Gifts and Benefits Overview The NSW Rural Assistance Authority (the Authority) is committed to being a professional and ethical workplace. This can only be achieved and maintained if the community is confident that staff are not influenced by gifts, benefits and bribery. For staff there are many real and perceived risks associated with being offered or accepting gifts or benefits while on duty. This policy states the Authority's requirements regarding the management of gifts and benefits, which protects staff and their reputation and minimises potential negative consequences for staff and the Authority. Background Staff must not give or accept gifts and benefits that will compromise, or appear to compromise, their integrity and objectivity in performing their duties, or cause, or appear to cause a conflict of interest. The giving or acceptance of gifts and benefits may affect the public perception of the integrity and independence of the Authority and its employees. Staff must be able to demonstrate that they cannot be improperly influenced in the performance of their duties by offers of gifts and benefits. If a person who offers a gift/benefit becomes offended because it will not be accepted, staff should politely explain the Authority’s policy against accepting gifts and benefits. This policy is based on and complies with the Independent Commission Against Corruption (ICAC) Managing Gifts and Benefits in the Public Sector Toolkit. Scope This policy applies to all staff and contractors of the NSW Rural Assistance Authority. It includes temporary staff, private contractors and consultants when performing the role of a public official. Policy 1. Staff of the Authority must not: a. b. c. 2. accept any cash or financial benefit as this could be considered a bribe, which is an offence under the Crimes Act 1900 solicit any gift/benefit from clients in connection with their official duties accept any gift/benefit that could be perceived by a reasonable person to influence the staff member when carrying out their official duties. Staff of the Authority may: a. accept token gifts/benefits where the gifts/benefits are offered in business situations or to all participants and attendees (e.g. seminars, conferences, trade and/or agricultural shows and business events). These items are not given as a personal gift for use outside the business environment and a reasonable person would not perceive token gifts as items designed to influence or win favours. Token gifts could include pen, cap, stationery, coffee mug, stress ball, mouse pad and memory sticks. Staff do not need to declare and report token gifts on the Gifts and Benefits Register b. accept a gift/benefit for presenting at a conference, seminar, and/or business event. Staff must satisfy themselves that the gift/benefit does not fall into any of the categories outlined in 4.1 and must declare and report the gift/benefit on the Gifts and Benefits Register NSW Rural Assistance Authority Page 1 of 5 c. accept a ceremonial gift from another organisation on behalf of the Authority. Ceremonial gifts belong to the Authority. Staff must declare and report the item on the Gifts and Benefits Register and arrange to display the item in the Authority office where appropriate d. accept a gift/benefit given in gratitude when hosting business events, overseas delegations/missions only where refusal would be unreasonable and unnecessarily offensive. Staff must declare and report the gift/benefit on the Gifts and Benefits Register e. accept light refreshments (e.g. tea, coffee, water, juice) or a modest meal (no alcohol) during a meeting or as a participant of a working group. This is considered a basic courtesy and under similar circumstances the Authority would reciprocate by providing similar light refreshments/modest meals to attendees at meetings or working groups hosted by the Authority. Staff do not need to declare and report basic courtesy on the Gifts and Benefits Register. 3. Staff of the Authority will: a. advise their supervisor immediately if they believe they have been offered a bribe. Where necessary ICAC and the NSW Police will be notified immediately b. advise their supervisor immediately if they believe they have been offered a gift/benefit aimed to influence decision making now or in the future c. always consider the purpose of a gift/benefit before making any decisions about accepting it. If staff are unsure, the matter is to be discussed with Authority management d. register all gifts and benefits within 10 working days of receiving the gift/benefit regardless of cost, excluding token gifts as outlined in 2 a. This includes registering: all ceremonial gifts received, all gifts and benefits that are given in gratitude, any gift/benefit or prize that may be won as a result of entering a competition while engaged in official duties, such as winning a prize at a conference paid for by the Authority, winning a prize as an incentive to complete a survey as an employee of the Authority. These items are to become the property of the Authority not staff. In this way, the prize can ultimately be of benefit to the public, the offer and/or receipt of any benefit as part of their official duties (e.g. meals, seats at sporting events, access to corporate boxes at sporting/cultural venues, upgrades on flights, tickets to theatrical, cultural, entertainment and/or sporting events along with any hospitality included with the ticket ) excluding courtesy tea/coffee as defined in 2. e. Staff must satisfy themselves that the gift/benefit does not fall into any of the categories outlined in section 1, any gift/benefit that is declined, returned or disposed of. For example if staff members share the gift, it should be donated or returned. e. discourage your family and relatives from accepting gifts and benefits, which could give the perception of an indirect attempt to influence you. 4. Gifts and Benefits Register a. The Gifts and Benefits Register is an official Authority record that details gifts and/or benefits received or offered to staff and how these items were managed by the Authority. Staff access the process via the declaration form on the intranet b. As specified in 3. d. staff must declare and report gifts and/or benefits on the register to safeguard and make transparent their relationships and dealings with individuals, organisations and client groups c. Staff must complete a Gifts and Benefits declaration form within 10 working days of receiving/being offered the gift/benefit d. The Manager Administration is responsible for actioning gifts and benefits reported within 10 working days of receiving the declaration form from staff. The possible actions include approving, declining, donating or returning the gift/benefit e. An annual review of the register enables senior management to identify and manage any emerging risks. For instance, if a particular company/organisation is presenting a NSW Rural Assistance Authority Page 2 of 5 significant number of gifts to various staff or if companies/organisations are offering frequent and substantial hospitality to staff. For additional information on how and when to report gifts and benefits refer to the procedures. 