现代通信新技术导论 第四章 大覆盖无线网络 Chapter 4 Wireless Networks with Large Coverage 电控学院 电子工程学科部 司鹏搏 综合楼825室 sipengbo@bjut.edu.cn 1 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) – – – – – – 4.1.1 Introduction to LTE 4.1.2 Targets 4.1.3 Key features 4.1.4 Network architecture 4.1.5 Physical layer 4.1.6 Layer 2 • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN 2 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) • 4.2 Wireless MAN (WiMAX) – 4.2.1 Introduction to WiMAX – 4.2.2 System Architecture – 4.2.3 Physical Layer Overview – 4.2.4 MAC Layer Overview – 4.2.5 WiBro • 4.3 Wireless RAN 3 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN – 4.3.1 Current spectrum allocation and utilization – 4.3.2 Ideas and architecture of cognitive radio – 4.3.3 Design issues of cognitive radio – 4.3.4 IEEE 802.22 – 4.3.5 Proactive cognitive radio networks 4 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) – – – – – – 4.1.1 Introduction to LTE 4.1.2 Targets 4.1.3 Key features 4.1.4 Network architecture 4.1.5 Physical layer 4.1.6 Layer 2 • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN 5 现代通信新技术导论 第四章 大覆盖无线网络 4.1.1 Introduction to LTE • The latest standard in the mobile network technology tree – That previously realized the GSM/EDGE and UMTS/HSxPA network technologies that now account for over 85% of all mobile subscribers. • Ensure 3GPP’s competitive edge over other cellular technologies. • The next step on a clearly-charted roadmap to so-called ‘4G’ mobile systems • Building on the technical foundations of the 3GPP family of cellular systems – Embracing GSM, GPRS and EDGE as well as WCDMA and now HSPA (High Speed Packet Access) • Offers a smooth evolutionary path to higher speeds and lower latency • Enables an even richer, more compelling mobile service environment – Coupled with more efficient use of operators’ finite spectrum assets 6 现代通信新技术导论 第四章 大覆盖无线网络 4.1.1 Introduction to LTE • Video 1: Motorola LTE Test • Video 2: Ericsson TD LTE Introduction • Video 3: Verizon LTE Test 7 现代通信新技术导论 第四章 大覆盖无线网络 4.1.1 LTE Evolution • Release 99 (2000): UMTS/WCDMA • Release 5 (2002) : HSDPA • Release 6 (2005) : HSUPA, MBMS (Multimedia Broadcast/Multicast Services) • Release 7 (2007) : DL MIMO, IMS (IP Multimedia Subsystem), optimized real-time services (VoIP, gaming, push-to-talk). • Release 8(2009) :LTE (Long Term Evolution) 8 现代通信新技术导论 第四章 大覆盖无线网络 4.1.1 Motivations • Need for higher data rates and greater spectral efficiency – Can be achieved with HSDPA/HSUPA – And/or new air interface defined by 3GPP LTE • Need for Packet Switched optimized system – Evolve UMTS towards packet only system • Need for high quality of services – Use of licensed frequencies to guarantee quality of services – Always-on experience (reduce control plane latency significantly) – Reduce round trip delay • Need for cheaper infrastructure – Simplify architecture, reduce number of network elements 9 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) – – – – – – 4.1.1 Introduction to LTE 4.1.2 Targets 4.1.3 Key features 4.1.4 Network architecture 4.1.5 Physical layer 4.1.6 Layer 2 • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN 10 现代通信新技术导论 第四章 大覆盖无线网络 4.1.2 LTE Targets • • • • • • • Significantly increased peak data rates Increased cell edge bitrates Improved spectrum efficiency Improved latency Scalable bandwidth Reduced CAPEX and OPEX Acceptable system and terminal complexity, cost and power consumption • Compatibility with earlier releases and with other systems • Optimized for low mobile speed but supporting high mobile speed 11 现代通信新技术导论 第四章 大覆盖无线网络 4.1.2 Specific Targets • Data rate – Goal • Significantly increased peak data rates, scaled linearly according to spectrum allocation – Targets • Instantaneous downlink peak data rate of 100Mbit/s in a 20MHz downlink spectrum (i.e. 5 bit/s/Hz) • Instantaneous uplink peak data rate of 50Mbit/s in a 20MHz uplink spectrum (i.e. 2.5 bit/s/Hz) • Cell range – 5 