U.S. Railroad Safety Statistics and Trends Peter W. French AVP- Safety & Performance Analysis Association of American Railroads July 29, 2008 Railroad Safety: Topics • Safety Statistics & Trends – – – – – – Train Safety (Train Accidents) Grade Crossing Safety Trespassers Passenger Safety Employee Safety Hazardous Materials Safety Railroad Safety: Topics (continued) • • • • RR Initiatives to Improve Safety Improvements in Technology Safety Programs Risk-Based Safety Performance Standards U.S. Railroad Safety Statistics: Main Themes • Railroads have dramatically improved safety over the last two and a half decades. • Railroads compare favorably with other industries & transportation modes. • The most troubling railroad safety problems arise from factors largely outside railroad control. • Railroads have implemented numerous and effective technological improvements and company-wide safety programs. U.S. Railroad Safety Statistics: In 2007, U.S. railroads achieved their safest year ever by the following major safety yardsticks: • Train Accident Rate, down 10% from 2006. • Grade Crossing Collisions and Collision Rates, down 6% and 4% from 2006. Employee Casualties and Rates missed the 2006 records by 0.8% and 1.4%. Sources: FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r01.htm (Preliminary 2007 data) FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-1, 1-2. FRA, Accident/Incident Bulletin, 1975-1996, Tables 1, 51. In 2007, 95% of rail-related fatalities were grade crossing users and trespassers. Trespassers: 473 (56%) Grade Crossing Users: 337 (39%) Passengers: 4 Employees: 17 Others: 20 Sources: FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r03.htm (preliminary 2007 data). FRA, Railroad Safety Statistics Annual Report 2005, Table 1-3. In 2007, 60% of rail-related injuries were incurred by employees on duty. Trespassers: Passengers: 1,058 398 Grade Crossing Users: 828 Others: 1,254 Employees 5,263 Sources: FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r03.htm (preliminary 2007 data). FRA, Railroad Safety Statistics Annual Report 2005, Table 1-3. Train accidents per million train-miles have dropped 71% since 1980 and 30% since 1990, to a new low. 12 11.43 10 8 6 4.73 3.54 4 3.29 2 0 1980 1985 1990 1995 2000 2007 Sources: FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r01.htm (preliminary 2007 data). FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-1, 1-2. FRA, Accident/Incident Bulletin, 1980-1996, Tables 19, 36. Note: Excludes grade crossing accidents. Train collisions per million train-miles have dropped 85% since 1980 and 51% since 1990. 2.0 1.67 1.5 1.0 0.52 0.5 0.25 0.0 1980 1985 1990 1995 2000 2007 Sources: FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r01.htm (preliminary 2007 data). FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-1, 5-6. FRA, Accident/Incident Bulletin, 1980-1996, Tables 19, 36. Note: Excludes grade crossing collisions. Mainline train collisions per million train-miles on Class I freight railroads have dropped 85% since 1980 and 54% since 1990. 0.6 0.54 0.52 All Collisions: All RRs 0.4 0.37 0.2 Mainline & Sidings: Class I Freight RRs All Consists 0.17 Frt Trains Only 0.254 0.12 0.080 0.057 0.0 1980 1985 1990 1995 2000 2007 Sources: FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r01.htm. AAR Analysis of FRA train accident database through 2007. FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-1, 5-6; FRA, Accident/Incident Bulletin, 1980-1996, Tables 19, 36. Note: Excludes grade crossing collisions. Includes passenger train collisions on Class I freight railroads. Derailments per million train-miles have dropped 74% since 1980 and 33% since 1990, to a new low. 10 8.98 8 6 3.52 4 2.38 2 0 1980 1985 1990 1995 2000 2007 Sources: FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r01.htm & r02.htm (preliminary 2007 data) FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-1, 5-6. FRA, Accident/Incident Bulletin, 1980-1996, Tables 19, 36. Note: Excludes grade crossing accidents. Equipment-caused accidents per million train-miles have dropped 80% since 1980 and 42% since 1990. 