THE ROLE OF INFORMATION IN INNOVATION Investigating the value of information tools to R&D scientists and engineers An independent study of U.S. researchers, sponsored by Elsevier Presented By: Date: THE ROLE OF INFORMATION IN INNOVATION METHODOLOGY 3 THE RESEARCH ORGANIZATION ... Martin Akel & Associates (Client List) 101 Communications AdvanStar Communications The American Academy of Family Physicians ABM — Agri Council The American Express Publishing Company (Food& Wine Magazine) The American Pharmaceutical Association The Axon Group/LRP Publications Aventis Pharmaceuticals Boucher Communications (Cardinal Business Media) Capital Publishing Company (Fidelity Investments Worth Magazine) Chilton Publishing Ciba-Geigy Pharmaceuticals (Novartis) Cowles Business Media Dental Learning Systems Dun & Bradstreet Edgell Communications Epson Farm Journal Media Fujitsu Global Marketing Solutions (CeBIT; Hannover Fairs) Goldhirsch Publishing Hammock Publishing IDG (InfoWorld Media Group) Jobson Publishing Lakewood Publications Medical Economics Publishing Co. Medical World Communications OAG Official Airline Guide PCS Health Systems The Philadelphia Inquirer/ PhillyTech Magazine Primedia/Intertec Corporation Professional Media LLC Reed Business Information/Cahners Business Information/Gordon Publications Reed Elsevier Medical Publishers The Society Of Manufacturing Engineers Springhouse Corporation Symbol Technologies Time Ventures 4 METHODOLOGY Date Conducted: January, 2005 Universe Studied: 25,000 U.S. researchers in the corporate (industrial) market selected from the Reed Business Information database; names were selected on a random nth name basis Market Segments: Names were selected from all types of corporate markets ... including process manufacturing, discrete manufacturing, private research firms, etc. Titles Selected: Research/laboratory management as well as staff researchers (scientists, chemists, engineers, etc.) Medium Used: E-mail survey. One announcement e-mail plus two reminders. Identification: The survey was sent out over the Elsevier title Incentive: A drawing for one of ten $50 American Express Gift certificates. With the third e-mail wave, the first 100 respondents were offered a ten-dollar bill Response Rate: 561 usable returns = 2.2%; margin of error (95% confidence level) = +/- 4.2% THE ROLE OF INFORMATION IN INNOVATION RESPONDENTS’ DEMOGRAPHICS 6 All respondents are researchers ... virtually all work for corporate/industrial organizations Q. “Are you personally engaged in or responsible for any R&D activities in your company?” Q. “Which describes your company’s primary business?” TYPES OF BUSINESSES Number personally involved In R&D activities: 100% Processed products manufacturer (pharmaceutical mfrs.; chemical processors; petroleum processors; plastic products mfrs; other processed products) 14% Discrete products manufacturer (computer or peripherals mfrs.; automotive mfrs.; aerospace mfrs.; scientific/medical instrument mfrs.; test/measurement instrument mfrs.; telecommunications products mfrs.; semiconductor mfrs.; mfrs. Of electronic products; metals, machinery mfrs.; mfrs. of other discrete products) 42% Other businesses (biotechnology companies; private research firms/labs; independent research centers/institutes; contract research organizations; environmental companies; software developers; consulting firms; others) 44% 7 Respondents represent experienced research staff members, research staff members, reasearch management and corporate management Q. “Which best describes your title?” RESPONDENTS’ TITLES Number personally involved In R&D activities: 100% Professional staff member (scientist, chemist, researcher, investigator, technician, etc.) Engineer Subtotal, Technical Staff R&D dir., mgr., asst. mgr., etc. Project dir./mgr. (team leader, section head, supv., etc.) Engineering dir., mgr., asst. mgr., etc. Technical dir./mgr., asst. mgr., etc. Laboratory dir., mgr., asst. mgr., etc. Subtotal, Technical Management Corporate Management Other 20% 18% 38% 13% 11% 7% 7% 5% 43% 15% 4% 8 Respondents work for small, medium and large businesses Q. “What are your firm’s annual sales revenues?” Q. “What is your firm’s total annual R&D budget?” Q. “How many people at your location are involved in research and/or development?” Annual Sales Revenue Annual R&D Budget # People Involved In R&D Less than $1 mill. $1 mill. - 4.9 mill. $5 mill. - 24.9 mill. $25 mill. - 99 mill. $100 mill. - 999 mill. $1 bill. or more Less than $250K $250K - 999K $1 mill. - 2.9 mill. $3 mill. - 9.9 mill. $10 mill. - 49.9 mill. $50 mill. or more 1 - 49 50 - 99 100 - 499 500 - 999 1,000 or more 59% 10% 13% 8% 10% Average: Median: 329 41 Average: Median: 21% 10% 13% 11% 17% 28% $2.0 billion $64 million Average: Median: 29% 16% 14% 9% 12% 20% $105 million $1 million 9 RESPONDENTS’ DEMOGRAPHICS CONCLUSIONS Respondents to this survey are experienced researchers. They are therefore very well qualified to comment on trends affecting researchers in the corporate/industrial market, and the need for R&D information tools. THE ROLE OF INFORMATION IN INNOVATION CHANGES IN THE ENVIRONMENT FOR CONDUCTING RESEARCH 11 Most researchers now face greater expectations to contribute to their company's growth Q. “Are there now greater expectations for researchers to contribute to the growth of your company (enabling new processes, products, efficiencies, etc.)