Introduction to Bloodstain Pattern Analysis The Basics 14 14.1 Introduction The purpose of this chapter is not to create Bloodstain Pattern analysis (BPA) experts but, instead, to introduce students and novice scene scientists/investigators to the topic. Hopefully, using this as a base, they will recognize critical patterns when they encounter them and document them properly so that the potential value of the evidence is not lost. The take-home lesson of this chapter is that the most inexperienced student or novice scene scientist/investigator should realize that no bloodstain pattern should be overlooked or go undocumented photographically and possibly videographically. Sketching is not a satisfactory method to document bloodstain patterns except to show where they are and to record their breadth and width. Like glass, blood evidence can provide investigators with a range of investigative information. Some data that can be gathered from blood evidence were discussed in Chapter 13 and some are considered below. Origin/source of blood at the scene (i.e., whose blood?) Distance from a target Direction of travel Energy of impact Handedness Relative position and movement of victim and assailant Minimum number of blows Sequence of events Each of the above is a topic worth considering in more depth, and its forensic value should be understood by students and scene scientists/investigators. Chapter 13 discusses what some consider the most important reason for finding, collecting, and preserving blood evidence at the scene—DNA. It can determine the presence of someone, to the exclusion of everyone else, at a scene. For this reason, blood and the patterns it forms—blood evidence—must never be overlooked or considered lightly during an investigation. Knowing whose blood made a particular pattern is important. Understanding how the pattern formed can also provide a critical piece of investigative information. Learning whose blood was where at the scene takes time, but BPA can be done on the spot. For examining and analyzing blood evidence, the following two factors should be considered: (i) Whose blood it is, and (ii) the circumstances of blood deposition. The latter category—the circumstances of blood deposition—consumes the remainder of this chapter simply because bloodstain patterns can be more valuable for the investigation or to the medical examiner than knowing whose blood it is. Sometimes, there is no doubt 384 Crime Scene Forensics about whose blood it is, simply by understanding the pattern and its location. Other than the first in the list of eight reasons, the others refer to more esoteric questions concerning how and why the blood ended up where it was. Like the scene investigation itself BPA at the scene is deceptively easy. So, before considering the topic in more detail, it might be helpful to present, arguably, the historical presence and growth of BPA into the criminal justice system and specifically law enforcement in the United States. This is a different discussion from the traditional historical account where each investigator’s contribution to the field is considered in some depth. The traditional historical account has been considered by others [1,2]. 14.2 Historical Perspectives: BPA in the United States The premise of bloodstain pattern analysts (agencies)* is that when blood leaves the human body or a blood-covered object, it produces interpretable patterns. Bloodstains patterns occur in multiple scene types, and investigators expect to find them at scenes of violent crimes and suicides. Interpreting these patterns reliably depends on the training and experience of the individual analyst. While not a new discipline, much like crime scene investigation in general, BPA has attracted individuals having diverse educational and professional backgrounds. Such diversity seems shocking for a discipline supposedly having a basis in science [4]. Shouldn’t science be practiced by scientists? The NAS report [5] questions the scientific basis of pattern evidence, including BPA, because conclusions are seemingly based more on experience than on scientific principle, even if the underlying basis of the conclusions is science-based. Much of forensics—as defined in Chapter 1—is an amalgamation or partnership of forensic scientists and law enforcement professionals participating cooperatively in the American criminal justice system: one is the scientist and the other the investigator. Crime scene investigation is likely the largest subdiscipline of forensics where science is practiced mostly by nonscientists and scientists, each often performing the same function. Certainly, BPA belongs in that paradigm. This explains why lay investigators, who also perform science at the scene, quickly adopted BPA as an investigative purview.† Criminalists who participate in scene investigations also embraced BPA. It might be interesting to trace how such a diverse group of professionals became so entrenched in the BPA arena. Arguably, this began in the United States at the University of California Berkley with the work of Dr. Paul Kirk, a well-known and respected forensic scientist. Dr. Kirk was hired to investigate the 1950s murder of Dr. Sam Sheppard’s wife. Sheppard was arrested and convicted of the crime. He claimed that an intruder entered his house and murdered his wife. Dr. Kirk went to the scene, and wrote a brief concerning what he considered evidence of someone else at the scene [7]. A book written by Sheppard’s son, Sam Reese Sheppard, and attorney Cynthia Cooper, Mockery of Justice: The True Story of the Sam Sheppard Murder Case [8], produced DNA evidence suggesting that Kirk’s interpretation was correct. Kirk’s work in the case has become a legendary example of BPA. Interestingly, Kirk’s work went seemingly unnoticed by police officials and crime scene investigators for some reason. * Agency: ―. . . an individual, a law enforcement department, a private company, or a government or private laboratory . . . that provides BPA as one of its functions‖ [3]. † Purview: ―the range or limit of authority, competence, responsibility, concern, or intention‖ [6]. 385 Crime Scene Forensics Perhaps, law enforcement did not agree with his interpretations. Perhaps, it considered his work esoteric and beyond the skills of lay professionals. The next important work in this area was a booklet by Herbert MacDonell and L. Bialousz, Flight Characteristics and Bloodstain Patterns of Human Blood [9]. MacDonell’s experiments and those he borrowed from other investigators—for example, the work of Balthazard et al. in 1939 [10]—caught the attention of law enforcement. MacDonell began offering workshops designed to train law enforcement officers how to interpret bloodstain patterns, the result being a proliferation of individuals working on BPA cases throughout the world. Importantly, the simplicity of these workshops spawned a cadre* of self-styled experts who offered workshops of their own, and published books and articles. Criminalists were also attracted to the discipline, much like they are to crime scene investigation. MacDonell’s workshops and those that followed presented BPA in an easy-to-follow, lively and fun format, which was and continues to be nonrigorous. Initially, there were no written examinations or other traditional grading mechanisms, which meant failing was not on the cards. In a sense, these workshops were like modern infomercials. Everyone who completed the workshop received a certificate of attendance, giving many a sense of expertise. In a sense, then, by requiring not much more other than completing a week-long course, attendees left with the feeling that BPA was simple enough to practice. Recognizing the need for a formal organization around which the growing hoard of BPA analysts could communicate, MacDonell was instrumental in establishing the International Association of Bloodstain Pattern Analysts (IABPA), founded in 1983 [12]. On-going workshops and a growing membership in the IABPA resulted in the continued proliferation of lay investigators, many having dubious scientific and/or investigative credentials, who performed BPA in casework for both sides of the adversarial system. Their opinion testimony has played a critical role in determining innocence or guilt. The books, newsletters, and articles until recently have been geared to a law enforcement audience. These are uncomplicated. They use easy to understand, with nonscientific terminology. Some of the more recent publications are more scientific in nature, as shown in a recent IABPA newsletter [13]. The International Association of Investigators (IAI) initially considered BPA a part of its crime scene certification. At the time of this writing, the IAI made BPA its discipline and is now certifying individuals who meet its requirements. Although the 2009 NAS report [5] questions the scientific basis of BPA, practitioners dispute this, and Scientific Working Group on Bloodstain Pattern Analysis (SWGSTAIN) put together an extensive bibliography of relevant articles to counter possible legal challenges to BPA [14]. Even before the NAS report was published, however, Laber et al. [15] working in the Minnesota crime laboratory who have been active in bloodstain pattern research and education wrote that BPA is a scientific endeavor. The following quote was taken from the introduction and conclusion of their article, which preempted the NAS report. They warned BPA analysts to move quickly to strengthen the discipline. Concerning the dynamics of how blood patterns form, they wrote [15]: Relatively little however, has been documented about the dynamics of the blood transfer event. . .. BPA is a discipline that has relied heavily on the experience of the witness . . . closer * Cadre: ―a nucleus or core group especially of trained personnel able to assume control and to train others ; broadly: a group of people having some unifying relationship‖ [11]. 