2.5 2.03 2.0 1.5 1.0 0.70 0.5 0.40 0.0 1980 1985 1990 1995 2000 2007 Sources: FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r01.htm & r02.htm (preliminary 2007 data) FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-1, 5-9. FRA, Accident/Incident Bulletin, 1980-1996, Tables 19, 36. Note: Excludes grade crossing accidents. Track-caused accidents per million train-miles have dropped 76% since 1980 and 28% since 1990, to a new low. 5 4.84 4 3 1.60 2 1.15 1 0 1980 1985 1990 1995 2000 2007 Sources: FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r01.htm & r02.htm (preliminary 2007 data) FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-1, 5-9. FRA, Accident/Incident Bulletin, 1980-1996, Tables 19, 36. Note: Excludes grade crossing accidents. Human factors-caused accidents per million train-miles have dropped 61% since 1980 and 30% since 1990. 3.5 3.0 3.24 2.5 1.80 2.0 1.5 1.26 1.0 0.5 0.0 1980 1985 1990 1995 2000 2007 Sources: FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r01.htm & r02.htm (preliminary 2007 data) FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-1, 5-9. FRA, Accident/Incident Bulletin, 1980-1996, Tables 19, 36. Note: Excludes grade crossing accidents. Brake equipment-related train accidents have dropped 85% since 1980 and 43% since 1990. 200 187 150 100 49 50 28 0 1980 1985 1990 1995 2000 2005 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Table 5-9. FRA Accident/Incident Bulletin, 1980-1996, Table 19. AAR Analysis of FRA Train Accident Database through 2007. Note: Includes accidents due to locomotive brake defects. Brake equipment-related train accident rates have dropped 86% since 1980 and 56% since 1990. Accidents per Million Train-Miles 0.3 0.261 0.2 0.1 0.080 0.035 0.0 1980 1985 1990 1995 2000 2005 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Table 1-1, 5-9. FRA Accident/Incident Bulletin, 1980-1996, Table 19, 36. AAR Analysis of FRA Train Accident Database through 2007. Note: Includes accidents due to locomotive brake defects. Wheel equipment-related train accident rates have dropped 85% since 1980 and 54% since 1990. Accidents per Million Train-Miles 0.5 0.411 0.4 0.3 0.2 0.135 0.1 0.062 0.0 1980 1985 1990 1995 2000 2005 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Table 1-1, 5-9. FRA Accident/Incident Bulletin, 1980-1996, Table 19, 36. AAR Analysis of FRA Train Accident Database through 2007. Note: Includes accidents due to locomotive wheel defects. Axle and bearings-related train accident rates have dropped 78% since 1980 and 54% since 1990. Accidents per Million Train-Miles 0.3 0.287 0.2 0.138 0.1 0.063 0.0 1980 1985 1990 1995 2000 2005 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Table 1-1, 5-9. FRA Accident/Incident Bulletin, 1980-1996, Table 19, 36. AAR Analysis of FRA Train Accident Database through 2007. Note: Includes accidents due to locomotive axle or bearing defects. Truck component-related train accident rates have dropped 83% since 1980 and 50% since 1990. Accidents per Million Train-Miles 0.5 0.450 0.4 0.3 0.153 0.2 0.1 0.076 0.0 1980 1985 1990 1995 2000 2005 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Table 1-1, 5-9. FRA Accident/Incident Bulletin, 1980-1996, Table 19, 36. AAR Analysis of FRA Train Accident Database through 2007. Note: Includes accidents due to locomotive truck component defects. Grade crossing collisions have declined 74% since 1980 and 52% since 1990. 12,000 10,611 10,000 8,000 6,000 5,715 4,000 2,749 2,000 0 1980 1985 1990 1995 2000 2007 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Table 1-1. FRA Highway/Rail Crossing Accident/Incident & Inventory Bulletin, 1980-1996, Table S. FRA website: http://safetydata.fra.dot.gov/Prelim/2007r01.htm (preliminary 2007 data) Notes: Includes collisions involving pedestrians. Includes collisions at private crossings. Grade crossing fatalities have declined 59% since 1980 and 52% since 1990. 