?” Expectations to contribute to corporate growth (vs. 4 - 5 years ago) 12 Reseachers feel there's now “more at risk” with their research efforts ... that those activities have a larger impact on their firm's success Q. “How much more is now at risk with your research efforts ... i.e., do the results of those efforts have a larger impact on your firm’s success?” Whether research efforts now impact companies to a greater degree (vs. 4 - 5 years ago) 13 Today, reseachers are pressured to achieve their goals more quickly Q. “Given today’s business environment, is there more pressure on researchers to achieve their objectives more quickly?” Whether there's pressure to achieve objectives more quickly (vs. 4 - 5 years ago) 14 Most researchers believe there's now less room for error” in their investigative approaches Q. “Which describes the “room for error” in your selection of approaches used in research (i.e., the need to make the right decision the first time)?” Whether there's less room for error In selecting approaches to research (vs. 4 - 5 years ago) 15 Researchers are now more concerned with achieving breakthroughs or improvements before their competitors do Q. “Given the technologies and amount of information available to your firm’s competitors, how concerned are you about their achieving breakthroughs or improvements before your company does?” Trend in concern with achieving breakthroughs before competitors 16 CHANGES IN THE ENVIRONMENT FOR CONDUCTING RESEARCH CONCLUSIONS Among researchers, there’s a distinct trend toward enhanced pressure for performance. Today -- there are greater expectations to contribute to the growth of their companies, to work more quickly toward solutions, and, to achieve positive results the first time out. It’s an era where professionals recognize there’s now “more at risk” with each project, and they must find ways to move the research process forward more effectively. They therefore require approaches and tools that: limit failures and deadends; lead to exclusive, novel processes and products; and, bring those products to market ahead of the competition. THE ROLE OF INFORMATION IN INNOVATION THE IMPORTANCE OF HAVING ACCESS TO THE WORK OF OTHER RESEARCHERS 18 To ensure that their efforts are on the right track, most researchers are now even more diligent in investigating the work of others Q. “To ensure that your research activities are on the right track, do you now make a greater effort to investigate the work and experiences of other researchers ... i.e., using journals or Web resources to examine their theories, experiments, techniques, results, etc.?” Change in investigating the work of other researchers (vs. 4 - 5 years ago) 19 To properly execute their responsibilities, most professionals believe it's vital to have access to the experiences of other researchers Q. “To properly execute your research responsibilities, how vital is it to have access to the work and experiences of other researchers?” Importance of having access to the work and experiences of peers 20 As they seek the experiences of their peers, researchers must now search through significantly more information Q. “Given the body of work being generated by researchers, is there now more research information you must search through and evaluate to properly conduct your own projects?” Amount of background information researchers must evaluate (vs. 4 - 5 years ago) 80% Now find It more challenging to stay current with information generated by other researchers 21 THE IMPORTANCE OF HAVING ACCESS TO THE WORK OF OTHER RESEARCHERS CONCLUSIONS Given the pressures to generate results that contribute to corporate growth, most professionals are increasingly relying on the work of researchers who have preceded them ... using journals or Web resources to examine their theories, experiments, techniques and results. As they seek to accomplish this activity, which they consider “vital” to their objectives, researchers must search through an ever-increasing volume of information ... a task they find more challenging than in years past. Therefore, “R&D information tools” that enable them to conduct this search reliably and efficiently would likely be embraced by most researchers. THE ROLE OF INFORMATION IN INNOVATION TYPES OF INFORMATION TOOLS USED BY PROFESSIONALS; THE VALUE OF TOOLS The definition of R&D information tools as described to survey respondents DEFINITION: The term R&D information tools refers to peer-reviewed research journals and Web databases containing technical research articles, abstracts, backfiles, books, news and related literature and references. These media enable knowledge transfer ... they make available concepts, approaches, experiments, results and conclusions that have been developed to date, for use by today’s researchers. These information tools are paid for either by you or your organization. 24 Three-quarters of the survey's respondents use one or more types of paid information tools Q. “Check ALL the types of R&D information tools you use in your work -- i.e., those you or your organization PAY to access.” 73% of the survey respondents use paid R&D information tools Note: Among researchers who use R&D information tools of any type. 25 Researchers view R&D information tools as “Stepping Stones” ... enabling them to learn what’s been accomplished and then create the next step forward in their projects Q. “Rather than having to reinvent that which has been achieved by other researchers, do you use R&D information tools as “stepping stones” ... enabling you to learn what’s been accomplished and then create the next step forward?” Whether researchers view different types of information tools as “Stepping Stones” Note: Among researchers who use R&D information tools of any type. 26 The primary reason researchers value R&D information tools: provides knowledge to build on to accomplish research objectives Q. “Please rate R&D information tools (journals and/or technical Web databases) on the following factors.” Note: Among researchers who use R&D information tools of any type. 27 Researchers also utilize information tools to compare their work with others and to support their research decisions Q. “Please check ALL the other reasons why you use R&D information tools.” Additional reasons for using R&D information tools Note: Among researchers who use R&D information tools of any type. 28 Researchers find