Template for Executive Letter of Support to Employees Over the next few months, will be coordinating the building of our business continuity plan (BCP). This plan will guide our company's actions in the event of a disaster or crisis, and will help us restore normal operations as soon as possible. It is our sincere hope that we never have to implement the plan as the result of a disaster or crisis. However, it is important to have a plan in place so that if such an event should occur, our company can better protect our employees and return to normal operations as quickly and efficiently as possible, thereby minimizing the financial effects of such a disruption on our business and that of our customers. The decision to move forward with this project is fully supported and endorsed by me and the senior management of our firm. While there should be little disruption of our daily work, there may be occasions where your input is required in the development of the plan. Your input and cooperation are greatly appreciated. Once complete, these documents will serve as the foundation to help all of us in the event of a business interruption resulting from numerous disaster scenarios. Furthermore, the BCP will be reviewed, updated, and improved on a regular basis to assure that it maintains its relevance. Thank you for helping with this project and making a better place for all of us! Establish Your Company’s Concept of Operations Note to user: This pertains to Section 1, Step B of the planning roadmap. Completing this exercise creates Chapter 1 of your company’s BCP. Chapter 1 Concept of Operations The scope of this plan addresses the physical environment, technology, critical operations, and critical business processes at each of the company’s locations. In addition, the scope of the plan addresses the impact of a business interruption on customers and vendors. List name, physical location and address, and primary communication numbers for all offices included in the plan. The objectives of this BCP are to: minimize financial loss and reputational impact to the organization and its components; continue to appropriately serve employees and customers; and reduce the impact business interruptions can have on the organization’s strategic plans, reputation, operations, and the ability to remain in compliance with applicable laws and regulations. The framework for this business continuity management program is meant to provide an integrated approach to ensuring the critical processes of business to continue to function, during and after a disaster or incident that interrupts the operation of the organization. The key requirements for an effective response are: A clear procedure for the escalation and control of an incident or business interruption Communication with stakeholders Documented plans to resume interrupted activities The actions outlined in our plan are not intended to cover every possible crisis as, by their nature, all incidents are different. The BCP addresses the following phases of emergency planning: mitigation and preparation; response; recovery. A summary of actions taken during each of these phases include: Mitigation and Preparation Actions taken by the business: continuous review of the BCP and new procedures to ensure effective recovery of services by all critical departments during any disaster. Response Actions taken by the business: personnel ensure the safety of and minimizing injuries to staff during a disaster. Recovery Actions taken by the business: processes required to return the work processes and support functions to operational stability following an interruption or disaster and during the return to normal functions. The standards we follow are informed by the business continuity practices of Disaster Recovery International. The guidelines we will follow before, during, and after a disaster include: Before a disaster: Reducing dependence on key personnel Establishing communication channels and chains of command for decision making and communication with employees Decreasing potential threats and exposures Lowering the possibility of a disaster event Maintaining best practices During a business interruption: Avoiding disruptions to the productivity of a business Protecting employees and customers Safeguarding critical assets Minimizing confusion and delays After a disaster: Reducing potential financial loss and reputational damage Ensuring organizational stability and an orderly recovery Rapidly changing business processes (internally and externally) and new threat scenarios (e.g. cybersecurity, climate impacts) necessitate that management maintains updated and viable BCPs at all times. The planning done in the preparation of this workbook takes into account the potential for wide-area disasters that affect the Middle Tennessee region. In light of this, your company should incorporate staff training and exercise/reevaluate the BCP annually. Modifications to the plan should be made regularly based upon test results, as well as changes to technology, procedures, regulations, and personnel. The BCP should be stored electronically, backed up and saved off site, and distributed in paper form to authorized individuals. The organization uses an emergency response plan (ERP) that contains actions aimed at protecting life and property immediately following an emergency situation. Sample Employee Contact Form Note to user: It is important to maintain employee contact information for notification purposes. Collect a primary email address (usually the employee's company email account) as well as a secondary email address (employee's personal account) so you can still reach employees even if your office is temporarily unavailable. Employee Information Last name First name Title/department *List the employee's role in the BCP (e.g., production recovery team) BCP Role* Office telephone Primary email Secondary email Template: Roles and Responsibilities Note to user: This template