1,000 833 800 698 600 400 338 200 0 1980 1985 1990 1995 2000 2007 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-1, 1-3. FRA Highway/Rail Crossing Accident/Incident & Inventory Bulletin, 1980-1996, Table S. FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r01.htm (preliminary 2007 data) Note: Includes pedestrians, employees, passengers, and collisions at private crossings. Grade crossing injuries have declined 73% since 1980 and 57% since 1990. 4,000 3,890 3,000 2,407 2,000 1,000 1,031 0 1980 1985 1990 1995 2000 2007 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-1, 1-3. FRA Highway/Rail Crossing Accident/Incident & Inventory Bulletin, 1980-1996, Table S. FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r01.htm (preliminary 2007 data) Note: Includes pedestrians, employees, passengers, and collisions at private crossings. Grade crossing collision rates have declined for 29 consecutive years, 77% since 1980 and 63% since 1990. Grade Crossing Collisions per Million Train-Miles 16 14.79 12 9.39 8 4 3.47 0 1980 1985 1990 1995 2000 2007 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Table 1-1. FRA Highway/Rail Crossing Accident/Incident & Inventory Bulletin, 1980-1996, Table S. FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r01.htm & r02.htm (preliminary 2007 data) Note: Includes accidents involving pedestrians and collisions at private crossings. Since 1980, the total number of public crossings has declined 35%, while the number with gates has increased 146%. 250,000 35% Decrease 200,000 Passive 75% 150,000 Passive 54% 100,000 50,000 Lights 17% Gates 8% Lights 17% Gates 29% 0 1980 2007 Sources: AAR Analysis of December 2007 FRA Grade Crossing Inventory Database. FRA, Railroad Safety Statistics Annual Report 2005, Table 9-3. FRA Highway/Rail Crossing Accident/Incident & Inventory Bulletin, 1980, Table 46. Grade crossing warning device upgrades work. Gates cut the accident & fatality rates by 93%. Grade Crossing Collisions per Billion Collision Opportunities 296 300 250 200 No Injury Injury Fatal 150 63 100 21 50 0 Passive Flashing Lights Gates Source: AAR Analysis of FRA Grade Crossing Incident & Inventory Databases, using 1999-2003 incident data and the December 2003 inventory data. Note: Collision opportunities are measured here as the average number of trains per hour multiplied by the average number of vehicles per hour moving over each crossing. It is useful primarily as a measure of relative, not absolute, exposure, since the time period (hour) is arbitrary. Grade crossing collisions are usually caused by motorist error. Stopped, Proceeded 6% Stopped on Tracks: 29% Other 8% Did Not Stop 41% Drove Around Gate: 16% Sources: AAR Analysis of Highway-Rail Incident Database for 2007 (July 2008). FRA, Railroad Safety Statistics Annual Report 2005, Table 8-6. Note: Motor vehicle highway-rail incidents at public crossings. Trespasser fatalities continue to be a significant safety problem. 600 543 457 473 450 300 150 0 1980 1985 1990 1995 2000 2007 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-2, 10-3. FRA Accident/Incident Bulletin, 1980-1996, Table 13. FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r03.htm (preliminary 2007 data) Note: Excludes "trespasser" fatalities at grade crossings. But the trespasser fatality rate per million train miles was still the lowest in 25 years in 2005. 1.00 0.80 0.89 0.64 0.60 0.60 0.40 0.20 0.00 1980 1985 1990 1995 2000 2007 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-2, 10-3. FRA Accident/Incident Bulletin, 1980-1996, Table 13. FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r03.htm (preliminary 2007 data) Note: Excludes "trespasser" fatalities at grade crossings. 