R&D information tools to be a productive way to stimulate innovation Q. “How effective are R&D information tools (journals and/or technical Web databases) in stimulating new ideas or approaches for your research?” The effectiveness of information tools in stimulating innovation CASE HISTORIES HOW RESEARCHERS USE R&D INFORMATION TOOLS TO MOVE FORWARD IN THE INNOVATION PROCESS 30 CASE HISTORIES Accellent Air Products and Chemicals Alcoa Analog Devices BV AT&T Labs BAE Systems CFT Baxter Healthcare Bell Labs Boeing Cabot Microelectronics Corp. Chattahoochee Composites ChevronTexaco ConocoPhillips Corning CureMD Corp Delphi Chassis Systems Dow Chemical Eastman Kodak Company E. I. DuPont ExxonMobil Chemical Co. Fujitsu GE Healthcare General Motors Hewlett Packard Company IBM Ingenuity Systems Intel Corporation International Paper JDS Uniphase Johnson & Johnson Kronos Science Laboratories Lafarge North America Laser Reproductions Lincoln Electric Company Lucent Technologies Mary Kay Inc. MeadWestvaco Miller Brewing Company Milliken & Co. Moog, Inc. Motorola, Inc. MPI Research, Inc. Nanomat, Inc. National Semiconductor. Northrop Grumman Novartis Omni Design Concepts, Inc. Pitney Bowes Rogers Corporation Rosemount Inc. SAE Magnetics Sandvik Process Systems Sanofi-Aventis Schlumberger SensorMedics Corporation Sherwin-Williams Co Siemens VDO Sikorsky Taylor Made-Adidas Golf TerraSolar, Inc. Texas Instruments 3M Company Toro TRW Automotive Whirlpool Corp. W. R. Grace 31 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Automotive Manufacturer Researcher’s Title: Engineer Sales Revenues: $5 billion - 7.4 billion R&D Budget: $25 million - 49.9 million Research/Process/Product Worked On: Magnetoelastic materials applied to automotive sensors Problem Or Issue Faced: Need for low-cost magnetic sensing devices Information Tools Used: Peer-reviewed research journals; Web-based full-text articles; Web-based technical references (e.g., listings of chemical compounds, etc.) What Was Learned From Tools: We are far ahead of our competition Applications Of Information: Redirected efforts into a more productive area How Information Tools Contributed: Discovered that competitors’ technology was less effective than that we use 32 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Computer/Peripherals Manufacturer Researcher’s Title: Corporate manager (owner, pres., CEO, etc.) Sales Revenues: $10 billion or more R&D Budget: $1 billion or more Research/Process/Product Worked On: High performance lead microprocessor, computer architecture and arithmetic, computer algorithm, VLSI circuit design, IC process, device modeling and simulation, design for test, special circuits Problem Or Issue Faced: Process variation, low power design, circuit probability and statistical design, vertical optimization from top down architecture to circuit topology and from bottom-up layout to full chip design activities Information Tools Used: Peer-reviewed research journals; Web-based indexes of articles/books/references, etc; Web-based abstracts/citations of articles/books/references, etc; Web-based full-text articles; Web-based technical books; Web-based technical references (e.g., listings of chemical compounds, etc.); Web-based news related to research What Was Learned From Tools: Most advanced research, theory, and solutions Applications Of Information: Combine them horizontally & vertically, verify them, exploit the interdiscipline spaces How Information Tools Contributed: Found a solution not known before, expand solution fields and perspectives, provide invention opportunities. 33 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Scientific/Medical Instrument Manufacturer Researcher’s Title: Engineering director, mgr., asst. mgr., etc. Sales Revenues: $100 million - 499 million R&D Budget: $1 million - 1.9 million Research/Process/Product Worked On: A steerable dialator for interventional cardiac procedures Problem Or Issue Faced: Patent infringement and poor prototype performance Information Tools Used: Web-based indexes of articles/books/references, etc; Web based abstracts/citations of articles/books/references, etc; Web-based technical references (e.g., listings of chemical compounds, etc.); Web-based news related to research What Was Learned From Tools: We were able to review existing patents. Determined that a material change was required to improve performance Applications Of Information: Utilized a material with higher yield strength How Information Tools Contributed: The research accelerated the development process by minimizing the design. iterations. 34 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Scientific/Medical Instrument Manufacturer Researcher’s Title: R&D director, mgr., asst. mgr., etc. Sales Revenues: $100 million - 499 million R&D Budget: $20 million - 24.9 million Research/Process/Product Worked On: Drug development Problem Or Issue Faced: Searching for downstream effects Information Tools Used: Peer-reviewed research journals; Web-based indexes of articles/books/references, etc; Web-based abstracts/citations of articles/books/references, etc; Web-based full-text articles. What Was Learned From Tools: The metabolic mechanism for binding the product in blood and its excretion rate Applications Of Information: Helped us to modify the drug delivery profile to minimize side effects How Information Tools Contributed: Gave us a new application that we were not certain we could go after 35 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Semiconductor Manufacturer Researcher’s Title: Project director/mgr. (team leader, section head, supv., etc.) Sales Revenues: $100 million - 499 million R&D Budget: $500K - 999K Research/Process/Product Worked On: Communication router Problem Or Issue Faced: Nondisclosure of technical information from competitors Information Tools Used: Peer-reviewed research journals; Web-based indexes of articles/books/references, etc; Web-based abstracts/citations of articles/books/references, etc; Web-based full-text articles; Web-based technical books; Web-based technical references (e.g., listings of chemical compounds, etc.); Web-based news related to research What Was Learned From Tools: Other people’s experience How Information Tools Contributed: Avoid mistakes. Speed up decision process. 