportionate to the crime.
This is one of the main reasons why civil society is an improvement on the state of nature. An illegitimate
government will fail to protect the rights to life, liberty, health and property of its subjects, and in the
worst cases, such an illegitimate government will claim to be able to violate the rights of its subjects, that
is it will claim to have despotic power over its subjects. Since Locke is arguing against the position of Sir
Robert Filmer who held that patriarchal power and political power are the same, and that in effect these
amount to despotic power, Locke is at pains to distinguish these three forms of power, and to show that
they are not equivalent. Thus at the beginning of Chapter XV Of Paternal, Political and Despotic power
considered together he writes: “THOUGH I have had occasion to speak of these before, yet the great
mistakes of late about government, having as I suppose arisen from confounding these distinct powers
one with another, it may not be amiss, to consider them together.” Chapters VI and VII give Locke's
account of paternal and political power respectively. Paternal power is limited. It lasts only through the
minority of children, and has other limitations. Political power, derived as it is from the transfer of the
power of individuals to enforce the law of nature, has with it the right to kill in the interest of preserving
the rights of the citizens or otherwise supporting the public good. Despotic power, by contrast, implies the
right to take the life, liberty, health and at least some of the property of any person subject to such a
power.
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Locke Quotes
Second Treaties on Civil Government 1690
“To understand political power right, and derive it from its original, we must consider, what state all men
are naturally in, and that is, a state of perfect freedom to order their actions, and dispose of their
possessions and persons, as they think fit, within the bounds of the law of nature, without asking leave, or
depending upon the will of any other man.”
(Chapter II, Section 4)
But though this be a state of liberty yet it is not a state of licence: though man in that state have an
uncontroulable liberty to dispose of his person or possessions, yet he has not liberty to destroy himself, or
so much as any creature in his possession, but where some nobler use than its bare preservation calls for
it.”
(Chapter II, Section 6)
“It is not every compact that puts an end to the state of nature between men, but only this one of agreeing
together mutually to enter into one community, and make one body politic; other promises, and compacts,
men may make one with another, and yet still be in the state of nature.”
(Chapter II, Section 14)
He who attempts to get another man into his absolute power, does thereby put himself into a state of war
with him.”
(Chapter III, Section 17)
“The natural liberty of man is to be free from any superior power on earth, and not to be under the will or
legislative authority of man, but to have only the law of nature for his rule.”
(Chapter IV, Section 22)
“God, who hath given the world to men in common, hath also given them reason to make use of it to the
best advantage of life, and convenience. The earth, and all that is therein, is given to men for the support
and comfort of their being.”
(Chapter V, Section 26)