University Research Grants Committee ___________________________________________________________ University Research Grants Committee Program Information and Guidebook All competition dates and documents are subject to change without notice. All applications are to be submitted to Internal Awards, Research Services. Revised October 2015 University Research Grants Committee ___________________________________________________________ Table of Contents 1. Description of University Research Grants Committee Programs 3 2. URGC Competition Dates 4 3. Faculty Seed Grant 5 4. Partnership Seed Grant 11 5. General Application Information 20 2 University Research Grants Committee ___________________________________________________________ Description of University Research Grants Committee Programs Background The mandate of the University of Calgary’s University Research Grants Committee (URGC) is to promote the overall research goals of the university through the distribution of special research funds that have been generated or received by the University. The following grants are currently being offered: Faculty Seed Grant Partnership Seed Grant (Pilot) 3 University Research Grants Committee ___________________________________________________________ URGC Competition Dates Faculty Seed Grant: TBA Partnership Seed Grant (Pilot): November 2, 2015 Should the deadline date fall on a weekend or holiday, the next business day will apply. Two-day extension requests for late application submissions will be considered for extenuating circumstances only. Extension requests require approval of the Associate Dean (Research). The approval must be emailed to Denise Ward, Research Grants Officer, rsogrants@ucalgary.ca, prior to the URGC competition deadline. 4 University Research Grants Committee ___________________________________________________________ FACULTY SEED GRANT IMPORTANT NOTE: The current Terms of Reference listed below apply only to applicants from the Science, Engineering and Medicine disciplines. Terms of Reference for applicants from the Social Sciences and Humanities disciplines are under review and will be posted shortly. GENERAL INFORMATION Award amount up to $15,000 Award duration is up to 18 months Faculty Seed Grants are designed to aid individual researchers and leaders of research teams in the development of applications for external funding. The assumed target is an application for funding to one of the three federal granting councils (CIHR, SSHRC, or NSERC) or other, equivalent, external funding agencies as appropriate to your academic discipline. Recipients of Faculty Seed grants who fail to apply for tri-council or equivalent funding may be asked to repay funds received in the Faculty Seed Grant competition. Only one application per person, per competition is eligible. ELIGIBILITY Individuals holding continuing academic appointments (tenured or tenure-track) with explicit research expectations are eligible. Individuals holding non-tenured or otherwise contractually limited Board appointments are eligible provided the terms of the appointment explicitly include the expectation of independent research and the supervision of graduate students. Specific information regarding appointments can be found in the APT Manual that is available on the Human Resources website. An applicant must have completed their active Internal Research Grants (Seed and/or Starter/Short-Term Projects) and have submitted a final report to Research Services which includes details on the external grant application submitted, to be eligible for future competitions. CONDITIONS Upon receipt of the award, the recipient agrees to submit a brief final report on how the funds aided and contributed in the development and strengthening of a new major external grant application. The final report must make reference to the external grant that you have applied for and the report must be submitted to Research Services (rsogrants@ucalgary.ca) within 1 year of the end date of the award. The final report must include a copy of the external grant application or the external grant application reference number, title of the submission, the funding agency or foundation, and the submission date. To remain eligible for future URGC funding as well as other VP (Research) funding, a final report must be submitted to Research Services. URGC research support is intended for projects that can be completed in 18 months or less. Extension requests will be considered for extenuating circumstances (Medical, Maternity or Parental Leave etc.) only and these requests must include supporting documentation which will be forwarded to the Chair of the URGC Committee for approval. The term may then be extended for an additional 6-month period but the total term including any extension may not exceed 24 months. 