km - optimal size – 30km sizes with reasonable performance – Up to 100 km cell sizes supported with acceptable performance • Cell capacity – Up to 200 active users per cell(5 MHz) (i.e., 200 active data clients) 12 现代通信新技术导论 第四章 大覆盖无线网络 4.1.2 Specific Targets • Mobility – – – – – – Be optimized for mobile speeds 0 to 15 km/h Support, with high performance, speeds between 15 and 120 km/h Maintain mobility at speeds between 120 and 350 km/h And even up to 500 km/h depending on frequency band Support voice and real-time services over entire speed range With quality at least as good as UTRAN • Latency – User plane < 5ms – Control plane < 50 ms • Improved spectrum efficiency • Cost-effective migration from Release 6 UTRA radio interface and architecture 13 现代通信新技术导论 第四章 大覆盖无线网络 4.1.2 Specific Targets • Spectrum flexibility – E-UTRA to operate in 1.25, 1.6, 2.5, 5, 10, 15 and 20 MHz allocations, allowing different possibilities for re-farming already in use spectrum – uplink and downlink… – paired and unpaired • Improved broadcasting • IP-optimized • Scalable bandwidth of 20MHz, 15MHz, 10MHz, 5MHz and <5MHz • Co-existence with legacy standards (users can transparently start a call or transfer of data in an area using an LTE standard, and, when there is no coverage, continue the operation without any action on their part using GSM/GPRS or W-CDMA-based UMTS) 14 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) – – – – – – 4.1.1 Introduction to LTE 4.1.2 Targets 4.1.3 Key features 4.1.4 Network architecture 4.1.5 Physical layer 4.1.6 Layer 2 • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN 15 现代通信新技术导论 第四章 大覆盖无线网络 4.1.3 Key Features of LTE • Multiple access scheme – Downlink: OFDMA – Uplink: Single Carrier FDMA (SC-FDMA) • Adaptive modulation and coding – DL modulations: QPSK, 16QAM, and 64QAM – UL modulations: QPSK and 16QAM – Rel-6 Turbo code: Coding rate of 1/3, two 8-state constituent encoders, and a contention- free internal interleaver. • Bandwidth scalability for efficient operation in differently sized allocated spectrum bands • Possible support for operating as single frequency network (SFN) to support MBMS 16 现代通信新技术导论 第四章 大覆盖无线网络 4.1.3 Key Features of LTE • Multiple Antenna (MIMO) technology for enhanced data rate and performance. • ARQ within RLC sublayer and Hybrid ARQ within MAC sublayer. • Power control and link adaptation • Implicit support for interference coordination • Support for both FDD and TDD • Channel dependent scheduling & link adaptation for enhanced performance. • Reduced radio-access-network nodes to reduce cost, protocolrelated processing time & call set-up time 17 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) – – – – – – 4.1.1 Introduction to LTE 4.1.2 Targets 4.1.3 Key features 4.1.4 Network architecture 4.1.5 Physical layer 4.1.6 Layer 2 • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN 18 现代通信新技术导论 第四章 大覆盖无线网络 4.1.4 Network Architecture R C HLR/AuC* HSS* EIR MSC GERAN MT TE SMS-GMSC SMS-IWMSC SMS-SC Um Gb, Iu Rx+ (Rx/Gq) Gr Gf Gs Gd Iu Gn GGSN Ga Billing System* SGSN UE BM-SC Gi Gn/Gp Uu R Gx+ (Go/Gx) Gmb Gc SGSN UTRAN MT TE AF PCRF Ga Gi PDN Mb Gy IMSMGW Mb MRFP OCS* Wi CGF* Gm IMS P-CSCF CSCF Mw CDF Wf Wf Wd 3GPP AAA Proxy Intranet/ Internet Wa WLAN UE Wa WLAN Access Network Ww D/Gr Dx Cx HLR/ AuC* HSS* SLF Wx Dw 3GPP AAA Server Wm OCS* ** Wo Wy Wg PDG WAG Wp Wn Wz Wu Traffic and signaling Signaling CGF* Billing System* Note: * Elements duplicated for picture layout purposes only, they belong to the same logical entity in the architecture baseline. ** is a reference point currently missing 19 现代通信新技术导论 第四章 大覆盖无线网络 4.1.4 Network Architecture 20 现代通信新技术导论 第四章 大覆盖无线网络 4.1.4 System Architecture Evolution (SAE) • SAE is the evolution of the GPRS Core Network, with some differences • The main principles and objectives of the LTE-SAE architecture include – A common anchor point and gateway (GW) node for all access technologies – IP-based