Photonic Crystals: Periodic Surprises in Electromagnetism Steven G. Johnson MIT Complete Band Gaps: You can leave home without them. How else can we confine light? Total Internal Reflection no ni > no rays at shallow angles > qc are totally reflected sinqc = no / ni < 1, so qc is real Snell’s Law: ni sinqi = no sinqo qo qi i.e. TIR can only guide within higher index unlike a band gap Total Internal Reflection? no ni > no rays at shallow angles > qc are totally reflected So, for example, a discontiguous structure can’t possibly guide by TIR… the rays can’t stay inside! Total Internal Reflection? no ni > no rays at shallow angles > qc are totally reflected So, for example, a discontiguous structure can’t possibly guide by TIR… or can it? Total Internal Reflection Redux no ni > no ray-optics picture is invalid on l scale (neglects coherence, near field…) translational symmetry Snell’s Law is really conservation of k|| and w: |ki| sinqi = |ko| sinqo |k| = nw/c (wavevector) (frequency) qi k|| qo conserved! Waveguide Dispersion Relations i.e. projected band diagrams w light cone projection of all k in no higher-order modes at larger w, b higher-index core pulls down state no ni > no weakly guided (field mostly in no) k|| ( (a.k.a. b) ) Strange Total Internal Reflection G are Qraphics uickTim needed decom e™ toand see pressor athis picture. Index Guiding 0.5 0.45 lig ht cone 0.4 0.35 frequency (c/a) 0.3 0.25 J 0.2 J J a J J 0.15 J 0.1 0.05 J J J J 0J 0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5 wavenumber k (2š/a) Conser v ed + h i gher i n dext o k pull down = l oca l i ze d/ g ui ded mode an d w s ta t e . A Hybrid Photonic Crystal: G are Qraphics uickTim needed decom e™ toand see pressor athis picture. 1d band gap + index guiding 0.5 0.45 l i ght cone 0.4 0.35 range of frequencies in which there are “band no guided modes gap” frequency (c/a) 0.3 0.25 J 0.2 J J J J 0.15 J 0.1 0.05 J J slow-light band edge J J 0J 0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5 wavenumber k (2š/a) a G are Qraphics uickTim needed decom e™ toand see pressor athis picture. A Resonant Cavity – + photonic bandgap index-confined increased rod radius pulls down “dipole” mode (non-degenerate) G are Qraphics uickTim needed decom e™ toand see pressor athis picture. A Resonant Cavity – + photonic bandgap G are Qraphics uickTim needed decom e™ toand see pressor athis picture. k not conserved 0.5 index-confined 0.45 l i ght cone 0.4 0.35 w “band gap” The trick is to keep the radiation small… (more on this later) frequency (c/a) 0.3 0.25 J 0.2 J J J J 0.15 J 0.1 0.05 J J J J 0J 0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5 wavenumber k (2š/a) so coupling to light cone: radiation Meanwhile, back in reality… Air-bridge Resonator: 1d gap + 2d index guiding 5 µm d d = 632nm d = 703nm bigger cavity = longer l [ D. J. Ripin et al., J. Appl. Phys. 87, 1578 (2000) ] Time for Two Dimensions… 2d is all we really need for many interesting devices …darn z direction! How do we make a 2d bandgap? Most obvious solution? make 2d pattern really tall How do we make a 2d bandgap? If height is finite, we must couple to out-of-plane wavevectors… kz not conserved A 2d band diagram in 3d G are Qraphics uickTim needed decom e™ toand see pressor athis picture. Let’ s st ar t wi th t h e 