5 University Research Grants Committee ___________________________________________________________ The terms and conditions of the award are listed in greater detail in the URGC Notice of Award. GENERAL AWARD CONDITIONS Research and travel grants may only be used for the project and purposes described in the application, subject to any special conditions given in the URGC Notice of Award or correspondence from the Committee. Grant recipients must abide by all University policies and procedures including, but not limited to, intellectual property, integrity in scholarly activity, employment of family/relatives, ethics for human study, animal care, and biosafety. Awards may be terminated with or without notice if conditions are not observed. REQUIRED ATTACHMENTS Applicants must adhere to submission instructions listed below and the limit of application form pages. Additional information and material attached to the submission will be removed from the application. Faculty Seed Grant Research Proposal The project description must be attached and cannot exceed 4 pages in length, including figures. Maximum of one page can be attached for references. Please use Times New Roman font of no less than 12 pt. with three-quarter inch margins. The Committee must make its judgment on what is presented. Excellent projects may not receive funding because of careless presentation. In general terms, the proposal describes the work, proceeding from general theoretical considerations to the specific project, culminating in the budget. The budget qualifies the work in terms of personnel, materials, services, and other requirements. The research proposal must explicitly state how this grant will assist in acquiring a major external grant that will include graduate student support and the involvement of students as junior colleagues in research. It is important that there be a link between the proposal and the budget; including what work is required of an assistant, what basis the applicant used to calculate the time needed for an assistant, and how equipment will be used. There should also be an emphasis on student salary support, training and involvement in the study. The form and order of presentation of the material may vary according to the nature of the project and in the interests of clarity. However, certain essential elements must be covered. The elements include: • The problem or topic to be studied (in lay terms whenever possible) • The hypothesis or theoretical framework which will form the proposal (what will be done – when and how) • What resources are required Define the problem or subject to be studied clearly and concisely, providing any background information 6 University Research Grants Committee ___________________________________________________________ essential to understanding the importance of the work. Include a statement of the potential significance, future use, relevance, or application of the results. Explain why you believe the success of this research will elevate the likelihood of funding from a major granting agency. Define the hypotheses or theoretical framework: the choice of methodology, data to be collected, the structure and procedure of the experiments, and the theoretical considerations. A statement of these is essential to understanding the proposal. Set out and describe the methods and procedures that will be used (how the research will be done), the sequence of events, the resources required, personnel, facilities, equipment, and materials that are included in the budget. Justify the choice of methodology and explain the specific procedures to be used. It is equally important to explain how the data will be analyzed and why these techniques are appropriate and to illustrate the real contributions that will be made to the advancement of knowledge. Include reference in the description, where appropriate, to similar or related work. If the field is largely untouched, this should be indicated. Your proposal should relate to other work in the field, making use of references. Write your proposal in clear, plain language. Not all Committee members will have knowledge of the subject matter from all proposals, so avoid jargon or highly technical writing when possible. Try to anticipate (and answer) any questions the Committee members could raise. Essential research instruments, such as a questionnaire, must be appended if it constitutes the basis of the proposed research. If an applicant believes there are any special considerations that should be taken into account, they should be noted for the Committee’s attention. Appointment Letter Applicants holding non-tenured academic appointments (tenure-track, limited/contingent term, adjunct) must attach a copy of their current appointment letter which explicitly includes the expectation of independent research and the supervision of graduate students. Please black-out any personal information, such as salary, that is not required. Budget Justification (maximum 4 pages) Describe your funding history and current funding situation (including pending grant applications). The applicant’s current funding will be considered and reviewed by the URGC Committee with respect to funding of this research study. Need for funding will be an important criteria in evaluating the applications. A detailed budget justification, as a separate document must be attached. It must justify each budget item that has been requested in the budget. Please refer to the eligible expenses that have been listed in this document and the University’s Travel and Expense Reimbursement Handbook: http://www.ucalgary.ca/finance/operations/ap/handbooks If travel has been requested, please provide the rationale for why this travel is essential for performing the research proposed. 