SAFETY ASSESSMENT AND DETERMINATION OF A TOLERABLE UPPER LIMIT FOR EPHEDRA Prepared for: Council for Responsible Nutrition 1875 Eye St., N.W. - Suite 400 Washington, DC 2006-5409 Prepared by: CANTOX HEALTH SCIENCES INTERNATIONAL 2233 Argentia Road, Suite 308 Mississauga, Ontario, Canada L5N 2X7 December 19, 2000 CANTOX Offices: Mississauga Calgary Halifax Vancouver New Jersey 905-542-2900 403-237-0275 902-429-0278 604-688-8255 908-429-9202 SAFETY ASSESSMENT AND DETERMINATION OF A TOLERABLE UPPER LIMIT FOR EPHEDRA Table of Contents Page ABSTRACT EXECUTIVE OVERVIEW i iii 1.0 INTRODUCTION 2.0 EPHEDRA/EPHEDRINE ALKALOIDS 2.1 Origin and History 2.2 Chemical Characteristics 2.3 Absorption, Distribution, Metabolism, and Excretion of Ephedrine 2.4 Pharmacokinetics of Ephedra or Ephedrine 2.4.1 Clinical Pharmacokinetic Studies 2.5 Pharmacology of Ephedra and Ephedrine 2.5.1 Clinical Pharmacology - Cardiovascular Activity 2.5.2 Clinical Pharmacology - Central Nervous System Activity 2.5.3 Clinical Pharmacology - Respiratory System Activity 2.5.4 Clinical Pharmacology - Sensitive Populations and Drug Interactions 2.6 Characterization of Dietary Supplements Containing Ephedra 4 4 4 6 8 9 14 15 16 16 16 17 3.0 ANIMAL TOXICOLOGICAL STUDIES ON EPHEDRA AND EPHEDRINE ALKALOIDS 3.1 Acute Studies 3.2 Repeated Dose Studies 3.2.1 Short-Term Repeated Dose Studies 3.2.2 Subchronic Studies 3.3 Carcinogenicity Studies 3.3.1 103-Week Rat Feeding Study 3.3.2 103-Week Mouse Feeding Study 3.4 Reproductive and Teratogenicity Studies 3.5 Mutagenicity Studies 3.6 Other Studies 3.7 Discussion/Summary of Animal Data 20 20 29 29 38 42 42 46 49 52 55 55 4.0 HUMAN STUDIES RELATED TO THE SAFETY OF EPHEDRA AND EPHEDRINE ALKALOIDS 4.1 Adverse Event Reports from CFSAN SN/AEMS/Published Case Reports 4.1.1 Adverse Event Reports for Dietary Supplements Containing Ephedrine Alkaloids Reported to FDA SN/AEMS 4.1.2 Published Case Reports Council for Responsible Nutrition December 19, 2000 1 58 59 59 64 4.2 5.1 5.2 5.3 5.4 5.5 5.6 5.7 5.8 6.0 7.0 Clinical Studies 4.2.1 Clinical Trials and Investigations in Normal Healthy Individuals 4.2.2 Clinical Trials and Investigations of Ephedrine Together with Physical Exercise/Temperature in Normal Healthy Individuals 4.2.3 Obesity Clinical Trials 4.2.4 Asthmatic Patients 4.2.5 Hypertensive Patients 4.2.6 Smoking Population Are Results with Ephedrine Applicable for Extrapolation to Ephedra/ Ephedrine Alkaloids? Conservatism Built into the Risk Assessment Individual Risk Factors Uncertainties Pertaining to Study Findings Uncertainties Pertaining to Group Characteristics Uncertainties in Ephedrine Content in Botanically-Derived Supplements Uncertainties in Related Ephedrine Alkaloid Content in BotanicallyDerived Supplements Uncertainties of Combination Herbal Products or Concomitant Use of Other Products 71 87 98 105 134 136 139 141 142 142 143 144 146 146 149 DOSE RESPONSE ASSESSMENT/CONCLUSIONS FOR THE GENERAL POPULATION 6.1 Data Selection 6.2 Identification of a NOAEL and a LOAEL 6.3 Uncertainty Assessment 6.4 Upper Limit (UL) 151 152 156 158 162 REFERENCES 176 List of Tables Table 2.4.1-1 Table 2.4.1-2 Table 3.1-1 Table 3.2.1-1 Table 3.2.2-1 Table 3.3.1-1 Table 3.3.2-1 Table 3.5-1 Table 4.1.2-1 Table 4.2-1 Table 4.2.1-1 Elimination Kinetics of Ephedrine after Ingestion (Gurley et al., 1998a) Summary of Ephedrine Pharmacokinetics in Man Summary of the Results of Acute Toxicity Studies Performed on Ephedrine Summary of Repeated Dose Studies on Ephedrine or Ephedra Summary of Repeated Dose Studies on Ephedrine/Ephedra Treatment Related Increases in Neoplasms in Rats Treatment Related Increases in Neoplasms in Mice Summary of Mutagenicity Studies on Ephedrine or Ephedra Criteria for Development of Concepts of Causality Index of All Clinical Studies Reviewed Summary of Ephedrine Intake in Humans and Safety Council for Responsible Nutrition December 19, 2000 10 11 21 30 39 45 48 52 64 73 88 Table 4.2.2-1 Table 4.2.3-1 Table 4.2.3-2 Table 4.2.3-3 Table 4.2.3-4 Table 4.2.3-5 Table 4.2.2-6 Table 4.2.5-1 Table 6.2-1 Table 6.2-2 Table 6.2-3 Summary of Ephedrine Intake Together with Physical Parameters in Healthy Normal Individuals Summary of Clinical Trials with Obese Subjects Taking Ephedrine Group Assignments for Huber, 2000 Reasons for Patient Withdrawal (Astrup et al., 1992; Quaade et al., 1992; Toubro et al., 1993a) Time Course of Effects Frequency of Effects in All Patients Reasons for Patient Withdrawal during Week 26 to 50(Toubro et al., 1993b) Summary of Study Design of Ingerslev et al. (1997) Summary of Strengths and Weaknesses in Healthy Human Population Study Design Summary of Strengths and Weaknesses Ephedrine Intake Together with Physical Parameters in Healthy Normal Individuals Summary of Strengths and Weaknesses in Study Design in Obese Individuals Taking Ephedrine 99 106 118 127 128 129 130 137 163 166 169 List of Figures Figure 1 Chemical Structures of Ephedrine Alkaloids List of Appendices APPENDIX A ANALYSIS OF THE AVAILABLE ADVERSE EVENT REPORTS (AERs) FOR EPHEDRA APPENDIX B REVIEW OF PUBLISHED CASE REPORTS APPENDIX C BOOZER ET AL., (2000) ABSTRACT AND ANALYSIS Council for Responsible Nutrition December 19, 2000 6 ABSTRACT The present report critically reviews the available information related to the safety of ephedra/ephedrine alkaloids and establishes a safe upper intake based on the National Academy of Sciences Upper Limit Model (UL) for nutrients. Information that was evaluated included nNonclinical and clinical studies, published case reports, and animal data, along with adverse event reports (AERs) from the medical literature and the voluntary FDA reporting system. called Special Nutritionals/Adverse Event Monitoring System (SN/AEMS) under the direction of the Center for Food Safety and Applied Nutrition (CFSAN) were evaluated. The term Tolerable Upper Intake Level is defined as the maximum level of total chronic daily intake of a substance judged unlikely to pose a risk of adverse health effects to most members of the healthy population, including sensitive individuals, throughout the life stage, except in some discrete subpopulations (for example, those with genetic predispositions or certain disease states) that may be especially vulnerable to one or more adverse effects. Although the model was developed for application to nutrients, these food components are like all chemical agents in that they can produce adverse health effects if intakes are excessive. This UL is intended to provide a safety standard for dietary supplements containing ephedrine ephedra such that no significant or unreasonable risk of illness or injury would arise at or below this intake level under specified conditions of use. The data evaluation process for the UL method requires the selection of the most appropriate or critical dataset(s) for deriving the UL. In the data evaluation process, and high quality human data are generally preferable to animal data; however, in the absence of appropriate human data, information from an animal species whose biological responses are most like those of humans is used. The available human data provide the most relevant kind of information for hazard identification potential of ephedra/ephedrine alkaloids. In terms of assessing the health effects of chemicals in humans, controlled, prospective clinical investigations provide the most reliable source of information. Following the assessment of the most critical dataset(s), a NOAEL dose or intake level for humans is identified. Based on the strengths of the study design, duration of study, number of subjects enrolled, and endpoints evaluated, 19 studies conducted in adultobese individuals were determined of sufficient quality and extent for inclusion as the critical dataset for the determination of a UL. A No Adverse Effect Level (NOAEL) was identified as 90 mg/day of ephedrine alkaloids in an herbal ephedra supplement, in a recent, well-conducted, placebo-controlled, long-term 6-month investigation by Boozer et al. (2000). Council for Responsible Nutrition December 19, 2000 i Following characterization of the NOAEL, safety factors or uncertainty factors (UF) are typically applied. Judgments are made regarding uncertainties associated with extrapolating from the observed data to the healthy population. The UF is typically applied to a NOAEL to derive the UL, which generally represents a lower estimate of the threshold above which the there may be a risk of adverse effects may increase. The UFs allocated are dependent on the nature and extent of the toxicity safety database. A UF of 1 was judged appropriate, based on considerations of pharmacokinetics of ephedrine, use patterns, duration of expected use, and animal studies, and the strong scientific findings reported by Boozer et al. (2000) in the 6-month ephedra study, and support ed by the of the clinical findings on ephedrine from Pasquali et al. (1985), Krieger et al. (1990), Astrup et al. (1992), Quaade et al., (1992), Daly et al. (1993), Toubro et al. (1993a,b), Nasser et al. (1999) and Molnár et al., 2000. Application of the UF of 1 to the NOAEL of 90 derived a UL of 90 mg of ephedrine alkaloids in ephedra per day for a generally healthy population. This daily level of intake is unlikely to pose a risk of adverse health effects. The UL for ephedrine alkaloids in ephedra does not apply to specific groups of persons, and other conditions of use include label instructions that: consumers should check with their healthcare provider about taking the product; direct the consumer to split the daily dose into at least three parts, so that no dose exceeds 30 mg; the product is intended for use of not more than 6 months; and provide information to facilitate post-market monitoring. Council for Responsible Nutrition December 19, 2000 ii EXECUTIVE OVERVIEW Background The use of herbal products in the United States has increased dramatically, as evidenced by sales trends. Consumers annually spend approximately $14 billion on dietary supplements. The dietary supplement industry estimates that as many as 2 to 3 billion doses of dietary supplements containing ephedrine alkaloids as part of botanical ingredients are consumed each year in the United States (GAO, 1999; AHPA, 2000) primarily for weight loss and/or energy enhancement. Many botanical ingredients found in herbal products are generally regarded as safe; however, when not used properly, they can result in effects that are distinct from expected physiological responses to the agent. Ephedra refers to a plant genus containing approximately 40 species throughout regions of Europe, Asia, and America. Only a few Ephedra species contain the alkaloid ephedrine, which was first isolated in 1885. In most species used commercially, the dominant alkaloid is ephedrine, which usually comprises between 40 to 90% of total alkaloids in the plant, depending on the species and other factors. Other related alkaloids are also present, such as pseudoephedrine, N-methylephedrine, N-methylpseudoephedrine, norpseudoephedrine and norephedrine (phenylpropanolamine). These alkaloids have been collectively termed ephedrinetype alkaloids, or simply ephedrine alkaloids. Proportions and total levels can vary from one species to another, time of year of harvest, weather conditions and altitude. Ephedrine content generally is 4 to 5 times greater than pseudoephedrine, but some sources of ephedra contain a 2:1 ratio of ephedrine and pseudoephedrine. In general, all the ephedrine-type alkaloids (also referred to herein as “ephedrine alkaloids”) contained in Ephedra species show significant differences between diastereomers (e.g., ephedrine and pseudoephedrine) with regard to pharmacokinetic and pharmacodynamic effects. All have effects on the cardiovascular and respiratory system, but not to the same degree. It is important to note that the pharmacokinetic and toxicokinetic behavior of any isomer cannot be used with precision to predict that of any other ephedrine alkaloid isomers. In the literature, statements regarding ephedrine alkaloids sometimes consider them to be synonymous, which implies that the pharmacological activity of a particular alkaloid is equipotent and that the toxicity of all diasteromers is equivalent, which is not the case. In the assessment of all the evidence relevant to the safety of ephedra, literature on ephedrine is evaluated and the differences or similarities are recognized. Council for Responsible Nutrition December 19, 2000 iii The physiological characteristics of Ephedra species are dependent upon its chemical composition. Since ephedrine is the dominant ephedrine alkaloid isomer of most Asian Ephedra species, the characteristics of ephedrine would provide a good indicator of the expected chemistry, pharmacology, and toxicology. Ephedra, for the purposes of this report, will generally refer to the complex mixtures that are extracts of the branchlets of Asian Ephedra species known as ma huang, or products containing these extracts. These ephedra extracts typically contain 68% ephedrine alkaloids. As with any mixture, the characteristics of only one, albeit major, component cannot account for all the constituents of ephedra, but ephedrine represents a significant portion of ephedra’s activity. Furthermore, since the effects of pseudoephedrine are somewhat weaker with respect to hypertensive effects and stimulation of the central nervous system, an assessment based on the ephedrine as a surrogate for total ephedrine alkaloid content provides a conservative evaluation of risk. Recently released data from the six-month, randomized, placebo-controlled clinical trial on ephedra performed by Columbia and Harvard universities (Boozer et al., 2000) made a major contribution to the database. Thus, information on ephedra itself, in addition to that on ephedrine, is relied upon in the risk assessment. Objective of Risk Assessment The purpose of the present report is to critically review the available information related to the safety of ephedra/ephedrine alkaloids. Nonclinical and clinical studies, published case reports, and animal data, along with adverse event reports (AERs) from the medical literature and the voluntary reporting system called Special Nutritionals/Adverse Event Monitoring System (SN/AEMS) under the direction of the Center for Food Safety and Applied Nutrition (CFSAN), were evaluated. The objective of this review was to establish a safe upper intake based on the National Academy of Sciences Upper Limit Model for nutrients. This Upper Limit (UL) is intended to provide a safety standard for dietary supplements containing ephedrine such that no significant or unreasonable risk of illness or injury would arise at or below this intake level. No attempt was made to review or comment on findings related to the potential benefits of ephedra/ephedrine alkaloids, or any risk versus benefit considerations. The UL Model The method used to establish a UL for ephedra/ephedrine alkaloids intake is the Tolerable Upper Intake Level risk assessment model (Food and Nutrition Board, 1998). The term Tolerable Upper Intake Level is defined as the maximum level of total chronic daily intake of a substance Council for Responsible Nutrition December 19, 2000 iv judged unlikely to pose a risk of adverse health effects to the most sensitive members of the healthy population. Although the model was developed for application to nutrients, these food components are like all chemical agents in that they can produce adverse health effects if intakes are excessive. In the UL model, as in all other risk assessment models, it is not possible to identify a single, realistic “risk-free” intake level for a nutrient that can be applied with certainty to all members of a population. It is possible to develop intake levels that are unlikely to pose risks of adverse health effects to most members of the healthy population, including sensitive individuals, throughout the life stage, except in some discrete subpopulations (for example, those with genetic predispositions or certain disease states) that may be especially vulnerable to one or more adverse effects. The UL for ephedrine alkaloids in ephedra does not apply to specific groups of persons. In particular, ephedrine and related agents should not be taken by individuals with coronary thrombosis, diabetes, glaucoma, heart disease, hypertension, thyroid disease, impaired circulation of the cerebrum, pheochromocytoma (a type of adrenal cancer that releases epinephrine), or enlarged prostate. Patients with renal impairment may be at special risk for toxicity. Persons taking ephedrine alkaloid drugs, due to cumulative intake, should not consume ephedracontaining dietary supplements, and ephedra is contraindicated for persons taking monomine oxidase inhibitor drugs. Furthermore, ephedrine is not intended for use in infants, children, adolescents younger than 18 years, and pregnant or lactating women. Data Evaluation The data evaluation process for the UL method, as well as other common risk assessment techniques, requires the selection of the most appropriate or critical dataset(s) for deriving the UL. In the data evaluation process, high quality human data are generally preferable to animal data; however, in the absence of appropriate human data, information from an animal species whose biological responses are most like those of humans is used. The available human data provide the most relevant kind of information for hazard identification of ephedrine. Although the typical focus of the majority of clinical studies was efficacy, taken collectively with the recent clinical trial on safety and benefit (Boozer et al., 2000) they are of sufficient quality and extent to draw conclusions on the safety of ephedra. Observational data in the form of case reports were evaluated for their usefulness in developing hypotheses/relationships between exposure and effect. Council for Responsible Nutrition December 19, 2000 v The analysis of the clinical database involved a review of published case reports and of clinical trials and investigations involving normal healthy individuals, under special conditions (i.e., exercise) and special populations (e.g., obese, asthmatic). Spontaneous adverse events captured and reported by FDA were analyzed in Appendix A of the full report. Examination of clinical trials involving the use of ephedrine was limited to studies that investigated safety parameters. While valid and pertinent human data were considered superior to data derived from animals when assessing the potential risks to humans from exposure to chemicals, any data deficiencies in the human data must be explicitly considered. In terms of assessing the health effects of chemicals in humans, controlled, prospective clinical investigations provide the most reliable source of information. For example, studies of this type are used to provide information related to the efficacy and safety of new pharmaceuticals (after appropriate animal testing has defined potential risks and supported the investigational dosing of humans). For most chemicals to which humans are exposed, prospective human studies are unavailable, and as a result, relevant information related to their health effects must be obtained retrospectively through the use of epidemiological methods, using standard principles, in an attempt to establish causation and dose-response relationships. Another source of information on the adverse effects of agents in humans is case reports. These are typically based upon observations in individuals or small groups and they serve the critical function of alerting the medical/scientific community to possible adverse events. Individual case reports generally cannot be relied upon to establish a cause-effect relationship, but confidence in the findings of individual reports increases when there is consistency in the observations published by different authors. As with all scientific investigations, case-reports must be carefully reviewed for limitations in methodology and the findings interpreted in the light of the weight-of-evidence. Finally, with respect to the FDA AER database for ephedra, reviewed in Appendix A, the reliability of the reported information was a major concern, (e.g., missing information, elapsed time before reporting). Only 10% of the reported AERs contained a minimally sufficient quantity of information, and no conclusive determination of unexpected effects or causality was possible. Toxicology Studies The nonclinical toxicology of ephedrine and ephedra was reviewed to assess its consistency with data obtained from clinical studies. The studies evaluated addressed the acute, subchronic and chronic safety, carcinogenicity, reproductive toxicity, and mutagenicity of ephedrine. Where available, data related to ephedra are emphasized; however, the database on ephedrine makes a Council for Responsible Nutrition December 19, 2000 vi significant contribution to the total evidence relevant to ephedra, and thus was considered in the risk assessment. It is interesting to note that one study in the nonclinical literature compared the acute toxicity of ephedrine to that of botanical ephedra extract. Although only one study was located in the literature which compared the effects of ephedra versus ephedrine, these results support the conservative assumption that ephedrine can be used in a safety assessment as a surrogate for ephedra, since the potency of ephedrine overestimates the potential potency of ephedra itself. The National Toxicology Program (NTP) studies, given the quality of the investigations, were used to support for the derivation of a UL based on the clinical data. Rat carcinogenicity data (103-week duration) were used, since mice were less sensitive to the effects of ephedrine. Thus, the use of the rat species conservatively estimates a lifetime No-Observed-Adverse-Effect Level (NOAEL) value. A NOAEL value was obtained in male rats, at an average daily consumption of approximately 9 mg/kg body weight/day. A dose of 9 mg/kg body weight/day from the male rat data extrapolated to a 60 kg (132 lb) person would be 540 mg/day. Clinical Studies Nine studies in normal healthy individuals investigated the effects of ephedrine intake (Bye et al., 1974; Drew et al., 1978; Kuitunen et al., 1984; Astrup et al., 1991; Astrup and Toubro, 1993; Liu et al., 1995; White et al., 1997; Gurley et al., 1998a; Shannon et al., 1999). Ephedrine exposures involved oral administration over a short-duration such as 24-hours. The range of total doses within these 9 studies was from 10 to 150 mg/day, given at a frequency of 1 to 3 times/day to achieve daily maximum specified. The foremost weakness in this healthy population dataset was its limited duration (<24 h) that reduces the utility of these data in the assessment of the UL. Nevertheless, these data are used to support the database in obese but healthy subjects. Five studies in healthy normal individuals investigated the effects of exercise/physical parameters together with ephedrine use (Sidney and Lefcoe, 1977; Strömberg et al., 1992; Vanakoski et al., 1993; Bell et al., 1998; Bell and Jacobs, 1999). The range of total doses within these 5 studies was from 24 to 81 mg/day together with exercise, or some physical parameters, over a short duration of exposure (typically 24 hours). Council for Responsible Nutrition December 19, 2000 vii Twenty studies in obese, but otherwise reportedly healthy individuals (19 in adults and 1 in children), investigated the effects of ephedrine intake (Astrup et al., 1985, 1992; Pasquali et al., 1985, 1987, 1992; Krieger et al., 1990; Daly et al., 1993; Molnár, 1993; Toubro et al., 1993a,b; Breum et al., 1994; Buemann et al., 1994; Kaats and Adelman, 1994; Moheb et al., 1998; Waluga et al., 1998; Nasser et al., 1999; Huber, 1999,2000; Boozer et al., 2000; Molnár et al., 2000 ). Ephedrine exposures involved oral administration over durations from 10 days to 26 months. The range of total doses within these studies was from 50 to 150 mg/day, given at frequencies of 1 to 3 times/day to achieve the daily maximum specified. Based on the strengths of the study design, duration of study, number of subjects enrolled and endpoints evaluated, studies conducted in obese individuals were determined to be of sufficient quality and extent for inclusion as the critical dataset for the determination of a UL. In particular, given the quality of design and protocol, the Columbia/Harvard clinical trial conducted by Boozer et al. (2000), was used to derive the UL which is supported by several other studies from the clinical literature. The clinical database that has been considered involved administration of ephedrine singly, ephedrine together with other components such as caffeine and/or acetylsalicylic acid (ASA) or ephedra with caffeine. Since many dietary supplements which contain ephedrine often contain other ingredients, including these data in the safety assessment of ephedrine is relevant, especially given that these other ingredients are major components of ephedra preparations. The pharmacology of individual ephedrine-type alkaloids has been well characterized, but the effects of combinations of these other compounds are less well known. In addition, interactions between ephedrine-type alkaloids and xanthine alkaloids (e.g., caffeine), as well as biologically active compounds in other plant species that are constituents of many dietary supplements, have yet to be fully characterized. This risk assessment assumes that a combination product (i.e., ephedra together with a caffeine-containing ingredient) would be no more or less active than an equivalent dose of ephedrine singly. Since combination products were given in many of the clinical studies, this report evaluated the contribution/interaction of other ingredients typically contained in ephedrine preparations, insofar as they contribute to the analysis of ephedra itself. Determination of Upper Limit (UL) Following the assessment of the most appropriate or critical dataset(s), a NOAEL dose or intake level for humans is identified. In the absence of a NOAEL determination, a Lowest Observed Adverse Effect Level (LOAEL) is chosen. In principle, the primary aim of safety studies is to recognize the potential hazards associated with a particular chemical and identify a NOAEL or LOAEL from the dose-response data. Monitoring data for adverse effects following ephedra Council for Responsible Nutrition December 19, 2000 viii intake in obese individuals were used to identify the NOAEL of 90 mg/day, with the ephedra clinical trial by Boozer et al. (2000) identified as the critical study. Following characterization of the NOAEL, safety factors or uncertainty factors are typically applied. Judgments are made regarding uncertainties associated with extrapolating from the observed data to the healthy population. The UF is typically applied to a NOAEL or LOAEL to derive the UL, which generally represents a lower estimate of the threshold above which the risk of adverse effects may increase. The application of safety factors or uncertainty factors has been used for over 30 years in the determination of a safe level of exposure to chemicals based on the studies in experimental animals and humans (Renwick, 1995). The UFs allocated are dependent on the nature and extent of the toxicity database. A UF of 1 was judged appropriate, based on considerations of pharmacokinetics of ephedrine, use patterns, duration of expected use, and animal studies and the strong scientific findings reported by Boozer et al. (2000) and supported by the clinical findings from Pasquali et al. (1985), Krieger et al. (1990), Astrup et al. (1992), Quaade et al., (1992), Daly et al. (1993), Toubro et al. (1993a,b), Nasser et al. (1999) and Molnár et al., 2000. Given the quality of the long-term investigation of ephedrine alkaloids in an herbal ephedra supplement by Boozer et al. (2000), this study represents a pivotal clinical study in the safety evaluation of ephedra. Application of the UF of 1 to the NOAEL of 90 derived a UL of 90 mg of ephedrine alkaloids in ephedra per day for a generally healthy population. This daily level of intake is unlikely to pose a risk of adverse health effects. Label instructions together with considerations of pharmacokinetics of ephedrine, use patterns, duration of expected use, and supportive animal studies further support a UF of 1. Label instructions would include statements that (1) consumers should check with their healthcare provider about taking the product; (2) use is contraindicated for certain people; (3) direct the consumer to split the daily dose into at least three parts, so that no dose exceeds 30 mg; (4) the product is intended for use of not more than 6 months; (5) persons younger than 18 years should not use the product; (6) pregnant and lactating women should not use the product; and (7) provide information to facilitate post-market monitoring. Council for Responsible Nutrition December 19, 2000 ix Conclusion For healthy adults: NOAEL = 90 mg/day, and UF =1 UL = 90 mg/day total ephedrine alkaloids from ephedra Council for Responsible Nutrition December 19, 2000 x 1.0 INTRODUCTION The use of herbal products in the United States has increased dramatically, as evidenced by sales trends. Consumers annually spend approximately $14 billion on dietary supplements according to industry reports. The dietary supplement industry estimates that as many as 2 to 3 billion doses of dietary supplements containing ephedrine alkaloids are consumed each year in the United States (GAO, 1999; APHA, 2000). Many botanical ingredients found in herbal products are generally regarded as safe; however, when not used properly, they can result in adverse effects which are distinct from physiological responses to the agent. At the request of the Council for Responsible Nutrition, CANTOX HEALTH SCIENCES INTERNATIONAL (CANTOX) has reviewed the current nonclinical and clinical safety database, published case reports, and adverse event report (AER) data from Food and Drug Administration (FDA) monitoring system called Special Nutritionals/Adverse Event Monitoring System (SN/AEMS) on ephedra/ephedrine alkaloids. The purpose of the present report is to critically review the information available related to the safety of ephedra/ephedrine alkaloids in humans and animals, including nonclinical and clinical studies, published case reports, and AER data from the CFSAN SN/AEMS database. The objective of this review is to provide and justify a safe upper intake level for ephedrine alkaloids from ephedra used as a dietary supplement through use of the National Academy of Sciences Upper Limit Model for nutrients. This task involved characterization of effects considered adverse through identification of a NOAEL and application of an appropriate safety factor or uncertainty factor based on a weight-of-evidence approach. Furthermore, this UL would provide a safety standard for dietary supplements containing ephedra such that no significant or unreasonable risk of illness or injury would arise from this intake under labeled conditions of use. No attempt was made to review or comment on findings related to the potential benefits of ephedra/ephedrine alkaloids or any risk versus benefit considerations. Information on ephedrine in bronchodilators was considered in the safety assessment; but was not included. The FDA OTC monograph on ephedrine reflects a safety assessment and analysis of risk versus benefit for bronchodilation. The health benefits of ephedra/ephedrine alkaloids were specifically excluded from the CANTOX report. The framework for developing a UL for ephedra/ephedrine alkaloids intake involves the use of the National Academy of Sciences Upper Limit Model for nutrients. Since ephedra as a dietary supplement is classified as a food, it is appropriate to use the NAS UL model to evaluate ephedra data. Furthermore, the principles embodied in the NAS UL model are recognized and used by many regulatory authorities to evaluate food and food ingredients. Council for Responsible Nutrition December 19, 2000 1 The term Tolerable Upper Intake Level is defined as the maximum level of total chronic daily intake of a substance judged unlikely to pose a risk of adverse health effects to the most sensitive members of a healthy population. Although the model was intended to be used for nutrients, nutrients are like all chemical agents which can produce adverse health effects if intakes are excessive. Furthermore, although in the NAS UL model the agents of interest are nutrients, this risk assessment process is stated to be generally applicable to other food components. As for traditional models for safety evaluation of food ingredients, the principles involve the following : Hazard identification -evidence of adverse effect in humans -causality -relevance of experimental data -animal data -route of exposure -duration of exposure -mechanism of toxic action -quality and completeness of the data base -identification of distinct and highly sensitive subpopulations Dose-response assessment -data selection -identification of a NOAEL (or LOAEL) and critical endpoint -uncertainty assessment -derivation of a UL -characterization of the estimate and special considerations Exposure assessment Risk characterization Consistent with the principles concluded by the Life Sciences Research Office in a report entitled “Alternative and Traditional Models for Safety Evaluation of Food Ingredients”, (LSRO, 1998) the reliability of management of risk is dependent on the generation of a quantitative measure of the risk of an adverse effect. A principal feature of the risk assessment process for noncarcinogens is the long-standing acceptance that no risk of adverse effects is expected unless a threshold dose (or intake) is exceeded. Generation of this quantitative measure traditionally has been based on the determination of a NOAEL and the use of an uncertainty factor (UF). The Council for Responsible Nutrition December 19, 2000 2 precision of the NOAEL is dependent on three factors, 1) the sensitivity of the endpoints used to define the hazard, 2) the increments between the doses in the dose response dataset, and 3) the number of subjects used to define the NOAEL. The critical issues concern the methods used to identify the approximate threshold of toxicity for the larger and diverse human population. It is essential that the magnitude of the UF be based on sound experimental or observational data. In the NAS UL model the method for identifying thresholds for a healthy population ensures that almost all members of the population will be protected. There is considerable confidence that the population threshold derived by application of the model, which becomes the UL, lies very near the low end of the theoretical distribution, and is the end representing the most sensitive members of the population. In the UL model, it is not possible to identify a single, realistic “riskfree” intake level for a nutrient or other food component that can be applied with certainty to all members of a population. It is possible to identify intake levels that are unlikely to pose risks of adverse health effects to most members of the healthy population, including sensitive individuals, at specific life stages, except in some discrete subpopulations (for example, those with genetic predispositions or certain disease states) who may be especially vulnerable to one or more adverse effects. Distinct subpopulations are not included in the general distribution because of their unusual predispositions to toxicity. Such distinct groups may not be protected by the UL. The following sections are summarized as follows: Section 2.0 reviews the chemical characteristics, the pharmacokinetic and metabolic profile of ephedra/ephedrine alkaloids; Section 3.0 reviews the nonclinical literature on ephedra/ephedrine alkaloids; Section 4.0 reviews the clinical data on ephedra/ephedrine alkaloids; Section 5.0 is the evaluation of uncertainties, and; Section 6.0 is the dose-response assessment of the UL and conclusions for the general population. Council for Responsible Nutrition December 19, 2000 3 2.0 EPHEDRA/EPHEDRINE ALKALOIDS 2.1 Origin and History Ephedra is a genus of plants (in the family Ephedraceae) which include 40 species which are distributed throughout the temperate and subtropical regions of Europe, Asia and America. Many of these Ephedra species contain the alkaloid ephedrine (Chen et al., 1929a,b; Chen and Schmidt, 1930; Leung and Foster, 1996). In particular, ephedrine an active component of the herb, can be obtained from Ephedra sinica Stapf., Ephedra intermedia Schrenk et C.A. Mey and Ephedra equisetina Bge; the dried young branchlets of which are collectively referred to as ma huang. The various other species of Asian Ephedra are also known as ma huang, even though that name properly reserved for species grown in China (Namba et al., 1976). Ephedra has a long history of use in Chinese medicine. Fifteenth century texts recommended ma huang as an antipyretic and antitussive agent (Karch, 2000). Ephedrine was first isolated from ephedra in 1885, by Nagyoshi Nagi, a German-trained, Japanese-born chemist who isolated and synthesized ephedrine. International interest in the pharmacological activity was stimulated when Chen and Schmidt published a monograph recommending ephedrine as the treatment of choice for asthma (Chen and Schmidt, 1930). 2.2 Chemical Characteristics Ephedrine can be synthesized, or isolated from the Asian Ephedra species. Typically, the content of ephedrine alkaloids in ma huang account for 0.5 to 2.5% by dry weight. Proportions and total levels can vary from one species to another, time of year of harvest, weather conditions and altitude. In most species used commercially, the dominant alkaloid is ephedrine, which usually comprises between 40 to 90% of total alkaloids in the plant, depending on the species (Tyler, 1993; Bruneton, 1996; Leung and Foster, 1996; Sheu, 1997). In addition to ephedrine and pseudoephedrine, other closely related alkaloids have been isolated from ephedra such as Nmethylephedrine, N-methylpseudoephedrine, norpseudoephedrine and norephedrine (phenylpropanolamine) (see Figure 1 for chemical structures). One of the most common Chinese cultivars was found to contain 1.39% ephedrine, 0.361% pseudoephedrine and 0.069% methylephedrine (Sagara et al., 1983). This mix is fairly typical for commercially grown ephedra plants. Noncommercial varieties of ephedra may contain no ephedrine at all (Zhang et al., 1993). The source of ephedrine alkaloids in dietary supplements can be from the whole herb or herb extract; however, for pharmaceutical uses ephedrine itself can be easily synthesized. Council for Responsible Nutrition December 19, 2000 4 The physiological characteristics of ephedra are dependent upon its chemical composition. Since the dominant ephedrine alkaloid isomer of most Ephedra species is ephedrine, the characteristics of ephedrine would provide a good indicator of the expected chemistry, pharmacology, and toxicology. As with any mixture, the characteristics of only one, albeit major, component cannot define all of the characteristics of ephedra. However, in the case of ephedra, understanding the effects of ephedrine provides insight into the biological activities of the herb itself. Furthermore, Lee et al. (1999, 2000) recently reported that the potency of adrenergic activity and cytotoxicity of ma huang extracts correlated with the ephedrine content; however, the cytotoxicity of all ma huang extracts could not be totally accounted for by their ephedrine contents. Ephedrine is known chemically as alpha-[1-(Methylamino)ethyl]benzene-methanol, or 1methylamino-ethyl-benzyl alcohol, or 2-methylamino-1-phenyl-1-propanol. It contains 2 asymmetric carbon atoms, so that there are 4 possible stereoisomers comprised of 2 pairs of enantiomers. Only 2 stereoisomers actually occur in nature, namely l-ephedrine, which is the ephedrine typically used clinically, and d-pseudoephedrine; these compounds are diastereomers. These alkaloids can be extracted from the plant with alcohol, benzene and other organic solvents using standard alkaloid extraction techniques. Purified ephedrine is obtained as odorless, colorless crystals or as a white-crystalline powder with a bitter taste. Ephedrine and pseudoephedrine have been shown to be highly stable. For laboratory and clinical uses, the hydrochloride and sulphate salts of ephedrine are most commonly used. Chemical Name: Molecular Formula: Molecular Weight: Isomeric Forms: Ephedrine C10H15NO 165.24 Include d- and l-ephedrine Council for Responsible Nutrition December 19, 2000 5 Figure 1 Chemical Structures of Ephedrine Alkaloids H H OH OH CH3 H N H CH3 (-)-ephedrine H CH3 H N H (+)-pseudoephedrine H OH OH CH3 CH3 H N H CH3 (-)-methylephedrine OH CH3 NH2 (-)-norephedrine 2.3 CH3 (+)-methylpseudoephedrine H OH H N H3C H3C H CH3 CH3 H NH2 (+)-norpseudoephedrine Absorption, Distribution, Metabolism, and Excretion of Ephedrine After oral administration, ephedrine is rapidly and completely absorbed from the gastrointestinal tract (Wilkinson and Beckett, 1968a,b; Warot et al., 2000). The major route of elimination for ephedrine in humans is urinary excretion. Up to 95% of an oral dose may be excreted in the urine within 24 hours; 55 to 75% as unchanged and the rest as metabolites (Dollery, 1991a). Ephedrine is metabolized in humans by N-demethylation to norephedrine (phenylpropanolamine), at 8 to 20%. Ephedrine also undergoes oxidative deamination yielding Council for Responsible Nutrition December 19, 2000 6 1-phenylpropan-1,2-diol and further side-chain oxidation to benzoic acid and hippuric acid at 4 to 13% of an oral dose (Wilkinson and Beckett, 1968a,b; Sever et al., 1975). In general, the pharmacokinetics of pseudoephedrine and phenylpropanolamine are similar to ephedrine (Dollery, 1991a,b,c). The urinary excretion of ephedrine is pH-dependent due to the presence of an ionizable group in the ephedrine molecule and is increased in acidic urine (May et al., 1975). In alkaline urine, excretion is reduced to 20 to 35% of the dose (Wilkinson and Beckett, 1968a,b). In those with renal disease, the half-life would also likely be increased due to impaired elimination. Human pharmacokinetic studies show that absorption of oral ephedrine is complete within 2 to 2.5 hours (Wilkinson and Beckett, 1968a,b; Welling et al., 1971). It has been reported that absorption of ephedrine is much slower when it is given as a component of ma huang, rather than in its pure form (White et al., 1997). Ephedrine ingested in the form of ma huang had a time to maximum plasma concentration (tmax) of almost 4 hours, compared to only 2 hours when pure ephedrine was given; however, these findings were not confirmed in a subsequent study by the same investigators which showed no difference (Gurley et al., 1998a). Ephedrine is rapidly and extensively distributed throughout the body, with distribution to the liver, lungs, kidneys, spleen, and brain. Wide interindividual variation in plasma levels has been observed after oral dosing. The metabolism of ephedrine in humans, dogs and several species of rodents proceeds primarily by 3 reactions; aromatic hydroxylation, N-demethylation and oxidative deamination. The extent to which ephedrine is metabolized and the major metabolites vary quantitatively between species (Axelrod, 1953; Sinsheimer et al., 1973; Williams et al., 1973). The extent of aromatic hydroxylation is greatest in rats, followed by rabbits, guinea pigs, and dogs, with no aromatic hydroxylation observed in humans. N-demethylation of ephedrine is greatest in rabbits followed by dogs, guinea pigs, rats, and humans. Deamination is greatest in rabbits, followed by humans and rats. After oral administration, ephedrine is well absorbed from the gastrointestinal tract of rodents and is rapidly excreted in the urine (Marvola and Kivirinta, 1978). Direct measurement of ephedrine concentration in plasma showed that the peak blood level was reached within 5 to 6 minutes after oral administration of ephedrine hydrochloride to mice. Elimination from plasma was reported to occur monoexponentially, with a half-life of 30.6 minutes. Ephedrine is extensively metabolized by rabbits (Feller and Malspeis, 1977). Analysis of the radioactivity in urine collected for 24 hours after administration of [14C] ephedrine revealed that the parent compound accounted for only 3.4% of the total radioactivity excreted by rabbits administered d- Council for Responsible Nutrition December 19, 2000 7 ephedrine, and 0.7% of the radioactivity excreted by rabbits administered the l-ephedrine. Hippuric and benzoic acids accounted for approximately 47 to 50% of the urinary [14C]. 1-phenyl-1,2-propanediol accounted for 4 to 16%, either free or conjugated of the urinary [14C]. Radioactivity was excreted more rapidly from rabbits given the (+)-(S,R) isomer than from rabbits given the (-)-(R,S) isomer. The urinary metabolites identified in this study were hippuric acid, benzoic acid, norephedrine and l-phenyl-1,2-propanediol. The amounts of each metabolite excreted following treatment with the different isomers were slightly different. The biotransformation of ephedrine stereoisomers in vitro by rabbit liver microsomes was investigated (Feller and Malspeis, 1977). All 4 isomers were N-demethylated at approximately the same rate, and the rate of N-demethylation was observed to be faster than the rate of benzoic acid formation. 2.4 Pharmacokinetics of Ephedra or Ephedrine There are no clear relationships between plasma levels of ephedrine and particular pharmacological effects (Dollery, 1991a). No change in disposition kinetics occurs after repeated dosing has been observed, suggesting that the observed tolerance is due to pharmacodynamic rather then pharmacokinetic factors (Hughes et al., 1985). Ephedrine is highly lipophilic and crosses the blood-brain barrier. Placental transfer of ephedrine occurs and fetal blood levels are approximately 70% that of the maternal blood levels (Hughes et al., 1985). Ephedrine is also excreted in breast milk. Excretion patterns may be much more rapid in children, and a greater dosage is usually required to achieve therapeutic effects. Pharmacokinetic Profile of Ephedrine in Humans1 Oral absorption 100% Plasma half life 3-11 hours mean T1/2 6 hours Apparent Volume of Distribution 122-320 litres Plasma Protein Binding None 1 Dollery, 1991a A single 22 mg dose of ephedrine hydrochloride has been reported to give a maximum plasma concentration in the range of 45 to 140 ng/mL: bronchodilation has been seen with plasma concentration of 20 to 80 ng/mL (Dollery, 1991a). Ingestion of 375 mg of ma huang containing Council for Responsible Nutrition December 19, 2000 8 19.4 mg of ephedrine resulted in a blood concentration of 81 ng/ml, which was similar to peak ephedrine levels observed after the peak ephedrine administration of an equivalent amount of pure ephedrine (White et al., 1997). Vanakoski et al. (1993) gave 50 mg of ephedrine orally to 6 healthy, 21-year old women. The mean peak plasma concentration was measured at 168 ng/ml at 127 minutes after ingestion. These findings collectively are consistent with pharmacokinetic studies conducted by Wilkinson and Beckett in 1968. 2.4.1 Clinical Pharmacokinetic Studies Six clinical studies investigated the pharmacokinetics of ephedrine (Costello et al., 1975; Pickup et al., 1976; Strömberg et al., 1992; Vanakoski et al., 1993; White et al., 1997; Gurley et al., 1998a; Warot et al., 2000). The pharmacokinetic findings are summarized below. The pharmacokinetics of 50 mg ephedrine administered orally was reported by Warot et al. (2000). Sixteen healthy Caucasian males received 50 mg ephedrine. Ephedrine pharmacokinetic and pharmacodynamic measures of subjective feelings, visual analogue scale, and cardiovascular parameters were performed. Ephedrine was associated with significant increases in supine systolic and diastolic blood pressure. The pharmacokinetic parameters showed that Tmax was 2 hours (1 - 4); Cmax (ng/ml) 137.8 33.1 (80.2 – 206.9), AUC 0-8 hour exp (nghr/ml) 778.2 201.3 (476 – 1284.4) and t1/2 (hr) was 7.1 1.9 (4.0 – 9.8). Gurley et al. (1998a) examined the pharmacokinetics in humans after the ingestion of a dietary supplement containing ephedra extract. Ten subjects were enrolled in a randomized, crossover study with 4 phases which aimed at characterizing the pharmacokinetics of ephedrine after the ingestion of 3 commercially available ma huang products compared with a 25 mg ephedrine capsule. Eligibility was determined by the results of a medical history, brief physical examination, medication history, and a pregnancy test for female subjects. Those candidates who were in good health, not pregnant, and not taking continuous medications were selected. Subjects agreed not to consume any medication or alcohol for the duration of the study. The dietary supplements contained one or more of the following ingredients; astragalus, bee pollen, caffeine, Camellia sinensis, Centella asiatica, Cola nitida, d-alpha tocopherol, Ginkgo biloba, Glycyrrhiza glabra, Panx ginseng, Paullinia cupana, Spirulina pratensis, and Triticum aestivum. On Day 1, after an 8-hour fast, an oral dose of medication and 8 oz of water was administered at 7 am. Subjects were then asked to refrain from eating for an additional 4 hours. A venous catheter was placed in the forearm, and 5 ml of blood was drawn for determining ephedrine concentrations at 0.25, 0.5, 0.75, 1, 1.5, 2, 3, 4, 6, 8, 10, 12, and 18 hours. There was a 1-week Council for Responsible Nutrition December 19, 2000 9 washout phase between ingestion of each of the 4 products. Pharmacokinetic parameters for ephedrine from botanically derived products were similar to those for synthetic ephedrine hydrochloride. It was reported that all subjects experienced minor effects typical of ephedrine alkaloids. These effects included tachycardia, anxiety, headache, irritability, insomnia, and loss of appetite (frequency not reported). The study results indicated that when ephedrine was supplied as ephedra extract in combination with other botanicals, the absorption and disposition characteristics were similar to those observed for a single-ingredient ephedrine capsule. When compared with the results of previously published studies, it appears that the administration of ephedra extract, in combination with other botanicals and stimulants, has little bearing on the distribution and elimination of ephedrine (Gurley et al., 1998a). Gender comparison between Vss/F and CL/f revealed a trend toward larger values for the female subjects for all products; however, the difference was not statistically significant. Results are summarized in Table 2.4.11. Table 2.4.1-1 Elimination Kinetics of Ephedrine after Ingestion (Gurley et al., 1998a) Dose (mg) of ephedrine Ka (hr-1) Vss/F CL/F (l/hr) tmax (hr) Cmax (ng/ml) AUC 0- (ng/hrml) t1/2 Ephedrine HCL capsules 25 1.16 (1.03) 218.8 (71.5) 28.5 (5.92) 2.81 (1.35) 86.5 (15.4) 908.6 (182.5) 5.37 (1.67) “Escalation” 27 1.67 (1.34) 231.2 (71.5) 25.5 (4.79) 2.68 (1.03) 100.1 (25.5) 1133.5 (231.6) 6.47 (2.26) “Excel” 25.6 1.45 (1.45) 229.0 (64.2) 33.9 (10.1) 2.61 (0.77) 86.2 (22.5) 827.7 (242.6) 4.93 (1.58) “Up Your Gas” 23.6 0.97 (0.53) 239.1 (66.5) 34.1 (8.24) 3.05 (0.84) 73.4 (20.3) 746.1 (208.1) 4.85 (0.79) Product mean +/- SD The pharmacokinetics of ma huang at doses recommended by package labeling in normotensive adults were evaluated (White et al., 1997). In addition, the study authors measured the variability of ephedrine and pseudoephedrine content among capsules of the same lot to determine the agreement among stated doses. Twelve normotensive volunteers, 6 women and 6 men, participated in the study. All participants were nonsmokers and were classified as normotensive based on mean systolic and diastolic blood pressures. Participants were not taking any other medications known to cause changes in blood pressure or heart rate. In Phase I (control phase), all participants underwent ambulatory blood pressure monitoring every 15 minutes from 7 am until 8 pm In Phase II (treatment phase), the participants again wore the ambulatory blood Council for Responsible Nutrition December 19, 2000 10 pressure monitor for the same time period. At 8 hours, each participant ingested 4 capsules of a powdered ma huang product. At 17 hours, participants ingested another 4 capsules with their evening meals. Caffeine intake was also monitored to ensure that it remained consistent from Phase I to Phase II. Study participants were moderately mobile but stayed on site during the study. Pharmacokinetic parameters of ephedrine were determined from plasma concentrationtime profiles. The daily dose was 2 doses of 4 capsules each which administered a daily dose of 38.8 mg ephedrine/day. The ephedrine alkaloid content of each dose (4 capsules labeled 375 mg E. sinica)was determined by HPLC to be 19.4 mg ephedrine, 4.9 mg pseudoephedrine and 1.2 mg methylephedrine. The data in Table 2.4.1-2 demonstrate that elimination kinetics of ephedrine after ingestion of ma huang were similar to those from an immediate-release tablet and an oral solution in terms of T1/2, CL/F and Vss/F. For comparative purposes, data from Pickup et al. (1976) were presented. The pharmacokinetics of ephedrine after administration of 20 mg immediate-release tablet and an oral solution (a dose similar to that administered in this study) were also presented. The administered doses were similar, demographics of participant population were similar, and ephedrine was taken with a meal of similar composition. Absorption kinetics of ephedrine, however, were dramatically different for ma huang. A comparison of Ka and Tmax values indicated that ephedrine was absorbed much slower when administered as powdered ma huang herb. Despite the slower absorption rate, the onset and extent of absorption of ephedrine evident in Tlag, AUC and Cmax values did not differ significantly (White et al., 1997). Table 2.4.1-2 Parameter Summary of Ephedrine Pharmacokinetics in Man Pickup et al., 1976 Pickup et al., 1976 White et al., 1997 Gurley et al., 1998a Dose 22 mg solution 20 mg tablet 19.4 mg capsule containing powdered ephedrine 25 mg ephedrine HCL capsule Route oral oral oral oral Ka (absorption rate constant) 2.35 1.73 0.49 1.16 Tlag lag time 0.18 0.38 0.25 AUC (ng·hr/ml) 814 638 798 908.6 T1/2 6.75 5.74 5.2 5.37 Vss/F (L) apparent volume of distribution at steady state 215.6 213.7 182.3 218.8 Council for Responsible Nutrition December 19, 2000 11 Table 2.4.1-2 Parameter a b Summary of Ephedrine Pharmacokinetics in Man Pickup et al., 1976 Pickup et al., 1976 White et al., 1997 Gurley et al., 1998a Cl/F apparent clearance 23.3 28.7 24.3 28.5 Cmax ng/ml 79.4 73.9 81 86.5 Tmax (hr) 1.81 1.69 3.9 2.81 Bioavailability 100% NR NR NR Plasma protein binding, total (%) NR NR NR NR Excretion: urine 55-75% 55-75% NR NR Not reported. single 24 mg dose (Baselt .,1982a) In contrast to the results from Gurley et al. (1998a) which showed no difference using ephedra extracts, the absorption rate of ephedrine appears to be slowed for ephedra herb (Tmax of almost 4 hours) compared to only 2 hours for pure ephedrine was given. Peak plasma concentration and the areas under the time-concentration curves were similar for both types of products which would indicate pharmacodynamics would be similar for ephedrine in dietary supplements which are botanically derived versus manufactured from synthetic sources. The particle size of the herb preparation was not specified but might have had an effect on the intestinal dissolution and absorption. The pharmacokinetics of ephedrine were investigated in healthy female volunteers before and after exercise (Strömberg et al., 1992). Before entering the study, the subjects were ascertained to be healthy by a clinical examination, including resting ECG and maximal exercise test on a treadmill. All subjects were regularly engaged in physical activity, but none of them participated in competitive sports. The subjects received single doses of 50 mg ephedrine or placebo. All treatments were given twice; before exercise (control session) and during exercise. Relevant safety/tolerability assessments included heart rate, blood pressure, critical flicker fusion frequency which measures sedative effects of psychotropic drugs, Maddox wing test used to measure external eye muscle balance, visual analog scales relating to mood and feelings of tiredness were included in the sessions as pharmacodynamic measures. The pharmacokinetics of ephedrine were not altered by exercise. Ephedrine increased heart rate and systolic blood pressure 2 hours after administration. It was reported that the heart rate response was even higher after the exercise, whereas exercise abolished the blood pressure response. Council for Responsible Nutrition December 19, 2000 12 In a related study, the effects of a sauna on the pharmacokinetics and pharmacodynamics of ephedrine in healthy young women was investigated (Vanakoski et al., 1993). Six, healthy 21 year-old women of normal weight volunteered for the study. Before entering the trial, they underwent a physical examination and an ECG. With the exception of one subject, who used oral contraceptives, the subjects took no medication during the trial and all were non-smokers. Blood samples were taken for clinical laboratory tests. Each subject received in a double-blind and cross-over fashion single oral doses of 50 mg ephedrine and placebo for control and sauna sessions. Relevant safety/tolerability assessments included heart rate; blood pressure; critical flicker fusion frequency and binocular flicker fusion frequency which measures sedative effects of psychotropic drugs; Maddox wing test used to measure external eye muscle balance; and visual analog scales relating to mood and feelings of tiredness were included in the sessions as pharmacodynamic measures. The sauna modified the pharmacokinetics of ephedrine. Ephedrine was absorbed more rapidly and the maximum plasma concentration occurred earlier than in the control sessions; however, no differences were found between the elimination half-lives and AUC values. Ephedrine did not significantly modify the results of the critical flicker fusion or Maddox wing tests in test sauna condition or placebo. Increased systolic blood pressure was observed in both conditions. Systolic blood pressure was significantly higher in the sauna than in the control session (p<0.01). Subjectively, ephedrine induced alertness and nervousness (0.001 < p<0.05 vs. placebo) in both conditions. Ephedrine abolished the sauna-induced calmness. The authors proposed that the greater systolic blood pressure and heart rate in the sauna due to ephedrine can better be explained by additional sympathetic activity triggered by greater heat stress than by increased ephedrine concentration. Increased effects on cardiovascular parameters suggest a pharmacodynamic interaction and also that the effects of sympathomimetics may be more marked in a sauna. In another study, the pharmacokinetics of ephedrine following acute and repeated treatment were evaluated (Costello et al., 1975). Ten asthmatic volunteers were selected (criteria for selection were not reported). Plasma levels occurring in patients given ephedrine alone or Franol®, a tablet containing 11 mg of ephedrine, 120 mg theophylline and 8 mg phenobarbitone for the treatment of asthma were measured. Ephedrine plasma levels were measured on Day 1 (at 22 mg) and after 2 weeks of 11 mg 3 times a day. Pharmacokinetic assessment indicated no significant intrasubject changes in kinetic parameters with repeated treatment. In addition, no change was observed between ephedrine given alone or in combination with theophylline or phenobarbitone. Council for Responsible Nutrition December 19, 2000 13 2.5 Pharmacology of Ephedra and Ephedrine The pharmacology of ephedra is dependent upon its chemical composition. The two main active components of ephedra are ephedrine and pseudoephedrine, which are prototypical sympathomimetic agents which have alpha and beta adrenergic activity (Hoffman and Lefkowitz, 1996). Both products are weak bases and act like phenylpropanolamine, stimulating adrenergic receptors as well as releasing norepinephrine. Pseudoephedrine’s activity is similar to ephedrine, but the hypertensive effects and stimulation of the central nervous system are somewhat weaker. In general, all the alkaloids contained in ephedra show significant differences with regard to pharmacokinetic and pharmacodynamic effects. All have effects on the cardiovascular and respiratory system, but not to the same degree. The pharmacological effect of ephedra is associated with the presence of ephedrine which occurs at high concentrations compared to other alkaloids. The pharmacology of ephedra or its extracts cannot be accounted for solely by the pharmacology of ephedrine; however, ephedrine itself is responsible for a major portion of the activities attributed to ephedra. In particular, the pharmacological activity of ephedrine is due to indirect adrenergic stimulation by releasing the neurotransmitters norepinephrine and dopamine from neuronal storage sites in the sympathetic nerves and direct action on alpha and beta postsynaptic receptors at effector organs. Therapeutic doses of ephedrine typically result in respiratory bronchodilatation, cardiac stimulation, and an elevation of systolic and diastolic blood pressure. Ephedrine and pseudoephedrine also result in central nervous system stimulation, relaxation of gastrointestinal smooth muscle tone, urinary retention, and can cause mydriasis (with no affect on the light reflex) (Boston, 1928; Hoffman and Lefkowitz, 1996). Ephedrine exhibits substantial effects in reserpine-treated animals and man. Tachyphylaxis occurs due to depletion of neurotransmitter from storage sites. Current promoted uses of ephedrine in a prescription/hospital setting include intravenous ephedrine for the prophylaxis and treatment of hypotension resulting from spinal anesthesia in caesarian section (Yap et al., 1998) as well as in initial treatment of hemorrhagic shock (Eldor, 1991). Ephedrine (as the hydrochloride salt, sulfate or tannate) is included as a component of prescription asthma and cough medications, although ephedrine use has been largely replaced by more selective beta2-bronchodilators. In the past, ephedrine was used to treat Stokes-Adams attacks and was also recommended as a treatment for narcolepsy (Pomerantz and O’Rourke, 1969). Ephedrine can also be found in over-the-counter cold remedies for the treatment of acute Council for Responsible Nutrition December 19, 2000 14 congestion of rhinitis, sinusitis, and rhinopharyngitis. An area of interest for ephedrine use is weight loss which has been investigated by European researchers (Astrup et al.,1992; Quaade et al., 1992; Toubro et al. 1993a,b). 