protocols on all interfaces – Simplified network architecture – All IP network – All services are via Packet Switched domain – Support mobility between heterogeneous RATs, including legacy systems as GPRS, but also non-3GPP systems (say WiMAX) – Support for multiple, heterogeneous RATs, including legacy systems as GPRS, but also non-3GPP systems (say WiMAX) 21 现代通信新技术导论 第四章 大覆盖无线网络 4.1.4 System Architecture Evolution (SAE) GERAN Gb GPRS Core Iu SGSN PCRF Rx+ UTRAN S7 S3 S4 S6 HSS Op. S5a S1 Evolved RAN S5b MME 3GPP UPE Anchor IP SGi SAE Anchor (IMS, PSS, S2b IASA Serv. etc…) S2a Evolved Packet Core Trusted non 3GPP IP Access ePDG WLAN 3GPP IP Access WLAN Access NW 22 现代通信新技术导论 第四章 大覆盖无线网络 4.1.4 Evolved Packet Core (EPC) • MME (Mobility Management Entity): – • UPE (User Plane Entity): – • Manages and stores UE context, ciphering, mobility anchor, packet routing and forwarding, initiation of paging 3GPP anchor: – • Manages and stores the UE control plane context, generates temporary ID, provides UE authentication, authorization, mobility management Mobility anchor between 2G/3G and LTE SAE anchor: – Mobility anchor between 3GPP and non 3GPP (I-WLAN, etc) 23 现代通信新技术导论 第四章 大覆盖无线网络 4.1.4 E-UTRAN Architecture 24 现代通信新技术导论 第四章 大覆盖无线网络 4.1.4 User-Plane Protocol Stack 25 现代通信新技术导论 第四章 大覆盖无线网络 4.1.4 Control-Plane Protocol Stack 26 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) – – – – – – 4.1.1 Introduction to LTE 4.1.2 Targets 4.1.3 Key features 4.1.4 Network architecture 4.1.5 Physical layer 4.1.6 Layer 2 • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN 27 现代通信新技术导论 第四章 大覆盖无线网络 4.1.5 Physical Layer Layer 3 Layer 1 Control / Measurements Layer 2 Radio Resource Control (RRC) Logical channels Medium (MAC) Access Control Transport channels Physical layer 28 现代通信新技术导论 第四章 大覆盖无线网络 4.1.5 Physical Layer • The Layer 1 can adapt to various spectrum allocations • Downlink physical channels: – Physical Downlink Shared Channel (PDSCH) – Physical Downlink Control Channel (PDCCH) – Common Control Physical Channel (CCPCH) • Uplink physical channels: – Physical Uplink Shared Channel (PUSCH) – Physical Uplink Control Channel (PUCCH) • Downlink modulation schemes – QPSK, 16QAM and 64QAM • Uplink modulation schemes – QPSK and 16QAM • Broadcast channel modulation scheme – QPSK 29 现代通信新技术导论 第四章 大覆盖无线网络 4.1.5 Downlink Physical Layer • OFDM – Meets the LTE requirement for spectrum flexibility and enables cost-efficient solutions for very wide carriers with high peak rates – Uses a large number of narrow sub-carriers for multi-carrier transmission – Can be seen as a time-frequency grid. In the frequency domain – Δf = 15kHz, OFDM symbol duration time = 1/Δf + cyclic prefix • Downlink physical layer procedures – – – – Cell search and synchronization Scheduling Link Adaptation Hybrid ARQ (Automatic Repeat Request) 30 现代通信新技术导论 第四章 大覆盖无线网络 4.1.5 Physical Layer • Channel coding: Turbo coding – Coding rate R = 1/3 – Two 8-state constitute encoders – A contention-free quadratic permutation polynomial (QPP) turbo code internal interleaver – Trellis termination is used • Block segments – Maximized information block size: 6144 bits – Error detection is supported by the use of 24 bit CRC • Signals are defined as – Reference signals – Primary and secondary synchronization signals / random access preambles 31 现代通信新技术导论 第四章 大覆盖无线网络 4.1.5 Uplink Physical Layer • SC-FDMA – Single Carrier Frequency Division Multiple Access – Because of the drawback of OFDM: very high Peak to Average Power Ratio (PAPR) – Solves this problem by grouping together the resource blocks • That reduces the need for linearity • And reduces PAPR • And improves coverage and the cell-edge performance • Uplink Physical Layer Procedures – – – – – Random access Uplink scheduling Uplink link adaptation Uplink timing control Hybrid ARQ 32 现代通信新技术导论 第四章 大覆盖无线网络 4.1.5 Frame Structure 33 现代通信新技术导论 第四章 大覆盖无线网络 4.1.5 Generic Frame Structure Available Downlink