7 University Research Grants Committee ___________________________________________________________ Letter from Faculty Mentor A letter of support must be attached from a faculty mentor, who will assist in the preparation of an application for major external funding. The letter must indicate how their experience will assist in the preparation of your grant for external funding and how they are appropriate to serve as a mentor. A co-applicant cannot write or submit the mentorship letter for a Faculty Seed Grant application. Senior full faculty members who are established in their research and Associate Professors with 3 years of service in their board appointment do not need to include a letter from a faculty mentor with their Faculty Seed Grant application. Certifications University certifications for research using human subjects, animal subjects, or biohazards are required. Ethics certifications need not be appended at the time of application submission. USE OF FUNDS General Principles Expenditures may be made only for those expenses identified in the application and approved by the Committee or stated in the URGC Notice of Award. Please quote all expenses in Canadian dollars. It should be noted that currency exchange rates may fluctuate and this may cause small budget variances. Transfer of funds from one budget category to another is permitted according to the needs of the research as it progresses, provided it is not more than a 10% variance. The use of funds for previously unspecified expenses or new budget items requires Committee approval. The University expects researchers to adhere to the use of grant funds as outlined by the Tri-Council agencies. These policies are available here: http://www.nserc-crsng.gc.ca/Professors-Professeurs/FinancialAdminGuideGuideAdminFinancier/FundsUse-UtilisationSubventions_eng.asp If you have received funding for a similar project from another source, the budget page and proposal summary for that project must be attached. The link between this proposal and other sources of funding must be explained. ELIGIBLE AND INELIGIBLE EXPENSES It is advisable to refer to the University’s Travel and Expense Reimbursement Handbook and those of the TriCouncil. The general principles outlined in this guidebook serve as the basis for eligible and ineligible expenses. 8 University Research Grants Committee ___________________________________________________________ Eligible Expenses Personnel: Research Assistants should not be expected to perform work that appropriately belongs to the principal investigator(s). Graduate students may be paid from URGC funds. Contribution to the training of or enhancement of future researchers, especially graduate students, is important to the Committee. Foreign students or visiting scholars: Grantees are responsible for ensuring that the individual is eligible and properly documented for employment in Canada. Rates of Pay: Please refer to Tri-Council websites for student stipend guidelines. Please ensure that you have calculated 22% for mandatory employee benefit costs including Employment Insurance, Workers’ Compensation, and Canada Pension Plan. Please describe the responsibilities and tasks to be carried out by the employee and their relationship to the applicant’s activities on the project. If the research assistance is provided by a student, specify what skills or training will be gained or developed by the student. Travel: These costs may include travel and accommodation costs to conduct field research work, travel costs for visiting researchers, or travel costs to collaborate with peers. The purpose of the trip, destination, method of travel, persons or organizations visited, and cost must be specified in your application. Travel is eligible for Faculty Seed Grants, provided it is to support travel to another institution or to support the travel of a collaborator to the University of Calgary. Air travel may be ticketed by a travel agency, air carrier, or travel website. Vehicle use is an eligible expense. Please detail kilometers and destination. Standard university rates apply. Please consult the University’s Travel & Expense Reimbursement Handbook for additional information on vehicle use: http://www.ucalgary.ca/finance/operations/ap/handbooks Other travel expenses such as shared vehicle use (i.e. a van rented between multiple individuals), taxis, bus, or other similar expenses are eligible. In your budget preparation please estimate these expenses to the best of your ability. Living expenses can either be claimed at the University’s standard per diem rates or official receipts for meals can be submitted. Accommodations require an invoice to be submitted when expenses are claimed. Equipment purchases, materials, or supplies: An original invoice will need to be included with the expense reimbursement. 