2d Squ a r e Lat ti ce of ban d dia gr am . Di el ectr i c Rods ( = 12, r=0.2 This i s what we’ d li ke a) EE J J EEE J E JEE E JJ JJ E EE JE J JEJEJ J J J J J J J J E E E J E E J JJ E EEJ J JJ J JJ EE JEJ J JJ JJ JJ J 0.5 J J E J E E E E JEJ J J J E JJ E E JJ E E J E J J EEEE JJ E J E J E JE JE J 0.4 E E E E E 0.3 JJJJJ JJJ E E J J J JJJ J E JJ J E J 0.2 E J J J EJ JE TM bands 0.1 EJ J J TEbands E E J J J J E 0E 0.6 frequency (c/a) t ohave i n3d, t oo! wavevector A 2d band diagram in 3d G are Qraphics uickTim needed decom e™ toand see pressor athis picture. Let’ s st ar t wi th t h e 2d Squ a r e Lat ti ce of ban d dia gr am . Di el ectr i c Rods ( = 12, r=0.2 This i s what we’ d li ke a) EE J J EEE J E JEE E JJ JJ E EE JE J JEJEJ J J J J J J J J E E E J E E J JJ E EEJ J JJ J JJ EE JEJ J JJ JJ JJ J 0.5 J J E J E E E E JEJ J J J E JJ E E JJ E E J E J J EEEE JJ E J E J E JE JE J 0.4 E E E E E 0.3 JJJJJ JJJ E E J J J JJJ J E JJ J E J 0.2 E J J J EJ JE but this empty TM bands 0.1 EJ J J TEbands looks useful… E space E J J J J E 0E 0.6 frequency (c/a) t ohave i n3d, t oo! projected band diagram fills gap! wavevector Photonic-Crystal Slabs G are Qraphics uickTim needed e™ decom toand see pressor athis picture. 2d photonic bandgap + vertical index guiding [ S. G. Johnson and J. D. Joannopoulos, Photonic Crystals: The Road from Theory to Practice ] Rod-Slab Projected Band Diagram G X M G M G X Symmetry in a Slab 2d: TM and TE modes E E mirror plane z=0 slab: odd (TM-like) and even (TE-like) modes Like in 2d, there may only be a band gap in one symmetry/polarization G are Qraphics uickTim needed decom e™ toand see pressor athis picture. Slab Gaps Squar e Lat ti ce of Tr ia ngu l ar Lat ti ce Di el ectr i c Rods of Ai r Hol es ( = 12, r=0.2 a, h=2 a) JJ EE J E JE JEE JEE EE JJ JEE E E JJ JJ JEE E E J J E J EE E E J J E JE E J J E JJE J J J J JEE EE E J J J J E E light E cone J E E J J J JE J JE E J E EE JJ JJ JJ E JJ E EE E JJJE E J J J J J EE E J J J JJ EEE J J J J E E E J E J J J J E JEE E E JEE E J J EE JJ JJJEJE E J E E J J J J J J E J E E EEE EEEE J E E E E J E J J E J E E E J EE E E JJEE JE 0.5 J JEE JE E J JEJ JE EE JEJ E JEJE J J J J J JEJEJE E E J J J J J J E E E E J EJE JJJ JE JE JE EE J JE JE J J J JEJE E E J E E J E E JJ JEJEJE EEEE EEEEE JJE JE E J EJ E E JE E EEEEEE J 0.4 J E JE E JE E J JE E E J JE E JE EE JE E J J J J J J J E JE E J JE E E JJ E J J J J JE J J E J J 0.3 J J J J JE E J EJ J EE J JJ JJ EJ E J J JJ J 0.2 J E EE J E E J JE JE J E E J odd(TM-like) bands J 0.1 E even(TE-like) bands J E J E J J J E 0E G G X M frequency (c/a) 0.6 TM-like gap ( = 12, r=0.3 a, h=0.5 a) JJ J J J JEE J J EE 0.5 J JEE J J JJ J J JEE JEJ EJEE JEE E JJ JJJ E J EJJ E J EEE JJE E J E E J E E J J J E J J E E E J EE JE J EE J J E EJ E J Jlight E J J E J J JEJcone E J E J E E J J EE EE J E JJ E E E JJ E E J J E E J J J J EJEE J JJ J JEE E JJE JJ JEE J JE E JJJ JE E JEEJEEE J EEJEJ E E E J J J JEE JEE J JJ J JEE JE J E E J E E J E E E J J J 0.4 J JE EEE J J JEE E JE JJEJEJEJEJE E J J J E E J EJ JEJ J E E JEJ E E J J JEE JE EE E JJ JJ J JE EEEE EE J JJ E J JJ EE JJ JJ JJ EE E J J E J E J J J J J J J 0.3 J JE J J JEJ J E EE EE J J JE J EEEEE EE EJ E J E J E E JJ E J J E E J EEJ E EJJ J 0.2 J E E EJ E E JE E E E J E E JE odd (TM -like) bands 0.1 JE JE even(TE-like) bands