Thanatos: Dead bodies – live data A study of funerary material from the Hellenistic-RomanByzantine town Hierapolis in Phrygia, Turkey PROJECT DESCRIPTION Hierapolis is situated where the fertile valleys of the rivers Lykos and Meander meet, at the western end of the Anatolian mountainous plateau. Pamukkale is the modern name of the nearest village, which lies close to Denizli, some 200 km east of Izmir. Hierapolis was founded in the 3rd c. BC, became part of the Roman province of Asia Minor few generations later; it prospered in the Imperial and early Byzantine periods, but after a severe earthquake in the 7th century AD it never recovered. The following centuries are characterized by gradual decline, squatting, and periods of reoccupation. From the 13th century it was under the control of Turkish Seldjuks and later the Emirate of Aydin. Hierapolis covers an area roughly the size of Pompeii and Ostia (ca. 65 ha) and is surrounded by large, well-preserved necropoleis on three sides, to the N, E and S. The Greek name Hierapolis means “The holy city”, referring to an oracular shrine of Apollo in the centre of the town. After emperor Theodosius’ ban on pagan cults in AD 391, in the early 5th century to the E of the town was established a new pilgrimage centre by monumentalizing the presumed tomb of the deacon Philip, who died in Hierapolis. A large martyrion building, the Philippeion, was raised above the grave. The cult recipient Philip was also fused with the apostle of the same name. Since 2007, on the invitation of the director of the Italian Archaeological Mission at Hierapolis, prof. Francesco D’Andria, the Department of Archaeology, Conservation, and History (IAKH), University of Oslo (UiO), has participated in the excavations at Hierapolis, which were started in 1957. At present 10 Italian and 4 international universities and research institutions are involved in the excavations and collateral research, each with their own defined project, each with their own funding (Appendix 1). Hierapolis has since 1988 been included in UNESCO’s list of Mixed natural and cultural world heritage sites. The Norwegian participation in the excavations is backed by Norway’s Ministry of Foreign Affairs and the Turkish Embassy in Oslo as an important element in establishing closer cultural and academic contacts between Norway and Turkey. The Hierapolis research project is divided into two parts: 1. The Norwegian excavation project which provides fresh research data – financed by contributions from the University of Oslo, private funds, and Norwegian trades and industries (Appendix 2). The project collaborates closely with the Norwegian Institute in Rome, which provides bed and study facilities for the project participants. The aim of the project, in addition to its scientific goals, is to formalize the involvement of various research institutions in Norway in a collaborative project, as IAKH, Institute of Biology (BI), UiO, Museum of Cultural History (KHM) at UiO, Norwegian Institute for cultural heritage research (NIKU), and the Oslo School of Architecture and Design (AHO). At present all institutions are represented in the excavation group. – A homepage for the excavation project is soon available on the IAKH homepage. 2. The Thanatos research project, a cross-faculty, collaborative project between IAKH and BI, both at UiO, for which finances are asked from the Norwegian Research Council – in the present application. 1. The Norwegian excavation project The Norwegian project is concentrated on the Hellenistic-Roman-Byzantine East necropolis, which extends along the steep slope on the NE side of the city. The slope is littered with more than 500 visible tombs and sarcophagi, the earliest being tumulus tombs with vaulted chambers dating to the late 2nd or 1st century BC. The bulk of the tombs, however, were built in the Roman imperial period, in the beginning, in the shape of individual chamber tombs, spread quite loosely across the hillside, later in long rows of uniform chamber tombs placed in more or less parallel terraces, one above the other – all well visible from the town below, all offering spectacular views over the city and the Lykos valley. Between the monuments sarcophagi are found almost everywhere, from the city limits to the highest point of the hill. These were largely added to and/or reused in the