2.5.1 Clinical Pharmacology - Cardiovascular Activity Ephedrine can stimulate heart rate, as well as cardiac output, and increase peripheral resistance, thereby producing a lasting rise in blood pressure. The cardiovascular effects of ephedrine can persist up to 10 times as long as that of epinephrine (Hoffman and Lefkowitz, 1996). Cardiovascular responses to ephedrine have been reported to be variable. In some cases, arterial blood pressure is not elevated and the peripheral resistance has been reported as increased, decreased or unchanged. In humans, a single oral 25 mg dose of ephedrine (as hydrochloride salt) has been shown to increase heart rate and systolic blood pressure and reduce diastolic blood pressure without significant effects on psychomotor performance (Nuotto, 1983). A dose of 60 to 90 mg of ephedrine (as hydrochloride salt) was required to produce a diastolic blood pressure of 90 mm Hg or above in healthy volunteers in a dose-ranging study using 30 to 90 mg ephedrine. The greatest change in heart rate found in this study was 12 beats per minute after a 90 mg dose (Drew et al., 1978). Cetaruk and Aaron (1994) reviewed ephedrine data and reported that significant increases in blood pressure were seen at two to three times the recommended dose of 15 to 30 mg. In a review of the literature, Chau and Benrimoj (1988) summarized the findings of several single oral dose studies in normotensive subjects. McLaurin et al. (1961) and Laitinen et al. (1982) found 25 mg of ephedrine produced no significant effect on blood pressure and heart rate of normotensive patients. Tashkin et al. (1975) obtained similar results when comparing the cardiovascular and bronchial effects of terbulatine with ephedrine. In another study, Bye et al. (1974) demonstrated a significant rise in systolic blood pressure of 7 mm Hg and 17 mm Hg with 25 mg and 50 mg of ephedrine, respectively, but no effect on diastolic blood pressure. The discrepancy between the different results with respect to cardiovascular effects was attributed to study methodology with respect to parameters analyzed and the time intervals assessed (Chau and Benrimoj, 1988). Furthermore, in a review by Karch (2000), doses of 50 mg or less did not cause predictable increases in blood pressure, although modest increases in pulse rate may be observed (Wilkinson and Beckett, 1968a,b; White et al., 1997; Waluga et al., 1998). The therapeutic dose for treatment of bronchodilation, nasal decongestant is 15 to 60 mg ephedrine given 3 times daily (Dollery, 1991a). Ephedrine toxicity is characterized by overstimulation of the adrenergic system. The major cardiovascular toxicities are hypertension and tachydysrhythmias (Tang, 1996). Council for Responsible Nutrition December 19, 2000 15 2.5.2 Clinical Pharmacology - Central Nervous System Activity Ephedrine is a potent stimulator of the central nervous system. The effects of the compound may last for several hours after oral administration. Due to this long-lasting effect, preparations containing ephedrine have been promoted for use in weight reduction and thermogenesis, or fat burning (Astrup et al., 1985; Astrup and Toubro, 1993; Daly et al., 1993). Other effects include mydriasis after local application of 3 to 5% solutions of ephedrine to the eyes. Ephedrine also stimulates the alpha-adrenoceptors of the smooth muscle cells of the bladder base, which increases the resistance to the outflow of urine. In the past, it has been used to promote urinary continence. Ephedrine toxicity in the CNS is manifested by overstimulation of the adrenergic system, which could result in headache, anxiety, insomnia, restlessness, psychosis, and seizures. Additional symptoms of toxicity include giddiness, nausea, vomiting, sweating and thirst, palpitations, difficulty in micturition, muscular weakness, and tremors (Pentel, 1984). Significant, but mild, stimulation of the human central nervous system occurs following a 50 mg oral dose, as assessed by increased tapping rates and ability of subjects to detect that they had received an active compound (Bye et al., 1974). 2.5.3 Clinical Pharmacology - Respiratory System Activity Ephedrine relaxes bronchial muscles and is a potent bronchodilator owing its activation to betaadrenoceptors in the lungs (Hoffman and Lefkowitz, 1996). Ephedrine, like other sympathomimetics with alpha-receptor activity, causes vasoconstriction and blanching when applied topically to nasal and pharyngeal muscosal surfaces. Oral doses also produce similar effects. Ephedrine produces a significant increase in specific airway conductance one hour after administration of a 25 mg dose to patients with obstructive airways disease. The significant brochodilatory effect was maintained over 4 hours. Mean heart rate was significantly raised at 2 to 5 hours (Tashkin et al., 1975). 2.5.4 Clinical Pharmacology - Sensitive Populations and Drug Interactions Ephedrine and related agents should not be administered to individuals with coronary thrombosis, diabetes, glaucoma, heart disease, hypertension, thyroid disease, impaired circulation of the cerebrum, autonomic insufficiency, pheochromocytoma, chronic anxiety/ psychiatric Council for Responsible Nutrition December 19, 2000 16 disorders or enlarged prostate (Dollery, 1991a; Hoffman and Lefkowitz, 1996). Patients with renal impairment may be at special risk for toxicity. Co-administration of ephedrine-containing preparations, including ephedra products with monoamine oxidase inhibitors is contraindicated as the combination may cause severe, possibly fatal, hypertension (Hoffman and Lefkowitz, 1996). Also, ephedra supplements and ephedrine alkaloid drugs should not be co-administered because of the summation of total intake. The duration and magnitude of ephedrine activity are known to be affected by antacids and agents which alter the pH of urine thus affecting absorption and excretion, respectively. Ephedrine is also known to interact with corticosteroids and theophylline (Upton, 1991). Alcohol may be expected to antagonize the central stimulant effects of ephedrine (Dollery, 1991a). Other risk groups may include neonates and breast-fed infants secondary to maternal exposure, pregnant women, children and the elderly. These groups are potentially at risk because of their known increased sensitivity to the effects of sympathomimetic stimulation and because the potential effects of ephedrine and related compounds in these populations have not been wellstudied. Placental transfer of ephedrine occurs, resulting in fetal blood levels of 70% of the maternal blood levels. Ephedrine is also excreted in breast milk. No clinical studies have been conducted with ephedrine in pregnant or nursing mothers. In the clinical literature, fetal tachycardia has been associated with maternal use of a related alkaloid, pseudoephedrine, and the administration of intramuscular ephedrine to treat maternal hypotension resulted in increases in fetal heart rate and beat-to-beat variability (Anastario and Haston, 1992). Toxicity has been reported in a breast-fed infant, whose mother had been prescribed a long acting oral decongestant containing d-isoephedrine and dexbrompheniramine for allergic rhinitis (Mortimer, 1977). Other possible drug interactions have been speculated. Caffeine has been shown to increase the absorption rate of ASA (Yoovathaworn et al., 1986); however, in an evaluation of the effects of caffeine on the absorption rate of phenylpropanolamine, a structurally-related ephedrine alkaloid, the findings were inconclusive (Brown et al., 1991). Phenylpropanolamine can be found in ephedra, but only in very small amounts. 2.6 Characterization of Dietary Supplements Containing Ephedra Most ephedra product labels indicate how much ephedra herb or extract is contained in each dosage form; however, not all make a claim of ephedrine alkaloid(s) content. It was recently Council for Responsible Nutrition December 19, 2000 17 reported that ephedrine alkaloid content varied by as much as 5-fold between commercially available ma huang products, with brands exhibiting lot-to-lot differences in from 44% - 260% (Gurley et al.,1997b, 1998b, 2000). This natural inconsistency gives rise to commercial products with significant interproduct and intraproduct variability (Betz et al., 1997; Gurley et al., 1997a,b, 2000). The test material in a recent ephedra clinical trial (Boozer et al., 1997) contained 90 mg ephedrine alkaloids with ephedrine and pseudoephedrine in a 2:1 ratio accounting for 9698 percent of the ephedrine alkaloid content. Norephedrine (phenylpropanolamine, or PPA) content was less than 1.8 mg per 90 mg of ephedrine alkaloid. Products containing ephedra or ephedra extracts, alone or in combination with other ingredients, are marketed as dietary supplements in the United States. In these products, kola nut, guarana, and other botanicals are used as natural caffeine sources. Willow bark is used as a natural source of salicylates. The pharmacology of most of the individual ephedrine-type alkaloids has been well characterized, but the effects of combinations of these other compounds are less well known. In addition, interactions between ephedrine-type alkaloids and xanthine alkaloids, as well as biologically active compounds in other plant species that are constituents of many dietary supplements, have yet to be fully examined. The possibility of effects contributed by other agents, such as caffeine, should be considered since they are often a major component of herbal preparations at far greater concentrations than the ephedrine alkaloids. In addition to caffeine, dietary supplements can contain mixtures of other products such as chromium picolinate, St. John’s Wort, White Willow bark, diuretics, or cathartics. Investigators have found that concomitant ingestion of other botanicals and stimulants can affect the pharmacokinetic profile of ephedrine (Shenfield, 1982; Upton, 1991; Kanfer et al., 1993). Reactions to ephedrine-type alkaloid combinations have been reported (Lake et al., 1990a,b). In a recent survey conducted by Arthur Andersen for the American Herbal Products Association (AHPA), information regarding the number of servings sold, the number of serious adverse events reported and other information for products containing ephedra were compiled from companies that sold dietary supplements containing ephedrine alkaloids (AHPA, 2000). Arthur Andersen mailed the survey to 42 companies who were known companies in the industry that distribute dietary supplements containing ephedrine alkaloids and whose products were listed in the FDA’s Initial Adverse Events Report. Both members and non-members of AHPA were solicited. Of the 42 companies solicited, Arthur Andersen received responses from 14 companies which represents a response rate of 33%. Since this survey is based on findings from 14 companies, the conclusions may not be representative of the entire ephedra industry; however, Council for Responsible Nutrition December 19, 2000 18 this survey does provide good data on information related to number of products sold, adverse events reported to these manufacturers, labeling and manufacturing methods. All manufacturers reported that they have a system for collecting reports of serious adverse events related to the consumption of their products containing ephedrine alkaloids. Furthermore, all respondents include a cautionary statement on products containing ephedrine alkaloids, which includes contraindicated populations, use instructions, and age restrictions (1 respondent does not state age restriction). Aggregate number of servings sold from 13 of the 14 companies (1 company declined to respond) was 3,086,041,072 in 1999. The aggregate number of reported “serious adverse events” from the firms was 25 in 1999; thus the number of reported events per million servings sold is 0.0081. All products were reported to be manufactured by GMP which includes lot identification and use of outside laboratories to test amount of ephedrine alkaloids in the finished product. None of the respondents includes any synthetic ephedrine as an ingredient in any of their products. The amount of ephedrine alkaloids contained in the product is declared on the label by all the respondents. The clinical database that has been considered involved administration of ephedra, ephedrine singly, or in combination with other components such as caffeine or ASA-containing ingredients. Since many dietary supplements which contain ephedra often contain other ingredients such as botanicals, including these data in the safety assessment of ephedra is relevant especially given that these other ingredients are major components of ephedra preparations. The pharmacology of most of the individual ephedrine-type alkaloids has been well characterized, but the effects of combinations of these other compounds are less well known. In addition, interactions between ephedrine-type alkaloids and xanthine alkaloids, as well as biologically active compounds in other plant species that are constituents of many dietary supplements, have yet to be fully characterized. The assessment of ephedrine together with other ingredients is expected to provide a more conservative assessment of the safety of ephedra, as it is assumed that the safety profile would not improve with the addition of other ingredients. The assumption is made that a combination product (i.e., ephedrine alkaloid together with caffeine) would be no more or less active than an equivalent dose of the ephedrine alkaloids singly. Since combination products were given in many of the clinical studies, this report evaluates the contribution/interaction of other ingredients typically contained in many ephedra preparations, insofar as they contribute to the analysis of the effects of ephedrine alkaloids. Council for Responsible Nutrition December 19, 2000 19 3.0 ANIMAL TOXICOLOGICAL STUDIES ON EPHEDRA AND EPHEDRINE ALKALOIDS In the determination of the probable safe doses of chemicals to which humans can safely be exposed, animal toxicology data are relied upon in the absence of relevant clinical information. In the absence of clinical data, the determination of a safe limit of exposure usually involves the application of large safety factors, or uncertainty factors, to account, in part, for the fact that inter-species extrapolation is required (i.e., the doses in chronic animal studies, expressed as the dose per kilogram of body weight, that produce no observed effects can be divided by, for example, 100 to estimate the acceptable UL in the human population). The 100-fold factor is based on historical use of 10-fold for inter-species extrapolation, and 10-fold for variability in sensitivity amongst individuals, rather than empirical data. However, depending upon the nature and quality of available clinical, epidemiology and case-report data and non-clinical data can be used to support conclusions on safe ULs of exposure derived from clinical databases (WHO, 1987). In such cases, it is not necessary to apply large, if any, safety or uncertainty factors to animal data. The nonclinical toxicology of ephedrine was reviewed to assess its consistency with data obtained from clinical studies. Furthermore, since the metabolic data in humans and animals show adequate similarity, the assessment of animal species is relevant for supporting human safety. Where available, data related to ephedra are discussed; however, there are only limited data, so information available related to the safety of ephedrine must be relied upon. 3.1 Acute Studies The objectives of acute toxicity testing are to define the intrinsic toxicity of the chemical, determine the most susceptible species, identify target organs, provide information for risk assessment of acute exposure to the chemical, and provide information for the design and selection of dose levels for longer term studies. A well-designed acute toxicity study includes consideration of the dose-response relationship of both lethal and nonlethal parameters. Twelve published studies are available in which the effects of acute administration of ephedrine or ephedra extracts, via several different routes of administration and under different experimental conditions, have been examined. A range of LD50 values have been reported for various species and routes of administration. These studies are summarized by species in Table 3.1-1, and certain studies are described in more details in the following pages. Council for Responsible Nutrition December 19, 2000 20 Table 3.1-1 Species Summary of the Results of Acute Toxicity Studies Performed on Ephedrine Route of Exposure, Doses Tested and Composition of Test Material Duration (hours) Results Reference Mice (strain not specified) -subcutaneous and oral -doses not specified and details not provided -ephedrine isolated from ephedra sinica Staph not specified LD50: 1 - 1.4 g/kg Ueng et al., 1997 Mice (ICR) -oral (gavage) -doses tested: 2.25, 3.38, 5.07, 7.61, or 11.47 g/kg -ephedra extract 24 hr LD50: 5.30 g/kg (as extract) LD50: 24.0 g/kg (as crude ephedra) Minamatsu et al., 1991 Mice (ICR) -oral (gavage) -doses tested: 335, 482, 694, 1,000, 1,440, 2,074 mg/kg -ephedrine hydrochloride 24 hr LD50: 841 mg/kg (hydrochloride) LD50: 689 mg/kg (as free base) Minamatsu et al., 1991 Mice (B6C3F1) -oral (gavage ) -doses tested at 125, 250, 500, 1,000, or 2,000 mg/kg -ephedrine sulfate 24 hr LD50: males = 812 mg/kg LD50: females = 1,072 mg/kg NTP, 1986 Mice (strain not specified) -intraperitoneal injection -doses not specified -Ephedra gerardiana Wall. ex Staph not specified LD50: 681 mg/kg Aswal et al., 1984 Mice (strain not specified) -oral (gavage) -doses tested at 0, 1,000, 2,000, 3,000, 4,000 or 5,000 mg/kg -ephedra herb extract 24 hr LD50 for males: 4,350 mg/kg LD50 for females: 5,000 mg/kg [Japanese], 1978 Mice (male MNRI) -intravenous injection -dose not specified -ephedrine hydrochloride 24 hr LD50: 74 mg/kg Marvola, 1976 Mice (Albino Swiss) -intraperitoneal injection -doses tested at 165, 205, or 250 mg/kg -l-ephedrine and d-ephedrine 24 hr ED50: 44 mg/kg LD50: d-ephedrine: 244 mg/kg LD50: l-ephedrine: 246 mg/kg Fairchild and Alles, 1967 MICE Council for Responsible Nutrition December 19, 2000 21 Table 3.1-1 Summary of the Results of Acute Toxicity Studies Performed on Ephedrine Species Route of Exposure, Doses Tested and Composition of Test Material Duration (hours) Results Reference Mice (male SwissWebster) -intraperitoneal injection at various temperatures -ephedrine sulfate 24 hr LD50: group housed 18C: 360 mg/kg 22C: 350 mg/kg 26C: 357 mg/kg 30C: 55 mg/kg 34C: 13.5 mg/kg LD50: individually housed 18C: 325 mg/kg 22C: 385 mg/kg 26C: 380 mg/kg 30C: 273 mg/kg 34C: 14 mg/kg Peterson and Hardinge, 1967 Mice (strain not specified) -intraperitoneal injection -dose not specified -ephedrine hydrochloride not specified LD50: 340 mg/kg Grunberg et al., 1949 Mice (strain not specified) -intravenous injection -dose not specified -ephedrine hydrochloride not specified LD50: 95 mg/kg Grunberg et al., 1949 Mice (Swiss) -subcutaneous injection -dose not specified -ephedrine hydrochloride 2-week observed period LD50: 600 mg/kg Warren and Werner, 1945a Rats (F344/N) -oral (gavage ) -doses at 75,150, 200, 600 or 1,200 mg/kg -ephedrine sulfate 24 hr LD50 not determined Deaths occurred in all dose groups NTP, 1986 Rats (strain not specified) -oral (details not specified) -dose not specified 24 hr LD50 : 600 mg/kg NIOSH, 1997 Rats (strain not specified) -oral (gavage) -doses tested at 0, 500, 1000, 2000, or 4000 mg/kg -ephedra herb extract 24 hr LD50 for males:4,000 mg/kg LD50 for females: 3,500 mg/kg [Japanese],1978 Rats (strain not specified) -intraperitoneal injection -dose not specified -ephedrine hydrochloride not specified LD50: 290 mg/kg Grunberg et al., 1949 Rats (strain not specified) -subcutaneous injection -dose not specified -ephedrine hydrochloride not specified LD50: 1150 mg/kg Grunberg et al., 1949 RATS Council for Responsible Nutrition December 19, 2000 22 Table 3.1-1 Summary of the Results of Acute Toxicity Studies Performed on Ephedrine Species Route of Exposure, Doses Tested and Composition of Test Material Duration (hours) Results Reference Rat (White strain not specified) -subcutaneous injection -dose not specified -ephedrine hydrochloride: 24 hr LD50: 800 mg/kg Warren and Werner, 1945b Rats (Wistar White -heavy: 300-500g) -intraperitoneal injection -dose not specified -ephedrine hydrochloride 2-week observed period LD50: 165 mg/kg Warren and Werner, 1945a Rats (Wistar White - light: 190-250 g) -subcutaneous injection -dose not specified -ephedrine hydrochloride 2-week observed period LD50:650 mg/kg Warren and Werner, 1945a Rats (Wistar White - heavy 300-500 g) -subcutaneous injection -dose not specified -ephedrine hydrochloride 2-week observed period LD50:320 mg/kg Warren and Werner, 1945a Rat (White strain not specified) -intravenous injection -dose not specified -ephedrine sulfate 24 hr MLD1: 135-140 mg/kg body weight/day Chen, 1925a; Chen, 1926a Rabbits (strain not specified) -intravenous -dose not specified -ephedrine hydrochloride not specified LD50: 65 mg/kg Grunberg et al., 1949 New Zealand White Rabbits -intravenous injection -dose not specified -ephedrine hydrochloride -2 week observed period LD50: 60 mg/kg Warren and Werner, 1945a New Zealand White rabbits -intramuscular injection -dose not specified -ephedrine hydrochloride 2 week LD50: 175 mg/kg Warren and Werner, 1945a New Zealand White rabbits -subcutaneous injection -dose not specified -ephedrine hydrochloride 2 week LD50: 165 mg/kg Warren and Werner, 1945a Rabbits (strain not specified) -intravenous injection -dose not specified -ephedrine sulfate 24 hr MLD1: 66-70 mg/kg body weight/day Chen, 1925a; Chen, 1926a Rabbits (strain not specified) -oral -dose not specified -ephedrine sulfate 24 hr MLD1: 590-600 mg/kg body weight/day Chen, 1925a; Chen, 1926a Rabbits (strain not specified) -intramuscular injection -dose not specified -ephedrine sulfate 24 hr MLD1: 340 mg/kg body weight/day Chen, 1925a; Chen, 1926a RABBITS Council for Responsible Nutrition December 19, 2000 23 Table 3.1-1 Summary of the Results of Acute Toxicity Studies Performed on Ephedrine Species Route of Exposure, Doses Tested and Composition of Test Material Duration (hours) Results Reference Rabbits (strain not specified) -subcutaneous injection -dose not specified -ephedrine sulfate 24 hr MLD1: 320-360 mg/kg body weight/day Chen, 1925a; Chen, 1926a Rabbits (strain not specified) -intraperitoneal injection -dose not specified -ephedrine sulfate 24 hr MLD1: 310-390 mg/kg body weight/day Chen, 1925a; Chen, 1926a -intravenous injection -dose not specified -ephedrine sulfate 24 hr MLD1: 70 mg/body weight day Chen, 1925a; Chen, 1926a -intravenous injection -dose not specified -ephedrine sulfate 24 hr MLD1: 75 mg body weight/day Chen, 1925a; Chen, 1926a DOGS Dogs (breed not specified) CATS Cats (breed not specified) MLD = minimum lethal dose In an overview of the toxicology of commonly used traditional Chinese medicines, Ueng et al. (1997) reported the LD50 value of ephedrine isolated from Ephedra sinica Staph to be 1 to 1.4 g/kg via subcutaneous or oral routes of administration in mice [strain(s) not specified]. Details on the methodology were not provided since this report was intended to be a toxicology screen of a number of Chinese traditional medicines. The acute toxicity of ephedra as a water extract of Ephedrae Herba was compared to the acute toxicity of ephedrine as hydrochloride (Minamatsu et al., 1991). Groups of 10 male ICR mice per dose group were tested. The ephedra was extracted in a 20-fold volume of distilled water, suction filtered and then used for the studies. The contents of the extract measured by HPLC included 2.27% ephedrine, 2.14% pseudoephedrine and 0.057% norephedrine. The first part of the study was to evaluate the LD50 of ephedra extract and ephedrine hydrochloride. The second part of the study was to evaluate the differences in acute toxicity between the 2 different test articles at their approximate LD50 values. General physical symptoms, body weight gain, food consumption and water intake were observed for 7 days subsequent to test article administration. At necropsy on Day 7, liver, lung, heart, spleen, kidney, and testes were isolated and histopathological examinations were performed. Council for Responsible Nutrition December 19, 2000 24 Ephedra extract was given orally via gavage at doses of 2.25, 3.38, 5.07, 7.61, or 11.47 g/kg. The LD50 determined for ephedra extract was 5.30 g/kg as the extract, and 24.0 g/kg as crude herb. Ephedrine hydrochloride was given orally via gavage to groups of 10 mice at doses of 335, 482, 694, 1,000, 1,440, or 2,074 mg/kg. The LD50 determined for ephedrine hydrochloride was 841 mg/kg as the hydrochloride and 689 mg/kg as the free base. The ephedrine hydrochloride also contained pseudoephedrine. The onset of deaths after administration of the ephedra extract was markedly delayed in comparison with ephedrine. Immediately after administration of ephedrine, an increase of spontaneous motor activity, rearing, and Straub tail phenomenon were observed in most cases. Following these symptoms, tremor and/or tonic convulsions were observed, subsequent to death. These symptoms were also observed with extract administration, but were milder than those of ephedrine. The markedly delayed onset of deaths may be attributed to the differences in absorption among ephedrine and ephedra (White et al., 1997). In Part II of the study, groups of 10 mice were given 4 g of ephedra extract/kg or 520 mg of ephedrine (as free base)/kg, respectively. The dosages employed were designed to be about 75% of the calculated LD50 values for these test articles. The symptoms observed at 75% LD50 values were essentially the same between the 2 groups. The body weight gain, food consumption and water intake on Day 1 and water intake on Days 2, 3, and 4 were significantly decreased after administration of ephedrine, but not after the extract. Histopathological changes were mainly observed in the heart and kidneys. Degenerative lesions in the myocardium were observed after ephedrine administration but not after ephedra extract administration. More specifically, the authors observed myocytolysis to necrosis with resorption and reparative fibrosis in the wall and papillary muscle of the left ventricle. In addition, renal tubular cells showed various stages of degeneration and hyaline-droplet formation. These above findings indicated differences between the observed toxicity of the ephedra extract and of its active ingredient ephedrine in all aspects of the study. The reported LD50 value for ephedra extract was higher than ephedrine, the general symptoms observed were milder in nature and time to death was longer than that of ephedrine. More apparent differences between the toxicity of the extract and ephedrine were indicated in histopathological examinations. Lesions in the kidneys after treatment with ephedrine revealed reduced renal blood flow as indicated by degeneration of renal tubular cells which was suggested by the authors to be a reflection of vasoconstriction on adrenergic synapses. The authors suggested that the necrosis in the myocardium was due to the sympathomimetic action of ephedrine followed by local ischemia. Council for Responsible Nutrition December 19, 2000 25 The National Toxicology Program (NTP) investigated the toxicology of ephedrine sulphate in single-administration studies in rats and mice (NTP, 1986). Groups of 5 male and 5 female F344/N rats were administered single doses of ephedrine sulfate in water via gavage at doses of 75, 150, 300, 600, or 1,200 mg/kg. The volume of solution administered was 10 ml/kg body weight. Rats were fasted for 4 hours before dosing; controls were not used. Animals were observed 2 times per day for 14 days for general observations. Body weights were measured 2 days before dosing; however, final body weights were not recorded. Necropsy was performed on any premature deaths before termination of study. No histopathologic evaluations were conducted. Findings from the rat study showed that lethality occurred in all dose groups. All but 1 death occurred on Day 1. Rats that died exhibited hyperkinesia that progressed to convulsive seizures, ataxia and lethargy. Epistaxis occurred at the 300, 600, and 1,200 mg/kg doses. Mild portalhepatic congestion, mild pulmonary congestion and epistaxis were found in animals that died before the end of the studies. An LD50 was not determined for this study. In the mouse study, groups of 5 B6C3F1 mice of each sex were administered single doses of 125, 250, 500, 1,000, or 2,000 mg/kg by oral gavage. The volume of solution administered was 10 ml/kg body weight. Mice were fasted 18 hours before dosing; controls were not used. Animals were observed 2 times per day for 14 days for general observations. Body weights were measured 2 days before dosing; however, final body weights were not recorded. A necropsy was performed on any premature deaths before termination of study. No histopathologic evaluations were conducted. Findings from the mouse study showed that all mice that received 2,000 mg/kg and 4/5 males and 2/5 females that received 1,000 mg/kg were dead by Day 2. Mice that died exhibited hyperkinesis that progressed to convulsive seizures, ataxia and lethargy. Epistaxis was observed in mice that received 1,000 or 2,000 mg/kg. Mild portal-hepatic congestion, mild pulmonary congestion and epistaxis were found in animals that died. The LD50 value that was determined was 812 mg/kg for males and 1,072 mg/kg for females. Aswal et al. (1984) screened 294 plant materials for biological activity. It was reported that the LD50 in mice from intraperitoneal injection for Ephedra gerardiana Wall. ex Staph (Ephedraceae) was 681 mg/kg. Since this report was a screen, details on methodology of the acute toxicity study were not reported. Council for Responsible Nutrition December 19, 2000 26 The acute oral toxicity of an extract of ephedra herb in rodents (rats and mice - strains not specified) was assessed ([Japanese], 1978). In the rat study, groups of 10 male and female rats (strain not specified) were given doses of 0, 500, 1,000, 2,000, 3,000, or 4,000 mg/kg by oral gavage. The LD50 value determined for male rats was 4,000 mg/kg, and the LD50 for female rats was determined to be 3,500 mg/kg. In the mouse study, groups of 10 male and female mice (strain not specified) were given doses of 0, 1,000, 2,000, 3,000, 4,000, or 5,000 mg/kg. The LD50 determined for male and female mice was 4,350 mg/kg and 5,000 mg/kg, respectively. No information related to alkaloid content of extract was provided. Marvola (1976) studied the effect of acetylated derivatives of sympathomimetic amines on the acute toxicity in mice. Although the focus of the study was to study the effects of O- and Nacetylation, the acute toxicity of ephedrine hydrochloride itself was evaluated for comparison. Groups of 10 male NMRI strain mice per dose were given a single dose of ephedrine hydrochloride intravenously (dose levels tested were not specified). The intravenous LD50 of ephedrine hydrochloride was determined to be 74 mg/kg. The acute toxicity of ephedrine in mice was evaluated by Fairchild and Alles (1967). Groups of 8 adult male albino mice of the Swiss strain were injected intraperitoneally with normal saline and placed in holding units for 75 minutes; they were then removed, weighed, given either a second injection of saline or ephedrine l- or d- form at 200, 252, or 303 mg/kg and returned to their cages. The LD50 values of the d- and l-ephedrine forms were found to be essentially the same: the LD50 value for l-ephedrine was 244 mg/kg and the LD50 value for d-ephedrine was 246 mg/kg. The ED50 dose was calculated for l-ephedrine hydrochloride as 44 mg/kg. It is interesting to note that the different l and d-forms of ephedrine had similar LD50 values. An acute toxicity study in Swiss-Webster male mice examined the effect of ambient temperature and housing (group or individual) on the LD50 values for intraperitoneally administered ephedrine sulfate (Peterson and Hardinge, 1967). Thirty degrees centigrade was determined to be the temperature at which group housing was first noted to have a significant effect on toxicity compared with individual housing. The effect of forced exercise on animals housed individually at this temperature was also examined. When animals were forced to exercise, the LD50 values dropped from 273 mg/kg to 28 mg/kg. These findings are supported by earlier studies that showed that ephedrine was 5 to 6 times more toxic in mice housed 10/cage than when they were housed singly in the same area (Chance, 1946) and similarly reported by Wolf et al. (1964). Furthermore, Warren and Werner (1945c) reported that raising the environmental temperature of mice from 26 to 32C lowered the LD50 of l-ephedrine 7.2-fold. These data indicate an Council for Responsible Nutrition December 19, 2000 27 involvement of environmental factors in the potency of ephedrine in animals, probably based on the adrenergic tone of the animals at the time of treatment. In a screening study, the acute toxicity of ephedrine hydrochloride was determined in mice, rats, and rabbits by various routes of administration (Grunberg et al., 1949). LD50 values reported for mice were: intraperitoneal, 340 mg/kg; intravenous, 95 mg/kg. For rats: intraperitoneal, 290 mg/kg; subcutaneous, 1,150 mg/kg and for rabbits: intravenous, 65 mg/kg. Details on study methodology were not reported. A comparative analysis of the toxicity of ephedrine hydrochloride via different routes of administration, weight of animals/age and different species was examined (Warren and Werner, 1945a,b). New Zealand white rabbits, Wistar rats and Swiss mice were used to determine LD50 values. Intravenous injections in rabbits were made into the marginal ear vein. Concentrations employed were such that doses equivalent to the LD50 were administered every 1 to 2 minutes. Intramuscular injections in the rabbits were made into the thigh muscles. Subcutaneous injections in all species were made in the mid-dorsal region. Intraperitoneal injections in rats were made in order to prevent injection into internal organs. Subcutaneous LD50 values were reported in mice to be 600 mg/kg and 800 mg/kg in rats. In heavy rats (300 to 500g), the subcutaneous LD50 was 650 mg/kg vs. in a light rat (190 to 250g) at 320 mg/kg. In rabbits, the intravenous, intramuscular and subcutaneous LD50 values were reported to be 60, 175, and 165 mg/kg, respectively. The acute toxicity of ephedrine was tested in a series of species using ephedrine sulphate (Chen, 1925a; 1926a). Measuring the minimum lethal dose (MLD), ephedrine sulphate was injected intravenously into rabbits, dogs, cats, and white rats (all strains were unspecified), and dose levels were unspecified. It was reported that death following the MLD dosage was almost immediate and followed clonic convulsions. In addition, the MLD resulted in an immediate and permanent fall in blood pressure accompanied by significant decrease of intestinal and kidney volumes. Sinus rhythm disappeared with the occurrence of bundle-branch block which was followed by ventricular fibrillation. It was reported that recovery was always complete after administration of sublethal doses (doses and data not reported). Evaluation of different methods of administration showed that intravenous injection produced the lowest MLD. Following intravenous administration, convulsions occurred approximately 1 to 2½ hours after, and death in 2 to 7 hours after initial administration. Council for Responsible Nutrition December 19, 2000 28 Summary of Acute Dose Studies A range of LD50 values were reported for ephedrine as salts, via different routes of administration and species. Some of the studies could not be assessed due to lack of reporting. Values were reported in mice via the subcutaneous route (600 mg/kg), oral route (689 to 1,072 mg/kg), intravenous route (74 to 95 mg/kg), and intraperitoneal route (13 to 681 mg/kg; depending on environmental conditions). Particular emphasis is placed on studies conducted in mice by the NTP. Oral LD50 values of 812 mg/kg and 1,072 mg/kg were obtained for males and females, respectively. In rats, the LD50 ranges were reported as follow: subcutaneous route (320 to 1,150 mg/kg); oral route (600 mg/kg: no LD50 reported by NTP); and intraperitoneal route (165 to 290 mg/kg). In the NTP study, no LD50 value was estimated for ephedrine in rats. The acute toxicity of the herb was assessed in one mouse study in which the subcutaneous LD50 was 1 to 1.4 g/kg, whereas oral administration was 5.30 g herb extract/kg and 24 g crude herb/kg. Furthermore, in a comparative study between ephedra and ephedrine, there was further indication that there is a difference in toxicity. The LD50 value for ephedra extract was higher than ephedrine when normalized based on ephedrine content, and the general symptoms observed were milder in nature and time to death was longer than that of ephedrine. These results highlight the conservative assumption that ephedrine content be used to characterize effects of ephedra since the toxicity assessment of ephedrine shows that this approach overestimates the potential toxicity of ephedra itself. 3.2 Repeated Dose Studies 3.2.1 Short-Term Repeated Dose Studies Short-term repeated dosing is conducted for a few weeks to screen for potential adverse effects of a substance, while subchronic toxicity studies are conducted over a longer portion of the average lifespan of an animal. Many variables associated with the health of the test species are monitored in these studies, resulting in the ability to detect a variety of adverse effects. Seven published studies are available in which the effects of repeated oral administration of ephedrine or ephedra preparations were studied in animals. In particular, the NTP conducted 4 studies on the repeated-dose toxicity of ephedrine sulfate in drinking water and feeding studies. All studies are summarized in Table 3.2.1-1. Council for Responsible Nutrition December 19, 2000 29 Table 3.2.1-1 Summary of Repeated Dose Studies on Ephedrine or Ephedra Species and Strain Route and Dose Duration Results Reference Rats (SpragueDawley males) -intravenous injection of 0, 10, 20, or 40 mg/kg -intravenous injection of 20 or 40 mg/kg -l-ephedrine form -11 days of test article administration -no ephedrine dose-dependent changes in animal body weights were observed throughout the course of repeated compound exposure -no adverse effects were noted in this study Miller et al., 1998 Monkeys (strain not specified) (comparison of lean and obese) -oral via capsules hidden in food -ephedrine (6mg) and caffeine (50 mg) 3 times /day - 8-week treatment period -decrease in body weight in obese animals due to a decrease in body fat -food intake also reduced in obese animals Ramsey et al., 1998 Mice (BALB/c) -ma huang preparation containing 9% lephedrine orally via gavage at 80, 800, 4000 or 8,000 mg/day divided into 2 equal doses -2 weeks of test article administration -LD50 for ma huang was observed at the highest dose (8,000 mg/kg) or (4,000 mg/kg given twice per day) -gastrointestinal bleeding was observed at the LD50 value -no changes in liver weight were observed -test article was well tolerated at doses up to 4,000 mg/kg/day -14-day LD50 for ephedrine was determined to be 720 mg/kg/day in mice Law et al., 1996 Rats (F344/N) -ephedrine sulfate via drinking water at 0, 75, 150, 300, 600 or 1,000 ppm equivalent to approximately 0, 15, 25, 50, 75 and 125 mg/kg bw/day in males and 0, 9, 21, 32, 55 and 79 mg/kg bw/day -14 days -no mortality -no significant changes in mean body weight -hyperexcitability in animals at the 3 highest doses groups -no histology was performed -no compound-related effects at necropsy NTP, 1986 Rats (F344/N) -ephedrine sulfate via dietary admix at 0, 90, 190, 280, 750, or 1,500 ppm equivalent to approximately in males: 0, 15, 20, 50, 100, and 140 mg/kg bw/day and in females: 0, 12, 25, 50, 97, and 165 mg/kg bw/day -14 days -final body weight was 10% lower in the high-dose male group with no significant differences in female body weight -hyperexcitability and rough hair coats at the top 3 doses -no histology was performed -no compound related effects were observed at necropsy NTP, 1986 Council for Responsible Nutrition December 19, 2000 30 Table 3.2.1-1 Summary of Repeated Dose Studies on Ephedrine or Ephedra Species and Strain Route and Dose Duration Results Reference Mice (B6C3F1) -ephedrine sulfate via drinking water at 0, 312.5, 625, 1,250, 2,500, or 5,000 ppm equivalent to approximately in males: 0, 89, 93, 151, 243 and 372 mg/kg bw/day in males and in females: 0, 62, 112, 149, 184, and 377 mg/kg bw/day -14 days -final mean body weight was 12% lower in males and 5% lower in females at the top dose -hyperexcitability, arched back, rough coat and dehydration at top 3 doses -no histology was performed -no compound related effects were observed at necropsy NTP, 1986 Mice (B6C3F1) -ephedrine sulfate via dietary admix at 0, 300, 600, 1,250, 2,500, or 5,000 ppm equivalent to approximately 56, 88, 212, 489, and 968 in males and in females: 57, 102, 252, 573, and 943 mg/kg bw/day -14 days -one male and one female at 2,500 died before termination of study -final body weight was 11% lower in males and 10% in females at top dose -hyperexcitability, arched back, rough coat and dehydration at top 3 doses -no histology was performed -no compound related effects observed at necropsy NTP, 1986 Mice (viable yellow obese mice Avy/a) -ephedrine sulfate via diet at 0.1% feed -39 days -ephedrine reduced body weight by 19% compared to starting weight -treated mice ate less than control mice; however, when a diet-restricted experiment was conducted, control animals consuming the same amount of feed as ephedrine-treated animals showed no changes in body weight which indicated that the reduced feed consumption alone could not account for all of the weight loss Yen et al., 1981 Council for Responsible Nutrition December 19, 2000 31 Table 3.2.1-1 Summary of Repeated Dose Studies on Ephedrine or Ephedra Species and Strain Route and Dose Duration Results Reference -normal lean mice (CBA strain) -obese mice induced by gold thioglucose -obese mice induced by MSG -obese mice induced by diet -genetically obese mice (obob) -obese rats induced by diet -genetically obese rats -ephedrine sulfate in diet at 1 g/kg - 5-weeks treatment in mice -ephedrine treatment resulted in a loss in body weight and body fat without increasing food intake -elevated oxygen consumption compared with untreated controls that consumed the same quantity of feed Massoudi and Miller, 1977 Rabbits (groups of 10 animals; strain not specified) -intramuscular injection of 25 mg/day of ephedrine sulfate -4 weeks of test article administration (except Sundays) and maintained until Day 140 -Fibrosis at the site of injection, which disappeared over time after cessation of daily injections. -At necropsy, lungs, liver, spleen, adrenal body, and kidney tissues were examined. It was reported by the study authors that no treatmentrelated gross pathology was observed, and that no demonstrable abnormality in the structures of these visceral organs were observed. Chen, 1925b; Chen 1926 b Rabbits (groups of 10 animals; strain not specified) -oral ingestion of 25 mg/day of ephedrine sulfate -4 weeks of test article administration (except Sundays) and maintained until Day 140 -No lesions were observed in the gastrointestinal tract from postmortem examination. -At necropsy, lungs, liver, spleen, adrenal body, and kidney tissues were examined. It was reported by the study authors that no gross pathology was observed, and that no demonstrable abnormality in the structures of these visceral organs were observed. -Cloudy swelling of kidneys but these were common to control animals. Chen, 1925b; Chen 1926 b - 8-weeks treatment in rats Council for Responsible Nutrition December 19, 2000 32 Table 3.2.1-1 Summary of Repeated Dose Studies on Ephedrine or Ephedra Species and Strain Route and Dose Duration Results Reference Rats (strain not specified) -intravenous injection at 101 mg/kg of ephedrine sulfate -not specified -It was reported that their body weight was constant or somewhat decreased 2 to 3 days after the injection, but in all cases it subsequently increased. -No marked pathological lesions were observed. Chen, 1925b; Chen 1926 b Miller et al. (1998) studied the repeated intravenous administration of ephedrine in rats. The main focus of the study was the investigation of systemic effects of ephedrine in drug-naive rats; however, some safety information was also evaluated. Male Sprague-Dawley rats received injections of 0, 10, 20, or 40 mg/kg l-ephedrine on Day 1 of testing and activity was recorded for 60 minutes. This procedure was repeated for 10 additional days. In experiment II; 20 or 40 mg/kg d-ephedrine was given on Days 1 through 11. No ephedrine dose-dependent changes in animal body weights were noted through the course of repeated compound exposure. No adverse effects were reported in the study. The administration of ephedrine (6 mg) combined with caffeine (50 mg) 3 times a day was evaluated in lean and obese monkeys studied during an 8-week treatment period (Ramsey et al., 1998). There were 3 treatment periods, a 7-week control period, an 8-week compound treatment period, and a 7-week placebo period. A dose of 18 mg/day of ephedrine and 150 mg/day of caffeine was given in a capsule hidden in a piece of fruit for administration. At the end of each period, a glucose tolerance test, energy expenditure and body composition were determined. Treatment with ephedrine and caffeine resulted in a decrease in body weight in obese animals primarily due to a 19% decrease in body fat. Treatment also resulted in a decrease in body fat in the lean group. Food intake was only reduced by ephedrine and caffeine in the obese group. Twenty-four hour energy expenditure was higher in both groups during treatment. The weight loss was associated with reduced fat, increased energy expenditure and reduced feed intake. The safety of a concentrated ma huang herbal preparation which contained 9% l-ephedrine was addressed in a repeated-dose toxicity study in BALB/c mice (Law et al., 1996). Five-week old male and female mice, (5/sex/dose), were given the herb orally by gavage at 20, 200, 1,000, 2,000, and 4,000 mg/kg twice daily for 2 weeks. Two control groups were used and untreated animals were gavaged with water. Deaths and any signs of toxicity such as tremors, lethargy, hunching, ruffled fur, diarrhea and prostration were noted daily, and as they occurred. The Council for Responsible Nutrition December 19, 2000 33 animals were sacrificed at the end of the study and necropsied to look for treatment-related organ abnormalities. The liver weights of the controls and the 2 highest dose levels were also determined. The lethal dose for 50% of the test animals was observed at the highest dose (4,000 mg/kg twice daily, or 8,000 mg/kg/day total dose), with gastrointestinal bleeding observed upon necropsy. Similar toxicity findings, but to a lesser degree, were observed in the 2,000 mg/kg b.i.d. group; however, no significant differences were noted in the liver weights of these animals when compared to the control group. The sex of the animal did not appear to be a factor among the groups exhibiting signs of toxicity. The authors concluded that the findings indicated that ma huang was well tolerated in mice orally, regardless of sex, in doses as high as 2,000 mg/kg twice daily. From these data, the 14-day LD50 of l-ephedrine in this herbal preparation was determined to be 360 mg/kg twice daily in mice. The authors further projected LD50 values in a 70 kg human to be 2.1 grams and 23.3 grams twice daily of l-ephedrine and ma huang, respectively based on surface area differences. These LD50 values greatly exceed normal and traditional usages. The NTP investigated the toxicology of ephedrine sulphate in 4 rodent 14-day studies (NTP, 1986). Ephedrine sulfate was administered via drinking water or in the feed of both rats and mice. Groups of 5 F344/N rats of each sex were given drinking water containing 0, 75, 150, 300, 600, or 1,000 ppm ephedrine sulfate, which is equivalent to approximately 0, 13, 25, 50, 75, and 120 mg/kg body weight/day in males, and 0, 9, 21, 32, 