ADULTS & CHILDREN’S SERVICES DEPARTMENTAL PROCEDURE NO: 05/12 Social Worker Registration DATE: November 2013 EFFECTIVE DATE: CATEGORY: 1 December 2013 KEYWORDS: Social Worker; registration ISSUED BY: Steve Crocker (Deputy Director, Children’s Services, Children & Families) Ruth Dixon (Deputy Director, Adult Services, Community Care Services & Commissioning) Sandy Gregory (HR Business Partner, Children’s Services) & Nikki Lucas (HR Business Partner, Adult Services) CONTACT: PROCEDURES CANCELLED OR AMENDED: REMARKS: Human Resources 05/08 Adult Services Amendments April 2013 SIGNED: DESIGNATION: YOU SHOULD ENSURE THAT: You read, understand and, where appropriate, act on this information All people in your workplace who need to know see this procedure This document is available in a place to which all staff members in your workplace have access 1 (HF000004539076 – November 2013) PURPOSE & SCOPE This policy applies to all staff for whom registration with the Health and Care Professions Council (HCPC) as a Social Worker is a role requirement. Staff who are registered Social Workers and wish to retain registration, but for whom it is not a job requirement, may refer to it for guidance on process. POLICY Please see below: HAMPSHIRE COUNTY COUNCIL, ADULTS & CHILDREN’S SERVICES DEPARTMENTAL REFERENCES Professional Development Team –Workforce Development Team (Adult Services and Children’s Services) Adult Services Management Team Children and Families Management Team HR Business Partners (Adult Services and Children’s Services) AUTHORITY TO VARY THE PROCEDURE Adult Services Departmental Management Team and Children and Families Management Team. 2 (HF000004539076 – November 2013) 1 1.1 2 Procedure Staff employed as Social Workers must be registered. The title “Social Worker” has been protected by law in England since April 2005. This law came from the Care Standards Act 2000 to ensure that only those who are properly qualified, registered and accountable for their work describe themselves as Social Workers. As this is a statutory requirement, there are serious consequences for individuals who are not registered with the HCPC and practice as Social Workers, and to their employing organisations. It should be noted that changes to personal circumstances may affect registration status – see section 7. Initial Registration 2.1. Applications to join the HCPC register as a newly qualified Social Worker will be supported by the university awarding the qualification. 2.2. Applicants do not need to send HCPC copies of their award certificates unless they have successfully completed a UK approved programme more than two years prior to the date of application. 3 On appointment to a Hampshire County Council position requiring HCPC registration 3.1 When managers request new positions to be created in the SAP OM structure they will need to notify the Integrated Business Centre (IBC) whether the new position requires a HCPC registration flag to be attached. This also forms part of the IBC Recruitment team’s recruitment checklist when hiring to new or existing positions. 3.2 As part of the recruitment process, managers will need to ensure they obtain evidence of all essential qualifications relevant to the role, e.g. social work degree. Managers will need to copy original documentation before verifying and sending, with all other interview paperwork, to the IBC. 3.3 The IBC will, as part of the pre-employment process, check the candidate is registered with HCPC. 3.4 When all pre-employment checks have been satisfactorily completed a Statement of Employment Particulars will be issued. This will specify that: - The employee is required to register and remain registered with the HCPC. - The employee is required to inform their line manager if, for any reason, they cease to be registered with the HCPC. - The appropriate action will be taken if, for any reason, HCPC registration is not maintained whilst the employee is employed in a role that requires HCPC registration. - All Social Workers and their managers are required to meet the standards set out in the HCPC. - Hampshire County Council may report any breaches of the Standards to the HCPC. 3 (HF000004539076 – November 2013) 3.5 Registration checks will be completed twice a year for all staff required to be registered by Workforce Planning, Projects and Remuneration (WPPR). Children’s Services’ managers will keep a hard copy of registration certificates in local personnel files. Adult Services’ managers are not required to keep a hard copy of registration certificates in local personnel files. 3.6 The IBC will enter the employee’s HCPC registration number on the employee’s Personal Data screen and the first HCPC registration Monitoring of Tasks (MoT) reminder onto their SAP record as part of the hire action. This MoT will indicate the duration of the first registration period. Line Managers will be responsible for maintaining and updating Monitoring of Tasks via MSS for all future registration periods. 3.7 Once hired, managers should check that the new employee is showing in their MSS view of “Professional Memberships” and that all details are correct. If the employee is not showing, or the data is incorrect, the manager must contact the IBC to get the record updated. 3.8 Managers will be able to view HCPC registration details for all staff in a HCPC flagged position in scope of their line management reporting responsibilities in their own MSS view. This report can be exported to Excel if necessary. 3.9 In some, limited, circumstances, a recruiting manager may determine that a Qualified and Registered Social Worker is not required to fulfil a particular role/position that was previously identified as requiring a HCPC flag. The recruiting manager can request that the HCPC flag be removed with approval from Service Manager (Grade I) or above. 4 Process of registration 4.1 To find the appropriate application form, regardless of registration background, employees can follow the link to the HCPC Web pages. 