386 Crime Scene Forensics scrutiny of the methods used in BPA will highlight the relative lack of underpinning scientific research and validation studies. (pp. 4, 11) [Emphasis added.] As the number of cases involving BPA and the number of analysts increased, it became clear that standards were needed. In 2002, the FBI began sponsoring a professional group devoted to BPA, the SWGSTAIN, whose mission is: . . . to serve as a professional forum in which BPA practitioners and practitioners from related fields can discuss and evaluate methods, techniques, protocols, quality assurance, education, and research relating to BPA [16,17]. SWGSTAIN began formulating guidelines for practicing BPA. The logical place to begin was to standardize BPA terminology [18] in order to create a mechanism for communicating. Another benefit was to eliminate the confusing terminology resulting from individuals who had published works on their own in the absence of a standard. Interestingly, the SWGSTAIN final version was not published until after publication of the NAS report in 2009. Before SWGSTAIN published its terminology, authors recognized how complicated BPA patterns could be and began introducing their own terminology. A few examples will suffice to illustrate the point: Bevel and Gardner [1] use a classification system where the main categories are the Spatter Family, the Non-Spatter Family, and Complex Patterns; James et al. [19], in their terminology, include the categories of Passive, Spatter, and Altered; and Wonder [20] provides a flow diagram to assist in classifying bloodstain patterns where the main categories are Spatter Groups, Spatters Not a Criteria, and Composites. For now, SWGSTAIN’s terminology is a welcome attempt at standardization. Importantly, it offers a terminological playing field from which BPA analysts and novices can communicate. Table 14.1 has been adapted from the terminology listed on the SWGSTAIN Web site [18]. No photographs are associated with the table, but some examples are in the text and the Internet also has examples. Some are for the IABPA terminology [21]. The same Web site also lists the new SWGSTAIN terminology [22]. Laber et al. [15] filmed blood patterns as they formed (see also the MFRC Web site [23]). 14.3 Scientific Basis of BPA If BPA has a basis in science, then testimony at trial should be admitted into evidence as long as the testifying expert analyst meets appropriate standards and has the appropriate credentials. So, what criteria should a competent BPA analyst meet? The BPA expert should understand the physics and mathematics relating to BPA. This understanding is gained through education and experimentation with blood while applying the principles of the relevant scientific disciplines: biochemistry, fluid mechanics (dynamics), physics, chemistry, ballistics, and mathematics. These disciplines form the scientific basis of BPA, and their principles must be able to explain why blood forms the patterns it does. If they cannot, then BPA does not have a basis in science and must be considered under the arts. As the NAS report implies, someone’s life depends on the reliability on the opinion of someone whose sole basis for that opinion is experience. This does not imply that BPA has no scientific basis or that the opinions rendered in court are incorrect. The scientific basis, although probably solid, must be proven: SWGSTAIN provides references designed to document the scientific basis of BPA [14]. The following discussion is designed as an overview of the disciplines relevant to BPA. Introduction to Bloodstain Pattern Analysis 387 Table 14.1 2009 Recommended SWGSTAIN BPA Terminology Terminology Accompanying drop Angle of impact Altered stain Definition A small blood drop produced as a by-product of drop formation. The acute angle (alpha), relative to the plane of a target, at which a blood drop strikes the target. A bloodstain with characteristics that indicate a physical change has occurred. Area of convergence The area containing the intersections generated by lines drawn through the long axes of individual stains that indicates in two dimensions the location of the blood source. Area of origin Backspatter pattern The three-dimensional location from which spatter originated. A bloodstain pattern resulting from blood drops that traveled in the opposite direction of the external force applied; associated with an entrance wound created by a projectile. A gelatinous mass formed by a complex mechanism involving red blood cells, fibrinogen, platelets, and other clotting factors A deposit of blood on a surface. A grouping or distribution of bloodstains that indicates through regular or repetitive form, order, or arrangement the manner in which the pattern was deposited. Blood clot Bloodstain Bloodstain pattern Bubble ring Cast-off pattern Cessation cast-off pattern Directionality Directional angle Drip pattern Drip stain Drip trail Edge characteristic An outline within a bloodstain resulting from air in the blood. A bloodstain pattern resulting from blood drops released from an object due to its motion. A bloodstain pattern resulting from blood drops released from an object due to its rapid deceleration. The characteristic of a bloodstain that indicates the direction blood was moving at the time of deposition. The angle (gamma) between the long axis of a spatter stain and a defined reference line on the target. A bloodstain pattern resulting from a liquid that dripped into another liquid, at least one of which was blood. A bloodstain resulting from a falling drop that formed due to gravity. A bloodstain pattern resulting from the movement of a source of drip stains between two points. A physical feature of the periphery of a bloodstain. Expiration pattern A bloodstain pattern resulting from blood forced by airflow out of the nose, mouth, or a wound. Flow pattern A bloodstain pattern resulting from the movement of a volume of blood on a surface due to gravity or movement of the target. A bloodstain pattern resulting from blood drops that traveled in the same direction as the impact force. Forward spatter pattern Impact pattern Insect stain Mist pattern Parent stain Perimeter stain Pool A bloodstain pattern resulting from an object striking liquid blood. A bloodstain resulting from insect activity. A bloodstain pattern resulting from blood reduced to a spray of micro-drops as a result of the force applied. A bloodstain from which a satellite stain originated. An altered stain that consists of the peripheral characteristics of the original stain. A bloodstain resulting from an accumulation of liquid blood on a surface. continued 388 Crime Scene Forensics Table 14.1 (continued) 2009 Recommended SWGSTAIN BPA Terminology Projected pattern A bloodstain pattern resulting from the ejection of a volume of blood under pressure. A smaller bloodstain that originated during the formation of the parent stain as a result of blood impacting a surface. A bloodstain resulting from the accumulation of liquid blood in an absorbent material. Satellite stain Saturation stain Serum stain The stain resulting from the liquid portion of blood (serum) that separates during coagulation. A bloodstain resulting from a blood drop dispersed through the air due to an external force applied to a source of liquid blood. A bloodstain pattern resulting from a volume of liquid blood that falls or spills onto a surface. Spatter Stain Splash pattern Swipe pattern A bloodstain pattern resulting from the transfer of blood from a bloodbearing surface onto another surface, with characteristics that indicate relative motion between the two surfaces. Target Transfer stain Void Wipe pattern A surface onto which blood has been deposited. A bloodstain resulting from contact between a blood-bearing surface and another surface. An absence of blood in an otherwise continuous bloodstain or bloodstain pattern. An altered bloodstain pattern resulting from an object moving through a preexisting wet bloodstain. Source: Adapted from FBI, Scientific Working Group on Bloodstain Pattern Analysis: Recommended terminology. Forensic Science Communications, 11(2), 2009. Available at: http://www2.fbi.gov/hq/lab/fsc/ backissu/april2009/standards/2009_04_standards01.htm. 14.3.1 Biochemistry To address the topic properly, one must understand the nature of blood, which requires knowledge of biochemistry and physics. As described in Chapter 13, blood is a tissue, a liquid/solid suspension of plasma and cells. The liquid fraction (plasma) is a water-based, complex mixture of dissolved proteins, salts, and other molecules. The solid fraction contains a variety of cell types. Thus, blood is classified as a viscoelastic* [24] non-Newtonian fluid† [25]. And understanding what happens to it after it leaves the human body, whether acted upon by a force or just passively dripping from an object, requires more than empirically observing how bloodstains form in a workshop setting or in the field. * † Viscoelastic: ―having appreciable and conjoint viscous and elastic properties‖ [24]. Non-Newtonian: ―fluid whose flow properties differ in any way from