85% of trespasser fatalities in 2007 resulted from being struck by trains or freight cars. Train Accidents 3 Other 71 Struck by On-Track Equipment 410 Source: AAR Analysis of FRA Casualty Database for 2007. FRA, RR Safety Statistics Annual Report 2005, Table 10-10. Note: Excludes "trespasser" fatalities at grade crossings. Many Trespassers are Killed While Intoxicated. • A North Carolina study for the period 1990-1994 found that 78% of 128 trespassers killed on railroad property were intoxicated. The median blood alcohol level for this group was 2.5 times the legal limit. • A 1994 South Carolina study of 24 train-related pedestrian fatalities found that 79% were intoxicated. • Toxicology results on 78 of 132 railroad trespassers killed in Georgia in the period 1990-1996 found 40 (51%) with alcohol levels above 100 mg/dL. • A 2005 survey of coroners and Chief Medical Examiners found that alcohol and/or drugs were judged to be a factor in 530 (57%) of 929 trespasser fatalities in the period 2002-2004 for which the additional data could be obtained. Sources: Andrew Pelletier, MD, "Deaths Among Railroad Trespassers: The Role of Alcohol in Fatal Injuries,” Journal of the American Medical Association, Vol. 277, No. 13, April 2, 1997, pp. 1064-66. Center for Disease Control, Morbidity & Mortality Weekly Report, Vol. 48, No. 25, July 2, 1999. Bruce George, “Rail Trespasser Fatalities: Developing Demographic Profiles,” presentation to Transportation Research Board Annual Meeting, January 15, 2008. Passengers are 15 to 20 times as likely to die on the highway as on a train. Passenger Fatalities per Billion Passenger Miles 16 Highway 12 8 Railroads Airlines 4 0 1980 1985 1990 1995 2000 2005 Sources: BTS, U.S. Air Carrier Traffic Statistics, Domestic Sched & Unsched; NTSB, Aviation Accident Data Base; FHWA, Highway Statistics 2006, Table VM-1. NHTSA, Traffic Safety Facts 2006, Early Ed., Table 4, p. 18. FRA Accident/Incident Bulletin, Tables 13, 36; RR Safety Statistics Annual Report 2005, Tables 1-3, 2-9. Excludes 232 airline passenger fatalities in the Sept. 11, 2001 terrorist attacks. Railroads and airlines have comparable passenger fatality rates. Passenger Fatalities per Billion Passenger Miles 5 4 3 Railroads Airlines 2 1 0 1980 1985 1990 1995 2000 2005 Sources: BTS, U.S. Air Carrier Traffic Statistics, Domestic Sched & Unsched; NTSB, Aviation Accident Data Base; FRA Accident/Incident Bulletin, Tables 13, 36; RR Safety Statistics Annual Report 2005, Tables 1-3, 2-9. Note: 1993 RR fatalities included 42 killed in one Amtrak accident caused by a barge hitting & misaligning a RR bridge and another 6 killed by a gunman on the Long Island RR. Excludes 232 fatalities in 9/11 attacks. Railroads have reduced employee casualty rates by 80% since 1980 and 71% since 1990. Total Casualties per 100 Full-Time Employees 12 11.16 10 8 7.59 6 4 2.19 2 0 1980 1985 1990 1995 2000 2007 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-2, 4-1. FRA Accident/Incident Bulletin, 1980-1996, Tables 13, 36. FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r01.htm & r02.htm (preliminary 2007 data) Note: Casualties include fatalities as well as injuries and occupational illnesses. Railroads have lower employee injury rates than do other major industry groups. Lost Workday Injuries & Illnesses per 100 Full Time Employees, 2006 4 3 2 1 RA IL RO A DS Ag ric Co ultu re ns tru cti on Ho M an te l uf ac s Gr t oc urin er g De y pa rtm Stor es en tS to re s 0 Source: Bureau of Labor Statistics, http://www.bls.gov/iif/oshwc/osh/os/ostb1765.pdf Railroads have lower employee injury rates than do other transportation modes. Lost Workday Injuries & Illnesses per 100 Full Time Employees, 2006 8 6 4 2 Tr an s in e U rb A irl it an s ng rg e Ba uc ki Tr RA IL R O A D S 0 Source: Bureau of Labor Statistics, http://www.bls.gov/iif/oshwc/osh/os/ostb1765.pdf Railroads have lower employee fatality rates than do other transportation modes. Fatalities per 100,000 Full Time Employees, 2006 40 30 20 10 (2 00 5) W at er Tr . uc ki ng Tr an sit Tr in es A irl RA IL R O A D S 0 Sources: Bureau of Labor Statistics, National Census of Fatal Occupational Injuries, 2006, Table 2; And BLS Quarterly Census of Employment & Wages (QCEW) Program for number of employees. FRA website: http://safetydata.fra.dot.gov/Prelim/2006/r03.htm (preliminary 2006 data). FRA, Railroad Safety Statistics Annual Report 2005, Tables 1-1 and 1-2. Railroads have about the same injury severity as do other industries. Percent of Lost Workday Employee Injuries, 2006 60 50 40 30 Railroads Transport All Industry 20 10 es s Fr ac Am ture s pu ta tio ns Fa ta lit ie s Ill n s O