36 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Semiconductor Manufacturer Researcher’s Title: Engineer Sales Revenues: $10 billion or more R&D Budget: $250 million - 499 million Research/Process/Product Worked On: MEMS (microelectromechanical system) Problem Or Issue Faced: Need for mechanical dynamic interrogation means on a MEMS device with high frequency and in a hermetically sealed environment Information Tools Used: Peer-reviewed research journals; Web-based indexes of articles/books/references, etc What Was Learned From Tools: Others using this tool for interrogation (in academic environment) Applications Of Information: Bought the similar tool and use it How Information Tools Contributed: Gives unprecedented resolution and details that are beneficial for modeling support for our product 37 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Telecommunications Product Manufacturer Researcher’s Title: Engineer Sales Revenues: $10 billion or more R&D Budget: $25 million - 49.9 million Research/Process/Product Worked On: Cellular phones Problem Or Issue Faced: Without current/updated information about what the customers may need and other companies may have Information Tools Used: Peer-reviewed research journals; Web-based indexes of articles/books/references, etc; Web-based abstracts/citations of articles/books/references, etc; Web-based full-text articles; Web-based technical references (e.g., listings of chemical compounds, etc.); Web-based news related to research What Was Learned From Tools: Take out the ideas that may not be widely accepted by the customers or may not generate great revenue Applications Of Information: Reading/taking notes, discussing with other engineers/managers How Information Tools Contributed: Found a solution, not known before and avoided mistakes/reduced cost 38 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Chemical Processor Researcher’s Title: Professional staff member (scientist, chemist, researcher, investigator, technician, etc.) Sales Revenues: $10 billion or more R&D Budget: $1 billion or more Research/Process/Product Worked On: Coating formulations Problem Or Issue Faced: Learning about the competitions formulations Information Tools Used: Peer-reviewed research journals; Web-based indexes of articles/books/references, etc; Web-based abstracts/citations of articles/books/references, etc; Web-based full-text articles; Web-based technical books; Web-based technical references (e.g., listings of chemical compounds, etc.); Web-based news related to research. What Was Learned From Tools: What others have done in the area Applications Of Information: IP is important we do not want to infringe upon what others have done How Information Tools Contributed: By knowing the approaches others have taken we have been able to generate new ideas 39 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Chemical Processor Researcher’s Title: R&D director, mgr., asst. mgr., etc. Sales Revenues: $5 billion - 7.4 billion R&D Budget: $100 million - 249 million Research/Process/Product Worked On: Composite product made from multiple materials Problem Or Issue Faced: Needed to improve the performance of one of the materials so we had to understand how much was already known about our proposed approach Information Tools Used: Peer-reviewed research journals; Web-based abstracts/citations of articles/books/references, etc; Web-based full-text articles; Web-based technical references (e.g., listings of chemical compounds, etc.) What Was Learned From Tools: Our approach has not previously been used and appeared to be a novel solution Applications Of Information: Helped provide focus on critical performance properties distinct from what was known in the literature How Information Tools Contributed: Indicated that our approach was novel and accelerated the work by providing comprehensive background information on what had been published 40 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Chemical Processor Researcher’s Title: Professional staff member (scientist, chemist, researcher, investigator, technician, etc.) Sales Revenues: $50 million - 99.9 million R&D Budget: $15 million - 19.9 million Research/Process/Product Worked On: Reducing mechanical damage during wafer polishing Problem Or Issue Faced: Wanted to understand indentation fracture and advances in that field that would pertain to my problem Information Tools Used: Peer-reviewed research journals; Web-based abstracts/citations of articles/books/references, etc; Web-based full-text articles What Was Learned From Tools: Gained basic understanding of nano-indentation and brittle fracture, and the limits of current understanding How Information Tools Contributed: Did not have to do certain experiments since others have already done these. I could use published work to justify my approach (when requesting resources at work) 41 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Plastic Products Manufacturer Researcher’s Title: R&D director, mgr., asst. mgr., etc. Sales Revenues: $100 million - 499 million R&D Budget: $15 million - 19.9 million Research/Process/Product Worked On: New-to-world product Problem Or Issue Faced: Needed to know state of background technology Information Tools Used: Web-based indexes of articles/books/references, etc; Web-based abstracts/citations of articles/books/references, etc; Web-based full-text articles; Web-based technical books What Was Learned From Tools: Technical approaches tried or proposed by others