Chapter 10 WDM concepts and components 10.1 Operational principle of WDM 10.2 Passive Components - The 2x2 Fiber Coupler - Scattering Matrix Representation - The 2x2 Waveguide Coupler - Mach-Zehnder Interferometer Multiplexers - Fiber Grating Filters 10.3 Tunable Sources 10.4 Tunable Filters - System considerations - Tunable filter types - Outline 10.1 Operational Principle of WDM ¾ What is WDM : The technology of combining a number of wavelengths onto the same fiber is known as wavelength-division-multiplexing or WDM ¾ DWDM : dense wavelength-division-multiplexing (channel spacing is dense) 10.1 Operational Principle of WDM ¾ ITU (International Telecommunication Union) specify channel spacing in terms of frequency - C band (conventional band) : 1524 – 1560 nm L band (longer wavelength band) : 1570 – 1610 nm frequency reference 193.10 THz (1552.524 nm) Channel spacing: 200 GHz, 100 GHz, 50 GHz, 25 GHz ITU GRID TABLE (part of it) Channel # Frequency (GHz) Wavelength (nm) 557 192700 1555.75 553 192750 1555.34 549 192800 1554.94 545 192850 1554.54 541 192900 1554.13 537 192950 1553.73 533 193000 1553.33 529 193050 1552.93 10.1 Operational Principle of WDM ¾ Frequency spacing, wavelength spacing: ⎛ c ⎞ Δν = ⎜ 2 ⎟ Δλ , ⎝λ ⎠ (10 − 1) Example 10-1 If one takes a spectral band of 0.8 nm (or, equivalently, a mean frequency spacing of 100 GHz) within which narrow-linewidth lasers are transmitting, ask how many channels can be sent in the 1525-to-1565nm band on a single fiber. ¾ Advantages: - Capacity upgrade Transparency: each optical channel can carry any transmission format (asynchronous and synchronous digital data; analog information) Wavelength routing Wavelength switching 10.1 Operational Principle of WDM ¾ Key feature of WDM is that the discrete wavelengths form an orthogonal set of carriers that can be separated, routed and switched without interfering each other ¾ The implementation of WDM networks requires a variety of passive and active devices to combine, distribute, isolate, and amplify optical power at different wavelength. ¾ Active devices: Tunable optical filters, tunable sources, optical amplifier, etc. ¾ Passive devices: Multiplexer / Demultiplexer, Add/drop filters Æ couplers, grating, etc 10.2 Passive Components ¾ Passive devices operate completely in the optical domain to split or combine light stream ¾ Three fundamental technologies for making passive components are based on optical fibers, integrated optical waveguides, and bulk microoptics. 10.2.1 The 2x2 Fiber Coupler 2x2 coupler: Input P0 Throughout power P1, P2 Crosstalk: P3 , P4 10.2 Passive Components 10.2.1 The 2x2 Fiber Coupler ¾ For ideal coupler : P2 = P0 sin 2 (κz ), (10 − 2) P1 = P0 cos 2 (κz ), (10 − 3) z : coupler drawing length κ : coupling coefficient describing the interaction between the fields in the two fibers ¾ Fused coupler can be used as a WDM (see next slide) 10.2.1 The 2x2 Fiber Coupler ¾ Principle : Multiplexer / Demultiplexer (MUX/DEMUX) using fused coupler : ¾ Also called WDM : such as, WDM (980/1550 nm) WDM (1480/1550 nm) P2 = P0 sin 2 (κz ), (10 − 2) P1 = P0 cos 2 (κz ), (10 − 3) z : coupler drawing length κ : coupling coefficient describing