cc Cu t Sp ra in s Br ui se s 0 Source: Bureau of Labor Statistics, Table R49. Number of nonfatal occupational injuries and illnesses involving days away from work by nature of injury and industry division, 2006. http://www.bls.gov/iif/ oshwc/osh/case/ostb1841.pdf . AAR Analysis of FRA Casualty Database for 2006. See also FRA, Railroad Safety Statistics Annual Report 2005, Table 4-1. Railroads have about the same injury severity as do other industries. Percent of Lost Workday Employee Injuries, 2006 (Sprains not shown) 16 14 12 10 8 6 4 2 0 Fr ac tu re Am s pu ta tio ns Fa ta lit ie s es s Ill n s O cc Cu t Br ui se s Railroads Transport All Industry Source: Bureau of Labor Statistics, Table R49. Number of nonfatal occupational injuries and illnesses involving days away from work by nature of injury and industry division, 2006. http://www.bls.gov/iif/ oshwc/osh/case/ostb1841.pdf . AAR Analysis of FRA Casualty Database for 2006. See also FRA, Railroad Safety Statistics Annual Report 2005, Table 4-1. U.S. railroads have had lower employee injury rates than have most major European railroads. Lost Workday Injuries per 100 Employees 8 Spain 6 Italy Belgium 4 Austria France Norway BR Germany U.S. Britain 2 Sweden 0 1987 1989 1991 1993 1995 1997 1999 2001 Sources: UIC, Statistics on Accidents at Work, 1993-2001. FRA, Accident/Incident Bulletin, Tables 43, 45, 46. FRA, Railroad Safety Statistics Annual Reports, 1997-2001, Tables 4-1, 1-1. UIC discontinued these stats after 2001. Notes: Excludes occupational illnesses. Excludes injuries with no days away from work. Includes fatal injuries. Data for Sweden & Norway (1993-96) and for U.S. (all years) is per 200,000 hours actually worked, hence higher. The safest U.S. RRs have had lower employee injury rates than have the safest European RRs. Lost Workday Injuries per 100 Employees 4 Norway 3 Sweden BR IC CSX 2 UP BNSF NS 1 0 1987 1989 1991 1993 1995 1997 1999 2001 Sources: UIC, Statistics on Accidents at Work, 1993-2001. FRA, Accident/Incident Bulletin, Tables 43, 45, 46. FRA, Railroad Safety Statistics Annual Reports, 1997-2001, Tables 4-1, 1-1. UIC discontinued these stats after 2001. Notes: Excludes occupational illnesses. Excludes injuries with no days away from work. Includes fatal injuries. Data for Sweden & Norway (1993-96) and for U.S. (all years) is per 200,000 hours actually worked, hence higher. In 2007, train accidents and grade crossing collisions accounted for less than 4% of employee injuries. All Other Incidents 96.35% Train Accidents 1.71% Grade Crossing Collisions 1.94% Source: FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r03.htm (preliminary 2007 data) See also FRA, Railroad Safety Statistics Annual Report 2005, Table 1-3. Railroads have reduced employee fatalities by 82% since 1980 and 57% since 1990. 100 97 80 60 40 40 20 17 0 1980 1985 1990 1995 2000 2007 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-2, 1-3, 4-2. FRA Accident/Incident Bulletin, 1980-1996, Tables 13. Employee on Duty Fatalities. FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r03.htm (preliminary 2007 data) Railroads employee fatality rates have fallen 51% since 1990. Employee On-Duty Fatalities per 100,000 Employees 20 16 14.5 12 8 7.0 4 0 1980 1985 1990 1995 2000 2007 Sources: FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-1, 4-2. FRA Accident/Incident Bulletin, 1980-1996, Tables 13, 36. FRA website: http://safetydata.fra.dot.gov/Prelim/2007/r03.htm & r02.htm (preliminary 2007 data) Of 21 employee fatalities in 2007, 12 were due to being struck or crushed by moving on-track equipment. Transp, Struck by MOW Struck by Train - 5 Switching, Struck Train Or Crushed By Cars or -1 Locos. (“SOFA”)- 6 Road TrainGrade Collision Xing - 2 Collision - 1 MOW – Other -4 MOE – Electrocution - 1 MOE – Highway Accident - 1 Sources: News clippings and FRA, Monthly Reports on Employee Fatalities, 2007. FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-2. Of 16 employee fatalities in 2006, none occurred in train accidents, 4 occurred in grade crossing collisions, and 9 were due to being struck by