Applications Of Information: Eliminated dead ends and duplicate effort How Information Tools Contributed: Research accelerated; costs of program reduced; several new directions arose for consideration 42 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Plastic Products Manufacturer Researcher’s Title: Corporate manager (owner, pres., CEO, etc.) Sales Revenues: Less than $1 million R&D Budget: Less than $250K Research/Process/Product Worked On: To learn about new, lower cost, processing technologies Problem Or Issue Faced: To improve the variety and extent of services offered to our customers, at competitive prices Information Tools Used: Peer-reviewed research journals; Web-based full-text articles; Web-based technical books; Web-based technical references (e.g., listings of chemical compounds, etc.); Web-based news related to research What Was Learned From Tools: Information on what others are doing Applications Of Information: Modification of practice How Information Tools Contributed: Improved company competitiveness 43 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Process Manufacturer Researcher’s Title: R&D director, mgr., asst. mgr., etc. Sales Revenues: $50 million - 99.9 million R&D Budget: $5 million - 9.9 million Research/Process/Product Worked On: Thin film solar cell (photovoltaic) research and product development Problem Or Issue Faced: Extremely complicated interface engineering problems impacting the performance of solar cells and modules. Information Tools Used: Peer-reviewed research journals; Web-based full-text articles; Web-based technical references (e.g., listings of chemical compounds, etc.) What Was Learned From Tools: The same problem that has been explored by other people Applications Of Information: We duplicated published ideas and tried similar ones (not identical but closely resembling the published work in concepts) How Information Tools Contributed: We have found a practical solution to the problem, even though we do not yet understand why the solution works 44 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Biotechnology Company Researcher’s Title: R&D director, mgr., asst. mgr., etc. Sales Revenues: $10 million - 24.9 million R&D Budget: $15 million - 19.9 million Research/Process/Product Worked On: Biological pathway discovery, knowledge capture tools for biologists Problem Or Issue Faced: Need to stay abreast of the latest tools and discoveries Information Tools Used: Peer-reviewed research journals; Web-based indexes of articles/books/references, etc; Web-based full-text articles; Web-based news related to research What Was Learned From Tools: Novel approaches, latest advances, new ideas Applications Of Information: Extended and modified our research efforts How Information Tools Contributed: Identified new research directions. Avoided known roadblocks 45 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Biotechnology Company Researcher’s Title: R&D director, mgr., asst. mgr., etc. Sales Revenues: $50 million - 99.9 million R&D Budget: $5 million - 9.9 million Research/Process/Product Worked On: Immunology. Problem Or Issue Faced: Target identification. Information Tools Used: Peer-reviewed research journals; Web-based indexes of articles/books/references, etc; Web-based full-text articles. What Was Learned From Tools: Possible targets. Applications Of Information: Experiment with the list of possible targets. How Information Tools Contributed: Identified a novel target for our research. 46 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Consulting Firm Researcher’s Title: Technical director/mgr., asst. mgr., etc. Sales Revenues: $5 million - 9.9 million R&D Budget: $500K - 999K Research/Process/Product Worked On: Metal/plastic hybrid materials Problem Or Issue Faced: Developing next generation products Information Tools Used: Peer-reviewed research journals; Web-based abstracts/citations of articles/books/references, etc; Web-based news related to research What Was Learned From Tools: The state of the technology and user information Applications Of Information: Developing patent for new product. How Information Tools Contributed: Created exclusive business opportunities in product development. 47 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Private Research Firm/Laboratory Researcher’s Title: Corporate manager (owner, pres., CEO, etc.) Sales Revenues: Less than $1 million R&D Budget: Less than $250K Research/Process/Product Worked On: Sporting apparatus. Problem Or Issue Faced: Prior patents. Information Tools Used: Web-based indexes of articles/books/references, etc; Web-based abstracts/citations of articles/books/references, etc; Web-based full-text articles; Web-based technical books; Web-based technical references (e.g., listings of chemical compounds, etc.); Web-based news related to research. What Was Learned From Tools: Recently developed concepts. Applications Of Information: Modified our approach. How Information Tools Contributed: Found our concept was not patented. 48 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Software Developer Researcher’s Title: Engineering director, mgr., asst. mgr., etc. Sales Revenues: $50 million - 99.9 million R&D Budget: $1 million - 1.9 million Research/Process/Product Worked On: Mobile product for the healthcare world Problem Or Issue Faced: Existing products on the same genre were not comprehensive enough, plus they were not using the latest features available in these products Information Tools Used: Web-based indexes of articles/books/references, etc; Web-based abstracts/citations of articles/books/references, etc; Web-based technical books What Was Learned From Tools: The way for maximum ROI for our project Applications Of Information: Used the info to improve our application’s performance and features How Information Tools Contributed: Found a solution someone else had already invented, and saved upon