those of Newtonian fluids. Most commonly the viscosity of non-Newtonian fluids is not independent of shear rate or shear rate history. However, there are some non-Newtonian fluids with shear-independent viscosity, that nonetheless exhibit normal stress-differences or other non-Newtonian behavior. Many salt solutions and molten polymers are non-Newtonian fluids, as are many commonly found substances such as ketchup, custard, toothpaste, starch suspensions, paint, blood, and shampoo. In a Newtonian fluid, the relation between the shear stress and the shear rate is linear, passing through the origin, the constant of proporti onality being the coefficient of viscosity. In a non-Newtonian fluid, the relation between the shear stress and the shear rate is different, and can even be time-dependent. Therefore a constant coefficient of viscosity cannot be defined‖ [25]. Introduction to Bloodstain Pattern Analysis 391 14.3.2 Physics The laws of physics apply to blood droplets in flight. Fortunately, physics is a well-studied and documented discipline, and the direct application to blood droplet formation and its flight characteristics should be understood. The problem for BPA is that these considerations have been taken for granted and, aside from empirical studies in workshop settings, few publications exist documenting that blood flight conforms to these laws. Certainly, one would expect that it does. The following sections examine briefly physics-related disciplines relevant to blood droplet movement. 14.3.2.1 Surface Tension Blood plasma is composed of macromolecules, namely proteins and carbohydrates, and water and other dissolved salts and molecules. Its physical properties—viscosity and surface tension—are mainly determined by dissolved macromolecules in the blood’s plasma. Surface tension* is a force that forces blood droplets (or any liquid) to maintain its integral structure, retain its shape, until acted on by a force greater than the force of surface tension. It is this force that creates blood spatter and thus the patterns observed at crime scenes. In the strictest sense, how the force is applied, its strength, determines the visual appearance of the resulting pattern. 14.3.2.2 Fluid Mechanics (Dynamics) Fluid mechanics is the study of fluids (liquids, gases, and plasmas) and the forces that act on them.† Thus, its laws define blood in motion after being acted on by a force. Fluid mechanics, either fluid statics (fluids at rest) or fluid kinetics (fluids in motion), is a branch of continuum mechanics, which considers matter (including blood) as models in a continuum rather than as discrete atoms. Using fluid dynamic computations to describe blood in motion, for example, bloodstains formed from impact spatter, is particularly relevant. Typically, these computations fall into the purview of scientists who practice computational fluid dynamics.‡ The bottom line is that every drop of blood (or perhaps pattern of blood) at the crime scene can and perhaps should be described mathematically. Some publications exist, but such a comprehensive study has not been done systematically. 14.3.2.3 Trajectory Analysis (Ballistics) When a blood droplet leaves the human body under a force, it forms an arc, a path described mathematically. The droplet represents a projectile and its path is its trajectory. Much like Surface tension: ―the attractive force exerted upon the surface molecules of a liquid by the molecules beneath that tends to draw the surface molecules into the bulk of the liquid and makes the liquid assume the shape having the least surface area‖ [26] † Fluid mechanics: ―a branch of mechanics dealing with the properties of liquids and gases‖ [27]. According to Wikipedia, ―Fluid mechanics is the study of fluids and the forces on them. (Fluids include liquids, gases, and plasmas.) Fluid mechanics can be divided into fluid kinematics, the study of fluid motion, and fluid dynamics, the study of the effect of forces on fluid motion, which can further be divided into fluid statics, the study of fluids at rest, and fluid kinetics, the study of fluids in motion‖ [28]. ‡ Computational fluid dynamics (CFD): ―branch of fluid mechanics that uses numerical methods and algorithms to solve and analyze problems that involve fluid flows‖ [29]. * Introduction to Bloodstain Pattern Analysis 391 a bullet, the shape of the arc a blood droplet takes to its terminus depends on gravity, wind currents, temperature, humidity, and friction. In the absence of these external influences, the arc described by the blood droplet’s path would be a parabola defined by a uniform, homogeneous gravitational force field. In the real world, such a singular effect is nonexistent. Air resistance (friction), drag, and nonuniform gravitational forces exert their influence on the path. So, in the real world, the path the droplet takes is not a true parabola, its trajectory reflecting the influences of drag and gravity. 14.3.2.4 Gravitation (Gravity) * Gravity is one of the four fundamental interactions of nature (which include strong and weak interactions, electromagnetism, and gravitation) where objects having mass attract one another [31]. Described by the general theory of relativity, it is a consequence of the curvature of space time that governs the motion of inertial objects and causes dispersed matter to coalesce, such as when the earth and other planets formed after the Big Bang. It is also the force that causes objects to fall to the ground when dropped. It keeps the planets in their obits around the sun and the moon around the earth. Gravity’s influence on blood droplets was mentioned earlier as affecting a droplet’s trajectory (path) because it defines the path an object (blood droplet) takes (nongravitational influences such as drag not considered) until it finds its terminus. Thus, gravity is responsible for the natural consequence of fluid flow. Its influence is starkly apparent in the visual pattern of spattered blood at scenes as well as its pooling and flow. 14.3.2.5 Terminal Velocity One area of study of BPA concerns the concept of terminal velocity, also a concept of fluid dynamics. A blood droplet reaches its terminal velocity (settling velocity) when its acceleration due to the downward force of gravity equals the upward force of drag. When a blood droplet’s speed is constant, drag equals the droplet’s weight, and its acceleration is zero. For bloodstains falling from identical heights and having a constant weight (volume), their terminal velocities will be identical. Similarly, when a blood droplet reaches its terminal velocity, the resulting stain, say on a hard flat surface, will have a constant diameter, regardless of the height from which it falls. Generally, terminal velocity occurs at approximately 20 ft, but empirical experiments (in workshops) show that bloodstain diameters change very little after falling approximately 7 ft (see p. 21 in Ref. [2]). This is illustrated in Figure 14.1, taken from the work by James and Eckert [2]. The cardboard, onto which the droplets fell, although smooth, had some texture as evidenced by the formation of spines coming off of the parent drop and satellite droplets surrounding the parent drop. The scalloping edge characteristics of the droplets are also indicative of a textured surface. * Gravity: ―the gravitational attraction of the mass of the earth, the moon, or a planet for bodies at or near its surface (2) : a fundamental physical force that is responsible for interactions which occur because of mass between particles, between aggregations of matter (as stars and planets), and between particles (as photons) and aggregations of matter, that is 10 −39 times the strength of the strong force, and that extends over infinite distances but is dominant over macroscopic distances especially between aggregations of matter— called also gravitation, gravitational force‖ [30]. Introduction to Bloodstain Pattern Analysis 391 6 in 1 ft 2 ft 3 ft 4 ft 5 ft 6 ft 7 ft 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Single drops of blood falling onto smooth cardboard from various heights. Little change in diameter beyond 7 ft. Used with permission. Figure 14.1 Height versus droplet stain diameter. 14.3.2.6 Centripetal Force When wet blood is cast off a moving object (a weapon, hands, etc.), only one force is at work, centripetal force.* This is a force directed toward the center of the path of the moving object. When the adhesive forces holding the blood onto the object are greater than the centripetal force, the blood will fly off the object tangentially in a straight line. The resulting impact site is a direct link to the location of the object at the precise moment the blood left the object. The centripetal force should not be confused with centrifugal force,† which is a perceived force that does not exist. Blood cast off a weapon is an example of centripetal force (see Section 4.2.3.7). 