Bandwidth is Divided into Physical Resource Blocks LTE Reference Signals are Interspersed Among Resource Elements 34 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) – – – – – – 4.1.1 Introduction to LTE 4.1.2 Targets 4.1.3 Key features 4.1.4 Network architecture 4.1.5 Physical layer 4.1.6 Layer 2 • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN 35 现代通信新技术导论 第四章 大覆盖无线网络 4.1.6 DL and UL Layer 2 36 现代通信新技术导论 第四章 大覆盖无线网络 4.1.6 MAC and RLC of Layer 2 • MAC (media access control) protocol – Handles uplink and downlink scheduling and HARQ signaling – Performs mapping between logical and transport channels • RLC (radio link control) protocol – Focuses on lossless transmission of data – In-sequence delivery of data – Provides 3 different reliability modes for data transport. They are • Acknowledged Mode (AM)-appropriate for non-RT (NRT) services such as file downloads • Unacknowledged Mode (UM)-suitable for transport of Real Time (RT) services because such services are delay sensitive and cannot wait for retransmissions • Transparent Mode (TM)-used when the PDU sizes are known a priori such as for broadcasting system information 37 现代通信新技术导论 第四章 大覆盖无线网络 4.1.6 PDCP and RRC of Layer 2 • PDCP (packet data convergence protocol) – handles the header compression and security functions of the radio interface • RRC (radio resource control) protocol – Handles radio bearer setup – Active mode mobility management – Broadcasts of system information, while the NAS protocols deal with idle mode mobility management and service setup 38 现代通信新技术导论 第四章 大覆盖无线网络 4.1.6 Transport Channels • In order to reduce complexity of the LTE protocol architecture, the number of transport channels has been reduced • Downlink transport channels are – – – – Broadcast Channel (BCH) Downlink Shared Channel (DL-SCH) Paging Channel (PCH) Multicast Channel (MCH) • Uplink transport channels are: – Uplink Shared Channel (UL-SCH) – Random Access Channel (RACH) 39 现代通信新技术导论 第四章 大覆盖无线网络 4.1.6 Logical Channels • Control channels are – – – – – Broadcast Control Channel (BCCH) Paging Control Channel (PCCH) Common Control Channel (CCCH) Multicast Control Channel (MCCH) Dedicated Control Channel (DCCH) Mapping between uplink logical and transport channels • Traffic channels are – Dedicated Traffic Channel (DTCH) – Multicast Traffic Channel (MTCH) Mapping between downlink logical and transport channels 40 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) • 4.2 Wireless MAN (WiMAX) – 4.2.1 Introduction to WiMAX – 4.2.2 System Architecture – 4.2.3 Physical Layer Overview – 4.2.4 MAC Layer Overview – 4.2.5WiBro • 4.3 Wireless RAN 41 现代通信新技术导论 第四章 大覆盖无线网络 4.2.1 Introduction to WiMAX • Worldwide Interoperability for Microwave Access – A certification mark for products that pass conformity and interoperability tests for the IEEE 802.16 standards – Last mile access – Run by WiMAX Forum • 400+ member in 120+ countries, including Alcatel, AT&T, BT, Fujitsu, Nokia, Motorola, Intel, SAMSUNG, LG, Huawei, ZTE … – NLOS/LOS, high spectrum efficiency, high data rate, QoS, flexible spectrum utilization 42 现代通信新技术导论 第四章 大覆盖无线网络 4.2.1 Applications of 802.16 43 现代通信新技术导论 第四章 大覆盖无线网络 4.2.1 History of WiMAX 802.16 (Dec 2001) • Original fixed wireless broadband air Interface for 10 – 66 GHz: Line-of-sight only, Point-toMulti-Point applications 802.16c (2002) 802.16 Amendment WiMAX System Profiles 10 - 66 GHz 802.16a (Jan 2003) 802.16REVd (802.16-2004) (Oct 2004) 802.16e (802.16-2005) (Dec 2005) • Extension for 2-11 GHz: Targeted for nonline-of-sight, Point-to-Multi-Point applications like “last mile” broadband access • Adds WiMAX System Profiles and Errata for 2-11 GHz • MAC/PHY Enhancements to support subscribers moving at vehicular speeds 44 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) • 4.2 Wireless MAN (WiMAX) – 4.2.1 Introduction to WiMAX – 4.2.2 System Architecture – 4.2.3 Physical Layer Overview – 4.2.4 MAC Layer Overview – 4.2.5 WiBro • 4.3 Wireless RAN 45 现代通信新技术导论 第四章 大覆盖无线网络 4.2.2 WiMAX Architecture 46 现代通信新技术导论 第四章 大覆盖无线网络 4.2.2 WiMAX Architecture SDU: Service Date Unit SAP: Service Access Point 47 现代通信新技术导论 第四章 大覆盖无线网络 4.2.2 Scope of 802.16 Standards 48 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) • 4.2 Wireless MAN (WiMAX) – 4.2.1 Introduction to WiMAX – 4.2.2 System Architecture – 4.2.3 Physical Layer Overview – 4.2.4 MAC Layer Overview – 4.2.5 WiBro • 4.3 Wireless RAN 49 现代通信新技术导论 第四章 大覆盖无线网络 4.2.3 Physical Layer Summary Designation Applicability MAC Duplexing Wireless MAN-SC 10-66 GHz Licensed Basic Wireless MAN-SC 2-11 GHz Licensed Basic, (ARQ), (STC), TDD, FDD (AAS) 2-11 GHz Licensed Basic, (ARQ), (STC), TDD, FDD (AAS) 2-11 GHz Licenseexempt Basic, (ARQ), (STC), TDD (DFS), (MSH), (AAS) 2-11 GHz Licensed Basic, (ARQ), (STC), TDD, FDD (AAS) 2-11 GHz Licenseexempt Basic, (ARQ), (STC), TDD (DFS), (MSH), (AAS) Wireless MAN-OFDM Wireless MANOFDMA TDD, FDD, HFDD 50 现代通信新技术导论 第四章 大覆盖无线网络 4.2.3 Channel Characteristics • 10-66 GHz – Very weak multipath components (LOS is required) – Rain attenuation is a major issue – Single-carrier PHY • 2-11 GHz – Multipath – NLOS – Single and multi-carrier PHYs 51 现代通信新技术导论 第四章 大覆盖无线网络 4.2.3 Time Division Duplexing (TDD) 52 现代通信新技术导论 第四章 大覆盖无线网络 4.2.3 General Downlink Frame Structure 53 现代通信新技术导论 第四章 大覆盖无线网络 4.2.3 General Uplink Frame Structure 54 现代通信新技术导论 第四章 大覆盖无线网络 4.2.3 OFDMA TDD Frame Structure • • DL-MAP and UL-MAP indicate the current frame structure BS periodically broadcasts Downlink Channel Descriptor (DCD) and Uplink Channel Descriptor (UCD) messages to indicate burst profiles (modulation and FEC schemes) 55 现代通信新技术导论 第四章 大覆盖无线网络 4.2.3 Frame Structure 56 现代通信新技术导论 第四章 大覆盖无线网络 4.2.3 Network Entry Process 57 现代通信新技术导论 第四章 大覆盖无线网络 4.2.3 SDU and PDU • Service Data Unit (SDU) – Data units exchanged between adjacent layers • Protocol Data Unit (PDU) – Data units exchanged between peer entities 58 现代通信新技术导论 第四章 大覆盖无线网络 4.2.3 Connections • 802.16/WiMAX is connection oriented • For each direction, a connection is identified with a 16 bit CID • Each CID is associated with a Service Flow ID (SFID) that determines the QoS parameters for that CID 59 现代通信新技术导论 第四章 大覆盖无线网络 4.2.3 PDU Transmission Packing Fragmentation MAC PDUs Concatenation Brust Shortening MAC PDUs Preamble FEC Block 60 现代通信新技术导论 第四章 大覆盖无线网络 4.2.3 QoS Mechanism 61 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) • 4.2 Wireless MAN (WiMAX) – 4.2.1 Introduction to WiMAX – 4.2.2 System Architecture – 4.2.3 Physical Layer Overview – 4.2.4 MAC Layer Overview – 4.2.5 WiBro • 4.3 Wireless RAN 62 现代通信新技术导论 第四章 大覆盖无线网络 4.2.4 Generic MAC Frame 63 现代通信新技术导论 第四章 大覆盖无线网络 4.2.4 Generic Bandwidth Request 64 现代通信新技术导论 第四章 大覆盖无线网络 4.2.4 Management Messages • Management messages are broadcast or sent on three CIDs in each direction: Basic, Primary, and Secondary – – – – – – Uplink Channel Descriptor Downlink Channel Descriptor UL-MAP DL-MAP DSA-REQ DSA-RSP 65 现代通信新技术导论 第四章 大覆盖无线网络 4.2.4 Key Management Messages 66 现代通信新技术导论 第四章 大覆盖无线网络 4.2.4 Key Management Messages 67 现代通信新技术导论 第四章 大覆盖无线网络 4.2.4 Scheduling Types and QoS Scheduling Type Parameters Unsolicited Grant Service (UGS) Non-real-time Polling Service (nrtPS) Max Sustained Traffic Rate, Maximum Latency, Tolerated Jitter Max Sustained Traffic Rate, Min Reserved Traffic Rate, Committed Burst Size, Maximum Latency, etc. Committed Information Rate, Maximum Information Rate Best Effort (BE) Maximum Information Rate Real-Time Polling Service (rtPS) 68 现代通信新技术导论 第四章 大覆盖无线网络 4.2.4 Scheduling Classes 69 现代通信新技术导论 第四章 大覆盖无线网络 4.2.4 Advanced 802.16 Features • Multiple Input and Multiple Output (MIMO) – MIMO channel capacity is given by C = B log2 det(I + SNR.HH*T/N) where H is MxN channel matrix with M and N are receive and transmit antennas, resp. • Hybrid-ARQ – For faster ARQ, combines error correction and detection and makes use of previously received versions of a