period from the 2nd to the at least 5th c. AD. A GIS survey of all visible funerary remains in the shape of chamosoria, sarcophagi and architectural monuments in the East necropolis was started in 2008 and will be finished in the course of the 2009 season. The work is undertaken by David Hill, KHM, UiO. The field seasons of 2007 and 2008 were concentrated in two areas: The first area is situated immediately to the W of and below the Philippeion, laid out as a burial ground in the Middle Byzantine period (ca. 800-1204); 39 graves were identified, but only 5 excavated (nos. 8, 13, 21, 27, 29), all lying high in the ground probably due to erosion (no grave objects, the skeletons badly preserved). Samples were taken for C14-dating and DNA analysis (Appendix 3). – The second area, with Roman funerary monuments disposed on terraces, lies just N of the Philippeion: the two funerary buildings C92 built up against each other on the same terrace, surrounded by three sarcophagi were chosen for investigation. The tomb appeared full with well-preserved skeletons lying helterskelter, among which were found a Byzantine cross in bronze and 5 pilgrim badges of metal, badges identified with 4 European pilgrimage places (Cologne(?) in Germany, Rocamadour and Noblat in France, and Rome). The date of the badges to the early 14th century may demonstrate the longevity of the Philippeion as a cult and pilgrimage place, even at a time when the area was under full control of the Emirate of Aydin. – Due to the confused composition of the skeletons samples were taken from 8 skulls for C14-dating and DNA analysis (Appendix 3). 2. The Thanatos research project 2.1. Background Seen in relation to its size Hierapolis, with its three necropoleis, possess perhaps the largest concentration of graves known in the Roman world. The necropoleis contain a concentration of funerary data seldom available in ancient necropolis-excavations (cf. Appendix 4). Close collaboration has been established with the N and S necropolis excavations (run by respectively Prof.. Donatella Ronchetta, Politecnico di Torino (N necropolis: completed) and Prof. Salvatore Settis, Università di Pisa (S necropolis: started in 2008). For the studies we shall have access to both the large corpus of monumental tombs and sarcophagi in the N necropolis, in preparation by Prof. Ronchetta and her team, as well as the large corpus of inscriptions, in print, prepared by Prof. Tullia Ritti and Dr. Francesco Guizzi from Università degli studi “La Sapienza”, Rome. In addition the Norwegian team, after the premature death of the English osteo-archaeologist Dr. Trevor Anderson, responsible for the studies of bone material from the N necropolis, has been offered to take over his work. An experienced osteo-archaeologist was added to the excavation team in 2008 partly for this purpose and contacts established with the BI, UiO in order to evaluate a collaborative research project. 2.2. Project objectives Due to the remarkable presence of a wide spectre of funerary data, the necropoleis of Hierapolis offer a unique possibility to investigate in a social setting an urban population in detail over a long period of time (covering both the Roman, Byzantine, and early Turkish periods of Asia Minor), including studies on funerary architecture and landscape perception, funerary organization and entrepreneurship, funerary practices and rituals, mortuary behaviour, genetic relationships and origins, paleodemography, health and disease, behaviour, and diets and individual mobility patterns (cf. Buikstra & Lagia 2009). The project aims at a large scale investigation in depth making use of the latest methods in GIS-surveying, ancient and mitochondrial DNA-analyses, isotope-analyses and C14-datings. As a by-product the project aims, in collaboration with institutions and individuals working in the bone-analysis field, to create in Norway a more permanent structure for this kind of studies, which in the future will be in increasing demand. 