the interaction between the fields in the two fibers Question 10-3 consider the coupling ratios as a function of pull lengths as shown in fig p103 for a fused biconical tapered coupler. The performance are given for 1310 nm and 1540 nm operation. Discuss the behavior of the coupler for each wavelength if it pull length is stopped at the following points: A, B, C, D, E, and each F. 10.2 Passive Components 10.2.1 The 2x2 Fiber Coupler ¾ Parameters : - Coupling ratio (splitting ratio) Excess loss Insertion loss Crosstalk ⎛ P2 Coupling ratio = ⎜ ⎝ P1 + P2 ⎞ ⎟ × 100%, (10 − 4) ⎠ ⎛ P0 Excess loss=10log ⎜ ⎝ P1 + P2 ⎛P Insertion loss=10log ⎜ i ⎜ Pj ⎝ i: input; j: output ⎛P Crosstalk loss=10log ⎜ 3 ⎝ P0 ⎞ ⎟ , (10 − 5) ⎠ ⎞ ⎟⎟ , (10 − 6) ⎠ ⎞ ⎟ , (10 − 7) ⎠ Example 10-2 A 2x2 biconical tapered fiber coupler has an input optical power level of P0=200μW. The output powers at the other three ports are P1=90μW P2=85μW and P3=6.3nW. Find coupler ratio, excess loss, insertion loss, and crosstalk. 10.2 Passive Components 10.2.2 Scattering Matrix Representation ¾ One can analyze a 2x2 guided-wave coupler as a four terminal device that has 2 inputs and 2 outputs by using matrix method Scattering Matrix ⎡ a1 ⎤ ⎥ ⎣ 2⎦ Input field: a = ⎢ a ⎡ b1 ⎤ ⎥ ⎣ 2⎦ Output field:b = ⎢ b Coupler : Assume coupler is lossless : I0 =b1*b1 + b2*b2 = a1*a1 + a2* a2 j ε ⎤ ⎥ 1 − ε ⎦⎥ s12 ⎤ s 22 ⎥⎦ b = S ⋅a and One can find the matrix for coupler : ⎡ 1− ε S=⎢ ⎣⎢ j ε ⎡s S = ⎢ 11 ⎣ s 21 ε : coupling ratio from port a1 to port b2 ⎡ b1 ⎤ ⎡ s11 ⎢b ⎥ = ⎢s ⎣ 2 ⎦ ⎣ 21 s12 ⎤ ⎡ a1 ⎤ ⎡ a1s11 + a 2 s12 ⎤ ⋅⎢ ⎥ = ⎢ ⎥ s22 ⎦ ⎣ a 2 ⎦ ⎣ a1s21 + a 2 s22 ⎥⎦ Example 10-3 Assume we have a 3-dB coupler, so that half of the input power gets coupled to the second fiber. Find coupling ratio of the coupler and coupler matrix. 10.2 Passive Components 10.2.3 The 2x2 waveguide coupler ¾ Wavewguide devices have an intrinsic wavelength dependence in the coupling region (guide width w, gap s, and refractive index) ¾ Loss in semiconductor waveguide devices: 0.05 < α < 0.3 cm-1 P2 = P0 sin 2 (κz )e −α z , (10 − 18) α ; optical loss coefficient z : coupler drawing length κ : coupling coefficient describing the interaction between the fields in the two fibers 10.2 Passive Components 10.2.3 The 2x2 waveguide coupler P2 = P0 sin 2 (κz )e −α z , (10 − 18) α ; optical loss coefficient z : coupler drawing length κ : coupling coefficient describing the interaction between the fields in the two fibers ¾ Complete power transfer to the 2nd guide occurs when the guide length L is : L= π (2m + 1), 2κ with m = 0,1, 2... (10 − 21) Example 10-4 A symmetric waveguide coupler has a coupling coefficient κ = 0.6 mm-1. Find the coupling length for m=1 10.2 Passive Components 10.2.5 Mach-Zehnder Interferometer Multiplexers ¾ Wavelength-dependent multiplexer/demultiplexer (WDM) can be made using Mach-Zehnder (MZ) interferometers. ¾ 2x2 MZ interferometer consists of 3 stages: 3-dB splitter, phase shift, 3-dB combiner. ¾ Due to the phase shift between the two arms, the recombined signals will interference constructively at one output and destructively at the other : Demultiplexer (Demux) : Ein,1 will separate at Eout,1, Eout,2 