9 University Research Grants Committee ___________________________________________________________ Items acquired with grant funds are the property of the University. Upon completion of the project, items are to be transferred to the control of the applicant’s department, the University library, or at the Committee’s request to some other department or unit within the University. Supplies must be directly used in the research project. Books must be directly used in the research project. These must be itemized and the basis for the costs described. Ineligible Expenses Conference travel and related expenses are ineligible expenses for Faculty Seed Grants. Retroactive expenses are ineligible. Office furnishings are ineligible. Tuition and course fees, entertainment, page charges, publication subventions, report writing and copying expenses, subscriptions, and retroactive expenses. Electronic communications, such as telephone lines, equipment, voice mail, and internet charges. CLAIMING EXPENSES The process for claiming or reimbursement of expenses is contained in the URGC Notice of Award. Only those expenses that have been presented in your approved budget are eligible. When submitting claims for expenses, original receipts and/or invoices will be required. It is advisable to reference the University’s Travel and Expense Reimbursement Handbook when submitting expenses: http://www.ucalgary.ca/finance/operations/ap/handbooks CRITERIA FOR APPROVAL The awards administered by the URGC are not automatic. The onus is on the applicant to ensure that their application provides as much detail as possible, and is presented clearly in simple language as the URGC is comprised of faculty members from across disciplines. The quality of the proposal will be the primary criterion for successful awards. The need for funding is also an important factor. The proposal must be well justified and fit within the context of the budget that has been presented. Applications should be prepared as if they are going to be evaluated by a major external funding agency. It must be explicitly stated how this project will serve as a stepping stone towards a major external grant. INCOMPLETE APPLICATIONS WILL BE REJECTED AND RETURNED TO THE APPLICANT. 10 University Research Grants Committee ___________________________________________________________ PARTNERSHIP SEED GRANT ( GENERAL INFORMATION Award amount up to $5,000 Award duration is up to 12 months (successful 2015 applications will have a start date of December 1, 2015) Partnership Seed Grants provide support for the development of partnership arrangements and research activities that will be suitable for future SSHRC Partnership Grant or Partnership Development Grant funding opportunities. In recognition of the challenges in developing relationships with external partner organizations for the purpose of knowledge engagement and/or research related activities, the Vice-President (Research) is piloting the Partnership Seed Grant program to support preliminary small-scale initiatives and activities that will foster these relationships, with the desired outcome of partner organizations committed to work collaboratively to achieve mutually agreed upon goals. Partnerships may be between academic institutions, or between one or more academic institutions and one or more non-academic partner organizations. Recipients of Partnership Seed Grants will be expected to apply for SSHRC funding within one year of the completion of this grant. Recipients who fail to apply for SSHRC funding may be asked to repay funds received. The Partnership Seed Grant pilot is a special initiative of the Office of the Vice-President (Research), funded by the SSHRC Institutional Grant to the University of Calgary. The annual value of this grant is based on the University’s performance in recent SSHRC research grant programs and the number of faculty members in SSHRC-eligible disciplines. Funding priority may be given to projects that align with the University’s six priority research themes, as described in the Strategic Research Plan. An applicant may only submit one application per competition. An applicant may serve as co-applicant on other applications, provided that project objectives are distinct. ELIGIBILITY Individuals holding continuing academic appointments (tenured or tenure-track) with explicit research expectations are eligible. Individuals holding non-tenured or otherwise contractually limited Board appointments are eligible provided the terms of the appointment explicitly include the expectation of independent research and the supervision of graduate students. Specific information regarding appointments can be found in the APT Manual that is available on the Human Resources website. The proposed project must fall within SSHRC subject matter eligibility guidelines. Applications in the areas of health, natural sciences, and engineering are not eligible for this funding opportunity. An applicant who has previously received Internal Research Grants from URGC (Seed and/or Partnership Seed) must have submitted a final report to Research Services which includes details on the external grant application submitted, in order to be eligible for future competitions. 