our R&D budget. This budget was then used in other facets of implementation 49 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Medical Device Manufacturer Researcher’s Title: Project director/mgr. (team leader, section head, supv., etc.) Sales Revenues: $1 million - 4.9 million R&D Budget: $250K - 499K Research/Process/Product Worked On: New molding materials Problem Or Issue Faced: A molding problem, causing defective parts Information Tools Used: Web-based full-text articles; Web-based technical references (e.g., listings of chemical compounds, etc.) What Was Learned From Tools: Information provided suggested a change in the molding processes Applications Of Information: We changed the processes How Information Tools Contributed: Because of the information obtained we improved our scrap rate from 50% to 5% 50 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Nanotechnology Researcher’s Title: R&D director, mgr., asst. mgr., etc. Sales Revenues: $10 million - 24.9 million R&D Budget: $10 million - 14.9 million Research/Process/Product Worked On: Nanomaterials and their application Problem Or Issue Faced: In case of repeating other’s works Information Tools Used: Peer-reviewed research journals; Web-based indexes of articles/books/references, etc; Web-based abstracts/citations of articles/books/references, etc; Web-based full-text articles; Web-based technical books; Web-based technical references (e.g., listings of chemical compounds, etc.); Web-based research news What Was Learned From Tools: 1. Other’s works, 2. avoid repeating, 3. produce new ideas Applications Of Information: I will not do what the others did and produce new ideas for our product How Information Tools Contributed: 1. New idea in my mind. 2. Check information tools to see if other people did before. 3. Do experiments and patent application 51 Q. “Please describe one EXAMPLE of how you’ve used R&D information tools (journals and/or technical Web databases) to gain knowledge to address research problems or issues.” CASE SITUATION – Supplier Of Construction Materials Researcher’s Title: New Product Development Sales Revenues: $500 million - 999 million R&D Budget: $2 million - 2.9 million Research/Process/Product Worked On: Patent seeking to increase production/lowering cost with existing assets without suffering quality Problem Or Issue Faced: Product shortage Information Tools Used: Peer-reviewed research journals; Web-based abstracts/citations of articles/books/references, etc; Web-based news related to research What Was Learned From Tools: What competition is doing or maybe not doing Applications Of Information: New patents How Information Tools Contributed: Development of new solutions without major capital investment 52 Researchers believe the investments in paid information tools are accountable ... enhancing productivity beyond the cost of the tools Q. “How accountable is your company’s investment in R&D information tools ... i.e., do they enhance productivity and/or advance the research process in excess of the cost?” ACCOUNTABILITY "Enhancing productivity and/or advancing the research process in excess of the cost." 53 How researchers measure & justify the ROI from paid information tools Q. “How do you measure or define the ROI that your company receives from R&D information tools ... i.e., in what ways is the investment justified?” ELIMINATING PROJECTS THAT ARE DEAD-ENDS “Successful outcomes reached with minimum time, with fewer failures/dead-ends.” “In terms of ‘right (the) first time’ in reduction of ideas to practice.” “Investment is justified by avoiding costly failures or setbacks later in the program.” “Success rate of project attempts.” 54 How researchers measure & justify the ROI from paid information tools DEVELOPING NEW PRODUCTS & PROCESSES “It is defined in terms of significant contributions to new products.” “From the patents filed and new products introduced to markets.” “Through transfer of knowledge, patent disclosures gained due to research.” “Based on number of IPs filed.” “New ideas produced.” “We monitor sales of new products versus R&D costs.” “Based on the output, in terms of novel research.” “Ideas sold into the market makes the ROI.” 55 How researchers measure & justify the ROI from paid information tools BRINGING PRODUCTS TO MARKET FASTER “Speed to market, quality and innovative products.” “How fast the goal is achieved and goes into production.” “New products developed faster.” “Accelerates research, shortens development time, leads to better product.” “Helps us get to market faster.” “The hit ratio of getting to market with an idea in a timely fashion.” 56 How researchers measure & justify the ROI from paid information tools THE IMPACT ON SALES & PROFITABILITY “Impact on cash flow, market share gained or lost, profitability.” “Comparing the investment to the value of contracts won.” “Incremental revenues, profitability and customer loyalty.” “Additional dollars (in) earnings as a result of using the information versus the cost.” “Product sales over a given period against R&D cost.” “Value to program, rate of return, or increased sales.” “(It’s) part of the overall R&D results metrics, such as % of sales from products introduced, patents issued, and progress through product in troduction process.” 57 How researchers measure & justify the ROI from paid information tools REDUCING COSTS/ENHANCING EFFICIENCIES “Successful projects and amount of money saved or gained because a solution was found quickly and efficiently.” “Reduced costs due to new processes or change in existing ones.” “Great money saving.” “Saves lot of R&D money.” “Efficiency improvement & material cost reduction resulting from it.” 58 How researchers measure & justify the ROI from paid information tools OTHER TYPES OF ROI “The amount and quality of research is greatly enhanced when (we) provide reference materials.” “Increase in research grants.” “Investment is justified with the number of papers published.” “Client satisfaction with product.” “Although there is no precise way of measuring the ROI, there is consensus among technical personnel that information is critical.” “The dollar pay back of the investment exceeds the cost. It does not have to be calculated on a per project basis, but is observed over all projects and departments.” 