Justice Jeff Brown Fourteenth Court of Appeals Houston, Texas Rule 166a Either the plaintiff or defendant in a lawsuit may “move with or without supporting affidavits for a summary judgment in his favor upon all or any part thereof.” Tex. R. Civ. P. 166a(a), (b). “Supporting and opposing affidavits shall be made on personal knowledge, shall set forth such facts as would be admissible in evidence, and shall show affirmatively that the affiant is competent to testify to the matters stated therein.” Tex. R. Civ. P. 166a(f). What exactly is an affidavit? An affidavit is a “statement in writing of a fact or facts signed by the party making it, sworn to before an officer authorized to administer oaths, and officially certified to by the officer under his seal of office.” Tex. Gov’t Code § 312.011(a). An affidavit typically includes “the caption or title, the venue, the signature of the affiant, the jurat and the body of the instrument.” Acme Brick v. Temple Assocs., Inc., 816 S.W.2d 440, 441 (Tex. App.—Waco 1991, writ denied). Substance and not form is what’s significant. Govant v. Houston Cmty. Coll. Sys., 72 S.W.3d 69, 72 (Tex. App.—Houston [14th Dist.] 2002, no pet.). What’s a “jurat”? A “certificate by a competent officer that the writing was sworn to by the person who signed it.” Huckin v. Connor, 928 S.W.2d 180, 183 (Tex. App.—Houston [14th Dist.] 1996, writ denied). “Further affiant sayeth naught.” It’s “ah-FYE-ant” not “AF-fee-ant.” “Sayeth” and “saith” are both acceptable Elizabethan spellings. It’s “naught” not “not.” It’s totally unnecessary. Summary-judgment deadlines Movant must file affidavits with the motion, at least 21 days before the hearing. Tex. R. Civ. P. 166a(c). Except on leave of court, respondent must file opposing affidavits not later than 7 days before the hearing. Id. Leave to late-file opposing affidavits Must establish good cause by showing: Failure to file timely was not intentional or due to conscious indifference but instead the result of accident or mistake and, and allowing late filing will cause no undue delay or otherwise injure the movant. Or just ask for a continuance of the hearing. . . . Factual statements in the affidavit Three requirements: “made on personal knowledge” “set forth facts as would be admissible in evidence” “show affirmatively that the affiant is competent to testify” Personal knowledge An affidavit must “positively and unqualifiedly” show that the facts asserted are true and within the affiant’s personal knowledge. Humpreys v. Caldwell, 888 S.W.2d 469, 470 (Tex. 1994) (per curiam). Merely reciting that an affidavit is made on personal knowledge is insufficient. Instead, the affidavit must go further and disclose the basis on which the affiant has personal knowledge of the facts asserted. Southtex 66 Pipeline Co., Ltd. v. Spoor, 238 S.W.3d 538, 543–44 (Tex. App.—Houston [14th Dist.] 2007, pet. denied). How to establish personal knowledge? Not just job title, but specific description of affiant’s job duties. Valenzuela v. State & Cnty. Mut. Fire Ins. Co., 317 S.W.3d 550, 553 (Tex. App.—Houston [14th Dist.] 2010, no pet.). Specific explanation of how affiant became familiar with the facts in the affidavit. Radio Station KSCS v. Jennings, 750 S.W.3d 760, 761-62(Tex. 1988) (per curiam). Magic words required? Affidavit need not expressly state it’s made on personal knowledge if the statements in the affidavit show the affiant was speaking from personal knowledge. See Pipkin v. Kroger Tex., L.P., 383 S.W.3d 655, 669 (Tex. App.—Houston [14th Dist.] 2012, pet. denied). But, an affiant’s statement that is based on “knowledge and belief” is legally insufficient unless it is expressly authorized by a statute or rule. See Burke v. Satterfield, 525 S.W.2d 950, 955 (Tex. 1975) “Uncontroverted testimony of an interested witness” Uncontroverted testimonial evidence of an interested witness, or of an expert witness as to a subject about which the trier of fact must be guided solely by expert opinion, will support summary judgment if: the evidence is clear, positive and direct, otherwise credible and free from contradictions and inconsistencies, and could have been readily controverted. Tex. R. Civ. P. 166a(c). “Could have been readily controverted” Does not mean evidence could have been easily and conveniently rebutted. Does mean the testimony could have been effectively countered by opposing evidence. Trico Tech. Corp. v. Montiel, 949 S.W.2d 308, 310 (Tex. 1997) (per curiam). “Set forth such facts as would be admissible in evidence” Hearsay statements Non-admissible hearsay is not good summary-judgment proof. Powell v. Vavro, McDonald & Assocs., 136 S.W.3d 762, 765 (Tex. App.—Dallas 2004, no pet.). Must be objected to, otherwise the evidence will support a summary judgment. See Harrell v. Patel, 225 S.W.3d 1, 6 (Tex. App.