Logic and Engineering of Natural Language Semantics 2006 Tower Hall Funabori, Tokyo, June 5-6, 2006 Covert Emotive Modality Is a Monster Sumiyo Nishiguchi Stony Brook University Osaka University snishigu@ic.sunysb.edu LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 1 Abstract It has been argued that attitude reports shift reference of indexicals in the embedded clauses in some languages (Schlenker 1999, 2003; Anand and Nevins 2004). I argue that implicit speaker attitudes on factive propositions are a context shifting operator which changes context parameters. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 2 I base my argument on the following three mono-clausal constructions: i) fake past ii) fake present iii) out-of-the-blue wide-scope taking also/too N.B. I adapt the term `fake' from Iatridou (2000). LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 3 1. Fake past: Surprise licenses non-past interpretations of the past tense (Teramura 1984) with negative presuppositions. (1) Oh, it was here (all along). (2) A, koko-ni {at-ta/#a-ru} (Japanese) Oh here-LOC be-PAST/be-PRES `Oh, it was/is here' LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 4 2. Fake present: Tense in narratives alternates between past and present (Klein 1994; Teramura 1984, among others). Alternation between past and present directs readers to re-experience narratives (Soga 1983). (3) Picchaa nage-ta. Pitcher throw-PAST Oshii. Auto. sorry out Ut-ta. Ichiro hashi-ru. hit-PAST Ichiro run-PRES `The pitcher threw a ball. (Ichiro) hit it. Ichiro runs. Oh, no. He is out.‘ (Japanese) LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 5 3. Wide-scope taking discourse initial too/mo Speaker's sentiments license wide-scope focus particle mo ‘also/even’and too without explicit antecedents. (4) It's nice here, too. (5) Yo-mo huke-ta. night-also pass-PAST (Japanese) `It’s become late' LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 6 What is a Monster? Monster =Def an operator on character which is a function from context to content/intension Kaplan (1977): there is no monster The indexicals, e.g., I, you, it; that, this; here, now, tomorrow, do not change the references Schlenker (1999,2003) All attitude predicates are monsters LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 7 Monster supporters: Schlenker (1999,2003): Attitude verbs quantify over contexts of thought or of speech. Attitude predicates are monsters that shift the references of indexicals. As evidence, -Amharic first person pronoun shifts its reference into third person under attitude verbs (Schlenker 1999, 2003). Anand and Nevins (2004) -In Zazaki, the verb vano (say) shifts indexicals I, you, here and yesterday in its scope. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 8 Limited evidence for a monster All supporting arguments for monsters have been based on the indexical shift in embedded context under attitude predicates. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 9 Mono-clausal factive sentences The three constructions discussed in this paper are factive simple sentences, not embedded under attitude predicates, but temporal and world parameters shift. I argue that speaker's emotive/bouletic (in view of what I want) and epistemic speculative modality (in view of what I know, Kratzer 1991) is a context shiftable operator. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 10 Surprise, empathy and sentimentality affect temporal interpretations and satisfy presuppositions. (6) MODAL(||φ||<<tc, wc, ac>, <ti, wi>>) =|| (||φ||<<ti, wc, ac>, <ti, wi>> (t: time, w: world, a: speaker, c: context, i: index) LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 11 Generalized quantifier Covert modal functions as a determiner taking negative presupposition in the restrictor and overt predicate in the nuclear scope (Kratzer 1991; Berman 1991; von Fintel 1994; Ippolito 2003). LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 12 Organization of the paper Sections 3 and 4 examine mono-clausal fake past and fake present sentences and show that modality distorts temporal interpretation. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 13 Section 5 shows that emotive modality accommodates the presupposition of too, wide-scope taking mo/to/ye `also/too’ used out of the blue in Japanese, Korean and Chinese. I argue that speaker‘s sentiments shift contexts so that presuppositions are satisfied. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 14 1. Fake Past LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 15 The past tense marker can receive non-past interpretation when associated with discovery, fulfillment of expectation, recalling of a plan (Teramura 1984, among others) often as exclamatives. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 16 Fake Past and Aktionsarten: Fake Past of Discovery English: Stative predicates (7) Oh, it was here (all along). * Eventive predicates (8) Oh, the bus {#came/is coming}. (NB: The terminology `fake' is taken from Iatridou (2000).) LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 17 Japanese/Korean: Stative predicates (9) A, koko-ni Oh here-LOC at-ta/#a-ru. (Japanese) be-PAST/be-PRES `Oh, it was here‘ (10)Chek-i yogi iss-ot-ne. (Korean) book-NOM here be-PAST-EXC `Oh, the was here' LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 18 Eventive predicates: (11) Basu-ga ki-ta. (Japanese) bus-NOM come-PAST `The bus is coming‘ (12) Ya ush-la. (Russian) I go-PAST `I am leaving‘ LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 19 The past tense refers to present, not simple past (13)# Oh, the book was here. But it is not here anymore. (14) # A, shinbun-ga koko-ni at-ta. Oh newspaper-Nom here-Loc be-Past Demo ima-wa mo nai. but Neg now-Top already `Oh, the newspaper was here. But it's not here anymore' LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 20 Fake past of remembrance (15) What was your name? (Teramura 1982) (16) Where did you live? (17) Onamae-wa nan-deshi-ta-ka. Name-TOP what-HON-PAST-Q `What was your name ?’ (18) Osumai-wa dochira-deshi-ta-ka-ne. residence-TOP where-HON-PAST-Q-PAR `Where did you live?’ LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 21 Mismatched temporal adverbials Japanese: (19) Asu-wa Maria-no tanjobi-dat-ta. tomorrow-Top Maria-GEN birthday-be-PAST `Tomorrow is Maria's birthday‘ Mandarin: (20) Mintian you-le tomorrow have-PERF `I had a party tomorrow' English: (21) There was a party tomorrow. wanyan. party Antecedent of counterfactuals can (Ippolito 2003) (22) If it rained tomorrow, I would go shopping. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 22 Then, Tense is a shiftable indexical. What shifts tense? LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 23 Implicit attitude is a monsterous function that changes a context parameter (23) fake(|| past φ||<tc, wc, ac, hc>, <ti,wi>) =||past φ||<ti, wc, sc, hc>,<ti,wi> (t=time, w=world, a=speaker, h=hearer, c=context, i=index, ti < tc, c=<wc, tc, ac>, i=<wi, ti>) LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 24 In the framework of the double index system (Lewis 1980), the ordinary past tense morphology shifts the temporal index into the prior time: ||present φ|| ||<tc, wc, sc, hc>, <tc,wc> ||past φ||<tc, wc, sc, hc>, <ti,wi> ||past φ||=1 iff there is time ti prior to the utterance time tc LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 25 Fake tense operator: (24) Where c=<wc, tc, ac>, i=<wi, ti>, ti is prior to tc, c: Dc=Ds×De, s: Ds=Dw×Dt Fake: ((c×s)→t) →((c×s)→t) Fake (||φ||<c, i>)=1 iff ||φ||<c[ti/tc], i>=1 LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 26 Necessary condition for fake past interpretation: surprise Speaker's surprise due to negative presupposition causes fake past interpretation in simple sentences. (25) (Nai-to omotte-i-ta-ra,) at-ta. NEG-COMP think-be-PAST-then be-PAST `It was here (surprisingly).' LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 27 Without surprise, the fake past interpretation cannot be obtained. (1)-(22) would only refer to the past state or events. (26) Hon-ga at-ta. book-NOM be-PAST `The book was (=used to be) here’ LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 28 Or, the speaker’s expectation is realized (27) (Kuru-to omotte-i-ta basu-ga yappari) ki-ta. come-COMP think be-PAST bus-NOM as I expected come-PAST `The bus is coming (as expected)’ The speaker doubted or has not been sure if p. The common ground contains both p worlds and non-p worlds Fake past assertions disambiguates the actual world (cf. Stalnaker 2004) LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 29 The data set is incomplete before the utterance (Veltman 1981) The speaker does not know enough data but expects that ``the book is not here’’ ``the bus is coming’’ ``tomorrow is not Mary’s birthday’’ The data set becomes complete by seeing the facts or remembering the facts LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 30 Exp: Expectation function based on the available data (28) Expa(wi)(ti)||φ||wi,tiΛExpa(wc)(tc)||φ||wc,tc ΛKnowa (wc)(tc)||φ||wc,tc (29) Expa(wi)(ti)||~φ||wi,tiΛExpa(wc)(tc)||φ||wc,tc ΛKnowa(wc)(tc)||φ||wc,tc (ti<tc, tc: utterance time, wc: actual world) LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 31 Unaccusativity: Verb Classes of Fake Past Fake past predicates are mostly limited to unaccusative verbs such as be, exist, and come (cf. Kusumoto 2001; Ogihara 2004 for relative clauses). LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 32 Unaccusativity test VP internal numerals associate with the surface