59 If paid R&D information tools were no longer available to them, researchers indicate they'd be at a significant disadvantage Q. “How much of a liability/disadvantage would it be if you didn’t have access to R&D information tools (peer-reviewed journals, Web resources, etc.)?” Whether removing paid information tools would be a liability/disadvantage in conducting research 60 If paid information tools were no longer available ... researchers' reactions Q. “What would be the impact if those tools were no longer available to you?” “Would be working in the dark resulting in wasted effort and bad decisions.” “My work would take so much longer, I would be less efficient and we couldn’t move forward with some projects as quickly.” “It would extend the research phase of our projects.” “Longer development times.” “Research progress would be greatly slowed.” “We would fall behind our competitors all world over.” “Higher chance of unintentional patent infringement.” “Extra work, time wasted, money wasted, manpower wasted. “The cost of R&D would go up.” “Would increase use of outside consultants.” 61 If paid information tools were no longer available ... researchers' reactions “Significant drop in productivity.” “Unable keep up with progress, incorporate new methods.” “A negative effect on project time (through reinventing the wheel).” “Become not creative, waste a lot of time.” “We would no longer have a research program.” “It would be SAD!” “Cannot imagine that; wouldn’t know how to do work.” “Almost make doing my work impossible today.” “My work would have less value and my job would be abandoned.” “Look for a new job!” “We would look for other lines of work.” “Back to the dark ages.” 62 TYPES OF INFORMATION TOOLS USED BY PROFESSIONALS; THE VALUE OF TOOLS CONCLUSIONS Researchers regard paid information tools, including journals and Web databases, as critical to the research process ... especially because they act as “stepping stones”, enabling them to build upon the work of others. They view these tools as essential in stimulating innovation. As such, they find these tools to be accountable ... to offer a return on investment in excess of their costs. They see them as: bringing products to market more swiftly; helping avoid the wrong research approaches; helping avoid reinventing products that already exist; and, as leading to increased revenues and profits. Therefore, paid information tools are very likely to be as important to researchers as the other tools they use (research equipment, systems, etc.). Organizations that do not provide in-depth, authoritative resources to their researchers, should reconsider doing so in light of the productivity linked to having access. THE ROLE OF INFORMATION IN INNOVATION THE LEVEL OF INVOLVEMENT WITH PAID R&D INFORMATION TOOLS 64 Most often, researchers access print journals via their companies’ paid subscriptions Q. “Check how you access printed, peer reviewed journals (i.e., those which require paid subscriptions).” How researchers gain access to paid, printed, peer reviewed journals I pay for subscription(s) out of my pocket 27% My firm pays for subscriptions in my name 37% Subtotal, have personal subscriptions* 55% Our department at work has subscriptions 30% Central library in our company has subscriptions 50% Subtotal, number with company paying for subscriptions* 83% Use a library outside our company (university, public library, etc.) 38% Subtotal, number accessing at internal/external library* 68% Note: Among those with access to paid peer reviewed journals. *Unduplicated. 65 Nine of ten researchers access paid web databases from their desks at work ... half also access them at home Q. “Check how you access Web databases containing technical articles, books, references, data, etc. (i.e., those which require paid access).” How researchers gain access to paid, web databases containing R&D info. tools From a computer on my desk at work 88% From my computer at home 49% Subtotal, access from own computer at work or home* 91% Central library in our company 25% Library in our department at work 10% Subtotal, access at library at work* 30% From a computer in another central location at work 5% Use a library outside our company (university, public library, etc.) 16% Subtotal, access at library internal/external* 38% Note: Among those with access to paid peer reviewed journals. *Unduplicated. 66 To achieve their objectives, researchers are spending a significant amount of time with paid R&D information tools Q. “Approximately how much time do you spend each day working with R&D information tools?” Q. “How often do you refer to R&D information tools?” Average number of times used per week Avg. time spent using R&D information tools per day: 1 hr., 56 min. Peer-reviewed research journals 2.9 times/wk. Web databases with technical articles, books, references, data, etc. 4.1 times/wk. 67 The time researchers invest with paid information tools will expand in the future Q. “Given your informational needs -- how is your use of peer-reviewed research journals changing?” Q. “How is your use of Web databases changing (i.e., online technical articles, books, references, data, etc.)?” 