2.3. Funerary data (cf. also Appendix 4) The funerary data are composed of various types of graves (some 600 monumental tombs are registered, a majority excavated; Equini Schneider 1972; Ronchetta 2005, 2007; Ronchetta & Mighetto 2007; Ronchetta et al., in preparation) and stratigraphical data for their dating: o Travertine and marble sarcophagi (in the N necropolis more than 1.800, adding up the registered and non from the E and S necropoleis the number may reach 2.500) (Vanhaverbeke & Waelkens 2002; Frate 2007) o Simple Roman shaft graves and chamosoria (rock-cut shaft graves with stone lid, at the moment only recorded in the N and E necropoleis: number not known) o Hypogea (at the moment registered only in the North and East necropoleis) o Hypersoria – or large pedestal buildings for containing burials inside and carrying sarcophagi on top (registered in all necropoleis) o House-shaped tombs of various shapes and sizes whether covered by saddle roofs or barrel vaults (registered in all three necropoleis, though in the E necropolis they are in the steep hillside arranged in terraces, more built as rows on the same platform) o Tumuli (registered in the N and the E necropoleis) o Byzantine (and/or Turkish) shaft graves (ca. 300) of various types of inscriptions (from all necropoleis, some 700 inscriptions, see Equini Schneider 1970; Merkelbach 1997; Guzzi 2004; Ritti 1992-93, 2004; Ritti & Guzzi, in print), giving information on issues as, for example: o o o o o the name of the first buried person and family connections place of origin occupation and career administrative measures for the protection and maintenance of the tomb magic and religious beliefs of various types of grave goods, ritual objects, or other artefact items within the graves (at the moment only from the N and E necropoleis) personal belongings, most often as simple jewellery, and amulets fragments of textiles from grave clothes coins (for Charon) in Christian burials: crosses and pilgrim badges (here for the first time found in Asia o Minor cf. point 1 above) o vases, most often in the form of containers o o o o of the dead bodies (at the moment only from the N (Anderson 2002, 2004, 2007) and E necropoleis), appearing as single, multiple (in sarcophagi), and mass burials (in large, monumental tombs) in the form of o articulated skeletons o semi-articulated skeletons o dis-articulated bones The Thanatos project will concentrate on studies of the large amount of bone material excavated and under excavation from all necropoleis, integrating the bone data with the funerary data on graves, grave contents, and inscriptions, much of which is already published, in print, or in advanced preparation, but also on fresh material from the Norwegian excavation project in the E necropolis. 2.4. Methodological basis The project is composed of two interlocking parts, which form the basis for the further studies on materiality and body theory seen in a social perspective from both a synchronic (i.e. structural) and a diachronic (i.e. historical) point of view: 2.4.1. Study of the dead bodies – i.e. the collection of data with reference to the following four study areas: o Osteo-archaeology (recovering data on, for example, age, sex and gender, stature estimations, pathology, injuries, behavioural wear and tear) o Isotope analysis (recovering data from enamel and bone to determine individual nutrition, origin, and mobility patterns: enamel forms during gestation and early childhood, while the chemistry of bones is in constant change through life; isotopes from enamel thus can give information on diet and geographic location of a person’s early life, while isotopes in bones reflect the diet over the last 10-20 years of a person’s life and the location of the place of death) o DNA analysis (revealing genetic relationships, as ethnic groups and origins, 1 but also family connections, which in fortunate cases through inscriptions can be given names and place of origin, in short: individual identities). – Cf. also Appendix 3. o C14-datings (due to long term use of many tombs, in cases also reuse, eachidentified body has to be evaluated according to its date of death, for which C14 datings (in large numbers), in lack of other dating methods, become very important for the diachronic studies of the funerary data). 