JE JE J J E 0E G G M K TE-like gap Substrates, for the Gravity-Impaired (rods or holes) superstrate restores symmetry substrate substrate breaks symmetry: some even/odd mixing “kills” gap BUT with strong confinement (high index contrast) mixing can be weak “extruded” substrate = stronger confinement (less mixing even without superstrate Extruded Rod Substrate G are Qraphics uickTim needed decom e™ toand see pressor athis picture. QuickTime™ and a Photo - JPEG decompressor are needed to see this picture. high index S. Assefa, L. A. Kolodziejski Air-membrane Slabs who needs a substrate? AlGaAs 2µm [ N. Carlsson et al., Opt. Quantum Elec. 34, 123 (2002) ] Optimal Slab Thickness ~ l/2, but l/2 in what material? effective medium theory: effective depends on polarization G are Qraphics uickTim needed decom e™ toand see pressor athis picture. 35 E E E 30 E 25 gap size (%) E E E E J 20 J J J E J 15 even(TE-like) gap 10 E 5 TE “sees” <> ~ high J J J odd(TM-like) gap J E TM “sees” <-1>-1 ~ low J 0 0 0.5 1 1.5 slab thickness (a) 2 2.5 3 Photonic-Crystal Building Blocks G are Qraphics uickTim needed decom e™ toand see pressor athis picture. point defects (cavities) G are Qraphics uickTim needed decom e™ toand see pressor athis picture. line defects (waveguides) G are Qraphics uickTim needed decom e™ toand see pressor athis picture. are G Qraphics uickTim needed decom e™ toand see pressor athis picture. A Reduced-Index Waveguide G are Qraphics uickTim needed decom e™ toand see pressor athis picture. 0.44 0.42 (r=0.10a) We cannot completely remove the rods—no vertical confinement! frequency (c/a) 0.4 (r=0.12a) 0.38 Still have conserved wavevector—under the light cone, no radiation (r=0.14a) 0.36 (r=0.16a) 0.34 0.32 0.3 (r=0.18a) (r=0.2a) 0.35 0.4 wavevector k (2š/a) 0.45 0.5 Reduce the radius of a row of rods to “trap” a waveguide mode in the gap. Reduced-Index Waveguide Modes G are Qraphics uickTim needed e™ decom toand see pressor athis picture. G are Qraphics uickTim needed e™ decom toand see pressor athis picture. G are Qraphics uickTim needed decom e™ toand see pressor athis picture. x are G Qraphics uickTim needed e™ decom toand see pressor athis picture. x x y z z y y y –1 Ez +1 –1 Hz +1 Experimental Waveguide & Bend G are Qraphics uickTim needed decom e™ toand see pressor athis picture. [ E. Chow et al., Opt. Lett. 26, 286 (2001) ] caution: can easily be multi-mode 1.2 t ra nsmission bending efficiency 1 0.8 0.6 0.4 0.2 0 1200 E experiment theory EE EE E EE E EEE E E E E EEwaveguide mode E AlO E EE E E E EE 1µm E 1µm E E EE E E E E E E E E E E EE E EEEEE E E E EE E E EE EEEE EEEE E EE EEEE E EEE E E EE E E EE E E E E E E EE E E E E E E EE E E E E E EEE E EEEEEEEEEE E EE EE E EEEE E E E E EEE E EE bandgap EE E SiO2 GaAs 1300 1400 1500 wa velen gt h( µm) 1600 1700 1800 Inevitable Radiation Losses G are Qraphics uickTim needed decom e™ toand see pressor athis picture. whenever translational symmetry is broken G are Qraphics uickTim needed decom e™ toand see pressor athis picture. e.g. at cavities, waveguide bends, disorder… coupling to light cone = radiation losses w (conserved) k is no longer conserved! All Is Not Lost A simple model device (filters, bends, …): Qr Qw Input Waveguide 1 Q =1 +1 Qr Qw Q = lifetime/period = frequency/bandwidth Cavity Output Waveguide