14.4 Fundamental Principles of BPA Empirical work has identified areas of BPA that many consider fundamental. These include the direction of movement of a bloodstain and the angle of impact, that is, the angle at which blood droplets strike a surface. Other fundamental characteristics affecting resulting bloodstain include shape, volume, and so on. 14.4.1 Blood Droplets and Surface Tension: Shape of a Falling Droplet Foundational research by Pizzola et al. [34,35] helped define the property of blood in motion by documenting widely held beliefs about how blood droplet patterns form. Their work confirmed that the principle of fluid dynamics does apply to blood droplets in motion. This had been suspected but not proven. They demonstrated photographically how surface tension affects falling droplets, as illustrated in Figure 14.2. When blood drips from an object, whether passively or actively (bleeding wound), it accumulates at the leading edge of the object until so much is there that its weight * Centripetal force: ―the force that is necessary to keep an object moving in a curv ed path and that is directed inward toward the center of rotation <a string on the end of which a stone is whirled about exerts centripetal force on the stone>― [32]. † Centrifugal force: ―the apparent force that is felt by an object moving in a curved pat h that acts outwardly away from the center of rotation‖ [33]. 392 Crime Scene Forensics Blood–covered pointed weapon Blood accumulates until droplet weight > gravity Surface tension pulls vertically & horizontally to keep droplet together Droplet settles into a sphere Figure 14.2 Effect of surface tension on the shape of blood droplets. overcomes the force of gravity. Then, the droplet leaves the surface and begins to fall and accelerates until it reaches its terminal velocity. At first, its shape is flattened (top photograph in the sequence in Figure 14.2). The surface tension pulls vertically and horizontally to keep the droplet together, eventually resulting in a spherical shape. 14.4.2 Defining the Direction of Blood Travel 14.4.2.1 Shape of Blood Droplets after Striking Surfaces Eckert [36] illustrated what bloodstains should look like after striking a sloped surface (falling directly downward at 90°)—top left of Figure 14.3—it forms a circle, and, depending on the texture of the surface (smooth, textured, dusty, etc.), its edge characteristics exhibit varying amounts and intensity of scalloping. As the impact angle becomes more and more acute, the stain elongates, eventually forming a tail—bottom right of Figure 14.3, which points toward the direction the blood droplet was traveling. Examining the tail is an easy way to determine the direction in which the blood droplets are moving. In Eckert’s [36] experiment, blood droplets were dropped onto a hard surface and then photographed. Most BPA workshops have students work through a set of experiments that empirically demonstrate the shape blood takes as it hits surfaces at various angles. Students are asked to perform the experiment and to calculate the angle of impact (Workshop VI-1). 14.4.2.2 Dynamics of Blood Striking Angle d Surfaces Pizzola et al. [34,35] showed what happens to blood when it strikes an angled surface. The snapshots of their video clearly demonstrate the process of droplet touch to expansion to tail formation. Their work is shown in Figure 14.4. 14.4.2.3 Blood or Drip Trails According to the SWGSTAIN terminology [18] discussed earlier, a drip trail is, ―A bloodstain pattern resulting from the movement of a source of drip stains between two points.‖ Introduction to Bloodstain Pattern Analysis 393 Figure 14.3 Shape of blood after striking surfaces at various angles. Used with permission Figure 14.4 Snapshots of high-speed video of blood droplet hitting angled surface. (Adapted From P. A., Pizzola, S., Roth, and P. R., Deforest, Journal of Forensic Sciences , 31(1):50–64, 1986.) Used with Permission. 394 Crime Scene Forensics When blood drips from an object in motion, the resulting droplet shapes can range from nearly circular (falling nearly perpendicular to the surface) to elongated (hitting the surface at an angle) depending on the speed of the travel. If the droplets form elongated stains, determining the direction of travel is a simple matter of seeing which direction the stain points (see Section 5.1.2). However, for blood dripping from slowly moving objects, such as from someone walking with a bleeding wound, the droplets can be nearly circular and mimic droplets falling vertically from a height. An example of a drip trail is shown in Figure 14.5. Arrows show three droplets in the trail. Determining the direction of these stains depends on closely examining edge characteristics, and this very much depends on the texture of the interacting surface—that is, how smooth it is. Generally, the edge characteristics of droplets in motion point in the direction in which the droplet is traveling, which in most circumstances would be the direction in which the person is moving. Depending on the texture of the interacting surface, the leading edge (the edge in the direction of travel) will be more or less uneven, that is, it can have scalloping, spines, and/or satellite stains. On extremely smooth surfaces, the edge characteristics of the droplet are minimal or nearly nonexistent. On textured surfaces, edge characteristics are rough, that is, they exhibit scalloping and could have spines or satellite stains. When the edge characteristics are prominent, they are diagnostic of the direction in which someone who was bleeding, for example, was moving. Relying on a single droplet in a drip trail to determine the direction of movement is a mistake, however, and can lead to misinterpretation or confusion. Figure 14.6 is an example of a droplet stain from a bleeding hand of someone who was walking. It has, at first glance, the appropriate diagnostic edge characteristics: scalloping on the left, suggesting it Figure 14.5 Drip trail. (Photograph by Robert C. Shaler.) Introduction to Bloodstain Pattern Analysis 395 Figure 14.6 Blood droplet in blood drip trail. (Photograph by Robert C. Shaler.) originated from someone moving from right to left. On closer inspection, however, edge scalloping is also present on the right edge—in the lighter area in Figure 14.6. Interpretation of such edge characteristics can be confusing because the blood has concentrated on the left side of the droplet suggesting that it lies on a floor slanting left. In truth, the floor is horizontal, and the lighter clear area resulted from the aqueous droplet being repelled by wax on a freshly waxed floor. Closer inspection of the light area shows scalloping and small satellite stains, the latter suggesting movement from left to right. This is the correct interpretation, and interpreting the droplet as moving from right to left would have been incorrect. If other stains in the trail were equally as confusing as the stain shown in Figure 14.6, the logical interpretation should be inconclusive. On highly textured surfaces, such as a wooden porch, scalloping, spines, and satellite stains are common, and determining the direction of travel is relatively straightforward. But even under these circumstances, using a single stain to determine the direction of travel is prone to error. For example, if a droplet hits a particularly rough area, it could result in edge characteristics on all sides of the droplet stain. Again, choosing several stains is the proper technique for determining the direction of travel of a blood trail. 14.4.2.4 Shape and Size of Bloodstains The shape of bloodstains is dependent not only on the angle at which it impacts the surface but also on the characteristics of the surface it impacts: texture, absorptive properties, and thickness. Figure 14.7 shows blood droplet stains on T-shirt material (top photograph) and on a thick, absorptive cotton towel (bottom photograph). Generally, the rougher the surface the greater its texture and the more disrupted the resulting droplet stain will appear. In the upper stain, on T-shirt material, the edge of the stain is irregular, spines are apparent, and so is a satellite droplet stain, all misshapen due to the texture of the material. The bottom stain is a droplet of the same volume and dropped from the same height as that on the T-shirt material. This is a highly absorptive, thick cotton towel, and the shape of the droplet stain is decidedly different from that on the T-shirt material. The diameter of a droplet stain depends not only on the volume of the droplet but also on the absorptive properties of the surface. If the surface absorbs liquids readily and is thick enough, the appearance of the stain tends to be compact, reflecting the ability of the surface to absorb the blood quickly and deeply into its matrix (the lower photograph in Figure 14.7). By contrast, if the surface is highly absorbent but thin, the resulting stain 396 Crime Scene Forensics Shape & size of bloodstain droplets Shape v. target surface Texture (rough or smooth) Affects shape of droplet Collisions with surfaces that are not flat Size Distance fallen Little change in diameter beyond 8 feet Absorptivity/porosity More absorptive, better spreading of droplet into surface Thickness Thick, absorptive surface pulls droplet into matrix & keeps from spreading – – – – – Figure 14.7 Effect of surface absorption on shape and size of bloodstains. (Photograph by Robert C. Shaler.) spreads out quickly because the lack of depth in the fabric wicks the blood away from the impact site (the top photograph in Figure 14.7). The volume of the two droplets shown in the photographs was identical. The edge of the stain in the bottom photograph is irregular, but there are no spines or satellites. Presumably, the absorptivity of the towel interrupted the ability of the textured surface to overcome the surface tension by quickly absorbing the droplet into the towel’s matrix. Figure 14.8 illustrates how the texture of the surface affects the appearance of the resulting stain, minus the absorptive effect discussed above. All four photographs