2.4.2. Study of the context of the dead bodies – i.e. the collection of funerary data as presented in 2.3 above (graves, inscriptions, and grave objects) with reference to both the Roman, Byzantine (i.e. Christian) and Turkish presence in the town o the urban lay-out of the necropoleis (seen in relation to topographical conditions, physical organizing principles, access and circulation, continuity and changes, city border and liminality) o the funerary buildings and sarcophagi (seen in relation to funerary architecture, building technique, material, building procedures, internal relationships, entrepeneurship, visibility, use and mechanisms of reuse (as possibly burials ad sanctos in the E necropolis, near the Philippeion), abandonment processes and disturbances) 1 Asia Minor was the cultural highway between East and West, and the population composed of a large variation of ethnic and genetic groups. In a recent article it is, for example, postulated that similarity in cranial discrete traits recorded in the Pissidian town of Sagalassos between its Byzantine population (11th13th c. AD) and Germans and Scandinavians “may have resulted from an early <Paleolithic or Neolithic> shared common ancestor and may have been reinforced more recently <in the late Bronze Age> through gene flow between these regions or populations” (Ricaut & Waelkens 2008). o funerary inscriptions and contents (seen in relation to funerary rituals and belief systems, social symbols, memory, identity, family and social organization, political organization, gender distribution and sex roles; insiders and outsiders). 2.5 Theoretical frameworks The Hellenistic-Roman-Byzantine society at Hierapolis, as all societies, was a manyfacetted living organism, as expressed through its many preserved monuments, artefacts, and inscriptions. The tombs add literally a human factor to the urban organism: in the interplay between dead bodies and their material contexts we possess an important tool to study social meanings and relationships, not only as singular, synchronic, but also as constantly changing events in which the meanings are continuously defined and redefined. The aim of the project is to unveil the complexity of the ancient society, not its uniformity. The wide variety of analytical data presented above thus requires, within a social setting, theoretical approaches that are both polysemic and diverse. The studies, as implied by the title of the project, will take its point of departure from body theory and materiality. Body theory purports the study of both the body as material (i.e. the dead bodies as preserved skeletons, as presented in 2.4.1) and the body and material (i.e. the dead bodies in context, as presented in 2.4.2) (Sofaer 2006). Materiality concerns archaeological material in its widest sense, i.e. all kinds of material found in archaeological excavations, including dead bodies. It is not a theory in itself, but an umbrella concept for a wide range of theories placing the archaeological material in a social context (Glørstad & Hedeager 2008, 27-28). Body theory and materiality are thus two approaches of study which have much in common. The present project aims at pulling together data from three different fields of study, genetic, osteo-archaeological, and archaeological studies, and will need to access the data achieved from different theoretical standpoints. We feel that this is not the place to go into detailed theoretical issues, rather to present a generic theoretical overview. Departing from the body the project will be working with theoretical issues which can be summarized in three distinctive concepts, corporeal knowing, sensing, and being. These three concepts are keywords in theories concerned respectively with social constructions, phenomenology, and structure and agency. While social constructionist theories (as introduced by Foucault 1970) account for body governmentality, the body being a social construction of “a historically dominant episteme that strongly governs individual lives”, phenomenology (developed by Merleau-Ponty 1962) accounts for ‘lived experience’, or the practical engagements the body has with its surroundings, the two sets of theories standing in opposition to each other. Structure and agency theories (presented by Bourdieu 1990 and Giddens 1984, 1991) function as a kind of ‘middle way’ between the ordered and lived bodies of the other two sets of theories, order and living giving rise to action as structuring principle, claiming “that the body was simultaneously a recipient of social practices and an active creator of its milieu” (see Borić & Robb 2008, 2-4; Shilling 2008a, 147-150). Within the framework of these generic theories referring to epistemological, phenomenological