moving on-track equipment. Transp Switching, Struck Or Crushed By Cars or Locos. (“SOFA”)- 5 MOW Struck by MOW Equip MOW In Hwy -2 Accident - 1 Other – 1 Veh struck bldg. Transp in Grade MOE MOE Crossing Collision MOE in Struck or in Veh -2 Grade Xing Crushed by Frt Collision - 1 Collision - 2 Cars - 2 Sources: News clippings and FRA, Monthly Reports on Employee Fatalities, 2006. FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-2. Of 25 employee fatalities in 2005, 11 were due to being struck or crushed by moving on-track equipment and 8 were in train or grade crossing collisions. Switching, Struck Or Crushed By Cars or Locos. (“SOFA”)- 11 Road Train Collisions -7 Transportation: Train Accident Transportation, Not in Train Accident MOW Struck by Train - 2 Grade Xing Collision - 1 MOW In Hwy Accident -2 Maint. of Way Explosion - 1 Electrocution - 1 Maint of Equip. Sources: News clippings and FRA, Monthly Reports on Employee Fatalities, 2005. FRA, Railroad Safety Statistics Annual Report, 1997-2005, Tables 1-2. Hazmat accident rates have declined 87% since 1980 and 34% since 1990. Train Accidents with a Release per Thousand Hazmat Carloads 0.16 0.14 0.143 0.12 99.996% of Carloads are Accident Release Free 0.10 0.08 0.06 0.04 0.02 0.018 0.027 0.00 1980 1985 1990 1995 2000 2005 Sources: FRA, RR Safety Statistics Annual Report, 1997-2005, Table 6-1. FRA, Accident/Incident Bulletin, Table 26. AAR Analysis of 2006 FRA Train Accident Database. Carloads from ICC/STB Waybill Sample, 1995-2006. Terminated carloads adjusted to counter known hazmat underreporting. Prior to 2003 terminated carloads overestimated by 10% to 15% due to inability to exclude duplicates associated with rebilling. Accidents with a hazmat release have declined 61% since 1980. Reportable Train Accidents with a Hazmat Release 140 120 119 100 80 60 46 40 35 20 0 1980 1985 1990 1995 2000 2007 Sources: FRA, RR Safety Statistics Annual Report, 1997-2005, Tables 6-1. FRA, Accident/Incident Bulletin, Table 26. AAR Analysis of 2007 FRA Train Accident Database. Note: An accident may involve releases from more than one car. Hazmat incident release rates have declined 72% since 1980 and 58% since 1990. Incidents per Thousand Hazmat Carloads 1.6 1.52 1.4 1.2 0.99 1.0 0.8 0.6 0.42 0.4 99.96% Incident Free 0.2 0.0 1980 1985 1990 1995 2000 2005 Sources: USDOT, Pipeline & Hazardous Materials Safety Administration, Hazardous Materials Incidents by Year & Mode. http://hazmat.dot.gov/files/hazmat/10year/10yearfrm.htm for 1997-2006. Includes releases in train accidents as well as non-accident releases. ICC/STB Waybill Sample. 1995-2006. Terminated carloads adjusted to counter known hazmat underreporting. Prior to 2003 terminated carloads overestimated by 10% to 15% due to inability to exclude duplicates associated with rebilling. Over the last 10 years, about 1.1% of train accidents have resulted in a release of hazardous materials. No Hazmat Cars Present 23,715 75.5% Hazmat Cars in Consist 3,997 12.7% Hazmat Cars Derailed or Damaged 3,360 10.7% Hazmat Released 354 1.1% Source: AAR Analysis of 1998-2007 FRA Train Accident Databases, July 2008. Note: Includes grade crossing train accidents meeting dollar threshold. In 2007, about 1.6% of reportable train accidents resulted in a release of hazardous materials. No Hazmat Cars Present 2,098 73.3% Hazmat Cars in Consist 416 14.5% Hazmat Cars Derailed or Damaged 302 10.6% Hazmat Released 46 1.6% Source: AAR Analysis of Year 2007 FRA Train Accident Database, July 2008. Note: Includes grade crossing train accidents meeting dollar threshold. Rail freight transport incurs about 12% of the fatalities that trucks do per trillion ton-miles. 4,000 3,761 3,207 3,500 3,000 2,500 Fatalities Fatality Rate 2,000 1,500 720 391 1,000 500 0 Rail Freight Tractor-Trailers Sources: AAR Analysis of FRA Casualty Database for 2006. Rail Ton-Miles in 2006 from RR Facts, 2007, pp. 27, 32. USDOT, FMCSA, Large Truck Crash Facts, 2006, Table 13, http://ai.volpe.dot.gov/CarrierResearchResults/PDFs/LargeTruckCrashFacts2006.pdf (p. 19) Tractor-trailer net ton-miles in 2002 estimated at 1.14 trillion from 2002 USDOC,Vehicle Inventory & Use Survey (VIUS), updated to 2006 based on VMT from same Table 13. Rail freight transport incurs about 6% of the injuries that trucks do per trillion ton-miles. 