5. Roles and responsibilities Director o o Manager Administration o o o o o Incorporate gifts and benefits awareness and training into the Authority’s induction program, Manage the Authority's gifts and benefits register, take appropriate action in relation to any reported bribe, arrange for the display of gifts in the Authority office where appropriate, supervise the disposal of gift items not suitable for display in the Authority office or donation to charity. Policy Unit o Determine the appropriate course of action for managing the gifts and benefits offered to staff, Promote best conduct and regularly remind staff of their responsibilities in relation to gifts and benefits. Review policy and procedures and maintain Gifts & Benefits Declaration template. All Staff o o register the offer, receipt, refusal, return or disposal of gifts and benefits other than token gifts/benefits as defined in this policy, take all reasonable steps to ensure family members do not receive gifts and benefits intended to influence their decision making as a public official and to register any such offers. Definitions Benefit: similar to a gift in that it is of value to the recipient, but less tangible. For example meals, seats at sporting events, access to corporate boxes at sporting venues, upgrades on flights, new job or promotion, preferential treatment, or access to confidential information. Bribe: a gift or benefit offered to or solicited by a public official to influence that person to act in a particular way and to induce the public official to act in a way that is contrary to the known rules of honesty and integrity. Bribery: includes offences committed under section 249B and associated sections of the Crimes Act 1900, involving acts of offering or soliciting a corrupt commission or reward to or by a public official to influence that person in a particular way. Ceremonial Gift: an official gift from one organisation to another organisation. Such gifts are often provided to a host agency when conducting official business with delegates from another organisation. Although these gifts may sometimes be offered to express gratitude, the gratitude usually extends to the work of several people in the agency and therefore the gift is considered to be for the organisation, not a particular individual. Corruption: the abuse of public office, that is, ‘public trust’ for private or personal advantage. Cumulative Gifts: also referred to as serial gift giving, it is a series of gifts or benefits given to staff by an organisation over a 12 month period. NSW Rural Assistance Authority Page 3 of 5 Gift: an item of value for example - a gift voucher, entertainment, hospitality, travel, commodity, property etc which one person or organisation presents to another. Gifts may be offered as an expression of gratitude with no obligation to repay in kind, or given to create a feeling of obligation. In the business context, gifts can have different meanings and purposes. The purpose of the gift, to a certain extent, affects how it should be managed. Gift of Gratitude: a gift that is offered to an individual or an agency in appreciation of performing specific tasks or for exemplary performance of duties. Gifts to staff who speak at official functions would be considered gifts of gratitude. Gift of Influence: a gift that is intended to generally ingratiate the giver with the recipient for favourable treatment in the future. Gifts and Benefits Register: an official agency record that details gifts and benefits received by staff and how they were managed. Nominal Value: the monetary limit of acceptable gifts. By accepting the gift, there would be no obligation, perception or expectation for reciprocation or providing preferential treatment. For the Authority this is not a definitive amount, all items received should be declared with the exception of token gifts as defined. Official duties: The work done by a public official as defined by relevant or governing legislation (and regulations), the official’s position description or lawful directions given by a supervisor. Public Official: an individual who carries out public official functions or acts in the capacity of a public official. Temporary employees and in some circumstances private contractors and consultants are also considered public officials when performing the role of a public official. Token Gift: a gift that is offered in business situations to an agency or public official representing an agency. Such gifts are in the nature of small office or business accessories that contain the company logo. These items are not given as a personal gift for use outside the business context and a reasonable person would not perceive a token gift as items designed to influence or win favours. A token gift has no significant or lasting value and could include a pen, cap, stationery, coffee mug, stress ball, mouse pad, memory stick or a showbag given to all participants at seminars, conferences, trade and/or agricultural shows and business events. Procedures Reporting Gifts and Benefits Related Legislation Crimes Act 1900 Public Sector Employment and Management Act 2002 Independent Commission Against Corruption Act 1998 Related Policies Code of Conduct Conflict of Interest Public Interest Disclosures Authority Board - Corporate Governance Handbook NSW Rural Assistance Authority Page 4 of 5 Related Delegations Approve exemptions to this policy Director Determine the appropriate course of action for managing the gifts and benefits offered to staff Director Related Documents Managing Gifts and Benefits in the Public Sector Toolkit - ICAC Know your risks – gifts and benefits - ICAC Bribery, Corrupt Commissions and Rewards Brochure - ICAC Department of Premier & Cabinet – Circular C2002:29 - Frequent Flyer Points Public Service Commissioner Direction 1 of 2014: Managing Gifts and Benefits: Minimum Standards Revision History VERSION DATE 1.0 1.1 21/05/2013 3/11/2015 BY WHOM POLICY OFFICER POLICY OFFICER DATE OF NEXT REVIEW 31/05/2017 Authorised by Manager Policy NSW Rural Assistance Authority Page 5 of 5