and ontological questions, the funerary data, seen both as bodies as material and as bodies and material, will be discussed a wide range of approaches as funerary architecture and landscape perception, funerary organization and entrepreneurship, funerary practices and rituals, mortuary behaviour, genetic relationships and origins, paleodemography, health and disease, behaviour, and diets and individual mobility patterns – as listed in 2.2 – and in which discussions will be included questions on issues like, for example, social organization, liminality, memory, identity, gender and sex roles, ethnicity, quality of life, etc. However, many of these approaches are synchronic in nature and thus make it difficult to examine the interaction of the “embodied subject, society, experience, identity and action… over time or the possibilities of social change that follow from this interaction.” (Shilling 2008a, 150). There is a recent awareness around the diachronic shortcoming of many body theoretical approaches (see, for example, Levine 2007; Shilling 2008b). Diachronic analyses, as underlined above, will be imperative to the present project, which aims at both providing new, complex, integrated research material, and to be an active participant in the theoretical discussions on body and materiality. Studies of the kind outlined here are not yet common for the antique and post-antique populations of Asia Minor, but recent studies from Sagalassos demonstrate well the potential for such and collateral bone studies (cf. footnote 1 and Appendix 3). The study of the bone material from Hierapolis will add an enormous amount of fresh data to these results and establish an important basis for similar future projects on other ancient, and also not so ancient societies in Asia Minor and elsewhere. 2.6. Project organisation 2.6.1. Project leaders. – The project is a collaboration between prof. Erika Hagelberg (evolutionary biologist), BI, UiO and the undersigned, prof. J. Rasmus Brandt (classical archaeologist), IAKH, UiO. They are project leaders and their responsibilities are to coordinate various professional initiatives, upheld contacts with the Italian Archaeological Mission at Hierapolis, Turkish authorities and the advisory board, stay up-dated on new scientific approaches and adjust the project if necessary, make sure that ethical norms are followed, supervise the doctoral students, participate in the project with their own research initiatives, and pulling the three research components together in a joint, integrated publication. Their research areas, within the objectives of the project, will be defined more precisely in concert with the three doctoral fellows, as soon as they have been appointed. For both project leaders is calculated a 6 months period of research leave paid by the project, one period in the first year, one in the last year. Both project leaders will as part of their scientific obligations towards UiO invest at least 30% of their yearly working time in the project (as visualized in the project budget). The project is estimated for 4 years (2010-2013) in order that the project scholarships can be advertised and persons hired within the first 6-7 months of the project, and the project be finished together with the end of the scholarship-holders period of engagement (i.e. each for 3 years full time research). 3. Works cited in the project description o Anderson T. 2002: Tomb 163d: Hierapolis North Necropolis (Italian Archaeological Mission: Archive Report) o Anderson, T. 2004: Hierapolis North Necropolis (Italian Archaeological Mission Archive Report) o Anderson, T. 2007: Preliminary osteo-archaeological investigation in the North necropolis, in: D’Andria, F. & P. Caggia (eds.), 473-492 o Borić, D. & J. Robb (eds.) 2008: Past bodies. Body-centered research in archaeology, Oxbow Books, Oxford o Borić, D. & J. Robb 2008: Body theory in archaeology, in: Borić, D. & J. Robb (eds.), 1-7 o Bourdieu, P. 1990: The logic of practice, Polity Press, Cambridge o Buikstra, J & A. Lagia 2009: Bioarchaeological approaches to Aegean archaeology, in: L.A. Schepartz, S.C. Fox & C. Bourbou (eds.): New directions in the skeletal biology of Greece (Hesperia Supplement 43), 7-29. o D’Andria, F. & P. Caggia (eds.), Hierapolis di Frigia I. Le attività delle campagne di scavo e restauro 2000-2003, Ege Yayinlari, Istanbul