60,000 56,000 48,000 50,000 40,000 Injuries Injury Rate 30,000 20,000 5,419 2,942 10,000 0 Rail Freight Tractor-Trailers Sources: AAR Analysis of FRA Casualty Database for 2006. Rail Ton-Miles in 2006 from RR Facts, 2007., p. 27, 32. USDOT, FMCSA, Large Truck Crash Facts, 2006, Table 15, http://ai.volpe.dot.gov/CarrierResearchResults/PDFs/LargeTruckCrashFacts2006.pdf (p. 22) Tractor-trailer net ton-miles in 2002 estimated at 1.14 trillion from 2002 USDOC,Vehicle Inventory & Use Survey (VIUS), updated to 2006 based on VMT from Large Truck Crash Facts Table 13. Railroads incurred 17 fatalities in the last 10 years due to hazmat while trucks incurred 124. 140 120 100 80 60 40 20 0 Rail Truck Source: USDOT, Pipeline & Hazardous Materials Safety Administration, Hazardous Materials Incidents by Year & Mode, from http://hazmat.dot.gov/pubs/inc/data/tenyr.pdf for 1998 through 2007, as of 6/11/2008. Railroads now have less than 5% of the hazmat incidents that trucks have, despite roughly equal hazmat ton-mileage. 18,000 16,000 14,000 12,000 10,000 8,000 Truck Railroad 6,000 4,000 2,000 0 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 Sources: USDOT, Pipeline & Hazardous Materials Safety Administration, Hazardous Materials Incidents By Year & Mode, from http://hazmat.dot.gov/pubs/inc/data/10yearfrm.htm for 1998 through 2007. 6/11/2008 In 2005, the truck and rail modes hauled about the same number of hazmat net ton-miles, estimated at 114 billion for trucks and 111 billion for rail. USDOC, 2002 Commodity Flow Survey (CFS), Table 1a, for truck hazmat ton-miles, updated using combination truck VMT from FHWA Highway Statistics,Table VM-1. STB Waybill Sample for rail ton-miles. Railroads now have 21% of the serious hazmat incidents that trucks have, despite roughly equal hazmat ton-mileage. 500 450 400 350 300 250 200 150 100 50 0 1989 1991 1993 1995 1997 1999 2001 2003 2005 2007 (New definition of “Serious”) Truck Railroad Sources: USDOT, Pipeline & Hazardous Materials Safety Administration, Hazardous Materials Incidents by Year & Mode, from http://hazmat.dot.gov/pubs/inc/data/tenyr_new_serious.pdf, as of 6/11/2008. PHMSA’s new definition defines serious incidents as those involving a fatality or serious injury due to a hazmat release or evacuation of 25 or more people as the result of a hazmat release or fire. In 2005, the truck and rail modes hauled about the same number of hazmat net ton-miles, estimated at 114 billion for trucks and 111 billion for rail. USDOC, 2002 Commodity Flow Survey (CFS), Table 1a, for truck hazmat ton-miles, updated using combination truck VMT from FHWA Highway Statistics,Table VM-1. STB Waybill Sample. Railroads now have less than 18% of the hazmat accidents that trucks have, despite roughly equal hazmat ton-mileage. 400 350 300 250 200 Truck Railroad 150 100 50 0 1994 1996 1998 2000 2002 2004 2006 Sources: USDOT, Pipeline & Hazardous Materials Safety Administration, Hazardous Materials Incidents by Year & Mode, from http://hazmat.dot.gov/pubs/inc/data/tenyr_accd.pdf. 6/11/2008 In 2005, the truck and rail modes hauled about the same number of hazmat net ton-miles, estimated at 114 billion for trucks and 111 billion for rail. USDOC, 2002 Commodity Flow Survey (CFS), Table 1a, for truck hazmat ton-miles, updated using combination truck VMT from FHWA Highway Statistics,Table VM-1. STB Waybill Sample for rail ton-miles. Technological Improvements to Railroad Safety: Track & Equipment Improved Track • Rail steels • Welded rail • Fasteners • Detection of flaws, weak spots Improved Equipment • Heat treated curved plate wheels • Hot box detectors, roller bearings, acoustic detection systems • Air brake control valves & air brake tests • Advanced Technology Safety Initiative (ATSI), to identify and repair high impact wheels & other flaws. Over 3.6 years, ATSI has prevented an estimated 160 broken rail and broken wheel accidents on main track. 