11 University Research Grants Committee ___________________________________________________________ CONDITIONS Upon receipt of the award, the recipient agrees to submit a brief final report on how the funds aided and contributed in the development of the partnership, and have strengthened a new major SSHRC grant application. The final report must include a copy of the external grant application, or clearly indicate the external grant application reference number, title of the submission, SSHRC program, and the submission date. In cases where a partnership has failed to develop, the report must detail the steps taken to establish the partnership, reasons for its failure, and any plans to establish a new partnership for related activities. The report must be submitted to Research Services (rsogrants@ucalgary.ca) within 1 year of the end date of the award in order to remain eligible for future URGC funding as well as other Vice-President (Research) funding. Partnership Seed Grant support is intended for projects that can be completed in 12 months or less. Extension requests will be considered for extenuating circumstances (Medical, Maternity or Parental Leave etc.) only and these requests must include supporting documentation which will be forwarded to the Chair of the URGC Committee for approval. The term may then be extended for an additional 6-month period but the total term including any extension may not exceed 18 months. The terms and conditions of the award are listed in greater detail in the URGC Notice of Award. GENERAL AWARD CONDITIONS Grants may only be used for the project and purposes described in the application, subject to any special conditions given in the URGC Notice of Award or correspondence from the Committee. Grant recipients must abide by all University policies and procedures including, but not limited to, intellectual property, integrity in scholarly activity, employment of family/relatives, ethics for human study, animal care, and biosafety. Awards may be terminated with or without notice if conditions are not observed. EVALUATION CRITERIA Partnership Seed Grant applications are adjudicated, and available funds are awarded, through a competitive merit review process. The following criteria and scoring schemes are used by the URGC Social Sciences and Humanities subcommittee to evaluate Partnership Seed Grant applications: 1. Challenge—The aim and importance of the endeavour (50%): originality, significance and expected contribution to knowledge; appropriateness of the approach and proposed activities for the development of a partnership; quality of training to be provided to students and/or other highly qualified personnel, and opportunities for them to contribute; and potential for the proposed partnership and related activities to have influence and impact within and/or beyond the social sciences and humanities research community. 12 University Research Grants Committee ___________________________________________________________ 2. Feasibility—The plan to achieve excellence (20%): probability that the proposed activities will result in a viable and formal partnership for the purpose of addressing an issue of mutual interest; appropriateness of the requested budget and justification of proposed costs. 3. Capability—The expertise to succeed (30%): quality, quantity and significance of past experience and published and/or creative outputs of the applicant relative to their roles in the development of the partnership and to their respective stages of career; experience in formal partnerships; and potential of the applicant to make future contributions. INCOMPLETE APPLICATIONS WILL BE REJECTED AND RETURNED TO THE APPLICANT. Applicants must adhere to submission instructions listed below and the limit of application form pages. Additional information and material attached to the submission will be removed from the application. FORM PAGES Application Information The applicant and each co-applicant must complete the form, providing the requested information. Application Details Provide a title for the project. Indicate the proposed date for submission of an external grant application. Recipients of a Partnership Seed Grant should apply for a SSHRC Partnership Development Grant or SSHRC Partnership Grant within one year after completing the Partnership Seed Grant. Provide a summary of the budget using the categories provided and then calculate the total budget. A maximum of $5,000 may be requested. Note that conference-related expenses are ineligible, although if research collaboration meetings are planned pre- or post-conference for convenience these travel costs are acceptable with justification; see Appendix: Use of Funds for details on eligible expenses. A Budget Justification attachment as described below is also required. Indicate whether human subjects, animal subjects, or biohazardous materials will be used in the project, and whether the required certifications or permits are available or will follow if the project is awarded. If relevant certifications or permits are available, attach them to the application. 