55, and 80 in females, based on mean body weights and mean water consumption. In the feed study, groups of 5 rats of each sex were fed diets containing 0, 90, 190, 280, 750, or 1,500 ppm ephedrine sulfate, which is equivalent to approximately 0, 15, 29, 55, 100, or 140 mg/kg body weight/day in males, and 0, 12, 25, 50, 100, or 165 mg/kg body weight/day in females, based on mean body weight and mean feed consumption. The experimental design in both the feed study and drinking water study were similar. The rats were approximately 8 weeks old upon commencement of the study. Rats were observed twice per day and were weighed on Days 1 ( weighed on Day 7 for water study only and 15). Water consumption or feed consumption (depending on study) were measured weekly. The period of chemical exposure was 14 consecutive days followed by 1 day of observation before the scheduled necropsy. Blood for the determination of packed cell volume was taken from the external jugular vein at the scheduled kill. Necropsy was performed on all animals, and 10% of the animals were examined histologically. In the drinking water study, there was no mortality reported before the end of the study. The final mean body weights were not significantly altered by ephedrine sulfate treatment. Average Council for Responsible Nutrition December 19, 2000 34 water consumption decreased with increasing dose. Water consumption by male rats that received 1,200 ppm was 50% that of the controls. Water consumption by female rats that received 1,200 ppm was 25% that of the controls. Hyperexcitability was observed for animals that received the 3 highest doses, and dehydration was observed for rats that received 600 or 1,200 ppm. The mean packed cell volume of female rats that received 1,200 ppm was 8% lower than that of the controls and was statistically significant. It was reported that there were no compound-related effects observed at necropsy or during the limited histological examinations. In the feed study, there was no mortality reported before the end of the study. Final mean body weights of high-dose males (1,500 ppm) were 10% lower than that of the controls. Final mean body weights of treated females were not statistically different from controls. Feed consumption by rats that were given diets containing 1,500 ppm ephedrine sulfate was 76% that of controls for males and 87% for females. Hyperexcitability and rough hair coats were observed in rats that received 380, 750, or 1,500 ppm. The mean packed cell volume was not affected by ephedrine sulfate. It was reported that there were no compound-related effects observed at necropsy or during the limited histological examinations. In the mouse studies, groups of five B6C3F1 mice of each sex were given drinking water containing 0, 312.5, 625, 1,250, 2,500, or 5,000 ppm of ephedrine sulfate. In the feed study, groups of 5 mice of each sex were fed diets containing 0, 300, 600, 1,250, 2,500 or 5,000 ppm. The experimental design in both the feed study and water study were similar. In both the feed study and water study, the mice were approximately 8 weeks old upon commencement of study. Mice were observed twice per day and were weighed on Days 1 ( weighed on Day 7 for water study only) and 15. Water consumption or feed consumption (depending on study) was measured weekly. The period of chemical exposure was 14 consecutive days followed by 1 day of observation before the scheduled necropsy. Blood for the determination of packed cell volume was taken from the external jugular vein at the scheduled kill. Necropsy was performed on all animals, and 10% of the animals were examined histologically. In the drinking water study, none of the mice died before the end of the study. Final mean body weights of mice in the 5,000 ppm group were 12% lower than those of the controls for males and 5% lower for females. Mean water consumption was lower than that of the controls for all but the lowest dose group of males and for all treated groups of females. Compound-related clinical signs were hyperexcitability, arched backs, rough hair coats, and dehydration. Cachexia was observed at 5,000 ppm. No compound-related gross lesions were observed at necropsy or in the Council for Responsible Nutrition December 19, 2000 35 limited histological examinations. Mean packed cell volume of males and females that received 5,000 ppm were 22% and 16% lower than those of the controls. In the feed studies, one male and one female that received 2,500 ppm died before the end of the studies on Days 3 and 2 of test article administration. There was no elaboration on the pathology of these animals. Final mean body weights of mice that received 5,000 ppm were 11% lower than those of the controls for males and 10% lower for females. Feed consumption was not adversely affected by ephedrine sulfate. Hyperactivity, rough hair coats, dehydration and arched backs were observed in both sexes at the 3 highest doses. No compound-related clinical signs were observed at 300 or 600 ppm. No compound-related effects were observed at necropsy or in the limited histological examinations. It was reported that mean packed cell volume was not notably affected by administration of ephedrine sulfate. Overall, the 14-day NTP studies determined that administration via drinking water was not a suitable means for test-article administration. Mean water consumption was significantly reduced at higher concentrations of ephedrine sulfate. Since reduced water consumption would limit the amount of chemical ingested and could lead to dehydration, feed studies were used. No difference in feed consumption was observed between animals receiving control diets and those receiving diets containing ephedrine sulfate. Furthermore, no deaths were attributed to compound-related toxicity. The most frequent clinical observations observed at concentrations of 1,000 ppm or higher were hyperactivity and excitability. Compound-related reduced weight gain was observed in each sex of both species during the 14-day studies. Feed consumption by treated and control animals was comparable in both rodent studies, suggesting that the reduced weight gain that occurred in chemically exposed animals was associated with the ingestion of ephedrine sulfate. Yen et al. (1981) studied the effect of ephedrine on the weight of viable yellow obese mice (Avy/a). Six- to 8-month old inbred viable yellow obese mice and normal mice were used. Ephedrine hydrochloride was given in the diet to groups of 9 mice. Feeding ephedrine in the diet at 0.1% (w/w) resulted in a 19% reduction in body weight to the starting weight. The duration of treatment was 39 days of test article administration. The treated Avy/a mice ate less than the control Avy/a mice during over the course of the study. To determine if the ephedrine-treated mice lost weight due to decreased food consumption, mice of a similar weight range were fed a diet-restricted amount of food similar to the amount of food consumed by the ephedrine-treated mice. These diet-restricted mice did not have decreases in body weight as much as in the Council for Responsible Nutrition December 19, 2000 36 ephedrine-treated mice. These results suggest that the reduced feed consumption alone could not account for all of the weight loss. Massoudi and Miller (1977) studied the thermogenic activity of ephedrine compared with that of triiodothyronine by incorporating both agents into the diets. Ephedrine was given in the diet at 1 g/kg feed to groups of 4 adult animals. In mice studies, several different groups were used; normal lean mice (CBA strain); mice made with obese with gold thioglucose; mice made obese with monosodium glutamate diets; mice made obese by diet; and genetically obese mice (obob) mice. In the rat studies, rats made obese by diet and rats genetically obese were used. The duration of treatment was 5 weeks for mice and 8 weeks for rats. Food intake and body-weight were monitored throughout, and 24-hour oxygen consumption measurements were made at least once during the experimental period. The animals were analyzed upon termination of study. No histology was performed. It was reported that ephedrine treatment resulted in a loss in body weight and body fat without increasing food intake, and had elevated oxygen consumption compared with untreated controls that consumed the same quantity of feed. Chen (1925b; 1926b) examined the effect of repeated administration of ephedrine in rabbits and rats. Three series of young rabbits (strain and sex not specified) were selected for experimentation. One series of 10 rabbits were given intravenous injections of 25 mg of ephedrine sulphate, irrespective of their body weight, daily for 4 weeks (except Sundays). The total dose (cumulative dose) was reported to be as high as 8.2 times the minimum lethal dose (MLD) with respect to initial body weight or 820% of the MLD. In another series of ten rabbits, ephedrine sulphate was given intramuscularly at 25 mg daily for 4 weeks except Sundays, and another series of ten rabbits was administered 25 mg of ephedrine orally for the same duration. All animals were maintained for 140 days after cessation of treatment. General findings of these studies showed that animals receiving intravenous injections developed thrombosis. In the intramuscular administration group there was fibrosis at the site of injection which disappeared over time after cessation of daily injections. No lesions were observed in the gastrointestinal tract from postmortem examination. At necropsy, lungs, liver, spleen, adrenal body, and kidney tissues were examined. It was reported by the author that no gross pathology was observed, and that no demonstrable abnormality in the structures of these visceral organs were observed. Some cloudy swelling in most of the kidneys was observed, but these findings were also observed in control animals as well. In a subsequent series, albino rats (strain and number not specified) were injected intravenously with large doses of ephedrine every other day for 7 days. The dose was reported to be 74% of Council for Responsible Nutrition December 19, 2000 37 MLD (approximately 101.25 mg/kg). It was reported that their body weight was constant or somewhat decreased 2 to 3 days after the injection, but in all cases it subsequently increased. The study authors reported that there were no marked pathological lesions that could be attributed to the effect of the test article. Summary of Short-Term Repeated Dose Studies Short-term toxicity studies demonstrated no compound-related effects at necropsy in both rats and mice at doses up to 1,500 and 5,000 ppm, respectively, in feed or water equivalent in rats to approximately 120 mg/kg body weight/day in water and 165 mg/kg body weight/day in feed; and in mice 400 mg/kg body weight in water and 1,000 mg/kg body weight/day in feed. No deaths were attributed to test article toxicity. Compound-related reductions in body weight gain were observed. Hyperexcitability and rough coats were the only observable effects which were noticed and only at the highest dose levels. 3.2.2 Subchronic Studies NTP conducted two 13-week studies in rats and mice. These studies were conducted to evaluate the cumulative toxic effects of repeated administration of ephedrine sulfate and to determine the concentrations to be used in subsequent 2-year carcinogenicity studies (in Section 3.3). Council for Responsible Nutrition December 19, 2000 38 Table 3.2.2-1 Summary of Repeated Dose Studies on Ephedrine/Ephedra Species and Strain Route and Dose Duration Results Reference Rats (F344/N) -ephedrine sulfate via feed at 0, 125, 250, 500, 1,000, or 2,000 ppm or equivalent to approximately 0, 7, 14, 33, 62, and 120 mg/kg bw/day in males and in females: 0, 9, 18, 37, 71 and 146 mg/kg bw/day -13 weeks -no premature mortality in this report -mean body weights at the 2 top doses were 20% and 23% lower than control males, and 10% and 17% for females -hyperexcitability and rough coats observed in rats at 2,000 ppm -no compound-related histopathological effects -dose selection for longer term study was 125 and 250 ppm based on the reduced weight gain at 1,000 and 2,000 ppm NTP, 1986 Mice (B6C3F1) -ephedrine sulfate via feed at 0, 310, 630, 1,250, or 5,000 ppm equivalent to approximately 0, 34, 78, 142, 369, or 718 mg/kg bw/day in males and in females: 0, 20, 89, 192, 423 and 900 mg/kg bw/day -13 weeks -several deaths occurred before termination and were attributed to fighting among males at 1,250, 2,500, or 5,000 ppm -all female mice survived until the end -final mean body weights at top 3 doses were 14%, 17% and 12 % lower than controls, at 630, 1,250, and 5,000 ppm -hyperexcitability and rough coats -no compound-related histopathologic effects were observed -dose selection for longer-term studies was 125 ppm and 250 ppm based on reduced weight gain observed NTP, 1986 3.2.2.1 Subchronic Rat Study Male and female F344/N rats were obtained from Charles River Breeding Laboratories, observed for 20 days, distributed to weight classifications and then assigned to cages according to a table of random numbers. The average age of the rats were between 4 to 5 weeks old. Groups of 10 rats of each sex were given diets containing, 0, 125, 250, 500, 1,000, or 2,000 ppm ephedrine sulfate equivalent to approximately 0, 7, 14, 33, 62, and 120 mg/kg body weight/day in males and in females, 0, 9, 18, 37, 71, and 146 mg/kg body weight/day in females based on mean body weight and mean food consumption values reported in the study. Duration of study was 13 weeks. Control diets consisted of NIH 07 Rat diet. Formulated diets, control diets, and water were available ad libitum. All animals were observed twice daily for clinical signs. Individual animal weights were determined once weekly. Feed consumption was also measured once weekly. Council for Responsible Nutrition December 19, 2000 39 Necropsy and histologic examinations were performed on all animals. Tissues examined included tissue masses, regional lymph node, blood smear, skin, mandibular lymph node, mammary gland, salivary gland, thigh muscle, sciatic nerve, bone marrow, costochondral junction, thymus, larynx, trachea, lungs and bronchi, heart, thyroid gland, parathyroid, esophagus, stomach, duodenum, jejunum, ileum, colon, rectum, mesenteric lymph node, liver, gallbladder, pancreas, spleen, kidneys, adrenal glands, urinary bladder, seminal vesicles, prostate/testes or ovaries/uterus, nasal cavity, brain, pituitary gland, eyes, external and middle ear and spinal cord; adrenal gland, and heart weight measured for control and highest dose groups. Pupil diameter was also measured. There were no premature deaths reported in this study. Final mean body weights of rats that received 1,000 or 2,000 ppm were 20% and 23% lower than those of controls for males, respectively and 10% and 17% lower for females, respectively. Feed consumption by treated and control groups was generally comparable as indicated by food consumption evaluations. Hyperexcitability and rough coats were observed in rats that received 2,000 ppm. Histopathology examination revealed no compound-related findings. The mean pupil diameters for treatment and control animals were comparable. The mean packed cell volume of male rats that received the highest dose was 6% greater than that of controls which was statistically significant. The relative adrenal gland weight of male rats at the highest dose was significantly greater than that of the controls, and the adrenal gland weight and heart weight of female rats that received the highest dose was significantly lower than those of controls. Based on these findings, the concentrations selected for the 2-year rat study were determined to be 125 and 250 ppm ephedrine sulfate in feed. The reduced weight gain that occurred at higher concentrations was felt by study administrators to be potentially life threatening over the duration of a 2-year study. The No-Observed-Effect Level (NOEL) determined for this study was 250 ppm based on no significant findings which is equivalent to approximately 14 mg/kg body weight/day in male rats (female rats: 18 mg/kg body weight/day). The NOAEL level was determined to be 1,000 ppm based on findings of a trend towards decreased body weight gain which was not statistically significant when compared to controls which is equivalent to approximately 33 mg/kg body weight/day in male rats (female rats: 37 mg/kg body weight/day). Council for Responsible Nutrition December 19, 2000 40 3.2.2.2 Subchronic Mouse Study Male and female B6C3F1 mice were obtained from Charles River Breeding Laboratories, observed for 20 days, distributed to weight classifications and then assigned to cages according to a table of random numbers. Mice were housed 5 per cage. Groups of 10 mice of each sex were given diets containing 0, 310, 630, 1,250, 2,500, or 5,000 ppm ephedrine sulfate equivalent to 0, 34, 78, 142, 369, or 718 mg/kg body weight/day in males and in females, 0, 20, 89, 192, 423, and 900 mg/kg body weight/day based on mean body weight and mean food consumption. Duration of study was 13 weeks. Control diet consisted of Mouse Ration. Formulated diets, control diets and water were available ad libitum. All animals were observed twice daily for clinical signs. Individual animal weights were determined once weekly. Feed consumption was also measured once weekly. Necropsy and histologic examinations was performed on all animals. Tissues examined included tissue masses, regional lymph node, blood smear, skin, mandibular lymph node, mammary gland, salivary gland, thigh muscle, sciatic nerve, bone marrow, costochondral junction, thymus, larynx, trachea, lungs and bronchi, heart, thyroid gland, parathyroid, esophagus, stomach, duodenum, jejunum, ileum, colon, rectum, mesenteric lymph node, liver, gallbladder, pancreas, spleen, kidneys, adrenal glands, urinary bladder, seminal vesicles, prostate/testes or ovaries/uterus, nasal cavity, brain , pituitary gland, eyes, external and middle ear and spinal cord; adrenal gland, and heart weight measured for control and highest dose groups. Pupil diameter was also measured. Several deaths occurred before termination of study. It was determined by the study authors that the deaths in males receiving 1,250, 2,500, or 5,000 ppm were the result of fighting. All female mice survived to the end of the study. Final mean body weights of males that received 1,250, 2,500 or 5,000 ppm were 14%, 17%, and 12% lower than controls. Final mean body weight of female mice was more than 13% lower than that of the controls at mice receiving 1,250 ppm or higher. Estimated feed consumption by treatment groups was greater than that of controls. The following clinical signs were determined to be compound-related; rough coats, hyperexcitability and fighting among males. Histopathology examination revealed no compound-related effects. Mean pupil diameter was not affected. The mean packed cell volume of male mice that received the highest doses was 9% lower than that of the controls which was statistically significant. The relative heart weight and adrenal gland weight of mice receiving 5,000 ppm were similar to controls. The reduced weight gain observed at 310 ppm in female mice and at 620 ppm was felt by the authors to be potentially life threatening over the duration of a 2-year study. Based on these findings, the high-dose Council for Responsible Nutrition December 19, 2000 41 selected for the 2-year studies was 250 ppm ephedrine sulfate in feed and the low dose at 125 ppm. The NOAEL level was determined to be 620 ppm based on the reduced body weight gain. Summary of Subchronic Studies Subchronic studies in rodents showed that there were no deaths attributable to test-article toxicity. The most commonly reported clinical observations were hyperactivity and excitability with the greatest incidence in animals treated at 1,000 ppm. Compound-related reduced weight gain was observed in both sexes in both species during the 13-week studies. Like the findings in the 14-day studies, feed consumption by treated and control animals was comparable in the 13week studies, suggesting that the reduced weight gain that occurred in chemically exposed animals was associated with ingestion of ephedrine sulfate. 3.3 Carcinogenicity Studies Ephedrine sulfate was tested for carcinogenic activity in a 103-week feeding study in rats and in a 103-week feeding study in mice. 3.3.1 103-Week Rat Feeding Study Ephedrine sulfate was administered in the diet to groups of 50 male and 50 female F344/N rats at dose levels of 0, 125, or 250 ppm (maintained through monitoring of food consumption and body weight values) for a period of 2 years. Prior to dosing, all rats were randomly assigned to the treatment and control groups. All rats were conditioned to the receiving laboratory, cages and diet for 3 weeks. Thereafter, a complete necropsy was performed on 5 animals of each sex to assess their health status. The rats were placed in the study at 7 to 8 weeks of age. Prior to the conditioning period, rats were approximately 4- to 5- weeks old. Rats were housed 5 per cage. Feed and water were available ad libitum. Endpoints monitored included: twice daily observations for viability; observations for clinical signs of overt toxicity once per week for the first 13 weeks and monthly thereafter during the first year of the study. During the second year of the study, clinical signs were recorded weekly. Body weights were measured once per week for the first 13 weeks and monthly thereafter throughout the study. Food consumption was measured once monthly. At necropsy, gross pathology findings were recorded for all major organs and tissues for all decedent and sacrificed animals. Following necropsy, histopathological (microscopic) evaluations were performed on all Council for Responsible Nutrition December 19, 2000 42 major tissues from all treated and control animals and on all lesions identified in the gross pathological examinations. In particular, the following tissues were examined: gross lesions, skin, mandibular lymph node, mammary gland, salivary gland, thigh muscle, sciatic nerve, sternebrae, vertebrae or femur including marrow, costochondral junction (rib), oral cavity, thymus, larynx and pharynx, trachea, lungs and bronchi, heart and aorta, thyroid gland, parathyroids, esophagus, stomach, duodenum, jejunum, tongue, regional lymph nodes, ileum, colon, cecum, rectum, mesenteric lymph node, liver, pancreas, spleen, kidneys, adrenal glands, seminal vesicles/prostate/testes/epididymis or ovaries/uterus, nasal cavity and nasal turbinates, brain, pituitary gland, spinal cord, eyes, and preputial or clitoral gland. No hematological, clinical chemistry, urinalysis, or organ weight analyses were performed, which is consistent with a study designed to investigate only a carcinogenic potential rather than combined chronic toxicity/carcinogenicity. As a result of treatment, survival was found to be increased in female rats, but not in males. The survival of the control group of female rats was significantly lower than that of the low-dose group after 97 weeks and of the high-dose group after 102 weeks. Mean body weights of highdose male rats were 5 to 9% lower than those of the controls after Week 11. Mean body weights of low-dose male rats were 5 to 7% lower than those of the controls after Week 34. Mean body weights of high-dose female rats were 5% lower than those of the controls by Week 8, 10% lower by Week 34, and 10 to 20% lower for the remainder of the study. Mean body weights of low-dose female rats were 6 to 13% lower than those of the controls after Week 18. The average daily feed consumption was 94% and 92% that of controls for low- and high-dose males, and 92% and 89% for females, respectively. The average amount of ephedrine sulfate consumed per day was estimated to be 4 mg/kg and 9 mg/kg for low- and high-dose male rats, respectively and 5 mg/kg and 11 mg/kg for low- and high-dose female rats, respectively. It should be noted that intake of ephedrine sulfate on a mg/kg/day basis is an average and that there was a range (higher at the beginning, and lower at the end). Salient changes in neoplastic incidences are summarized in Table 3.3.1-1. The incidence of pituitary gland adenomas in the male rats demonstrated a positive trend with incidences in the low and high-dose groups greater than that of the controls. Adenoma and hyperplasia in the pituitary gland represent different stages of progression of the same lesion and the histologic distinction between adenoma and hyperplasia was reported to be difficult to distinguish. The study authors combined these lesions when compound-related effects were analyzed. The incidences of hyperplasia or adenomas (combined) in treated and control male rats Council for Responsible Nutrition December 19, 2000 43 did not differ significantly. It was reported that the overall control rate of 10% in this study was somewhat lower relative to the historical control rate for pituitary gland adenomas in males (range 5 to 52%). The incidence of adrenal gland pheochromocytomas in low-dose male rats was significantly greater than the incidence in controls by the life table test but not by the incidental tumor test. It was reported that the incidence in high-dose males was similar to the control incidence and comparable to the mean historical control incidence of 20%. Nonmalignant pheochromocytoma was not associated with any early deaths and was not considered to be compound-related based on the findings that the increased incidence was only observed in low-dose males and that this marginal increase was not significant in an incidental tumor test. Other adrenal gland observations included angiectasis of the adrenal cortex observed at an increased incidence in high-dose male rats. The incidence of mammary gland fibroadenomas in female rats occurred with a significant negative trend, and the incidence in the high-dose group was significantly lower than that in controls. This decreased incidence has been observed in other studies and postulated to be associated with reduced weight gain (Haseman, 1983). It was reported that the decreased incidence of mammary gland fibroadenomas parallels a reduction in weight gain in both low- and high-dose groups. The incidences of endometrial gland cysts were greater in treated female rats than in control animals; however, the incidence of endometrial stromal polyps was not significantly different from the control incidence. In the small intestine, a leiomyoma was observed in 1 out of 46 high-dose female rats, and a leiomysarcoma was observed in another high-dose female rat. In the circulatory system, lymphangiectasis was observed at increased incidences in treated female rats. Testicular atrophy was initially observed at increased incidences in treated male rats (control, 19/50; low-dose 34/50; high-dose 33/50). However, an independent blind review of all available sections of the testis from male rats, resulted in the observations of the following incidences of testicular atrophy: control 42/50; low-dose 44/50; high-dose 45/50. The presence of testicular atrophy was associated with the presence of testicular interstitial cell tumors. Council for Responsible Nutrition December 19, 2000 44 Table 3.3.1-1 Treatment Related Increases in Neoplasms in Rats Tissue - Microscopic Lesion Pituitary Gland - Adenoma Adrenal Medulla Pheochromocytoma Testis - interstitial cell tumor Uterus - Endometrial stromal polyp Small Intestine - Leiomyoma Small Intestine - Leiomyosarcoma Sex M M M F F F Group 1 2 3 Dose ephedrine sulfate (ppm) 0 (control) 125 250 No. Examined 49 49 48 No. Affected 4 13 13 No. Examined 50 50 49 No. Affected 10 19 11 No. Examined 50 50 50 No. Affected 45 47 46 No. Examined 49 50 50 No. Affected 11 14 17 No. Examined 48 48 46 No. Affected 0 0 1 No. Examined 48 48 46 No. Affected 0 0 1 Overall, the study showed no evidence of a tumorigenic effect of ephedrine sulfate up to doses of 250 ppm. Rather, treatment was associated with increased survival in female rats but not in males. In addition, a significant decrease in the incidence of mammary gland fibroadenomas was observed. Positive, but not statistically significant, trends were observed in the incidence of pituitary gland adenoma in males and adrenal gland pheochromocytomas. It was first observed that increased incidence of testicular atrophy occurred; however, upon blinded independent review, subsequent results showed no change in incidence level for testicular atrophy. The NOEL/NOAEL from this study were found to be as follows; the NOEL for tumorigenicity was greater than 250 ppm. The NOAEL for this study is considered to be the high dose despite the observation of reduced weight gain in both sexes at both doses. Typically, reduced weight gain is considered to be an adverse consequence of a toxicological effect. For ephedrine, this is an expected physiological response which should not be considered adverse. Moreover, the reduced weight in the female rat appeared to lead to increased survival, which has been noted in other studies that have linked calorie restriction to enhanced survival of rodents. Furthermore, the average reduction in weight, for both sexes, both doses, and at different times during the Council for Responsible Nutrition December 19, 2000 45 study, was less than 10%. Therefore, the NOAEL value from this lifetime study was 250 ppm, which corresponds to 9 mg/kg in the male and 11 mg/kg in the female. 3.3.2 103-Week Mouse Feeding Study Ephedrine sulfate was administered in the diet to groups of 50 male and 50 female B6C3F1 mice at dose levels of 0, 125, or 250 ppm (maintained through monitoring of food consumption and body weight values) for a period of 2 years. All mice were conditioned to the receiving laboratory, cages and diet for 3 weeks. Thereafter, a complete necropsy was performed on 5 animals of each sex to assess their health status. The mice were placed on study at 8 to 9 weeks of age. Prior to the conditioning period, mice were approximately 5 to 6 weeks old. Male mice were housed individually (due to fighting observed in the previous 13-week study) and female mice housed in groups of 5 per cage. Feed and water were available ad libitum. The highest dose tested was selected on the basis of the results of the 3-month subchronic toxicity study (see Section 3.2.2.2). Salient changes in neoplastic incidences are summarized in Table 3.3.2-1. Endpoints monitored included: twice daily observations for viability; weekly observations for clinical signs of overt toxicity once per week for the first 13 weeks and monthly thereafter during the first year of the study. During the second year of the study, clinical signs were recorded weekly. Body weights were measured once per week for the first 13 weeks and monthly thereafter throughout the study. Food consumption was measured once monthly. At necropsy, gross pathology findings were recorded for all major organs and tissues for all decedent and sacrificed animals. Following necropsy, histopathological (microscopic) evaluations were performed on all major tissues from all treated and control animals and on all lesions identified in the gross pathological examinations. In particular, the following tissues were examined: gross lesions, skin, mandibular lymph node, gallbladder, mammary gland, salivary gland, thigh muscle, sciatic nerve, sternebrae, vertebrae or femur including marrow, costochondral junction (rib), oral cavity, thymus, larynx and pharymx, trachea, lungs and bronchi, heart and aorta, thyroid gland, parathyroids, esophagus, stomach, duodenum, jejunum, tongue, regional lymph nodes, ileum, colon, cecum, rectum, mesenteric lymph node, liver, pancreas, spleen, kidneys, adrenal glands, seminal vesicles/prostate/testes/epididymis or ovaries/uterus, nasal cavity and nasal turbinates, brain, pituitary gland, spinal cord, eyes, and preputial or clitoral gland. No hematological, clinical chemistry, urinalysis, or organ weight analyses were performed, consistent with a study designed to investigate carcinogenic potential rather than combined chronic toxicity/carcinogenicity. Council for Responsible Nutrition December 19, 2000 46 There were no significant differences in survival between any groups of either sex. Mean body weights of high-dose male mice were 9 to 18% lower than those of the controls after Week 9, and those of low-dose male mice were 5 to 9% lower than those of the controls after Week 10. Mean body weights of high-dose female mice were 10 to 23% lower than those of the controls after Week 11, and those of low-dose female mice were 13 to 16% lower than those of the controls after Week 22. The average daily feed consumption by both treated male mouse groups was 100% that of the controls and by low- and high-dose female mice, 97% and 94% that of the controls. The average amount of ephedrine sulfate consumed per day was estimated to be 14 mg/kg and 29 mg/kg for low- and high-dose male mice respectively, and 12 mg/kg and 25 mg/kg for low- and high-dose female mice, respectively. It is important to note that the mg/kg/day are an average which represents a range (higher at the beginning and lower at the end of the study). Follicular cell hyperplasia of the thyroid gland occurred at increased incidences in treated female mice; however, the incidence of follicular cell adenomas was marginally lower in treated animals than in control animals. Hyperplasia and adenoma of the thyroid and follicle are generally considered to be different stage of progression of the same lesion, and the lack of correlation between the increase in the incidence of hyperplasia and the incidence of adenomas indicates that these lesions are probably not compound related in the present study (NTP, 1986). Granulosa cell tumors were found in 2 high-dose female mice. Histopathologically, the neoplasm in 1 of the animals was small and contained numerous mitotic figures. It was reported that the cells within this mass were not arranged in any particular pattern or structure. In the other animal, the neoplasm was significantly larger and exhibited distinct patterns of cellular organization. A luteoma was found in 1 low-dose and 1 high-dose female mouse. These tumors were composed of a uniform population of large polyhedral cells with eosinophilic vacuolated cytoplasm, round to oval vesicular nuclei, and prominent nucleoli. Teratomas were observed in 1 out of 41 control and 1/42 low-dose female mice. Although ovarian tumors are reportedly rare in female B6C3F1 mice, the low incidence of these tumors in the present study, the marked histologic differences among individual tumors, and their benign status make it unlikely that their presence is associated with exposure to ephedrine sulfate. In the adrenal gland, cortical adenomas in male mice occurred with a negative trend, and the incidence in the high-dose group was significantly lower than that in controls. One low-dose and 1 high-dose male mouse had adenomas that appeared to arise from the subscapular cells. Council for Responsible Nutrition December 19, 2000 47 Overall, the study showed no evidence of a tumorigenic effect of ephedrine sulfate up to doses of 250 ppm. Treatment was not associated with any changes in survival rates between treated and untreated animals. No evidence of carcinogenicity was observed in these mice. The NOEL/NOAEL values from this study were found to be as follows: The NOEL for tumorigenicity was greater than 250 ppm. As previously discussed for the rat study, the reductions in weight gains observed in the mice were not considered adverse effects, since they are expected physiological responses. Therefore, the NOAEL in mice was 250 ppm, or 29 mg/kg in the male and 25 mg/kg in the female. Table 3.3.2-1 Treatment Related Increases in Neoplasms in Mice Tissue - Microscopic Lesion Ovary - Luteoma Ovary - Granulosa cell tumor Ovary - Teratoma Adrenal - Cortical Adenoma Sex F F F M F Adrenal - Adenoma M F Thyroid Gland - Follicular Cell Adenoma F Group 1 2 3 Dose ephedrine sulfate (ppm) 0 (control) 125 250 No. Examined 41 42 43 No. Affected 0 1 1 No. Examined 41 42 43 No. Affected 0 0 2 No. Examined 41 42 43 No. Affected 1 1 No. Examined 50 50 48 No. Affected 7 3 1 No. Examined 48 49 49 No. Affected 0 0 1 No. Examined 50 50 48 No. Affected 0 1 1 No. Examined 48 49 49 No. Affected 1 0 1 No. Examined 48 49 49 No. Affected 2 1 0 Summary of Carcinogenicity Studies In both rodent carcinogenicity studies, mean body weights of each sex were lower than those of controls. These results are consistent with results of the 13-week and the 14-day studies, which Council for Responsible Nutrition December 19, 2000 48 suggests that the ingestion of ephedrine sulfate was associated with reduced weight gain over the entire period of the 2-year studies. The NOEL for tumorigenicity was greater than 250 ppm in both rats and mice, which was reported by NTP to correspond to an average daily consumption of approximately 9 to 11 mg/kg body weight/day and 25 to 29 mg/kg body weight/day, respectively. Limited dosing regimen was tested in this study and a full battery of clinical chemistry and hematological endpoints were not assessed. The lifetime NOAEL was determined to be 250 ppm which was reported by NTP to correspond to approximately 9 mg/kg body weight/day in male rats and approximately 25 mg/kg body weight in female mouse. The use of male rat data and female mouse data provides the most conservative estimation of the NOAEL value, since they are the lowest value between the sexes which was obtained. No LOEL was determined based on decreases in body weight gains at both low and high doses. It should be noted that the decreases in body weight gain had no effect on survival nor did it increase the incidence of toxic findings in these animals and were not considered adverse. These observations support the mild nature of the body weight findings. 3.4 Reproductive and Teratogenicity Studies Matsuoka et al. (1985) performed a detailed anatomicropathologic examination on an aborted human embryo whose mother had taken 4 tablets of Tedral® for an upper respiratory tract infection when the embryo was at approximately 30 days of development. This formulation of Tedral® contained 130 mg theophylline, 25 mg ephedrine, and 8 mg phenobarbital. On the same day, the mother developed acute chest pain and a fast, irregular heart beat. The spontaneous abortion occurred at approximately 80 days of gestation. The main finding was the heart of the fetus showed truncus arteriosus and overall abnormal development. Relevant medical history of the mother included smoking 1 to 3 packs of cigarettes per day. The authors attributed the abnormal development to the sizeable amount of theophylline contained in the Tedral® dose taken by the mother based on the acute chest pain and arrhythmia developed shortly after ingestion of a sizeable amount of Tedral®, and the known pharmacological activity of theophylline on precordial pain, tachycardia, and arrhythmic in humans. The mother was a heavy smoker, and the authors reported that this could have caused the fetal underdevelopment. In an earlier evaluation, a comparative study of the effects of Tedral® and theophylline on development of chick embryos was investigated (Gilbert et al., 1981). The test article was applied to the surface of the chorioallantoic membrane of 250 chick embryos at 2 to 5 days of incubation. The test compounds evaluated were Tedral®, and its single constituents alone theophylline, ephedrine and phenobarbital. The commonest cardiovascular anomalies induced by Council for Responsible Nutrition December 19, 2000 49 Tedral® were double outlet right ventricle with ventricular septal defect. Aneurysms were larger in size and cardiovascular malformations were far more complex in embryos exposed to Tedral® than in those injected with theophylline alone. Slitlike small ventricular septal defects were found in 9.5% of the ephedrine-treated chicken embryo group, 8.7% in the phenobarbital group, and 9.1% in the control group, which were not statistically different from each other. Together, these data show that theophylline, which is a major component of Tedral® produces cardiovascular anomalies in embryonic chick hearts. In addition, these results are consistent with a synergistic effect of all 3 components in Tedral® in the development of chick embryos. The cardiovascular teratogenicity and embryotoxicity of ephedrine were studied in chick embryos treated after 2.5 to 6 days of incubation (Nishikawa et al., 1985). On incubation Day 3 of White Leghorn eggs, observation windows were made in the shell and l-ephedrine hydrochloride was topically administered to the chick embryos at doses of 0.5 to 20 mol in 0.9% sodium chloride (saline) solution at 4 days of incubation. The optimal dose was defined as the dose that provided the highest anomaly rate with a concomitant reasonable high survival rate. The optimal dose of 14 mol was applied to 2.5- to 6-day old chick embryos as, above. Eggs were then returned to the incubator immediately after treatment and were left undisturbed until 14 days of incubation. The surviving embryos were killed, and hearts were infused with Carnoy fixative for examination. Embryos were examined for anomalies of cardiovascular morphology. Cardiovascular malformations were observed in 29% (29/101) of treated embryos. Anomalies, such as double-outlet right ventricle, truncus arteriosus communis or overriding aorta with ventricular septal defect, were seen frequently in embryos exposed to the agent on Day 3 of incubation. Malformations were induced by ephedrine at a dose as low as 1 mol/egg. The present study showed that administration of ephedrine was capable of resulting in cardiovascular malformations in the embryonic chick. Kanai et al. (1986a,b) investigated the cardiovascular teratogenicity of ephedrine in pregnant rats. Pregnant Wistar-Imamichi rats were injected intraperitoneally on Day 9, 10, or 11 of gestation with single doses of 0.1, 1, 10, or 50 mg/kg of ephedrine. Sacrifice of the animals was carried out on Day 20 of gestation with the removal of fetuses. No control groups were reported. Cardiovascular anomalies were observed in 107 out of 523 fetuses or, 20.5%. The frequency of embryos with anomalies was dose-dependent, and was 8.1 to 26.9% with the administration of 0.1 to 50 mg/kg ephedrine. There was no significant difference in the malformation rate among fetuses dosed on Day 9, 10, or 11 of gestation. All of the cardiovascular malformations were ventricular septal defect, 2 of which were associated with overriding aorta (2/107). Extracardiac malformations were not observed in these fetuses. In a second experiment, ephedrine Council for Responsible Nutrition December 19, 2000 50 concentrations in the serum of dams and the whole body of fetuses was quantitatively analyzed by gas chromatography in 10-day pregnant rats after injection with 50 mg/kg ephedrine. Concentrations of ephedrine in rat dam serum were 19.2, 7.2, 1.9, and 0 g/ml at 1, 3, 6, and 12 hours after injection, respectively, and those in the fetus were 34.9, 9.5, 2.7, and 0 g/g body weight at 1, 3, 6, and 12 hours after injection, respectively. The authors concluded that these results indicated that ephedrine administration to rats during early stages of pregnancy affected their fetuses and resulted in the cardiovascular malformations. In the World Health Organization (WHO) monograph on Herba Ephedra, it was reported that Ephedra sinica did not have any teratogenic effects in vivo, although it is unclear what this conclusion is based upon. Furthermore, Ephedra sinica was not an abortifacient in rats (Lee, 1982). The association of sympathomimetic drugs with malformations was studied in New Zealand White rabbits based on case report findings by the authors (Gilbert-Barness and Drut, 2000). After observation of malformations in 2 children following maternal ingestion of sympathomimetic drugs during pregnancy, experiments in the pregnant rabbit were conducted to ascertain whether these drugs may have teratogenic effects in a mammalian species. Experimental studies were performed with pregnant rabbits using Primatene administered in high and low dosage. Three groups were used: Group 1- 10 pregnant rabbits given a low dose of Primatene containing 2 mg/kg/day ephedrine. Group 2- 9 pregnant rabbits given a high dose of Primatene containing 4 mg/kg/day ephedrine. Control group – 6 pregnant rabbits given water by gavage. All females were allowed to reach parturition without interference. Immediately upon birth, all pups (dead or alive) were examined. No toxicity of Primatene was noted in any of the rabbits during this experiment. With respect to the offspring, a reduction in fertility and fetal loss in the treated groups was observed. In addition, 2 offspring had cardiovascular defects (single atrium and single ventricle) and 2 had exencephaly. Shortening of the extremities in 7/68 viable offspring in the treated groups who also had extraskeletal malformations were observed. Measurements of limb length indicated a significantly disproportionate development in both treated groups. Excluding the limb reduction defects, malformations occurred in 7/68 viable offspring born alive in the treated groups. Malformations included 3 with midline abdominal wall defects, 1 with pentalogy of Cantrell with ectopia cordis; a second had chest abdominal wall defect with gastroschisis; and a third with gastroschisis. The study authors concluded that these results substantiate the teratogenic effect of Council for Responsible Nutrition December 19, 2000 51 sympathomimetic drugs and therefore should be used with great caution or avoidance during the first trimester of pregnancy. Summary of Reproduction and Teratology Studies The reproductive and teratogenic potential of ephedrine or ephedra has not been studied in a methodical manner. Placental transfer of ephedrine occurs at 70% of the maternal blood levels. Ephedrine is also excreted in breast milk. No clinical studies have been conducted with ephedrine in pregnant or nursing mothers. In the clinical literature, fetal tachycardia has been associated with maternal use of a related alkaloid, pseudoephedrine and the administration of intramuscular ephedrine to treat maternal hypotension associated with increases in fetal heart rate and beat-to-beat variability (Anastario and Haston, 1992). Gilbert-Barness and Drut, 2000 reported 2 cases with limb malformations associated with ingestion of products containing sympathomimetics. Ephedrine intake during pregnancy and lactation is not recommended. 3.5 Mutagenicity Studies The mutagenicity/genotoxicity potential of ephedrine in several in vitro studies has been investigated. A summary of the findings is presented in Table 3.5-1 Table 3.5-1 Summary of Mutagenicity Studies on Ephedrine or Ephedra Study Type Concentration/Dose Results Reference Ames/ Salmonella typhimurium stand plate incorporation assay (strains TA98 and TA100) -metabolic activation obtained from the livers of Aroclor 1254induced rats -negative results were obtained both with and without metabolic activation and were confirmed in triplicate assays. Xue-jun et al., 1991 -concentration/dose not specified Bone marrow micronucleus assay using TAI mice (5 mice/sex) stated that the tested doses were 1, 5, 10, 20 or 40 times the dosage used in traditional medical -Ephedra extract did not induce any changes in the ratio of polychromatic erythrocytes to total erythrocytes, or in the frequency of micronucleated polychromatic erythrocytes, in this assay system. Xue-jun et al., 1991 Ames/ Salmonella typhimurium standard plate incorporation assay (strains TA 100, TA 1535, TA97, or TA98) -metabolic activation from the livers of Aroclor 1254-induced rats -0, 100, 333, 1,000, 3,333, 10,000 g/plate -Not mutagenic in the presence or absence of S9. NTP, 1986 Council for Responsible Nutrition December 19, 2000 52 Table 3.5-1 Summary of Mutagenicity Studies on Ephedrine or Ephedra Study Type Concentration/Dose Results Reference Chromosome aberration assay in Chinese hamster ovary cells -1,000, 1,250 and 1,490 g/ml without S9 activation -6,500, 7,000, 8,000 g/ml with S9 activation -Results of tests detected an increased frequency of sister chromatid exchange which was considered equivocal, since a positive response was observed only at a dose at which toxicity was observed -The slight, consistent elevation in SCE’s at all doses in the presence of S9 was not statistically significant. NTP, 1986 Rec-assay with Bacillus subtilis 5, 10, 20, 50, and 100 mg/ml No mutagenic activity. Morimoto et al., 1982 Ames/ Salmonella typhimurium standard plate incorporation assay (strains TA98 and TA100) 5, 10, 20, 50, and 100 mg/ml with and without S9 (metabolic activation obtained from the livers of polychlorobiphenylinduced rats) No mutagenic activity. Morimoto et al., 1982 Xue-jun et al. (1991) studied the mutagenicity of 102 raw pharmaceuticals used in Chinese traditional medicine. The mutagenic potential of Ephedrae sinica Staph. was evaluated after extraction of dried herb with boiling water and frozen vacuum drying. The test article was then tested using the Ames test, and the micronucleus and chromosomal aberration assays in mice in vivo. Ephedrine sulfate was not mutagenic in 2 strains of Salmonella typhimurium (TA98 and TA100) in the presence or absence of S9 from Aroclor 1254-induced male Sprague-Dawley rat livers at doses up to 40 mg/plate. Aflatoxin B1 (0.1 g/plate) was used as positive control. In the mouse bone marrow micronucleus assay, doses equivalent to 1, 5, 10, and 20 or 40 times the dosage used in traditional medical uses were tested in 4 groups of 5 male and 5 female TAI mice. The extract was administered by intraperitoneal injection in a volume of 0.2 to 0.3 ml. Colchicine at 1 mg/kg was given 4 hours before sacrifice. For each group, 200 metaphases were analyzed. Micronuclei in 10,000 polychromatic erythrocytes on the smear stained with acridine orange were counted. For the observation of systemic toxicity to the bone marrow, smears were stained with May-Grunwal-Giemsa and the incidence of polychromatic and normchromatic erythrocytes and nucleated cells (including erthyrocytes) were scored. Treatment with ephedra extract did not induce any changes in the ratio of polychromatic erythrocytes to total erythrocytes, or in the frequency of micronucleated polychromatic erythrocytes, in this assay system. Council for Responsible Nutrition December 19, 2000 53 Mitomycin C at 0.001 g/kg body weight, used as a positive control which produced the expected increases in micronucleated cells. NTP investigated the genetic toxicology of ephedrine. Ephedrine sulfate was not mutagenic in Salmonella typhimurium strains TA100, TA 1535, TA97, or TA98 in the presence or absence of S9 prepared from the livers of Aroclor 1254-induced male Sprague-Dawley rats. The negative results obtained were confirmed by repeating the experiment. The concentrations of ephedrine sulfate that were used ranged up to 10,000 g/plate without producing cytotoxicity. The highest concentration used in this assay exceeded the concentration of 5,000 g/plate recommended by ICH and OECD guidelines for the Ames assay, supporting the negative finding. Results of tests to detect an increased frequency of sister-chromatid exchanges (SCEs) in Chinese hamster ovary (CHO) cells in culture were considered equivocal, since a positive response was observed only at a dose at which slight toxicity of ephedrine sulfate was observed (indicated by the necessity for delayed harvest before evaluation of cells). The slight, consistent elevations in SCEs at all doses in the presence of S9 was not statistically significant. Results of tests to detect an increased frequency of chromosomal aberrations in CHO cells were also considered equivocal. No significant responses were observed in the absence of metabolic activation; the 2 significantly-elevated responses in the presence of S9 from Aroclor 1254-induced SpragueDawley rat livers occurred in the mid-range of a series of extremely high doses (5,600 to 8,000 g/ml). Ephedrae herba was screened for mutagenic activity by the rec-assay with Bacillus subtilis as well as the reversion assay with Ames strains TA98 and TA100 of Salmonella typhimurium (Morimoto et al., 1982). The rec-assays showed that the ephedra extract was negative. The Ames assays with or without metabolic activation showed that the ephedra extract was not mutagenic. The highest concentration tested was 100 mg/ml. Summary of Mutagenicity Studies In summary, all in vitro and in vivo genotoxicity/mutagenicity tests performed on ephedrine sulfate/ephedra extract produced negative responses and used concentrations or dose levels which were sufficiently high to detect any changes, particularly in the NTP studies. Also, negative and positive controls were used in the assay systems, with the appropriate responses observed with each treatment. Based on the findings of Xue-Jun et al. (1991), Morimoto et al. (1982), and most importantly the NTP studies, it is concluded that ephedrine was not mutagenic. Council for Responsible Nutrition December 19, 2000 54 In the NTP studies, ephedrine sulfate was not mutagenic in 4 strains of Salmonella typhimurium (TA100, TA 1535, TA97, or TA98) in the presence or absence of S9 from Aroclor 1254-induced male Sprague-Dawley rat livers or Syrian hamster liver S9 activation. Ephedrine sulfate did not induce sister-chromatid exchanges or chromosomal aberrations in cultured Chinese hamster ovary cells. Ephedrae herba was screened for mutagenic activity by the rec-assay with Bacillus subtilis as well as the reversion assay with Ames strains TA98 and TA100 of Salmonella typhimurium (Morimoto et al., 1982), and no evidence of mutagenic activity was observed. 3.6 Other Studies An evaluation of l-ephedrine neurotoxicity with respect to its potential to damage dopaminergic terminals in the caudate/putamen (CPu) was recently investigated (Bowyer et al., 2000). This investigation used in vivo brain microdialysis experiments to determine the systemic doses and extracellular brain levels of l-ephedrine necessary to produce similar increases in CPu extracellular dopamine and marked hyperthermia that were previously shown necessary for amphetamine-induced neurotoxicity in male Sprague-Dawley rats. A single 40 mg/kg intraperitoneal dose of l-ephedrine produced marked hyperthermia with peak microdialysate ephedrine levels of 7.3 ± 1.2M and a 20-fold increase in microdialysate dopamine levels. At a lower concentration of 25 mg/kg, a lesser degree of hyperthermia, was observed with peak ephedrine levels of 2.6 ± 0.4M, and a 10-fold increase in dopamine levels. Multiple doses of either ephedrine and amphetamine were assessed. Multiple doses of either ephedrine or amphetamine caused severe hyperthermia, but striatal tissue levels of dopamine 7 days after dosing were reduced only 25% or less by ephedrine compared to 75% reductions produced by amphetamine. Levels of serotonin and glutamate in the CPu microdialysate did not differ significantly between ephedrine versus amphetamine treatment, but elevation of dopamine levels of d-amphetamine were over 2-fold those caused by l-ephedrine. It was concluded that lephedrine was not as neurotoxic to dopaminergic terminals as d-amphetamine, because nonlethal doses of l-ephedrine did not sufficiently increase the CPu dopamine levels within nerve terminals or the extracellular space to those necessary for a more pronounced long-term depletion. 