4.2 The form must be completed in full and must include a character reference and two certified identity documents. 4.3 Employees/Registered Social Workers must be registered in the name in which they practice and the name that is recorded in SAP. 4.4 Identity documents have to be certified by a professional individual. A professional person (e.g. a doctor, solicitor or accountant) will be recognised as a person of standing in the community as will: - a bank manager; - a minister of the Church, Rabbi, Imam or other religious official acceptable to the Council; - an Officer in HM Armed Forces; or 4 (HF000004539076 – November 2013) - a registered health professional or a registered Social Worker For a comprehensive list of persons deemed acceptable as a professional individual, employees can access the notes section of the application pack available from the HCPC website. 4.5 Original identification documents must be certified by a professional individual. These individuals must write on the document: ‘I certify that this is a true copy of the original document’ and must sign it and print their name and professional title. 4.6 The two forms of identification required are: a document containing your photograph and a document proving your current address. For a list of acceptable documents employees can access the notes section of the application pack available from the HCPC website. 5 Character Reference 5.1 A character reference needs to be provided by a person of standing in the community who is not a relative of the applicant/employee and has known the applicant/employee for at least three years. This means that the referee must have a reputation in the community. 5.2 A full list of acceptable individuals who can provide character references can be found in the notes section of the application pack available from the HCPC website. 5.3 When the referee has completed the character reference, it should be returned to the applicant/employee. This should be sent to the HCPC with the completed application. 5.4 The applicant/employee must sign the declaration and send off the application with the certified copies and appropriate fee to the HCPC. 5.5 Newly qualified and unregistered Social Workers will practice as an Unqualified Care Manager (Adult Services Department) or Children and Families Support Worker 2 (Children’s Services Department) until their registration with the HCPC is confirmed. 5.6 During this time their work will be subject to the level of supervision appropriate to these roles and they will be paid at the appropriate rate of pay. 6 6.1 Maintaining Registration Employees need to be registered with the HCPC in the name in which they practice as a Social Worker. If an employee changes their name with the 5 (HF000004539076 – November 2013) HCPC, they must change the name they are known by to Hampshire County Council via ESS. 6.2 The professional Social Work registration cycle is biennial (two-yearly) from 1 December – 30 November. The HCPC will write to employees in advance of their registration renewal date and send them a renewal application form. 6.3 Registration checks will be completed twice a year for all staff required to be registered by WPPR. In Children’s Services managers will keep a hard copy of registration certificates in a local personnel file. 6.4 Managers will be able to view HCPC registration details for all their staff in a HCPC flagged position in their MSS view of “Professional Memberships”. Managers are required to update the MoT screen via MSS to renew and refresh the registration period. Guidance is available from the SAP Learning Zone here. 7 Continuing Professional Development 7.1 As part of registration with HCPC, Social Workers need to carry out continuing professional development (CPD). 7.2 Each time employees renew their registration, they need to confirm they are undertaking CPD. 7.3 From December 2014, whenever Social Workers renew their registration, 2.5% of Social Workers will be audited to check that CPD standards are being met. 7.4 For further information on the requirements HCPC has for CPD visit their web pages. 7.5 Hampshire County Council requires that registered Social Workers utilise the appropriate departmental in-house CPD framework (See Professional Development Team). 7.6 The HCPC must receive the following: registration fee; a signed professional declaration; and if randomly selected, your CPD audit information. 7.7 Hampshire County Council may at times require employees registered as Social Workers to provide evidence of their ongoing CPD. 8 Fees 8.1 Employees must pay the applicable registration and annual fees to maintain their HCPC registration. 8.2 Hampshire County Council will reimburse annual fees of those staff whose registration is essential for their role on production of a valid receipt. This will be reimbursed on receipt of a claim and coded to the relevant staffing budget. Employees and managers can access the claim form via this link. 6 (HF000004539076 – November 2013) 8.3 Newly qualified social workers will incur a scrutiny fee when they first register, and their fees will be reduced by 50% for the first two years. Hampshire County Council will reimburse the scrutiny fee for newly qualified social workers if they incur it whilst employed by the Council. 8.4 If registrants let their registration lapse and do not renew it within one month of the renewal date, they will be liable to pay a readmission scrutiny fee in addition to the annual fees. Hampshire County Council will not reimburse scrutiny fees incurred due to lapsed registration. 8.5 Re-imbursement will be made via the payroll, and subject to tax. If the employee chooses not to claim re-imbursement, then the annual fees will be tax deductible. It will be the employee’s responsibility to liaise with Her Majesty’s Revenue and Customs office to reclaim any tax relief that may be due: http://www.hmrc.gov.uk/incometax/relief-subs.htm. 9 Changes to Personal Circumstances 9.1 It is a condition of registration that employees inform the HCPC, as soon as possible, of any changes to their personal circumstances which may affect their registration status. 