13 University Research Grants Committee ___________________________________________________________ Project Summary (maximum 1/2 page) Provide a summary of your proposal written in clear, plain language. It should be written in non-technical terms and be clearly understood by a range of audiences with varied areas of expertise. Clearly indicate the following: the challenges or issues to be addressed through the proposed partnership; the overall goal of the proposed partnership and specific objectives for realizing that partnership; and the breadth of the partnership, and the meaningful engagement of the partner organizations involved. If funded, this summary may be published by the University or otherwise made publicly available. Expected Outcomes (maximum 1/2 page) Explain the specific expected outcomes with respect to the development of a partnership suitable for either a SSHRC Partnership Grant or a SSHRC Partnership Development Grant. The objectives of these programs are to: develop research and related activities in the social sciences and humanities, including knowledge mobilization and the meaningful involvement of students and new scholars, by fostering new partnerships for research and related activities involving existing and/or potential partners; or design and test new partnership approaches for research and/or related activities that may result in best practices or models that either can be adapted by others or have the potential to be scaled up to a regional, national or international level. Expected outcomes could include, but are not limited to, an agreed-upon governance structure for the partnership or plans for formalizing the partnership. Also describe how this Partnership Seed Grant will lead towards an application for external SSHRC funding. Explain how this Partnership Seed Grant will improve the likelihood of a successful application. Student Training Plan (maximum 1/2 page) Students and/or other highly qualified personnel are expected to meaningfully participate in the proposed initiatives. Clearly describe the specific roles and responsibilities of students and/or other highly qualified personnel, indicating the work they will be undertaking. Include the nature and extent of training, the capacity of the applicant and/or team members to provide the proposed training, the anticipated number of students and/or other highly qualified personnel and their level of study or qualifications, the nature and level of specialized skills that they will develop as a result of their participation, and the career development opportunities that will arise from their participation. See SSHRC Guidelines for Effective Research Training. Relationship to Other Research Support (maximum 1 page) Describe your current funding situation (including pending grant applications). Describe any conceptual or financial overlap with the proposed Partnership Seed Grant. The application may receive lower priority if 14 University Research Grants Committee ___________________________________________________________ current funding would provide support for the same opportunity; however, it is noted that a record of successful funding that leads up to a larger initiative involving additional partners would be considered an asset. Alignment with University of Calgary Strategic Research Themes (maximum 1/2 page) If applicable, describe the alignment of your project with one of the University of Calgary’s six strategic research priority themes: Energy Innovations for Today and Tomorrow; Brian and Mental Health; New Earth Space Technologies; Engineering Solutions for Health: Biomedical Engineering; Infections, Inflammation and Chronic Diseases; Human Dynamics in a Changing World. Funding priority may be given to projects that align with one of these themes. Note that the subject matter of the project must fall within SSHRC subject matter eligibility guidelines. Research Contributions (maximum 1 page) Provide a list of your last six (6) years of publications and other research contributions relevant to the proposed project. Use the standard bibliographic form of your discipline. Also list any research funding related to the proposed project that you have held in the last six (6) years. Required Signatures The applicant and any co-applicants must provide their names, sign, and date the application in the appropriate boxes. The applicant’s Department Head and Dean or Associate Dean (Research) must also sign and date the application. For more information on the collection of these signatures, see the Meaning of Grant Signatures policy. Applications that are missing any required signature will be considered incomplete and returned to the applicants. REQUIRED ATTACHMENTS For all attachments, please use Times New Roman font of no less than 12 pt. with three-quarter inch margins. Project Goal and Description (maximum 2 pages, including figures) The Committee must make its judgment on what is presented. Excellent projects may not receive funding because of careless presentation. 15 University Research Grants Committee ___________________________________________________________ Write your proposal in clear, plain language. Not all Committee members will have knowledge of the subject matter from all proposals, so avoid jargon or highly technical writing when possible. Try to anticipate (and answer) any questions the Committee members could raise. Clearly justify your proposal within the stated objectives of the Partnership Seed Grant, and use the following section headings to structure your proposal: Goals and Objectives: State the overall goal of the planned partnership, as well as specific objectives for the development of the partnership over the twelve month period of the grant. Need for Partnership: Explain why a partnership approach is needed to accomplish the overall goal, and demonstrate how such a partnership adds value beyond what could be achieved through other approaches. Provide any background information essential to understanding the importance of the partnership. Significance