3.7 Discussion/Summary of Animal Data The nonclinical toxicology of ephedrine and ephedra was reviewed to assess its consistency with data obtained from clinical studies. The chemical characteristics of ephedra are dependent upon Council for Responsible Nutrition December 19, 2000 55 its chemical composition. Since the dominant ephedrine alkaloid isomer of most Ephedra species is ephedrine, the characteristics of ephedrine would provide a good indicator of the expected chemistry, pharmacology, and toxicology. As with any mixture, the characteristics of only one, albeit major, component cannot define all of the characteristics of ephedra. However, in the case of ephedra, understanding the effects of ephedrine provides insight into the biological activities of the herb itself. The studies evaluated addressed the acute, subchronic and chronic safety, carcinogenicity, reproductive toxicity and mutagenicity of ephedrine. Where available, data related to ephedra are discussed; however, there are only limited data, so information available related to the safety of ephedrine must be relied upon. In the determination of the probable safe dose of ephedrine to which humans can safely be exposed, animal toxicology data are relied on to support the findings in clinical studies. In the absence of clinical data, a 100- to 300-fold uncertainty factor would typically be applied to animal data; however in the case of ephedrine, there is an extensive clinical database and also clinical experience with its use. Because of this, the animal data become more supportive than definitive in the assessment of safety in humans. Valid human data are considered superior to data derived from animals when assessing the potential risks to humans from exposure to chemicals; however, unlike animal experiments, where the conditions of the study (e.g., doses, duration of treatment, etc.) can be controlled and defined, observations in human subjects can suffer from bias and the lack of objective assessments. Twelve published studies are available in which the effects were examined of acute administration of ephedrine or ephedra extracts via several different routes of administration and under different experimental conditions. Particular emphasis is placed on studies conducted in rodents by NTP. LD50 values of 812 mg/kg body and 1,072 mg/kg were obtained for male and female mice respectively. No rat LD50 was reported by NTP. It is interesting to note that one study in the nonclinical literature compared the acute toxicity of ephedrine to that of botanical ephedra extract. The LD50 of the extract was 5.30 g/kg body weight/day whereas the LD50 of ephedrine was 841 mg/kg. Furthermore, the general symptoms observed with the extract were milder in nature and time to death was longer than that of with ephedrine. Although only one study was located in the literature which compared the effects of ephedra versus ephedrine, these results support the conservative assumption that ephedrine can be used in a safety assessment as a surrogate for ephedra, since the potency of ephedrine overestimates the potential potency of ephedra itself. Council for Responsible Nutrition December 19, 2000 56 Subchronic studies conducted by NTP in rodents showed that there were no deaths attributed to ephedrine sulfate toxicity. The most commonly reported clinical observations were hyperactivity and excitability with the greatest incidence in animals treated at 1,000 ppm. Compound-related reduced weight gain was observed in both sexes in both species during the 13-week studies. Like the findings in the 14-day studies, feed consumption by treated and control animals were comparable in the 13-week studies. These findings indicate that the reduced weight gain that occurred in treated animals was associated with ephedrine sulfate. The reduction in body weight gain was also observed in shorter-duration studies in obese monkeys and mice receiving ephedrine (Massoudi and Miller, 1977; Yen et al., 1981; Ramsey et al., 1998). Carcinogenicity studies were conducted by NTP for ephedrine sulfate in rats and mice for 103 weeks. Ephedrine sulfate was administered in the diet at dose levels of 0, 125, or 250 ppm for a period of 2 years. In both rodent carcinogenicity studies, mean body weights of each sex were lower than those of controls and no treatment-related tumors were observed. These results are consistent with results of the 13-week studies and the 14-day studies. In vitro and in vivo genotoxicity/mutagenicity tests performed on ephedrine sulfate or ephedra extract produced negative responses and used concentrations or dose levels which were sufficiently high to detect any changes, particularly in the NTP studies. The NTP studies, given the quality of the investigations, are used as support for the analysis of a UL based on the clinical data. Rat data were used, since mice were less sensitive to the effects of ephedrine. Thus, the use of the rat species conservatively estimates the NOAEL values. It was determined from the rat data that a NOEL could not be determined given the limited doses tested in the longer-term studies and the fact that the carcinogenicity study did not incorporate full hematological or clinical chemistry evaluations. A NOAEL value was obtained in male rats, at an average daily consumption of approximately 9 mg/kg body weight/day. Decreased body weight gains were observed at both doses in both sexes which did not affect survival or increase the frequency of adverse events. Moreover, the decreases in body weight gain were likely the effect of the ephedrine sulfate ingestion, as decreased food consumption did not adequately account for the observed decreases. In addition, the higher dose of approximately 9 mg/kg did not result in any additional effects; no additional pathology and no changes in frequency of neoplastic or non-neoplastic lesions were observed. A dose of 9 mg/kg body weight/day from the rat data extrapolated to a 60 kg person would be 540 mg/day. Council for Responsible Nutrition December 19, 2000 57 4.0 HUMAN STUDIES RELATED TO THE SAFETY OF EPHEDRA AND EPHEDRINE ALKALOIDS The analysis of the clinical database involves a review of published case reports and of clinical trials and investigations involving normal healthy individuals and special populations (e.g., obese, asthmatic, etc.). Spontaneous adverse events captured by SN/AEMS on dietary supplements containing ephedrine alkaloids are analyzed in Appendix A. Examination of clinical trials involving the use of ephedrine was limited to studies which investigated safety parameters. Pharmacological efficacy and therapeutic benefit of treatment were not assessed. While valid human data are considered superior to data derived from animals when assessing the potential risks to humans from exposure to chemicals, there are factors that must be seriously considered when reviewing and interpreting information derived from human studies. Unlike animal experiments, where the conditions of the study (e.g., doses, duration of treatment, etc.) can be controlled and defined, this is difficult in human studies. Furthermore, observational studies in human subjects often suffer from bias and the lack of objective assessments. Any such weaknesses in a study make interpretation of the results difficult. In terms of assessing the health effects of chemicals in humans, controlled, prospective clinical investigations provide the most reliable source of information. For example, it is from studies of this type that information related to the efficacy and safety of new pharmaceuticals is derived (after appropriate animal testing has defined potential risks). For most chemicals to which humans are exposed, prospective studies are unavailable, and as a result, relevant information related to their health effects must be obtained retrospectively through the use of epidemiological methods, using standard principles in an attempt to establish causation and dose-response relationships. Another source of information regarding adverse effects of agents in humans are case reports. These are typically based upon observations in individuals or small groups and they serve the very important function of alerting the medical/scientific community to possible adverse events. Individual case reports typically cannot be relied upon to establish a cause-effect relationship, but the confidence in the reported findings of individual reports increases when there is consistency in the observations among reports published by different authors. As with all scientific investigations, case-reports must be carefully reviewed for limitations in methodology and the findings interpreted in the light of the weight-of-evidence. Before considering the observational data and the clinical trial data, a number of factors must be recognized that may influence the likelihood and severity of adverse effects that occur secondary to consumption of ephedrine alkaloids. These factors include concurrent use of medications and Council for Responsible Nutrition December 19, 2000 58 other products (such as caffeine, monoamine oxidase inhibitors, methydopa, beta-receptor blocking agents) or pre-existing conditions (autonomic dysfunction) that influence the sensitivity to sympathomimetics. Persons with pre-existing renal disease, ischemic heart disease, coronary thrombosis, diabetes, glaucoma, impaired cerebral circulation, pheochromocytoma, hypertension, thyrotoxicosis, and prostatic hypertrophy are considered to be at increased risk for adverse effects from the use of ephedrine, and in many groups, use of ephedrine alkaloids is medically contraindicated (Dollery, 1991a,b,c; Hoffman and Lefkowitz, 1996). Other risk groups may include neonates and breast-fed infants secondary to maternal exposure, pregnant women, children and the elderly. These groups are potentially at risk because of their known increased sensitivity to the effects of sympathomimetic stimulation and because the potential effects of ephedrine and related compounds in these populations have not been well-studied. Co-administration of ephedrine-containing preparations with monomine oxidase inhibitors is contraindicated, as the combination may cause severe, possibly fatal, hypertension (Hoffman and Lefkowitz, 1996). The action of ephedrine is known to be affected by antacids and agents which alter the pH of urine. Of course, the cumulative dose contraindicates use of multiple products containing ephedrine alkaloids. 4.1 Adverse Event Reports from CFSAN SN/AEMS/Published Case Reports 4.1.1 Adverse Event Reports for Dietary Supplements Containing Ephedrine Alkaloids Reported to FDA SN/AEMS The available reported adverse experiences that were compiled through the Food and Drug Administration’s (FDA) Special Nutritional Adverse Event Monitoring System (SN/AEMS) for dietary supplements containing ephedrine alkaloids were evaluated as an integral component of the safety assessment of ephedra. The AERs were compiled into a database and qualitatively analyzed to examine any trends in the AERs (see Appendix A for detailed report). After extensive examination of the database, it was not possible to determine conclusively if there were any unexpected toxicological effects due to ephedrine alkaloids contained in the dietary supplements based solely on the information presented in the AERs. Rather, only a qualitative evaluation of trends in the database of AERs could be conducted. Council for Responsible Nutrition December 19, 2000 59 4.1.1.1 Data Deficiency An assessment of the 1,173 AERs reported to the SN/AEMS at the FDA revealed that 98% of the AERs did not contain complete critical information. The total daily intake of ephedra, was not reported for 80.7% of individuals. Often, the specific product that was used and its constituents were unknown, and many of these products contained other herbal ingredients. Age was not reported in ~25% of the AERs. Potential contributing factors such as pre-existing conditions and concomitant product use were not known for 44.0% and 44.7% of individuals, respectively. Other issues that were identified were elapsed time between the date of the adverse event and date reported, and contraindications within several AERs. 4.1.1.2 Basis for Selected AERs Dataset Due to the large number of AERs with missing information, 121 AERs were selected based on quantity of critical information provided. These cases were chosen based on criteria that they included information regarding age, dose frequency, amount consumed daily, duration of use, pre-existing conditions and concomitant products. These AERs were considered to contain a sufficient quantity of information to warrant detailed examination. 4.1.1.3 Demographic Characteristics The age characteristics of the 121 selected cases revealed that approximately 70% of the individuals reporting adverse events were between 21 and 50 years old, with 15% being older than 50 and 15% being younger than 20. Approximately 73% of the individuals reported to have adverse events following use of dietary supplements containing ephedra were female and approximately 27% were male. For the majority of adverse events, the race of the individual was not reported (41%) or the individual was Caucasian (55%). The demographics for the selected cases were comparable to those of the total original database (containing 1,173 individuals). 4.1.1.4 Dose and Duration Characteristics In the 121 selected cases, the majority of individuals who reported adverse events (~84%) consumed doses that included less than 150 mg ephedrine alkaloids. The majority of events were reported following use of products containing ephedrine alkaloids for longer than 1 week (~70%), and 48% had used the product for durations longer than 1 month. Council for Responsible Nutrition December 19, 2000 60 4.1.1.5 Date of Adverse Event Report It is interesting to note that there were few adverse events reported through the SN/AEMS passive surveillance reporting system following use of dietary supplements containing ephedrine alkaloids prior to 1993, and the majority of the AERs were received in 1996. Of the 121 selected cases, approximately 90% of the adverse events were reported after 1996. At approximately this time, FDA launched a media campaign that included radio and television advertisements warning the public about ephedra and its possible side effects, which may have influenced the report of adverse events. 4.1.1.6 Adverse Event Profile The types of adverse events that were reported following the use of dietary supplements containing ephedrine alkaloids were classified according to the COSTART event terms (COSTART 5TH EDITION) for both the overall database and the 121 individual cases. When classified according to the COSTART body system, the reported adverse effects following use of ephedrine alkaloids are consistent with both its promoted health benefits and its expected pharmacological actions such as central nervous system stimulant effects and cardiovascularadrenergic effects. Approximately 36 and 30% of the AERs contained nervous system and cardiovascular system effects, respectively. Of the 121 selected cases, 39% (47 of 121 cases) were considered to contain serious adverse events, including 15 cases of strokes and stroke-like symptoms, 13 cases of seizures, 15 cases of cardiac arrest, and 2 individuals who collapsed. However, this percentage is considered to contain an artificially large proportion of serious cases because the 121 cases were selected based on the quantity of information that they included and only serious cases were followed-up by the FDA. None of these serious adverse events could be attributed solely to the ephedrine alkaloid contained in the dietary supplement. None of the consumed dietary supplements contained pure ephedra, and it is likely that some were not manufactured under the good manufacturing practices regulations that would be applicable for OTC products. Some products contained more than 9 different herbal ingredients. Of the selected 121 cases, less than 30% of individuals reported taking no other medications or concomitant products. The primary types of other products that were consumed by the individuals who reported adverse events included drugs affecting the central nervous system (~30%), such as antidepressants, caffeine, and nicotine, as well as other dietary supplements (~32%), such as other herbal products and vitamins. Due to the potential pharmacological actions of ephedrine alkaloids, it would be expected that concomitant use of sympathomimetic agents (including heart and asthma medications) and stimulants (including caffeine) could lead to Council for Responsible Nutrition December 19, 2000 61 additive effects. While the percentage of individuals reporting adverse events following use of dietary supplements containing ephedrine alkaloids who were treated concomitantly with these types of medications was comparable to the percentage of those who did not take any concomitant products, it is difficult to draw conclusions regarding the potential sensitivities of these populations from these data. Again, a limitation of the analysis of AERs is that it does not allow for a control population who took similar types of concomitant products to compare if they experienced similar adverse events. Of the 121 cases that were chosen for evaluation based on the availability of detailed information there were 8 deaths (5.8%). Of the 8 deaths that were a part of the 121 selected cases, 1 occurred in an automobile accident, 6 were cardiovascular in origin, and 1 spontaneous abortion. Of the 6 cardiovascular deaths, 5 were in males and 1 was in a female. All 5 males were using dietary supplements containing ephedra as an athletic performance enhancement. Autopsies revealed that 1 patient had atherosclerotic cardiovascular disease and another had myocardial disease due to chronic catecholamine use. Neither of these deaths can therefore be directly related to ephedra use as their pre-existing conditions made them at high risk for a cardiovascular event. Of the 5 male deaths in this group who consumed dietary supplements containing ephedrine alkaloids to increase athletic performance, 4 of the 5 individuals were using other performance enhancing products, such as caffeine, and so their deaths cannot be directly attributed to the use of ephedra. The remaining individual who did not report using other supplements suffered from asthma, which is a contraindication for the use of ephedra in OTC products due to potential additive beta adrenergic effects. In addition, there was 1 death of a female that also was reported in this group. However, this individual had been taking Phen-fen during the last year prior to her death. In addition to being obese, she also had suffered blood clots during the birth of her child 5 months prior to the death. While the cause of death was unreported, she would have been at high risk for cardiovascular complications, and there is no evidence that the death was caused by ephedra use. There was spontaneous abortion that occurred at 13 weeks of gestation. This mother had been taking a dietary supplement containing ephedra throughout the pregnancy. However, she also reported consuming other herbal products for which any ingredient lists were not provided. Given the lack of data in this AER, it is not possible to draw conclusions from this event and relate them to the safety of the ephedra contained within the product. While there have been several deaths that have been reported after the use of dietary supplements containing ephedrine alkaloids, these have been complicated by the concomitant use of products, which may have an effect, as well as pre-existing conditions that had a high risk attributed to Council for Responsible Nutrition December 19, 2000 62 them. In none of these cases can the conclusions be drawn that the use of ephedra contributed to the cause of death. There were 8 serious AERs that were reported for individuals who had used dietary supplements containing ephedrine alkaloids with no pre-existing conditions or concomitant products. This value represents 6.7% of the 121 AERs that were considered to contain sufficient quantity of information for scientific analysis of trends. Despite this, there is not enough information to do a detailed analysis of each of these individuals (i.e., complete hospital records), and therefore, specific conclusions can not be drawn as to the role of ephedra in these reactions. An examination of group characteristics among individuals using the products to increase weight loss and those who for enhancement of athletic performance was evaluated. The majority of individuals reporting adverse events after using an ephedra containing product for weight loss were females, whereas males accounted for the majority of events reported in the enhancement of athletic performance group. This would reflect the demographics of those members of the general population that would be using the ephedra supplements. Within the population using ephedra for weight loss, 51.1% of the adverse events reported were related to the nervous system and 48.9% were related to the cardiovascular system. The symptoms recorded in these reports are consistent with the known effects of ephedra and the promoted health benefits. In the population who were ingesting ephedra for the enhancement of athletic performance, 66.7% of the adverse events were found in the nervous system and 33.3% were attributed to the cardiovascular system. As individuals using dietary supplements containing ephedrine alkaloids to enhance athletic performance would be expected to be more concerned about cardiovascular and aerobic health than individuals using dietary supplements containing ephedrine alkaloids to increase weight loss, this may, in part, explain the differences in the incidences of cardiovascular versus nervous system adverse events that were reported by these 2 groups. As with the weight loss group, the symptoms recorded in these reports are consistent with the known effects of ephedra. While the individuals related these effects as adverse, in most cases they were well described pharmacological effects of ephedra that have been published in the scientific literature that the general public may not be aware of and hence reported them. 4.1.1.7 Summary of AERs Reported to FDA SN/AEMS While passive AER surveillance systems are generally regarded as a conservative estimate of the incidence of adverse experiences with marketed products, the small number of reports for ephedra in comparison to its wide availability indicates that it has a good margin of safety in the general population. Surveys indicate that approximately half of the citizens in the U.S. use Council for Responsible Nutrition December 19, 2000 63 dietary supplements, and approximately 2 to 3 billion doses of dietary supplements containing ephedrine alkaloids are consumed per year (GAO, 1999; AHPA, 2000). A total of 1,173 AERs for over 2 to 3 billion doses indicates that there is good margin of safety for dietary supplements containing ephedrine alkaloids in the general healthy population, when taken as recommended. The non-life threatening adverse effects that were reported were attributable to the pharmacological actions of ephedra, and none of the serious adverse events could be directly (causally) related to the use of ephedra containing products. However, it is logical that specific factors such as pre-existing medical conditions (e.g., cardiovascular problems) or concomitant use of sympathomimetic agents (e.g., caffeine) could lead to serious adverse effects and the use of these types of products (including dietary supplements containing ephedra or other stimulants) should be avoided. 4.1.2 Published Case Reports Knowledge about an adverse effect typically starts out as a signal of a possible problem, usually identified through spontaneous reports of a suspected adverse reaction. These signals serve an important function in alerting the medical/scientific community to possible adverse events. These signals are subject to verification in an iterative fashion either through further reports or studies of its biological plausibility, which could be quantitated with epidemiological or experimental clinical studies. In the determination of a cause-effect relationship between the purported adverse event and the agent, one must consider that the clinical event may be associated with a number of factors, such as concomitant intake of other agents, diseases, diet, genetics and the environment, which might contribute to the adverse event. The criteria for the development of causality are summarized in Table 4.1.2-1. Individual case reports typically cannot be relied upon to establish a cause-effect relationship, but the confidence in the reported findings of individual reports increases when there is consistency in the observations among reports published by different authors. As with all scientific investigations, case-reports must be carefully reviewed for limitations in methodology and the findings interpreted in the light of the weight-of-evidence. Table 4.1.2-1 Criteria for Development of Concepts of Causality Criteria for Development of Concepts of Causality 1 Consistency of an association Strength of an association Council for Responsible Nutrition December 19, 2000 64 Table 4.1.2-1 Criteria for Development of Concepts of Causality Criteria for Development of Concepts of Causality 1 Specificity of an association Appropriate temporal relationship of an association Biological plausibility of an association Evidence of prior experience, analogous to the consistency of an association Effect of dechallenge and rechallenge relative to disappearance and reappearance, respectively, of a suspected event, implicitly testing the strength of the association in character and time Consideration of confounding or other causal factors, roughly similar to a converse specificity criterion 1 Adapted from Jones, 1992 The published case reports were divided into two groups, 1) case reports related to abuse/misuse and 2) spontaneous case reports which were not related to misuse/abuse. Criteria to classify an abuse/misuse situation included use of very large doses, chronic exposure to relatively large dosages of ephedrine, and/or abuse intent. The therapeutic dose for ephedrine is 15 to 60 mg given 3 times daily (Dollery, 1991a). Case reports are briefly summarized by reaction displayed. Full case report summaries are located in Appendix B. 4.1.2.1 Psychiatric Reactions Psychosis has been reported following abuse of ephedrine and has been known since 1968 by Herridge and A’Brook, who described ephedrine-induced psychosis. Later reports of ephedrineinduced psychosis and mania were also reported (Roxanas and Spalding, 1977; Whitehouse and Duncan, 1987; Loosmore and Armstrong, 1990). The psychosis is similar to the psychosis induced by amphetamines characterized by paranoia with delusions of persecution and auditory and visual hallucinations which is generally time limited for ephedrine use (Jacobs and Hirsch, 2000). The relevance of this adverse event to a typical dietary supplement user is low, since these events were usually related to very significant overdose and prolonged use. Capwell (1995) and Doyle and Kargin (1996) reported psychiatric illness in two patients with no history of mental illness. The duration of exposure was limited to 10 days and 1 month, where the exact dose of ephedrine was unknown in both cases. Upon discontinuation of the product, the patients recovered without sequellae. In cases involving asthmatic individuals, many of the psychosis cases were the result of individuals taking products containing ephedrine initially for relief of Council for Responsible Nutrition December 19, 2000 65 asthma or other respiratory conditions. Chronic administration of ephedrine results in down regulation of -receptors and decreased bronchial responsiveness, which has reduced and limited its utility for this indication (Neve and Molinoff, 1986). As the recommended dose (15 to 60 mg, 3 times/day) becomes less efficacious, there is a tendency to increase the dose, and either psychosis results from the acute increase, or psychosis occurs from the long-term abuse of ephedrine due to the stimulant effects experienced at the higher dose levels. The extremely elevated daily dose level was between 2.6 g to 6.6 g/day in this subset of case reports. Psychiatric disorders have more frequently been attributed to other ephedrine class alkaloids, which have important differences in pharmacology, such as pseudoephedrine (Dalton, 1990), phenylpropanolamine (Puar, 1984; Lake et al., 1990a,b; Dewsnap and Libby, 1992; Mendez, 1992; Clovis, 1993). 4.1.2.2 Cerebrovascular Effects Bruno et al. (1993) reported 3 case reports of ephedrine related stroke. In all 3 case reports, certain risk factors were identified which may have contributed to the stroke, such has excessive quantities of ephedrine (150 mg/daily greater than manufacturer recommended maximum), and history of drug abuse. The authors reported that use of excessive quantities of ephedrine may be an important stroke determinant; however, the use of ephedrine according to manufacturer’s recommended dosages (exact dosage not indicated) was not a risk for stroke. Furthermore, Matthews et al., 1997 reported a case of stroke in a 19-year old female from intentional overdose of ephedrine in an attempted suicide attempt. Stroke has not been reported in the peer-reviewed literature at recommended doses. Many cerebrovascular events have been attributed to ephedrine; however, it would be more accurate to attribute these events to other ephedrine class alkaloids, which have important differences in pharmacology, such as pseudoephedrine (Loizou et al., 1982), phenylpropanolamine (Bale et al., 1984; Kizer, 1984; Edwards et al., 1987; Glick et al., 1987; Maertens et al., 1987; Lake et al., 1990a,b) and even methylephedrine in BRON®, which is intentionally used as a psychostimulant for its hallucinatory paranoid state which occurs after short-term usage of relatively small amounts of this preparation in Japan (Ishigooka et al., 1991). There has been one published case of intoxication involving BRON® in North American even though BRON® is not available (Levine et al., 1993). 4.1.2.3 Renal Effects Nephrolithiasis (kidney stones) has been associated with chronic ephedrine intake and/or abuse. Blau (1998) reported a case of a 24-year old man who had taken 1,000 to 3,000 mg/day of ephedrine for several years. The stone passed and analysis revealed ephedrine. Nephrolithiasis Council for Responsible Nutrition December 19, 2000 66 was reported in a patient using an energy supplement containing ma huang extract (Powell et al., 1998). A 27-year old white man was evaluated for his nephrolithiasis. Kidney stones were removed and evaluated for content. Three compounds, namely ephedrine, norephedrine and pseudoephedrine were observed in each of the kidney stone extracts. The energy supplement contained ma huang extract (170 mg/tablet), which was 6% ephedrine (10.2 mg ephedrine/tablet), and the patient admitted to taking between 4 and 12 tablets a day (total ephedrine intake 41 to 122 mg/day). Subsequent to this case report, an evaluation was initiated by the authors to study kidney stones with a similar ephedrine composition. Two hundred survey kidney stones were characterized by ephedrine metabolite, from a total of 166,466 stones which were archived at a laboratory for future reference purposes. The incidence of ephedrine metabolites was calculated at an incidence of approximately 0.064%. Deficiencies include the finding that the analytical technique could not differentiate ephedrine from pseudoephedrine. In addition, a survey was sent to these 200 individuals; however, only 15 returned questionnaires were received which have significant impact on the findings and conclusions. Six of 15 surveys reported some use of ephedrine, and 7 of 15 surveys admitted to abuse, often greater than 25 tablets of the various available preparations daily. One patient admitted to consuming up to 500 mini-thin tablets (60 mg pseudoephedrine each) daily for several years. It is not known how many of these stones were associated with the use of herbal ephedrine-containing products. One case report on urinary retention was presented and reviewed (Glidden and DiBona, 1977). A 12-year old boy had taken an oral combination drug containing 25 mg ephedrine, 130 theophylline and 10 mg hydroxyzine 2 to 3 times/day (50 to 75 mg/day of ephedrine) for treatment of bronchial asthma and allergic rhinitis. Following a few weeks on treatment, urinary retention was experienced. The patient discontinued the treatment and was asymptomatic. Urinary retention is a pharmacodynamic effect of ephedrine and has been further documented (Beck et al., 1992). 4.1.2.4 Cardiovascular Effects Cardiomyopathy from cocaine and methamphetamine occurs from chronic exposure to abnormally high levels of circulating catecholamines which can cause damage to the heart (Karch et al., 1995). Ephedrine related cardiomyopathy also has been reported; however, these cases have been reported in individuals who have taken significant doses above the recommended dosages for prolonged durations of time (Van Miegham et al., 1978; To et al., 1980; Gualtieri and Harris, 1996). In the 3 cases reviewed, a 35-year old asthmatic had taken progressively increased amounts of ephedrine for 20 years up to doses of 400 mg/day, 1 woman had taken up to 540 mg/day of ephedrine for 10 years, and the third case involved a 28-year old obese women Council for Responsible Nutrition December 19, 2000 67 smoker, who took 2,000 mg/day for 8 years. In all cases, angiography was not performed. Amelioration after cessation of ephedrine treatment was reported. Myocardial infarction was reported in a 25-year old man subsequent to injecting himself intravenously with a solution he thought to be amphetamine (Cockings and Brown, 1997). The concentration of ephedrine he used and injected was not quantitated. He was symptom free 1 month after the episode. Weesner et al. (1982), Snook et al. (1992), and Burkhart (1992) all report on cases of intentional overdose. The intake described in these case reports involved doses between 450 mg and 17.5 g of ephedrine which resulted in tachydysrrhythmias. Recovery was reported for all cases. Zahn et al. (1999) reported cardiovascular toxicity after ingestion of herbal ecstasy in a 21-year old male. Four capsules reported to contain ephedrine, ginseng, kola nut, and nutmeg, were taken together with a glass of alcohol and a marijuana cigarette. The urine screen was positive for ephedrine or pseudoephedrine, cannabinoid, traces of opiate and caffeine. The authors suggested the possibility of effects contributed by caffeine toxicity should be considered, and reported that the combination of caffeine in combination with ephedrine may show additive effects. Herbal ecstasy is a product whose name implies a misuse intention. Furthermore, the concomitant use of alcohol together with marijuana confounds the analysis of the safety of ephedrine use. A case of hypersensitivity myocarditis was associated with ephedra use (Zaacks et al., 1999). A review of the literature determined that this was the first case associated with ephedrine and myocarditis. The patient improved subsequent to clinical treatment of myocarditis and withdrawal of the herbal supplement which was reported to contain 7 mg/tablet of ephedrine (total per day was 21 mg). The patient was diagnosed 2 years previously with hypertension which is a known contraindication and likely contributed to the hypersensitivity myocarditis experienced in this patient. Haller and Benowitz (2000) have recently published an evaluation of the AERs that FDA released in March 2000. This evaluation is essentially the same as their review released by FDA along with the newer AERs. Their conclusion that a significant number of the AERs for vascular events were causally related to consumption of ephedra includes a strong emphasis on biological plausibility, as necessitated by the insufficient information available on the dose response relationships. Council for Responsible Nutrition December 19, 2000 68 4.1.2.5 Fatality In 1997, a body building college student died suddenly (Theoharides, 1997). Autopsy revealed myocardial necrosis and cellular infiltration. It was reported that the student took ephedrinecontaining tablets. His medical history did not include any known risk factors. Analysis of blood and urine revealed no ephedrine in blood, but small amounts (16 g/dl ephedrine) in the urine were suggested to be representative of about 5% of the original blood level (ephedrine is excreted mostly unchanged in the urine with a half life of about 7 hours). The original blood level was estimated by “back calculation” at 3 mg/L, reported to be within the range associated with some ephedrine-associated fatalities. This case report has been the subject of much speculation, but ephedrine intake at quantities which are unknown is thought by some to have some part in the death of this otherwise healthy college student; however, the extent of ephedrine involvement is uncertain and is still debated in the published literature. Garriott et al. (1985) reported 5 cases of fatal overdose from caffeine-containing “look-alike” drugs. “Look-alikes” is a term used to describe widely available non-prescription drugs sold as appetite suppressants or stimulants. Three of the cases had taken caffeine/ephedrine combinations, and 2 had taken caffeine only. All 5 cases had lethal concentrations of caffeine detected in the blood (130 to 344 mg/L) and also 3 had high ephedrine concentrations from 3.5 to 20.5 mg/L. Caffeine and ephedrine were detected in overdose quantities in the blood and other organs tested in 3 cases, and the other 2 had caffeine in overdose quantities in the blood along with ethanol in 1 and diazepam and ethanol in the other case. Blood concentrations of 79 to 181 mg/L have previously been reported in caffeine fatalities (Baselt, 1982b). Caffeine concentrations in blood resulting from coffee or caffeine-containing beverages, are usually less than 10 mg/L. After oral ingestion of 120 mg of caffeine, peak plasma concentrations range from 2.0 to 4.0 mg/L (Baselt, 1982b). The ephedrine concentrations in the 3 fatalities with caffeine/ephedrine combinations were 3.49, 7.85, and 20.5 mg/L, respectively. In only 1 of the cases, a dose form was available for quantitative analysis. In this tablet, 113 mg of caffeine and 25 mg of ephedrine were found. Dosages could not be ascertained in any of the fatalities; however, all involved large overdoses. Four of the cases were ruled as suicides as manner of death, and the fifth case was considered to have been an accidental death due to drug abuse. 4.1.2.6 Interactions Dawson et al. (1995) reported on a 28-year old woman following ingestion of a tablet which was reported to contain 18.31 mg of ephedrine, 30 mg of caffeine and 100 mg of theophylline. The patient had taken the product for a wheezy cough; however, only a day earlier she discontinued a Council for Responsible Nutrition December 19, 2000 69 monoamine oxidase inhibitor (MAOI) treatment for atypical depression. She developed encephalopathy, neuromuscular irritability, hypotension, sinus tachycardia, rhabdomyloysis, and hyperthermia. The interaction between ephedrine and MAOI was concluded to be the cause of the effects. 4.1.2.7 Other Effects Lustik et al. (1997) reported a case of ephedrine-induced coronary artery vasospasm in a patient with prior cocaine use. The use of intravenous ephedrine for anesthesia resulted in ventricular tachycardia which was thought to be related to the chronic cocaine. Intravenous ephedrine is not relevant for dietary supplement users who ingest ephedrine in a tablet form. In a related case report, Hirabayashi et al. (1996) reported coronary artery vasospasm after ephedrine use in a patient with high spinal anesthesia. Nadir et al. (1996) reported a case of hepatitis in a 33-year old woman taking a Chinese medicine product containing ma huang. No composition information on the product was available. The hepatitis was associated with ingestion of the product, due to the temporal relationship, and the worsening following re-challenge with the product. It was reported that the authors performed a literature search and communicated with FDA to find whether any other reports of liver injury were available. No such information was found. The authors proposed that the ma huang product the patient used may have contained some other ingredient or contaminant or was misidentified. This is an important possibility, which should not be overlooked. Mistaking poisonous plants for beneficial herbs has resulted in deaths (Fugh-Berman, 1997). Martinez et al. (1993) reported generalized dermatitis in a 64-year old woman with recurrent generalized maculpapular eruption following the intake of a nasal decongestant. The nasal decongestant was reported to contain ephedrine, pseudoephedrine, and phenylpropanolamine (concentrations not specified). Lesions cleared within 1 week of discontinuation of treatment. The authors concluded that the administration provoked her cutaneous lesion; however, a negative patch test was found with ephedrine. 4.1.2.8 Summary of Published Case Reports The adverse effects reported in these cases of abuse/misuse are not surprising, given the pharmacological activity of ephedrine at these chronic, extremely high doses, which are many times the anticipated dose levels, even for prescription ephedrine intake. Ephedrine is expected to stimulate heart rate, as well as cardiac output. Analysis of the published literature revealed Council for Responsible Nutrition December 19, 2000 70 that the following adverse events were reported in abuse situations; psychosis, cardiopathy, stroke, and nephrolithiasis. The relevance of these adverse events to typical dietary supplement users is low, since these events usually occurred at very high doses and prolonged use. In chronic abuse cases, the duration of abuse was up to 30 years. In the majority of the abuse cases, the usual dosage was approximately 240 to 450 mg/day. In case reports involving asthmatic individuals, the usual daily dose level was between 2.6 g to 6.6 g/day. In abuse situations involving intended suicide attempts and drug addiction/experimentation, dosages up to 17.5 g of ephedrine intake have been reported. In the literature, statements regarding ephedrine alkaloids sometimes consider them to be synonymous, which implies that the pharmacological activity of a particular alkaloid is equipotent with one another and that the toxicity of all optical isomers is equivalent, which is not the case. In general, all the ephedrine alkaloids contained in ephedra show significant stereoselective differences with regard to pharmacokinetic and pharmacodynamic effects. All have effects on the cardiovascular and respiratory system, but not to the same degree. It is important to note that the pharmacokinetic and toxicokinetic behavior of any isomer cannot be used to predict that of any other ephedrine alkaloid isomer. Adverse events reported for a particular ephedrine alkaloid isomer are used to demonstrate that ephedrine could also have the same adverse reaction despite the absence of specific data with ephedrine. Review of the case reports classified as spontaneous (i.e., not related to abuse/misuse of ephedrine) revealed that many of the adverse events were known responses to the pharmacological activity of ephedrine, together with a number of factors, such as pre-existing health condition and concomitant use of other drugs. In some case reports, causal relationships could not be established due to limitations such as product identification and characterization (e.g., dosage levels). Urinary analysis of ephedrine was not consistently conducted in subjects to confirm ephedrine intake. In the majority of the spontaneous case reports, no irreversible damage was reported, and all subjects recovered. The published fatalities have been the subject of much debate. 4.2 Clinical Studies In the data evaluation process, high quality human data are usually considered superior to data derived from animals when assessing the potential risks to humans from exposure to chemicals. The clinical database included two sets of data, observational case reports and clinical investigations involving ephedrine intake. Observational data in the form of case reports were Council for Responsible Nutrition December 19, 2000 71 evaluated for their usefulness in developing hypotheses/relationships between exposure and effect. The clinical studies provided an opportunity to assess the safety and tolerability of ephedrine intake in fairly diverse populations; however, the focus of these studies was typically efficacy. Taken collectively, they are of sufficient quality and consistency to draw certain conclusions regarding the safety of ephedrine. Only those clinical studies in the literature with adequate evaluation of safety/tolerability parameters were used. Clinical studies in healthy human subjects and obese subjects who are healthy are included. Table 4.2-1 is an index of all clinical studies reviewed. Section 4.2.1 reviews the literature pertaining to healthy individuals. Section 4.2.2 reviews the literature pertaining to healthy individuals given ephedrine and tested under exercise/physical parameter conditions. Section 4.2.3 reviews the literature pertaining to individuals classified as obese but determined to be healthy otherwise. Section 4.2.4 reviews literature pertaining to ephedra or ephedrine use in asthmatics, Section 4.2.5 reviews a study conducted in hypertensive patient population, and Section 4.2.6 reviews a study conducted in a smoking population. These studies provided an opportunity to assess the safety and tolerability associated with ephedrine use in fairly diverse populations. Randomized, double-blind, placebocontrolled studies are considered the least likely to result in bias. Council for Responsible Nutrition December 19, 2000 72 Table 4.2-1 Frequency and Total Dose (mg/day) Index of All Clinical Studies Reviewed Duration Number of Subjects (Gender) Reported Results Reference Acute Normal Healthy Studies 3 times/day: 150 mg 24 hours -10 healthy subjects (6 male and 4 female) -double-blind, randomized, placebo-control, 2-period crossover study -all subjects underwent a thorough clinical examination, ECG, admission urinalysis and blood work -7 subjects taking ephedrine reported the following reactions: difficulty sleeping (n=5);increased/stronger heart beat (n=4);decreased appetite (n=3) -all subjects completed study, and no serious adverse effects reported Shannon et al., 1999 Once/day; 25 mg 24 hours -10 healthy subjects (5 male and 5 female) -double-blind, randomized, crossover study with 4 phases -eligibility determined by results of a medical history, brief physical examination, medication history, and a pregnancy test for females -candidates who were in good health, not pregnant, and not taking continuous medications were selected -all subjects experienced minor side effects such as tachycardia, anxiety, headache, irritability, insomnia and loss of appetite (frequency was not reported) -all subjects completed study with no major side effects reported Gurley et al., 1998a Council for Responsible Nutrition December 19, 2000 73 Table 4.2-1 Frequency and Total Dose (mg/day) Index of All Clinical Studies Reviewed Duration Number of Subjects (Gender) Reported Results Reference Twice/day: 38.8 mg 24 hours -12 healthy nonsmoking subjects (6 male/6 female) -test article and meals were administered by study investigators -caffeine intake was monitored -no adverse effects were noted by any of the 12 participants during both monitoring phases with respect to cardiovascular effects -6 of 12 participants demonstrated a statistically significant increase in mean 12hour heart rate after receiving ma huang -3 participants had a slight increase in heart rate which was not statistically significant and 3 remained unchanged from baseline. -4 participants experienced statistically significant increases in systolic blood pressure which was not associated with clinical signs - heart rate increased in 6 participants during the first 3 hours of administration interval from approximately 72 bpm to 81 bpm; although statistical significance was met, no participant described symptoms or tachycardia or palpitations -the cardiovascular findings in this study indicate moderate pharmacodynamic effects observed, but the dosage of 19.4 mg was not large enough to elicit significant cardiovascular changes in all participants White et al., 1997 Once/day : 30 mg 24 hours -9 health male volunteers -heart rate and blood pressure showed a progressive small increase resulting in a mean increase of 5 beats/min -systolic blood pressure was shown to increase significantly in all treatments of 14 mm Hg, but taking into account changes in placebo group, showed only 99 mm Hg different -diastolic blood pressure was not significantly changed following ephedrine administration -no adverse effects were reported in this study Liu et al., 1995 Council for Responsible Nutrition December 19, 2000 74 Table 4.2-1 Frequency and Total Dose (mg/day) Once/day: 10, 20, 40 mg ephedrine Index of All Clinical Studies Reviewed Duration 24 hours Number of Subjects (Gender) -12 healthy subjects (6 male and 6 female) 100, 200, 400 mg caffeine Reported Results -diastolic blood pressure did not change after ephedrine intake -at 40 mg there was an increase of 5 mm Hg in systolic pressure -heart rate increased dose-dependently after ephedrine intake -effects were not more frequent following the ephedrine doses than after placebo administration (data not shown) Reference Astrup and Toubro, 1993 -caffeine at doses up to 200 mg/day had only modest and clinically irrelevant effects on blood pressure and heart rate -no adverse effects were reported in the subjects -caffeine at 400 mg/day had some clinical effect; however, details were not provided. Ephedrine + caffeine : -10 mg:100 mg -20 mg:100 mg -20 mg:200 mg -ephedrine and caffeine mixtures resulted in an average 5 to 7 mm Hg increase compared to placebo, which was greater than the predicted additive value -E+C 20mg:100 mg and 20 mg:200 mg increased heart rate slightly more than placebo, while 10 mg:200 mg was without significant effect -no information on adverse effects were reported for this group. Once/day: -10 mg, 20 mg ephedrine 24 hours -6 lean healthy subjects (3 male and 3 female) -at both ephedrine doses, increased in heart rate more than placebo -systolic blood pressure was minimally changed with no statistical significance -adverse effects were assessed, and none were reported -mixtures (10 mg ephedrine/200 caffeine; 20 mg ephedrine/100 caffeine and 20 mg ephedrine/200 caffeine) resulted in statistical changes in systolic blood pressure. Diastolic diastolic blood pressure increased in 20/200 and 10/200. Astrup et al., 1991 24 hours -43 healthy subjects; 22 females and 21 males -ephedrine significantly increased systolic blood pressure and heart rate -information on adverse effects was not reported Kuitunen et al., 1984 -combinations (eph/caff) -10 mg:200 mg -20 mg:100 mg -20 mg:200mg Once/day: -30 mg, 40 mg ephedrine Council for Responsible Nutrition December 19, 2000 75 Table 4.2-1 Frequency and Total Dose (mg/day) Index of All Clinical Studies Reviewed Duration Number of Subjects (Gender) Reported Results Reference Once/day: -60 mg, 90 mg ephedrine -4 healthy subjects -ephedrine increased diastolic blood pressure at 60 or 90 mg/day -not enough statistical power to continue this study Drew et al., 1978 Once/day: -50 mg ephedrine -12 healthy subjects -no changes in diastolic blood pressure at doses up to 50 mg/day Bye et al., 1974 Initial enrollment: Active = 83; Placebo=84 ACUTE PHASE Boozer et al., 2000 Obese Subjects Three/day: 90 mg/day ephedrine alkaloids in ephedra + 192 mg/day caffeine Obese healthy individuals: sex not specified. Acute Phase 1-4 Weeks Chronic Phase 6 months - systolic blood pressure was greater at week 4 in the Active group -initial heart rate in the Active group was significantly less than Placebo, while at week 4 Active showed statistically significant increase in heart rate -no significant change for ventricular events, or tachycardia Active = 69; Placebo=68 -Active Group:46 CHRONIC PHASE -Placebo Group: 38 -self-reported symptoms in Active consisted of dry mouth, heart burn, insomnia and diarrhea Boozer et al., 2000 -symptoms such as chest pain, palpitation, irritability, nausea and constipation were similar among Active and Placebo group. -it was reported that blood pressure was transiently increased and heart rate persistently increased; however, cardiac arrhythmias were not increased. Abstract findings, full study details and findings are pending publication Council for Responsible Nutrition December 19, 2000 76 Table 4.2-1 Frequency and Total Dose (mg/day) Three/day: 36 mg/day ephedrine + 120 mg/day caffeine Index of All Clinical Studies Reviewed Duration 6 weeks Three/day: 72 mg/day ephedrine + 240 mg/day caffeine Number of Subjects (Gender) Obese, healthy individuals, sex not specified 26 enrolled: 15 continued Reported Results -no serious adverse events occurred Reference Huber, 2000 -general symptoms such as cardiovascular, skin, urinary tract, musculoskeletal, sexual function, nervous system, endocrine/metabolic, gastrointestinal and respiratory system were assessed for adverse events -a thorough metabolic check list was also evaluated -it was reported that there were no significant increases in blood pressure or heart rate, or other cardiovascular changes Placebo 26 enrolled: 19 continued Huber, 2000 Three/day: 36 mg ephedrine 21 enrolled: 14 continued Huber, 2000 Three/day: 72 mg/day ephedrine + 300 mg/day caffeine 21 enrolled: 14 continued Council for Responsible Nutrition December 19, 2000 26 enrolled;19 continued 77 Table 4.2-1 Frequency and Total Dose (mg/day) Three/day: 30 mg ephedrine + 300 mg caffeine (given to individuals <80 kg) Index of All Clinical Studies Reviewed Duration 20 weeks Number of Subjects (Gender) Obese adolescents. Placebo: 13 Active: 16 (not specified which group, low or high given) Three/day:60 mg ephedrine + 600 mg caffeine (given to individuals >80 kg) Reported Results -side effects were negligible and did not differ between ephedrine/caffeine mixture and placebo Reference Molnár et al., 2000 -hemoglobin, hematocrit, white blood cell and platelet count, ASAT, LDH, bilirubin, ALP, serum albumin and creatinine were in the normal range in all patients at baseline and remained there at weeks 8 and 20. -blood pressure and heart rate values showed no significant changes during the trial in either group. -withdrawal symptoms following termination of dosing were monitored and were reported as mild, and transient, and their frequencies were not different between ephedrine/caffeine mixture and placebo 6 months Twice/day: 48 mg/day ephedra Twice/day: 24 mg/day ephedra Twice/day: 72 mg/day ephedra+200 mg caffeine Council for Responsible Nutrition December 19, 2000 Obese healthy individuals, sex not specified N=20 -adverse symptoms reported during the course of study were stated to be at an extremely low frequency Huber, 1999 -neither systolic nor diastolic blood pressure increased while the subjects were on ephedra-containing or caffeine-containing dietary supplements N=44 N=58 78 Table 4.2-1 Frequency and Total Dose (mg/day) Index of All Clinical Studies Reviewed Duration Number of Subjects (Gender) Reported Results Reference Once/day: 72mg ephedrine + 240 mg caffeine -8 weeks -67 obese subjects (sex not specified) -in subjects who completed the study, the treatment vs. placebo resulted in; -dry mouth (5 vs. 1) -heart palpitations (2 vs. 2) -blood pressure (>20 treatment) -systolic (2 vs. 0) -diastolic (1 vs. 1) -insomnia (9 vs. 2) -constipation (1 vs. 4) -extra menstrual bleeding (1 vs. 2) -drop-outs reported included heart palpitations, irritability, increased systolic blood pressure Nasser et al., 1999 Once/day: Group I: placebo -10 days -27 obese women otherwise healthy, n=9 per group. -no cardiac disturbances or arterial hypertension before test -no change in systolic pressure, cardiac load or peripheral resistance -diastolic pressure and heart rate were increased in group III compared to control -information on adverse effects was not reported in the study Waluga et al., 1998 Group II: 50 mg ephedrine + 400 caffeine Group III: 50 mg ephedrine + 400 mg caffeine +10 mg yohimbine Council for Responsible Nutrition December 19, 2000 79 Table 4.2-1 Frequency and Total Dose (mg/day) Index of All Clinical Studies Reviewed Duration Number of Subjects (Gender) Reported Results Once/day: 5 treatment groups: -ephedrine (50 mg) -ephedrine (50 mg)+ caffeine (150 mg -ephedrine (50 mg) + ASA (330 mg) -ephedrine (50 mg) + caffeine (150 mg) + ASA (330 mg) -placebo -12 weeks -163 healthy premenopausal obese women -placebo-controlled, double blind design -heart rate, blood pressure, clinical signs were assessed -energy expenditure, blood glucose, triglycerides, total cholesterol, HDL, DLL evaluated -Exclusion criteria: hypertension, heart disease, gastric ulcer or other serious medical conditions -cholesterol, DLL and glucose were decreased in all groups but were increased in the placebo group -the authors concluded that treatment with ephedrine, caffeine and ASA improved fat loss and health risk factors in obese women -study design stated that symptoms were evaluated and monitored; however, no information on adverse effects was reported Moheb et al., 1998 3/day: 60 mg ephedrine + 600 mg caffeine -15 week study n=50 in ephedrine/ caffeine group n=38 who completed trial -effects were reported in 54% of the treatment group -central nervous system side-effects, especially agitation -effects were most prevalent during the first month of treatment but subsided markedly as study progressed -rapid decline in events after first week of treatment -drop outs complained of vomiting, abdominal pain, tremor, palpitations and syncope, vertigo, nausea and insomnia. All symptoms disappeared after cessation of trial -no serious adverse effects were reported during the study Breum et al., 1994 -15 week follow-up period -85 patients were included in follow up -9 in the ephedrine/caffeine group complained of transient ADRs -no serious side-effects were observed during the follow-up study Breum et al., 1994 Council for Responsible Nutrition December 19, 2000 Reference 80 Table 4.2-1 Frequency and Total Dose (mg/day) Index of All Clinical Studies Reviewed Duration Number of Subjects (Gender) Reported Results Reference Herbal formulation (dose information not specified and limited report due to abstract) -4 week -100 patients -double-blind, placebo, crossover protocol -100 subjects randomly assigned to placebo or treatment -body composition tests, blood chemistry, resting heart rates and blood pressures were obtained weekly with self reports of energy -it was reported that there were no significant changes in blood pressure or resting heart rates Kaats and Adelman, 1994 3/day: 60 mg ephedrine:600 mg caffeine -8 week -41 obese but otherwise healthy women -placebo-control, double blind design -effect of caffeine and ephedrine treatment on a low calorie diet -plasma total and HDL cholesterol and triglyceride concentrations were assessed basally on the day before the start of the diet period and on the 4 th and 8th weeks during dieting Buemann et al., 1994 Twice/day: 100 mg ephedrine -1 week -27 obese adolescents -screened for endocrine disorders, medication, smoking status, drinking status and exercise fitness -the thermogencic effect of ephedrine was investigated -it was reported by the study authors that side effects were not observed Molnár, 1993 3/day: Phase I Study: 75 mg ephedrine + 150 mg caffeine + 330 mg ASA (for first 4 weeks) -8 weeks -11 subjects in ephedrine, caffeine, ASA group -effects reported in 3/11 subjects were transient jitteriness, dry mouth and constipation -the study reported that there was no significant difference in frequency in any adverse effects, which did not persist -no significant changes were observed in systolic blood pressure, diastolic blood pressure, mean arterial blood pressure or heart rate Daly et al., 1993 Council for Responsible Nutrition December 19, 2000 81 Table 4.2-1 Frequency and Total Dose (mg/day) 3/day: Phase I Study: 75 mg ephedrine + 150 mg caffeine + 330 mg ASA (for first week) Index of All Clinical Studies Reviewed Duration Number of Subjects (Gender) Reported Results Reference -8 weeks -8 women and 1 man in ephedrine, caffeine and ASA group -8 women completed the study, but the man was unable to tolerate the higher dose of ephedrine after week 1 due to jitteriness and mild hypertension. He had an undisclosed history of borderline hypertension. -effects reported were transient dry mouth -no significant difference in the frequency of any adverse effects and in these 8 subjects. -no adverse effect persisted throughout the study Daly et al., 1993 -7 to 26 months -6 patients from Phase II study continued -6 of 8 subjects who completed Phase II, agreed to continued on treatment to assess longer term efficacy and safety and were monitored for 7 to 26 months -all subjects reported effects such as dry mouth or constipation. -blood pressure and heart rate remained normal -it was concluded by study authors that the treatment was well tolerated -no significant adverse effects were found in study subjects Daly et al., 1993 -2 weeks -10 obese subjects -it was reported that tolerance was good and no adverse effects were observed throughout the study Pasquali et al., 1992 3/day Phase II 150 mg ephedrine + 150 mg caffeine + 330 mg ASA (for weeks 2 - 8) 3/day: Phase III: patients who completed Phase II volunteered to continue the 150 mg ephedrine + 150 mg caffeine + 330 mg ASA dose for 726 months. 