frame • Adaptive Antenna System (AAS) – Enables directed beams between BS and SSs 70 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) • 4.2 Wireless MAN (WiMAX) – 4.2.1 Introduction to WiMAX – 4.2.2 System Architecture – 4.2.3 Physical Layer Overview – 4.2.4 MAC Layer Overview – 4.2.5 WiBro • 4.3 Wireless RAN 71 现代通信新技术导论 第四章 大覆盖无线网络 4.2.5 WiBro (Wireless Broadband) • WiBro is an early large-scale deployment of 802.16 in South Korea (Dec 2005) • Demonstrates 802.16 performance as compared to 3G/4G cellular alternatives • 3 operators have been licensed by the government (each spending ~$1B) 72 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN – 4.3.1 Current spectrum allocation and utilization – 4.3.2 Ideas and architecture of cognitive radio – 4.3.3 Design issues of cognitive radio – 4.3.4 IEEE 802.22 – 4.3.5 Proactive cognitive radio networks 73 现代通信新技术导论 第四章 大覆盖无线网络 74 现代通信新技术导论 第四章 大覆盖无线网络 4.3.1 The Problem of current Spectrum Allocation • Current “Static” Spectrum Allocation Strategy is Wasteful – Huge opportunities exist in time, frequency, and space – Apparent spectrum scarcity Maximum Amplitudes Heavy Use Heavy Use Amplidue (dBm) Less than 6% Occupancy Sparse Use Medium Use Frequency (MHz) 75 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN – 4.3.1 Current spectrum allocation and utilization – 4.3.2 Ideas and architecture of cognitive radio – 4.3.3 Design issues of cognitive radio – 4.3.4 IEEE 802.22 – 4.3.5 Proactive cognitive radio networks 76 现代通信新技术导论 第四章 大覆盖无线网络 4.3.2 Opportunistic Spectrum Access • Basic Idea: Opportunistic Spectrum Access – sense the spectrum you want to transmit in – look for “holes” or “opportunities” in time and frequency – transmit so that you don’t interfere with the licensees Power Frequency Time Spectrum in use by Primary user Spectrum Hole 77 现代通信新技术导论 第四章 大覆盖无线网络 4.3.2 Cognitive Radio Architecture CU CU CU PU CU CU PU CU CU CU PU CU CU CU 78 现代通信新技术导论 第四章 大覆盖无线网络 4.3.2 Cognitive Radio Research Spectrum Policy Economics Regulation Legal Business Theory and Algorithms Cooperative Communications Information & Coding Theory Statistical Signal Processing Game Theory & Microeconomics Hardware/Software Platforms & Prototyping Programmable agile radios GNU platforms Cognitive Radio Network Testbeds 79 现代通信新技术导论 第四章 大覆盖无线网络 4.3.2 Motivations • Static allocation of spectrum is inefficient – Slow, expensive process that cannot keep up with technology • Spectrum allocation rules that encourage innovation & efficiency – Free markets for spectrum, more unlicensed bands, new services, etc. • Anecdotal evidence of WLAN spectrum congestion – Unlicensed systems need to scale and manage user “QoS” • Density of wireless devices will continue to increase – ~10x with home gadgets, ~100x with sensors/pervasive computing • Interoperability between proliferating radio standards – Programmable radios that can form cooperating networks across multiple PHY’s 80 现代通信新技术导论 第四章 大覆盖无线网络 4.3.2 Definition and Cycle • An enhancement on the traditional software radio concept wherein the radio is aware of its environment and its capabilities, is able to independently alter its physical layer behavior, and is capable of following complex adaptation strategies. 81 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN – 4.3.1 Current spectrum allocation and utilization – 4.3.2 Ideas and architecture of cognitive radio – 4.3.3 Design issues of cognitive radio – 4.3.4 IEEE 802.22 – 4.3.5 Proactive cognitive radio networks 82 现代通信新技术导论 第四章 大覆盖无线网络 4.3.3 Towards Cognitive Radio Networks • Research themes that have emerged from mobile ad hoc and/or sensor networks research: – Hierarchical Network Architecture wins • Capacity scaling, energy efficiency, increases lifetimes, facilitates discovery – Cooperation wins • Achievable rates via information theoretic relay and broadcast channels – “Global” awareness and coordination wins • Space, time and frequency awareness and