Multiplexer (Mux) : Both outputs Eout,1 and Eout,2 combine at Ein,1 λ1, λ2 λ1 λ2 10.2.5 Mach-Zehnder Interferometer Multiplexers How to find output P1 and P2 by using matrix method ? ¾ Write matrix for each stage: - phase shift : MΔφ - 3-dB splitting coupler : Mcoupler - 3-dB combining coupler : Mcoupler ¾ Obtain the total matrix for MZ interferometer : M=M coupler ⋅ M Δφ ⋅ M coupler ¾ Find output E-field Eout,1 and Eout,2 : ⎡ E out,1 ⎤ ⎡ E in,1 ⎤ ⎡ M 11 = ⋅ M ⎢E ⎥ ⎢E ⎥ = ⎢ ⎣ out,2 ⎦ ⎣ in,2 ⎦ ⎣ M 21 M 12 ⎤ ⎡ E in,1 ⎤ ⋅⎢ ⎥ ⎥ M 22 ⎦ ⎣ E in,2 ⎦ ¾ Find output power (or intensity) Pout,1 and Pout,2 : 2 Pout,1 = E out,1 =E out,1 ⋅ E * out,1 ; 2 Pout,2 = E out,2 =E out,2 ⋅ E *out,2 10.2.5 Mach-Zehnder Interferometer Multiplexers ¾ Details for matrix of each component : 3-dB splitting coupler : Mcoupler ⎡ s11 M = Coupler matrix : coupler ⎢ ⎣ s21 s12 ⎤ ⎡ cos κd =⎢ ⎥ s22 ⎦ ⎣ jsinκd 3-dB coupler matrix (no loss) : M 3-dB coupler = j sin κd ⎤ , (10 − 29) ⎥ cos κd ⎦ 1 2 ⎡1 j ⎤ ⎢ j 1 ⎥ , (10 − 30) ⎣ ⎦ 2π n1 2π n2 phase shift : MΔφ L− ( L + ΔL ), (10 − 31) Δφ = λ λ Assuming same sources for the two arms, phase shift due to the arm length difference: Assume: n1=n2=neff ; k =2πneff/λ , Δφ = k ΔL , (10 − 32) Matrix of the phase shift : M Δφ ⎡ e jk ΔL / 2 =⎢ ⎣ 0 ⎤ , (10 − 33) − jk ΔL / 2 ⎥ e ⎦ 0 Total matrix : M ⎡M M=M coupler ⋅ M Δφ ⋅ M coupler = ⎢ 11 ⎣ M 21 M 12 ⎤ = ⎥ M 22 ⎦ ⎡ sin( k ΔL / 2) cos( k ΔL / 2) ⎤ j⎢ ⎥ ⎣ cos( k ΔL / 2) − sin( k ΔL / 2) ⎦ (10 − 35) 10.2.5 Mach-Zehnder Interferometer Multiplexers ¾ Find output E-field Eout,1 and Eout,2 : ⎡ E out,1 ⎤ ⎡ E in,1 ⎤ ⎡ M 11 M = ⋅ ⎢E ⎥ ⎢E ⎥ = ⎢ ⎣ out,2 ⎦ ⎣ in,2 ⎦ ⎣ M 21 M=M coupler ⋅ M Δφ ⋅ M coupler ⎡ M 11 =⎢ ⎣ M 21 M 12 ⎤ ⎡ E in,1 ⎤ ⋅⎢ ⎥ ⎥ M 22 ⎦ ⎣ E in,2 ⎦ M 12 ⎤ = M 22 ⎥⎦ ⎡ sin( k ΔL / 2) cos( k ΔL / 2) ⎤ j⎢ ⎥ ⎣ cos( k ΔL / 2) − sin( k ΔL / 2) ⎦ E out,1 =j ⎡⎣ Ein ,1 sin( k ΔL / 2) + Ein ,2 cos( k ΔL / 2) ⎤⎦ (10 − 36) E out,2 =j ⎡⎣ Ein ,1 cos( k ΔL / 2) + Ein ,2 sin( k ΔL / 2) ⎤⎦ (10 − 37) Assume that Ein,2 = 0, E out,1 =j ⎡⎣ Ein ,1 sin( k ΔL / 2) ⎤⎦ E out,2 =j ⎡⎣ Ein ,1 cos( k ΔL / 2) ⎤⎦ ¾ Find output power (or intensity) Pout,1 and Pout,2 : * Pout,1 =Eout,1 Eout,1 =Pin ,1 sin 2 ( k ΔL / 2) * Pout,2 =Eout,2 Eout,2 =Pin ,1 cos 2 ( k ΔL / 2) (10 − 35) 10.2.5 Mach-Zehnder Interferometer Multiplexers ¾ Spectrum or magnitude response of Pout,1 and Pout,2: Ref: “optical filter design and analysis”p167 * Pout,1 =Eout,1 Eout,1 =Pin ,1 sin 2 ( k ΔL / 2) * Pout,2 =Eout,2 Eout,2 =Pin ,1 cos 2 ( k ΔL / 2) ¾ Maximum and minimum of Pout,1 and Pout,2: When: k ΔL / 2 = mπ k ΔL / 2 = mπ Δf = Pout,1= 0; Pout,2= 1 Frequency spacing for bar or cross: c neff ΔL neff: effective refractive index of a waveguide ¾ This gives rise to the frequency spacing for the two Mux/Demux frequency is c Δf / 2, i.e., , (10 − 41) (different approach with our books) Δf = 2neff ΔL 10.2 Passive Components 10.2.5 Mach-Zehnder Interferometer Multiplexers Example 10-6 Assume that the input wavelengths of 2x2 silicon MZI are separated by 10 GHz (i.e., Δλ =0.08 nm at 1550 nm). With neff =1.5 in a silicon waveguide, find the waveguide length difference ΔL. ¾ Example of 4x4 MZI: c 2 neff (2Δν) (10-42) c = 2ΔL1 2neff ( Δν) (10-43) ΔL1 = ΔL2 = ΔL3 =