3/day:150 mg ephedrine Council for Responsible Nutrition December 19, 2000 82 Table 4.2-1 Frequency and Total Dose (mg/day) 3/day: 60 mg ephedrine + 600 mg caffeine Index of All Clinical Studies Reviewed Duration Number of Subjects (Gender) -24 weeks -180 obese patients were randomized to 3 groups and maintained on a low energy diet -n=45 in E+C group -n=45 in E group -blood pressure, heart rate and adverse effects were monitored -ECG, fasting blood glucose, total cholesterol, triglyceride, hematology, biochemical screening, analysis of urine were evaluated at weeks 12 and 24 -systolic and diastolic blood pressure decreased significantly in all treatment groups -at week 24, significant decreases in blood glucose, triglyceride and total cholesterol were found in all groups without group differences -all other measured variables, such as hematology, sodium, potassium, bilirubin, liver enzymes, creatinine, uric acid and urine analyses were without any significant differences. -study results showed that at week 4, significantly more patients in the treatment group 60% ephedrine/caffeine mixture vs. 44 in ephedrine mixture reported at least 1 adverse effect -by week 8, there was no statistically significant differences between symptom reporting among all groups and adverse effects greatly diminished Astrup et al., 1992; Toubro et al., 1993a -24 week follow up -127 patients from original study: all patients received same treatment -n=30 in E+C group -n=31 in E group -reactions were experienced by 102 patients during the study from week 26 to 50 -distribution showed that the majority of the symptoms (75%) occurred during the first 4 weeks: most frequently reported central nervous symptoms were tremor, agitation, insomnia, increased sweating and nervousness; palpitations and tachycardia were also reported -the authors reported that these effects were temporary and did not persist Toubro et al., 1993b n=11 obese volunteers in the ephedrine, caffeine and ASA group (sex not specified) -transient jitteriness and transient dry mouth reported but no statistical significance between placebo group Krieger et al., 1990 3/day: 60 mg ephedrine 3/day: 60 mg ephedrine + 600 mg caffeine 3/day: 75 mg ephedrine (first 4 weeks) then 150 mg ephedrine next 4 weeks -8 weeks Reported Results Reference n=13 placebo Council for Responsible Nutrition December 19, 2000 83 Table 4.2-1 Index of All Clinical Studies Reviewed Frequency and Total Dose (mg/day) Duration Number of Subjects (Gender) Reported Results Reference 3/day:60 mg ephedrine -3 months -5 obese women -it was reported that effects were few -only 2 subjects reported transient hand tremor the first 2-5 days -blood pressure was increased but not significantly (blood pressure only measured during treatment week 4) -all subjects completed the study Astrup et al., 1985 3/day: Group I: placebo Group II: 75 mg ephedrine Group III: 150 mg ephedrine -3 months Group I: n-16 Group II: n=13 Group III:n=17 -effects such as agitation, insomnia, headache, weakness, palpitation, giddiness, tremor and constipation were present in the group treated with 150 mg/day but disappeared with time, and was reported to be well tolerated -a statistically significant difference between incidence of effects was reported for the 150 mg/day group compared to placebo; increase in pulse rate -no significance was reported in subjects treated with 75 mg/day compared to placebo with respect to adverse effects -no significant compound-related effects were present on arterial blood pressure in any treatment group Pasquali et al., 1985 3/day: 150 mg ephedrine -1 month -10 low-energy adapted obese women -it was reported that the incidence of effects was very rare and only a few women during the first month presented mild forms of agitation, insomnia, palpitation or giddiness while taking ephedrine -no significant changes in arterial blood pressure pulse rate were found Pasquali et al., 1987 -16 male youths with asthma -effects for ephedrine were lowest on own, than together with any agent -ephedrine taken together with theophylline resulted in adverse effects which made treatment unacceptable to 50% of participants Bierman et al., 1975 Asthmatic Volunteers Once/day: 25 mg ephedrine -24 hours 25 mg ephedrine + 130 theophylline 25 mg ephedrine + 10 mg hydroxyzine HCl Council for Responsible Nutrition December 19, 2000 84 Table 4.2-1 Frequency and Total Dose (mg/day) Index of All Clinical Studies Reviewed Duration Number of Subjects (Gender) Reported Results Reference 3/day: 75 mg ephedrine + 15 mg of terbutaline -3 to 12 months -41 chronic asthmatic patients -heart rate, blood pressure, electrocardiograph, hematocrit, red and white cell counts, urinalysis and plasma chemistries were evaluated -effects were evaluated by daily patient diary -cardiovascular changes following onset of treatment therapy were of relatively small magnitude -heart rate and blood pressure were not adversely effected -urinalysis, blood counts and chemistries, electrocardiograms, and physical and ophthalmologic examinations remained within normal limits or demonstrated no new abnormalities for ephedrine treatment -initial study duration was 3 to 6 months; however, the good tolerability experienced in this study extended the duration of study to 12 months -22 patients completed 12 months of study Wilson et al., 1976 3/day: 60 mg ephedrine + 600 mg caffeine -6 weeks -136 obese patients -112 patients completed trial -hypertensive patient + betablocker therapy+ (ephedrine/caffeine) = 25 subjects -hypertensive patient + hypertensive therapy + (ephedrine/caffeine) = 28 subjects -normotensive patient + (ephedrine/caffeine) = 28 -hypertensive patient + placebo = 28 -normotensive patient + placebo = 25 -systolic blood pressure was reduced significantly in the hypertensive group treated with antihypertensive agents plus the E+C (no change in other groups) -in the normotensive group tested with E+C, both systolic and diastolic blood pressure were reduced significantly -heart rate increased significantly only in normotensive patients receiving E+C -with respect to effects, E+C group, 41 out of 81 patients reported:, nausea (12%), palpitations (10%), increased perspiration (6%), and tremor (5%) -6 patients (7%) with withdrew from the E+C group due to side-effects -in the placebo group, 21% had effects -the authors reported that no serious events occurred -E+C did not increase blood pressure in either normotensive or hypertensive patients during short term treatment -a significant increase in heart rate was demonstrated in the normotensive group which was attributed to the pharmacological effect of E+C -the study did not support the assumption that E+C would cause significant blood Ingerslev et al., 1997 Council for Responsible Nutrition December 19, 2000 85 Table 4.2-1 Frequency and Total Dose (mg/day) Index of All Clinical Studies Reviewed Duration Number of Subjects (Gender) Reported Results Reference pressure rises in normotensive, or well-treated hypertensive, obese patients, either at the beginning of the treatment or after 6 weeks of treatment. -the antihypertensive effect of betablockers was not impaired by E+C 3/day: 60 mg ephedrine + 600 mg caffeine 1 year Council for Responsible Nutrition December 19, 2000 -225 heavy smokers: randomized 2/3 to treatment and 1/3 to placebo n=152 (ephedrine/ caffeine) n=73 placebo -subjects in the treatment group reported significantly more palpitations, sweating, dizziness, and nausea during the first week -differences between treatment and placebo group leveled off during the following weeks -difficulty falling asleep at weeks 1 and 3 was reported but not later -6 subjects in the treatment group withdrew due to effects which subsided the day after cessation of treatment -the study reported good tolerability of 60 mg/day of ephedrine together with 600 mg of caffeine in a heavy smoking population wanting to quit smoking. Norregaard et al., 1996 86 4.2.1 Clinical Trials and Investigations in Normal Healthy Individuals Nine studies in normal healthy individuals investigated the effects of ephedrine intake (Bye et al., 1974; Drew et al., 1978; Kuitunen et al., 1984; Astrup et al., 1991; Astrup and Toubro, 1993; Liu et al., 1995; White et al., 1997; Gurley et al., 1998a; Shannon et al., 1999). Ephedrine exposures involved oral administration over a short duration such as 24 hours. No long-term studies were identified in a population of generally healthy individuals. The range of total doses within these 9 studies was from 10 to 150 mg/day, given at a frequency of 1 to 3 times/day to achieve the daily maximum specified. Table 4.2.1-1 tabulates the acute human data in a healthy population by reverse chronology. Council for Responsible Nutrition December 19, 2000 Table 4.2.1-1 Total Dose (mg/day) Summary of Ephedrine Intake in Humans and Safety Duration Number of Subjects (Gender) Reported Results Reference Acute Normal Healthy Studies 3/day: 150 mg ephedrine 24 hours -10 healthy subjects (6 male and 4 female) -double-blind, randomized, placebo-control, 2-period crossover study -all subjects underwent a thorough clinical examination, ECG, admission urinalysis and blood work -7 subjects taking ephedrine reported the following reactions: difficulty sleeping (n=5);increased/stronger heart beat (n=4);decreased appetite (n=3) -all subjects completed study, and no serious adverse effects reported Shannon et al., 1999 once/day:25 mg ephedrine 24 hours -10 healthy subjects (5 male and 5 female) -double-blind, randomized, crossover study with 4 phases -eligibility determined by results of a medical history, brief physical examination, medication history, and a pregnancy test for females -candidates who were in good health, not pregnant, and not taking continuous medications were selected -all subjects experienced minor side effects such as tachycardia, anxiety, headache, irritability, insomnia and loss of appetite (frequency was not reported) -all subjects completed study with no major side effects reported Gurley et al., 1998a Council for Responsible Nutrition December 19, 2000 88 Table 4.2.1-1 Total Dose (mg/day) Summary of Ephedrine Intake in Humans and Safety Duration Number of Subjects (Gender) Reported Results Reference twice/day: 38.8 mg ephedrine alkaloids in ma huang 24 hours -12 healthy nonsmoking subjects (6 male/6 female) -test article and meals were administered by study investigators -caffeine intake was monitored -no adverse effects were noted by any of the 12 participants during both monitoring phases with respect to cardiovascular effects -6 of 12 participants demonstrated a statistically significant increase in mean 12hour heart rate after receiving ma huang -3 participants had a slight increase in heart rate which was not statistically significant and 3 remained unchanged from baseline. -4 participants experienced statistically significant increases in systolic blood pressure which was not associated with clinical signs - heart rate increased in 6 participants during the first 3 hours of administration from approximately 72 bpm to 81 bpm; although statistical significance was met, no participant described symptoms or tachycardia or palpitations -the cardiovascular findings in this study indicate moderate pharmacodynamic effects observed, but the dosage of 19.4 mg was not large enough to elicit significant cardiovascular changes in all participants White et al., 1997 once/day: 30 mg ephedrine 24 hours -9 health male volunteers -heart rate and blood pressure showed a progressive small increase resulting in a mean increase of 5 beats/min -systolic blood pressure was shown to increase significantly in all treatments of 14 mm Hg, but taking into account changes in placebo group, showed only 99 mm Hg different -diastolic blood pressure was not significantly changed following ephedrine administration -no adverse effects were reported in this study Liu et al., 1995 Council for Responsible Nutrition December 19, 2000 89 Table 4.2.1-1 Total Dose (mg/day) once/day: -10, 20, 40 mg ephedrine Summary of Ephedrine Intake in Humans and Safety Duration 24 hours Number of Subjects (Gender) -12 healthy subjects (6 male and 6 female) 100, 200, 400 mg caffeine Reported Results -diastolic blood pressure did not change after ephedrine intake -at 40 mg there was an increase of 5 mm Hg in systolic pressure -heart rate increased dose-dependently after ephedrine intake -adverse effects were not more frequent following the ephedrine doses than after placebo administration (data not shown) Reference Astrup and Toubro, 1993 -caffeine at doses up to 200 mg/day had only modest and clinically irrelevant effects on blood pressure and heart rate -no adverse effects were reported in the subjects -caffeine at 400 mg/day had some clinical effect; however, details were not provided. ephedrine + caffeine : -10 mg:100 mg -20 mg:100 mg -20 mg:200 mg -ephedrine and caffeine mixtures resulted in an average 5 to 7 mm Hg increase compared to placebo, which was greater than the predicted additive value -E+C 20mg:100 mg and 20 mg:200 mg increased heart rate slightly more than placebo, while 10 mg:200 mg was without significant effect -no information on adverse effects was reported for this group. once/day: -10 mg, 20 mg ephedrine 24 hours -6 lean healthy subjects (3 male and 3 female) -at both ephedrine doses, increased in heart rate more than placebo -systolic blood pressure was minimally changed with no statistical significance -adverse effects were assessed, and none was reported -mixtures (10 mg ephedrine:200 caffeine; 20 mg ephedrine:100 caffeine and 20 mg ephedrine:200 caffeine) resulted in statistical changes in systolic blood pressure. Diastolic blood pressure increased in 20/200 and 10/200. Astrup et al., 1991 24 hours -43 healthy subjects; 22 females and 21 males -ephedrine significantly increased systolic blood pressure and heart rate -information on adverse effects was not reported Kuitunen et al., 1984 -combinations (eph/caff) -10 mg:200 mg -20 mg:100 mg -20 mg:200mg once/day: -30 mg, 40 mg ephedrine Council for Responsible Nutrition December 19, 2000 90 Table 4.2.1-1 Total Dose (mg/day) Summary of Ephedrine Intake in Humans and Safety Duration Number of Subjects (Gender) Reported Results Reference once/day: -60 mg, 90 mg ephedrine 24 hours -4 healthy subjects -ephedrine increased diastolic blood pressure at 60 or 90 mg/day -not enough statistical power to continue this study Drew et al., 1978 once/day: -50 mg ephedrine 24 hours -12 healthy subjects -no changes in diastolic blood pressure at doses up to 50 mg/day Bye et al., 1974 Council for Responsible Nutrition December 19, 2000 91 Shannon et al. (1999) studied the acute effects of ephedrine on 24-hour energy balance, mechanical work and urinary catecholamines in a double-blind, randomized, placebo-controlled, 2-period crossover study. Ten healthy volunteers (6 male and 4 female) were given 50 mg ephedrine tablet or placebo 3 times during each of two 24-hour periods. Subjects were nonsmokers and were not taking any medication. The study lasted a total of 21 days, consisting of a 7-day baseline period, sequence 1 to Day 14, and sequence 2 to Day 21, with tablet administration on Day 14 and 21. All subjects underwent a thorough clinical examination, ECG, admission urinalysis and blood work. Measurements were taken of 24-hour energy expenditure, mechanical work, urinary catecholamines and binding of ephedrine in vitro to human 1-, 2- and 3- adrenoreceptors. With ephedrine treatment, 7 subjects reported difficulty sleeping (n=5), increased or stronger heart beat (n=4) or decreased appetite (n=3). Less frequently reported effects were skin tingling, coldness of hands and feet, and mouth dryness. With placebo, 1 subject reported heart pounding and difficulty sleeping; another reported a brief period of palpitations and decreased appetite. All subjects completed the study, and there were no serious adverse events reported. With result to energy expenditure, acute ephedrine treatment at relatively high doses (50 mg, 3 times/day) was associated with increased 24-hour energy expenditure by 3.5%. The increase in energy expenditure could not be explained by any increase in physical activity. Originally reviewed in the pharmacokinetic section (Section 2.4.1), the information related to safety is reviewed, and details of study design are reiterated. Gurley et al. (1998a) examined the pharmacokinetics in 10 subjects (5 male and 5 female) subsequent to the ingestion of a dietary supplement containing Ephedra sinica. The study was a randomized, crossover study with 4 phases which characterized the pharmacokinetics of ephedrine after the ingestion of 3 commercially available ma huang products compared with a 25 mg ephedrine capsule. Eligibility was determined by the results of a medical history, brief physical examination, medication history, and a pregnancy test for female subjects. Those candidates who were in good health, not pregnant, and not taking continuous medications were selected. Subjects agreed not to consume any medication or alcohol for the duration of the study. The nutritional supplements contained 1 or more of the following ingredients; astragalus, bee pollen, caffeine, Camellia sinensis, Centella asiatica, Cola nitida, d-alpha tocopherol, Ginkgo biloba, Glycyrrhiza glabra, Panx ginseng, Paullinia cupana, Spirulina pratensis, and Triticum aestivum. On Day 1, after an 8-hour fast, an oral dose of medication and 8 oz of water were administered at 7 am. Subjects were then asked to refrain from eating for an additional 4 hours. A 1-week washout phase occurred between ingestion of each of the 4 products. It was reported that all subjects experienced minor effects typical of ephedrine alkaloids. These effects included tachycardia, anxiety, headache, irritability, insomnia, and loss of appetite (frequency not reported). Council for Responsible Nutrition December 19, 2000 92 Originally reviewed in the pharmacokinetic section (Section 2.3.1), the information (White et al., 1997) related to safety is reviewed and details of study design are reiterated concerning the pharmacokinetics and cardiovascular effects of ma huang in normotensive adults. The primary stated goal of this study was to determine if ingestion, of the manufacturer’s recommended doses of an herbal product containing ma huang, induced changes in blood pressure and heart rate in normotensive participants. In addition, the study authors measured the variability of ephedrine and pseudoephedrine content among capsules of the same lot to determine the agreement among stated doses. Lastly, the study authors determined the pharmacokinetic parameters of ephedrine and pseudoephedrine in participants who ingested ma huang at doses recommended by package labeling. Twelve normotensive volunteers, 6 women and 6 men participated in the study. All participants were nonsmokers and were classified as normotensive based on mean systolic and diastolic blood pressures. Participants were not taking any other medications known to cause changes in blood pressure or heart rate. In Phase I (control phase), all participants underwent ambulatory blood pressure monitoring every 15 minutes from 7 am until 8 pm In Phase II (treatment phase), the participants again wore the ambulatory blood pressure monitor for the same time period. At 8 hours, each participant ingested 4 capsules of a powdered ma huang product. At 17 hours, participants ingested another 4 capsules with their evening meals. The ephedrine alkaloid content of each 4-capsule dose (labeled 375 mg E. sinica ) was determined by HPLC to be 19.4 mg ephedrine, 4.9 mg pseudoephedrine and 1.2 mg methylephedrine (38.8 mg ephedrine total/day). The study investigators administered the supplement product and all meals during the study. Caffeine intake was also monitored to ensure that it remained consistent from Phase I to Phase II. Study participants were moderately mobile but stayed on site during the study. Pharmacokinetic parameters of ephedrine were determined from plasma concentration-time profiles. Blood pressure and heart rate data from the first hour were excluded from the analysis due to the known transient increases from ambulatory blood pressure monitors. No adverse effects were noted by any of the 12 participants during both monitoring phases with respect to cardiovascular effects. Six of 12 participants demonstrated a statistically significant increase in mean 12-hour heart rate after receiving ma huang. Three participants had a slight increase in heart rate which was not statistically significant and 3 remained unchanged from baseline. With respect to blood pressure, 4 participants experienced statistically significant increases in systolic blood pressure, but 2 had a significant decrease in diastolic blood pressure. It was reported that none of the changes was associated with symptoms, nor were they considered to be clinically significant. Heart rate increased in 6 participants during the first 3 hours of administration interval from Council for Responsible Nutrition December 19, 2000 93 approximately 72 bpm to 81 bpm; although statistical significance was met, no participant described symptoms of tachycardia or palpitations. The cardiovascular findings in this study indicate moderate pharmacodynamic effects observed, which may be due to the relatively low dose of ephedrine contained within this product (~4.84 mg/tablet; 19.4 mg/dose; 38.8 mg total/day), which was not large enough to elicit significant cardiovascular changes in all participants. Liu et al. (1995) investigated ephedrine-induced thermogenesis in healthy young male volunteers. The study enrolled 9 healthy male volunteers, mean age of 24 years old, with no history of asthma, cardiac dysarrhythmia, hypertension, diabetes, or thyroid disease. All subjects were non-smokers and all were not taking any concurrent medications. Oral doses of placebo or 30 mg of ephedrine chloride were given in a single-blind crossover design with 5 days between testing. Blood was drawn at (15 minutes prior to ingestion), 0, 20, 40, 60, 90, 120, 150, and 180 min relative to the intake of either ephedrine or placebo. Heart rate and blood pressure were measured every 30 minutes. Ephedrine produced significant increases in energy expenditure (thermogenesis), heart rate, systolic blood pressure, and plasma glucose. More specifically, ephedrine intake resulted in a small, progressive increase in heart rate throughout the 3-hour period, resulting in a mean increase of 5 beats/min compared to basal values (P<0.05). Systolic blood pressure was shown to increase significantly in all treatments including placebo. The increase in systolic blood pressure in the ephedrine-treated group was 14 mm Hg (P<0.001); however, when taking into account the changes in the placebo group, there was a mean increase of only 9 mm Hg after ephedrine intake. Diastolic blood pressure was not significantly changed following ephedrine administration. Ephedrine treatment induced a significant increase in plasma glucose with the peak increase seen at 40 minutes after the intake of ephedrine. Astrup and Toubro (1993) reported on the acute thermogenic, metabolic, and cardiovascular effects of different doses of caffeine and ephedrine given separately, and in combination, to normal subjects. Twelve healthy subjects (6 male and 6 female) with normal body weights underwent a series of evaluations following administration of ephedrine at 10, 20, and 40 mg; caffeine at 100, 200, and 400 mg and 2 placebo treatments, in a double-blind, placebo-controlled fashion. At least 3 days elapsed between 2 consecutive tests. In addition to testing the compounds alone as an extension of the first trial, 3 different combinations of ephedrine and caffeine were evaluated. Results from the ephedrine group showed that diastolic blood pressure did not change after ephedrine intake, and only after 40 mg of ephedrine was a 5 mm Hg increase in systolic pressure observed. Heart rate increased dose-dependently after ephedrine intake. It was reported that adverse effects were not more frequent following the ephedrine doses than after placebo administration (data not shown). All 3 dose levels of ephedrine increased energy Council for Responsible Nutrition December 19, 2000 94 expenditure, but no linear dose relationship was observed. Dose-dependent, slight increases were found in plasma glucose and lactate concentration. Ephedrine had no effect on lipid metabolism. Caffeine intake was related to a linear relationship between dose and thermogenic response, at 100 and 400 mg compared to placebo. It was reported that caffeine at doses up to 200 mg/day had only modest and clinically irrelevant effects on blood pressure and heart rate, and resulted in no reported subjective adverse effects in the subjects. Caffeine at 400 mg/day reportedly had some clinical effect; however, details were not provided. Combination intake of ephedrine and caffeine (E+C) was compared with their components given separately. The thermogenic effect after E+C (20 mg:200 mg) was larger than that of the 2 other combinations, and in this mixture E and C exerted a supra-additive thermogenic synergism, while the responses of the other 2 mixtures at 10 mg:200 mg and 20 mg:100 mg were only additive. The effect on glucose and lipid metabolism was generally an additive synergism as predicted from responses observed after the components were given separately. The post-intake increase in blood pressure after all 3 mixtures averaged 5 to 7 mm Hg more than placebo. The E+C 20mg:100 mg and 20 mg:200 mg increased heart rate slightly more than placebo, while 10 mg:200 mg was without significant effect. In a related study, Astrup et al. (1991) reported the effects of caffeine on thermogenic, metabolic and cardiovascular effects in healthy volunteers. The study tested doses of 100, 200, and 400 mg/day on 6 experimental subjects administered via gelatin capsules. Small, but not statistically significant, changes in systolic and diastolic blood pressure after 100 and 200 mg caffeine were observed. In contrast, 400 mg caffeine increased systolic blood pressure, and similarly increased diastolic blood pressure. It was reported that at the highest dose of caffeine tested, an increase in heart rate significantly above the baseline was observed. Few effects were reported after 100 mg, 200 mg or placebo treatment; however, at 400 mg caffeine, significantly more subjects reported effects compared with placebo (p<0.01); 4 reported palpitation; 3 anxiety; 3 headache; 2 restlessness, and 1 dizziness. The cardiovascular effects of caffeine are known in detail because of the studies by Robertson et al. (1978) and Whitsett et al. (1978). When 250 mg oral caffeine was given to people who do not drink coffee, systolic blood pressure increased by 10 mm Hg, whereas heart rate showed a biphasic decrease after the first hour followed by an increase above baseline after 2 hours. In a subsequent study Robertson et al. (1978) found that during chronic caffeine intake, an essentially complete tolerance developed to these effects after 1 to 4 days of consumption of 750 mg caffeine/day. Council for Responsible Nutrition December 19, 2000 95 In a later study, the thermogenic synergism of ephedrine and caffeine in 6 healthy volunteers (3 male and 3 female) was evaluated by Astrup et al. (1991). Single oral doses of placebo, ephedrine (10 mg, 20 mg), or caffeine (100 mg or 200 mg) were compared with the effects of 3 different combinations of ephedrine + caffeine (E+C) (10 mg:200 mg, 20 mg:100 mg, and 20 mg:200 mg) in 6 healthy, lean subjects. The study was designed as a placebo-controlled, doubleblind test. Six normal-weight healthy subjects were recruited. None of the individuals was engaged in regular exercise or taking medicine during the study. One subject smoked occasionally on weekends. The experimental subjects abstained from food, coffee, tea, cola beverages, cocoa, chocolate, and smoking overnight (>12 hours) before each test was started in the morning. Two consecutive tests were separated by at least 3 days. Arterial blood pressure and heart rate were evaluated. Subjective feelings of adverse effects were assessed by questioning the experimental subjects after each test substance. Ephedrine at doses of 10 and 20 mg increased the heart rate over placebo (P<0.05), whereas caffeine had no effect. In contrast, the combinations ephedrine and caffeine at 20 mg:100 mg and 20 mg:200 mg increased heart rate more than placebo (P<0.01), whereas ephedrine + caffeine at 10 mg:200 mg had no effect. Systolic blood pressure was only minimally changed with no statistical significance with ephedrine or caffeine alone. An increase in systolic blood pressure of 8 to 10 mm Hg was found after all 3 combinations (P<0.01). Diastolic blood pressure did not change after most of the doses, except after ephedrine + caffeine 20 mg:100 mg and 10 mg:200 mg, which increased diastolic blood pressure by about 4 mm Hg more than placebo which was not statistically different from placebo. All combinations increased plasma glucose, insulin and C-peptide. It was concluded that the combination of ephedrine and caffeine at 20 mg and 200 mg, respectively had a favorable thermogenic effect with no marked effect on mean blood pressure and heart rate. Kuitunen et al. (1984) studied the acute physical and mental effects of a single oral dose of ephedrine hydrochloride at 30 or 40 mg in a double-blind placebo-controlled study against other agents. The participants fasted for 3 hours before administration of the test article and until all the recordings were taken at 1.5 and 2.5 hours after test article administration. The agents were given in a double-blind manner. The placebo group consisted of 16 subjects (7 females and 9 males), and the groups receiving ephedrine consisted of 21 females and 21 males. Ephedrine hydrochloride was given in 30 mg or 40 mg tablets. Each subject received 1 capsule, and the smaller dose was given to subjects weighing less than 60 kg. The physical parameters that were measured were arterial pressure, heart rate and tapping rate. Mental activity was evaluated with a self-rating check list consisting of various adjectives describing mental state in a random order. The subjects were asked to grade those modalities according to their first impression. Tests for Council for Responsible Nutrition December 19, 2000 96 memory, learning and concentration ability were evaluated with a single recording test and a digit span test. The subjects were instructed to transcribe numbers 0 to 9 to various symbols as fast as possible for 3 minutes. The score was the number of correctly transcribed symbols at 1.5 and 3 minutes. In the digit span test the subjects were asked to repeat aloud sets of numbers in a given order and in the reverse order. Ephedrine significantly increased systolic blood pressure and heart rate compared to placebo. No significant diastolic pressure changes were observed, and no change in tapping rate was observed. No changes in mental activity or effects on memory, learning and concentration ability were observed. Drew et al. (1978) compared the effects of ephedrine and pseudoephedrine on the cardiovascular and respiratory systems in 4 healthy volunteers. In a preliminary double blind trial, the effects of ephedrine and pseudoephedrine on the blood pressure and heart rate of resting healthy volunteers were compared. Doses of 30, 60 and 90 mg ephedrine hydrochloride and 60, 90, 120, 150, 180, 210, and 240 mg pseudoephedrine hydrochloride were administered in a random double-blind manner. All the subjects took all the dose levels of each treatment and placebo. Ephedrine at 60 or 90 mg was required to raise the diastolic blood pressure above 90 mm Hg, whereas 210 or 240 mg pseudoephedrine were required to produce the same effect. Changes in heart rate were small, particularly after pseudoephedrine. No changes in the electrocardiogram other than those from increased rate were found in any subject receiving any dose of the treatments. Since the number of subjects studied was too small, an extensive statistical analysis was not applied. Bye et al. (1974) studied the effects of ephedrine in healthy volunteers on heart rate, and blood pressure. Twelve healthy volunteers were used in 2 separate trials to study the effect of D(-) ephedrine and pseudoephedrine separately. D(-)ephedrine was determined to be 4 times as potent as L(+) pseudoephedrine in producing both tachycardia and a rise in systolic blood pressure. No changes in diastolic blood pressure occurred in 12 subjects with doses of up to D(-) ephedrine (50 mg) and L(+)pseudoephedrine (180 mg). 4.2.1.1 Summary of Clinical Trials and Investigations in Normal Healthy Individuals Typically, studies in healthy populations consisted of small numbers of patients, were not designed to examine safety and were of limited duration (24 hours). Furthermore, progressive doses were not assessed, which does not permit analysis of dose-responsiveness of any effects. Other limitations specific to the studies evaluated include the selective report of incidence and Council for Responsible Nutrition December 19, 2000 97 severity of any effects and any withdrawals. Information on possible adverse events was not reported in several studies due in part to the focus on efficacy. Nine studies in normal healthy individuals investigated the effect of ephedrine over a range of doses from 10 to 150 mg/day (Bye et al., 1974; Drew et al., 1978; Kuitunen et al., 1984; Astrup et al., 1991; Astrup and Toubro, 1993; Liu et al., 1995; White et al., 1997; Gurley et al., 1998a; Shannon et al., 1999). Although ephedrine exposures involved oral administration over a short duration such as 24 hours, no adverse effects at doses up to 150 mg/day were identified. In many of these studies, intake of concomitant drugs/therapies, smoking and caffeine intake was controlled. Taken altogether, the studies conducted in healthy (normal weight) individuals support the safety and tolerability profile of ephedrine, albeit these studies were conducted only for short durations. Furthermore, the investigations on the combination of ephedrine together with caffeine provide some information in healthy human populations, given that many of the studies in the obese clinical database have been tested with combination products, and this combination product is characteristic of many dietary supplements. 4.2.2 Clinical Trials and Investigations of Ephedrine Together with Physical Exercise/Temperature in Normal Healthy Individuals It has been reported that among athletes, ephedrine may be used as an ergogenic, or performanceenhancing agent. Athletic competition normally exerts extra demands on the cardiovascular system, but ephedrine can potentiate those demands even further (Sprague et al., 1998). The toxicity of sympathomimetic agents can be exacerbated by physical exercise, dehydration and increases in body temperature (Insel and Motulsky, 1987); hence, the use of sympathomimetics by recreational and competitive athletes attempting to improve performance, decrease body fat and increase lean body mass has been suggested to be of particular concern (Catlin and Hatton, 1991). In particular, there have been reports of ephedrine abuse among professional weightlifters (Gruber and Pope, 1998). Five studies in healthy normal individuals investigated the effects of exercise/physical parameters together with ephedrine use (Sidney and Lefcoe, 1977; Strömberg et al., 1992; Vanakoski et al., 1993; Bell et al., 1998; Bell and Jacobs, 1999). Table 4.2.2-1 tabulates these data. Council for Responsible Nutrition December 19, 2000 98 Table 4.2.2-1 Total Dose (mg/day) Summary of Ephedrine Intake Together with Physical Parameters in Healthy Normal Individuals Duration Number of Subjects (Gender) Reported Results Reference Normal Healthy Individuals with Ephedrine Intake and Exercise/Physical Parameters once/day: -81 mg ephedrine -405 mg caffeine 24 hours -8 healthy male subjects -repeated measures, double-blind design -studied the effects of caffeine, ephedrine and their combination on time to exhaustion during high-intensity exercise -studied in control session (exercise without treatment) or exercise ergometer with treatment -heart rate during exercise was significantly increased for C+E and C trials compared to placebo -no increase in heart rate was reported for ephedrine singly -subjective ratings of perceived exertion during exercise were significantly lower after C+E compared to placebo -C+E treatment significantly prolonged exercise time to exhaustion compared to placebo, while neither C or E alone significantly changed this parameter -four of the original 12 stopped exercising during the C+E trial because of nausea, which was reported to be stimulated by exercise. These subjects did not experience nausea with the other treatments Bell et al., 1998 24 hours -9 healthy male subjects -double-blind design -studied effects of combination on run times in a warrior test -studied control session (exercise without treatment) or exercise warrior test session (with treatment) -run times in the warrior test were significantly improved after C+E treatment -lower subjective ratings of perceived exertion were observed -faster running velocity for the warrior test was associated with a higher heart rate during the C+E trial -nausea or vomiting was not reported in this trial with treatment Bell and Jacobs, 1999 combination (ephedrine 81 mg + caffeine 405 mg) -once/day: 375 mg caffeine and 75 mg of ephedrine Council for Responsible Nutrition December 19, 2000 99 Table 4.2.2-1 Summary of Ephedrine Intake Together with Physical Parameters in Healthy Normal Individuals Total Dose (mg/day) Duration Number of Subjects (Gender) Reported Results Reference once/day: 50 mg ephedrine 24 hours -6 healthy 21-year old women -double-blind, placebo controlled, cross over -subjects were ascertained to be healthy based on a physical examination, ECG -all subjects except one took no medication during the trial -all were non-smokers -subjects received a single dose of 50 mg ephedrine in a control session and in a sauna session -ephedrine was absorbed more rapidly and the maximum plasma concentration occurred earlier than in the control sessions; however, no differences were found between the elimination half-lives and AUC values. - systolic blood pressure was significantly higher in the sauna than in the control session (p<0.01). -subjectively, ephedrine induced alertness and nervousness (0.001 < p<0.05 vs. placebo) in both conditions. Ephedrine abolished the sauna-induced calmness. Vanakoski et al., 1993 once/day: -50 mg ephedrine 24 hours -6 lean healthy women -double-blind, placebo controlled, cross over design -subjects received single doses of 50 mg ephedrine in control session and in an exercise session -subjects were ascertained to be healthy by a clinical examination, including ECG and maximal exercise test on treadmill -heart rate, blood pressure, critical flicker fusion test, Maddox wing test, and visual analog scales relating to mood and feelings of tiredness were included -kinetics of ephedrine were not affected by exercise -exercise did enhance the tachycardic response to ephedrine and abolished its blood pressure effects. Strömberg et al., 1992 Council for Responsible Nutrition December 19, 2000 100 Table 4.2.2-1 Summary of Ephedrine Intake Together with Physical Parameters in Healthy Normal Individuals Total Dose (mg/day) Duration Number of Subjects (Gender) Reported Results Reference once/day: -24 mg ephedrine hydrochloride 24 hours -21 healthy males -double-blind crossover design -first day of testing, baseline data were collected; second and third day of test, a pill containing either 24 mg of ephedrine or a lactose placebo was administered orally approximately 60 minutes before testing -effects at rest show that a minimal effect on pulse rate and indirect systemic blood pressure were observed with ephedrine treatment; only diastolic blood pressure was statistically different -psychomotor performance was improved compared with placebo data when based on average scores but not best scores -ephedrine administration did not affect perception of physical exertion Sidney and Lefcoe, 1977 Council for Responsible Nutrition December 19, 2000 101 Bell et al. (1998) studied the effects of caffeine, ephedrine and their combination on time to exhaustion during high-intensity exercise. Using a repeated-measures, double-blind design, eight male subjects exercised on a cycle ergometer at a level which led to exhaustion after 12 minutes during a placebo control trial. Then they repeated the exercise 1.5 hours after ingesting either caffeine (5 mg/kg; 405 mg total dose) or ephedrine (1 mg/kg; 81 mg total dose), or both (C+E) or placebo (P). Trials were separated by 1 week. Heart rate during exercise was significantly increased for C+E and C trials compared to P. Subjective ratings of perceived exertion during exercise were significantly lower after C+E compared to P in the 8/12 people who did not stop due to nausea. The combination of C+E treatment significantly prolonged exercise time to exhaustion compared to P, while neither C nor E treatments alone significantly changed time to exhaustion. The improved performance was attributed to increased central nervous system stimulation. Four of the original 12 subjects stopped exercising during the C+E trial because of nausea. It was reported that their nausea was stimulated by the exercise and was not reported by the subjects prior to commencing the exercise. The authors presumed that it was the interaction of the high-intensity exercise with the caffeine and ephedrine which resulted in the nausea, since these subjects were able to complete all the other trials uneventfully. In particular, the ephedrine trial was uneventful. The scope of the experiment did not identify the cause. It was remarked by the authors that the interaction of ephedrine with caffeine should be investigated systematically before any application of the ergogenic findings is pursued. In a subsequent study published by Bell and Jacobs (1999), the ingestion of caffeine and ephedrine on run times of a Canadian Forces Warrior Test was evaluated. Nine healthy male recreational runners completed six balanced and double-blind trials of the Canadian Forces Warrior Test (WT). The trials were performed in sets of two runs, and separated by a minimum of 7 days. Heart rates were recorded. The subjects were instructed to refrain from consuming substances containing caffeine the night before the treatment trials. The dose given was 375 mg of caffeine and 75 mg ephedrine. Plasma from the venous blood samples was assayed for both caffeine and ephedrine concentration. The main finding in this study was that run time was significantly improved after C+E treatment. These results extend the previous findings by the same investigators. From an earlier investigation, it was concluded that the increased ergometer results were attributed to increased central nervous system stimulation as evidenced by lower subjective ratings of perceived exertion which were also found in the follow-up study. Faster running velocity for the WT trial was associated with a higher heart rate during the C+E trial. Bell and Jacob (1999) reported that no nausea or vomiting occurred during any of the trials in the investigation. Council for Responsible Nutrition December 19, 2000 102 Originally reviewed in the pharmacokinetic section (Section 2.3.1), the information related to safety is reviewed and details of study design are reiterated. The pharmacokinetics of ephedrine were investigated in 6 healthy, 21-year old female volunteers before and after exercise (Strömberg et al., 1992). Before entering the study, the subjects were ascertained to be healthy by a clinical examination, including resting ECG and maximal exercise test on a treadmill. All subjects were regularly engaged in physical activity, but none of them participated in competitive sports. Six healthy volunteers received single doses of 50 mg ephedrine, 15 mg midazolam or placebo. All treatments were given twice; before exercise (control session) and during exercise. Relevant safety/tolerability assessments included heart rate, blood pressure, critical flicker fusion frequency which measures sedative effects of psychotropic drugs, Maddox wing test used to measure external eye muscle balance, visual analog scales relating to mood and feelings of tiredness. The pharmacokinetics of ephedrine were not altered by exercise. Ephedrine increased heart rate and systolic blood pressure 2 hours after administration. It was reported that the heart rate response was even higher after the exercise, whereas exercise abolished the blood pressure response. In a related study, the effects of a sauna on the pharmacokinetics and pharmacodynamics of ephedrine in healthy young women were investigated (Vanakoski et al., 1993). Six, healthy 21year old women of normal weight volunteered for the study. Before entering the trial, they underwent a physical examination and a 12-lead ECG. With the exception of one subject, who used oral contraceptives, the subjects took no medication during the trial and all of them were non-smokers. Blood samples were taken for clinical laboratory tests. Each subject received in a double-blind and cross-over fashion single oral doses of 50 mg ephedrine and placebo for control and sauna sessions. Relevant safety/tolerability assessments included heart rate, blood pressure, critical flicker fusion frequency and binocular flicker fusion frequency which measures sedative effects of psychotropic drugs, Maddox wing test used to measure external eye muscle balance, visual analog scales relating to mood and feelings of tiredness were included in the sessions as pharmacodynamic measures. The sauna modified the pharmacokinetics of ephedrine. Ephedrine was absorbed more rapidly and the maximum plasma concentration occurred earlier than in the control sessions; however, no differences were found between the elimination half-lives and AUC values. Ephedrine did not significantly modify the results of the critical flicker fusion or Maddox wing tests in test sauna condition or placebo. Increased systolic blood pressure was observed in both conditions. Systolic blood pressure was significantly higher in the sauna than in the control session (p<0.01). Subjectively, ephedrine induced alertness and nervousness (0.001 < p<0.05 vs. placebo) in both conditions. Ephedrine abolished the sauna-induced calmness. The authors proposed that the greater systolic blood pressure and heart rate in the sauna due to ephedrine can better be explained by additional sympathetic activity triggered by greater heat Council for Responsible Nutrition December 19, 2000 103 stress than by increased ephedrine concentration. Increased effects on cardiovascular parameters suggest a pharmacodynamic interaction and also that the effects and adverse-effects of sympathomimetics may be more marked in a sauna. Sidney and Lefcoe (1977) studied the effects of ephedrine on the physiological and psychological responses to submaximal and maximal exercise in man. Twenty-one healthy males, aged 19- to 30-years old, were tested on 3 occasions within 3 weeks with a minimum of 1-day rest between test sessions. A modified double-blind crossover design was used. On the first day of testing, baseline data were collected. On the second and third days of test, a pill containing either 24 mg of ephedrine hydrochloride or a lactose placebo was administered orally, approximately 60 minutes before testing. The effects of ephedrine were determined by comparing the difference scores for drug versus control to the difference scores for placebo versus control. Effects at rest showed that ephedrine had only a minimal effect upon pulse rate and indirect systemic blood pressures. There was apparently a 7 mm Hg increase in pulse pressure when ephedrine was given; 3 mm Hg rise in systolic pressure and a 4mm Hg decrease in diastolic pressure; only the diastolic blood pressure change was statistically significant. Effects at submaximal effort indicated that when ephedrine was administered, the average changes in cardiac frequency were consistently (but not statistically) less than those seen under placebo conditions. Ephedrine had no significant effect on either grip strength, endurance, anaerobic capacity, or muscle power. Psychomotor performance was statistically improved compared with placebo data when based on average scores but not best scores. Ephedrine administration did not affect perception of physical exertion during submaximal exercise and during all-out maximal exercise, subjects did not exert themselves any more when given ephedrine. In summary, it was concluded that ephedrine did not affect physical performance; however, some physiological changes relative to placebo were noted which included a widening of resting pulse pressure, minor increases in exercise heart rates, and a slowing of the rate of recovery following muscular effort. 