of Partnership: Describe the originality, significance (social, economic, cultural, intellectual) and expected contribution to knowledge in the social sciences and/or humanities of the proposed partnership. Demonstrate the relevance and significance of these objectives for the partner(s) that will be involved. Proposed Activities and Timeline: Describe the activities proposed to meet the specific objectives for the development of the partnership. Indicate the role of the partner(s) and any students or other highly qualified personnel in these activities. Provide a timeline for the activities in relation to the specific objectives. References (1 page maximum) Provide a list of references for any citations in the Project Goal and Description attached. Description of Team and Potential Partner Organizations (1 page maximum) Describe all personnel involved in the project, including the principal applicant, co-applicant(s), and collaborators. Explain the role of each in the project. Describe each partner organization. Partnerships may be between academic institutions, or between one or more academic institutions and one or more non-academic partner organizations. Describe the nature of the organization (e.g., public or private, academic or non-academic, for-profit or not-for-profit, etc.), size, location, mission or objectives, products or services it provides, if applicable, and activities in which the organization engages in order to accomplish its mission or objectives. Budget Justification (maximum 1 page) A detailed budget justification must be attached as a separate document. Justify each budget item that has been requested in the budget in relation to the proposed activities and the objectives of the Partnership Seed Grant program. Eligibility of expenses are determined by the Tri-Agency Financial Administration Guide (as it applies to SSHRC-funded projects) and any stipulations listed in this document (see Appendix: Use of Funds). 16 University Research Grants Committee ___________________________________________________________ If travel has been requested, please provide the rationale for why this travel is essential for performing the activities proposed. Note that travel expenses for conference attendance are ineligible unless also used for the purpose of partnership development activities pre- or post-conference. Justify the need for travel to a conference to conduct such activities. Other conference-related expenses are ineligible. Relevant Experience (maximum 1 page) Describe your experience in engaging in and/or leading formal partnerships, and any previous experience related to the objectives of the URGC Partnership Seed Grant program. Justify how this experience will aid you in developing the proposed partnership. Examples of relevant experience include: working within or with communities and/or organizations (e.g., not-for-profit organizations, philanthropic foundations, think tanks, private sector organizations), non-academic career information, or voluntary work. Include: your experience in engaging in and/or leading formal partnerships; a brief description of the nature of the work you performed; an explanation of how this work has prepared you for your role in the project; and a description of the skills you developed (e.g., training, mentoring, analysis, networking). Certifications University certifications or permits for research using human subjects, animal subjects, or biohazards are required if applicable to the research. Certifications or permits need not be appended at the time of application submission, but their inclusion will expedite the set-up of the project account, if awarded. SUBMISSION Submit the completed Partnership Seed Grant application form and all required attachments as a single PDF document to Denise Ward, Research Grants Officer, at rsogrants@ucalgary.ca. APPENDIX: USE OF FUNDS General Principles Expenditures may be made only for those expenses identified in the application and approved by the Committee or stated in the URGC Notice of Award. Please quote all expenses in Canadian dollars. It should be noted that currency exchange rates may fluctuate and this may cause small budget variances. Transfer of funds from one budget category to another is permitted according to the needs of the research as it progresses, provided it is not more than a 25% variance. The use of funds for previously unspecified expenses or new budget items requires Committee approval. The University expects researchers to adhere to the use of grant funds as outlined by the Tri-Council agencies. These policies are available here: http://www.nserc-crsng.gc.ca/Professors-Professeurs/FinancialAdminGuideGuideAdminFinancier/FundsUse-UtilisationSubventions_eng.asp 17 University Research Grants Committee ___________________________________________________________ ELIGIBLE AND INELIGIBLE EXPENSES It is advisable to refer to the University’s Travel and Expense Reimbursement Handbook. The general principles outlined in this guidebook serve as the basis for eligible and ineligible expenses. Eligible Expenses Personnel: Stipends or hourly wages for students and postdoctoral fellows are eligible. Stipends must be justified in terms of the research project objectives. The work performed by stipend recipients should be an