We want: Qr >> Qw 1 – transmission ~ 2Q / Qr worst case: high-Q (narrow-band) cavities Semi-analytical losses Make field inside defect small = delocalize mode A low-loss strategy: E(x ) Make defect weak = delocalize mode G (x , x ) E ( x ) ( x ) w defect far-field (radiation) Green’s function (defect-free system) defect near-field (cavity mode) Monopole Cavity in a Slab Lower the of a single rod: push up a monopole (singlet) state. decreasing ( = 12) Use small : delocalized in-plane, & high-Q (we hope) G are Qraphics uickTim needed decom e™ toand see pressor athis picture. Delocalized Monopole Q 1,000,000 =11 J 100,000 10,000 Q r J =10 J =9 J =8 1,000 J =7 J =6 100 0.0001 0.001 ² f reque ncyabov e ba nd e dge( c/ a ) 0.01 mid-gap 0.1 Super-defects Weaker defect with more unit cells. More delocalized at the same point in the gap (i.e. at same bulk decay rate) G are Qraphics uickTim needed decom e™ toand see pressor athis picture. Super-Defect vs. Single-Defect Q 1,000,000 =11.5 G =11 J G =11 100,000 G =10 G =9 10,000 Q r J =10 J =9 G =8 =7 G J =8 1,000 J =7 J =6 100 0.0001 0.001 ² f reque ncyabov e ba nd e dge( c/ a ) 0.01 mid-gap 0.1 G are Qraphics uickTim needed decom e™ toand see pressor athis picture. Super-Defect vs. Single-Defect Q 1,000,000 =11.5 G =11 J G =11 100,000 G =10 G =9 10,000 Q r J =10 J =9 G =8 =7 G J =8 1,000 J =7 J =6 100 0.0001 0.001 ² f reque ncyabov e ba nd e dge( c/ a ) 0.01 mid-gap 0.1 Super-Defect State (cross-section) = –3, Qrad = 13,000 Ez (super defect) still ~localized: In-plane Q|| is > 50,000 for only 4 bulk periods G are Qraphics uickTim needed e™ decom toand see pressor athis picture. (in hole slabs, too) Q= 2500 nea r mi d-gap( ² f re q =0. 0 3) Ho le S l ab pe r iod =1 1. 56 a , r adiu s 0.3 a th ickne ss 0 .5 a Re ducer ad ius o f 7holest o0. 2 a Ve ry (n ot e ro bust pix elization to ro ughn ess , a =10pixels ). How do we compute Q? (via 3d FDTD [finite-difference time-domain] simulation) G are Qraphics uickTim needed decom e™ toand see pressor athis picture. 1 excite cavity with dipole source (broad bandwidth, e.g. Gaussian pulse) … monitor field at some point …extract frequencies, decay rates via signal processing (FFT is suboptimal) [ V. A. Mandelshtam, J. Chem. Phys. 107, 6756 (1997) ] Pro: no a priori knowledge, get all w’s and Q’s at once Con: no separate Qw/Qr, Q > 500,000 hard, mixed-up field pattern if multiple resonances How do we compute Q? (via 3d FDTD [finite-difference time-domain] simulation) G are Qraphics uickTim needed decom e™ toand see pressor athis picture. 2 excite cavity with narrow-band dipole source (e.g. temporally broad Gaussian pulse) — source is at w0 resonance, which must already be known (via …measure outgoing power P and energy U Q = w0 U / P Pro: separate Qw/Qr, arbitrary Q, also get field pattern Con: requires separate run 1 to get w0, long-time source for closely-spaced resonances 1 ) Can we increase Q without delocalizing? Semi-analytical losses Another low-loss strategy: E(x ) exploit cancellations from sign oscillations G (x , x ) E ( x ) ( x ) w defect far-field (radiation) Green’s function (defect-free system) defect near-field (cavity mode) Need a more compact representation G are Qraphics uickTim needed e™ decom toand see pressor athis picture. Cannot can c el Radi ati onpat