4.2.2.1 Summary/Discussion of Clinical Trials and Investigations of Ephedrine Together with Physical Exercise/Temperature in Normal Healthy Individuals The findings from studies conducted by Sidney and Lefcoe, 1977; Strömberg et al., 1992; Vanakoski et al., 1993; Bell et al., 1998; Bell and Jacobs, 1999 support the known effects of physical exercise and of physical parameters, such as increases in body temperature, may have in combination with sympathomimetic agents. These factors did not result in toxicity from ephedrine use. No adverse effects were reported in these studies at doses up to 81 mg of ephedrine/day (duration 24 hours). Results from Bell et al. (1998) indicated a possible interaction caffeine and ephedrine together with exercise; however, in a subsequent investigation Council for Responsible Nutrition December 19, 2000 104 these findings were not confirmed (Bell and Jacobs, 1999). The degree of performance improvement associated with ephedrine ingestion has not been established (Sidney and Lefcoe, 1977; Smith and Perry, 1992; Gruber and Pope, 1998). Products for performance enhancement are generally compounded with other ingredients such as vitamins, minerals, and amino acids (Clarkson and Thompson, 1997). 4.2.3 Obesity Clinical Trials Clinical trials using ephedrine in the treatment of obesity were used to evaluate the safety of ephedrine. The clinical studies summarized below primarily examined the effects of ephedrine, either singly or combined with caffeine or ASA on weight loss in the treatment of obesity. The studies also provided information on the tolerability and safety of ephedrine-containing preparations in humans. Given that many dietary supplements containing ephedrine alkaloids are marketed for weight loss or energy purposes, these data provide useful information on the safe use of these products in this population. The range of total doses tested in these studies was from 50 to 150 mg/day, involving durations of 10 days to 26 months. These studies are summarized in Table 4.2.3-1. The majority of the randomized trials conducted in clinical studies have been investigated in obese subjects. However, before considering this database, one must consider the possibility that there may be differences in the sensitivity and/or pharmacokinetic handling of ephedrine in obese vs. non-obese individuals. Given the known chemical and metabolic characteristics of ephedrine, differences are unlikely in the sensitivity and/or pharmacokinetic profile of ephedrine in obese individuals. Review of literature pertaining to issues dealing with sensitivity of adverse events in lean and obese subjects has revealed conflicting findings. Horton and Geissler (1991) reported on the effect of ephedrine (30 mg) and ASA (300 mg) on the acute thermogenic response to a liquid meal in lean and obese women. Analysis of subjective response to treatment showed that fewer side effects were noted with the treatments in the obese subjects compared to the lean group. In 2 later studies from the same authors (Geissler, 1993; Horton and Geissler, 1996), these findings were not confirmed and no such difference in sensitivity was observed. No significant correlations were found in either the lean or the obese with respect to the number of side effects. Based on the more recent studies obtained from the same investigators, there is no compelling evidence that any differences in sensitivities to ephedrine would be expected in lean vs. obese individuals. Council for Responsible Nutrition December 19, 2000 105 Table 4.2.3-1 Total Dose (mg/day) Summary of Clinical Trials with Obese Subjects Taking Ephedrine Duration Three/day: 90 mg/day ephedrine in ephedra + 192 mg/day caffeine Acute Phase 1-4 Weeks Number of Subjects (sex) Reported Results Reference Initial enrollment: Active = 83; Placebo=84 ACUTE PHASE Boozer et al., 2000 Obese healthy individuals: sex not specified. - systolic blood pressure was greater at week 4 in the Active group -initial heart rate in the Active group was significantly less than Placebo, while at week 4 Active showed statistically significant increase in heart rate -no significant change for ventricular events, or tachycardia -Active Group: 69 Placebo Group: 68 Chronic Phase 6 months -Active Group:46 CHRONIC PHASE -Placebo Group: 38 -self-reported symptoms in Active consisted of dry mouth, heart burn, insomnia and diarrhea Boozer et al., 2000 -symptoms such as chest pain, palpitation, irritability, nausea and constipation were similar among Active and Placebo group. -it was reported that blood pressure was transiently increased and heart rate persistently increased; however, cardiac arrhythmias were not increased. Council for Responsible Nutrition December 19, 2000 106 Table 4.2.3-1 Summary of Clinical Trials with Obese Subjects Taking Ephedrine Total Dose (mg/day) Duration Number of Subjects (sex) Reported Results Reference Three/day: 36 mg/day ephedrine + 120 mg/day caffeine 6 weeks Obese, healthy individuals, sex not specified -no serious adverse events occurred Huber, 2000 Three/day: 72 mg/day ephedrine + 240 mg/day caffeine Placebo Three/day: 36 mg ephedrine Three/day: 72 mg/day ephedrine + 300 mg/day caffeine 26 enrolled: 15 continued -general symptoms such as cardiovascular, skin, urinary tract, musculoskeletal, sexual function, nervous system, endocrine/metabolic, gastrointestinal and respiratory system were assessed for adverse events -a thorough metabolic check list was also evaluated 26 enrolled: 19 continued -it was reported that there were no significant increases in blood pressure or heart rate, or other cardiovascular changes 21 enrolled: 14 continued 21 enrolled: 14 continued 26 enrolled;19 continued Council for Responsible Nutrition December 19, 2000 107 Table 4.2.3-1 Summary of Clinical Trials with Obese Subjects Taking Ephedrine Total Dose (mg/day) Duration Number of Subjects (sex) Reported Results Reference Three/day: 30 mg ephedrine + 300 mg caffeine (given to individuals <80 kg) 20 weeks Obese adolescents. -side effects were negligible and did not differ between ephedrine/caffeine mixture and placebo Molnár et al., 2000 Placebo: 13 Active: 16 (not specified which group, low or high given) Three/day:60 mg ephedrine + 600 mg caffeine (given to individuals >80 kg) -hemoglobin, hematocrit, white blood cell and platelet count, ASAT, LDH, bilirubin, ALP, serum albumin and creatinine were in the normal range in all patients at baseline and remained there at weeks 8 and 20. -blood pressure and heart rate values showed no significant changes during the trial in either group. -withdrawal symptoms were monitored and were reported mild, transient and their frequency were not different between ephedrine/caffeine mixture and placebo 6 months Twice/day: 48 mg/day ephedra Twice/day: 24 mg/day ephedra Twice/day: 72 mg/day ephedra+200 mg caffeine Council for Responsible Nutrition December 19, 2000 Obese healthy individuals, sex not specified N=20 -adverse symptoms reported during the course of study were stated to be at an extremely low frequency Huber, 1999 -neither systolic nor diastolic blood pressure increased while the subjects were on ephedra-containing or caffeine-containing dietary supplements N=44 N=58 108 Table 4.2.3-1 Summary of Clinical Trials with Obese Subjects Taking Ephedrine Total Dose (mg/day) Duration Number of Subjects (sex) Reported Results Reference once/day: 72mg ephedrine + 240 mg caffeine -8 weeks -67 obese subjects (sex not specified) -Exclusion criteria: nursing, pregnancy, continuous medications, cancer, asthma, enlarged prostate, glaucoma, seizures, migraine headaches, hypertension, diabetes or major organ illness -in subjects who completed the study, the treatment vs. placebo resulted in; -dry mouth (5 vs. 1) -heart palpitations (2 vs. 2) -blood pressure (>20 treatment vs. placebo not reported) -systolic (2 vs. 0) -diastolic (1 vs. 1) -insomnia (9 vs. 2) -constipation (1 vs. 4) -extra menstrual bleeding (1 vs. 2) -drop-outs reported included heart palpitations, irritability, increased systolic blood pressure Nasser et al., 1999 once/day: Group I: placebo -10 days -27 obese women otherwise healthy, n=9 per group. -subjects were judged to be in normal health on the basis of history and physical examination as well as laboratory tests, X-ray examination of the chest, ECG, ultrasound of the gastrointestinal system and kidneys -all subjects were without cardiovascular disturbances or arterial hypertension -no medication was allowed 2 weeks prior to the study and participants were asked to abstain from smoking and drinking beverages with caffeine for at least 24 hours before the study -no change in systolic pressure, cardiac load or peripheral resistance -diastolic pressure and heart rate were increased in group III compared to control -information on adverse effects was not reported in the study Waluga et al., 1998 Group II: 50 mg ephedrine + 400 caffeine Group III: 50 mg ephedrine + 400 mg caffeine +10 mg yohimbine Council for Responsible Nutrition December 19, 2000 109 Table 4.2.3-1 Summary of Clinical Trials with Obese Subjects Taking Ephedrine Total Dose (mg/day) Duration Number of Subjects (sex) Reported Results Reference once/day: 5 treatment groups: -ephedrine (50 mg) -ephedrine (50 mg)+ caffeine (150 mg -ephedrine (50 mg) + ASA (330 mg) -ephedrine (50 mg) + caffeine (150 mg) + ASA (330 mg) -placebo -12 weeks -163 healthy premenopausal obese women -placebo-controlled, double blind design -heart rate, blood pressure, clinical signs were assessed -energy expenditure, blood glucose, triglycerides, total cholesterol, HDL, DLL evaluated -Exclusion criteria: hypertension, heart disease, gastric ulcer or other serious medical conditions -cholesterol, DLL and glucose was decreased in all groups but was increased in the placebo group -the authors concluded that treatment with ephedrine, caffeine and ASA improved fat loss and health risk factors in obese women -study design stated that symptoms were evaluated and monitored; however, no information on adverse effects was reported Moheb et al., 1998 3/day: 60 mg ephedrine + 600 mg caffeine -15-week study n=50 in ephedrine/ caffeine group (39 female/11 male) n=38 who completed trial -effects were reported in 54% of the treatment group -central nervous system side-effects, especially agitation -effects were most prevalent during the first month of treatment but subsided markedly as study progressed -rapid decline in events after first week of treatment -drop outs complained of vomiting, abdominal pain, tremor, palpitations and syncope, vertigo, nausea and insomnia. All symptoms disappeared after cessation of trial -no serious adverse effects were reported during the study Breum et al., 1994 -15-week follow-up period -85 patients were included in follow up with the E+C combination -57 completed the follow-up period -9 in the ephedrine/caffeine group complained of transient side effects -29 in the dexfenfluramine group complained of transient side effects -no serious side-effects were observed during the follow-up study Breum et al., 1994 2/day: 15 mg dexfenfluramine Council for Responsible Nutrition December 19, 2000 110 Table 4.2.3-1 Summary of Clinical Trials with Obese Subjects Taking Ephedrine Total Dose (mg/day) Duration Number of Subjects (sex) Reported Results Reference Herbal formulation (dose information not specified and limited report due to abstract) -4 week -100 patients -double-blind, placebo, crossover protocol -100 subjects randomly assigned to placebo or treatment -body composition tests, blood chemistry, resting heart rates and blood pressures were obtained weekly with self reports of energy -it was reported that there were no significant changes in blood pressure or resting heart rates Kaats and Adelman, 1994 3/day:60 mg ephedrine + 600 mg caffeine -8 week -41 obese but otherwise healthy women -placebo-control, double blind design -effect of caffeine and ephedrine treatment on a low calorie diet -plasma total and HDL cholesterol and triglyceride concentrations were assessed basally on the day before the start of the diet period and on the 4th and 8th weeks during dieting Buemann et al., 1994 2/day:100 mg ephedrine -1 week -27 obese adolescents -screened for endocrine disorders, medication, smoking status, drinking status and exercise fitness -the thermogenic effect of ephedrine was investigated -it was reported by the study authors that side effects were not observed Molnár, 1993 3/day:Phase I Study:75 mg ephedrine + 150 mg caffeine + 330 mg ASA (for first 4 weeks) -8 weeks -11 subjects in ephedrine, caffeine, ASA group -effects reported in 3/11 subjects were transient jitteriness, dry mouth and constipation -the study reported that there was no significant difference in frequency in any effects, and did not persist -no significant changes were observed effects in systolic blood pressure, diastolic blood pressure, mean arterial blood pressure or heart rate Daly et al., 1993 Council for Responsible Nutrition December 19, 2000 111 Table 4.2.3-1 Summary of Clinical Trials with Obese Subjects Taking Ephedrine Total Dose (mg/day) Duration Number of Subjects (sex) Reported Results Reference 3/day:Phase I Study:75 mg ephedrine + 150 mg caffeine + 330 mg ASA (for first week) Phase II 150 mg ephedrine + 150 mg caffeine + 330 mg ASA (for weeks 2 - 8) -8 weeks -8 women and 1 man in ephedrine, caffeine and ASA group -8 women completed the study, the man was unable to tolerate the higher dose of ephedrine after week 1 due to jitteriness and mild hypertension. He had an undisclosed history of borderline hypertension. -effects reported were transient dry mouth -no significant difference in the frequency of any effects and in these 8 subjects. -no adverse effect persisted throughout the study Daly et al., 1993 3/day:Phase III: patients who completed Phase II volunteered to continue the 150 mg ephedrine + 150 mg caffeine + 330 mg ASA dose for 7-26 months. -7 to 26 months -6 patients from Phase II study continued -6 of 8 subjects who completed Phase II, agreed to continue on treatment to assess longer term efficacy and safety and were monitored for 7 to 26 months -all subjects reported effects such as dry mouth or constipation. -blood pressure and heart rate remained normal -it was concluded by study authors that the treatment was well tolerated -no significant adverse effects were found in study subjects Daly et al., 1993 3/day: 150 mg ephedrine -2 weeks -10 obese subjects -it was reported that tolerance was good and no adverse effects were observed throughout the study Pasquali et al., 1992 Council for Responsible Nutrition December 19, 2000 112 Table 4.2.3-1 Summary of Clinical Trials with Obese Subjects Taking Ephedrine Total Dose (mg/day) Duration Number of Subjects (sex) Reported Results Reference 3/day:60 mg ephedrine + 600 mg caffeine -24 weeks -180 obese patients were randomized to 3 groups and maintained on a low energy diet -n=45 in E+C group -n=45 in E group -blood pressure, heart rate and adverse effects were monitored -ECG, fasting blood glucose, total cholesterol, triglyceride, hematology, biochemical screening, analysis of urine were evaluated at weeks 12 and 24 -systolic and diastolic blood pressure decreased significantly in all treatment groups -at Week 24, significant decreases in blood glucose, triglyceride and total cholesterol were found in all groups without group differences -all other measured variables, such as hematology, sodium, potassium, bilirubin, liver enzymes, creatinine, uric acid and urine analyses were without any significant differences. -study results showed that at Week 4, significantly more patients in the treatment group 60% ephedrine/caffeine mixture vs. 44 %in ephedrine mixture reported at least 1 adverse effect -by Week 8, there were no statistically significant differences between symptom reporting among all groups and effects greatly diminished Astrup et al., 1992; Toubro et al., 1993a -24-week follow up -127 patients from original study: all patients received same treatment -n=30 in E+C group -n=31 in E group -reactions were experienced by 102 patients during the study from week 26 to 50 -distribution showed that the majority of the symptoms (75%) occurred during the first 4 weeks -most frequently reported central nervous symptoms were tremor, agitation, insomnia, increased sweating and nervousness -palpitations and tachycardia were also reported -the authors reported that these adverse effects were temporary and did not persist Astrup et al.,1992 3/day:60 mg ephedrine 3/day:60 mg ephedrine + 600 mg caffeine Council for Responsible Nutrition December 19, 2000 113 Table 4.2.3-1 Total Dose (mg/day) 3/day:75 mg ephedrine (first 4 weeks) then 150 mg ephedrine next 4 weeks Summary of Clinical Trials with Obese Subjects Taking Ephedrine Duration - 8 weeks Number of Subjects (sex) Reported Results Reference n=11 obese volunteers in the ephedrine, caffeine and ASA group (sex not specified) n=13 placebo -transient jitteriness and transient dry mouth reported but no statistical significance between placebo group Krieger et al., 1990 3/day:60 mg -3 months -5 obese women -it was reported that effects were few -only 2 subjects reported transient hand tremor the first 2-5 days -blood pressure was increased but not significantly (blood pressure only measured during treatment week 4) -all subjects completed the study Astrup et al., 1985 3/day:Group I: placebo Group II: 75 mg ephedrine Group III: 150 mg ephedrine -3 months Group I: n=16 Group II: n=13 Group III: n=17 -effects such as agitation, insomnia, headache, weakness, palpitation, giddiness, tremor and constipation were present in the group treated with 150 mg/day but disappeared with time, and were reported to be well tolerated -a statistically significant difference between incidence of effects was reported for the 150 mg/day group compared to placebo; increase in pulse rate -no significance was reported in subjects treated with 75 mg/day compared to placebo with respect to effects -no significant compound-related effects were present on arterial blood pressure in any treatment group Pasquali et al., 1985 3/day:150 mg ephedrine -1 month -10 low-energy adapted obese women -it was reported that the incidence of adverse effects was very rare and only a few women during the first month presented mild forms of agitation, insomnia, palpitation or giddiness while taking ephedrine -no significant changes in arterial blood pressure pulse rate were found Pasquali et al., 1987 Council for Responsible Nutrition December 19, 2000 114 In a pivotal study recently released, the safety and efficacy of naturally occurring ephedrine alkaloids found in an herbal ephedra/caffeine supplement were assessed with a clinical protocol (Boozer et al., 2000). The abstract was presented at the North America Association for the Study of Obesity Annual Meeting, November 1, 2000. The abstract and data on ephedrine alkaloid and caffeine analyses, and the methods used are presented in Appendix C. The study was conducted jointly at the New York Obesity Research Center, at St. Luke’s-Roosevelt Hospital, Columbia University and Beth Israel-Deaconess Medical Center, Harvard Medical School. Information about the study is available from the abstract and from statements presented by the principal investigators at the Office on Women’s Health, U.S. Department of Health and Human Services (HHS) public meeting on the safety of dietary supplements containing ephedrine alkaloids, in Washington, D.C., on August 8-9, 2000. In a multi-center, randomized, double-blind, placebo-controlled trial, the long-term safety and efficacy for weight loss of an herbal supplement containing ma huang (90 mg/day ephedrine) and koala nut (192 mg/day caffeine) were assessed. Ephedrine and pseudoephedrine occurred in a 2:1 ratio, and together accounted for 86 to 98 percent of the ephedrine alkaloids. One hundred sixty seven weight-stable men and women were randomized to an Active (A, n=83) or Placebo (P, n=84) group. Subject characteristics among the groups were similar for age, weight and basal metabolic index. Subjects with serious medical conditions were excluded from participation. In a statement presented at the HHS meeting, Dr. Daly reported that some dropouts were related to unwillingness or inconvenience of wearing Holter monitors with the blood pressure monitor on the arm. Dr. Daly explained that these devices take blood pressures every 15 minutes during the day, and every half-hour at night for the full 24 hours. In addition, these subjects wear simultaneously a cardiac monitor with ECG leads over their entire chest which become itchy during monitoring. During this 24-hour period they are unable to shower. Two phases were investigated, an acute phase of 1 to 4 weeks, and a chronic phase of 6 months. In the acute phase, 69 subjects were given the herbal supplement, and 68 were placebo subjects. From statements presented at the HHS meeting, Dr. Daly described the protocol for this investigation. Baseline evaluations of the subjects included 24-hour blood pressure and Holter monitors, ECGs, routine lab tests, and urinary screening. Holter and 24-hour ambulatory blood pressure monitors were worn 5 times a day in the initial and acute phases. Evaluations were performed at 1, 2, and 4 weeks after randomization for compliance, symptom questionnaires, and physical examination (which included 24-hour blood pressure and Holter monitors). After the first 4 weeks, which was referred to as the acute phase, subjects who continued with the study returned on a monthly basis. Blood testing was also done on a monthly basis for examination of Council for Responsible Nutrition December 19, 2000 115 possible deleterious effects on kidney and liver. Dr. Daly stated that the protocol evaluated cardiovascular endpoints most stringently during the first 4 weeks of the study. It was reported that these evaluations showed significant time and group interactions for systolic and diastolic blood pressures, and heart rate. Systolic blood pressure was greater at Week 4 in the Active group. Initial heart rate in the Active group was significantly less than Placebo, while at Week 4 Active showed statistically significant increase in heart rate. Time and group interactions for ventricular events/hour, runs of ventricular events, multifocal ventricular events and tachycardia were not significant. Significant interactions for bradycardia and ventricular couplets were due to declining rates in Active, but not Placebo group. In the 6-month chronic phase, there were 46 Active subjects with 38 subjects in Placebo. Significant time and group interactions were body weight (significantly decreased), basal metabolic index (significantly decreased), and percentage fat (significantly decreased). Selfreported symptoms in Active consisted of dry mouth, heartburn, insomnia and diarrhea. Symptoms such as chest pain, palpitation, irritability, nausea and constipation were similar among supplement and placebo groups. The authors reported that herbal ephedra/caffeine lowered body weight, fat and BMI. Blood pressure was transiently increased and heart rate persistently increased; however, most importantly, cardiac arrhythmias were not increased. Self-reported symptoms were similar to those known for synthetic ephedrine/caffeine mixtures. Full study details and findings are not available and are pending publication. In another study, a prospective clinical investigation was conducted on overweight or obese individuals who voluntarily sought medical assistance for weight management in an outpatient, nonprofit bariatric clinic based in a community hospital (Huber, 1999). The study results were presented at the American Society of Bariatric Physicians (ASBP) in Las Vegas October 16, 1999 and at the North American Society for the Study of Obesity (NAASO) on November 16, 1999 and represent work not currently published. Subjects meeting the strict inclusion criteria for participation in this study were assigned on a random basis to one of three nutraceutical adjunctive weight-loss preparations for 6 months. The three products, Nutra 1 (“Lean-R-Gy”) (n=20), Nutra 2 (“Trim-4-Life”) (n=44) and Nutra 3 (“ProTrim”) (n=58) were given. There was no control group in this study, and participants and investigators were not blinded to the nutraceutical products evaluated. The exact amounts of the constituents were not identified; however, manufactures did indicate that Nutra 1 contained Council for Responsible Nutrition December 19, 2000 116 approximately 24 mg of ephedra for a maximum total of 48 mg/day of ephedra when used as directed. Nutra 2 contained approximately 12 mg of ephedra-equivalent per thermogenic tablet, for a maximum total of 24 mg/day of ephedra-equivalent when used as directed. Nutra 3 contained approximately 12 mg of ephedra and slightly more than 33 mg of caffeine per thermogenic caplet, for a maximum total of 72 mg/day of ephedra and 200 mg/day of caffeine daily, when used as recommended. The ephedra delivered by Nutra 1 and Nutra 3 was derived primarily from ma huang; the ephedra in Nutra 2 was derived from other sources. Safety parameters monitored included adverse events, blood pressure, heart rate, complete blood count, lipid profile, urinalysis, thyroid panel, and thyroid stimulating hormone. Subjects were provided with a 1-month supply, and upon monitoring they were provided with a subsequent month’s supply when determined to be a “responder” (i.e., weight loss) to the supplement given. Symptoms reported during the course of this study were stated to be at an extremely low frequency. Neither systolic nor diastolic blood pressure increased while the subjects were on ephedra-containing or caffeine-containing dietary supplements. After an initial transient rise in apical pulse rates, this increase did not significantly change in any group. Based on the study design, the authors state that the results should be viewed more as the descriptive findings of compiled individual cases evaluated through a strictly monitored clinical research protocol. In a subsequent report, a randomized, placebo-controlled, double-blind study was conducted on ephedra-containing dietary supplements for 6 weeks (Huber, 2000 – unpublished). The groups were randomly assigned and are summarized in Table 4.2.3-2. A medical evaluation and physical examination were performed by a bariatric physician prior to enrollment with strict inclusion criteria for admission to the study. Following an observational period of 9 to 10 weeks before supplement initiation, subjects were evaluated at approximately 2 weeks and at 6 weeks after initiation of the dietary supplement. Council for Responsible Nutrition December 19, 2000 117 Table 4.2.3-2 Group Group Assignments for Huber, 2000 Ephedrine (total mg/day): Caffeine (total mg/day) Initial Subjects Enrolled Subjects Actively Followed Metabolize and Save (1 tablet 3x/day) 36:120 26 15 Metabolize and Save (2 tablets 3x/day) 72:240 26 19 Placebo (1 or 2 tablets 3x/day) 0:0 21 14 Metabolite (1 tablet 3x/day) 36:0 21 14 72:300 26 19 Product D Huber (2000) reported that no serious adverse events occurred. General symptoms, cardiovascular, skin, urinary tract, musculoskeletal, sexual function, nervous system, endocrine/metabolic, gastrointestinal and respiratory system were effects. A metabolic study checklist included measurements of glycohemoglobin, 24-hour urine collection/creatinine/ protein, fasting insulin, basal metabolic rate, hydrostatic weighing, fitness assessment, psychometric, memory test, trail making, digit span and digit symbol. Adverse effects were expressed as relative ratios for the supplement group relative to the observational period. Specifically, there were no significant increases in blood pressure or heart rate, or other cardiovascular changes. Blood pressure was monitored on each visit. It was measured in the supine and upright position, and apical pulse rates were checked by oscillation over a 2-minute period of time. The average duration of observation with the higher dosage of Metabolize and Save was about 1.5 weeks less than the lower dosage group due to the withdrawal of 3 subjects for reasons stated as “too jittery”. An explanation for the drop-outs in the study was not reported. Molnár et al. (2000) investigated the effects of ephedrine and caffeine on safety and efficacy in obese adolescents for 20 weeks. In a randomized, double-blind, placebo-controlled study, 32 obese adolescents were assessed. Thirteen adolescents were randomized to the placebo group and 16 were randomized to 1 of 2 ephedrine/caffeine groups based on weight. Adolescents <80 kg were given tablets of 100 mg caffeine/10 mg ephedrine – 3 times/day (total 300 mg caffeine/30 mg ephedrine), while adolescents >80 kg were given two tablets of 100 mg caffine/10 mg ephedrine – 3 times/day (total 600 mg caffeine/60 mg ephedrine). The average age of the adolescents was 16 years. Strict exclusion criteria included any metabolic or endocrine disease, psychiatric or somatic disease; any drug treatment; evidence of alcohol or drug abuse; Council for Responsible Nutrition December 19, 2000 118 treatment with methylxanthines less than 1 month prior to the start; and any contraindications to the trial medication. The caffeine/ephedrine tablets were gradually introduced starting with 1tablet per day and increasing the dose to 1 tablet 3 times daily. The maximal dose was reached by the end of the second or third week in the case of the low and high dose, respectively. After the 20th week the patients were weaned gradually (2x1 or 2 tablets daily for 3 days, then 1x1 or 2 tablets daily for another 3 days, then the caffeine/ephedrine tablets were terminated. The adolescents were evaluated before the start, at Weeks 2, 8, 12, 16, 20, and at the follow-up visit (5 days to 2 weeks after the termination of treatment). Safety parameters monitored included detailed physical assessment, blood pressure and heart rate measurement and monitoring of side effects, withdrawal symptoms, blood glucose, plasma insulin, thyrotrophin, free thyroxine, triiodothyronine, total cholesterol, high-density lipoprotein, apolipoprotein A1 and B. In addition, screening for hemoglobin, hematocrit, white blood cell and platelet count, aspartate aminotransferase, lactate dehydrogenase, bilirubin, alkaline phosphatase, serum albumin, and creatinine concentrations were measured from fasting blood samples. Urine was checked for glucose and protein at the start and at Week 8 and 20. Physical fitness testing was performed before the start and on Week 20 to check cardiovascular side effects. Blood glucose, plasma insulin, total cholesterol, HDL-cholesterol, ApoA1 levels and thyroid hormone plasma concentrations did not change during the trial period in either group. The plasma triglyceride and ApoB plasma concentrations of the active group were significantly lower than those of the placebo group which became significant at Week 20. Hemoglobin, hematocrit, white blood cell and platelet count, ASAT, LDH, bilirubin, ALP, serum albumin, and creatinine were in the normal range in all adolescents at baseline and remained there at Weeks 8 and 20. Urine was negative for glucose and albumin at all time points. Blood pressure and heart rate values showed no significant changes during the trial in either group. With respect to side effects 11 and 10 patients reported some kind of side effects from the placebo and caffeine/ephedrine groups, respectively. The side effects were more frequent at the beginning of the treatment in the active group than in the placebo group and more frequent during the follow-up period as compared to the beginning of the treatment in the placebo group; however, the side effects were transient, graded as mild to moderate in the majority of all cases. Side effects were graded as severe on six occasions (placebo,5: caffeine/ephedrine,1). It was reported that no serious adverse reactions were encountered in the trial. The number of reported withdrawal symptoms such as sweating, palpitation, tremor, nervousness, vomiting, diarrhea, insomnia and poor general state of health were checked on the 1st, 3rd, and 5th day of the weaning period and were not different in the placebo and caffeine/ephedrine groups, respectively. Council for Responsible Nutrition December 19, 2000 119 The authors concluded that based on the study findings the ephedrine/ephedrine mixture at doses up to 600 mg caffeine and 60 mg ephedrine can be a safety and effective compound for the treatment of obesity in adolescents. In a meeting abstract, Nasser et al. (1999) reported on the safety and efficacy of an herbal supplement containing ma huang and guarana in a clinical study conducted. Additional information is summarized from statements by the principal investigators presented at the Office on Women’s Health, U.S. Department of Health and Human Services (HHS) public meeting on the safety of dietary supplements containing ephedrine alkaloids, in Washington, D.C., on August 8-9, 2000. The double-blind, placebo-controlled, 8-week trial was conducted on a supplement containing 72 mg/day of ephedrine in ma huang, and 240 mg of caffeine from guarauna in 67 participants. Exclusions included nursing, pregnancy, taking concurrent medications, cancer, asthma, enlarged prostate, glaucoma, seizures, migraine headaches, hypertension, diabetes, or major organ illness. Of the 67 randomized subjects, 7 dropped out before the first follow-up (5 supplement subjects and 2 placebo subjects). Of the 5 drop-outs for the herbal supplement, 4 reported heart palpitations and 1 developed high blood pressure. Of the 60 remaining subjects who returned for at least 1 follow-up visit, 12 dropped out before Week 8 of the study. These drop-outs consisted of 6 participants in the supplement group and 6 in the placebo group. Of the supplement group drop-outs, 2 reported heart palpitations, 1 irritability, and 1 had increased systolic blood pressure. Those subjects who withdrew for self-reported palpitations, underwent follow-up ECGs that showed no abnormalities. In the subjects who completed the study, the ratio of self-reported symptoms in supplement vs. placebo were: dry mouth (5 vs. 1); heart palpitations (2 vs. 2); blood pressure (>20 individuals treatment vs. placebo not reported); systolic (2 vs. 0); diastolic (1 vs. 1); insomnia (9 vs. 2); constipation (1 vs. 4), and extra menstrual bleeding (1 vs. 2). Supplements resulted in greater changes in body weight, body fat and serum triglycerides compared to placebo. In details presented at the HHS meeting, heart rate was significantly increased over baseline in the supplement group with an increase of 6.9 bpm versus a decrease of 1.7 bpm in placebo. Mean blood pressure systolic and diastolic did not differ between groups at any time point nor were they different from baseline in either group at study termination. When the rise over baseline for all subjects was compared at each time point, mean systolic blood pressure was significant only at Week 6 for supplement subjects versus placebo. Repeated measures analysis of variance showed that the variability of the change in blood pressure was constant within subjects over Council for Responsible Nutrition December 19, 2000 120 groups. A between-group effect was not significant unless weight loss was used as a covariant. In addition, Dr. Boozer continued to summarize the study as follows; among the subjects who completed the study, there were no statistically significant differences in self-reported symptoms. There were however differences with increased reporting of dry mouth and insomnia. No subjects had any serious or long-lasting adverse event in this 8-week trial. The authors concluded that the herbal supplement promoted weight loss, but was accompanied by undesirable effects in some subjects at 72 mg/day of ephedrine. Full study details and findings are not available and are pending publication. A prospective clinical investigation was conducted on overweight or obese individuals who voluntarily sought medical assistance for weight management in an outpatient, nonprofit bariatric clinic based in a community hospital (Huber, 1999). The study results were presented at the American Society of Bariatric Physicians (ASBP) in Las Vegas October 16, 1999 and at the North American Society for the Study of Obesity (NAASO) on November 16, 1999 and represents work not currently published. Subjects meeting the strict inclusion criteria for participation in this study were assigned on a random basis to one of three nutraceutical adjunctive weight-loss preparations for 6 months. The three products, Nutra 1 (“Lean-R-Gy”) (n=20), Nutra 2 (“Trim-4-Life”) (n=44)and Nutra 3 (“ProTrim”) (n=58) were given. There was no control group in this study, and participants and investigators were not blinded to the nutraceutical products evaluated. The exact amount of the constituents were not identified; however, manufactures did indicate that Nutra 1 contained approximately 24 mg of ephedra for a maximum total of 48 mg/day of ephedra when used as directed. Nutra 2 contained approximately 12 mg of ephedra-equivalent per thermogenic tablet, for a maximum total of 24 mg/day of ephedra-equivalent when used as directed. Nutra 3 contains approximately 12 mg of ephedra and slightly more than 33 mg of caffeine per thermogenic caplet, for a maximum total of 72 mg/day of ephedra and 200 mg/day of caffeine daily, when used as recommended. The ephedra delivered by Nutra 1 and Nutra 3 was derived primarily from ma huang; the ephedra in Nutra 2 was derived from other sources. Safety parameters monitored included adverse events, blood pressure, heart rate, complete blood count, lipid profile, urinalysis, thyroid panel and thyroid stimulating hormone. Subjects were provided with a 1-month supply, and upon monitoring they were provided with a subsequent month’s supply when determined to be a “responder” (i.e., weight loss) to the supplement given. Symptoms reported during the course of this study were stated to be at an extremely low frequency of side effects. Neither systolic nor diastolic blood pressure increased Council for Responsible Nutrition December 19, 2000 121 while the subjects were on ephedra-containing or caffeine-containing dietary supplements. After an initial transient rise in apical pulse rates, this increase did not significantly increase in any group. Based on the study design, the authors state that the results should be viewed more as the descriptive findings of compiled individual cases evaluated through a strictly monitored clinical research protocol. The cardiovascular effects of ephedrine were reported in obese women by Waluga et al. (1998). Twenty-seven obese, but healthy, women were divided into 3 equal groups. The subjects were judged to be in normal health on the basis of history and physical examination as well as laboratory tests, X-ray examination of the chest, ECG, ultrasound of the gastrointestinal system and kidneys. They had no cardiovascular disturbances or arterial hypertension. No other medication was allowed 2 weeks prior to the study. The participants were asked to abstain from smoking and from drinking beverages containing caffeine for at least 24 hours before the study. Group 1 received a standard low caloric diet and placebo; Group II received the same diet with ephedrine (2 x 25 mg) with caffeine (2 x 200 mg); Group III received the same diet and ephedrine (2 x 25 mg) with caffeine (2 x 200 mg) and yohimbine (2 x 5 mg). The study was performed in a double-blind, placebo fashion for 10 days. The cardiovascular state was evaluated by thoracic electrical bioimpedance, automatic sphygmomanometer, and continuous ECG recording. In each patient, the hemodynamic study was performed twice, once before pharmacological treatment and after 10 days of diet or diet plus treatment. Systolic pressure, cardiac load and peripheral resistance were not statistically changed during measurements at rest. Diastolic pressure and heart rate were statistically increased in Group 3 (ephedrine, caffeine, and yohimbe) compared to control during measurements at rest. The reported aim of the study was to determine if the combinations used were safe for the cardiovascular system. Ten days of observation were deemed adequate by the study authors to detect some cardiovascular reactions. The authors concluded that they did not observe any significant changes in most hemodynamic parameters after 10 days of dietary administration; however, they did find that the ejection fraction was decreased. It was concluded that chronic administration, as demonstrated in this study, showed no undesirable effects on cardiovascular state in obese patients. Moheb et al. (1998) studied the effect of ephedrine, caffeine and ASA in combinations on weight loss in obese women. The experiment was a placebo-controlled, double-blind trial on weight loss, and adverse effects when taken with a calorie restricted diet. Subjects were 163 premenopausal female volunteers aged 20 to 49 years. They were sequentially assigned to 5 treatment groups for 12 weeks: E, E+C; E+A, E+C+A; and placebo. Doses of ephedrine were 50 mg (25 mg, for the first 2 weeks), caffeine 50 mg and ASA 110 mg, given 3 times per day. Exclusion criteria included hypertension, heart disease, gastric ulcer or other serious medical Council for Responsible Nutrition December 19, 2000 122 conditions. Subjects were seen before treatment, weekly for 1 month, then every 2 weeks. Relevant safety parameters which were measured included blood pressure, heart rate and clinical signs. Subsamples of 10 subjects from each group were randomly selected for additional measurements pre- and post-treatment of: energy expenditure, fasting and post meal and thermogenic effects, urinary catecholamines; occult blood in stools; and blood glucose, triglyceride, total cholesterol, HDL, DLL, free fatty acids, free thyroxine and insulin. Cholesterol, DLL and glucose were decreased in all groups, but were increased in the placebo group. Although the authors stated that clinical signs were evaluated and monitored, no information on possible adverse effects was reported by the authors. Breum et al. (1994) compared the effects of an ephedrine/caffeine combination compared to dexfenfluramine in the treatment of obesity in a double-blind multi-center trial in general practice (i.e., not in a controlled clinical setting). One hundred and three patients, who were approximately 20 to 80% overweight, were included in this 15-week study. Patients were randomized to 2 treatment regimens: 15 mg of dexfenfluramine twice daily (n=53), or 20 mg:200 mg ephedrine:caffeine 3 times a day (n=50 - 39 female/11 male). Measurements of body weight, heart rate, blood pressure and side effects were taken at the end of Week 1 and every 3 weeks thereafter. After 15 weeks of treatment, 10 patients dropped out in the dexfenfluramine group and 12 dropped out from the ephedrine:caffeine group. In particular, 6 patients from the ephedrine:caffeine group were withdrawn due to vomiting and abdominal pain, 1 had tremor, palpitations and syncope, and the last 3 patients experienced vertigo, nausea, and insomnia. All symptoms disappeared after cessation of treatment. Effects were reported in 43% of patients in the dexfenfluramine and 54% in the ephedrine + caffeine group. Statistically significant central nervous system effects, especially agitation and insomnia, were more pronounced in the ephedrine + caffeine group, whereas gastrointestinal symptoms were more frequent in the dexfenfluramine group. Effects were most prevalent during the first month of treatment, and subsided markedly as the study progressed. A rapid decline in events was found in the ephedrine/caffeine group after the first week of treatment. Evaluation of mean systolic and diastolic blood pressures showed a statistically significant reduction in the EC group. It was reported that mean heart rate increased significantly compared to baseline in the EC group; however, the change was only 1.1 ±11.6 bpm. No placebo group was included in this study which reduces the utility of this study. Eighty-five patients were included in an open 15-week follow-up period, and 29 patients complained of transient effects; 9 from the ephedrine and caffeine group and 20 from the dexfenfluramine group. It was reported that no serious side-effects were observed during the follow-up study period or during the study period, and after cessation of trial treatment, all Council for Responsible Nutrition December 19, 2000 123 symptoms remitted. Blood pressure was unchanged during the follow-up period. One patient (57 year old man) from the ephedrine + caffeine group died during the study. Careful examination of his medical history found he had a history of alcohol abuse (not reported during patient recruitment). He was hospitalized 3 weeks after the start of the study with severe alcohol intoxication and died shortly afterwards from fatal gastro-intestinal bleeding. The authors reported that the death was unrelated to ephedrine+caffeine treatment, but was due to fatal gastric bleeding in combination with alcohol intoxication. Effects of a multiple herbal formulation on body composition, blood chemistry, vital signs, and self-reported energy levels and appetite control were reported in an abstract by Kaats and Adelman (1994). Using a double-blind, placebo, crossover protocol, 100 subjects were randomly assigned to a group consuming an inactive placebo while following a self-directed behavior modification program; or to a group following the same program, but consuming a proprietary herbal formulation (dose not specified) that included ma huang. The test period consisted of two 4-week phases. Body composition tests, blood chemistry, resting heart rates and blood pressures were obtained weekly with self-reports of energy levels. It was reported that there were no significant changes in blood pressure or resting heart rates. Dose information was not specified, and the findings of this study were determined to be limited. A literature search for the full publication did not locate a published version of this study. Buemann et al. (1994) investigated the effect of ephedrine together with caffeine on plasma lipids and lipoproteins on a calorie-restricted diet. Forty-one obese but healthy women were referred by general practitioners for treatment of obesity. They were randomly assigned by a third party to a diet + ephedrine+caffeine (EC) group or a diet + placebo group. The experiment was conducted as a double blind design. Due to drop-outs and incomplete blood analyses, only 16 subjects from each group were included in this investigation. The study duration was 8 weeks, and the diet was supplemented by ephedrine 20 mg plus caffeine 200 mg, 3 times per day. Both groups were supervised by clinical dietitians weekly. Total plasma cholesterol, HDLcholesterol and triglyceride concentrations were assessed on the day before the start of the diet period and during Weeks 4 and 8 of dieting. Heart rate and blood pressure measurements were not mentioned. Molnár (1993) investigated the effects of ephedrine and aminophylline on resting energy expenditure in obese adolescents for 1 week. Fifty seven obese adolescents attending an obesity clinic were assessed. These adolescents were screened for endocrine disorder, medication, smoking, alcohol consumption and not engaged in regular exercise. The thermogenic effect of ephedrine was investigated in 27 obese adolescents at 50 mg 2 times per day. Ten adolescents Council for Responsible Nutrition December 19, 2000 124 served as controls. It was reported by the study authors that side effects were not observed. Heart rate and blood pressure measurements were not mentioned. Daly et al.(1993) investigated the safety and efficacy of a combination of ephedrine, caffeine, and ASA in obese subjects. The initial phase of the study was an 8 week, randomized double-blind trial of the ephedrine, caffeine, and ASA (ECA) mixture vs. placebo. The placebo group then returned for an unblinded crossover for 8 weeks. Twenty-nine subjects were recruited to enroll in part I, but 5 defaulted due to difficulty in keeping appointments. Of the 24 who completed part I of the study, 11 (10 female/1 male) were in the ECA group and 13 (12 female/ 1 male) in the placebo group. In study Phase I, subjects were assigned to receive either placebo or treatment for 8 weeks. Both placebo and treatment were administered 3 times daily. For the first 4 weeks, a total of 75 mg ephedrine, 150 mg caffeine and 330 mg ASA, or placebo were given per day. After the fourth week, the ephedrine dose was increased to a total of 150 mg per day. In Phase I, subjects returned for evaluations at Weeks 1, 4, 6, and 8. In study Phase II, placebo group subjects were asked to return for an 8-week, nonblinded crossover of ECA, and the ephedrine dose was doubled after the first week. Willing subjects from Phase II then continued for 7 to 26 months to assess possible longer-term effects of the ephedrine, caffeine, and ASA mixture (Phase III). In Phase II, each subject returned at Weeks 2, 4, 6, and 8 and in part III, subjects returned at monthly intervals. In all phases, consumption of coffee and other caffeinated beverages was limited to 2 cups daily. At each visit, weight, blood pressure, heart rate were measured, and subjects were asked about adverse effects. In study Phase I, effects were reported in 3 of 11 ECA subjects who reported transient jitteriness, 2 reported dry mouth and 2 reported constipation, while 1 of 13 placebo subjects reported jitteriness, 2 reported dry mouth, and 1 of constipation. The study reported that there was no significant difference in frequency of any of these effects, and in both ECA and placebo groups, effects tended not to persist. Furthermore, average blood pressure and heart rates showed no significant differences within groups or between ECA and placebo, in systolic blood pressure, diastolic blood pressure, mean arterial blood pressure, and heart rate as well as glucose, insulin, and total or HDL cholesterol. In study Phase II, 8 women and 1 man enrolled, and the 8 women completed the study. The man was unable to tolerate the higher dose of ephedrine due to jitteriness and mild hypertension. On further questioning, he acknowledged a medical history of undisclosed borderline hypertension. Council for Responsible Nutrition December 19, 2000 125 With respect to effects, 3 of 8 subjects complained of transient dry mouth with ECA, while none did with placebo; however there was no significant difference in the frequency of any effects and in these 8 subjects no effect from either the placebo or ECA persisted throughout the study. No significant differences were found between ECA and placebo in systolic, diastolic, or mean arterial blood pressure, heart rate, glucose, insulin, and total or HDL cholesterol. In study Phase III, 6 of 8 subjects who completed Phase II of the study agreed to continue on ECA in an open study design to assess possible longer-term efficacy and safety, and were followed at monthly intervals for 7 to 26 months. Weight, blood pressure, heart rate, compliance, appetite and adverse effects were assessed at monthly intervals. All subjects (n=6 females) reported effects such as dry mouth or constipation. The study reported that blood pressure and heart rate remained normal, and concluded that ECA combination continued to be well tolerated. No significant adverse effects were found in study subjects over periods ranging from 5 months to 2 years during treatment with this 3-way combination of ephedrine, ASA, and caffeine. The authors suggested that the good tolerability displayed by the ECA combination may be due in part to the time period allowed on a lower dose of ephedrine before the full dose was given. Pasquali et al. (1992) studied the effects of chronic administration of ephedrine during very lowcalorie diets on energy expenditure, protein metabolism, and hormone levels in obese subjects. Ephedrine hydrochloride was administered at a dose of 50 mg 3 times a day orally or placebo during 2-week periods in a randomized, double-blind, cross-over design. Five subjects started with ephedrine and 5 subjects with placebo. The results were analyzed separately in the 2 groups. Relevant safety information in this study reported that tolerance of the pharmacological therapy was good in all subjects with no adverse effects observed throughout the study; however, the study did not report how tolerance was assessed. Astrup et al. (1992), Quaade et al. (1992), and Toubro et al. (1993a) reported the effects of an ephedrine/caffeine compound compared to ephedrine, caffeine and placebo agents alone in obese subjects on an energy-restricted diet. These 3 publications describes a single clinical trial by a group of Danish researchers, one of the few published trials which enrolled a large number of subjects. Subjects were between 20 to 65 years of age and were 20 to 80% overweight. Exclusion criteria included screening for history of psychiatric/somatic disease, GI malabsorption, cardiovascular disease, thyroid disease, and any concomitant treatments with drugs. In a randomized, placebo-controlled, double-blind study, 180 obese patients were randomized to an ephedrine+caffeine (EC) combination (20 mg:200 mg), ephedrine (E) (20 mg), caffeine (C) (200 mg) or placebo, 3 times a day for 24 weeks and maintained on a low energy Council for Responsible Nutrition December 19, 2000 126 diet (45 subjects per group). The subject profile of the treatment groups consisted of 39 female/6 male in the E+C group; 40 female/5 male in E group; 42 female/3 male in C group and 34 female/11 male in placebo group. Prior to the study, the bioavailability and absorption of ephedrine and caffeine were found to be identical when they were given separately and in combination. Patients were seen every 2 weeks and weight, waist and hip circumference, resting heart rate, blood pressure and adverse effects were monitored. The following parameters were recorded before the study and at Weeks 12 and 24: ECG, fasting blood glucose, total cholesterol, triglyceride, hematology, biochemical screening, analysis of urine, and the total caffeine consumption during the previous week. Of the 180 patients, 141 completed the 24-week treatment period. Thirty-nine patients withdrew from the study and it was reported that they were equally distributed among the 4 groups, with no statistically significant differences between the groups (see Table 4.2.3-3). In particular, 6 patients withdrew due to side effects, 3 in the ephedrine/caffeine group: 1 had vertigo, tachycardia and syncope; the second was withdrawn due to hypertension, and; the third patient experienced euphoria, neurotic behavior and increased sweating. One patient who received ephedrine was withdrawn due to a depressed mood, insomnia, tremor and tachycardia. One patient in the caffeine group had neurotic symptoms, and another had brachycardia, tiredness and dizziness. Table 4.2.3-3 Reasons for Patient Withdrawal (Astrup et al., 1992; Quaade et al., 1992; Toubro et al., 1993a) Cause for Withdrawal Ephedrine and Caffeine Ephedrine Caffeine Placebo lack of weight loss 0 0 1 0 side effects 3 1 2 0 complications to obesity 1 1 1 0 Pregnancy 2 2 1 4 non-compliance 1 0 1 3 not willing to continue 3 6 2 2 Other 0 0 1 1 Total 10 10 9 10 number of subjects originally in group 45 45 45 45 Council for Responsible Nutrition December 19, 2000 127 Study results showed that at week 4, significantly more patients in the treatment groups (60% of the ephedrine and caffeine), (44% of ephedrine), and (36% of caffeine) than in the placebo group (24%) reported at least 1 side effect (P<0.05), whereas the differences between the non-placebo groups were not significant. By Week 8, there was no statistically significant difference between symptom reporting among all groups, and side effects reported were greatly diminished (see Table 4.2.3-4). Typical effects of treatment and frequency are reported in Table 4.2.3-5 which were generally minor. In addition to these findings, this study showed that there was a possibility of