integral part of the applicant's proposed research. When personnel are paid by stipend, quote the annual stipend, as well as the amount pro-rated for their level of participation on the project. Salaries: when students are paid by wage, the amounts should be determined in accordance with the university's collective agreement or policy. Please consult your Department/Faculty or HR advisor for appropriate salary rates. Graduate students who are hired as Research Assistants must be paid a minimum hourly rate of $17.50/hour, according to U of C Graduate Student Association collective agreement. You may pay higher rates as justified by skill requirements or department/faculty or discipline standards. Budget for 7.5% on top of wage for employer-paid benefits. Postdoctoral fellows: the UofC recommends a minimum rate of $45,000 per year minimum for postdoctoral fellows, plus $2K for Plan C benefits. Support staff: ensure that you have calculated 22% for mandatory AUPE benefit costs, which include Employment Insurance, Workers’ Compensation, and Canada Pension Plan. Quote the annual salary and relevant benefits, as well as the amount pro-rated for their level of participation on the project. Please describe the responsibilities and tasks to be carried out by the employee and their relationship to the applicant’s activities on the project. Travel: These costs may include travel and accommodation costs to conduct field research work or travel costs to collaborate with partners and team members at other institutions. Travel to a conference is eligible if partnership development activities will occur pre- or post- conference. The purpose of the trip, destination, method of travel, persons or organizations visited, and cost must be specified in your Budget Justification. Travel is eligible for Partnership Seed Grants, provided it is to support travel for research planning and collaboration purposes among the partners and team members. Air travel may be ticketed by a travel agency, air carrier, or travel website. Vehicle use is an eligible expense. Please detail kilometers and destination. Standard university rates apply. Please consult the University’s Travel & Expense Reimbursement Handbook for additional information on vehicle use: http://www.ucalgary.ca/finance/operations/ap/handbooks 18 University Research Grants Committee ___________________________________________________________ Other travel expenses such as shared vehicle use (i.e. a van rented between multiple individuals), taxis, bus, or other similar expenses are eligible. In your budget preparation please estimate these expenses to the best of your ability. Accommodations require an invoice to be submitted when expenses are claimed. Accommodation for the purpose of attending a conference is ineligible, except for the day(s) when partnership development activities occur. Provide justification in the Budget Justification. Equipment purchases, materials, or supplies: An original invoice will need to be included with the expense reimbursement. Items acquired with grant funds are the property of the University. Upon completion of the project, items are to be transferred to the control of the applicant’s department, the University library, or at the Committee’s request to some other department or unit within the University. Supplies must be directly used in the research project. Books must be directly used in the research project. These must be itemized and the basis for the costs described. Ineligible Expenses Conference travel expenses are ineligible if the travel is not also used for partnership development activities. Other conference-related expenses are ineligible expenses for Partnership Seed Grants. Retroactive expenses are ineligible. Office furnishings are ineligible. Tuition and course fees, entertainment, page charges, publication subventions, report writing and copying expenses, and subscriptions are ineligible. Electronic communications, such as telephone lines, equipment, voice mail, and internet charges are ineligible. CLAIMING EXPENSES The process for claiming or reimbursement of expenses is contained in the URGC Notice of Award. Only those expenses that have been presented in your approved budget are eligible. When submitting claims for expenses, original receipts and/or invoices will be required. It is advisable to reference the University’s Travel and Expense Reimbursement Handbook when submitting expenses: http://www.ucalgary.ca/finance/operations/ap/handbooks 19 University Research Grants Committee ___________________________________________________________ GENERAL APPLICATION INFORMATION Email an electronic version of the complete application submission as a single pdf document (which includes the attachments etc.) to Denise Ward, Research Grants Officer, rsogrants@ucalgary.ca Two-day extension requests for late application submissions will be considered for extenuating circumstances only. Extension requests require approval of the Associate Dean (Research). The approval must be emailed to Denise Ward, Research Grants Officer, rsogrants@ucalgary.ca, prior to the URGC competition deadline. Additional information, even though not specified in the guide may be requested from applicants. DECISIONS WILL BE ANNOUNCED WITHIN 8 WEEKS OF THE COMPETITION DEADLINE DATE. 20