te r nf r om in f i nit el ym any lo c al iz eds ourc e — u se & cance l la r ges t moment mul t ipol e expans ion E … ( x ) int eg r al s Multipole Expansion G are Qraphics uickTim needed e™ decom toand see pressor athis picture. [ Jackson, Classical Electrodynamics ] radiated field = + dipole +… + quadrupole hexapole Each term’s strength = single integral over near field …one term is cancellable by tuning one defect parameter Multipole Expansion G are Qraphics uickTim needed e™ decom toand see pressor athis picture. [ Jackson, Classical Electrodynamics ] radiated field = + dipole +… + quadrupole hexapole peak Q (cancellation) = transition to higher-order radiation G are Qraphics uickTim needed decom e™ toand see pressor athis picture. Multipoles in a 2d example – + photonic bandgap index-confined increased rod radius pulls down “dipole” mode (non-degenerate) as we change the radius, w sweeps across the gap Q = 1,773 G are Qraphics uickTim needed decom e™ toand see pressor athis picture. r = 0.35 a G are Qraphics uickTim needed decom e™ toand see pressor athis picture. 2d multipole cancellation G are Qraphics uickTim needed decom e™ toand see pressor athis picture. 30,000 J G are Qraphics uickTim needed decom e™ toand see pressor athis picture. r = 0.40 a 20,000 15,000 Q 10,000 a Q = 6,624 r = 0.375 Q = 28,700 25,000 J 5,000 0 0.25 J J 0.29 f re quen cy (c/ a) J J 0.33 J J 0.37 cancel a dipole by opposite dipoles… cancellation comes from opposite-sign fields in adjacent rods … changing radius changed balance of dipoles 3d multipole cancellation? G are Qraphics uickTim needed decom e™ toand see pressor athis picture. enlarge center & adjacent rods vary side-rod slightly for continuous tuning quadrupole mode (balance central moment with opposite-sign side rods) 2000 JJ Q 1500 1000 J J 500 J (Ez cross section) J 0 0.319243 gap bottom J J JJ 0.390536 frequency(c/a) gap top 3d multipole cancellation Q = 1925 far field |E|2 near field Ez Q = 408 nodal planes (source of high Q) Q = 426 An Experimental (Laser) Cavity elongate row of holes [ M. Loncar et al., Appl. Phys. Lett. 81, 2680 (2002) ] cavity Elongation p is a tuning parameter for the cavity… …in simulations, Q peaks sharply to ~10000 for p = 0.1a (likely to be a multipole-cancellation effect) * actually, there are two cavity modes; p breaks degeneracy An Experimental (Laser) Cavity elongate row of holes [ M. Loncar et al., Appl. Phys. Lett. 81, 2680 (2002) ] Hz (greyscale) cavity Elongation p is a tuning parameter for the cavity… …in simulations, Q peaks sharply to ~10000 for p = 0.1a (likely to be a multipole-cancellation effect) * actually, there are two cavity modes; p breaks degeneracy An Experimental (Laser) Cavity [ M. Loncar et al., Appl. Phys. Lett. 81, 2680 (2002) ] cavity (InGaAsP) Q ~ 2000 observed from luminescence quantum-well lasing threshold of 214µW (optically pumped @830nm, 1% duty cycle) How can we get arbitrary Q with finite modal volume? G are Qraphics uickTim needed decom e™ toand see pressor athis picture. Only one way: a full 3d band gap Now there are two ways. [ M. R. Watts et al., Opt. Lett. 27, 1785 (2002) ] The Basic Idea, in 2d G are Qraphics uickTim needed e™ decom toand see pressor athis picture. G are Qraphics uickTim needed e™ decom toand see pressor athis picture. G