withdrawal symptoms. Two weeks after cessation of treatment, more symptoms were reported from the groups receiving ephedrine and caffeine, and ephedrine singly than in the placebo group. In particular, in the ephedrine and caffeine group, headache and tiredness were more frequently reported, whereas more patients of the ephedrine group reported hunger. In the caffeine group only, headache was reported more frequently than in the placebo group following cessation of treatment. Table 4.2.3-4 Time Course of Effects Time of Report (Week) Ephedrine + Caffeine Ephedrine Caffeine Placebo 4 27 25 22 5 8 3 2 2 3 12 5 5 1 1 16 3 1 1 1 20 2 4 1 1 24 4 3 5 2 Council for Responsible Nutrition December 19, 2000 128 Table 4.2.3-5 Adverse Effect Frequency of Effects in All Patients Ephedrine and Caffeine Ephedrine Caffeine Placebo Dizziness 5 2 5 1 Headache 2 2 3 0 Tremor 5 4 1 0 Depressed mood 1 2 2 0 Euphoria 2 1 2 0 Insomnia 9 8 3 3 Dry mouth 0 3 0 0 Postural hypotension 2 2 1 1 Palpitation 2 1 0 0 Tachycardia 2 2 0 0 Constipation 0 1 0 2 Number of Subjects Originally in Group 35 35 34 35 Systolic and diastolic blood pressure decreased significantly in all treatment groups, without any significant differences among the 4 groups. Mean heart rate decreased 4 to 6 beats/min only in the caffeine and placebo group. At Week 24, significant decreases in blood glucose, triglyceride and total cholesterol were found in all groups without group differences. These decreases were maintained in all groups at Week 50. All other measured variables, such as hematology, sodium, potassium, bilirubin, liver enzymes, creatinine, uric acid, and urine analyses were without any significant group differences. In a follow-up trial, Toubro et al. (1993b) enrolled 127 patients from the above studies to further analyze the acute and chronic effects of ephedrine/caffeine mixtures. The study comprised a 24week follow-up with an open-labeled design where all patients received the same treatment (diet and medication). This study was a continuation of a 24-week double-blind randomized parallel study originally with 4 treatment groups. All medication was stopped from Week 24 to 26 in order to monitor any withdrawal symptoms. Subsequently, all remaining patients were offered a further 24 weeks of treatment with a low calorie diet in combination with the ephedrine/caffeine combination (20 mg:200 mg) 3 times a day. Council for Responsible Nutrition December 19, 2000 129 From Weeks 26 to 50, 28 patients withdrew from the study (see Table 4.2.2-6). Two patients from the former ephedrine group withdrew, 1 due to insomnia, sweating and finger anesthesia, and 1 due to depression, tremor, nervousness, and irritability. Three from the caffeine group withdrew, 1 due to tachycardia, nausea and vertigo, 1 with nausea, tachycardia, vomiting, and headache, and 1 with irritability and insomnia. Six patients were recorded as having intercurrent diseases unrelated to the treatment. Side effects were experienced by 102 patients during the study from Week 26 to 50. This distribution showed that the majority of the symptoms (75%) started during the first 4 weeks of treatment (Week 26 to 30). The most frequently reported central nervous system symptoms were tremor, agitation, insomnia, increased sweating and nervousness. Significant decreases in blood glucose, triglyceride, and total cholesterol levels were found in all groups. All other measured variables such as hematology, sodium, potassium, bilirubin, liver enzymes, creatinine, uric acid, and urine analyses were without any significant differences. It was reported that effects such as tremor, tachycardia, and insomnia were temporary, and no serious withdrawal symptoms were noted. The frequency and severity of individual signs and symptoms were not stated. Table 4.2.2-6 Reasons for Patient Withdrawal during Week 26 to 50 (Toubro et al., 1993b) Cause of Withdrawal Ephedrine and Caffeine Ephedrine Caffeine Placebo Side effects 0 2 3 0 Pregnancy or desire for pregnancy 2 0 0 0 Non-compliance 0 0 1 0 Discontinuation 2 3 1 7 Not showing up for visits 0 0 1 0 Intercurrent disease 2 2 2 0 Total 6 7 8 7 Number of subjects enrolled in Week 26-50 30 31 34 32 Number of completers at Week 50 24 24 26 25 Krieger et al. (1990) investigated the weight loss effects of ephedrine+caffeine+ASA in obese subjects. Twenty-nine subjects enrolled in the study and 5 defaulted due to difficulty in keeping follow-up appointments. Of the 24 subjects who completed the study, 11 were in the ephedrine+ Council for Responsible Nutrition December 19, 2000 130 ASA+caffeine treatment group and 13 in the placebo group. Volunteers were screened for eligibility by medical history, physical examination, and laboratory studies (complete blood count, fasting blood glucose, electrolytes, renal, hepatic function tests, ECG and stool) to exclude those with cardiovascular, psychiatric, gastrointestinal, hematologic, and metabolic disorders. The treatment was administered as follows: for the first 4 weeks the ephedrine dose was 25 mg, 3 times per day (75 mg of ephedrine/day), and after the follow-up visit at Week 4, the ephedrine dose was increased to 50 mg, 3 times per day (150 mg of ephedrine/day). The caffeine (50 mg, 3 tablets/day) and ASA (100 mg, 3 tablets/day) were administered in a single tablet, and the dose remained fixed throughout the study, i.e.,150 mg of ephedrine + 150 mg of caffeine + 300 mg of ASA/day. At each follow-up visit (Weeks 1, 4, 6, and 8), blood pressure and heart rate were measured, and subjects were questioned about side effects and compliance with the pills and asked to rate their appetite. Subjects were instructed to restrict caffeinated beverage consumption to 2 cups/day. At Weeks 0, 4, and 6, fasting blood samples were obtained for analysis of glucose, insulin and total and HDL-cholesterol. No differences between treatment and placebo were observed in resting heart rate, blood pressure, fasting plasma glucose, insulin or total or HDL cholesterol concentrations. Treatment subjects tended to report transient jitteriness (3/11), transient dry mouth (2/11), and constipation (2/11); however, there were no differences in the frequency of these side effects between treatment and placebo by Fisher’s exact test. This clinical study is different from many of the obesity clinical trials, in that the study design involved a stepped dose of ephedrine. Due to the novel combination at the time of the study of ephedrine with caffeine and ASA, ephedrine was administered at a lower dose, and once cardiovascular evaluations showed no effect, the dosage of ephedrine was doubled. This higher dose level of ephedrine together with caffeine and ASA showed no treatment-related differences compared to placebo treatment. The effects of chronic administration of ephedrine were evaluated in 5 women characterized by the author as obese (Astrup et al., 1985). Subjects were between 18 to 49 years old and were 10 to 17% overweight. An initial clinical examination with measurement of blood pressure and pulse rate was performed. Subjects were given 20 mg of ephedrine 1 hour before meals 3 times/day for 3 months. Various parameters were measured, in particular, plasma sodium, potassium, glucose, serum thyroxine and tri-iodothyronine, TSH, and determination of catecholamines. It was reported that side effects were few. Two subjects reported transient hand tremor during the first 2 to 5 days during the 3-month study. Blood pressure and heart rate were only evaluated during treatment Week 4. There was an increase in mean blood pressure which was not statistically significant. No change in pulse rate could be detected. After 4 weeks, no significant difference in mean arterial blood pressure or heart rate was observed. Plasma levels Council for Responsible Nutrition December 19, 2000 131 of K and Na were measured. Plasma K decreased from the initial value (4.1 to 3.7 mmol/L); however, no alterations were observed in Na levels. All 5 patients completed the study. Pasquali et al. (1985) reported the effects of ephedrine in the treatment of obesity. A doubleblind controlled study was performed on 62 consecutive, unselected obese patients (i.e., strict exclusion criteria were not applied). Patients were treated for 3 months with placebo (Group I), 25 mg 3 times a day or 50 mg or ephedrine 3 times a day (Group II and Group III, respectively). The group composition: Group I (16 subjects - 12 female/4 male); Group II (13 subjects - 9 female/4 male); Group III (17 subjects - 11 female/6 male). During the first month of treatment, 5 patients were excluded for non-compliance with the protocol study; moreover, 10 other subjects stopped the therapy spontaneously due to the presence of undesirable effects and 1 female patient was removed from the study due to pregnancy. Of these patients, 5 belonged to the Placebo group, 6 belonged to Group II and 5 belonged to Group III. The final subject sample that was considered in the analysis of the results by the authors, included only those subjects who had completed at least 1-month’s treatment which consisted of 46 subjects (32 females/14 males). Forty participants completed the second month, and 31 completed third month of the trial. Four subjects were excluded during the second month and 9 during the third month for non-compliance with the treatment regimen. During follow-up appointments, pulse rate, arterial blood pressure and incidence of adverse effects were recorded. Effects such as agitation, insomnia, headache, weakness, palpitation, giddiness, tremor, and constipation were present in the group treated with 150 mg/day but disappeared with time, and treatment was reported to be well tolerated. A statistically significant difference between incidence of effects was reported for the 150 mg/day group compared to placebo; however, no significance was reported in subjects treated with 75 mg/day compared to placebo. No significant compound-related effects on arterial blood pressure were present in any treatment group. Patients treated with 150 mg/day of ephedrine had a small but significant increase in pulse rate, when compared to placebo. It is interesting to note that strict exclusion criteria were not applied in this study which would be representative of a general population of fairly diverse individuals. In a later study, Pasquali et al. (1987) studied the effects of ephedrine in low-energy adapted obese women. A double-blind cross-over randomized study was performed in 10 selected adult overweight or obese women. Treatment consisted of 50 mg of ephedrine 3 times a day (150 mg ephedrine/day) or placebo, after a period of stabilization with a low diet for 1 month. Each treatment lasted for a duration of 2 months. It was reported that the incidence of side effects was very rare and only a few women during the first month presented mild forms of agitation (2), Council for Responsible Nutrition December 19, 2000 132 insomnia (3), palpitation (2), or giddiness (2), while taking ephedrine. No significant changes in arterial blood pressure or pulse rate were found. 4.2.3.1 Summary/Discussion of Obesity Clinical Trials Twenty studies in obese, but otherwise reportedly healthy individuals, investigated the effects of ephedrine intake (Astrup et al., 1985, 1992; Pasquali et al., 1985, 1987, 1992; Krieger et al., 1990; Daly et al., 1993; Molnár, 1993; Toubro et al., 1993a,b; Breum et al., 1994; Buemann et al., 1994; Kaats and Adelman, 1994; Moheb et al., 1998; Waluga et al., 1998; Huber, 1999, 2000; Nasser et al., 1999; Boozer et al., 2000; Molnár et al., 2000). Ephedrine exposures involved oral administration over durations from 10 days to 26 months. The range of total doses within these studies was from 50 to 150 mg/day, given at frequencies of 1 to 3 times/day to achieve the daily maximum specified. Information on possible side effects was not reported in several studies due in part to the focus on efficacy; however, the recent Boozer et al. (2000) reported the long-term safety of an herbal ephedra supplement and provides strong evidence to support the safety of ephedra use. Based on the strengths of the study design, duration of study, number of subjects enrolled and endpoints evaluated, studies conducted in obese individuals were determined to be of sufficient quality and consistency for inclusion as the critical dataset for the determination of a UL (see Section 6.0). It is expected that obese subjects would not be more or less sensitive than nonobese subjects using ephedrine-containing dietary supplements. Review of the literature pertaining to issues dealing with sensitivity of adverse events in lean and obese subjects has revealed conflicting findings. Clinical trials examined the effects of ephedrine, either singly or combined with caffeine or ASA on weight loss in the treatment of obesity. Given that many dietary supplements containing ephedrine also contain other ingredients, these evaluations provide useful information on the safety and tolerability in fairly diverse populations. In general, the treatment and placebo groups were comparable with respect to age and weight of individuals. There were however differences within and among groups with respect to gender. For many of the studies, females were more often enrolled compared to males, although both genders are represented in the database used to derive the UL. Nine studies were determined to be of sufficient quality and are given the greatest weight. Studies by Pasquali et al. (1985), Krieger et al. (1990), Astrup et al. (1992), Quaade et al. (1992), Council for Responsible Nutrition December 19, 2000 133 Daly et al. (1993), Toubro et al. (1993a,b), Nasser et al. (1999), Boozer et al. (2000), and Molnár et al. (2000) were conducted using a randomized, double-blind, placebo-controlled design. Ephedrine was taken daily for at least 8 weeks. Heart rate, blood pressure, adverse effects, frequency of adverse effects and related tolerability parameters were monitored. Doses of up to 90 mg/day were well-tolerated in all studies. Any effects which were reported were minor and disappeared over time. Astrup et al. (1992), Quaade et al. (1992), and Toubro et al. (1993a) reported a statistically significant increase in frequency of events at 60 mg/day only up to Week 4. These effects did not persist, even at durations of exposure of 24 weeks and 50 weeks in the follow-up study. In Molnár et al., 2000, treatment up to 60 mg/day in adolescents (18 years old) showed no change in frequency of side effects, heart rate or blood pressure and clinical chemistry measurements such as hemoglobin, hematocrit, white blood cell and platelet count, ASAT, LDH etc; however, these results support the selection of 90 mg/day as the NOAEL for an adult population and are not intended to support use in person aged 18 years old or younger. The selection of 90 mg/day is a conservative value for a NOAEL in light of the evidence of no significant increases in frequency of effects or changes in heart rate or blood pressure at or below that level that resulted in arrhythmia. It is important to note that the effects which were reported were expected, anticipated physiological responses to ephedrine. No studies reported any serious, unanticipated toxicities. 4.2.4 Asthmatic Patients Oral ephedrine was previously used as a bronchodilator in mildly asthmatic individuals in which there is a long history of safe use; however, ephedrine is no longer the compound of choice since more selective beta2 - agonists are available. Asthmatic patients are included for completeness; however, use of this population for any generalization to a healthy population is not intended since asthma is a condition, which typically requires the use of other concomitant drugs to manage the disease. Of the literature, only 4 studies are highlighted. Blanc et al. (1997) studied the effects of alternative therapies and their impact on health outcomes in adult asthma patients. The objective of this study was to study the prevalence and morbidity of asthma self-treatment with herbal products, coffee, black tea, and over-the-counter medications containing ephedrine or epinephrine. A cross-sectional analysis of interview data for 601 adults with asthma was recruited from a random sample of pulmonary and allergy specialists. The reported prevalence of ephedrine or epinephrine OTC self-medication was 6%. Taking into account several covariant parameters, such as age, sex, education, marital status, annual income, severity of asthma score, quality of life score, asthma control score, general health score, onset in childhood and atopic history, the use of ephedrine or epinephrine OTC Council for Responsible Nutrition December 19, 2000 134 products was not associated with either emergency room use or hospitalization. Ingestion of coffee or black tea was strongly associated with increased risk of emergency department visits and hospitalization and herbal product ingestion was strongly associated with hospitalization only. The subgroup of ephedrine herbal users did not have an increased hospitalization risk. The relative effectiveness and safety of ephedrine, theophylline, and hydroxyzine hydrochloride and their combinations was studied in a 2-part investigation of 16 youths who had asthma and exercise-induced asthma (Bierman et al., 1975). The beneficial and adverse effects of the drugs in the control of asthma were studied. The study employed a double-blind, double orthogonal Latin square design. The 16 subjects were assigned to each of 8 randomly sequenced drug periods. Drug sequences involving ephedrine sulfate were: capsule administration of ephedrine sulfate (25 mg) alone; ephedrine sulfate (25 mg) together with theophylline (130 mg); ephedrine sulfate 25 mg + hydroxyzine hydrochloride (10 mg); ephedrine sulfate (25 mg) + theophylline (130 mg) + hydroxyzine hydrochloride (10 mg). There was a 24-hour wash-out period between drug trials. Safety parameters evaluated included measurements of pulse rates and adverse effects in addition to measurements of asthmatic parameters. Ephedrine treatment together with theophylline resulted in increased undesirable side effects, which made the treatment unacceptable to 50% of the participants. Ephedrine treatment singly resulted in the lowest frequency of effects reported in this study but was not efficacious in the treatment of the asthma. The addition of hydroxyzine diminished the side effects appreciably and was the most efficacious in the treatment of exercise-induced bronchoconstriction. Comparative effects of ephedrine on adrenergic responsiveness was assessed in normal and asthmatic subjects. Six normal subjects and 10 mildly asthmatic subjects were treated with equal amounts of ephedrine at 25 mg 4 times daily for 7 to 10 days. During the control and placebo periods, the measurements of cyclic adenosine monophosphate in leukocytes of asthmatic subjects were similar to those of normal subjects. Baseline measurements were taken of plasma glucose, plasma cortisol, and leukocyte cyclic AMP, and pulmonary function. It was reported that the majority of the subjects in both groups experienced nervousness and insomnia during treatment with ephedrine. No difference in sensitivity with respect to side effects was noted between asthmatic and normal individuals. The cardiopulmonary effects of long-term bronchodilator administration were investigated in patients suffering from chronic asthma (Wilson et al., 1976). Patients suffering from chronic asthma and requiring more continuous treatment were enrolled in this study. To avoid effects of previous medications, bronchodilator drugs were not taken for the period of their effective action prior to study. The patients were randomly assigned, and double-blinded for the ephedrine and Council for Responsible Nutrition December 19, 2000 135 terbutaline administration. The investigation was initially designed for 3 to 6 months duration; however, good therapeutic success was achieved, and patients were permitted to remain in the study for up to 1 year. Study participants took 25 mg of ephedrine 3 times daily (75 mg/day) and 5 mg (15 mg) of terbutaline 3 times per day. Among asthma/respiratory parameters evaluated, heart rate was calculated from an electrocardiographic rhythm strip and blood pressure was measured. Physical examinations included electrocardiograph, hematocrit, red and white cell counts, and differential, urinalysis. Plasma chemistries (Na, K, Ca, Cl, HC02), blood urea nitrogen (BUN), creatinine, uric acid, serum glutamic oxaloacetic transaminase (SGOT), serum glutamic pyruvic transaminase (SGPT), lactic dehydrogenase (LDH), creatine phosphokinase activity (CPK), alkaline phosphatase, glucose, cholesterol, bilirubin, total protein, and albumin, were performed at monthly intervals. Chest films and ophthalmologic examinations were obtained every 6 months. Side effects were evaluated by daily patient diary and monthly historical review with a physician. It was reported that all cardiovascular changes following onset of treatment were of relatively small magnitude. Over the year of investigation both baseline systolic pressure and diastolic pressure progressively fell, particularly during the last 6 months. Baseline heart rate changed little in the ephedrine group. Urinalysis, blood counts and chemistries, electrocardiograms, and physical and ophthalmologic examinations either remained within normal limits or demonstrated no new abnormalities for ephedrine treatment at 75 mg/day. 4.2.5 Hypertensive Patients Persons with hypertension should be aware that some of the nonprescription drugs and other agents available may affect blood pressure control. In a review by Bradley (1991), it was published that approximately 300,000 medications containing 700 active ingredients are available over-the-counter. Some, but not all of these products bear warning labels regarding use in persons with hypertension. Since this publication, it is certain that these numbers have increased. In general, adrenergic agents such as phenylpropanolamine, ephedrine, pseudoephedrine and phenylephrine should be used with caution or avoided by hypertensive patients (Insel, 1991). Ingerslev et al. (1997) studied the effects of ephedrine and caffeine combination on blood pressure in normotensive and hypertensive patients treated with adrenergic beta-receptor blocking drugs and/or other antihypertensive agents for a period of 6 weeks. The study was conducted in a double-blind, randomized, placebo-controlled manner, with a study of 5 parallel groups of overweight patients from general practices. Treatment consisted of ephedrine 20 mg Council for Responsible Nutrition December 19, 2000 136 and caffeine 200 mg per tablet (E+C). The dosage regimen included 1 tablet on Day 1, 2 tablets on Day 2, and 3 tablets a day for the remainder of the 6 weeks. This study was designed with a rapid increase of E+C dose over 3 days. The purpose of this study was to evaluate the possible risks of developing hypertension or tachycardia in normotensive patients, or of reducing the effect of an antihypertensive treatment administered to well-regulated hypertensive patients with or without betablockers. One hundred and thirty-six patients were randomized into 5 groups. The composition of these patient groups is summarized in Table 4.2.5-1. Table 4.2.5-1 Summary of Study Design of Ingerslev et al. (1997) Group No. of Subjects (Gender) Patient Description and Study Medication Group I 25 (7 male/28 female) Hypertensive + betablocker + E+C Group II 28 (14 male/14 female) Hypertensive + antihypertensive but not betablocker + E+C Group III 28 (9 male/19 female) Normotensive + E+C Group IV 28 (14 male/14 female) Hypertensive + placebo Group V 25 (3 male/22 female) Normotensive + placebo The study schedule involved monitoring blood pressure and heart rate 2 to 3 times daily at home during the week prior to onset of treatment and during the first week of treatment. This close monitoring at home during the first week of treatment was used to provide data on very acute effects of treatment. Blood pressure, heart rate, and weight were measured weekly and on Day 1 after discontinuation of treatment. At each weekly visit to the study site, all patients were asked if any side effects were experienced. Test article administration consisted of E+C tablets consisting of 20 mg of ephedrine and 200 mg of caffeine. Anorexia drugs or monamine oxidase inhibitors were not permitted during the trial while other chronic therapy including antihypertensives continued unchanged. In the physician’s office, blood pressure and heart rate were measured. At each visit, the patient was asked if the treatment had resulted in any discomfort. The nature, duration and intensity were recorded. Patients were withdrawn from the study if the diastolic blood pressure rose to 115 mm Hg, and in the case of unacceptable adverse reactions. One hundred and thirty-six patients were included in the study. Two patients were withdrawn at the second visit before the study medication was delivered. Within the first week of treatment, a further 7 patients were withdrawn. Fifteen patients were treated for less than 5 weeks. The population included in the full protocol therefore comprised 112 patients. A total of 124 patients Council for Responsible Nutrition December 19, 2000 137 were included in the primary analysis of side effects. Six patients treated with E+C and no placebo-treated patients were withdrawn due to undesirable effects. Systolic blood pressure was reduced significantly in the hypertensive group treated with antihypertensive agents other than betablockers, plus E+C. In the other hypertensive groups, blood pressure did not change significantly. In the normotensive group tested with E+C, both systolic and diastolic blood pressure were reduced significantly. Blood pressure values taken before treatment and during treatment were not statistically different. Heart rate increased significantly (an average of 4.9 bpm) only in normotensive patients receiving E+C. With respect to effects, in the E+C treated groups 45 of the 81 patients had effects which included nausea (12%), palpitations (10%), increased perspiration (6%), and tremor (5%). Six patients (7%) from the E+C group were withdrawn from the study due to such effects. In the placebo group, 21% reported undesirable effects, mainly palpitations (6%) and nausea (4%). The difference between the E+C and the placebo group was significant. The authors reported that no serious adverse events occurred. Any possible difference between effects reported with E+C treatment in normotensive vs. hypertensive individuals was not reported. Based on these findings, E+C did not increase blood pressure in either normotensive or hypertensive patients during short-term treatment. During the first week of treatment no significant differences between the groups were detected in home measured heart rate. During the 6-week study, a significant increase in heart rate (4.9 beats per minute) was demonstrated in the normotensive group treated with E+C which was attributed by the study authors to be due to the pharmacological effect of E+C. In long-term studies of E+C combination, Astrup et al. (1992) and Breum et al. (1994) studied the effects of combination products on the cardiovascular system. They found declining diastolic and systolic blood pressure and unchanged or slightly increased heart rate during a period of 24 weeks and 15 weeks respectively. The authors concluded that the study did not support the assumption that E+C would cause significant blood pressure rises in normotensive, or well-treated hypertensive, obese patients, either at the beginning of the treatment or after 6 weeks of treatment. The anti-hypertensive effect of betablockers was not impaired by E+C. 4.2.5.1 Summary/Discussion of Hypertensive Patient Study Although the study conducted by Ingerslev et al. (1997) showed that ephedrine/caffeine combination at 60/600 mg/day did not increase blood pressure in normotensive, or well-treated hypertensive, obese patients, either at the beginning of the treatment or after 6 weeks of treatment. The hypertensive subjects investigated in this study were treated with other Council for Responsible Nutrition December 19, 2000 138 pharmacological agents which were well monitored by their original physicians. Even though it is recommended that ephedrine not be used in hypertensive individuals these data demonstrate that serious adverse events do not arise from intake of 60 mg ephedrine together with 600 mg caffeine/day in hypertensive individuals with or without pharmacological treatment. Unfortunately, the frequency and characterization of effects for normotensive versus hypertensive individuals were not reported; however, the authors reported no serious adverse events occurred. 4.2.6 Smoking Population Norregaard et al. (1996) studied the effects of a combination of ephedrine and caffeine on a population of 225 heavy smokers who wanted to quit smoking without gaining weight. The study was conducted in a randomized double-blind placebo-controlled manner with a 1-year follow-up period. The approximate ages of the smokers were between 25 to 65 years of age, who smoked at least 10 cigarettes a day for a minimum of 3 years. Exclusion criteria were the presence of cardiovascular disease, previous myocardial infarction or heart failure, hyperthyroidism, gastric or duodenal ulcers within the past 3 months, pregnancy or breastfeeding, daily use of psychotropic drugs (including anxiolytics), daily alcohol consumption of more than 3 drinks a day, acute medical disease, hypertension, competition sports, low body weight, and intake of other ephedrine-caffeine combinations during the last 2 years. Eight visits of approximately 60 minutes were scheduled during the 52-week study period (at the beginning of the study and after Weeks 1, 3, 6, 12, 26, 39, and 52). The subjects were advised to stop smoking completely from the start of the study. All the subjects were randomized to treatment with the ephedrine plus caffeine combination or placebo tablet. Two-thirds of the subjects were randomized to receive 20 mg ephedrine plus 200 mg caffeine 3 times a day; onethird of the subjects received placebo treatment. On the first day of treatment the participants were instructed to take only 1 tablet, on the second day subjects were instructed to take 2 tablets, and then 1 tablet 3 times per day for the next 3 months. After this time the dosage was reduced to 1 tablet 2 times per day for months 4 though 6, followed by 1 tablet daily for another 3 months. During the last 3 months they took no trial medication. If patients were troubled by effects of treatment, they were instructed to reduced dosage by themselves or dosage was reduced by the physician at the clinical visits. At each visit subjects were interviewed about smoking during the last period. Measurements of carbon monoxide were made to confirm consistency with participants. At the initial visit and after 6 and 52 weeks venous blood samples were taken. Serum cholesterol and high density lipoprotein (HDL) cholesterol, bilirubin, lactate dehydrogenase, alkaline phosphatase, and aspartate aminotransferase were also determined for Council for Responsible Nutrition December 19, 2000 139 the purpose of establishing the tolerability of the treatment. Occurrence of palpitations, increased perspiration, nausea, dizziness, and other possible adverse effects were scored. The subjects in the ephedrine plus caffeine treated group reported significantly more palpitations, sweating, dizziness, and nausea during the first week. The differences leveled off during the following weeks. Problems falling asleep and poor sleep scored higher in the ephedrine plus caffeine-treated subjects at Weeks 1 and 3, but not later. Six subjects in the treatment group withdrew due to troubling effects. In all these subjects, the symptoms subsided the day after cessation of treatment. There were no differences in smoking withdrawal symptoms among treatment groups. Blood biochemistry of lactate dehydrogenase and alkaline phosphatase did not change after the start of the study but aspartate aminotransferase showed a significant median increase of 2 mmol/L (no significant differences between the treatment groups). This study reported good tolerability of doses up to 60 mg/day of ephedrine and 600 mg/day caffeine for up 39 weeks. 4.2.6.1 Summary/Discussion of Smoking Population Data Group characteristics have important implications for the interpretation of clinical trial studies. As such, the possible contribution of tobacco use (smoking) could by addressed by analysis of the study conducted by Norregaard et al. (1996) on the effects of ephedrine and caffeine on a population of 225 heavy smokers who wanted to quit smoking. This was the only published report identified in the literature that evaluated the effects of ephedrine in a population of smokers, albeit these smokers were trying to quit. Most clinical trials applied strict exclusion criteria which included exclusion of smokers. Review of published case reports revealed some subjects who had adverse effects and were reported to be smokers, but a causal association between these individuals and ephedrine intake could not be made. The study conducted by Norregaard et al. (1996) studied subjects for 1 year who smoked at least 10 cigarettes a day for a minimum of 3 years, in a randomized double-blind placebo-controlled manner. Other than the smoking, these individuals were otherwise reportedly healthy. The subjects in the ephedrine plus caffeine treated group reported significantly more palpitations, sweating, dizziness, and nausea during the first week. It was reported that the differences leveled off during the following weeks. Problems falling asleep and poor sleep scored higher in the ephedrine plus caffeine-treated subjects at Weeks 1 and 3, but not later. Six subjects in the treatment group withdrew due to adverse effects. In all these subjects, the symptoms subsided the day after cessation of treatment. This study reported good tolerability of ephedrine at doses up to 60 mg/day of ephedrine and 600 mg/day caffeine for up to 39 weeks. Council for Responsible Nutrition December 19, 2000 140 5.0 EVALUATION OF UNCERTAINTIES 5.1 Are Results with Ephedrine Applicable for Extrapolation to Ephedra/Ephedrine Alkaloids? In most Ephedra species used commercially, the dominant alkaloid is ephedrine, which usually comprises between 40 to 90% of total alkaloids in the plant, depending on the species. Other related alkaloids are also isolated such as pseudoephedrine, N-methylephedrine, Nmethylpseudoephedrine, norpseudoephedrine, and norephedrine (phenylpropanolamine). These alkaloids have been collectively termed ephedrine-type alkaloids, or simply ephedrine alkaloids. Proportions and total levels can vary from one species to another, time of year of harvest, weather conditions, and altitude. Pseudoephedrine is present at only 20 to 25% the levels of ephedrine, but may be as high as 50 percent of the amount of ephedrine. The physiological characteristics of ephedra are dependent upon its chemical composition. In general, all the ephedrine alkaloids contained in ephedra show significant diastereoselective differences with regard to pharmacokinetic and pharmacodynamic effects. All have effects on the cardiovascular and respiratory system, but not to the same degree. It is important to note that the pharmacokinetic and toxicokinetic behavior of any isomer cannot be used to predict that of any other ephedrine alkaloid isomers. In the literature, statements regarding ephedrine alkaloids sometimes consider them to be synonymous, which implies that the pharmacological activity and toxicity of all optical isomersenantiomers are equivalent, which is not the case. Nevertheless, since the dominant ephedrine alkaloid isomer in most Ephedra species is ephedrine, the characteristics of ephedrine would provide a good indicator of the expected chemistry, physiology and toxicology. As with any mixture, the characteristics of only one, albeit major, component cannot define all of the characteristics of ephedra. However, in the case of ephedra, understanding the effects of ephedrine provides insight into the biological activities of the herb itself. Furthermore, Lee et al. (1999; 2000) recently reported that the potency of adrenergic activity and cytotoxicity of ma huang extracts correlated with the ephedrine content; however, the cytotoxicity of all ma huang extracts could not be totally accounted for by their ephedrine contents. With regard to pseudoephedrine, since its effects are similar to ephedrine but are somewhat weaker with respect to the hypertensive effects and stimulation of the central nervous system, this assessment using ephedrine as a surrogate for ephedra will provide a conservative Council for Responsible Nutrition December 19, 2000 141 evaluation. Where available, data related to ephedra are discussed, but data on ephedrine are considered because they contribute to the total evidence relevant to ephedra. The acute toxicity of the ephedra herb was assessed in one study; subcutaneous and oral LD50 was 1 to 1.4 g/kg (Ueng et al., 1997), whereas oral administration was 5.30 g herb extract/kg and 24 g crude herb/kg (Minamatsu et al., 1991). Furthermore, in a comparative study between ephedra and ephedrine, there was an indication that there may be a difference in toxicity. For ephedra extract, the LD50 value was higher (i.e., less toxic) than ephedrine when normalized based on ephedrine content, the general symptoms observed were milder in nature, and time to death was longer than that of ephedrine. These results highlight the conservative assumption that ephedrine content be used to characterize the effects of ephedra, since the toxicity assessment of ephedrine shows that this approach overestimates the potential toxicity of ephedra itself. 5.2 Conservatism Built into the Risk Assessment As stated above and throughout the report, the chemical/physiological characteristics of ephedra are dependent upon its chemical composition. Since ephedrine is the dominant ephedrine alkaloid isomer of most Ephedra species, the characteristics of ephedrine would provide a good indicator of the expected chemistry, pharmacology, and toxicology. As with any mixture, the characteristics of only one, albeit major, component cannot account for all the constituents of ephedra, but ephedrine represents a significant portion of ephedra’s activity. This assumption has not been confirmed in clinical studies. Furthermore, the use of ephedrine as a surrogate for ephedra is appropriate given recent findings (Lee et al., 1999, 2000) that the potency of adrenergic activity and of cytotoxicity of ma huang extracts correlates with the ephedrine content. It was noted that the cytotoxicity of all ma huang extracts tested could not be totally accounted for by their ephedrine contents. If there are differences between the effects of ephedrine and the ephedrine alkaloids in ephedra, the use of ephedrine data will overestimate the risk from ephedra. 5.3 Individual Risk Factors It has been reported recently that the dietary supplement industry estimates that as many as 2 to 3 billion doses of dietary supplements containing ephedrine alkaloids are consumed each year in the United States (GAO, 1999; AHPA, 2000). Despite the high usage levels of ephedrinecontaining supplements, adverse events reported to FDA SN/AEMS together with the published case reports are numbered in the hundreds. If, in fact, these adverse events are in part due to Council for Responsible Nutrition December 19, 2000 142 ephedrine intake, it is possible that the very small proportion of reported adverse events arises from substantial differences in individual susceptibility. Ephedrine and related agents should not be administered, for example, to individuals with coronary thrombosis, diabetes, glaucoma, heart disease, hypertension, thyroid disease, impaired circulation of the cerebrum, autonomic insufficiency, pheochromocytoma, chronic anxiety/psychiatric disorders or enlarged prostate (Dollery, 1991a; Hoffman and Lefkowitz, 1996). Patients with renal impairment may be at special risk for toxicity. Co-administration of ephedrine-containing preparations with monomine oxidase inhibitors is contraindicated as the combination may cause severe, possibly fatal, hypertension (Hoffman and Lefkowitz, 1996). Other risk groups may include neonates and breast-fed infants secondary to maternal exposure, pregnant women, children, and the elderly. These groups are potentially at risk because of their known sensitivity to the effects of sympathomimetic stimulation and because the potential effects of ephedrine and related compounds in these populations have not been well studied. 5.4 Uncertainties Pertaining to Study Findings Clinical studies in healthy human subjects, obese subjects, asthmatic subjects, smokers, and hypertensive individuals were reviewed. These studies provided an opportunity to assess the safety and tolerability associated with ephedrine use. There are a number of recognized limitations in clinical investigations associated with study design, methods and conduct, limited number of subjects enrolled, and publication of certain information but not other (gaps). Furthermore, unlike animal experiments where the conditions of the study (e.g., doses, duration of treatment) can be controlled and defined, observations in human subjects often suffer from bias and the lack of objective assessments. Randomized, double-blind, placebo-controlled studies are considered the least likely to result in bias. Typically, studies in the healthy population consisted of small numbers of patients, were not designed to examine safety and were of limited duration (24 hours or less). The clinical studies in obese subjects examined the effects of ephedrine or ephedra up to 26 months. It should be noted that taken collectively, clinical studies have assessed the potential pharmacological/toxicological effects of ephedrine/ephedra long term. Studies in obese individuals were principally designed to test the efficacy of ephedrine/ephedra in the treatment of obesity, rather than the safety of use in this population. Furthermore, progressive doses were not assessed, not permitting analysis of dose-responsiveness of any effects. Other limitations specific to the studies evaluated in the ephedrine/ephedra database Council for Responsible Nutrition December 19, 2000 143 include the selective reporting of incidence and severity of any effects, discussion of withdrawals and publication of multiple studies using same subjects/data. In the ephedrine database, only those clinical studies were reviewed with adequate measurements of safety/tolerability parameters rather than just efficacy. For many of the studies, the clinical trials used strict exclusion criteria to eliminate potential confounding factors which may prevent interpretation of the study results (i.e., concurrent medication usage, determination of underlying diseases, conditions or other risk factors). The use of exclusion criteria does not reduce the utility of these findings, since the exclusion criteria were based on known contraindications which would also apply to a typical dietary supplement user taking a product containing ephedra. Furthermore, the majority of the studies employed an open-label type setting, which was not necessarily a carefully controlled, physician-monitored clinical trial. In particular, due to the duration of the trials (typically 13 weeks, but sometimes up to 26 months), the conditions of use in these trials would mimic the conditions found under normal use settings, even though regular maintenance visits to study monitors took place. Although taken together, obesity trials have evaluated a significant number of individuals with ephedrine intake, these studies do not have adequate numbers of subjects to detect uncommon adverse effects that may be related to individual susceptibility. This deficiency is also characteristic of all clinical trials with pharmaceuticals and not limited to these obesity trials. 5.5 Uncertainties Pertaining to Group Characteristics Group characteristics have important implications for the interpretation of clinical trial studies and are summarized below. The majority of the randomized trials conducted in clinical studies have been investigated in obese subjects. Given the known chemical and metabolic characteristics of ephedrine, differences are unlikely in the sensitivity and/or pharmacokinetic handling of ephedrine in obese vs. non-obese individuals. Review of literature pertaining to issues dealing with sensitivity of adverse events in lean and obese subjects has revealed conflicting findings. Horton and Geissler, (1991) reported on the effect of ephedrine (30 mg) and ASA (300 mg) on the acute thermogenic response to a liquid meal in lean and obese women. Analysis of subjective response to treatment showed that fewer adverse effects were noted for the drug treatments in the obese subjects compared to the lean group. In 2 later studies from the same authors (Geissler, 1993; Horton and Geissler, 1996), these findings were not confirmed and no such difference in sensitivity was observed. No significant correlations were found in either the lean or the obese with respect to Council for Responsible Nutrition December 19, 2000 144 the number of effects. Based on the more recent studies from the same investigators, there is no compelling evidence that any differences in sensitivities to ephedrine would be expected in lean vs. obese individuals. It has also been reported that among athletes, ephedrine used as an ergogenic, or performanceenhancing agent. Athletic competition normally exerts extra demands on the cardiovascular system. The toxicity of sympathomimetic agents can be exacerbated by physical exercise, dehydration and increases in body temperature. The use of sympathomimetic drugs by recreational and competitive athletes attempting to improve performance, decrease body fat and increase lean body mass may be of concern (Catlin and Hatton, 1991). Products for performance enhancement are generally compounded with other ingredients such as vitamins, minerals, and amino acids, to increase muscle mass and enhance endurance (Clarkson and Thompson, 1997). There have been reports of ephedrine abuse among professional weightlifters (Gruber and Pope, 1998). Five studies in healthy normal individuals investigated the effects of exercise/physical parameters together with ephedrine use (Sidney and Lefcoe, 1977; Strömberg et al., 1992; Vanakoski et al., 1993; Bell et al., 1998; Bell and Jacobs, 1999). The range of total doses within these 5 studies was from 24 to 81 mg/day together with exercise, or some physical exertion over a short duration of exposure (typically 24 hours). Nausea was reported by Bell et al. (1998) subsequent to caffeine+ephedrine intake with exercise; however, in a subsequent study by the same investigators, nausea was not reported and no clinical signs were attributable to caffeine+ephedrine intake together with exercise. Higher heart rate was reported from ephedrine treatment (either singly or combined with caffeine intake) in all studies which tested the concomitant effects of intake with exercise/physical exertion. In all studies, no adverse effects were reported. Taken together, these studies demonstrated the known effects physical exercise and increases in body temperature may have in connection with sympathomimetic agents. These physical factors did not result in toxicity from ephedrine use. The possible contribution of tobacco use (smoking) in the analysis of the safety of ephedrine could be addressed by analysis of the study conducted by Norregaard et al. (1996) on the effects of ephedrine and caffeine on a population of 225 heavy smokers who wanted to quit smoking. This was the only published report identified in the literature that evaluated the effects of ephedrine in a population of smokers (smoked at least 10 cigarettes a day for a minimum of 3 years), albeit these smokers were trying to quit. Most clinical trials applied strict exclusion criteria which included exclusion of smokers. Review of published case reports revealed some subjects who had adverse effects and were reported to be smokers, but a causal association Council for Responsible Nutrition December 19, 2000 145 between these individuals and ephedrine intake could not be made. This study reported good tolerability at 60 mg/day of ephedrine and 600 mg/day caffeine for up to12 weeks. Oral ephedrine was previously used as a bronchodilator in mild asthmatic individuals in which there is a long history of safe use; however, ephedrine is no longer the drug of choice since more selective 2 - agonists are available. Studies with asthmatic patients are reviewed for completeness; however, use of this population for any generalization to a healthy population is not intended, since asthma is a condition which typically requires the use of other concomitant drugs to manage the disease. Ingerslev et al. (1997) investigated the effect of an ephedrine+caffeine combination at 60 mg:600 mg/day on blood pressure in normotensive and well-treated hypertensive, obese patients after 6 weeks of treatment. Even though it is recommended that ephedrine not be used in hypertensive individuals and the subjects investigated in this study were treated with other pharmacological agents which were well monitored by their original physicians, these data demonstrate that serious adverse events did not arise from the intake of 60 mg ephedrine together with 600 mg caffeine/day in this study of hypertensive individuals, with or without pharmacological treatment. 5.6 Uncertainties in Ephedrine Content in Botanically-Derived Supplements Most ma huang product labels indicate how much ephedra herb is contained in each dosage form; however, few make a claim of ephedrine or ephedrine alkaloid content. For consumers, this can be misleading because Ephedra species vary widely in their ephedrine alkaloid content. This is determined by where the plant is grown, the type of growing conditions, and the time of harvest (Sagara et al., 1983; Zhang et al., 1993). It was recently reported that ephedrine alkaloid content varied by as much as 5-fold between commercially available ma huang products, with brands exhibiting lot-to-lot differences of 44 to 260% (Gurley et al., 1997b, 2000). This natural inconsistency gives rise to commercial products with significant interproduct and intraproduct variability (Betz et al., 1997; Gurley et al., 1997a,b, 1998b, 2000). 5.7 Uncertainties in Related Ephedrine Alkaloid Content in Botanically-Derived Supplements Phenylpropanolamine, also called norephedrine is a minor constituent found in ephedra and is a metabolite of ephedrine. PPA represents between 1.6 to 8.1% of total alkaloids measured in Ephedra species used to obtain ephedrine (Hu, 2000). In a recent evaluation of ephedrine alkaloids found in 20 ephedra supplements, PPA represented 0.16 – 0.25 mg per dosage unit in 6 Council for Responsible Nutrition December 19, 2000 146 supplements (Gurley et al., 2000). It was reported that norephedrine/PPA was the least prevalent alkaloid measured in this analysis. Most supplements screened (14/20) were below the limit of quantitation for norephedrine/PPA. The dose level of PPA is expected to be minimal, based on minor and sometimes trace amounts of PPA found in ephedra supplements. For completeness, the recent findings from the Hemorrhagic Stroke Project are presented which suggest an association between consumption of PPA and hemorrhagic stroke. It is important to note that dose levels of PPA, which is a minor alkaloid in ephedra, would not approach the median dose level of PPA (75 mg) examined in this investigation, or the dose levels of PPA found in recent over-the-counter preparations. Responding to ongoing concerns about PPA and the risk for hemorrhagic stroke, but the very recent findings are the subject of vigorous debate. in 1992 the FDA joined with manufacturers of products containing PPA to recommend the conduct of an epidemiological study of the possible association (HSP, 2000; Kernan et al., 2000). The research team was called the Hemorrhagic Stroke Project. To examine this association, a case-control study involving men and women ages 18 to 49 years who were hospitalized with a subarachnoid hemorrhage (SAH) or intracerebral hemorrhage (ICH). The research was designed and implemented with three co-equal specific aims: (1) (2) (3) among men and women ages 18 to 49 years, to estimate the association between PPA and hemorrhagic stroke; among the same target group, to estimate the association between PPA and hemorrhagic stroke by type of PPA exposure (cough-cold remedy or appetite suppression); and among women ages 18 to 49 years, to estimate; a) the association between first use of PPA and hemorrhagic stroke and b) the association between PPA in appetite suppressants and hemorrhagic stroke. Case subjects were recruited from hospitals in 4 geographic regions of the United States. Study recruitment involved 2 control subjects for each case subject, matched on age, gender, race and telephone exchange. Cases and control subjects were interviewed to determine their medical history, health behaviors and medication usage. A subject was classified as exposed to PPA if they reported use within 3 days of the stroke event for case subjects or a corresponding date for control subjects. The exposure was verified through use of a structured questionnaire developed for this study which assisted subjects recalling details of their medication use, then through Council for Responsible Nutrition December 19, 2000 147 identification of product consumed and finally subjects were asked to produce the actual container of medication reported. The first co-equal specified aim was to determine whether PPA users, compared to non-users had an increased risk of hemorrhagic stroke. The odds ratio calculated from conditional logistic models for matched sets; revealed for any use of PPA within T3 days (either for cough-cold remedy or appetite suppression), the unadjusted odds ratio was 1.67 (p=0.040) and the adjusted odds ratio was 1.49 (lower limit of the 1-sided 95% confidence interval (LCL)=0.93, p=0.084). The second co-equal specific aim was to estimate the association between use of PPA and hemorrhagic stroke according to type of PPA exposure. For the association between PPA use in cough-cold remedies within the 3-day exposure window, the unadjusted odds ratio was 1.38 (p=0.163). The adjusted odds ratio was 1.23 (LCL=0.75, p=0.245). For the association between PPA use in appetite suppressants within the 3-day exposure window, the unadjusted odds ratio was 11.98 (p=0.007) and the adjusted odds ratio was 15.92 (LCL=2.04, p=0.013). The third co-equal specific aim was to estimate the association between PPA and risk for hemorrhagic stroke among women for 2 exposure definitions: appetite suppressant use within 3 days and first dose use. For the association between PPA in appetite suppressants and risk for hemorrhagic stroke among women, the unadjusted odds ratio was 12.19 (p=0.006) and the adjusted odds ratio was 16.58 (LCL=2.22, p=0.011). Among stroke victims, all appetite suppressant use within the 3-day exposure window occurred among women. Evaluation of first dose PPA use, 11 of 13 exposures were among women (7 cases compared with 4 controls). The unadjusted odds ratio was 3.50 (p=0.039) and the adjusted odds ratio was 3.13 (LCL=1.05, p=0.042). All first dose PPA use involved cough-cold remedies. Additional analysis investigated the association between current PPA dose and risk for hemorrhagic stroke. Analysis for dose showed that the odds ratio was higher for current doses above the median (>75 mg PPA) (AOR=2.31, LCL=1.10, p=0.031) than for lower doses (AOR=1.01, LCL=0.43, p=0.490). Potential exposure to PPA through ephedra intake would be far less than the apparent threshold of 75 mg. These results, taken together suggest that PPA may increase the risk for hemorrhagic stroke. Some limitations of the study were noted, which were related to the exclusion of dead or noncommunicative patients. A second limitation noted was the number of case and control subjects who were exposed to PPA (n=60). Due to the small number of exposure subjects, subgroup Council for Responsible Nutrition December 19, 2000 148 analysis could not be undertaken. And lastly, the HSP interviewers were not blinded to the casecontrol status of subjects and some were aware of the study purpose. There is no evidence that the PPA content of ephedra causes risk of hemorrhagic stroke. In the Yale study (HSP, 2000; Kernan et al., 2000), significant risk occurred only with PPA intakes above 75 mg/day. The PPA content of the 90 mg of ephedrine alkaloids in the clinical trial was less than 1.8 mg/day. Even with a maximum (20 percent) metabolic conversion of the approximately 60 mg/day of ephedrine in the ephedra given in clinical trial by Boozer and colleagues, the total PPA exposure would be less than 14 mg/day (60 mg x 0.2 for metabolic production, plus 1.8 mg preformed), a value far below the apparent threshold of 75 mg/day. Thus even if hemorrhagic strokes can be related to PPA consumption, no significant effect would be expected from 90 mg of ephedrine alkaloids in ephedra. 