9.2 Changes include: Name, address, workplace, status of registration; disciplinary finding or investigation, criminal investigation, criminal convictions, or criminal charges pending (excluding fixed penalty notices), cautions, reprimands, final warnings or any other police or court decision or a physical or mental health condition that may affect your ability to undertake social work 9.3 Registration may be refused if relevant information has been withheld or false information given. 9.4 Employees must also notify Hampshire County Council of any changes to their personal circumstances. Changes to personal details (name, address, workplace) cannot be made by telephone or by a non-HCC email. Hampshire County Council records can only be changed via Employee Self Service (where appropriate), or in writing to the line manager who will change the employee’s record via MSS. 9.5 Changes to other details cannot be made by non-HCC email, but can be made by a hants.gov.uk email, telephone or in writing to the line manager. 10 Record Keeping 10.1. Details of Social Work registrations will be recorded on the employees’ SAP records; this will include the start date and end date of their registration period and the registration number. The line manager is responsible for updating the information held on SAP, via MSS, once renewal is completed. 7 (HF000004539076 – November 2013) 10.2. SAP will trigger an email to be sent to line managers when an employee’s registration is due for renewal, who should then remind the individual. 11. Roles and Responsibilities 11.1. It is the responsibility of every employee who is required to be registered, to maintain their registration in accordance with the HCPC Registration Rules. 11.2. Line managers must check that their Social Work staff are maintaining their registration and support their CPD through supervision and the IPP process. On confirmation that registration has been updated, line managers must update the employee’s SAP record via MSS. NB – registration fees will NOT be automatically reimbursed when an employee/manager updates their registration details. The employee is required to complete a separate claim form. 11.3. All staff working with children, young people and vulnerable adults in a position where a DBS check is required are required to notify their line manager immediately if they are convicted, cautioned, reprimanded or warned in relation to any criminal offence. In these circumstances employment will be reviewed and may be subject to disciplinary action and/or termination of employment. Failure to notify the line manager of any such convictions, cautions, reprimands or warnings will be treated as a disciplinary offence and may also result in dismissal. Hampshire County Council will inform HCPC of any disciplinary action. 12. Failure to register or maintain registration with HCPC Note: Standard Practice will be that both the job title in SAP and pay reduction/loss of any market supplement will be amended two weeks after a failure to re-register, unless there are exceptional circumstances. 12.1. Any employee who is required to be registered with the HCPC, who is not registered or fails to maintain and renew their registration will be in breach of their contract of employment and cannot practice as a Social Worker. 12.2. As soon as it becomes apparent that a non-registered employee is practising as a Social Worker their line manager will meet with them and obtain clarification regarding the following information: Why the employee is not registered Whether the re-registration process has been commenced and is due to be completed quickly (within the month the re-registration is required). Note: Individuals will be charged a non-refundable readmission scrutiny fee if the HCPC receive their application beyond a month from the date their name lapses from the register. HCC will not reimburse this scrutiny fee. Whether there are any other extenuating circumstances as to why the employee has not re-registered with the HCPC (e.g. long-term sickness absence, maternity leave etc). 8 (HF000004539076 – November 2013) 12.3 In addition to this the manager will also notify their manager (employee’s grandparent manager) and EPC of the employee’s details, the date the registration lapsed and when/how the information came to light. This information should also be highlighted via the reports which will be run by WPPR in mid January and mid July. These reports will be forwarded to the issuers of this policy, Deputy Director, Children’s Services, Children & Families & the Deputy Director, Adult Services, Community Care Services & Commissioning, who will follow up with line managers and employees. 12.4 The line manager, in conjunction with senior management and EPC, will consider when the employee should be downgraded into an unqualified role (Adult Services) / Children and Families Support Worker role (Children’s Services) and what salary step they should be reduced to while the circumstances are investigated. During this time the employee will be subject to the level of supervision appropriate to the role to which they have been downgraded. 12.5 The line manager should inform the employee that continuous failure to maintain their registration (either on the current occasion or subsequently) or knowingly practising as a Social Worker without appropriate HCPC registration could result in disciplinary action and potentially dismissal from Hampshire County Council. Managers should to consult EPC before commencing any disciplinary action. 13 HCPC (Registration) Rules 13.1 The Registration Rules can be found in the relevant section of the HCPC’s website: HCPC Registration Rules DEPARTMENTAL DISTRIBUTION LIST All Adult Services Staff and all Children and Families branch staff employed in roles that require registration with HCPC, and their managers. 9 (HF000004539076 – November 2013)