in this figure are of blood droplets dropping onto a nonporous surface. The top two photographs Surface characteristics & droplet shape Single droplets falling onto various surfaces 400 Grit sandpaper Droplet on wood 150 Grit sandpaper Droplet on velcro Figure 14.8 Effect of surface texture on the shape of bloodstains. (Photograph by Robert C. Shaler.) Introduction to Bloodstain Pattern Analysis 397 illustrate how sandpaper grit (roughness)—400 (smoother) and 150 (rougher)—affects the appearance of the resulting stain. The general rule of thumb is that the rougher the surface, the more disrupted the resulting stain. The 150 grit sandpaper is rougher and disrupts the droplet more than one falling onto a piece of the smoother, 400 grit sandpaper. In each case, the same volume of blood fell from the same height. Each droplet stain has spines and satellite stains are apparent (arrows). The stain on the 400 grit sandpaper clearly shows its scalloped edge while the stain on the 150 grit sandpaper is so badly disrupted that the scallops are not visible. The lower left photograph in Figure 14.8 shows a stain produced from a droplet impacting a piece of wood. The surface texture of the wood disrupts the droplet as much as the 150 grit sandpaper (upper right). The lower right photograph shows what happens to a droplet falling onto the hooked side of Velcro, the blood being wicked along the hooks (right and left) giving an unusual stain with elongated spines. Satellite stains are also visible (arrow). 14.4.2.5 Perimeter Stain: Ghosting or Skeletonization When a blood droplet hits a surface or is transferred to it after wiping against it, the blood is still wet. Over time it will dry. The drying process moves from the outside toward the inside. This happens because the outside edges of the droplet are shallower and lose their water quicker than the middle of the droplet which is thicker. Therefore, as the stain dries, its edges dry quicker. If someone or something brushes across the drying droplet, the edges form an outline of the original droplet (see arrows in Figure 14.9). 14.4.2.6 Calculating the Angle of Impact Understanding the mechanism of why blood forms elongated stains as the angle at which it strikes becomes increasingly small is critical in understanding how to determine the angle at which the blood impacted with the surface. As mentioned earlier, Pizzola et al. [34,35] demonstrated photographically how elongated patterns form. Though BPA analysts had been calculating impact angles for decades before their work was published, they confirmed and validated BPA analysts’ use of trigonometric functions. Figure 14.10 is adapted from MacDonell and Bialousz’s [37] geometric model for calculating the impact angle. When a blood droplet hits a surface it forms a right triangle Figure 14.9 Ghosting or skeletonization. Photography by Ralph Ristenbatt III. Used with Permission. 398 Crime Scene Forensics d Blood droplet B = Angle of incidence Vertical drop Right angle A=Angle of impact A A Stain B D Surface Stain diameter is generally greater than the droplet diameter : (D > d) Figure 14.10 Droplet size versus stain size. (Adapted from H. L. MacDonell, and L. Bialousz, Laboratory Manual on the Geometric Interpretation of Human Bloodstain Evidence , Laboratory of Forensic Science, Corning, NY, 1973.) (illustrated in the left diagram in Figure 14.10), whose angle ―A‖ can be calculated using trigonometric functions. The mechanism for why this type of calculation is correct is illustrated on the right. The step-by-step procedure for measuring a stain prior to making the calculation is listed below. Approximate the outline of the stain as shown in the slide on the right in Figure 14.10— white oval. Do not include the stain’s tail (E) in the approximation. Measure the length (D) and the width (d) from the stain. Calculate the fraction by dividing the width by the length (d/D) (Figure 14.11). Calculate the impact angle by taking the arc sine (sin −1) of the fraction (d/D). A fraction of 0.5 represents a 30° angle. Significant error is built into calculating the impact angle, which arises from measurement error, error in selecting an appropriate stain (the more elongated the stain, the less Point of contact with surface Procedure Measure length L Measure width W Calculate ratio W/L Calculate arc sin W/L Figure 14.11 Calculating the angle of impact. W L of Direction of droplet travel Introduction to Bloodstain Pattern Analysis 399 the error; the more circular the stain, the greater the error), and surface characteristics that distort the stain by differential absorption or other surface characteristics. Error rates can be quite high and can range from 1%–2% to over 20%, with an average of approximately 5%. Recent publications [38,39] have targeted errors in calculating impact angles using more rigorous mathematical methods. 14.4.2.7 Determining the Origin of an Impact Knowing how to determine the angle of impact, the angle at which a blood droplet struck a surface, is the first step in determining the area of convergence of a number of blood droplets that originated from a single source. 14.4.2.7.1 Point of Convergence or Back Projection in Two Dimensions The point of convergence represents the 2D location of an impact, such as what happens in blunt force trauma when someone is beaten with an object or a fist. Importantly, for blood to be spattered, it must be present, which means that a first impact occurred in order to produce blood. The back projection approach is helpful in determining a possible minimum number of blows or impacts (impact spatter cannot occur until blood is present to be splashed). Multiple points of convergence suggest multiple blows. This is also a mechanism for selecting the proper bloodstains from within a bloodstain impact spatter pattern to use in determining the 3D area of impact. Figure 14.12 illustrates the process. The procedure outlined in Figure 14.12 lists the steps necessary to determine the 2D point of impact. After determining the direction of travel (blood points in the direction in which it was moving), back project a line through the axis of the blood droplet stain. Repeat this procedure for several droplets (as many as 20 per impact pattern). The point (or general area) where they meet is the 2D point of convergence. This represents: The 2D point of impact of at least one impact. The point of impact of more than one impact, if the multiple impacts had the same precise spatial location. Determining 2D points(s) of convergence 2D point of convergence Multiple points of convergence suggest multiple actions Procedure Determine direction of travel Back project through axis of Stain Determine 2D convergence point Figure 14.12 Back projection method for point of convergence. 400 Crime Scene Forensics 14.4.2.7.2 Area of Origin in Three Dimensions The spatial location of an impact that caused impact spatter pattern can be important in piecing together a possible sequence of events. Essentially, this is the third dimension of the 2D back projection shown above. If the stain impact location can be determined in two dimensions, it is a simple matter of converting that into a 3D image, accomplished using 3D imaging techniques, such as 3D scene imaging systems, CAD programs or software specifically designed for the application. It can also be approximated at the scene using what is known as the string method, manually or by lasers. Alternatively, the spatial area (point) can be calculated using a combined manual/trigonometric method. The steps for that process are listed below. 14.4.2.7.3 The Tangent Method Use the stains as in the 2D back projection method discussed above. Back project the stains to the point of convergence—Step 1 in Figure 14.13 was illustrated in Figure 14.12. Measure the width (W) and the length (L) of two droplet stains. Calculate the impact angle by taking the arc sine of the width divided by the length of the bloodstain. Measure the distance from the point where the blood droplet hit the surface to the point of convergence. The height of the area of impact (Z) is calculated using the tangent function, as shown in Figure 14.13. 14.4.2.7.4 The String Method The string method mentioned above is a manual procedure for approximating the area of origin resulting from an impact. Generally, several appropriate stains are selected (10–20 stains) from within a bloodstain pattern; sometimes determining the best stains can be identified using the 2D back projection process first. An example of the string method is shown in Figure 14.14. In the example, impact spatter was created to recreate a stomping death, and a blood-soaked mock head was stomped several times. The back projection method was used to identify appropriate stains (dark pencil lines Tangent method z = tan (impact angle) x length ? 3D area of impact Z (height) 2D Pt. of convergence 2. Determine impact angle using sin–1(d/D) function 1. Back project 1. Back project Figure 14.13 Tangent method to determine area of origin. Introduction to Bloodstain Pattern Analysis 401 Figure 14.14 An example of the string method. drawn through the axes of several bloodstains are visible on the walls). Next, the impact angles were measured and strings run to the floor and anchored at those angles. The area of impact is where the strings more or less converge. The imprecision of the area seen in the photograph is related to multiple stomping actions, many of which were not in the same precise location of the mock head but not so far removed so as to create multiple impact areas. Appropriate stains have the following specific characteristics: They should be traveling linearly, which means they still posses most of the energy imparted to them during the impact. The easiest way of determining which stains are appropriate is to identify them from a back projection 2D analysis. As the stains lose energy, they begin to arc and fall, and are of no use to the analyst trying to determine the spatial origin of an impact. Stains should be as elongated as possible, given the complexities of the pattern analyzed. Measuring these stains is less prone to error than circular stains. 