is to be completed by your planning team. Enter the names of employees that best fit the roles and responsibilities required. The completed template becomes Chapter 2 of your company’s BCP. Chapter 2 Roles and Responsibilities This section of the plan: outlines the various leadership responsibilities of the company’s overall business continuity management program, summarizing the roles and responsibilities of the various members before, during, and after an emergency outlines the specific teams and the personnel assigned to the defined teams The business continuity manager with overall responsibility for the company’s plan is: ____(Manager's name)____________________________________ Our company’s BCP includes the following teams: (Refer to workbook Section 1, Step C for a list of potential recovery teams. Your company's teams may vary depending on the size and structure of your organization.) Business Continuity Steering Committee Team leader: _________________________________ Team members: Name Title Contact information Crisis Management Team Team leader: _________________________________ Team members: Name Title Contact information Emergency Response Team Team leader: _________________________________ Team members: Name Title Contact information Recovery Team A Name of recovery team: _______________________________ Team leader: _________________________________ Team members: Name Title Contact information Recovery Team B Name of recovery team:_______________________________ Team leader: _________________________________ Team members: Name Title Contact information Recovery Team C Name of recovery team: _______________________________ Team leader: _________________________________ Team members: Name Title Contact information Overall roles and responsibilities during normal operations, response phase and recovery phase: The following table outlines the roles and responsibilities: Who Board of directors Normal Operations Response Phase of Crisis 1. Establish policies regarding development and maintenance of business continuity plans. 2. Review/approve business continuity plans. 1. Be informed of the company’s status and support recovery options as necessary. 2. Participate in communicating the company’s status to identified stakeholders in the crisis communications plan. Recovery Phase 1. Support efforts to maintain communication with regulators and key vendors and customers. Who Executive management Business continuity steering committee Business continuity manager Normal Operations 1. Ensure that the BCP is properly maintained and addresses relevant threats. Response Phase of Crisis 1. Convene the crisis management team. 2. Authorize activation of the BCP and declare a disaster if necessary. 3. Provide overall management during implementation of the plan and restoration of normal business operations. 4. Arbitrate resource disputes between business unit and support teams. 1. Approve initial 1. Members become the business unit crisis management team recovery and support upon activation of the team plans. BCP and resources the 2. Review and approve emergency operations annual update of center. BCP. 2. Resources assigned roles in BCP recovery teams. 1. Participate in training 1. Serves as emergency and emergency coordinator upon management activation. Manage the simulations. emergency response 2. Ensure that the and mobilization effort control and through the incident management of the action plan. Monitor the BCP takes place. ongoing response effort, prioritizing resource requirements. Recovery Phase 1. Monitor progress of ongoing recovery efforts. 2. Make decision to close incident plan upon return to normal. 1. Participate in assigned roles on additional teams and plans as identified. 1. Continue managing the recovery effort for affected business units, as directed by executive management. Who Emergency response team BCP recovery team leaders Normal Operations 1. Develop emergency procedures to ensure safety of employees and protection of building in an emergency situation. 2. Train employees in evacuation procedures. 1. Serve on the business continuity steering committee. 2. Assign personnel to staff the team necessary to address emergency situations. 3. Maintain current recovery plans. 4. Participate in trainings. 5. Assign and train backups. Response Phase of Crisis 1. Provide assistance in an emergency situation. 2. See that building is triaged if affected, including damage assessment. 1. Participate as part of crisis management team upon active declaration. 2. Report to the emergency operations center to begin damage assessment and recovery process. 3. Monitor recovery operations by receiving and communicating status reports. 4. Request additional human resources support as necessary. 5. Communicate all decisions made by the management and command center to affected employees within their department. 6. Respond to directives from executive management in business interruption incidents that do not warrant declaration. Recovery Phase 1. Support recovery team efforts. 1. Manage recovery effort for their area until notified of termination of the incident by executive management/ crisis management team. 2. Coordinate all recovery efforts related to the team’s standard operating procedures. 3. Maintain a log of the team’s status and progress. Who All employees Trusted advisors Normal Operations Response Phase of Crisis Recovery Phase 1. Maintain readiness by being knowledgeable of the BCP. 2. Participate in required training. 1. Non-employees of the firm who have detailed knowledge of the company and provide additional capacity to organization if needed. 2. Have knowledge of their roles in the BCP, should they be needed. 1. Respond to emergencies as directed by recovery team leaders and the emergency coordinator. 1. Provide support as directed by recovery teams. 1. Respond to emergencies as directed by recovery team leaders and the emergency coordinator. 1. Provide support as needed.