coordination beyond local measurements – Efficient operation requires radios that can • • • • Cooperate Collaborate Discover Self-Organize into hierarchical networks 83 现代通信新技术导论 第四章 大覆盖无线网络 4.3.3 Towards Cognitive Radio Networks • Fundamental research and algorithms – based on – Information and Coding Theory • Relay cooperation, User Cooperation, Coding techniques for cooperation, Collaborative MIMO techniques – Signal Processing • Collaborative signal processing, Signal design for spectrum sharing, Interference avoidance, Distributed sensing algorithms – Game Theory • Spectrum warfare, Microeconomics and pricing based schemes for spectrum sharing, negotiation and coexistence, Coalition formation, Incentive mechanisms for cooperation – MAC and Networking Algorithms • Discovery protocols, Etiquette protocols, Self-organization protocols, Multihop routing 84 现代通信新技术导论 第四章 大覆盖无线网络 4.3.3 Cognitive Radio: Design Space Unlicensed band + simple coord protocols Protocol Complexity (degree of coordination) Ad-hoc, Multi-hop Collaboration Internet Server-based Spectrum Etiquette “cognitive radio” schemes Radio-level Spectrum Etiquette Protocol Unlicensed Band with DCA (e.g. 802.11x) Internet Spectrum Leasing Reactive Rate/Power Control Static Assignment Agile Wideband Radios “Open Access” + smart radios UWB, Spread Spectrum Hardware Complexity 85 现代通信新技术导论 第四章 大覆盖无线网络 4.3.3 Design Issues • Primary (licensed) and Secondary (unlicensed) users • Basic requirement – To ensure secondary users take advantage of the unused spectrum without adversely affecting primary users • Challenges – – – – Potentially oblivious primary users Imperfect “channel state information” may cause collisions Network dynamics (mobility, traffic) Distributed solutions desirable 86 现代通信新技术导论 第四章 大覆盖无线网络 4.3.3 Basic Components of Cognitive Radio • Observation process – Measurement and noise reduction mechanisms – Passive or Active – Interference temperature, collision probability, traffic load, etc • Learning process – Extracting useful information from collected data – Supervised and unsupervised/reinforcement • Planning and decision making process – Using knowledge obtained from learning to schedule and prepare for the next transmission • Action 87 现代通信新技术导论 第四章 大覆盖无线网络 4.3.3 Approaches in Cognitive Radio • Estimation techniques – For the observation process – Obtain multiple information, channel state, traffic load, neighborhood information, etc • Game theory – To understand competitive situations in which rational decision makers interact to achieve their objectives – Nash equilibrium——all the players are satisfied with their received payoffs • Evolutionary computing – Based on evolution of biological life in the real world – Genetic algorithm 88 现代通信新技术导论 第四章 大覆盖无线网络 4.3.3 Approaches in Cognitive Radio • Fuzzy logic – Imprecise, noisy, and incomplete input information • Markov decision process – And POMDP • Pricing theory – Resource allocation: auction • Theory of social science – Modeled by a society of independent decision makers in which the radio devices are aware of the society • Reinforcement learning – Learning by interacting with the environment. 89 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN – 4.3.1 Current spectrum allocation and utilization – 4.3.2 Ideas and architecture of cognitive radio – 4.3.3 Design issues of cognitive radio – 4.3.4 IEEE 802.22 – 4.3.5 Proactive cognitive radio networks 90 现代通信新技术导论 第四章 大覆盖无线网络 4.3.4 IEEE 802.22 Networks • Wireless Regional Area Network – To provide broadband Internet connectivity in rural and remote areas – To operate in the licensed VHF and UHF bands used for TV services • Since many TV channels in these frequency spectra are largely unused in many regions – – – – Coverage: WWAN > WRAN (100km) > WMAN Flexibility and adaptability Must not disturb the primary users Measure the CSI, select and schedule the spectrum band, and adjust the modulation/coding scheme and