are Qraphics uickTim needed decom e™ toand see pressor athis picture. star t wit h: jun ct ionof t wowave guide s G are Qraphics uickTim needed e™ decom toand see pressor athis picture. ' Nor ad i at ion i f t hem o desar e ' t ju a nct ion pe r f ec t l ym atched ' Perfect Mode Matching G are Qraphics uickTim needed e™ decom toand see pressor athis picture. G are Qraphics uickTim needed e™ decom toand see pressor athis picture. re quir e s: sa me dif er e nt ialequa t ions nd a bo unda ry c onditions kTim hics eeded decom e™ toand see pressor athis picture. ' ' ' Mat chdi f er e nt i a l eq uat ions… …closely related to separability ' ' [ S. Kawakami, J. Lightwave Tech. 20, 1644 (2002) ] Perfect Mode Matching G are Qraphics uickTim needed e™ decom toand see pressor athis picture. G are Qraphics uickTim needed e™ decom toand see pressor athis picture. re quir e s: sa me dif er e nt ialequa t ions nd a bo unda ry c onditions G are Qraphics uickTim needed decom e™ toand see pressor athis picture. ' ' ' Mat chbou ndary co ndi ti ons : f iel dm us t beTE ( E ut o o f plane, i n2d) (note switch in TE/TM convention) TE modes in 3d G are Qraphics uickTim needed decom e™ toand see pressor athis picture. ssor is picture. fo r cy l i nd r i ca l wave gui d es, “a zi mut ha l l ypol a r i ze d” TE mode s 0n A Perfect Cavity in 3d G are Qraphics uickTim needed e™ decom toand see pressor athis picture. (~ VCSEL + perfect lateral confinement) Perfect index confinement (no scattering) + R N layers 1d band gap = 3d confinement defect N layers A Perfectly Confined Mode G are Qraphics uickTim needed decom e™ toand see pressor athis picture. l , , , ' ' , Ee ner g y de nsit y , ve r t iclaslice / 2cor e Q limited only by finite size G are Qraphics uickTim needed decom e™ toand see pressor athis picture. 100 0000 ~ fi xedm o de v ol . J 3 l V =( 0.4 ) N =10 J 100 000 J J 100 00 Q J G J G G 4 4.5 G G 5.5 6 G N =5 JG 100 0 JG G J 100 JG 10 1 1.5 2 2.5 cladingR / cor er ad ius 3 3.5 5 Q-tips G are Qraphics uickTim needed e™ decom toand see pressor athis picture. Th r ee in depe nden t mech ani s m sf or hi ghQ : De l oca l i za t i on : Q t radeof f m od al s i ze r ows g fo r Q mo not o ni ca lly towards b andedge r Mul t ipol eCan cel lat i o n : f or c e Q e aks p in s i de higher- or d er far - fi el d ap g r New no dal pl an es ModeM atchi n g appear i nf ar- f i el d p a t t er n at pea k : al l o ws Requi re s specia l sym met ry & m at er ia l s arbi t rar yQ , f i nit e V at t e p rn Forget these devices… I just want a mirror. ok Projected Bands of a 1d Crystal (a.k.a. a Bragg mirror) w k || conserved 1d band gap incident light TM TE modes in crystal (normal incidence) k || Omnidirectional Reflection [ J. N. Winn et al, Opt. Lett. 23, 1573 (1998) ] w in these w ranges, there is no overlap between modes of air & crystal all incident light (any angle, polarization) is reflected from flat surface TM TE modes in crystal needs: sufficient index contrast & nhi > nlo > 1 k || Omnidirectional Mirrors in Practice [ Y. Fink et al, Science 282, 1679 (1998) ] Te / polystyrene contours of omnidirectional gap size 10 0 normal 50 0 l/lmid Reflectance (%) (%) Reflectance 10 0 450 s 50 0 10 0 450 p 50 0 10 0 800 s 50 0 10 0 800 p 50 0 6 9 12 Wav elength (microns) (microns) Wavelength 15