14.4.2.7.4.1 Step-by-Step Procedure of the String Method Depending on the quality of the pattern, choose as many as 20 elongated stains that were traveling linearly from the impact point before striking the surface. Number each stain chosen sequentially and tape that number to the wall (surface) next to the stain. Record the information in a log. Calculate the impact angle for each stain (arc sine width/length). Record the angle in a log and also onto the piece of tape placed next to the stain on the impact surface. Tape the end of a long piece of string at the precise point where the blood droplet hit the surface. Ensuring the tape holding the string is secure and using a zero-edge protractor, track the string through the center of the stain’s axis along the protractor at the calculated impact angle. Pull the string taut and attach it to the surface, for example, floor or other object. Recheck the measurements and the determined stain trajectory (the string) to ensure the angle of the droplet impact is correct. Repeat the process for as many as 20 stains in the pattern. If the pattern is from a single event, if the appropriate stains were selected, if the measurements were determined correctly, and if the string was run at the correct angle, the strings should converge 402 Crime Scene Forensics Table 14.2 Troubleshooting String Method Problems Reason Correction Method Poor stain selection Incorrect stain measurement Incorrect angle using the zero-edge protractor Multiple impacts occurring in the same general spatial location Re-examine the impact pattern and the stains selected. Repeat measurements to ensure measurement accuracy. If angles were calculated correctly (above), check the protractor positioning. If placed correctly, recheck string positioning. Use 2D back projections to determine whether multiple impacts occurred. If so, use the 2D method to choose stains from each impact and make overlapping 3D area of impact determinations. in an area in space that approximates the area of the impact. If the area of convergence seems too large, the process might not have been performed correctly. Table 14.2 gives troubleshooting suggestions. 14.4.2.7.5 Cast-Off When blood leaves a blood-covered object it can either drip passively or be propelled from it. In the forensic circumstance, blood leaves a blood -covered object when the centripetal force acting on it overcomes the adhesive forces holding the blood onto the object (Figure 14.15). This is true whether the blood cast from the object occurs while the bloody object is being swung or if it comes to an abrupt halt (cessation cast-off). If blood is on a bloody knife and the knife is swung in an arc, blood will be propelled (cast off) the knife in a path that is tangentially straight from that point and travel until it hits/impacts a surface. If blood hits the surface while still traveling in the straight line, the shape it takes will represent the angle of the impact. Therefore, trigonometric functions can be used to calculate its impact angle and also backtrack to the spatial location of when it left the bloody object. More than one droplet will usually leave the bloody object as it moves through its path, the preponderance of which will form a pattern characteristic of the bloody object. These characteristics are listed below. • Surface area of the object facing the impact surface: Thus, if the bloody object is a hand and the hand is sideways to the impact surface, say a wall, the cast-off pattern formed represents that surface of the hand facing the impact. In this instance, it Centripetal force Directed toward the center of the path of the moving object. When adhesive forces holding blood onto the object overcome centripetal force, the blood will fly off object in a tangentially straight line. The impact angle of the stain is direct link to location of the object at the exact time blood left it. Figure 14.15 Centripetal force and cast-off. Movement of object left-to-right Introduction to Bloodstain Pattern Analysis 405 Figure 14.16 Cessation cast-off. Photograph by Robert C. Shaler will be a broad line of individual droplets. As the hand moves through its arc, the hand will change its position and, perhaps, individual fingers will now face the wall. As this begins to happen, the cast-off pattern will broaden and might, at its end, show the cast-off pattern from individual fingers. • The breadth of the cast-off pattern: This reflects the blood-covered surface area of the surface facing the impact site. Thus, a knife blade will often give a single line of cast-off staining, while a baseball bat can give a broader cast-off pattern. If the knife’s flat side of the blade is facing the impact area, the breadth of the cast-off pattern will reflect the width of the knife blade, although not its actual dimensions. A unique type of cast off occurs when a bloody object comes to a rapid halt. This can occur when a blood-covered weapon strikes a wall, a person, or some other object. Figure 14.16 shows an example of a bloody knife falling to the floor. The yellow arrow shows the direction of the movement of the object as it hit the floor. 14.4.2.7.6 Bubble Stains Bubble stains form when air is present in the droplet. An example is shown in Figure 14.17. The arrows point to the air bubbles in the stain. These are expected in blood expectorated from the lungs or from the mouth. Figure 14.17 Expectorated blood: Air pockets in stain. Photograph by Robert C. Shaler Introduction to Bloodstain Pattern Analysis 405 14.5 Archiving Bloodstain Patterns The process of archiving evidence was discussed previously in Chapters 6, 7, and 8, and those principles still apply. However, scene investigators are not BPA analysts, but they need to understand and recognize those principles and then follow the guidelines below to properly preserve evidence. The best way to learn how to recognize important bloodstain patterns is to study bloodstain patterns and the underlying scientific principles relevant to BPA, take an approved BPA workshop, gain on-scene experience, and by experimentation. Even the student and novice scene scientist/investigator can learn to recognize patterns that should be archived. Examples of bloodstains patterns are posted on the Internet and are described in texts. The BPA analyst, student, or novice scene scientist/investigator should approach each bloodstain pattern analytically, hopefully applying the reasoning presented throughout this text. The first step is to examine the bloodstain pattern carefully to ascertain its overall characteristics. The next step is to try to answer the following questions: How much area does the pattern encompass? Is the pattern a composite of multiple patterns? How might this pattern have occurred? Next, the BPA analyst begins the archiving process. A useful checklist in Table 14.3 can be used as a guide. Figure 14.18 shows a mid-range shot of a bed and the wall behind the bed taken at a scene before scales were in place. The stains on the bed, those on the wall behind the bed, and those on the floor next to the bed were important. Not shown in the photograph are the cast-off stains: on the ceiling above the bed, on the wall to the left of the bed, and on the wall opposite the bed. Visually, there are multiple superimposed patterns that must be captured for a meaningful archive of these patterns. The photograph can be broken down into its most visually apparent components (others are also present): Multiple impact spatters. Large swipe/wipe pattern on the wall behind the bed leading from just above the bed and flowing downward toward the floor. Smaller swipe patterns on the wall to the right of the main impact spatter. Close-up photographs provide additional detail, for example, misting, and so on. Capturing these patterns properly requires several photographs beginning with an establishing shot (not shown), the mid-range of each staining area (this photograph is only one of several necessary), followed by close-ups of the relevant details present in various areas of the overall pattern. The initial photographs are taken without scales, which should be repeated with scales pasted on the wall. This is important to detail and preserve the overall size of the pattern as well as subpatterns within the whole. 