transmission power 91 现代通信新技术导论 第四章 大覆盖无线网络 Main Contents • 4.1 Wireless WAN (3G LTE) • 4.2 Wireless MAN (WiMAX) • 4.3 Wireless RAN – 4.3.1 Current spectrum allocation and utilization – 4.3.2 Ideas and architecture of cognitive radio – 4.3.3 Design issues of cognitive radio – 4.3.4 IEEE 802.22 – 4.3.5 Proactive cognitive radio networks 92 现代通信新技术导论 第四章 大覆盖无线网络 4.3.5 Proactive Cognitive Radio • Regular assumption/rule – CR users are not introducing interference to primary users • However, as the users devices are becoming more and more – Smart – Complicated • The regular assumption may not exist anymore – They have their own objective, with proactive actions – The devices may intend to interfere primary users – Or accidentally 93 现代通信新技术导论 第四章 大覆盖无线网络 4.3.5 In Regular CR Networks • The motivation of the secondary users: Obtain more reward – Obey the rule: Anything good? – Intend to interfere: Find more opportunities to transmit – Interfere accidentally: Due to the ill behaviors due to the reduction of money spent on device upgrading/maintenance • The motivation of the primary users: Obtain more reward – Ask for very high spectrum rent – Provide low-level services 94 现代通信新技术导论 第四章 大覆盖无线网络 4.3.5 In Regular CR Networks • The behaviors will result in – Secondary users • Always try to interfere if no spectrum hole is found • Bad behavior without intention due to the SW/HW bugs – Primary users • Annoyed by the interference from the unknown source • Collect heavy rent to compensate the lost due to the interference – The networks • Full of interference and complaints 95 现代通信新技术导论 第四章 大覆盖无线网络 4.3.5 Solution to the Problems • Primary users – Objective: Maximize the reward obtained • Maximize the total spectrum rent • Maximize the fine collected • Minimize the cost of system upgrading/maintenance – To achieve the objective: Balance • Attracting more SUs • Requesting higher rent/fine – Actions • Establish the regulation/rule/law – Define the bad behaviors – Define and optimize the punishment to the bad behaviors • Collect the spectrum rent and the fine • Be equipped with the bad behavior detection devices 96 现代通信新技术导论 第四章 大覆盖无线网络 4.3.5 Solution to the Problems • Secondary users – Objective: Maximize the reward obtained • Maximize the data transmission • Minimize the cost of renting/fine/system upgrading and maintenance – To achieve the objective: • Choose the best PU to associate with • Optimize the transmission actions and parameters – Actions • • • • • Transmit with fingerprint information (obliged) Detect the available PU networks Choose the PU network that could provide the most reward Detect the channel state information Decide the transmission action and parameter – Transmit or not – Modulation and coding scheme, data rate, transmission power, signal shape, … 97 现代通信新技术导论 第四章 大覆盖无线网络 4.3.5 Comparison of Human Society and Proactive CR • Human Society – – – – – – With laws, rules and regulations With police, jails and punishment With benefits (salary, promotion, reward, award, etc) With evidence of criminals, clues at least With cooperation and competition With some freedom of choosing the government (immigrants) • Proactive CR Network – – – – – – With spectrum access regulations With PUs who are watching over the SUs, spectrum jails and fine With objectives (maximize the reward obtained) With fingerprint information included in the transmission signals With cooperation and competition With some freedom of choosing the PUs (if more than one PUs available) 98 现代通信新技术导论 第四章 大覆盖无线网络 A Brief Review • Wireless Wide Area Networks – Cellular networks 1G-2G-2.5G-2.75G-3G-3.5G-3.9G – LTE: Targets and the evolved architecture – Physical layer and Layer 2 • Wireless Metropolitan Networks – WiMAX, IEEE 802.16, especially 16d and 16e – System architecture – Physical layer and MAC layer • Wireless Regional Networks – – – – – Cognitive radio Dynamic spectrum management Cycle Design Issues Proactive CR networks 99