o Equini Schneider, E. 1970: Note sulle iscrizioni funerarie di Hierapolis di Frigia, Atti della Accademia nazionale dei Lincei. Classe di scienze morali, storiche e filologiche. Rendiconti, 25, 475-482. o Equini Schneider, E. 1972: La necropolis di Hierapolis di Frigia. Contributi allo studio dell’architettura funeraria di età romana in Asia Minor, Monumenti Antichi 48, 1971-73, 95-138. o Foucault, M. 1970: The order of things. An archaeology of the human sciences, Routledge, London. o Frate, O. 2007: I sarcophagi in marmot della Necropoli Nord. Metodo della ricerca e risultati preliminari, in: D’Andria, F. & P. Caggia (eds.), 457-472 o Giddens A.1984: The consequences of modernity, Polity Press, Cambridge. o Giddens A. 1991: Modernity and self-identity, Polity Press, Cambridge o Glørstad & Hedeager (eds.) 2008: Materiality. Six essays on the materiality of society and culture, Bricoleur Press, Lindome (Sweden) o Guizzi, F. 2004: Iura sepulcrorum nel Museo di Denizli a Pamukkale (Hierapolis di Frigia), in Libitina e dintorni, 635-652 o Levine, D. 2007: Somatic elements in social conflict, in: C. Shilling (ed.): Embodying sociology. Retrospect, progress & prospects, Blackwell (The sociological review. Monograph series), Oxford, 37-49. o Merkelbach 1997 o Merleau-Ponty, M. 1962: The phenomenology of perception, Routledge and Kegan Paul, London o Ricaut, F.X. & Waelkens, M. 2008: Cranial discrete traits in a Byzantine population and Eastern Mediterranean population movements, Human Biology 80.5, 535-564 o Ritti, T. 1985: Hierapolis. Fonti letterarie ed epigrafiche. vol. 1, Roma, Giorgio Bretschneider, 1985 o Ritti, T. 1992-93: Nuovi dati su una nota epigrafe sepolcrale con stefanotico da Hierapolis di Frigia, Scienze dell'antichità. Storia, archeologia, antropologia, 4168. o Ritti, T. 2004: Iura sepulcrorum a Hierapolis di Frigia. Nel quadro dell’epigrafia sepolcrale microasiatica iscrizioni edite e inedite, in Libitina e dintorni, 455-634. o Ritti, T. & Guizzi, F. in print: A corpus of all inscriptions from Hierapolis o Ronchetta, D. 2005: L'architettura funeraria di Hierapolis. La continuità delle indagini dall'impostazione scientifica di Paolo Verzone alle attuali problematiche, in: Paolo Verzone (1902-1986). Tra storia dell'architettura restauro archeologia, Celid, Turin, 168-184 o Ronchetta, D. & P. Mighetto 2007: La Necropoli Nord. Verso il progetto di conoscenza: nuovi dati dalle campagne 2000-2003, in: F. D’Andria & M.P. Caggia (eds.): Hierapolis di FrigiaI. Le attività di scavo e restauro 2000-2003, Ege Yayinlari, Istanbul, 433-454 o Ronchetta et al., in preparation: A corpus of the funerary buildings in the north necropolis at Hierapolis o Shilling, C. 2008a: The challenge of embodying archaeology, in: Borić, D. & J. Robb (eds.), 145-151. o Shilling, C. 2008b: Changing bodies. Hybris, crisis and creativity, Sage, London o Sofaer, J.R. 2006: The body as material culture. A theoretical osteoarchaeology, Cambridge University Press, Cambridge o Vanhaverbeke & Waelkens 2002: The northwestern necropolis of Hierapolis (Phrygia). The chronological and topographical distribution of the travertine sarcophagi and their way of production, in: D. De Bernardi Ferrero (ed.): Hieraplis IV. Scavi e ricerche. Saggi in onore di Paolo Verzone, Rome 119ff. 4. International advisory board Representatives of the Hierapolis excavations o Prof. Dr. Francesco D’Andria, Università di studi di Salento: director of the Hierapolis excavations o Prof. Dr. Donatella Ronchetta, Politecnico di Torino: project director of the North necropolis excavations at Hierapolis o Prof. Dr. Paul Arthur, Università di studi di Salento: specialist on medieval Hierapolis and Turkey Other representatives o PD Dr. Christof Berns, Freie Universität Berlin, Institut für Klassische Archäologie o Ass.-Prof., Dr. Andrew Goldman, Classical Civilizations Department, History Department, Gonzaga University o Ass.-Prof. Dr. Karl Großschmidt, Department of Anthropology, Universität Wien o Ass. prof. in genetics, Dr. Christine Keyser, Strasbourg University o Prof. Dr. Guntram Koch, Fachgebiet Christliche Archäologie und Byzantinische Kunstgeschichte, Philipps-Universität Marburg o Prof. Dr. Taner Korkut, Fen-Edebiyat Fakültesi Arkeoloji, Akdeniz Üniversitesi (Antalya) o Dr. Veli Köse, Edebiyat Fakültesi Arkeoloji, Hacettepe Üniversitesi (Ankara)