subject (Miyagawa 2004): (30)Honi-ga [VPtsukue-no ue-ni ti ni-satsu at]-ta. book-NOM desk-GEN up-LOC 2-CL be-PAST `There were two books on the desk’ (31)Basu-ga [VP ekimae-ni ti ni-dai ki]-ta. bus-NOM station-front-LOC 2-CL come-PAST `Two buses came in front of the station’ LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 33 (32) A, warat-ta. oh smile-Past `Oh, (the baby) is smiling’ (32)’ A, [gakuseii-ga butai-de ti san-nin warat]-ta. oh student-NOM stage-LOC 3-CL smile-PAST `Oh, the three students laughed on the stage’ LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 34 (33) Shimat-t-a. close-PAST-be `Oh, no‘ (33)’ *Gakuseii-ga mae-de ti san-nin shimat-ta. student-NOM front-LOC 3-CL close-PAST `The three students made a mistake in front’ LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 35 Adjectives (Individual-Level) (34) Yo-kat-ta. good-be-PAST `Thanks goodness' (when a lost wallet was returned with money) (35) (While I expected it to be blue) Kiiro-kat-ta. yellow-be-PAST `It is yellow' LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 36 Conversational Backgrounds: 1. Speculative epistemic necessity/possibility: must/probably/might ¬φ 2. Stereotypical conversational background (in view of the normal course of events) For all w, w’∊W, for any A⊆P(W): w≤Aw’iff {p:p∊A and w’ ∊p} ⊆{p:p∊A and w ∊p} (Kratzer1991) 3. Bouletic modality (in view of what I want): φworlds are ranked higher than ¬ φ worlds LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 37 Modal base f: in view of the what I know: (c×s)→((c×s)→ t )→ t) Ordering source g: in view of normal course of events (c×s)→((c×s)→ t )→ t) Ordering source h: in view of what I want: (c×s)→((c×s)→t )→t) Where Ds=Dw×Dt, Dc=Ds×De LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 38 φ (36) h: ordering source-bouletic g: ordering source - stereotypical MODAL f: modal base – speculative modal (cf. Kratzer 1991; von Fintel and Iatridou 2005) LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 39 (37) ||fake (past)|| (wc)(f)(g)(h)(||φ||) 1 if wcmaxg(wi)(f (wi) ) Λwcmaxh(wi)(f (wi) ) : ||φ||(wc)=1, ||past||(wc)(f)(g)(||φ||), otherwise. Where for a given strict partial order <p on worlds, define the selection function maxp that selects the set of <p -best worlds from any set X of worlds: X W: maxp(X)={wX: ¬ w'X: w'<p w} LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 40 Restrictive quantification Modal scopes over due to its quantificational force (Lewis 1968, 1973; Kripke 1972). Modal takes the presupposition as its restrictor, and the assertion in its nuclear scope (Berman 1991; von Fintel 1994; Heim 1982; Diesing 1992). (38) MODAL determiner [λi. [|¬φ|]i] restrictor [λi.[|φ|]i] nuclear scope [surprisingly] [while expecting ¬φ ] [φ is true] LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 41 Negative presupposition as cataphora (39) MODAL P MODAL 1 not it2 <MODAL> LENLS2006 Tokyo MODAL P1 VP2 <not it2> bus Sumiyo Nishiguchi: Covert Emotive Modality is a Monster come 42 2. Fake Present LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 43 Narrative Present Narratives would freely alternate tense between past and present when storytelling as in (40) (Klein 1994; Mikami 1953; Nara 2001, among others). LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 44 (40) Kocho-wa usuhige-no aru iro-no kuroi me-no okina principal-TOP mustache-GEN be color-GEN black eye-GEN big tanuki-no-yona otoko-de a-ru. Yani mottaibet-te-i-ta. badger-GEN-like man-be-PRES Terribly pompous-bePAST `The principal was a dark complexioned man, with a whistery mustache and large eyes like a badger. He was pompous.' (Soseki Natsume, Bocchan, quoted from Nara (2001), glossed by the author) LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 45 Fake present tense invites readers into a depicted world so that the reader experiences the story as if present (Soga 1983). LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 46 NARRATOR SAYS function and empathy The proposition is embedded under NARRATOR SAYS function which shifts the context. It is the empathy of both writer and reader which shifts the context parameter: (41) NARRATOR SAYS(([|φ|]<tc, wc, sc, hc>, <ti, wi, si, hi>) =[|φ|] <ti, wi, si, hi> ,<ti, wi, si, hi> LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 47 3. Discourse Initial too/mo LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 48 Discourse Initial Too with Surprise (42) He is nice. He is a linguist, too. (43) It’s nice here, too. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 49 Wide-scope Mo `also/even’ in Japanese Mo `also/too’, a focus marker or a quantifierlike element (Kuroda 1969) in Japanese, can associate with the whole proposition (Numata 1986, 2000). This mo takes wide scope over unaccusative predicates out of the blue without explicit antecedent that satisfies the presupposition. For example, (44) is usable without particular antecedent. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 50 (44) Yo-mo huke-ta. night-also pass-Past `It grew late‘ Semantically, mo takes wide scope. LF: mo [ yo-<mo> huke-ta] also night pass-Past `It grew late' LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 51 About mo A particle attached to noun phrases in Japanese. NP+mo1 `also’ (45) Ken-mo ki-ta. Ken-also come-Past `Ken came, too'} } LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 52 Mo2 obtains the meaning of `even' when the NP is focused (Watanabe 2004). (46) [Ken]F-mo ki-ta Ken-also come-Past `Ken came, too' The `even' mo2 forms NPIs with indeterminates (wh-words) (Kuroda 1965; Watanabe 2004; cf. Lahiri 1998): (47) Dare-mo ko-nai. who-mo & come-Neg `Nobody comes'} } LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 53 3 Mo (48)Haru-mo takenawa-ni nari-mashi-ta. spring-also peak-GOAL become-HON-PAST `The spring has reached its peak' (Numata 2000: 172) (49) Ko-no saifu-mo huruku-nat-ta. This-GEN wallet-also old-become-PAST `This wallet has become old’ LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 54 Mo evokes sentiments that a nominative case marker ga would not. In (48), the speaker feels pleasant to find that spring has reached its peak. In (49), the speaker feels touched to see her worn bag, remembering the past. Covert emotive, e.g., I’m glad that, happily, be touched with or I regret, is a monsterous function which satisfies the presupposition. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 55 Korean to `also/even’ Korean to `also/even' has similar usage. (50) Pom-to wat-ta. spring-also come-PAST `Spring came' (That's why I'm so sad) To `also/even' demonstrates speaker's attitudes. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 56 Sentence focus ye `also' in Mandarin (51) Qiutian ye lai-le. fall also come-PERF (In view of the foregoing events) `Fall came' LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 57 Numata (2000) claims that such mo (also/too) attenuates the strength of assertion by giving rise to fictitious presupposed events. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 58 Speaker sentimental modality shifts the context Speaker’s sentimental modality licenses too/mo3/to/ye shifts the context into a world in which the presupposed events exist so that the presuppositions of too/mo3/to/ye are accommodated. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 59 (50) MODALemotive(|| mo-φ||<tc, wc, sc, hc>, <ti, wi, si, hi>) =|| mo-φ|| <ti, wi, sc, hc> ,<ti, wi, si, hi> LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 60 Unaccusativity The predicates of this type of mo are either unaccusative verbs with ta `PAST’, or adjectives. E.g., huke-ta `have grown late’, owari-ni chikazu-i-ta `have neared the end’, takenawa-ni-naru `have reached the peak’, iro-ase-ta `have faded the color.’ LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 61 Restrictive Quantification by Emotive Modality Modality functions as a determiner which takes negative presupposition as the restrictor and the overt unaccusative VP in the nuclear scope (cf. Heim 1982; Berman 1991; von Fintel 1994). The negative counterpart is a copy of the overt proposition, which is a sentential cataphora subordinated under negative modality (cf. Roberts 1996). LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 62 (51) TP MODAL P VP MODALbouletic presupposition LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 63 Modal also resembles psych-verbs such as surprise or affect in the argument structure. Emotive modal takes speaker as an experiencer and the event as the theme. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 64 Speaker is an experiencer argument of psych-verbs (cf. Belletti and Rizzi 1988) (52) FocP mo TP DP yo T’ <mo> vP speaker v’ T ta v LENLS2006 Tokyo VP e NP V huke Mo adjoins to TP via internal merge and reprojects into the head of FocP (cf. Hornstein and Uriagereka 2002). Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 65 Conclusion The three constructions, fake past narrative present discourse initial mo/too discussed in this paper show that covert emotive modality interacting with bouletic, epistemic and circumstantial modality shifts context parameters in simple sentence. Surprise, empathy and sentimentality affect temporal Sumiyo Nishiguchi:presuppositions. Covert Emotive interpretations and satisfy LENLS2006 Tokyo Modality is a Monster 66 Conclusion Implicit speaker attitudes shift context parameters. Modality shifts temporal interpretations, and contexts in order to satisfy presuppositions of a focus particle. LENLS2006 Tokyo Sumiyo Nishiguchi: Covert Emotive Modality is a Monster 67