5.8 Uncertainties of Combination Herbal Products or Concomitant Use of Other Products Products containing ephedrine, alone or in combination with other ingredients, are marketed as dietary supplements in the United States. In these products, kola nut, guarauna, and other botanicals are used as natural caffeine sources. Willow bark is used as a natural source of salicylates. The pharmacology of most of the individual ephedrine-type alkaloids has been well characterized, but the effects of combinations of these other compounds are less well known. In addition, interactions between ephedrine-type alkaloids and xanthine alkaloids, as well as biologically active compounds in other plant species that are constituents of many dietary supplements, have yet to be fully examined. The clinical database that has been considered has involved administration of ephedrine/ephedra singly, or together with other components such as caffeine or ASA. In addition, studies with concomitant use of prescription and OTC medications, exposure to caffeine and related compounds, diet, and use of tobacco are summarized when available and are reviewed insofar as they contributed to the analysis of ephedrine itself. In particular, literature pertaining to concomitant use with hypertensive drug therapy and tobacco use has been included (Norregaard et al., 1996; Ingerslev et al., 1997). It is known that co-administration of ephedrine-containing preparations with monomine oxidase inhibitors is contraindicated as the combination may cause severe, possibly fatal, hypertension (Hoffman and Lefkowitz, 1996). Furthermore, the use of antacids and agents which alter the pH of urine may affect the duration and magnitude of ephedrine activity, thus affecting absorption Council for Responsible Nutrition December 19, 2000 149 and excretion, respectively. Ephedrine is also known to interact with corticosteroids and theophylline (Upton, 1991). Alcohol may be expected to antagonize the central stimulant effects of ephedrine (Dollery, 1991a). Investigators have found that concomitant ingestion of other botanicals and stimulants can affect the pharmacokinetic profile of ephedrine (Shenfield, 1982; Upton, 1991; Kanfer et al., 1993). Adverse reactions to ephedrine-type alkaloid have been reported (Lake et al., 1990a,b). The assumption is that a combination product (i.e., ephedrine/ephedra together with caffeine) would be no more or less active than an equivalent dose of ephedrine singly. Since combination products were given in many of the clinical studies, this assessment evaluated the contribution/interaction of other ingredients typically contained in ephedra preparations, insofar as they contributed to the analysis of ephedrine itself. The assessment of ephedrine together with other ingredients is expected to provide a more conservative assessment of the safety of ephedrine/ephedra. Council for Responsible Nutrition December 19, 2000 150 6.0 DOSE RESPONSE ASSESSMENT/CONCLUSIONS FOR THE GENERAL POPULATION The framework for developing an Upper Limit (UL) for ephedrine/ephedra intake involves the use of the Tolerable Upper Intake Level risk assessment model. The UL is established for ephedrine/ephedra on the basis that the chemical, pharmacological and toxicological characteristics of ephedra are dependent upon its chemical composition. Since the dominant ephedrine alkaloid isomer of most Ephedra species is ephedrine, the chemical characteristics of ephedrine would provide a good indicator of the expected chemistry, pharmacology, and toxicology. As with any mixture, the characteristics of only one, albeit major, component cannot account for all the constituents of ephedra, but ephedrine represents a significant portion of ephedra’s activity. Furthermore, since the effects of pseudoephedrine are similar to ephedrine but are somewhat weaker with respect to the hypertensive effects and stimulation of the central nervous system, this assessment will provide a more conservative evaluation based on the activity of ephedrine, in terms of total ephedrine alkaloid content. The term Tolerable Upper Intake Level is defined as the maximum level of total chronic daily intake of a substance judged unlikely to pose a risk of adverse health effects to the most sensitive members of the healthy population developed by applying uncertainty factors. Although the model was intended to be used for nutrients, nutrients are like all chemical agents which can produce adverse health effects if intakes are excessive. The data evaluation process results in the selection of the most appropriate or critical dataset(s) for deriving the UL. In the data evaluation process of nutrients, human data are generally preferable to animal data; however, in the absence of appropriate human data, information from an animal species whose biological responses are most like those of humans is used. The available human data provide the most relevant kind of information for hazard identification of ephedrine/ephedra. Although the focus of these clinical studies was typically efficacy, taken collectively, they are of sufficient quality and quantity to comment and make conclusions on its safety. Because adequate human data are available, animal data were not used to derive a UL, although these data do provide support to the clinical data. Observational data in the form of case reports were evaluated for their usefulness in developing hypotheses/ relationships between exposure and effect. A large number of the published observational case reports reviewed in this assessment represented adverse reactions from situations of long-term abuse/misuse situations and do not accurately represent the typical adverse event profile from typical ephedrine/ephedra use. Adverse events reported to FDA are also considered in the evaluation of a UL; however, for Council for Responsible Nutrition December 19, 2000 151 a large number of AERs, the frequency, duration of exposure and dose were not reported, which limits the utility of these data. Following the assessment of the most appropriate or critical dataset(s), a dose or intake level with no observable adverse effect (i.e., NOAEL) is chosen. In the absence of a determination of a NOAEL, a LOAEL is chosen. In principle, the primary aim of safety studies is to recognize the potential hazards associated with a particular chemical and identify a NOAEL or LOAEL from the dose-response data. Following characterization of these values, safety factors or uncertainty factors (UFs)are typically applied. Judgments are made regarding uncertainties associated with extrapolating from the observed data to the healthy population. A UF is applied to a NOAEL or LOAEL to derive the UL, which generally represents a lower estimate of the threshold above which the risk of adverse effects may increase. 6.1 Data Selection The data on frequency of adverse effects following ephedrine/ephedra intake in obese individuals were used to derive a UL for the general population. While the data on frequency of adverse effects reported in these studies were used for the quantitative portion of the risk assessment, the UL derived below is intended to be protective against individual adverse effects. Furthermore, although an obese population was assessed for the critical dataset, these obese individuals were healthy. Based on the quality and completeness of the database in obese individuals; e.g., the study designs which encompassed randomized, double-blind, placebo-controlled methods; duration, and number of subjects enrolled, etc., these studies were judged to be superior to data obtained from healthy (normal weight) individuals. Data from healthy normal humans were used to support the findings in obese subjects; however, due to their short-term nature (typically 24hour duration), these studies were not used to derive a UL. Basis for Data Selection The majority of the randomized trials conducted as clinical studies have been investigations using obese subjects. It is expected that obese subjects would not be more or less sensitive than non-obese subjects to ephedrine-containing dietary supplements. Horton and Geissler (1991) reported on the effect of ephedrine (30 mg) and ASA (300 mg) on the acute thermogenic response to a liquid meal in lean and obese women. Analysis of subjective response to treatment showed that fewer adverse effects to the drug treatments were noted in the obese subjects compared to the lean group. In a later study from the same authors (Geissler, 1993; Horton and Geissler, 1996), these findings were not confirmed and no such difference in sensitivity was Council for Responsible Nutrition December 19, 2000 152 observed. No significant correlations were found in either the lean or obese individuals with respect to the number of adverse effects. Based on the more recent studies from the same investigators, there is no compelling evidence that any differences in sensitivity to ephedrine would be expected in obese individuals vs. the general population. With respect to the animal literature, Chappel et al. (1959) investigated the cardiotoxic actions of certain sympathomimetic agents into rats. Sublethal doses of sympathomimetic agents were injected into the rats, and in the course of study, a difference was noted among older, heavier rats. The authors of this study speculated that the effects of isoproterenol were correlated with weight and stated that they believed that more severe cardiac lesions in their animal model were more common in older, heavier rats. This study design in the animal did not assess the effects of weight on sensitivity to stimulants. Normal Healthy Individuals Nine studies investigated the effects of ephedrine intake in normal healthy individuals (Bye et al., 1974; Drew et al., 1978; Kuitunen et al., 1984; Astrup et al., 1992; Astrup and Toubro, 1993; Liu et al., 1995; White et al., 1997; Gurley et al., 1998a; Shannon et al., 1999). Ephedrine exposures involved oral administration over a short duration such as 24 hours. No long-term studies were identified in a population of generally healthy (normal weight) individuals. The range of total doses within these 9 studies was from 10 to 150 mg/day, given at a frequency of 1 to 3 times/day to achieve a daily maximum specified. Table 6.2-1 further classifies the studies according to the strengths and weaknesses of the study design, which allow for assessment of the utility of these studies in the determination of a UL. Based on the strengths and weaknesses of the study design and findings in a healthy population, it was concluded that limitations due to study duration (<24 hours) precluded this population in the assessment of the UL. Nevertheless, these data are used to support the database in obese but healthy subjects. Normal Healthy Individuals Under Conditions of Physiological Stress Five studies in healthy normal individuals investigated the effects of exercise/physical parameters together with ephedrine use (Sidney and Lefcoe, 1977; Strömberg et al., 1992; Vanakoski et al., 1993; Bell et al., 1998; Bell and Jacobs, 1999). The range of total doses within these 5 studies was from 24 to 81 mg/day together with exercise, or some physical parameters, over a short duration of exposure (typically 24 hours). Table 6.2-2 further classifies the studies Council for Responsible Nutrition December 19, 2000 153 according to the strengths and weaknesses of the study design, which allow for assessment of the utility of these studies in the determination of a UL. Based on the strengths and weaknesses of the study design and findings in a physically-fit healthy population tested with ephedrine and exercise/physical exertion, it was concluded that limitations due to study duration (<24 hours) precluded this population in the assessment of the UL. Nevertheless, these data are used to support the safety of ephedrine/ephedra use in physically-fit individuals together with physical exertion such as exercise. Furthermore, these data are used to support the database in obese but healthy subjects. Obese Individuals Twenty studies in obese, but reportedly healthy individuals, investigated the effects of ephedrine/ephedra intake (Astrup et al., 1985, 1992; Pasquali et al., 1985, 1987; Krieger et al., 1990; Pasquali et al., 1992; Daly et al., 1993; Molnár, 1993; Toubro et al., 1993a,b; Breum et al., 1994; Buemann et al., 1994; Kaats and Adelman, 1994; Moheb et al., 1998; Waluga et al., 1998; Huber, 1999, 2000; Nasser et al., 1999; Boozer et al., 2000; Molnár et al., 2000). Ephedrine/ ephedra exposures involved oral administration over durations from 10 days to 26 months. The range of total doses within these studies was from 50 to 150 mg/day, given at frequencies of 1 to 3 times/day to achieve the daily maximum specified. Table 6.2-3 further classifies the studies according to strengths and weaknesses of the study design, which allow for assessment of the utility of these studies in the determination of a UL. Based on the strengths of the study design, duration of study, number of subjects enrolled and endpoints evaluated, studies conducted in obese individuals were determined to be of sufficient quality and quantity for inclusion as the critical dataset for the determination of the UL. Asthmatic Individuals Oral ephedrine was previously used as a bronchodilator in mild asthmatic individuals in which there is a long history of safe use; however, ephedrine is no longer the drug of choice since more selective 2 - agonists are available. Of the literature, only 4 studies are highlighted on asthmatic patients which are included for completeness; however, use of this population for any generalization to a healthy population is not intended since asthma is a condition which typically requires the use of other concomitant drugs to manage the disease. Council for Responsible Nutrition December 19, 2000 154 Hypertensive Individuals Ingerslev et al. (1997) investigated the effect of an ephedrine+caffeine combination at 60/600 mg/day on blood pressure in normotensive and treated hypertensive, obese patients after 6 weeks of treatment. The hypertensive subjects investigated in this study were treated with pharmacological agents which were well monitored by their original physicians. Even though it is recommended that ephedrine/ephedra not be used in hypertensive individuals, these data demonstrate that serious adverse events do not arise from intake of 60 mg ephedrine together with 600 mg caffeine/day in hypertensive individuals, with or without pharmacological treatment. Smoking Population Group characteristics have important implications for the interpretation of clinical trial studies. As such, smoking status was evaluated in a study conducted by Norregaard et al. (1996) on the effects of ephedrine and caffeine on a population of 225 heavy smokers who wanted to quit smoking. This was the only published report identified in the literature that evaluated the effects of ephedrine in a population of smokers, albeit these smokers were trying to quit. Most clinical trials applied strict exclusion criteria which included exclusion of smokers. Adverse Event Reports The available reported adverse experiences that were compiled through the FDA SN/AEMS for dietary supplements containing ephedrine alkaloids were evaluated as an integral component of the safety assessment of ephedrine and ephedrine alkaloids. Of the 1,173 AERs reported, 98% of the AERs did not contain complete information and only 10% (121 selected cases) were considered to contain sufficient information (such as, quantity of ephedrine alkaloids consumed, pre-existing conditions or concomitant products) for qualitative scientific analysis. These 121 represent anecdotal case reports that suggested an association but not causality. Nervous system and cardiovascular effects were the principal reported events which consisted of 35% and 28% of these AERs, respectively and were anticipated pharmacological/physiological effects to ephedrine intake. After extensive examination of the database, it was not possible to conclusively determine if there were any unexpected toxicological effects due to the ephedrine alkaloids contained in the dietary supplements based solely on the information presented in the AERs. Rather, only a qualitative evaluation of trends in the database of AERs could be conducted. These data were not included in the critical dataset that was used to establish the UL. Council for Responsible Nutrition December 19, 2000 155 6.2 Identification of a NOAEL and a LOAEL Identification of a NOAEL and a LOAEL. Based on the available scientific data, a NOAEL of 90 mg/day of ephedrine alkaloids in ephedra and a LOAEL of 150 mg/day were identified based on a critical evaluation of clinical studies in obese individuals, in particular 8 clinical studies (Pasquali et al., 1985; Krieger et al., 1990; Astrup et al., 1992; Quaade et al., 1992; Daly et al., 1993; Toubro et al., 1993a,b; Nasser et al., 1999; Boozer et al., 2000; Molnár et al., 2000). These studies reported no statistically significant increase in frequency of events up to 90 mg/day. In the investigation by Astrup et al. (1992), a statistical difference between frequency of events was observed only at Week 4 (duration of study was 24 weeks) with 60 mg ephedrine/day. The effects which were reported in any of these studies were not serious and did not persist, even at durations of study of 8 weeks up to 26 months. No statistically significant differences between 75 mg ephedrine/day and placebo were observed in heart rate or blood pressure in these studies. In the recent Columbia/Harvard study by Boozer et al. (2000), blood pressure was transiently increased and heart rate persistently increased; however, cardiac arrhythmias were not reported to occur in groups given 90 mg ephedrine alkaloids/day versus placebo. Self-reported symptoms were similar among supplement and placebo groups. Because these studies meet all the predetermined criteria specified in Data Selection and are consistent with evidence from the other 11 clinical studies, they were used to identify the NOAEL of 90 mg/day for ephedrine alkaloids. Basis for the Identification of a NOAEL Twenty studies in obese, but otherwise reportedly healthy individuals, investigated the effects of ephedrine/ephedra intake (Astrup et al., 1985, 1992; Pasquali et al., 1985, 1987, 1992; Krieger et al., 1990; Daly et al., 1993; Molnár, 1993; Toubro et al., 1993a,b; Breum et al., 1994; Buemann et al., 1994; Kaats and Adelman, 1994; Moheb et al., 1998; Waluga et al., 1998; Huber, 1999, 2000; Nasser et al., 1999; Boozer et al., 2000; Molnár et al., 2000). Ephedrine/ ephedra exposures involved oral administration over durations from 10 days to 26 months. The range of total daily doses within these studies was from 50 to 150 mg/day, given at frequencies of 1 to 3 times/day to achieve the daily maximum specified. These studies were considered in the identification of a NOAEL, and taken together they collectively contribute to the determination of the UL. Based on the strength of study design, however, only 9 of these studies were determined to be of sufficient quality and extent and are given the greatest weight. These studies by Pasquali et al. (1985), Krieger et al. (1990), Astrup et al. (1992), Quaade et al. (1992), Daly et al. (1993), Toubro et al. (1993a,b), Nasser et al. (1999), Boozer et al. (2000), and Molnár et al. (2000) were Council for Responsible Nutrition December 19, 2000 156 conducted using a randomized, double-blind, placebo-controlled design. Ephedrine/ephedra was taken daily for at least 8 weeks. Heart rate, blood pressure, adverse effects, frequency of adverse effects and related tolerability parameters were monitored. Pasquali et al. (1985), Krieger et al. (1990), Daly et al. (1993), and Nasser et al. (1999) reported no statistically significant increase in frequency of events at 75 mg/day. Astrup et al. (1992), Quaade et al. (1992), and Toubro et al. (1993a) reported a statistically significant increase in frequency of events at 60 mg/day only up to Week 4. These events did not persist, even at durations of exposure of 24 weeks and 50 weeks in the follow-up study. In Molnár et al. (2000), treatment up to 60 mg/day in adolescents (18 years old) showed no change in frequency of side effects, heart rate or blood pressure and clinical chemistry measurements such as hemoglobin, hematocrit, white blood cell and platelet count, ASAT, LDH etc; these results support the selection of 90 mg/day as the NOAEL for an adult population but are not intended in this risk assessment to support use in persons aged 18 years old or younger. In all studies, no statistically significant differences at doses up to 75 mg/day and placebo were observed in heart rate or blood pressure in these studies. In the recent Columbia/Harvard study on ephedra by Boozer et al. (2000), blood pressure was transiently increased and heart rate persistently increased; however, cardiac arrhythmias were not reported to occur in subjects given 90 mg ephedrine alkaloids/day versus placebo. Self-reported symptoms were similar among supplement and placebo groups. The selection of 90 mg/day is an appropriate value for a NOAEL for ephedra in light of the evidence of no significant increases in frequency of adverse effects or changes in heart rate or blood pressure at or below this level leading to cardiac arrhythmias. The NOAEL is based on strong scientific findings reported by the Columbia/Harvard study by Boozer et al. (2000) and supported by the findings on ephedrine from Pasquali et al. (1985), Krieger et al. (1990), Astrup et al. (1992), Quaade et al. (1992), Daly et al. (1993), Toubro et al. (1993a,b), Nasser et al. (1999) and Molnár et al. (2000). Given the quality of the long-term investigation of ephedrine alkaloids in an herbal ephedra supplement by Boozer et al. (2000), this study represents the pivotal clinical study in the safety evaluation of ephedra. The NOAEL does not encompass the dose level 150 mg/day, which was used in several studies, even though one could argue that the effects reported may not be much more serious than those reported at lower doses. However due to study weaknesses (e.g., small numbers of subjects), and recognizing the dose response principle with increases of effects, a NOAEL of 150 mg/day was not considered to be appropriate (see next section on LOAEL). Council for Responsible Nutrition December 19, 2000 157 Basis for the Identification of a LOAEL A LOAEL of 150 mg/day of ephedrine was identified based on a critical evaluation of clinical studies in obese individuals, in particular the 9 clinical studies outlined above (Pasquali et al., 1985; Krieger et al., 1990; Astrup et al., 1992; Quaade et al., 1992; Daly et al., 1993; Toubro et al., 1993a,b; Nasser et al., 1999; Boozer et al., 2000; Molnár et al., 2000). The range of total doses administered per day ranged up to 150 mg/day, given at frequencies of 1 to 3 times/day to achieve the daily maximum specified. Of these studies, Pasquali et al.(1985), Daly et al. (1993), and Krieger et al. (1990) investigated the effects of ephedrine at 150 mg/day. Krieger et al. (1990) reported no statistically significant differences in the frequency of adverse effects between treatment and placebo groups. Pasquali et al. (1985) reported that effects such as agitation, insomnia, headache, weakness, palpitation, giddiness, tremor, and constipation were present in the high-dose group compared to the lower dose (75 mg/day) or placebo group, which disappeared with time. Daly et al. (1993) reported that with respect to effects, 3 of 8 subjects complained of transient dry mouth, while none did with placebo; however, there was no significant difference in the frequency of any effects and no adverse effect persisted throughout the study. Although a relatively good safety profile was observed in these investigations, these studies did show statistical differences in frequency of clinical signs between 150 mg/day and placebo. It is important to note that the effects which were reported were expected, anticipated physiological responses to ephedrine. No studies reported any serious, unanticipated toxicities. Furthermore, the findings in studies conducted with 150 mg/day were considered in the evaluation of the UF and support the value selected for the NOAEL. 6.3 Uncertainty Assessment Uncertainty factors have been used for over 30 years for the determination of a safe level of human exposure to chemicals based on the results of studies in experimental animals and/or humans (Renwick, 1995). In principle, the primary aim of safety studies is to recognize the potential hazards associated with a particular chemical and to identify a dose or intake that is without any observable effect. Safety factors or uncertainty factors (UF) are applied to convert the NOAEL in a group of animals into a level of human intake that is considered to be without significant health risk when consumed daily over a lifetime. The UF allocated are dependent on the nature and extent of the toxicity database. A UF of 100 to account for interspecies and interindividual variation is typically used for most databases; however, a flexible approach using alternate factors allows use of data in particular areas of uncertainty to address and contribute to a relevant compound-specific UF. A UF of 100 is typical for extrapolation from animal data when applying the Acceptable Daily Intake (ADI) method to food additives. Council for Responsible Nutrition December 19, 2000 158 The NOAEL from an animal study is usually divided by a UF of 10 to convert the group threshold in animals to a group threshold in humans. In cases when adequate human data are available, as is the case for ephedra/ephedrine alkaloids, animal data are not used to derive a UL, thus eliminating the need for this 10-fold factor. Another default UF of 10 is often applied to account for individual variability among humans. This UF is to allow for the possibility that “sensitive” human subjects may be up to 10 times more sensitive to the external dose than the population average. However, subdivision of this 10-fold UF is possible, and in practice any value between 1 and 10 could be selected with proper justification. Further consideration of subdivision of the 10-fold UF may involve separation of the variability in response due to kinetics and that due to dynamics. The kinetic factor is to allow for individual differences between the external dose and the concentration delivered. The greatest interindividual variability in area under the curve (AUC) is shown by compounds which have low oral bioavailabilities (Hellriegel et al., 1996; Lindahl et al., 1996). For well-absorbed compounds with low oral bioavailability, variability arises from differences in intestinal and hepatic first-pass metabolism. Ephedrine has high oral bioavailability and also is well-absorbed, minimizing the need to consider a kinetic factor. Renwick and Lazarus (1998) performed an analysis of the default UF for possible interindividual differences among humans with reference to the fate of the chemical in the body and target organ sensitivity. This analysis considered an extensive database of literature which identified data on in vivo concentration-effect relationships. Literature giving kinetic data was selected on the basis of the quality and/or size of the study, and the physiological/metabolic process(es) determining the kinetic parameters. Reports with dynamic data were selected on the basis of the adequate separation of variability due to kinetics and dynamics. In analysis of these studies, some of the studies contained small numbers of subjects (n<10). The standard deviation in these studies was reported to be comparable to that for a larger group providing that the subjects studied were representative of the population (Renwick and Lazarus, 1998). Unfortunately, in the ephedrine database, no investigations of multiple dose pharmacokinetics were available for review. Data from single-dose studies do not provide an adequate understanding of human variability; however, a default UF of 10 would be unjustified based on the known pharmacokinetic properties of ephedrine. Ephedrine is rapidly and completely absorbed (100%) after oral administration within 2 to 2.5 hours (Wilkinson and Beckett, Council for Responsible Nutrition December 19, 2000 159 1968a,b; Welling et al., 1971). Up to 95% of an oral dose may be excreted in the urine within 24 hours, 55 to 75% as unchanged drug and the rest as metabolites (Dollery, 1991a). The mean T1/2 life is 6 hours, with a range of 3 to 11 hours. Ephedrine is rapidly and extensively distributed throughout the body, with distribution to the liver, lungs, kidneys, spleen, and brain giving a consistent apparent volume of distribution of 122 to 320 litres. A single 22 mg dose of ephedrine hydrochloride has been reported to give a maximum plasma concentration in the range of 45 to 140 g/L for which bronchodilation has been observed with plasma concentrations from 20 to 80 g/L (Dollery, 1991a). Ingestion of 375 mg of ma huang containing 19.4 mg of ephedrine resulted in blood concentrations of 81 ng/ml, which were similar to peak ephedrine levels observed after the administration of an equivalent amount of pure ephedrine (White et al., 1997). Vanakoski et al. (1993) gave 50 mg of ephedrine orally to 6 healthy, 21-year old women. The mean peak plasma concentration was measured at 168 ng/ml at 127 minutes after ingestion. These findings collectively are consistent with pharmacokinetic studies originally conducted by Wilkinson and Beckett in 1968. No change in disposition kinetics after repeated dosing has been observed, (Hughes et al., 1985). In addition to a good understanding of the pharmacokinetic profile of ephedrine, further consideration of the uncertainty factors may be appropriate in light of the intended users and use patterns. This assessment recognizes that ephedra is not intended for use in infants, children, adolescents less than 18 years of age, pregnant or lactating women. Rather, this assessment provides an exposure level for a generally healthy adult population for which a daily level is unlikely to pose a risk of adverse health effects. For individuals who are susceptible to the adverse effects of excess ephedrine intake, ephedra intake is contraindicated, such as patients with coronary thrombosis, diabetes, glaucoma, heart disease, hypertension, thyroid disease, impaired circulation of the cerebrum, pheochromocytoma, or enlarged prostate (Dollery, 1991a; Hoffman and Lefkowitz, 1996) and patients with renal impairment. The importance of these contraindicated individuals has been recognized by the exclusion criteria used in all the clinical studies, including the pivotal ephedra study by Boozer et al. (2000). In addition, the critical dataset involved durations of exposure of 8 weeks up to 26 months and represents clinical studies with chronic exposure. Although a UL is determined for chronic daily exposure, it is expected that ingestion of ephedra/ephedrine alkaloids will not be for the duration of a lifetime. With periods of actual intake of limited duration appropriate uncertainty factors may be considered, that are based on intended uses for less than lifetime exposure. Based on the quality of the database of clinical studies, notably the recent study on ephedra by Boozer et al. (2000), and on the justifications above relating to pharmacokinetics, intended users, and duration of use, the factor for individual variability of 1 is an appropriate UF for ephedrine in Council for Responsible Nutrition December 19, 2000 160 ephedra preparations, and this factor is supported further by consideration of the database in experimental animals. Labeling instructions should include: (1) consumers to check with their healthcare provider about taking the product; (2) contraindicated populations; (3) directions that include splitting the daily dose; (4) inclusion of a statement that the product is intended for shortterm use only; (5) use in persons aged 18 years or older; (6) preganant or lactating women; (7) strong warnings; (8) post-market monitoring; and, (9) industry educational materials. These contraindications and exclusions support the scientific rationale leading to the selection of the UF of 1. Because adequate human data are available, animal data were not used directly to derive a UL; however, animal data are supportive of the findings in clinical studies. Consideration of animal data shows that daily chronic exposure in male rats for 2 years at 9 mg/kg body weight/day produced no adverse effects. The only finding at this dose was decreased body weight gain, which did not reduce survival. Moreover, the decreases in body weight were likely the physiological response to the intended pharmacological effect of ephedrine sulfate ingestion, as decreased food consumption did not adequately account for the decrease in body weight. No additional pathology and no changes in frequency of neoplastic or non-neoplastic lesions were observed. A dose of 9 mg/kg/day is equivalent to a dose of 540 mg/day in a 60 kg adult. In addition, these lifetime rodent studies showed that there were no long-term, cumulative effects that may not be detected in clinical studies. The animal studies also provide important information about relative potency between ephedrine itself and ephedrine in ephedra. In 2 comparative studies between ephedra and ephedrine, extract and herb, the LD50 value for ephedra extract was higher (i.e., less toxic) than ephedrine when normalized based on ephedrine content, and the general symptoms observed were milder in nature and time to death was longer compared to ephedrine. Similarly, the LD50 value for ephedra herb was greater than the ephedra extract. These results highlight the conservative assumption that ephedrine content can be used to characterize effects of ephedra since the toxicity assessment of ephedrine shows that this approach overestimates the potential toxicity of ephedra itself. Furthermore, since the effects of other ephedrine alkaloids are similar to ephedrine but are somewhat weaker, use of ephedrine as a surrogate for ephedrine alkaloids contributes to a conservative assessment. These considerations strengthen confidence in the results on ephedra in the clinical study by Boozer et al. (2000), and are consistent with and supportive of a UF of 1. Therefore, based on the above considerations of the clinical database, pharmacokinetics of ephedrine, use patterns, duration of expected use, and supportive animal studies, a UF of 1 is Council for Responsible Nutrition December 19, 2000 161 judged to be appropriate for ephedrine in ephedra. The UF of 1 is further supported through the use of ephedra label instructions which would include statements that (1) consumers should check with their healthcare provider about taking the product; (2) identify contraindicated populations; (3) direct the consumer to split the daily dose into at least three parts, so that no dose exceeds 30 mg; (4) the product is intended for use of not more than 6 months; (5) persons younger than 18 years should not use the product; (6) pregnant and lactating women should not use the product; and (7) provide information to facilitate post-market monitoring. 6.4 Upper Limit (UL) According to the methodology used in the Upper Limit (UL) Model of the National Academy of Sciences, and using the NOAEL of 90 mg/day from the clinical study on ephedra by Boozer et al. (2000) and the UF of 1 as discussed above, the UL for the ephedrine alkaloids in ephedra is calculated as: UL=NOAEL=90 mg/day=90 mg/day UF 1 The UL level for ephedrine alkaloids in ephedra, therefore, based on this risk assessment approach, current data, and inclusion of strong label instructions is 90 mg/day for a generally healthy population. Council for Responsible Nutrition December 19, 2000 162 Table 6.2-1 Frequency Summary of Strengths and Weaknesses in Healthy Human Population Study Design Total Dose (mg/day) Duration Number of Subjects (Gender) Strengths in Study Design Weaknesses in Study Design Reference 24 hours -6 lean healthy subjects (3 male and 3 female) -double-blind, placebo-controlled -heart rate and blood pressure were assessed -side effects were assessed -evaluated effect of combination products -both genders were tested -limited number of subjects tested -limited duration of study Astrup et al., 1991 24 hours -12 healthy subjects (6 male and 6 female) -double-blind, placebo-controlled -blood pressure and heart rate were assessed -side effects were assessed -effect of combination products was assessed -adequate number of subjects tested -both genders were tested -limited duration of study Astrup and Toubro, 1993 Acute Human Studies once/day 10 mg, 20 mg ephedrine once/day combinations (eph/caff) -10 mg:200 mg -20 mg:100 mg -20 mg:200 mg once/day 10, 20 and 40 mg ephedrine once/day 100, 200, 400 mg caffeine once/day ephedrine + caffeine : 10 mg:100 mg, 20 mg:100 mg, 20 mg:200 mg Council for Responsible Nutrition December 19, 2000 163 Table 6.2-1 Summary of Strengths and Weaknesses in Healthy Human Population Study Design Frequency Total Dose (mg/day) Duration Number of Subjects (Gender) Strengths in Study Design Weaknesses in Study Design Reference once/day 25 mg 24 hours -10 healthy subjects (5 male and 5 female) -double-blind, randomized, crossover study with 4 phases -baseline health status evaluated -both genders tested -4 different ephedrine preparations were evaluated -pharmacokinetic information provided -side effects were assessed -limited duration of study Gurley et al., 1998a once/day 30 mg 24 hours -9 health male volunteers -single-blind, cross-over design -blood pressure and heart rate were assessed -information on side effects not reported -only males were evaluated -limited duration of study Liu et al., 1995 once/day 30, 40 mg 24 hours -43 healthy subjects; 22 females and 21 males -double-blind, placebo-controlled -blood pressure and heart rate were assessed -number of subjects tested was adequate -both genders tested -information on side effects not reported -limited duration of study Kuitunen et al., 1984 twice daily: 8 hours apart 38.8 mg 24 hours -12 healthy nonsmoking subjects (6 male/6 female) -cross-over design -blood pressure and heart rate assessed -side effects were assessed -both genders tested -adequate number of subjects tested -test article administration was confirmed -baseline cardiovascular studies conducted -study controlled for smoking, caffeine intake, etc. -not placebo-controlled -not blinded -limited duration of study White et al., 1997 Council for Responsible Nutrition December 19, 2000 164 Table 6.2-1 Summary of Strengths and Weaknesses in Healthy Human Population Study Design Frequency Total Dose (mg/day) Duration Number of Subjects (Gender) Strengths in Study Design Weaknesses in Study Design Reference once/day 50 mg 24 hours -12 healthy subjects (7 male/5 female) -double blind -blood pressure and heart rate assessed -information on side effects not reported -limited duration of study Bye et al., 1974 once/day 60, 90 mg 24 hours -4 healthy subjects -double-blind, randomized, placebocontrol, 2-period crossover -blood pressure assessed -limited number of subjects studied -limited information -limited duration of study Drew et al., 1978 3 times/ day 150 mg 24 hours -10 healthy subjects (6 male and 4 female) -blood pressure and heart rate assessed -side effects were assessed -all subjects underwent a thorough clinical examination, ECG, admission urinalysis and blood work -adequate number of subjects studied -both genders were studied -limited duration of study Shannon et al., 1999 Council for Responsible Nutrition December 19, 2000 165 Table 6.2-2 Frequency Summary of Strengths and Weaknesses Ephedrine Intake Together with Physical Parameters in Healthy Normal Individuals Total Dose (mg/day) Duration Number of Subjects (Gender) Strengths in Study Design Weaknesses in Study Design Reference Normal Healthy Individuals with Ephedrine Intake and Exercise/Physical Parameters single administration - ephedrine (81 mg) -caffeine (405 mg) -combination (ephedrine 81 mg + caffeine 405 mg) 24 hours -8 healthy male subjects -repeated measures, double-blind design -studied the effects of caffeine, ephedrine and their combination on time to exhaustion during highintensity exercise -heart rate was assessed -subjective exertion was assessed -clinical signs assessed -limited duration Bell et al., 1998 -single administration -combination: 375 mg caffeine and 75 mg of ephedrine 24 hours -9 healthy male subjects -double-blind design -studied effects of combination on run times in a warrior test -runners were recruited: exclusion criteria not reported -heart rate assessed -subjective exertion assessed -clinical signs assessed -limited duration Bell and Jacobs, 1999 Council for Responsible Nutrition December 19, 2000 166 Table 6.2-2 Summary of Strengths and Weaknesses Ephedrine Intake Together with Physical Parameters in Healthy Normal Individuals Frequency Total Dose (mg/day) Duration Number of Subjects (Gender) Strengths in Study Design Weaknesses in Study Design Reference single administration -50 mg ephedrine 24 hours -6 healthy 21 year old women -double-blind, placebo- controlled, cross over -subjects were ascertained to be healthy based on a physical examination, ECG -all subjects except one took no medication during the trial -all were non-smokers -heart rate, blood pressure, critical flicker fusion test, Maddox wing test, and visual analog scales relating to mood and feelings of tiredness were assessed -limited duration Vanakoski et al., 1993 -single administration -50 mg ephedrine 24 hours -6 lean healthy women -double-blind, placebo- controlled, cross over design -subjects received single doses of 50 mg ephedrine in control session and in an exercise session -subjects were ascertained to be healthy by a clinical examination, including ECG and maximal exercise test on treadmill -heart rate, blood pressure, critical flicker fusion test, Maddox wing test, and visual analog scales relating to mood and feelings of tiredness were included -limited duration Strömberg et al., 1992 Council for Responsible Nutrition December 19, 2000 167 Table 6.2-2 Summary of Strengths and Weaknesses Ephedrine Intake Together with Physical Parameters in Healthy Normal Individuals Frequency Total Dose (mg/day) Duration Number of Subjects (Gender) Strengths in Study Design Weaknesses in Study Design Reference -single administration - 24 mg ephedrine HCl 24 hours -21 healthy males -double-blind crossover design -first day of testing, baseline data were collected; second and third day of test, a pill containing either 24 mg of ephedrine or a lactose placebo was administered orally approximately 60 minutes before testing -heart rate was assessed -blood pressure was assessed -grip strength, endurance, anaerobic capacity and muscle power were assessed -clinical signs assessed -limited duration -exclusion criteria not reported Sidney and Lefcoe, 1977 Council for Responsible Nutrition December 19, 2000 168 Table 6.2-3 Frequency Summary of Strengths and Weaknesses in Study Design in Obese Individuals Taking Ephedrine Total Dose (mg/day) Duration Number of Subjects (gender) Strengths in Study Design Weaknesses in Study Design Reference 6 months Weeks 1-4: n=69 treated, n=68 control -multi-center, randomized, doubleblind, placebo-controlled -tested long-term safety of herbal ephedra supplement containing ephedrine -subjects were assessed for health -monitored for heart rate, blood pressure, adverse effects, ECG, routine lab tests, urinary screening, blood testing for examination of possible effects on kidney/liver -published abstract only, pending full publication of findings: however, information obtained from statements made at the HHS meeting and the NAASO meeting provided additional details on the rigor of the study Boozer et al., 2000 -randomized, placebo-controlled, double-blind study tested safety of herbal ephedra supplement containing ephedrine -subjects were assessed for health -monitored for heart rate, blood pressure, adverse effects, metabolic measurements -nonpublished report -not yet peer-reviewed Huber et al., 2000 Obese Subjects three/day 90 mg ephedrine + 192 mg caffeine 6 Month: n=46 treated, n=38 control three/day 36 mg ephedrine + 120 mg caffeine 72 mg ephedrine + 240 caffeine 6 weeks 26 enrolled: 15 completed 26 enrolled; 15 completed 21 enrolled: 14 Placebo 36 mg ephedrine 72 mg ephedrine + 300 mg caffeine Council for Responsible Nutrition December 19, 2000 21 enrolled: 14 26 enrolled: 19 169 Table 6.2-3 Summary of Strengths and Weaknesses in Study Design in Obese Individuals Taking Ephedrine Frequency Total Dose (mg/day) Duration Number of Subjects (gender) Strengths in Study Design Weaknesses in Study Design Reference three/day 30 mg ephedrine/300 mg caffeine 60 mg ephedrine/600 mg caffeine 20 weeks Placebo:13 Mixture: 16 (low /high dose group not specified) -graduated dose -side effects monitored during study and during withdrawal of mixture -heart rate and blood pressure monitored Dose assignments were not indicated Molnar et al., 2000 -no control group -prospective clinical evaluation -subjects and investigators were not blinded Huber et al., 1999 -hemoglobin, hematocrit, white blood cell and platelet count, ASAT, LDH, bilirubin, ALP, serum albumin and creatinine evaluated twice/day 48 mg/day ephedra 24 mg ephedra 72 mg ephedra + 20 mg caffeine 6 months N=20 N=44 N=58 -provide descriptive findings of compiled individual cases evaluated through a strictly monitored clinical research protocol. -exact amount of ephedrine in the ephedra products was not reported once/day Group 1: placebo Group II: 72 mg ephedrine +240 caffeine Council for Responsible Nutrition December 19, 2000 8 weeks 67 obese subjects (sex not specified) -double-blind, placebo-controlled -subjects were assessed for health -monitored heart rate, blood pressure and adverse effects -abstract only: limited information since full publication not available Nasser et al., 1999 170 Table 6.2-3 Summary of Strengths and Weaknesses in Study Design in Obese Individuals Taking Ephedrine Frequency Total Dose (mg/day) Duration Number of Subjects (gender) Strengths in Study Design Weaknesses in Study Design Reference once/day 5 treatment groups: -ephedrine (50 mg) -ephedrine (50 mg)+ caffeine (150 mg -ephedrine (50 mg) + ASA (330 mg) -ephedrine (50 mg) + caffeine (150 mg) + ASA (330 mg) -placebo -12 weeks -163 healthy premenopausal obese women -placebo-controlled, double blind design -heart rate, blood pressure, clinical signs were assessed -energy expenditure, blood glucose, triglycerides, total cholesterol, HDL, DLL evaluated -Exclusion criteria: hypertension, heart disease, gastric ulcer or other serious medical conditions -study design stated that symptoms were evaluated and monitored; however, no information on effects was reported Moheb et al., 1998 once/day Group I: placebo -10 days Waluga et al. 1998 Group II: 50 mg ephedrine + 400 caffeine -randomized, double-blind, placebocontrolled -subjects were assessed for health: history and physical examination , laboratory tests, X-ray examination of the chest, ECG, ultrasound of the gastrointestinal system and kidneys -monitored blood pressure, heart rate, cardiac load, peripheral resistance -no medication was allowed 2 weeks prior to the study and participants were asked to abstain from smoking and drinking beverages with caffeine for at least 24 hours before the study -information on side effects was not reported in the study once/day -27 obese women otherwise healthy, n=9 per group. -no cardiac disturbances or arterial hypertension before test once/day Group III: 50 mg ephedrine + 400 mg caffeine +10 mg yohimbine Council for Responsible Nutrition December 19, 2000 171 Table 6.2-3 Summary of Strengths and Weaknesses in Study Design in Obese Individuals Taking Ephedrine Frequency Total Dose (mg/day) Duration Number of Subjects (gender) Strengths in Study Design Weaknesses in Study Design Reference 3/day 60 mg ephedrine/600 mg caffeine -15-week study -randomized, double-blind -long duration -monitored body weight, heart rate, blood pressure, adverse effects -enrolled sufficient number of subjects -uneven sex distribution -general practice setting (not controlled clinical trial) Breum et al., 1994 2/day 30 mg dexfenfluramine n=50 in ephedrine/ caffeine group (39 female/11 male) n=38 who completed trial n=53 in dexfen group 3/day 60 mg ephedrine/600 mg caffeine -15-week follow-up period -85 patients were included in follow up with the E+C combination -57 completed the follow-up period -frequency of side effects -monitored body weight, heart rate, blood pressure, adverse effects frequency not specified dose information not specified: Herbal formulation -4-week -placebo: 50 -treatment: 50 -randomized, double-blind, placebo, crossover protocol -dose information not specified -sex not specified -limited information reported Kaats and Adelman, 1994:abstract Phase I: 3/day for Week 1 Week 4 Phase I Study: 75 mg ephedrine + 150 mg caffeine + 330 mg ASA -4 weeks -11 subjects (10 women/ 1man) in ephedrine, caffeine, ASA group -randomized, double-blind, placebocontrolled -frequency of side effects monitored -consumption of coffee and other caffeinated beverages were limited -monitored weight, blood pressure, heart rate -uneven sex distribution Daly et al., 1993 Phase I: 3/day for Week 5 Week 8 Phase I Study: 150 mg ephedrine + 150 mg caffeine +330 mg ASA -4 weeks -11 subjects 910 women/1 man) in ephedrine, caffeine, ASA group Council for Responsible Nutrition December 19, 2000 172 Table 6.2-3 Summary of Strengths and Weaknesses in Study Design in Obese Individuals Taking Ephedrine Frequency Total Dose (mg/day) Duration Number of Subjects (gender) Strengths in Study Design Weaknesses in Study Design Reference Phase II: 3/day for 8 weeks Phase II Study Week 1: 75 ephedrine +150 caffeine+330 caffeine Week 2-8: 150 ephedrine+150 caffeine + 330 ASA -8 weeks -8 women and 1 man in ephedrine, caffeine and ASA group -cross-over design -side effects were monitored -uneven sex distribution -nonblinded Daly et al., 1993 Phase III: once/day Phase III Study: 150 mg ephedrine + 150 mg caffeine + 330 mg ASA -7 to 26 months -6 patients from Phase II study continued -6 of 8 subjects who completed Phase II, agreed to continued on treatment to assess longer-term efficacy and safety and were monitored for 7 to 26 months -all subjects reported side effects such as dry mouth or constipation. -blood pressure and heart rate remained normal -it was concluded by study authors that the treatment was well tolerated -no significant adverse effects were found in study subjects 3/day 150 mg -2 weeks -10 obese subjects -randomized, double-blind, cross-over design with placebo -tolerability reported Council for Responsible Nutrition December 19, 2000 Daly et al. 1993 -sex not reported Pasquali et al., 1992 173 Table 6.2-3 Summary of Strengths and Weaknesses in Study Design in Obese Individuals Taking Ephedrine Frequency Total Dose (mg/day) Duration Number of Subjects (gender) Strengths in Study Design Weaknesses in Study Design Reference 3/day EC: 60 mg ephedrine + 600 mg caffeine -24 weeks -180 obese patients were randomized to 4 groups and maintained on a low energy diet -randomized, double-blind, placebocontrolled -enrolled large number of subjects -monitored blood pressure, heart rate and side effects -ECG, fasting blood glucose, total cholesterol, triglyceride, hematology, biochemical screening, analysis of urine were evaluated at Weeks 12 and 24 -measured hematology, sodium, potassium, bilirubin, liver enzymes, creatinine, uric acid and urine analyses were without any significant differences. -uneven sex distribution Astrup et al., 1992; Quaade et al., 1992 -monitored blood pressure, heart rate and side effects -nonblinded, not placebo-controlled; however, a follow-up study Toubro et al., 1993b E:60 mg ephedrine EC: 45(39 female/6 male) E:45 (40 female/5 male) C:45 (42 female/3 male) Placebo: 45 (34/11 male) C:600 mg caffeine Placebo 3/day 60 mg ephedrine + 600 mg caffeine Council for Responsible Nutrition December 19, 2000 -24-week follow up -127 patients from original study: all patients received same treatment -n=30 in E+C group -n=31 in E group -sex not specified 174 Table 6.2-3 Summary of Strengths and Weaknesses in Study Design in Obese Individuals Taking Ephedrine Frequency Total Dose (mg/day) Duration Number of Subjects (gender) Strengths in Study Design 3/day 75 mg ephedrine +150 caffeine +300 ASA Week 1-4 (75 mg ephedrine) Week 5-8 (150 mg ephedrine) n=11 obese volunteers in the ephedrine, caffeine and ASA group (sex not specified) -randomized, double-blind, placebocontrolled -screened for history, physical examination, laboratory studies -frequency of side effects monitored -heart rate, blood pressure, fasting plasma glucose, insulin, total or HDL cholesterol concentration measured 150 mg ephedrine +150 caffeine +300 ASA n=13 placebo 3/day 60 mg -3 months -5 obese women -monitored side effects, blood pressure and heart rate -monitored plasma sodium, glucose, serum thyroxine, tri-iodothyronine, TSH and levels of catecholamines 3/day Group I: placebo -3 months Group I: 16 (12 women/4 men) Group II: 13 (9 women/4 men) Group III: 17 (11 women/6 men) -double-blind, placebo-controlled -monitored side effects, heart rate, and blood pressure -consecutive patients which were not pre-screened -1 month -10 low-energy adapted obese women -randomized, double-blind, cross-over -monitored side effects, heart rate and blood pressure Group II: 75 mg Group III: 150 mg 3/day 150 mg Council for Responsible Nutrition December 19, 2000 Weaknesses in Study Design Reference Krieger et al., 1990 -nonblinded -not placebo-controlled -one sex tested Astrup et al., 1985 Pasquali et al., 1985 -one sex tested Pasquali et al., 1987 175 7.0 REFERENCES AHPA, 2000. 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