14.6 Bloodstain Artifacts: Selected Examples Experienced investigators know that when they arrive at the scene it is no longer virginal. That is, it must be considered a scene that is not as it was when the crime took place. This Introduction to Bloodstain Pattern Analysis 405 Table 14.3 BPA Archiving Guidelines Checklist Determine the total area the pattern covers by examining adjoining walls, floors, and ceiling. Measure perimeter of each area of pattern staining. Record measurements in appropriate log. Reason Ensures that subsequent archiving will not miss important areas of the pattern Archives entire pattern without scales which can cover droplets from adjoining or overlapping patterns Bloodstain patterns should be photographed first in the raw, without scales, so that subsequent analysis is not hindered by their presence. Photograph the area(s) without scales. Cordon off each pattern using adhesive measuring tape ruled in inches. Include the entire pattern—width and length. Photograph the pattern with the scales in place using forensically appropriate photos: establishing, mid-range and close-ups, if appropriate. If not possible to capture its entirety, grid the area and photograph each grid separately. Video record the pattern using a digital camera having video capability (or use a dedicated video camera). Capture each area of the pattern. Show relationship of each to the whole. Capture areas adjacent to the pattern (e.g., walls, floor, and ceiling). Photograph each area of the pattern having special characteristics. Radial impact spatter might have value in determining the spatial area of the impact. If analysis is not done at scene, capture individual droplets (numbered sequentially and taped to the surface) for length/width measurements for stain pattern analysis software. Impact pattern with imbedded mist pattern—capture the latter, measuring overall size and that of representative droplets. Scales ensure that the size (width and length) of a pattern is captured Gridding is a least preferred method, but is useful to capture detail in extremely large patterns Gives the BPA analyst the overall perspective of the pattern Alerts the BPA analyst with regard to pattern complexity or to the fact that the information within the pattern might have additional interpretative data Complex pattern with multiple overlapping characteristics, (multiple impact patterns and/or multiple cast-off patterns or is an impact pattern containing cessation cast-off). Capture subpatterns separately showing relationship to overall pattern. is true for many reasons, some of which were discussed in Chapter 4 under the topic of evidence dynamics (Section 4.4). Blood evidence is not exempt from the ravages of evidence dynamics. Examples of things that happen to blood evidence range from clean-up activity to officials responding to the scene to emergency medical personnel trying to save lives and even common weather complications. Another common concern is artifacts, Q11 which can occur from people who work on the scene to insects who dine or traipse through the scene. The following illustrates how insect activity can affect blood stain patterns at the scene. 406 Crime Scene Forensics Figure 14.18 Mid-range photograph of bloodstains at scene. (Photograph by Robert C. Shaler.) 14.6.1 Insect Activity It is well known by experienced BPA analysts that insects can leave artifactual marks in blood at the scene. Forensic entomologist Jason H. Byrd wrote [40], Insects can also affect the interpretation of blood spatter pattern analysis. Roaches simply walking through pooled and splattered blood will produce tracking that may not be readily recognizable to the untrained observer. Specks of blood in unique and unusual areas (such as on ceilings) may mislead crime scene technicians unless they are aware of the appearance of blood contaminated roach tracks. Similarly, flies and fleas may also track through pooled and spattered blood. However, flies will also feed on the blood and then pass the partially digested blood in its feces, which are known as ―flyspecks.‖ Flies will also regurgitate and possibly drop a blood droplet on a remote surface, which may serve to confuse bloodstain analysis. Fleas feeding on the living pass a large amount of undigested blood (used as the larval food source) on many household surfaces. If a crime occurs in a heavily infected apartment, fecal drops already present would serve to confuse analysts as those droplets would test positive for human blood. Therefore it is important to recognize and properly document the natural artifacts that may occur from the presence, feeding, and defecation of roaches, flies, and fleas. 14.6.1.1 Flies Contamination and artifacts from insects dining on dried or wet blood at the scene should be anticipated by the BPA analyst, and scene scientists/investigators should understand that such activity is common. Figure 14.19 shows an example of a bloodstain pattern from fly activity. Artifactual staining could have confused BPA analysts but that from flies should not have. The shapes and sizes of the individual stains are characteristic of the patterns that form, and these have been described comprehensively by Suhra et al. [41]. An overview of their results is presented in Table 14.4. 14.6.1.2 Cockroaches Cockroaches also feast on blood at the scene. And like flies, they leave telltale marks of their activity that can be misinterpreted by inexperienced scene scientists/investigators. An illustration is shown in Figure 14.20. 14.6.2 On-Scene Activity Figure 14.21a and b illustrate how crime scene unit activity can affect bloodstains. Note the wall next to the deceased. Figure 14.21a shows the bloodstain patterns before the crime Introduction to Bloodstain Pattern Analysis 407 Figure 14.19 Fly artifact bloodstains on wall. (Photograph by Ralph R. Ristenbatt III. Used with Permission) scene arrived at the scene and began working. Figure 14.21b shows the bloodstain artifacts after the unit had completed processing the scene but before the body had been removed. Both figures illustrate the importance of on-scene archiving before actively working on the scene or removing evidence. The bloodstain artifacts on the wall in Figure 14.21b were created by the crime scene unit after removing the evidence from the corner—seen in Figure 14.21a. The perspective shown in each figure is slightly different, which is why some of the detail in Figure 14.21a is missing in Figure 14.21b. 14.6.3 Fabrics: Differential Absorption Interpreting bloodstain patterns from blood deposited on garments can pose problems because modern fabrics are often blends of different types of fibers, each of which has different absorptive properties. This is illustrated in Figure 14.22. Note how the blood was wicked horizontally (yellow arrow). 14.7 Becoming a BPA Analyst The organizations associated with BPA, SWGSTAIN and the IABPA recommend specific training courses of instruction for investigators who desire to be BPA analysts. The IAI offers a certificate program and SWIGSTAIN has recommended quality assurance guidelines for agencies performing BPA analysts. Table 14.4 Overview of Fly Bloodstain Characteristics Type Fecal Vomit/regurgitation Trailing (swiping due to defecation) Characteristics Symmetrical and asymmetrical round spots having three levels of pigmentation: creamy, brownish, and dark. Craters from sucking activity are surrounded by raised edges having a dark perimeter. The surface is irregular and reflective. Distinguished by two segments, a body and a tail, appearing spermlike, tear–shaped, or snake-like. Size (mm) 0.5–4 1–2 4.8–9.2 408 Crime Scene Forensics Figure 14.20 Cockroach bloodstain patterns. (Photograph Ralph Ristenbatt II. Used with permission.) Figure 14.21 (a) Bloodstain patterns at scene. (b) Bloodstain artifacts introduced by investigators. Photograph by Robert C. Shaler Introduction to Bloodstain Pattern Analysis 415 Figure 14.22 Bloodstain artifact pattern in fabric. Photograph by Ralph Ristenbatt III. Used with Permission. 14.7.1 SWGSTAIN Recommended Guidelines for Training SWGSTAIN recommended pretraining (skills, knowledge, abilities) educational requirements for an individual currently in or entering into a BPA training program and the minimum training requirements for trainees before practicing as a BPA analyst. SWGSTAIN also requires a mentorship, whose responsibility it is to evaluate the trainee’s progress toward completing the required education and training objectives stated in the BPA analyst curriculum. Table 14.5 was adapted from the SWGSTAIN guidelines published by the IABPA in March 2008 [42]. 14.7.2 BPA Certification The IAI offers a program to certify BPA analysts. The program consists of 40 h in an approved workshop that provides theory, study, and practice including [42]: Flight characteristics and stain patterns. Examination and identification of bloodstain evidence. Documentation of blood stains and patterns. Oral and/or visual presentation of physical activity of blood droplets illustrating blood as fluid being acted upon by motion or force. Past research, treatise, or other reference materials for the student. Laboratory exercises that document bloodstains and standards by previous research. Exercises must include—but not be limited to those listed in Table 14.6. Other categories of the certification program include the preparation of a laboratory manual with a glossary of approved terms that describes the exercises performed and observations made. Other topics of the course of instruction include knowledge of the preservation and adequate documentation of BPA evidence. 410 Crime Scene Forensics Table 14.5 Summary of SWGSTAIN Guidelines for BPA Training Category Minimum training requirements for BPA trainees Education Required minimum objectives through accepted training methods specific to BPA training Description Bachelor’s degree in field of study related to BPA from accredited college or university. Associate’s degree or equivalent in a field of study related to BPA from accredited college or university and 2 years of job-related experience. High school diploma or equivalent and 4 years of job-related, but not limited to, experience as crime scene technician, criminalist, homicide/criminal investigator. 