68 THE LEVEL OF INVOLVEMENT WITH PAID R&D INFORMATION TOOLS CONCLUSIONS Given the importance researchers place on using R&D information tools as “stepping stones” to innovation, they access them multiple times each week and spend two hours a day with journals and Web databases. Their reliance on these tools is such that they anticipate investing even more time with them. Therefore, paid R&D information tools will continue to become an even more important part of the overall research process. Organizations that do not offer access, may find their researchers at a increasing disadvantage versus competitors. THE ROLE OF INFORMATION IN INNOVATION WHERE TOOLS ARE NOT AVAILABLE: RESEARCHERS’ DESIRE TO GAIN ACCESS 70 The primary reason researchers do not use paid R&D information tools -- money is not made available Q. “Please check ALL the reasons why you don’t use or have access to R&D information tools -- peer-reviewed research journals and Web-based references (both of which must be paid-for by you or your organization).” Reasons why researchers are not given access to paid R&D information tools* *Among those without access 71 Almost all researchers who don't have access to Paid R&D Information Tools, desire to have them made available Q. “Check ALL the types of R&D information tools you do not have access to now, but would like to access if possible” Number of researchers who desire to have access to paid R&D information tools* *Among those without access Types of information tools researchers would like to access* 72 The main reason researchers want to use paid R&D information tools – to "Gain Knowledge We Can Build On" Q. “Check ALL the reasons why you would like to have access to the types of information tools listed above.” Note: Among those without access 73 If researchers had access to paid information tools, it would impact their work in a variety of ways ... Q. “If you had access to R&D information tools, how would it impact your research efforts?” “Easy-to-use tools might drive me to look up information about a project. Credible academic works would be superior to what usually comes back in a ‘Google’.” “I’ve found information on the Internet that everyone told me I have to pay for, but was free. I would not like to have to dig so hard and deep since I have to search for hours for something that should only take minutes.” “To avoid unnecessary time/effort/expenditures, I like to check (that) similar work has not already been done. Usually it has, and we can build off of this work and avoid ‘reinventing the wheel’. Difficult to find time for library trips though.” “Would) make results more predictive and reduce testing time, saving resources and getting the product to market sooner and gaining revenues earlier.” “Quicken time to market.” “Would speed up the process.” “#1 would be more rapid development of design and process concepts.” “We would be able to work with more solid information and move forward faster.” “Quicker, more accurate research.” “Lower project development costs.” 74 If researchers had access to paid information tools, it would impact their work in a variety of ways ... “It would give me some idea of what to expect from my research, and how to twist it to favor my company.” “Chief impact would be the ability to gauge the research activities of other, competing groups.” “More ideas of what might work, more confidence that something will work.” “We would do more research ‘up front’ to find mistakes others have already made.” “Eliminate a lot of trial and error research.” “I would be spending less time and money finding information, which translates into more productivity.” “The impact would be toward making decisions based on more factual data.” “Identify collaboration opportunities.” “Increase knowledge, save time, prevent errors.” “It would allow for more educated decision making for project direction.” “Less risk, faster results.” “Enlarge the horizon, (be) more productive.” “These tools would give us a clear picture of the scope of the research much quicker, and eliminate redundancy.” 75 Most researchers believe they'd be more productive if they had access to paid R&D information tools Q. “If you had access to R&D information tools, would you be more productive in your research activities?” 76 WHERE TOOLS ARE NOT AVAILABLE: RESEARCHERS’ DESIRE TO GAIN ACCESS CONCLUSIONS Nine of ten researchers who don’t have access to paid information tools wish to have them. The principal reason they do not have access is lack of budget. Yet, they anticipate that given access they would be able to accomplish their objectives more effectively, accelerate the research process, and help their firms gain a competitive edge. Therefore, their organizations should consider reevaluating making funds available ... because such investments would positively impact the reasons why research is being conducted in the first place. THE ROLE OF INFORMATION IN INNOVATION RESEARCHERS’ INVOLVEMENT WITH INFORMATION TOOLS AVAILABLE FROM ELSEVIER 78 Scientists and engineers who access Elsevier's web databases, value them as “Stepping Stones” to build upon and achieve objectives Q. “How valuable are Elsevier’s services as ‘stepping stones’ ... in providing information you can ‘build on’ to accomplish your own research objectives?” Opinion of web databases available through Elsevier as “Stepping Stones” Databases mentioned in the survey to qualify researchers as users of Elsevier's online resources Engineering Village 2 ScienceDirect Ei EnCompass 79 Researchers rate the online databases available through Elsevier as superior to other scientific and engineering web services Q. “Please rate Elsevier’s services (Web databases) on the following criteria.” 80 RESEARCHERS’ INVOLVED WITH INFORMATION TOOLS AVAILABLE FROM ELSEVIER CONCLUSIONS Today’s researchers rely heavily on R&D information tools. Those who’ve experienced the Web tools available through Elsevier, have high opinions of them as offering the necessary “stepping stones” to innovation ... especially as compared to other services. Companies that are evaluating which services would best contribute to their researchers' efforts, will find Elsevier’s information products to be among the leading alternatives.