0.4 Main Track Accidents per Million Freight Train Miles Without ATSI (Estimate) 0.3 With ATSI (Actual) 0.2 0.1 “Before” Period (Pre-ATSI) “After” Period (ATSI) 0.0 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 Sources: AAR Analysis of FRA Train Accident and Train-Mile Data, 1997-2007, All U.S. Railroads. Technological Improvements to Railroad Safety: Tank Cars and SNF • • • • Head shields and shelf couplers Thermal insulation Bottom outlet protection Enhanced safety requirements of hazmat tank cars >263,000 lbs or carrying environmentally sensitive chemicals • Enhanced standard for cars carrying spent nuclear fuel and high level radioactive waste. • A new performance standard for TIH tank cars. Railroad Industry Safety Programs: Hazardous Materials • AAR North American Non-Accident Release (NAR) Program • Transportation & Community Awareness & Emergency Response (TRANSCAER) • ACC Responsible Care • Operation Respond • TTCI's Emergency Response Training Center • TTCI's BOE Hazmat Inspections • TTCI's BOE Hazmat Safety Information Railroad Industry Safety Programs: Operations, Training, Crossings • • • • • • • • • Individual Railroad Employee Safety Programs Crew Resource Management (CRM) Peer Observation Programs Fatigue Countermeasures Remote Control Operations Locomotive Simulators Interactive Video Individual Training Operation Lifesaver Grade Crossing Upgrade (Section 130) Program Railroad Security • After the 9/11 terrorist attacks, the AAR & its member railroads voluntarily conducted a comprehensive risk assessment and implemented a security action plan with four alert levels. • The Security Plan encompasses over 1,300 critical facilities (tunnels, bridges, yards, dispatch centers, etc.) over a 142,000-mile nationwide rail network. • Execution of the Security Plan depends on timely receipt of threat & warning information from the federal govt. • Former DHS Secretary Ridge cited this plan as a model for other U.S. industries. Railroad Security: Countermeasures include: • Employee and customer awareness and training: e.g. to thwart terrorist intelligence gathering, facilitate warning & recovery. • Sharing of Intelligence on Threats: – AAR Operations Center (24/7) collects, evaluates, and disseminates information to railroads thru the Railway Alert Network (RAN) – The Surface Transportation Information Sharing & Analysis Center (STISAC) collects, analyzes, and disseminates information on physical and cyber-security threats to providers and users of surface transportation. • • • • Vetting employees & contractors. Controlling access to critical facilities and shipment info. Special operating measures to safeguard hazmat. Securing communications and data and ensuring message integrity and best IT practices. Since 1980, U.S. Class I railroads have spent $396 billion on track and equipment. Capital Expenditures and Maintenance Expenses, Minus Depreciation, in Billions of Dollars 12.0 10.0 Equipment 8.0 6.0 Track & Structures 4.0 2.0 0.0 1980 1985 1990 1995 2000 2007 Sources: AAR, Analysis of Class I Railroads, 1980 - 2007, based on R-1 Reports submitted by each Class I railroad to the ICC/STB. Equipment: Lines 382+158-151-154-157. Track: Lines 378+149-147. Note: Current year dollars. Since 1991, U.S. Class I railroads have accelerated capital spending on new rail. Billions of Current Dollars 2.5 2.0 Capital Expenditures on Rail 1.5 1.0 0.5 Operating Expenses for Rail & Other Track Material 0.0 1987 1989 1991 1993 1995 1997 1999 2001 2003 2005 2007 Source: R-1 Reports submitted by each Class I railroad to the ICC/STB, 1987-2007. Schedule 330, line 8, column e; Schedule 410, lines 1, 14, and 15, column h. In the last 10 years, U.S. Class I railroads have laid 5.9 million tons of new rail. 0.75 Million Tons of New Rail Laid 0.50 0.25 0.00 1987 1989 1991 1993 1995 1997 1999 2001 2003 2005 2007 Note: Includes new rail laid in replacement and in addition, excludes relay rail. Sources: AAR, Analysis of Class I Railroads, 1980 – 2007, Lines 366+369+371, based on R-1 Reports submitted by each Class I railroad to the ICC/STB.