—El Paso 2005, pet. denied). Conclusory statements Also not good summary- judgment evidence. Wadewitz v. Montgomery, 951 S.W.2d 464, 466 (Tex. 1997). Whether legal or factual, expert or lay, no objection is necessary to preserve error. See Transcon. Ins. Co. v. Briggs Equip. Trust, 321 S.W.3d 685, 700 (Tex. App.— Houston [14th Dist.] 2010, no pet.) (conclusory statements cannot raise a fact issue even if they draw no objection). More on conclusory statements. . . A conclusory statement is one that does not provide the underlying facts to support the conclusion. An affidavit that is nothing more than a sworn repetition of the allegations in the pleadings is conclusory and has no probative force. Brookshire Katy Drainage Dist. v. Lily Gardens, LLC, 333 S.W.3d 301, 308 (Tex. App.—Houston [1st Dist.] 2010, pet. denied). To avoid being conclusory, statements need factual specificity such as time, place, and the exact nature of the alleged facts. Southtex 66 Pipeline Co., Ltd. v. Spoor, 238 S.W.3d 538, 543–44 (Tex. App.—Houston [14th Dist.] 2007, pet. denied). Exhibits “Sworn or certified copies of all papers or parts thereof referred to in an affidavit shall be attached thereto or served therewith.” Tex. R. Civ. P. 166a(f). A properly sworn affidavit stating that the attached documents are true and correct copies of the originals authenticates the copies so they may be considered as summary-judgment evidence. Kleven v. Tex. Dept. of Criminal Justice–I.D., 69 S.W.3d 341, 345 (Tex. App.— Texarkana 2002, no pet.). No “magic words” required so long as the affiant has verified the accuracy of the documents. Llopa, Inc. v. Nagel, 956 S.W.3d 82, 87 (Tex. App.—Texarkana 2002, no pet.). What won’t work Unauthenticated or unsworn documents, or documents not supported by any affidavit, are not proper summary-judgment evidence. Llopa, Inc, 956 S.W.2d at 87. Unverified documents attached to pleadings are not proper summary-judgment evidence. Heirs of Del Real v. Eason, 374 S.W.3d 483, 487–88 (Tex. App.—Eastland 2012, no pet.). Anticipate objections. . . . To assure attachments are considered competent summary-judgment evidence, affidavit should address possible objections to admissibility, such as hearsay. See, e.g., Norcross v. Conoco, Inc., 720 S.W.2d 627, 632 (Tex. App.—San Antonio 1986, no writ) (affidavit that failed to lay a predicate under hearsay exception for admissibility of invoices as business records under Rules of Evidence 803(6) and 902(10) offered no competent summary-judgment evidence). Beware of the bad-faith affidavit A trial court may require a party who presents a summary- judgment affidavit in bad faith or solely for the purpose of delay “to pay to the other party the amount of the reasonable expenses which the filing of the affidavits caused him to incur, including reasonable attorney’s fees, and any offending party or attorney may be adjudged guilty of contempt.” Tex. R. Civ. P. 166a(h). Only a party can be sanctioned and ordered to pay the other party’s reasonable expenses; in contrast, either the party or his attorney may be held in contempt. Ramirez v. Encore Wire Corp., 196 s.W.3d 469, 476 (Tex. App.—Dallas 2006, no pet.). And, depending on where you are, beware of the “sham affidavit” Under the “sham affidavit” doctrine, a party cannot file an affidavit to contradict his own deposition testimony for the purpose of creating a fact issue to avoid summary judgment without any explanation for the change in the testimony. See Farroux v. Denny’s Rests., Inc., 962 S.W.2d 108, 111 (Tex. App.—Houston [1st Dist.] 1997, no pet.). In addition to the First Court of Appeals in Houston, the doctrine is also followed by the Amarillo, Austin, Eastland, El Paso, and Texarkana courts of appeals. Rejecting Farroux Courts rejecting the doctrine conclude that if a deposition and an affidavit conflict, there’s necessarily a fact issue. The Corpus Christi and Waco courts of appeals have expressly rejected Farroux, and the Dallas, Fort Worth, San Antonio, and Tyler courts appear to have done so as well. The Supreme Court of Texas has not specifically addressed the doctrine, though those courts rejecting it cite Randall v. Dallas Power & Light Co., 752 S.W.2d 4, 5 (Tex. 1988) (per curiam), for support of their position. See also “The Sham Affidavit Doctrine in Texas,” 66 TEX. B.J. 969 (2003), by Judge Randy Wilson. Drafting tips. . . . Don’t be afraid to use headings to make your affidavit easier to read. Remember that the text of an affidavit is actually direct testimony by the affiant. Carefully select the affiant (or affiants). Anticipate objections. Anticipate cross-examination. Make sure the affidavit is in the witness’ own words. Further affiant sayeth naught.