1. Demonstrate an understanding of health and safety issues associated with BPA. 2. Demonstrate an awareness of bloodborne pathogens and other related health hazards. 3. Demonstrate an awareness of biohazard safety equipment and procedures. 4. Demonstrate knowledge of the history of BPA. 5. Demonstrate an understanding of the scientific principles as they relate to BPA. 6. Demonstrate an understanding of the scientific method and its application to BPA experimentation, to include: a. Problem identification b. H yp o t h e s i s c. Experimentation/data collection d. Data analysis e. Theory/conclusions 7. Demonstrate an understanding of the principles of physics as they relate to BPA, to include: a. Physical laws of motion b. Surface tension c. V i sco s it y d. Gravity e. Air resistance f. V e lo cit y 8. Demonstrate an understanding of bloodstain pattern principles and their application to BPA. 9. Demonstrate an understanding of blood components and related human anatomy and physiology. 10. Demonstrate an understanding of the effects of target surface characteristics on the resulting bloodstain patterns. 11. Demonstrate an understanding of the effect of environmental factors on the formation and/or drying time of bloodstain patterns, to include: a. Air flow b. Humidity c. Te mp e r atu r e d. Substrate characteristics e. Animal/insect activity 12. Demonstrate an understanding of the characteristics of blood in motion, to include: a. Drop formation b. O s ci ll at ion Introduction to Bloodstain Pattern Analysis 415 Table 14.5 (continued) Summary of SWGSTAIN Guidelines for BPA Training Category Mentorship Description c. Flight paths d. Accompanying drop e. Wave cast-off f. Distribution of stains g. Kinetic energy 13. Demonstrate an understanding of health and safety issues associated with BPA. 14. Demonstrate an awareness of bloodborne pathogens and other related health hazards. 15. Demonstrate an understanding of the mathematical principles that relate to BPA, to include knowledge of the methods used to measure bloodstains and bloodstain patterns. These include: a. Methods for the measurement of individual bloodstains. b. Trigonometric functions as they relate to BPA. c. Methods for origin determination. 16. Demonstrate an understanding of how the physical appearance of bloodstain patterns (size, shape, distribution, and location) relates to the mechanism by which they were created. 17. Demonstrate the ability to identify bloodstain patterns. 18. Demonstrate acceptable documentation methods of bloodstain pattern evidence, including documentation techniques specific to BPA, to include: a . P hoto gr aph y b . Sketching c . N ot e- ta kin g 19. Demonstrate an understanding of the methodologies for the preservation and collection of bloodstain pattern evidence that allow for future examination(s). 20. Demonstrate an understanding of bloodletting injuries, their locations, and their potential effects on the bloodstain pattern(s). 21. Demonstrate an understanding of searching, chemical testing, and enhancement techniques as they pertain to bloodstains. 22. Demonstrate an understanding of the limitations of BPA. 23. Demonstrate the ability to apply BPA to assist in the reconstruction of a bloodletting event(s). 24. Demonstrate the ability to communicate findings, conclusions, and opinions by written and/or verbal methods. Document and participate in a mentorship program. This training should include, but is not limited to, the evaluation of the required objectives, the review of completed casework, supervised BPA scene and laboratory work, and the observation of expert testimony. Competency testing Participate in and successfully complete a competency test prior to performing independent analysis and rendering expert opinion. Competency testing may be administered incrementally and/or cumulatively to allow the trainee to conduct some of the analyses independently. Continuing education A minimum of 8 h of training related to BPA should be completed annually. This may include, but is not limited to, attending professional conferences, seminars, and/or workshops. continued 412 Crime Scene Forensics Table 14.5 (continued) Summary of SWGSTAIN Guidelines for BPA Training Category Description Minimum requirements for BPA mentor Membership to a professional organization(s) related to BPA is recommended. 1. A mentor must be an active practitioner in the field of BPA and should have a minimum of 3 years of casework experience as a qualified BPA analyst. 2. A mentor should have fulfilled all previously stated requirements for a BPA analyst. Entrance to the program includes 3 years of practice in BPA, an approved 40-h BPA course, an approved 40-h course in photography, and 240 h of instruction in fields of study relating to BPA, such as crime scene investigation, evidence recovery, blood detection techniques, medicolegal death investigation, and forensic science and technology. The IAI provides a reading list, and the written examination includes the following topics: BPA terminology Documentation, photography, illustration and sketching of bloodstains and bloodstain patterns Wound pathology Investigative procedures Crime scene processing History of BPA BPA theory and logic Mathematics (basic understanding pertaining to discipline applications) Stain and stain pattern recognition (characteristics and visual recognition) The IAI certification program [43] seems rigorous, but it lacks the necessary scientific rigor necessary to ensure that BPA analysts completely understand the scientific basis of how and why patterns form at crime scenes. As of this writing, the IAI specifies no requirement that BPA analysts have a degree in science or at least college level courses in biochemistry or physics with an emphasis in fluid dynamics, and so on, as delineated in Section 14.3. Table 14.6 Laboratory Exercises for BPA Certification Category Falling blood Surface considerations Blood in motion Increased blood volumes Flow patterns (horizontal/vertical) Projected bloodstains and patterns Forceful impact spatter patterns Transfer stains and impression patterns Other topics—not required Introduction to Bloodstain Pattern Analysis 415 Table 14.7 Quality Assurance Guidelines for BPA Standard Personnel and qualifications Description The agency must have written specifications defining the minimum education, training, and experience required of an individual in order to perform BPA as per the SWGSTAIN education and training documents. Standard operating procedures: The agency must have written and approved standard operating procedures regarding BPA. Items that should be included are: 3.1. Title 3.2. Scope 3.3. Equipment, materials, and reagents 3.4. Procedures 3.5. Report generation, review, and approval 3.6. Calculations 3.7. Limitations 3.8. Safety 3.9. References 3.10. Standard operating procedure approval Case files Assessments The agency must have written procedures for the content and maintenance of BPA case files. The agency should have in place a documented program of ongoing skill assessment of the bloodstain pattern analyst. a. It is recommended that each bloodstain pattern analyst participate in case reanalysis or proficiency testing annually. b. It is recommended that the agency have a documented program that annually assesses the testimony of each bloodstain pattern analyst. Corrective action The agency should establish written procedures to be followed for corrective actions addressing such issues as administrative, analytical, interpretive, or skill-assessment errors. Safety The agency should maintain a documented health and safety program. This should include health and safety practices consistent with standards for the occupational exposure to bloodborne pathogens and occupational exposure to hazardous chemicals used in BPA. Facilities The agency must have a documented program that ensures that the facility is secure from unauthorized access and maintained in a condition that minimizes the risk of contamination of evidence. Evidence control The agency must have a documented evidence control system to ensure the integrity of physical evidence. The agency should have a documented program to monitor the maintenance and calibration of equipment and/or instrumentation that affect(s) the accuracy and validity of the BPA. Equipment and reagents The agency should have in place documented procedures for testing the reagents used in casework to ensure their functionality. 414 Crime Scene Forensics 14.8 Quality Assurance Guidelines for BPA The recommended quality assurance program for BPA analysts resembles most reasonable quality assurance programs in forensic science, for example, the American Society of Crime Laboratory Directors/Laboratory Accreditation Board (ASCLD/LAB) Legacy Program. The purpose of a comprehensive quality assurance program is to ensure that the users of the service provided receive a quality product. This begins with management and goes to on-scene testing and collecting, packaging, and preserving evidence. Table 14.7 lists these guidelines as adapted from the list described in the IABPA March 2008 newsletter [42]. References 1. T. Bevel and R. M. Gardner. 2002. Bloodstain Pattern Analysis: With an Introduction to Crime Scene Reconstruction, 2nd edn. Boca Raton, FL: CRC Press. 2. S. 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